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Artigo ABA
Artigo ABA
https://doi.org/10.1007/s10803-019-04020-1
ORIGINAL PAPER
Abstract
Individuals with autism spectrum disorder (ASD) often have co-morbid anxiety and depression. Alexithymia and emotion
regulation difficulties are commonly seen in individuals with ASD and in mood disorders. We hypothesized that alexithymia
and emotional regulation would mediate the relationship between autistic features and anxiety/depression symptom sever-
ity. We collected data about emotional regulation, alexithymia, autistic symptoms and depression/anxiety in a sample of
64 young adults with ASD. We constructed two serial multiple mediator models, using autistic features as the independent
variable and anxiety/depression symptoms as outcome variables. The serial relationship between alexithymia and emotional
regulation mediated associations between autistic features and depression and anxiety, separately. The findings suggest that
targeting alexithymia may benefit therapies designed to alleviate mood disorders in ASD.
Introduction
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Journal of Autism and Developmental Disorders
will in turn be associated with emotional regulation difficul- Even high-functioning individuals with ASD tend to be less
ties, causing increased severity of anxiety and depression in effective at emotional reappraisal than those in the general
individuals with ASD. population (Samson et al. 2012). Individuals with ASD tend
Alexithymia is common in ASD (Poquerusse et al. 2018). to rely on emotion suppression rather than reappraisal (Sam-
Translated to “no words for emotions,” alexithymia is char- son et al. 2015), and also tend to use a pattern of avoidance
acterized by difficulty identifying and describing one’s toward emotionally arousing stimuli (Corden et al. 2008),
emotions and a tendency to focus on external, rather than similar to patterns seen in alexithymia (Bilotta et al. 2015;
internal, experiences (Taylor 1984). Individuals with alex- Laloyaux et al. 2015; Panayiotou et al. 2015; Venta et al.
ithymia can be described as having a flat, non-emotional 2013). Poor emotional regulation is associated with poorer
affect (Sifneos 1994), which can be similar to presentations overall functioning in ASD (Mazefsky et al. 2013). Elevated
of ASD (Loveland et al. 1994). While several features of alexithymia in ASD may further worsen emotional regula-
alexithymia, including lack of emotional recognition and tion, and thus worsen mental health (Bird and Cook 2013).
reduced empathy, overlap with diagnostic features of ASD Given the literature on these three points, we hypothe-
(Lord et al. 2000), data suggest that alexithymia and ASD sized that alexithymia would be more prevalent in individu-
are unique. To illustrate, not all individuals with ASD dem- als with more autistic features, and alexithymia would be
onstrate emotional deficits characteristic of alexithymia such associated with less healthy patterns of emotional regula-
as impaired emotional face recognition (Harms et al. 2010), tion, which would then be associated with increased anxiety
and evidence suggests that it is alexithymia, not autism, and depression. In other words, higher scores on a measure
that contributes to emotional face recognition difficulties of autistic traits will be associated with higher depression
(Cook et al. 2013). There is also neuroimaging evidence and anxiety symptomology scores and this relationship will
that autism and alexithymia disrupt separate brain networks be mediated by alexithymia through its impact on emotion
that underlie different socio-cognitive and socio-affective regulation. Thus, we tested serial mediation models which
processes (Bernhardt et al. 2014). It is possible that alexithy- posited that autistic features would contribute to anxiety
mia is an independent characteristic that stems from autistic and depression, respectively, in high-functioning individu-
symptoms and contributes to emotional impairments, and als with ASD indirectly through alexithymia and emotion
ultimately to mood disorders, in those with ASD (Bird and regulation.
Cook 2013). The theoretical serial multiple mediator model posited
Alexithymia is associated with mood disorders even in that alexithymia and emotional regulation mediate the rela-
those without ASD. Prevalence of alexithymia is high in tionship between the independent variable of autistic symp-
those with anxiety (Karukivi et al. 2010) and depressive toms and dependent variables of anxiety and depression
disorders (Honkalampi et al. 2000). Individuals with alex- symptoms, separately. The models also estimate the indi-
ithymia and co-occurring depression or anxiety disorders, rect effects of autistic symptoms on anxiety and depression
also tend to present with lower emotional intelligence than through (1) alexithymia alone and (2) emotional regulation
individuals without these co-occurring disorders (Onur et al. alone. Gender, years of education (defined as completion of
2013). Individuals with alexithymia also tend to fare more high school, university or post-graduate degrees) and age
poorly in treatment for many psychiatric disorders, including were also included as covariates in the model. A significant
mood disorders (Grabe et al. 2008). One potential reason for serial mediation in this model may suggest implications for
the high prevalence of mood disorders in individuals with future therapies which may be able to target alexithymia as
alexithymia is alexithymia’s link with emotional regulation a key factor related to difficulties in emotional regulation
(Venta et al. 2013). in individuals with ASD and co-occurring mood disorders.
Emotional regulation involves discerning emotions,
selecting reactions to that emotion, and implementing
strategies to regulate that reaction (Gross 2015). Common Methods
strategies to regulate emotion include suppression, the ten-
dency to try and ignore emotional responses, and emotional Procedure
reappraisal, in which individuals reframe the meaning of an
emotional stimulus or change their thought patterns (Gross Participants for this study were recruited through online
and John 2003). ASD research websites, community boards, outreach/
Mental health problems in individuals with alexithymia resource websites, and advertising in an ASD research jour-
have been attributed to difficulties in emotional regulation nal, the Journal of Autism and Developmental Disorders.
(Pandey et al. 2011). IAs individuals with ASD and alex- All assessments were completed online using the Qualtrics
ithymia get older, deficits in emotional regulation may limit online survey system. Informed consent was collected prior
success in school and employment (Ashburneret al. 2010). to any data being collected, and debriefings were provided
13
Journal of Autism and Developmental Disorders
to all participants following the completion of the study. and Restricted Interests and Repetitive Behaviors (related
For taking part in the study, participants were entered into to narrow interests and highly routine behavioral patterns).
a raffle to win an Amazon gift card. Ethical approval was Higher scores on the SRS-2 represent increased levels of
received from the University of St Andrews University ASD-related deficits.
Teaching and Ethical Committee (Ethical Approval Code: Total scores on the SRS-2 can be translated into T-scores
PS10557). (μ = 50, SD = 10) to provide insight into comparative ASD
phenotype expression severity levels, with scores of 60 and
Participants above representing clinically significant deficiencies in
reciprocal social behavior resulting in either mild to mod-
Sixty-eight adults (age range: 18–65 years) from the UK erate (60–65), substantial (66–75), or severe and enduring
and the USA with a self-reported clinical ASD diagnosis (76 +) interference with daily social interactions. The psy-
participated. As diagnosis could not be confirmed by clinical chometric properties of the SRS-2 have been found to be
assessment due to the online format of the study, ASD phe- good, with strong internal consistency alphas ranging from
notype severity was assessed using the Social Responsive- 0.92 to 0.95, test–retest reliability ranging from r = 0.88
ness Scale, Second Edition; (Constantino and Gruber 2012) to r = 0.95, and satisfactory to good convergent validity
and participants who produced total T-scores in the ‘within (r = 0.35 to r = 0.58) with established ASD diagnostic tools
normal limits’ range of 59 or below (n = 2) were excluded such as the ADOS, ADI-R, and Childhood Autism Rating
from analyses. Additionally, two participants were excluded Scale (CARS) (Bolte et al. 2008; Reszka et al. 2014).
from analyses due to incomplete responses on at least one
measure. As a result, the total sample reported in this study Depressive/Anxious Symptomology: Depression Anxiety
is comprised of 64 adults. and Stress Scale (DASS)
All participants (N = 64, 17 male, 47 female) additionally
completed a demographics questionnaire providing details The DASS (Lovibond and Lovibond 1995b) is a standard-
regarding their gender, age, ASD diagnosis, depression/anxi- ized self-report measure designed to assess the extent to
ety diagnostic history, and level of educational achievement which an individual expresses the cognitive and behavioral
(High School, Some/In-Progress University Study, Univer- symptoms associated with the negative affective states of
sity Graduate, Post-Graduate Study). Participant educa- depression, anxiety, and stress. In total the DASS consists of
tion status was as follows: 45.3% completed high school 42 statements that participants rate on how much the state-
(n = 29), 43.8% completed university or college studies ment applied to them during the preceding week on a 4-point
(n = 28) and 10.9% completed post-graduate studies (n = 9). Likert-type scale ranging from 0 (Did not apply to me at
Participants reported a mean age of 31.67 years (SD = 10.27, all) to 3 (Applied to me very much or most of the time).
range 18–65) and a diagnosis of either Asperger’s Syndrome The statements are equally divided among those designed
(n = 52), ASD (n = 10), or PDD-NOS (n = 2). to measure symptoms of depression (e.g., “I felt I was pretty
worthless.”), anxiety (e.g., “I was worried about situations in
Questionnaire Materials which I might panic and make a fool of myself.”), and stress
(e.g. “I found it difficult to relax.”).
ASD Phenotype Severity: Social Responsiveness Scale, Scores for each scale within the DASS range from 0
Second Edition (SRS‑2) to 42 with higher scores indicating increased expression
of the symptoms associated with either depression, anxi-
The SRS-2 (Constantino and Gruber 2012) is a quantitative ety, or stress. Given the focus of the current study, only the
measure of the traits associated with the ASD phenotype that depression and anxiety scales are considered. Established
has been designed to align with the updated ASD symptom severity levels for scores on each scale are as follows: Nor-
criteria outlined in the DSM-5 (APA 2013). This study uti- mal (depression: 0–9; anxiety: 0–7), Mild (depression:
lized the self-report Adult version of the SRS-2, which is 10–13; anxiety: 8–9), Moderate (depression: 14–20; anxi-
comprised of 65 statements. Participants rate how well the ety: 10–14), Severe (depression: 21–27; anxiety: 15–19),
statement describes their behavior over the past 6 months and Very Severe (depression: 28 + ; anxiety: 20 +) (Brown
on a 4-point Likert-type scale ranging from 1 (not true) to et al. 1997). The DASS has produced excellent psychomet-
4 (always true). Items on the SRS-2 are designed to assess ric properties with reported internal consistency alphas
ASD-related domains of Social Awareness (related to recog- ranging from 0.91 to 0.97 for depression and 0.84–0.92 for
nition of social cues), Social Cognition (related to interpreta- anxiety, and strong concurrent validity with well-established
tion of social cues), Social Motivation (related to motivation related measures of depression (Beck Depression Inven-
to engage in social-interpersonal behavior), Social Commu- tory: r = 0.74–0.77) and anxiety (Beck Anxiety Inventory:
nication (related to reciprocal communication with others), r = 0.81–0.84) in both clinical (Brown et al. 1997) and
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Journal of Autism and Developmental Disorders
non-clinical samples (Antony et al. 1998; Crawford and (e.g., “When I’m upset, I take time to figure out what I’m
Henry 2003; Lovibond and Lovibond 1995a). This scale has really feeling.”; reverse scored), inadequate access to emo-
been demonstrated to be reliable and valid when adminis- tion regulation strategies (e.g., “When I’m upset, I believe
tered in an online setting (Zlomke 2009). that there is nothing I can do to make myself feel better.”),
and impaired emotional clarity (e.g., “I have difficulty mak-
Alexithymia: 20‑Item Toronto Alexithymia Scale (TAS‑20) ing sense out of my feelings.”). Total scores for the DERS
range from 36 to 180 with higher scores indicating greater
The TAS-20 (Bagby et al. 1994) is a widely utilized instru- difficulties with emotion regulation. Psychometric findings
ments in both clinical and research settings for the assess- for the DERS have produced results suggestive of good
ment of alexithymia (Parker et al. 2003). The instrument internal consistency (α = 0.86–0.94) and test–retest reli-
consists of 20 statements that participants are requested to ability (r = 0.83–0.88), as well as adequate construct, con-
rate on how much they agree or disagree with the ability of current, and predictive (associations with related behavioral
the statement to describe their behavior on a 5-point Likert- outcomes of deliberate self-harm and partner abuse) validity
type scale ranging from 1 (strongly disagree) to 5 (strongly across multiple studies (Lougheed and Hollenstein 2012;
agree). The statements in the TAS-20 assess three inter- Ritschel et al. 2015; Ruganci and Gencoz 2010). Previous
related and fundamental alexithymic features: difficulties studies using internet-administered versions of this scale
with identification of one’s feelings through one’s bodily have demonstrated that the internet version has good reli-
sensations (e.g., “When I am upset, I don’t know if I am ability and validity (Rusch et al. 2012).
sad, frightened, or angry.”), difficulties with describing one’s
feelings (e.g., “It is difficult for me to find the right words Analysis
for my feelings.”), and a concrete, externally oriented think-
ing style (e.g., “I prefer talking to people about their daily Questionnaires were scored and the total scores collected.
activities rather than their feelings.”). Total scores for the Data analysis was performed in SPSS. Descriptive statistics
TAS-20 range from 20 to 100 with higher scores indicating for gender, age, alexithymia (TAS-20 total score), emotional
increased alexithymia. Typical cut-off scores for this instru- regulation (DERS total score), autistic traits (SRS total
ment are as follows: 20–51 = typical (non-alexithymic), score), and anxiety (DASS-Anxiety) and depression (DASS-
52–60 = intermediate/moderate, 61–120 = high/diagnostic Depression) were first used to describe the characteristics of
level (alexithymic). This instrument has been found to have the study population.
strong internal consistency (α = 0.77–0.86), satisfactory The theoretical model is illustrated in Fig. 1. Mod-
test–retest reliability (r = 0.74), and good convergent, dis- els were tested separately for depression and anxiety
criminant, and concurrent validity across numerous studies as the dependent variable using SPSS PROCESS by
(Bagby et al. 1994; Campbell and McKeen 2011; Dalbudak Hayes (Hayes 2013) which utilizes bootstrapping. This
et al. 2013).The online version of this scale has shown to be is a robust method for serial multiple mediation models,
comparable reliable and valid (Bagby et al. 2014). and generates an approximation of the distribution of a
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Journal of Autism and Developmental Disorders
SRS Social Responsiveness Scale, DASS Depression and Anxiety Stress Scales, TAS-20 Torontro Alex-
ithymia Scale, DERS Difficulties in Emotional Regulation Scale, GP General population
Anxiety disorder
Never 19 116.05 19.352 9.84 4.729 62.42 13.525 105.4 20.726
Current 27 115.07 22.506 13.67 7.815 63.59 12.401 113.3 21.803
Previous 18 111.39 27.038 9.56 6.853 58.89 17.432 102.9 27.467
Total 64 114.33 22.736 11.38 6.941 61.92 14.2 108 23.322
Depressive disorder
Never 14 113.57 15.931 9 8.602 61.36 12.695 102.7 24.222
Current 22 112.18 21.973 20.82 11.342 61.23 12.862 113.6 20.839
Previous 28 116.39 26.457 13.64 5.807 62.75 16.215 106.3 24.623
Total 64 114.33 22.736 15.09 9.656 61.92 14.2 108 23.322
13
Journal of Autism and Developmental Disorders
expectations, males (M = 106.6, SD = 23.8) demonstrated alexithymia that contributes to emotion regulation, on
fewer autistic features than females (M = 119.1, SD = 22.3) depression was significant (b = 0.06, se = 0.03, 95% CI 0.02,
(F1,71 = 4.3, p < 0.05) according to scores on the SRS. How- 0.15). Together, these results indicate a serial mediation of
ever, there were no other gender differences found in our autism symptoms and depression through alexithymia and
variables of interest (all p values > 0.1). its contribution to emotion regulation.
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Journal of Autism and Developmental Disorders
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Journal of Autism and Developmental Disorders
greater symptoms of anxiety and depression in ASD, and mental health, future treatments should be examined that
this may occur in relation with the social deficits in ASD. target alexithymia in ASD.
The link between ASD and alexithymia may be complex, Limitations of the current study include the small sam-
whereby an initial autistic symptoms may include poor ple, which was alleviated somewhat by the use of boot-
social communication that may impede the development of strapping in our models. Additionally, while there was no
emotional intelligence and increase alexithymia (Poquerusse significant association found between gender and any of
et al. 2018). Of course, many other factors may affect emo- the variables of interest in this study, the large propor-
tional intelligence and awareness, including gender, age, and tion of females also makes the findings less generalizable
socio-economic status (Mankus et al. 2016). Gender is par- to the general population of those with ASD, which is
ticularly relevant as our sample was heavily skewed toward skewed towards males (Lyall et al. 2017). The age range
females. Autistic individuals in particular may develop of our sample is also very broad, at 18–65 years, and
avoidance of social or emotional situations due to negative while age did not play a role in our findings, future stud-
experiences in their past (Rosbrook 2010). In addition, evi- ies with greater power should consider age as a poten-
dence suggests that emotional intelligence in particular may tially important factor in the severity of mental illness.
have a strong biological basis (Petrides et al. 2016). We included covariates of age, gender and education, but
Emotional intelligence, which may be considered as being other unmeasured confounders (such as SES) may play a
inverse to alexithymia (Parker et al. 2001), is an important role. Another limitation is the lack of longitudinal data,
construct, and is associated with better well-being and resil- as all data were collected at one time point. Collection
ience (Armstrong et al. 2011), including reduced anxiety and analysis of longitudinal data may examine whether
and depression in younger people (Fernandez-Berrocal et al. alexithymia predated temporally difficulties in emotional
2006). Alexithymia, by negatively impacting emotional reg- regulation, anxiety and depression to provide further
ulation, may contribute to poorer development of overall understanding of their relationships. It is possible that
emotional intelligence (Naghavi and Redzuan 2012) and emotional regulation or depression may in fact contribute
lead to mood disorder. Targeting alexithymia in ASD, as to alexithymia. However, given the strong theoretical link
part of a combined therapy that also targets other complicat- presented between alexithymia and emotional regulation
ing factors such as past negative experiences and coming to and the small number of studies examining potential medi-
terms with and accepting impairment, may thus help those ation effects through alexithymia and emotion regulation,
individuals, especially with regard to decreasing the inci- the current results provide initial support of a pathway
dence, prevalence and severity of mood disorders. between autism and mood disorders such as anxiety and
Poor social responsiveness may make alexithymia worse, depression. Future data should examine alexithymia and
as learning how to label emotions and demonstrate social emotional regulation in larger samples and over longer
reciprocity may be challenging for individuals with ASD. time periods. It should also be acknowledged that diffi-
Poor social responsiveness may also worsen overall mental culty in identifying emotions in those with alexithymia
health, especially in treatment which may rely on commu- may complicate accurate reporting of anxiety and depres-
nication between a patient and a therapist. While our model sion. However, investigators (e.g. Berthoz and Hill 2005;
suggests that alexithymia in ASD leads to emotional regu- Hill et al. 2004) have noted that adults with ASD without
lation difficulties and then worse anxiety and depression, co-occurring intellectual disability are not only aware of
the underlying basis of alexithymia in ASD is still unclear. any emotional problems with which they may be strug-
One theory posits that alexithymia is developed early by a gling, but are fully capable of accurately reflecting on that
lack of social interaction in childhood and a failure to learn awareness in commonly utilized self-report measures of
proper emotional labeling, which is supported by findings depressive and anxious symptomology (in comparison to
of alexithymia in those individuals who suffered childhood both clinical interviews and caregiver/parent reports). An
neglect (Aust et al. 2013). For those with ASD who do not additional concern is that recruitment specifically of indi-
seek out or resist social interaction, increased symptoms of viduals with depression or anxiety may have biased our
autism may worsen alexithymia, underscoring our finding of results. However, the levels of depressive symptomology
an association. There is also evidence of a biological basis and emotion dysregulation found in our sample align with
to alexithymia, as it can be acquired following damage to what has been published in other studies examining these
the anterior insula (Hogeveen et al. 2016). In addition, indi- topics in adults with ASD (Wigham et al. 2017).
viduals with alexithymia may not seek, or perform as well Finally, while conducting the study in an online format
in, mental health treatment (Grabe et al. 2008), leading to allowed for broader participant recruitment, and was poten-
worse outcomes in depression and anxiety, and this may be tially a more comfortable research format for individuals
true in individuals with ASD. However, with the knowl- with HFASD who might be discouraged by the idea of com-
edge that alexithymia may worsen emotional regulation and ing into a research lab and having to directly interact with
13
Journal of Autism and Developmental Disorders
investigators, some research control was lost as a result. Toronto alexithymia scale. Psychological Assessment, 26(1),
Specifically, this format did not allow for confirmation of 16–22. https://doi.org/10.1037/a0034316.
Bagby, R. M., Parker, J. D., & Taylor, G. J. (1994). The twenty-item
diagnosis through clinical assessment, and researchers were Toronto alexithymia scale–I. Item selection and cross-valida-
not able to control the environment in which the study was tion of the factor structure. Journal of Psychosomatic Research,
conducted, thus being unable to ensure the participant was 38(1), 23–32.
not multi-tasking or being distracted by their surrounding Barnhill, G. P., & Smith-Myles, B. (2001). Attributional style and
depression in adolescents with Asperger syndrome. Journal of
environment while completing the study components. Positive Behaviour Interventions, 3, 175–183.
In sum, our results indicate that alexithymia may relate Becerra, R., Cruise, K., Murray, G., Bassett, D., Harms, C., Allan,
importantly to mental health in individuals with ASD, spe- A., et al. (2013). Emotion regulation in bipolar disorder: Are
cifically through its relationship with emotional regulation. emotion regulation abilities less compromised in euthymic bipo-
lar disorder than unipolar depressive or anxiety disorders? Open
As alexithymia is common in individuals with ASD, thera- Journal of Psychiatry, 3, 1–7.
pies that address anxiety and depression in individuals with Bernhardt, B. C., Valk, S. L., Silani, G., Bird, G., Frith, U., & Singer,
ASD should consider alexithymic characteristics. T. (2014). Selective disruption of sociocognitive structural brain
networks in autism and alexithymia. Cerebral Cortex, 24(12),
Acknowledgments KPM received support from MH018268-31 and 3258–3267. https://doi.org/10.1093/cercor/bht182.
receives support from K01DA042937. SJ received support from Berthoz, S., & Hill, E. L. (2005). The validity of using self-reports
MH018268-33. MNP receives support from the Connecticut Coun- to assess emotion regulation abilities in adults with autism spec-
cil on Problem Gambling, and the Connecticut Department of Mental trum disorder. European Psychiatry, 20(3), 291–298. https://
Health and Addiction Services. Beyond funding, the funding agencies doi.org/10.1016/j.eurpsy.2004.06.013.
had no further role in the writing of the report or in the decision to Bilotta, E., Giacomantonio, M., Leone, L., Mancini, F., & Coriale, G.
submit the paper for publication. (2015). Being alexithymic: Necessity or convenience. Negative
emotionality x avoidant coping interactions and alexithymia.
Psychology and Psychotherapy, 4, 5. https://doi.org/10.1111/
Author contributions Dr. Morie wrote the first draft of the paper and papt.12079.
worked with co-authors on subsequent drafts. All authors contributed Bird, G., & Cook, R. (2013). Mixed emotions: The contribution of
to the editorial process and have approved the final submitted version alexithymia to the emotional symptoms of autism. Translational
of the manuscript. Psychiatry, 3, e285. https://doi.org/10.1038/tp.2013.61.
Bolte, S., Poustka, F., & Constantino, J. N. (2008). Assessing autis-
Compliance with Ethical Standards tic traits: Cross-cultural validation of the social responsive-
ness scale (SRS). Autism Research, 1(6), 354–363. https://doi.
Conflict of interest The authors report no conflict of interest with re- org/10.1002/aur.49.
spect to the content of this manuscript. Brown, T. A., Chorpita, B. F., Korotitsch, W., & Barlow, D. H.
(1997). Psychometric properties of the depression anxiety
stress scales (DASS) in clinical samples. Behaviour Research
and Therapy, 35(1), 79–89.
Campbell, D. W., & McKeen, N. A. (2011). Alexithymia tenden-
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