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JOURNAL OF THE AMERICAN COLLEGE OF CARDIOLOGY VOL. 78, NO.

6, 2021

ª 2021 PUBLISHED BY ELSEVIER ON BEHALF OF THE

AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION

THE PRESENT AND FUTURE

JACC STATE-OF-THE-ART REVIEW

Sleep Disordered Breathing and


Cardiovascular Disease
JACC State-of-the-Art Review

Martin R. Cowie, MD, MSC,a Dominik Linz, MD, PHD,b Susan Redline, MD, MPH,c Virend K. Somers, MD, PHD,d
Anita K. Simonds, MDe

ABSTRACT

Sleep disordered breathing causes repetitive episodes of nocturnal hypoxemia, sympathetic nervous activation, and
cortical arousal, often associated with excessive daytime sleepiness. Sleep disordered breathing is common in people
with, or at risk of, cardiovascular (CV) disease including those who are obese or have hypertension, coronary disease,
heart failure, or atrial fibrillation. Current therapy of obstructive sleep apnea includes weight loss (if obese), exercise, and
positive airway pressure (PAP) therapy. This improves daytime sleepiness. Obstructive sleep apnea is associated with
increased CV risk, but treatment with PAP in randomized trials has not been shown to improve CV outcome. Central sleep
apnea (CSA) is not usually associated with daytime sleepiness in heart failure or atrial fibrillation and is a marker of
increased CV risk, but PAP has been shown to be harmful in 1 randomized trial. The benefits of better phenotyping,
targeting of higher-risk patients, and a more personalized approach to therapy are being explored in ongoing trials.
(J Am Coll Cardiol 2021;78:608–624) © 2021 Published by Elsevier on behalf of the American College of Cardiology
Foundation.

S leep disordered breathing (SDB) is a spectrum of


sleep-related breathing disorders, including
those that are characterized predominantly by
obstructive features (repetitive narrowing and closure
(CVD) (1). Diagnosis of OSA requires objective evi-
dence of an elevated number of apneas or hypopneas
(Figure 1) (2). OSA is a heterogenous disorder, but key
pathophysiological causes may include a variable
of the upper airway during sleep) or by abnormalities combination of an anatomically compromised or
in neuromuscular output without prominent airway collapsible upper airway, inadequate upper airway
collapse (Figure 1). Obstructive sleep apnea (OSA) and dilator muscles (genioglossus) responsiveness during
central sleep apnea (CSA) can co-occur in the same in- sleep, low respiratory arousal threshold, and a high
dividual, complicating diagnosis and treatment. “loop gain” with an oversensitive ventilatory control
system (3). An approach to phenotypic classification
DEFINITION of OSA is shown in Figure 2 (4).
Many of the acute pathophysiological conse-
OBSTRUCTIVE SLEEP APNEA. OSA occurs in more quences of obstructive and central apneas are similar
than 40% of patients with cardiovascular (CV) disease and relate to intermittent hypoxemia and

Listen to this manuscript’s


audio summary by From the aDepartment of Cardiology, Royal Brompton Hospital (Guy’s & St Thomas’s NHS Foundation Trust), London, United
Editor-in-Chief Kingdom; bDepartment of Cardiology, Maastricht University Medical Centre & Cardiovascular Research Institute, Maastricht, the
Dr. Valentin Fuster on Netherlands; cDepartment of Medicine, Brigham and Women’s Hospital, Harvard Medical School, Boston, Massachusetts, USA;
JACC.org. d
Department of Cardiovascular Medicine, Mayo Clinic, Rochester, Minnesota, USA; and the eDepartment of Sleep and Ventilation,
Royal Brompton Hospital (Guy’s & St Thomas’s NHS Foundation Trust), London, United Kingdom.
The authors attest they are in compliance with human studies committees and animal welfare regulations of the authors’
institutions and Food and Drug Administration guidelines, including patient consent where appropriate. For more information,
visit the Author Center.

Manuscript received April 12, 2021; accepted May 11, 2021.

ISSN 0735-1097/$36.00 https://doi.org/10.1016/j.jacc.2021.05.048


JACC VOL. 78, NO. 6, 2021 Cowie et al. 609
AUGUST 10, 2021:608–624 Sleep Disordered Breathing and CV Disease

inspiratory muscles, at least during the initial ABBREVIATIONS


HIGHLIGHTS AND ACRONYMS
part of inspiration (8).
 SDB is common and associated with an During the day, fluid may accumulate in
AF = atrial fibrillation
increased risk of cardiovascular disease. the intravascular and interstitial spaces of the
ASV = adaptive
legs due to gravity, and on lying down at
 Weight loss, exercise, and positive airway servoventilation
night, this redistributes rostrally. Some of
pressure therapy improve daytime BP = blood pressure
this fluid may accumulate in the neck,
drowsiness and quality of life in patients CPAP = continuous positive
increasing tissue pressure and causing the airway pressure
with OSA, but positive airway pressure
upper airway to narrow, thereby increasing
CSA = central sleep apnea
has not been proven to improve cardio-
its collapsibility, and predisposing to OSA. In
vascular outcomes, possibly because of CSB = Cheyne-Stokes
HF patients, with increased rostral fluid shift, breathing
potentially adverse effects in patients
fluid may additionally accumulate in the CV = cardiovascular
with heart failure.
lungs, provoking hyperventilation and
CVD = cardiovascular disease
 Future research should focus on identi- hypocapnia, driving PCO2 below the apnea
EDS = excessive daytime
fying high-risk patients with SDB and threshold, leading to CSB (9). sleepiness

developing individualized therapeutic HF = heart failure


RISK FACTORS
strategies that improve cardiovascular HFrEF = heart failure with
outcomes. SDB and CVD commonly co-occur, reflecting
reduced ejection fraction

HSAT = home sleep apnea test


both causal relationships and shared risk
sympathetic nervous system activation (Figure 3). LV = left ventricular
factors, such as male sex, older age, and
However, obstructive (but not central) events are MACE = major adverse
obesity. The risk factors for SDB are listed in
additionally associated with large swings in intra- cardiovascular events
Table 1 (10-22).
thoracic pressure due to breathing against an MAS = mandibular
occluded airway (1). Within the different phenotypes PATHOPHYSIOLOGY advancements splint

of OSA, some data suggest that those with excessive MI = myocardial infarction

daytime sleepiness (ESD) may be at particularly SDB is associated with a range of physiologic OSA = obstructive sleep apnea

elevated CV and mortality risk (5); however, insuffi- and pathophysiologic responses (Central RCT = randomized controlled
cient sleep and other causes of sleepiness may have Illustration) (1). trial

confounded previous studies (6). REI = Respiratory Event Index


DIAGNOSIS
SDB = sleep disordered
CENTRAL SDB. This complex group of disorders
breathing
(Figure 1) (2) is characterized by breathing instability Attended in-hospital polysomnography is the T<90 = time spent with
and recurrent central apneas/hypopneas, often with gold standard test for sleep disorders, iden- arterial oxygen
some upper airway narrowing. CSA-Cheyne-Stokes tifying apneas and hypopneas, staging sleep, saturation <90%

breathing (CSB) often occurs in association with car- quantifying sleep fragmentation, and identifying
diac or cerebrovascular disease—particularly heart other sleep-related phenomena such as arrhythmia
failure (HF) or atrial fibrillation (AF), stroke, or brain and periodic leg movements. This can be performed
stem/high cervical cord injury. In HF, its pathogen- out of hospital and without an attendant present
esis reflects an exaggerated chemoreflex and a pro- overnight, but more limited, multichannel sleep pol-
longed circulation delay between the pulmonary ygraphy or home sleep apnea test (HSAT) with oxygen
capillaries and carotid chemoreceptors. Cyclic periods saturation and other respiratory measures is more
of hyperventilation cause CO 2 levels to fall below the widely available and can be set up by the patient at
apneic threshold, precipitating apneas and hypo- home (23). Figure 2 shows typical recordings from a
pneas, with resumption of breathing (and hyperven- patient with OSA and a patient with CSA from a HSAT.
tilation) as CO 2 levels rise (7). Characteristic cycles of Reflecting the lack of precise sleep data, the AHI
crescendo–decrescendo breathing typically have cy- cannot be calculated, and the main metric from a
cle lengths of 30 to 60 s, with longer cycles in HF. HSAT is the Respiratory Event Index (REI), which is
Recently, subtypes of CSB have been identified, with the sum of apneas and hypopneas divided by the
lower end-expiratory lung volume in patients with estimated sleep time. In practice, this is often merely
longer CSB cycle, worse functional class, and higher the total recording time, although it can be better
plasma N-terminal pro–B-type natriuretic peptide estimated by using available information on heart
(NT-proBNP) concentrations. This may help maintain rate and breathing pattern (24). Hypopneas with
stroke volume and cardiac output in those with worse arousal, but without significant desaturation, can also
cardiac function, and may also unload weak not be picked up without electroencephalogram
610 Cowie et al. JACC VOL. 78, NO. 6, 2021

Sleep Disordered Breathing and CV Disease AUGUST 10, 2021:608–624

F I G U R E 1 Simplified Classification of SDB in Adults

Classification of Sleep Disordered Breathing in Adults (simplified)

Obstructive Central: repetitive loss of respiratory drive


• Repetitive narrowing or closure of • Central Sleep Apnea (CSA)
upper airway during sleep • CSA with Cheyne-Stokes breathing (CSA-CSB)
AHI ≥5/h + characteristic symptoms Central AHI ≥5 events/hr & central apnea/hypopnea ≥50% of total
OR AHI >15 with or without symptoms (CSB has a crescendo/decrescendo breathing amplitude pattern
with a cycle length >40 s)

• Treatment-emergent CSA (CSA persisting or emerging


when predominantly OSA is treated with positive airway
pressure, and in the absence of co-morbidity or substance use
Apnea: near absence of airflow for ≥10 s that might trigger CSA)

Hypopnea: ≥30% reduction in airflow for


• High altitude periodic breathing
≥10 s PLUS either Pa02 drop ≥3% OR • Opioid (or other substance) related CSA
cortical arousal
AHI: Apnea Hypopnea Index =
apnea or hypopnea events per hour
of sleep NB Phenotype and clinical presentation may overlap

The main subdivision is into obstructive sleep apnea (with repetitive narrowing or closure of the upper airway during sleep) or central sleep apnea (CSA),
with repetitive loss of respiratory drive. See text for a fuller explanation. AHI ¼ apnea hypopnea index; CSB ¼ Cheyne-Stokes breathing; PaO2 ¼ partial
pressure of arterial oxygen; SDB ¼ sleep disordered breathing.

monitoring, although recent studies support the should be elicited with input from a bedpartner.
ability to identify sleep and arousal from the photo- Common nocturnal breathing disturbances are
plethysmography available on some HSATs (25). snoring, snorting, gasping, and breathing pauses
Although HSATs are commonly used due to their during sleep. Daytime symptoms include EDS, fa-
lower cost and burden, in-laboratory poly- tigue, and difficulty concentrating. In particular, the
somnography is generally recommended to evaluate presence of EDS—identified by assessing difficulties
patients with complex comorbidities, such as HF. in maintaining alertness, involuntary periods of
When interpreting the results of HSAT, the REI may dozing, or drowsy driving—should trigger prompt
underestimate the AHI by 12% (26), with the potential referral for diagnosis and treatment, given that this
for larger misclassification in patients with poor sleep symptom is a marker of increased risk for vehicular
quality, such as in HF. crashes (30), as well as associated with better
Even simpler screening may be performed by adherence with OSA treatment (31). Patients with
recording nocturnal oxygen saturation via a finger CSA-CSB may report nonspecific symptoms such as
probe, which has a high sensitivity for SDB, including poor sleep quality with frequent awakenings,
in HF (27). Further investigation is needed for those paroxysmal nocturnal dyspnea, and nocturia, but
who test negative but where clinical suspicion re- often do not report EDS. The index of suspicion for
mains high, as well as for those who test positive, to SDB should be high for those with relevant symp-
characterize the SDB clinical phenotype (minimally toms, or difficult-to-treat or nondipping hyperten-
requiring recording of abdominal and chest move- sion, or AF (particularly if there is a predominance
ment). Algorithms have been developed in cardiac of nocturnal AF episodes).
implantable electronic devices to detect and quantify There are several screening questionnaires that
SDB (28), with reasonable sensitivity for moderate-to- can be used to facilitate symptom identification;
severe SDB (29). these questionnaires include assessment of OSA
Patients at risk for OSA are usually initially symptoms and risk factors such as obesity, increased
identified by assessing characteristic symptoms and neck girth, and hypertension. The reported sensi-
associated risk factors. A sleep history ideally tivity is 77%-89%, but with low specificity around
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F I G U R E 2 Schematic of the Phenotypic Traits That Cause OSA

Narrow/crowded/
collapsible
upper-airway

Arousal

EEG EMGMTA

Poor muscle responsiveness

Epiglottic EMGraw
pressure
OSA Epiglottic
pressure
Low arousal threshold
Airflow

Ventilatory response
High loop gain

Required breathing level


Ventilatory disturbance

Some degree of abnormal upper airway anatomy is required (narrow/crowded/collapsible) but with variable contribution also from a low cortical arousal threshold, poor
muscle responsiveness, or high loop gain. Modified with permission from Carberry et al (4). EEG ¼ electroencephalogram; EMG ¼ genioglossus electromyogram;
MTA ¼ moving time average; OSA ¼ obstructive sleep apnea.

34% (32). The Epworth Sleepiness Scale, a tool for The implementation of sleep apnea testing
grading the propensity for dozing in 8 different sit- management requires close interdisciplinary
uations, has higher specificity (67%), but low sensi- collaboration between the cardiologist and sleep
tivity (42%) (33). OSA screening questionnaires specialists, ideally within an integrated care model
appear to have poorer diagnostic accuracy in certain (36).
groups, such as in women (who commonly report
fatigue and insomnia symptoms rather than sleepi- SEVERITY GRADING
ness [33]) and in patients with HF, AF, or resistant
hypertension, who may not report sleepiness despite OSA disease severity is categorized using AHI/REI
fragmented sleep (34), likely related to sympathetic cutoffs: <5 (normal), 5 # 15 (mild), 15-30 (moderate),
activation. Because of these limitations, overnight and >30 (severe), with further assessment based on
oximetry may be of value to screen patients with the severity of overnight hypoxemia, sleep fragmen-
multiple OSA risk factors who are at increased risk tation, and daytime sleepiness. Stronger associations
for CV consequences of untreated OSA, such as pa- with CVD incidence and morbidity have been
tients with AF (26,35). observed with an AHI >30 (37-39) and with more
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Sleep Disordered Breathing and CV Disease AUGUST 10, 2021:608–624

Study of middle-aged to older participants, an AHI


F I G U R E 3 Characteristic Home Sleep Apnea Testing Traces
>30 predicted a 46% increased rate of all-cause

Obstructive apnea
mortality (38), with the association driven by find-
A ings in men aged <70 years, with no significant in-
Flow
crease observed in women.
Thorax P r o g n o s t i c m a r k e r s . Several studies have reported
that measures of overnight hypoxemia better predict
Abdomen
mortality than the AHI—findings consistent with a
SaO2 central role of cyclical changes in oxygen saturation
95 96 95 96 96 96
94 91 87 88
94 94 93 90 90 in contributing to inflammation, oxidative stress, and
sympathetic nervous system activation. In over
30 seconds
10,000 Canadian patients followed for a median of
Central apnea/CSB
B 68 months, AHI did not predict mortality; but by
contrast, a 58% increased mortality was associated
Flow
with T<90 of 9 min compared with 0 min (49). Mor-
Thorax tality was also associated with other indices of sleep
disruption, including periodic leg movements,
Abdomen
numbers of awakenings, and a short sleep time. In a
SaO2 94 91 93 95 94 91 94 95 93 prospective analysis of more than 10,000 individuals
86 88 85 88
84 84
in another cohort followed for an average of 5.3 years,
patients with significant nocturnal hypoxemia had a
(A) Patient with OSA; (B) a patient with CSA, showing airflow, thoracic and abdominal nearly 2-fold increase in the risk of sudden cardiac
wall movements, and Pa02 (partial pressure of arterial oxygen). Note: desaturation is
death after potential confounders had been consid-
delayed in CSA because of long circulation time in heart failure. Abbreviations as in
ered (50). Another large prospective study of older
Figures 1 and 2.
men demonstrated, not only that increased T<90
predicted mortality, but that this association was
partially mediated by an elevation in inflammatory
severe overnight hypoxemia, including percentage
mediators (51). Other indices of hypoxemia during
sleep time with PaO 2 <90% (T<90) (40). Further ad-
sleep also have been identified as potentially potent
vances in quantitative phenotyping, including longi-
predictors of mortality (52,53), supporting the use of
tudinal sleep monitoring, may better identify which
oximetry-based measures for risk stratification.
OSA patients are at highest CVD risk and which best
Although the aforementioned studies reported as-
respond to specific therapies (41-43).
sociations that were adjusted for multiple potential
ASSOCIATION WITH CVD AND OUTCOME confounders, it is possible that findings reflect resid-
ual biases. One approach for addressing causality
MORTALITY. Physician diagnosis of OSA predicted a between SDB and mortality is to identify appropriate
2.4 increase in mortality, and a higher CVD incidence, temporal associations. A large population study re-
over 7.5 years in more than 5,000 participants in the ported that sudden cardiac death occurred during
MESA study (Multi-Ethnic Study of Atherosclerosis) sleep in 46% of patients with OSA, compared with
who were free of known CVD at baseline (44). Asso- 23% of control patients (54). This pattern was attrib-
ciations are stronger for an AHI >30, with weaker or uted to the likelihood that OSA events directly trig-
inconsistent associations for milder OSA (45). Several gering arrhythmia, as was shown in a
observational studies from Spain followed patients polysomnography study demonstrating a 17-fold in-
for 5-10 years after referral to sleep centers. Among crease in atrial and ventricular arrhythmias occurring
men, untreated severe OSA was associated with a 2.9- immediately following an apnea or hypopnea
fold increased risk of fatal CVD events compared with compared with after a period of normal breathing (55).
untreated patients with mild or moderate OSA (46). In addition to SDB, there is increasing evidence
Among women, the mortality rate was 3.5-fold higher that short sleep duration, and fragmented sleep and
in severe untreated OSA than in female control pa- variable sleep–wake patterns, may contribute to
tients (47). In the Wisconsin Sleep Study, individuals increased risk of CV morbidity and mortality (56).
with severe OSA had a 3-fold increased HR for all- Conversely, HF and other cardiac disorders may
cause mortality compared with those with no OSA, negatively affect sleep quality. Research is required
with somewhat higher estimates for CVD mortality to elucidate the potential mechanisms of this likely
(48). In the community-based Sleep Heart Health bidirectional association (57).
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HYPERTENSION. Up to 50% of OSA patients may


T A B L E 1 Risk Factors for SDB
have hypertension, and 30% of hypertensive patients
Sex
will likely have OSA (58). Patients with untreated OSA
2- to 4-fold more prevalent in men than in women (10)
followed over 4 years have a 2- to 3-fold increased
More prevalent in women after menopause, unless hormone replacement therapy used (11)
risk of developing incident hypertension (59). OSA Differences due to men having a longer pharynx and more upper airway fat deposition and
has been recognized as a particularly important likely anatomic narrowing then women when obese

causal factor in resistant hypertension (60), and this Ventilatory drive and cortical arousal also lower in women, with shorter respiratory events,
more hypopneas rather than apneas, and less oxygen desaturation with respiratory events
may be important in those of African ancestry, a (12)
population with a high prevalence of unrecognized Age
OSA, poorly controlled hypertension, and hyperten- Increased prevalence with age due to reducing airway stiffness and increasing cardiac/
metabolic/neurologic comorbidity
sive complications (61).
Obesity
However, in a randomized controlled trial (RCT)
40%-60% of people with OSA are obese (13)
evaluating incident hypertension and CVD events in 4-fold increase in OSA in obese middle-aged individuals compared with normal weight
nonsleepy patients with OSA, continuous positive individuals due to increased fat in the tongue and parapharyngeal tissues, reduced chest
wall compliance and lung volumes, and increased work of breathing
airway pressure (CPAP) did not result in a significant
Obesity-associated cytokine elevation also promotes daytime sleepiness
reduction in either of these endpoints over a median
NB 20% of people with OSA are not obese
follow-up of 4 years (62). In a randomized comparison Craniofacial features
of 3 months of CPAP versus nocturnal oxygen on 24-h A narrower oropharyngeal airways increases risk of snoring and OSA (14)
systemic blood pressure (BP) in 281 patients with CVD Particularly relevant in people of Asian ancestry where OSA increases with only minor changes
in BMI (15)
or multiple CV risk factors, CPAP was accompanied by
Small or recessed jaw, brachycephalic head form, high-arched and narrow palate, large tongue
a modest fall in 24-h BP (around 2.5 mm Hg), with BP and excessive soft tissue in the throat promote OSA (16)
reduction especially evident at night (63), which is Systemic inflammation
likely prognostically beneficial. Several meta- Plasma CRP and IL-6, elevated insulin levels, and leptin resistance associated with changes in
central and peripheral ventilatory drive and fat deposition, increasing SDB risk (17-20)
analyses of randomized trials of CPAP in patients
Genetics
with hypertension have reported similar BP decreases
First degree relative of an individual with OSA has a 2-fold risk of OSA compared with someone
(64,65). CPAP appeared most effective at lowering BP without an affected relative (21)
at night compared with daytime, and in those pa- Association partly explained by obesity, but also craniofacial characteristics, ventilatory
control, and comorbidities such as cardiometabolic diseases (22)
tients who were sleepy, those who were more
adherent to CPAP therapy, and those with a higher BMI ¼ body mass index; CRP ¼ C-reactive protein; IL ¼ interleukin; OSA ¼ obstructive sleep apnea; SDB ¼ sleep
AHI (66). Two meta-analyses of trials of CPAP in disordered breathing.

resistant hypertension have provided more encour-


aging results, with a drop in ambulatory BP of at least
5 mm Hg systolic/3 mm Hg diastolic, but with wide The prevalence of SDB in patients with AF is higher
interindividual variation (67,68). (21%-74%) than in control subjects without AF (3%-
CARDIAC ARRHYTHMIA. The complex and dynamic 49%) (76-78). Also, severe OSA is associated with a
substrate for arrhythmias induced by OSA, which is lower response rate to antiarrhythmic drug therapy
characterized by structural remodeling as well as (79). Meta-analyses of observational studies show
transient apnea-associated electrophysiological that patients with OSA have a 31% greater AF-
changes, is summarized in Figure 3 (69). recurrence rate after pulmonary vein isolation than
A t r i a l fi b r i l l a t i o n . Patients with OSA show marked those without OSA (80,81). In nonrandomized,
atrial structural changes and conduction abnormal- observational studies, CPAP use was associated with
ities, without any changes in atrial refractoriness lower AF recurrences after cardioversion (82) and
(70,71). OSA may also increase AF trigger formation in lower AF recurrence rate after pulmonary vein isola-
the pulmonary veins and elsewhere (70,72). Addi- tion (83,84). In meta-analyses of several non-
tionally, obstructive respiratory events may result in randomized studies, the use of CPAP was associated
transient electrophysiological arrhythmogenic with a 42% decreased risk of AF recurrence (85,86).
changes, which may explain the increased risk of Randomized controlled trials are ongoing, including
nocturnal AF paroxysms temporally related to such SLEEP-AF (Sleep Apnoea and Atrial Fibrillation: The
events (55,69,73). In the VARIOSA-AF (Night-to-Night Effect of Treatment of Sleep Apnoea on Atrial Fibril-
Variability in Severity of Sleep Apnea and Daily Dy- lation Burden; ACTRN12616000088448).
namic Atrial Fibrillation Risk) study (Figure 4), the Non-CPAP interventions may also be effective in
nights with more severe sleep apnea conferred a 2.3- reducing AF recurrence. Weight loss by behavioral
fold increased risk of $1 h of AF during the same day changes or bariatric surgery, as well as alcohol absti-
compared with the best sleep nights (74,75) (Figure 5). nence, have beneficial effects on OSA and have been
614 Cowie et al. JACC VOL. 78, NO. 6, 2021

Sleep Disordered Breathing and CV Disease AUGUST 10, 2021:608–624

C E NT R AL IL L U STR AT IO N Pathophysiological Abnormalities in Sleep Disordered Breathing

Cowie, M.R. et al. J Am Coll Cardiol. 2021;78(6):608–624.

Sleep disordered breathing is associated with several major pathophysiological abnormalities, including intrathoracic pressure swings (particularly in OSA), sleep
reduction and fragmentation, cyclical hypoxemia and reoxygenation, sympathetic system activation, endothelial dysfunction and increased thrombosis. Nocturnal
rostral fluid shifts may exacerbate both OSA and CSA. IV ¼ interventricular; CSA ¼ central sleep apnea; LA ¼ left atrium; LV ¼ left ventricle; NF-kB ¼ nuclear factor-kB;
OSA: ¼ obstructive sleep apnea; PAI-1 ¼ plasminogen activator inhibitor type-1; REM ¼ rapid eye movement; RV ¼ right ventricle; VEGF ¼ vascular endothelial
growth factor.

shown to also promote the maintenance of sinus predispose to both CSB and AF, as can be found in
rhythm (87,88). idiopathic CSB (91).
AF may predispose to CSB through mechanisms Ventricular a r r h y t h m i a . Intrathoracic pressure
similar to those in HF (with raised pulmonary swings during obstructive apneas contribute to
vascular pressure triggering hyperventilation and changes in ventricular repolarization, and this along
hypocapnia through stimulation of pulmonary vagal with sympathetic activation may represent mecha-
irritant receptors, leading to respiratory system nisms for increased risk of sudden cardiac death in
instability) (89), or CSB may increase the propensity OSA (92). An AHI of 20/h was an independent risk
to AF by hypocapnia and increased electrical insta- factor for incident sudden cardiac death in a
bility (90). Alternatively, autonomic dysfunction may study of more than 10,000 patients referred for
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AUGUST 10, 2021:608–624 Sleep Disordered Breathing and CV Disease

F I G U R E 4 The Complex and Dynamic Substrate for Arrhythmia Induced by Sleep Apnea

• Negative intrathoracic pressure changes


• Cyclical desaturation/reoxygenation
• Sympatho-vagal activation

Acute (transient) electrophysiological Chronic (progressive) cardiac


changes remodeling

Atrium Atrium
- Refractoriness p - Atrial dilatation
- Conduction velocity p - Fibrosis/ connexin remodeling +
- Triggers n - Conduction disturbances Cardiovascular
Risk Factors
Ventricle Ventricle
- QT dispersion n - Hypertrophy
- Triggers n - Heart failure
Increasing Arrhythmia Risk

Arrhythmia risk
Transient apnea-associated peaks
in arrhythmia risk

Structural substrate
due to long-term sleep apnea &
cardiovascular risk factors

Time (Several Months to Years)

(Top) Sleep apnea–related pathophysiological changes resulting in acute transient electrophysiological changes (blue box) and chronic progressive cardiac
remodeling processes (red box). (Bottom) Individual acute sleep apnea episodes cause transient apnea-associated peaks in arrhythmia risk (blue lines),
but in the absence of an underlying structural substrate, the threshold necessary to trigger an arrhythmia (dashed black line) cannot be reached. However,
in the presence of structural remodeling due to long-term sleep apnea and cardiovascular risk factors (red line), acute sleep apnea episodes can trigger
arrhythmia.

polysomnography (50,93). Coexisting HF and sleep observational cohort of more than 1,400 patients,
apnea increase the risk of developing malignant and after adjustment for traditional risk factors, OSA
ventricular arrhythmia (29). Severe OSA also in- was associated with a 2-fold increase in risk of CVD
creases the risk of ventricular premature beats and events or death (96). The prevalence of undiagnosed
nonsustained ventricular tachycardia, and nocturnal severe OSA in patients with ST-segment elevation
sudden cardiac death (55,67). Registry data show that myocardial infarction (MI) was about 40% (97). In
treatment of CSB with servoassisted ventilation in HF patients admitted with an MI without a prior diag-
patients with implantable cardioverter defibrillator nosis of OSA, those with OSA were far more likely to
devices decreases the use of implantable car- have had their MI during the nighttime, presumably
dioverter- defibrillator therapies (94), although CVD because of the acute nocturnal hypoxic, adrenergic,
(and all-cause) mortality was increased in a large and hemodynamic stress induced by obstructive
randomized trial of this therapy (95). apneas (98). In a 4-year follow-up of patients after
CORONARY ARTERY DISEASE. OSA is associated MI, independent predictors of major adverse car-
with increased risk of coronary events. In an diovascular events (MACE) included severity of
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Sleep Disordered Breathing and CV Disease AUGUST 10, 2021:608–624

F I G U R E 5 Simultaneous Long-Term Day-by-Day Variation in Sleep Apnea and Episodes of AF

25
Nightly RDI (Events/h)

20

15

10

0
Cumulative Daily AF Burden (h)

24

18

12

AF
6 lat ive
cumu
>1 h
0
10 20 30 40 50 60 70 80 90 100
Day Number

24% days AF >1 h 20% days AF >1 h 21% days AF >1 h 39% days AF >1 h

AF AF AF
AF

Q2 Q3
Least Severe SDB (Q1) Most Severe SDB (Q4)
Nightly RDI (Events/h)

25.0 25.0 25.0 25.0


20.0 20.0 20.0 20.0
15.0 15.0 15.0 15.0
10.0 10.0 10.0 10.0
5.0 5.0 5.0 5.0
.0 .0 .0 .0
3
4
9
11
16
18
19
24
26
32
33
36
39
41
45
62
64
70
71
72
73
79
81
90
95
97
101
102

2
5
6
7
8
12
13
14
20
23
27
29
30
31
50
56
61
66
74
80
85
87
90
91
94
98
17
22
29
36
49
52
54
57
58
60
63
65
68
69
78
82
83
84
89
92
93
96
103
104
105

10
15
21
25
34
37
38
40
42
43
44
46
47
48
51
53
55
59
67
75
76
77
86
89
100

Day Number Day Number Day Number Day Number

Least Severe SDB (Q1) Q2 Q3 Most Severe SDB (Q4)

Patients with implanted pacemakers showed considerable night-to-night variation in sleep apnea severity, with a higher respiratory disturbance index (RDI) associated
with an increasing risk of atrial fibrillation (AF) during the same day. Modified with permission from Linz et al (74).

nocturnal hypoxemia (99) and EDS (100). Patients was increased in those with moderate-to-severe
with OSA have evidence of increased arterial stiff- OSA, independent of other risk factors (105). Acute
ness, early atherosclerosis (101), coronary artery pressor surges, hypoxemia, and adrenergic activa-
calcification (102), coronary plaque instability (103), tion during apneic events (1) may be implicated as
and increased plaque vulnerability (104). In a retro- triggers of cardiac ischemia or plaque rupture.
spective analysis of patients who underwent coro- Franklin et al reported a close temporal relationship
nary angiography, severity of coronary artery disease between the hypoxemia of an obstructive apnea and
JACC VOL. 78, NO. 6, 2021 Cowie et al. 617
AUGUST 10, 2021:608–624 Sleep Disordered Breathing and CV Disease

the development of ST-segment changes and chest median reduction of only 1.3 mm Hg was reported
pain waking a patient from sleep (99). Rather than (125).
the AHI, it is the severity of nocturnal oxygen
MANAGEMENT
desaturation that appears to most strongly predict
the development of nocturnal ST-segment depres-
LIFESTYLE. Individuals with OSA are advised to lose
sion in OSA patients (106).
weight if they are overweight or obese, to exercise
OSA is associated with increased mortality after an
moderately, stop smoking, avoid alcohol and sedative
MI (107) and with heightened CVD risk after coronary
medication intake before sleep, and to improve sleep
intervention. In more than 1,300 patients who un-
habits. A recent cross-sectional observational study
derwent polysomnography, more than 45% had an
reported that increased total physical activity,
AHI $15/h. OSA was independently associated with
vigorous-intensity activity, and walking were inde-
an increased risk of MACE (108). In a subsequent
pendently associated with a decreased prevalence of
meta-analysis of effects of OSA after percutaneous
OSA, irrespective of body mass index (126). The
coronary intervention, OSA was found to increase the
mechanism of benefit is unclear but may be related to
risk of MACE, but not of readmission for HF or of
less nocturnal rostral fluid shift due to increased ac-
stroke (109).
tivity of the musculovenous pump (127).
HEART FAILURE. SDB is common in HF, with preva- W e i g h t l o s s . Obesity is a major risk factor for OSA.
lence rates of 50%-75% (110,111) in HF with reduced Weight loss has a variable effect on the severity of
ejection fraction (HFrEF) and HF with preserved OSA. Obesity may be worsened by OSA due to limi-
ejection fraction (112,113). In acute decompensated tation of physical activity, reduced energy expendi-
HF, the prevalence is between 44% and 97% (114,115). ture, and sleep deprivation leading to increased
A study of more than 6,500 patients with HFrEF re- appetite. In the Wisconsin Sleep cohort, a 10% weight
ported a strong association between SDB (either OSA gain was associated with a 32% increase in AHI, but a
or CSA) and obesity, male sex, AF, age, and poorer left 10% weight loss resulted in a 26% decrease in AHI
ventricular (LV) systolic function (116). (128).
The prevalence of CSA increases as the symptom- In a systematic review, interventions combining
atic severity of the HF syndrome increases (110,112), weight loss and exercise training were most effective
and the severity mirrors underlying cardiac dysfunc- in men with moderate or severe OSA: although AHI,
tion (117). SDB is independently associated with oxygen desaturation index, and sleepiness were
increased mortality (118,119). reduced, full remission of OSA was not achieved in
PULMONARY ARTERIAL HYPERTENSION. Acute hypox- moderate or severely affected patients. Pooled mean
ia during episodes of OSA may increase pulmonary reduction in AHI was around 9/h, from a baseline AHI
artery pressures transiently due to hypoxic vasocon- of 30/h. Weight loss can be more successful in less
striction (120). To what extent these transient in- severe OSA—in almost 60% of patients with mild OSA,
creases in pulmonary vascular resistance carry over the SDB resolved 2 years after weight loss interven-
into sustained vasoconstriction remains unclear. tion (129).
Although OSA may often coexist with pulmonary (or B a r i a t r i c s u r g e r y . Substantial bariatric weight loss
systemic) hypertension, it is unclear the extent to (c. 50 kg) was associated with a fall in AHI from 54 to
which the OSA drives this association. Nevertheless, 19/h, but in those who attained weight loss from
it is important to identify pulmonary hypertension in surgery or diet, residual OSA remained in 70%-90%
patients with OSA, because such patients are at risk (130).
for increased mortality (121,122). The prevalence of In current practice, a strategy of weight loss and
pulmonary hypertension (pulmonary artery exercise combined with CPAP therapy is therefore
pressures $20 mm Hg) in patients with OSA has been recommended in patients with moderate or severe
reported to be around 20% in those regardless of OSA, and can be used in symptomatic patients with
coexisting lung disease (123). In 169 patients with mild OSA. Their relative contributions have been
pulmonary hypertension, the prevalence of OSA was investigated in a 3-armed RCT (comparing intensive
estimated to be 16%, with an additional 10% having weight loss alone with CPAP combined with an
CSA (124). intensive weight loss program, and with CPAP
Whether treatment of comorbid OSA lowers pul- alone) in obese patients with AHI >15/h (131).
monary artery pressures in patients with pulmonary Plasma CRP concentration decreased (as did BP,
hypertension has not been examined in a large, long- insulin sensitivity, and lipid concentrations) more
term RCT. In a meta-analysis of 6 small studies, a in the weight loss group (and weight loss combined
618 Cowie et al. JACC VOL. 78, NO. 6, 2021

Sleep Disordered Breathing and CV Disease AUGUST 10, 2021:608–624

T A B L E 2 Randomized Trials of OSA Treatment With CPAP Therapy in Patients With CVD

Patient OSA Follow-Up, Primary Higher Adherence Daytime Sleepiness


Trial (Ref. #) Group Diagnosis Intervention (n) Mean Outcome: MACE Subgroup, >4 h per Night at Baseline

SAVE (135) Prevalent CVD ODI >12/h CPAP vs control 43 months HR: 1.10 HR: 0.52 ESS <15
(1,346/1,341) (95% CI: 0.91-1.32) (95% CI: 0.30-0.90) for stroke Severe sleepiness excluded
RICCADSA (136) Revascularized CVD AHI >15/h CPAP vs control 57 months HR: 0.80 HR: 0.29 ESS <10
(122/122) (95% CI: 0.46-1.41) (95% CI: 0.10-0.86) MACE Nonsleepy
ISAAC (137) Acute coronary AHI >15/h CPAP vs control 40 months HR: 0.89 HR: 0.08 ESS <10
syndrome (631/631) (95% CI: 0.68-1.17) (95% CI: 0.52-1.23) MACE Nonsleepy

AHI ¼ apnea-hypopnea index; CPAP ¼ continuous positive airway pressure; CVD ¼ cardiovascular disease; ESS ¼ Epworth Sleepiness Scale; ISAAC ¼ Continuous Positive Airway Pressure (CPAP) in Patients
With Acute Coronary Syndrome and Obstructive Sleep Apnea (OSA) trial; MACE ¼ major adverse cardiovascular events; ODI ¼ oxygen desaturation index; OSA ¼ obstructive sleep apnea;
RICCADSA ¼ Continuous Positive Airway Pressure [CPAP] Treatment in Coronary Artery Disease and Sleep Apnea trial; SAVE ¼ Continuous Positive Airway Pressure Treatment of Obstructive Sleep Apnea to
Prevent Cardiovascular Disease trial.

with CPAP group) compared with the CPAP alone Secondary prevention of CV events with
group. C P A P . The 3 major RCTs designed to assess the ef-
C P A P . CPAP is established as first-line therapy in OSA fects of CPAP on secondary prevention of CVD events
patients with moderate or severe OSA due to its are summarized in Table 2. The SAVE (Continuous
impact on both symptoms and quality of life. It has Positive Airway Pressure Treatment of Obstructive
also been shown to improve vitality and quality of life Sleep Apnea to Prevent Cardiovascular Disease) trial
in mild OSA. (135) randomized over 2,000 patients with estab-
A limitation in carrying out RCTs with cardiac lished CV or cerebrovascular disease to CPAP plus
endpoints in OSA is that ethical considerations have usual care, or usual care alone. An effort was made to
often resulted in excluding patients with severe familiarize patients with CPAP using a run-in period.
sleepiness or hypoxemia—the groups who might The use of CPAP (over a mean follow-up of 43 months)
benefit the most from treatment. Improvements in did not significantly reduce the primary composite
design of masks and devices (plus telemonitoring) endpoint of MACE, although sleepiness did improve.
with more consistent feedback and patient support In a prespecified subgroup analysis, those with CPAP
have helped adherence to therapy (132), but CPAP adherence >4 h per night had a lower risk of stroke
tolerance remains a key issue in interpreting results. (HR: 0.56; 95% CI: 0.32-1.00) and total cerebrovascu-
Adherence of more than 4 h per night is judged as lar events (HR: 0.52; 95% CI: 0.30-0.90).
sufficient, but this is based largely on the grounds In the RICCADSA (Continuous Positive Airway
that this “dose” reduces sleepiness, but it may still Pressure [CPAP] Treatment in Coronary Artery Dis-
mean that for one-half the night, OSA is not ease and Sleep Apnea) trial (136), patients with
controlled (133). moderate or severe OSA (but with no daytime sleep-
P r i m a r y p r e v e n t i o n o f C V e v e n t s w i t h C P A P . The iness) were randomized to CPAP or control after cor-
CERCAS (Effect of Continuous Positive Airway Pres- onary revascularization, and followed up for a mean
sure [CPAP] on Hypertension and Cardiovascular of 57 months. The CPAP group showed no change in
Morbidity-Mortality in Patients With Sleep Apnea and CVD endpoints including repeat revascularization,
no Daytime Sleepiness) trial (62) randomized 725 although the subgroup using CPAP >4 h per night had
nonsleepy patients with moderate or severe OSA to a lower CV risk (HR: 0.29; 95% CI: 0.10-0.86).
CPAP or no active intervention, after excluding those A further study (ISAACC [Continuous Positive
with previous CVD events. CPAP did not result in a Airway Pressure (CPAP) in Patients With Acute Coro-
reduction in the incidence of hypertension or CVD nary Syndrome and Obstructive Sleep Apnea (OSA)]
events during 3 years’ follow-up, although a post trial) (137) examined patients with acute coronary
hoc secondary analysis showed that adherence to syndrome and moderate or severe OSA. CPAP had no
CPAP for more than 4 h per night did reduce both significant effect on the primary composite end point
endpoints. of CVD events or death. In this trial, there was no
The effect of CPAP on uncontrolled BP was relationship between hours of CPAP use and out-
explored in an RCT of patients with poorly controlled comes, although median adherence to CPAP was low
BP and ischemic heart disease (134). The CPAP group at 2.78 h per night. CPAP users did have an
showed improved hypertension control (CPAP 69.4% improvement in hypertension control and daytime
vs 43.2% control; P ¼ 0.02), and sleepiness was sleepiness, but not in quality of life.
reduced, but cerebrovascular and CVD events were A meta-analysis of 9 trials involving 3,314 patients
unchanged. with CVD who were randomized to CPAP or usual care
JACC VOL. 78, NO. 6, 2021 Cowie et al. 619
AUGUST 10, 2021:608–624 Sleep Disordered Breathing and CV Disease

reported no improvement in survival or CVD events pulmonary hypertension after 3 months of treatment,
with median treatment duration ranging from and these improvements persisted at 1 year (145). A
1 month to 57 months (138). small observational study of CPAP versus medical
The reasons for these randomized trials failing to therapy for those with HF and moderate or severe
demonstrate CV benefit has been debated (6,139), OSA demonstrated a significantly higher rate of hos-
with consensus that there needs to be a better phe- pitalization or death in the non-CPAP group
notyping of SDB—patients with similar AHI have compared with those treated with CPAP (146). Pa-
widely different combinations of abnormalities in tients who were not compliant with CPAP also had a
airways anatomy, neuromuscular responsiveness, higher risk of the composite endpoint. Two other
respiratory chemosensitivity, and loop gain (3)— large registry studies found similar results (147,148).
closer collaboration between respiratory and CV More robust data will emerge from a randomized
physicians and trialists, adequately powered studies, trial of an adaptive servoventilation (ASV) device in
and a broader range of therapies are required. Poor patients with HFrEF and SDB (149). ASV increases
adherence with airway pressure support in patients inspiratory support during hypopnea, withdraws
with no EDS (and thereby lower CV risk) may also bias support during hyperventilation, provides mandatory
randomized trials to find no effect of intervention. breaths during apnea, and generates background
ORAL APPLIANCES. Mandibular advancements splints positive airway pressure. It is therefore effective in
(MAS) can be used in patients with mild or moderate both CSA and OSA (150).
OSA, and work by lifting the mandible forward and Early trials of CPAP in CSA with HF reported an
stabilizing the upper airway. A meta-analysis (140) of improvement in AHI, reduced daytime plasma natri-
trials comparing effects of CPAP and MAS on BP uretic peptide and catecholamine concentrations, and
confirmed that compared with control patients, sys- improved LV ejection fraction. A larger RCT was
tolic and diastolic BP were reduced by a similar de- designed to evaluate the effect of CPAP on transplant-
gree by both therapies. free survival in patients with CSA and HF (151).
Although CPAP improved the AHI, LV ejection frac-
UPPER AIRWAY SURGERY. The evidence for surgical
tion, 6-min walk test distance, and reduced plasma
solutions to OSA is mixed: multiple interventions are
norepinephrine concentrations, there was no differ-
performed, cardiovascular endpoints are not
ence in transplant-free survival over 2 years’ follow-up
measured, and follow-up is rarely long term (141).
in 258 patients. Post hoc subgroup analysis suggested
Sleepiness may improve and AHI reduce, but not to
that there was a survival advantage in those in whom
within the normal range. Recently, in patients with
the AHI was suppressed to <15/h by the CPAP (152).
moderate or severe OSA who refused (or could not
In small RCTs, beneficial effects of ASV treatment
tolerate) CPAP or MAS, a randomized trial of stan-
of CSA-CSB in HF patients include significant re-
dardized multilevel oropharyngeal and tongue sur-
ductions in AHI, plasma NT-proBNP, and urinary
gery produced an improvement (although not
catecholamine concentrations, and LV end-systolic
normalization) of AHI, and reduction in sleepiness,
diameter, increases in 6-min walk distance and LV
compared with control patients (142). Mean BP did
ejection fraction, and improved New York Heart As-
not change, and the only serious adverse events
sociation (NYHA) functional class (151,152). However,
(including a cardiac event) were reported in the
the SERVE-HF (Treatment of Predominant Central
operative group.
Sleep Apnoea by Adaptive Servo Ventilation in Pa-
MANAGEMENT OF HF. Optimal medical management tients With Heart Failure) trial, a large RCT to assess
of HF is likely to improve SDB (23). This should the impact of ASV on hospitalization, life-saving
include the appropriate use of diuretic agents, which cardiovascular intervention, or death in those with
also may reduce the nocturnal rostral fluid shift that HF and CSA in patients with a LV ejection
can exacerbate both OSA and CSA, and disease- fraction #45% and moderate-to-severe CSA reported
modifying drug therapy for HFrEF. Cardiac resynch- no difference between the 2 groups, despite a
ronization therapy for patients with reduced ejection powerful effect on AHI (95). Surprisingly, there was a
fraction and a broad QRS complex significantly re- higher all-cause (and CV) mortality in those treated
duces CSA (but not OSA) (143). with ASV, largely driven by an increase in sudden
POSITIVE AIRWAY PRESSURE IN HF. In a RCT of 55 death (153). Various explanations have been proposed
patients with HF and OSA, nocturnal CPAP for including a direct toxic effect of ASV on patients with
3 months improved LV ejection fraction and reduced poor LV function and a low pulmonary capillary
urinary norepinephrine excretion (144). CPAP wedge pressure; or that CSB may be at least partially
improved right ventricular function, LV mass, and adaptive for patients with severe HF (154). Further
620 Cowie et al. JACC VOL. 78, NO. 6, 2021

Sleep Disordered Breathing and CV Disease AUGUST 10, 2021:608–624

data will emerge from the subgroup of patients with studies are ongoing, including a post-marketing reg-
CSA in the ADVENT-HF (Effect of Adaptive Servo istry (163).
Ventilation [ASV] on Survival and Hospital Admis- ACETAZOLAMIDE. Two small trials of acetazolamide
sions in Heart Failure) study (149). In the meantime, have been reported to reduce AHI and improve oxy-
the use of ASV (or perhaps other airway pressure gen saturation in HF and CSA, perhaps due to its
therapies) for the treatment of predominantly CSA in respiratory stimulating properties or its diuretic ac-
HFrEF cannot be recommended. It is important to tion (164,165). A slightly larger (N ¼ 85) randomized
note that different ASV algorithms may have different study addressing the effect of acetazolamide on the
effects on minute ventilation and sleep architecture severity of SDB in HF is currently being conducted
(155). (Predicting Successful Sleep Apnea Treatment With
CSA is found in the majority of patients with acute Acetazolamide in Heart Failure Patients [HF-
decompensated HF, is usually severe, and is associ- ACZ]; NCT01377987).
ated with an increased risk of readmission and mor-
tality (156). A randomized trial of ASV in this patient CONCLUSIONS
group was initiated, but was terminated after the re-
sults of the SERVE-HF trial became available (157). The diagnosis of SDB should be considered in anyone
Early results suggest that ASV can improve cardiac with symptoms of daytime sleepiness, fatigue, or
diastolic function, improve symptoms, and decrease snoring—particularly if they are obese or have a his-
plasma BNP concentrations in patients with HF with tory of CVD. Weight loss and CPAP therapy are likely
preserved ejection fraction and CSA-CSB (158,159). No to improve daytime sleepiness and quality of life in
adequately powered randomized CV outcome trial patients with at least moderate OSA, and may help
has been undertaken. improve hypertension control and paroxysmal AF.
Randomized trials in patients without sleepiness or
OXYGEN THERAPY FOR CSA-CSB. The CHF-HOT marked nocturnal hypoxemia have not demonstrated
(Chronic Heart Failure–Home Oxygen Therapy) trials an impact on CV endpoints. CSA is typically found in
demonstrated a decrease in AHI and an improvement patients with HF and/or AF, and although mask-based
in LV ejection fraction in those with severe CSA treated therapy can ameliorate the breathing disorder, it has
with home oxygen at 3 L/min via an oxygen concen- not been shown to improve CV outcome, and may be
trator, at least out to 12 weeks (160). There was also an harmful in HFrEF. Better phenotyping and quantifi-
improvement in mean NYHA functional class, but no cation of SDB, targeting those at highest CV risk, and
overall improvement in ventricular ectopy or plasma with a broader range of more personalized therapies
catecholamine concentrations. A meta-analysis of 14 show promise in unlocking benefit from diagnosing
studies concluded that oxygen therapy does reduce and treating the pathophysiological abnormalities
overnight desaturations, but prolongs apneas and associated with SDB.
hypopneas, at least in OSA (161). A larger randomized
FUNDING SUPPORT AND AUTHOR DISCLOSURES
trial, with cardiovascular endpoints, is currently un-
derway (The Impact of Low Flow Nocturnal Oxygen
Dr Somers is supported by the National Institutes of Health (NIH)
Therapy on Hospital Admissions and Mortality in Pa- grants HL65176 and HL134885. Prof. Cowie has had research funding
tients With Heart Failure and Central Sleep Apnea from and provided consultancy advice to ResMed. Dr Linz’s institu-
tion has received on his behalf lecture fees and/or consulting fees
[LOFT-HF]; NCT03745898).
and/or research grants from Bayer, LivaNova, and Respicardia. Dr
PHRENIC NERVE STIMULATION FOR CSA. Trans- Redline has received grant funding from the NIH and Jazz Pharma;
and has received consulting fees from Jazz Pharma, Eisai Inc, Respi-
venous unilateral phrenic nerve stimulation has been
cardia Inc, and Apnimed Inc. Dr Somers has served as a consultant for
studied in a trial of 151 patients with predominantly Jazz Pharmaceuticals, Respicardia, Sleep Number, and Baker Tilly. Dr
severe CSA of different etiologies (162). Central apnea Simonds has received research funding from ResMed.

events were nearly eliminated, with residual events


being largely obstructive. Oxygen desaturation ADDRESS FOR CORRESPONDENCE: Prof. Martin R
improved, as did daytime sleepiness and quality of Cowie, Cardiology, Royal Brompton Hospital, Sydney
life. Most patients were male, and the randomized Street, London SW3 6NP, United Kingdom. E-mail:
controlled period of follow-up was only 6 months. martin.cowie@kcl.ac.uk. Twitter: @ProfMartinCowie,
The trial was not powered for CV events. Further @Dominik_Linz, @SusanRedline, @anitaKS1.
JACC VOL. 78, NO. 6, 2021 Cowie et al. 621
AUGUST 10, 2021:608–624 Sleep Disordered Breathing and CV Disease

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