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Adaptive Control for Smart Water Distribution Systems

Conference Paper · September 2021


DOI: 10.1109/ISC253183.2021.9562812

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Adaptive Control for Smart Water Distribution
Systems
1st Mostafa Zaman 2nd Maher Al Islam 3rd Ashraf Tantawy
Electrical and Computer Engineering Electrical and Computer Engineering Electrical and Computer Engineering
Virginia Commonwealth University Virginia Commonwealth University Virginia Commonwealth University
Richmond, VA, USA Richmond, VA, USA Richmond, VA, USA
zamanm@vcu.edu alislamm@vcu.edu amatantawy@vcu.edu

4th Carol J Fung 5th Sherif Abdelwahed


Department of Computer Science Electrical and Computer Engineering
Virginia Commonwealth University Virginia Commonwealth University
Richmond, VA, USA Richmond, VA, USA
cfung@vcu.edu sabdelwahed@vcu.edu

Abstract—The rationalization of energy and water consump- system integrating different connectivity technologies and so-
tion is becoming increasingly important. Water distribution lutions that facilitate human-systems interaction and systems
systems require energy to operate, and a consumption trade-off control. IoT enables in-time tracking and monitoring of water
became a necessity. Existing water distribution systems still rely
on traditional feedback control that is reactive and sub-optimal. distribution facilities, water storage, and water quality [1], [2].
The proliferation of the Internet of Things (IoT) provides a IoT enables the development of intelligent water networks
myriad of opportunities to achieve new levels of optimization that meet dynamic requirements and track critical parameters,
for water distribution systems. This paper presents the design including flow rate, pressure, altitude, water quality measures,
and simulation of a water distribution testbed currently under and leakage detection for the smart city [3]. IoT also allows
construction at Virginia Commonwealth University (VCU). The
simulation results show the superiority of IoT-based adaptive the development of water distribution management systems
control schemes over existing control approaches, with no addi- that are closely associated with the production, distribution
tional cost. The paper provides a roadmap for IoT-based system of water resources, and careful management of public utilities
design and advanced control to minimize the consumption under demand for economic efficiency [4].
user convenience constraints. Despite the significant advances in IoT technologies in
Index Terms—Adaptive control, Smart city, IoT, Water
testbed, Water distribution, Hydraulic system, Pump control,
recent years, IoT is mainly used for monitoring or simple
Cyber physical system, modeling, simulation, process control, control in smart buildings. Water distribution systems are still
MQTT. designed based on traditional equipment and simple control
techniques that do not exploit IoT potential capabilities. This
I. I NTRODUCTION results in both energy losses and excessive water consump-
tion. In this paper, we claim that by exploiting IoT data, it is
As the population expands, demand on energy and wa- possible to achieve better operational efficiency even without
ter increases. The energy generation and distribution is in the additional cost associated with system modifications to
general costly, and the water crisis will be eminent due to install smart actuators.
global climate change. Therefore, rationing energy and water Realizing the significance of water and energy consump-
consumption has become a necessity. Moreover, the water tion, as well as the opportunities offered by IoT technology,
distribution system is an essential component of any smart we took the initiative to build a water distribution system
city, which requires energy to operate, especially for high-rise testbed as part of a large smart city project at Virginia
residential and commercial buildings. Such buildings require Commonwealth University. This paper presents the design
a significant amount of energy to distribute the water to of the testbed and simulation results comparing existing
high-level floors that could have over 150 meters elevation. simple control approaches and an adaptive control approach
In addition, any water leakage or misuse would result in that utilizes IoT data. The key contributions of the paper
significant water loss due to the high pressure these systems are: (1) Illustrate how a water distribution system variables
work at. (pressure, flow, and energy consumption) are coupled and how
The Internet of Things (IoT) echo system that powers smart they change with different usage profiles, (2) Show that simple
cities opens up a myriad of opportunities to achieve levels of adaptive control approaches that utilize IoT data outperforms
rationalization that were not possible before. The Internet of existing classical control techniques for smart buildings, and
Things (IoT) is a complex sensing, actuation, and networking (3) Propose more complex control configurations using the
Fig. 2. MQTT (Message Queuing Telemetry Transport) communication for
the testbed

measured using a smart volumetric flow rate sensor. The total


water consumption could be calculated either from the rate of
change of supply tank level or by flow totalization of the flow
sensors, assuming no system leakage. The discharge pressure
of each pump is measured using a smart pressure sensor.
The general control philosophy is to regulate the system
Fig. 1. A simplified process flow diagram for the water distribution system. pressure or flow by adjusting the pump angular velocity.
Details for the business and hospital buildings are the same as the residential The recycle pump starts when the return tank level is high
building and omitted to avoid cluttering the diagram.
and stops when the level is low. The inlet valve of each
supply tank closes when the tank level is high. The water
insight gained from simulation experiments. consumption represents a system disturbance and is simulated
Section II explains the testbed design. Section III describes by developing a probabilistic model for the usage pattern and
the control system design and user consumption modeling. simulating the model to drive the consumption control valves.
Simulation results and data analysis are provided in Section C. Safety System Design
IV. Related work is briefly discussed in Section V. The work
The VFD pump is stopped when the discharge pressure is
is concluded in Section VI.
high. An independent pressure sensor is used for this purpose.
II. T ESTBED D ESIGN In addition, the pump is protected against low suction pressure
A. Process Design by stopping the pump when detecting a low water level in the
tank. A similar technique is utilized to ensure the safety of
Figure 1 is a simplified process flow diagram for the the recycle pump.
water distribution system. The diagram shows the distribution
system for the residential building. Both the business building D. Embedded System and Communication Architecture
and hospital have the same process design. For each building, The testbed employs a distributed architecture, where smart
a supply tank and a Variable-Frequency Drive (VFD) pump sensors and actuators communicate directly without a central-
are used to distribute water to each floor. Each floor has two ized controller. Each actuator, e.g., the VFD pump, has its
users representing two apartments, where the consumption is own embedded system implementing its monitoring, control,
captured using one control valve per apartment. and diagnosis algorithms. Smart sensing and actuation is im-
The return water is accumulated in a reservoir tank serving plemented using Raspberry pi boards. Sensors and actuators
the three buildings. A recycle pump is provided to distribute communicate using IEEE 802.11ac wireless standard [5].
the water from the return tank to the storage tank of each Communication with the smart city infrastructure is made
building. The reservoir pump is an on/off pump that turns on via MQTT (Message Queuing Telemetry Transport) [6].
when the reservoir level exceeds a certain threshold or when MQTT has been selected to connect to various heterogeneous
the level of one or more supply tanks drops below a certain blocks in the larger smart city testbed at VCU. MQTT is a
threshold. protocol developed especially for the ”Machine-to-Machine”
correspondence. The MQTT protocol operates over TCP
B. Instrumentation and Control Design
(Transmission Control Protocol)/ IP (Internet Protocol) which
The system pressure is regulated using a VFD pump. The is capable of transmitting data for different formats using a
recycle on/off pump controls the water level in the return tank publisher/subscribers model instead of a client/server model.
as well as supply tanks. Both pumps are equipped with an MQTT collects data from data publishers and transfers it to
angular velocity sensor, a torque sensor, a temperature sensor, data subscribers using a data broker [6]. The water distribution
and an over-pressure sensor. Water flow for each consumer is testbed sensors and actuators are connected to the broker via
regulated using an automatic control valve representing user MQTT client software running on their respective Raspberry
consumption. The control valves are equipped with position pi embedded boards. Figure 2 illustrates the MQTT commu-
sensors to report the valve opening percentage. Each supply nication architecture for the testbed.
tank is equipped with an inlet on/off valve that closes when
the water level exceeds a particular threshold value. III. C ONTROL S YSTEM D ESIGN
The water levels in the supply and return tanks are mon- Figure 3 illustrates in a single diagram the two control
itored using smart level sensors. The flow in each floor is schemes proposed in the paper, and explained briefly in this
N ∼ (µd (θ), σd (θ))

% Opening
Setpoint 1 N ∼ (µx (θ), σx (θ))
Num. Users
Calculation
0.5

SP Disturbance
Time →
Poisson(λ(θ))
Water Distribution
PID Controller
System
Fig. 4. A signal representation of user consumption.

Pressure Measurement
given the dependency between timed user actions. In this
paper, we present a simplified user consumption model. The
development of advanced probabilistic models is an ongoing
Fig. 3. Pressure control schemes for the water distribution system
research.
The user consumption could be represented by the signal
section. The two control schemes are used in the simulation in Figure 4. The signal transition from low to high represents
experiments presented in Section IV. the time when the user opens the water faucet. The signal
amplitude represents the percentage valve opening. The signal
A. Single-loop Feedback Control duration represents how long the user is opening the water
The classical single loop pressure control scheme uses faucet. Lastly, the interval between two signal transitions
a PID controller to keep the system pressure at a fixed captures consecutive usages. The difficulty in modeling user
setpoint. This control scheme is pervasively used due to consumption is that all the aforementioned signal attributes
its simplicity and minimum required information. The PID are not deterministic. In addition, these attributes are not
controller regulates the voltage applied to the VFD pump independent. As an example, the average time the user
(or the angular velocity for ideal drive models) based on the opens the faucet for a morning shower could be 5 minutes,
current pressure measurement. This control scheme does not but the actual time could vary widely depending on many
take into account the user consumption profile, i.e., how many other factors that may not be known. Moreover, subsequent
users are simultaneously using the system and the demand uses may depend on prior usage, as a user who made a
(system disturbance), since this information is not available consumption for 10 minutes in the morning is unlikely to
for the majority of existing non-smart buildings. repeat the same usage pattern until probably late afternoon. To
summarize, we need a complex probabilistic model to capture
B. Adaptive Feedback Control user dynamics.
This dynamic pressure control scheme is a slight modi- Our preliminary probabilistic model is based on user pro-
fication to the single-loop feedback control scheme, where files, day of the week, and time of the day. Each user profile is
the IoT data is utilized to achieve better system control. For defined by the pair {Age, Employment-status}. Further, we
smart valves, it is possible to know when a valve is open divide the day into four time intervals that reflect common
using wireless communication to transmit such information times for user water consumption. Table I summarizes the
to the controller. By knowing how many users are currently profile attributes and the possible values.
online, the setpoint could be adjusted accordingly to achieve We define three independent probability distributions to
the desired control objective. There are several ways to describe the signal in Figure 4, parameterized by θ =
estimate the functional mapping from the usage pattern to [A E D I]. The random variable representing the start-
the setpoint calculation. One option is model-based design, ing time of user consumption is modeled as a Poisson distri-
where a mathematical model is developed for each usage bution with an arrival rate λ(θ), where the dependence on the
pattern to estimate the optimal setpoint. Another approach is profile is noted, and will be dropped hereafter. The random
to empirically estimate the optimal setpoint using simulations. variable representing the duration of usage is modeled by a
In this paper, the block designated ”Setpoint Calculation” in
Figure 3 is a simple lookup table mapping the number of
concurrent system users to the setpoint value. TABLE I
U SER PROFILE AND TIME INTERVALS , REPRESENTED BY THE PARAMETER
C. Disturbances and User Consumption Modeling VECTOR θ

Modeling of the user consumption profile is important to Attribute Symbol Possible Values
test the robustness of any developed control algorithm, since Age A Child, Adult, Elderly
the user interaction with the system could be considered Employment E No, Yes, Telework
as an external system disturbance. Accurate modeling of Day D 7 Days of the week
the user consumption behavior could be quite complicated, Time Interval I [6-9], [9-5], [5-9], [9-6]
Gaussian distribution with parameters N ∼ (µd (θ), σd (θ)). Pressure Profile
·104
Similarly, the random variable representing the percentage
5
opening of the faucet is modeled by a Gaussian distribution
with parameters N ∼ (µx (θ), σx (θ)). The three probability
distributions, along with the user profile, fully describe the
user consumption behavior. 4

Pressure (Pascal)
One of the key questions is how to estimate the model
parameters λ, µd , σd , µx , σx for each value of the parameter θ.
The availability of a labeled user consumption dataset would
enable us to verify the modeling assumption and estimate 3
the parameter values. However, to the best of our knowledge,
there is no such detailed dataset. In the meantime, we rely on
our knowledge about common human practices for each user
profile. 2 Fixed Pressure
The presented model makes two simplifying assumptions: Dynamic Pressure
(1) Usage distributions are independent inside each time
interval and across time intervals. This is not true in general. 1 2-S 2-O 3-S 3-O 4
In reality, usage in a one-time interval may impact the usage Usage Pattern (No and Location of Users)
in a later time interval during the day. To capture this behavior,
we would need to model the system using a finite-memory Fig. 5. Pressure profile for the two experimental control schemes vs different
random process, (2) Arrival times are independent. Usually, usage patterns. For the usage patterns, ”S” is for the Same floor, and ”O”
is for the Opposite floor. The fixed pressure scheme utilizes one pressure
the probability of subsequent uses of the system will diminish setpoint for all usage patterns, while the dynamic pressure scheme varies the
as the number of previous uses in a closer time window pressure set point according to the usage pattern.
increases, and likewise, the probability increases as the time
elapses.
instead of an overflow condition. The adaptive control scheme
IV. E XPERIMENTAL R ESULTS clearly reduces the variation in the flow rate, although not
A. System Performance perfectly. The figure also shows that a lower floor user will
We simulated the system for six different usage patterns; always has a higher flow rate regardless of the usage pattern.
one active user (1), two users on the same floor (2-S), two This is not surprising, since the pressure loss will be higher
users on opposite floors (2-O), three users with the additional at higher floors. The figure shows a fundamental limitation of
two users on the same floor (3-S), three users with the the current control scheme, where we only have one degree
additional two users on alternative floors (3-O), and all users of freedom. Essentially, we can control only the pump speed,
(4). We compared the two control schemes presented in so theoretically it is not possible to maintain the flow for all
Section III in terms of flow rates and power consumption users with a single manipulated variable.
per user to test if the control scheme utilizing IoT data would Figure 7 shows the power consumption per user. The
provide a performance enhancement. For the purpose of this power consumption is reduced significantly using the adaptive
experiment, the performance is measured by the deviation control scheme. The main reason is that fixed pressure control
from a reference flow rate (user convenience), and power results in an over-pressure for most scenarios that is not
consumption. needed to achieve the desired flow rate, hence excessive power
Figure 5 illustrates the pressure profile for the two control is unnecessarily spent.
schemes. The fixed control scheme maintained the system
pressure at the desired setpoint as expected. The dynamic B. Discussion
pressure shows the required pressure setpoint for each usage From the experimental results, we conclude that adaptive
pattern. The PID controller was able to maintain the required feedback control utilizing IoT data results in less flow rate
setpoint so both the setpoint and actual pressure measurement variability (user convenience) and less power consumption
are the same. (cost-effective operation). However, tight system control for
Figure 6 shows the flow rate for the pivot user (the user that more efficient operation is not achievable with a single
is always on in all usage patterns). The fixed pressure control manipulated variable.
scheme results in a wide variation of the flow rate, hence a The purpose of this work is to highlight the power of
negative user experience. For a single user, the pressure head utilizing the data provided by the IoT echo system, even with
is so high that it results in double the required flow rate. For a very limited system controllability. However, IoT provides
the other usage patterns, the flow rate oscillates based on the opportunities for optimal system operation beyond what we
location of other users. Reducing the pressure setpoint will showed here, and without the need for additional investment.
have the effect of shifting the whole curve down which will As an example, for smart valves that could be regulated
result in an underflow for the user when other users are online remotely, the user could specify the required flow rate using a
Flow Rate for Different Control Schemes eliminated or kept to a minimum in a smart building setup.
This higher degree of control would allow us to design more
Fixed Pressure sophisticated optimal control schemes that could minimize
0.8 energy usage and water consumption while maintaining a
Dynamic Pressure-U
Dynamic Pressure-L minimum level of user convenience.
V. R ELATED W ORK
Flow rate (GPM)

0.6 A. Water Distribution Systems and Testbeds


The authors in [7] present a water distribution testbed
design (WADI). The system is controlled using three pro-
grammable logical controllers and two remote terminal units.
0.4
The main purpose of the testbed is to conduct research
on the design of secure cyber physical systems, hence the
design architecture is not to facilitate system performance
0.2 optimization. A Smart Water Distribution System (SWDS) ar-
chitecture that uses IoT and ICT cloud computing technology
1 2-S 2-O 3-S 3-O 4 is introduced in [8]. An IoT-based underwater water delivery
Usage Pattern (No and Location of Users) grid architecture with water demand prediction is explained
in [9].
Fig. 6. Flow rate variation for the two pressure control schemes for a fixed The authors in [10] suggest a smart water distribution
user. For the dynamic pressure scheme, the flow rate for two different users
at two different floors is shown. ”U” stands for the Upper floor, and ”L” for
network solution for smart cities for the Indian scenario. An
the Lower floor. adaptive water demand forecast approach (WDF) is presented
in [11] to assist smart water distribution systems in real-
time operational management. The WDF technology relies
Power Consumption for Different Control Schemes
on a series of studies on water demand and uses artificial
neural networks for forecasting. A learning architecture for
2.5 Fixed Pressure smart water distribution system control is developed in [12].
Power consumption/user (Watts)

Dynamic Pressure-U The authors in [13] combine artificial intelligence, ICT, and
2 Dynamic Pressure-L water conservation to solve water delivery problems and
examine network optimization for drinking water distribution
and waste water storage networks. An automated water meter
1.5 reading system, from the field to the Utility office to the
consumption information system is described in [14].
1 B. IoT and Water Distribution Systems Models
A hydraulic space-time model for the water distribution
0.5 system that incorporates information on water demand is
developed in [15]. A complete process simulation model for
estimating water demand using Particle Swarm Optimization
0
(PSO) is described in [16]. The authors in [17] propose
1 2-S 2-O 3-S 3-O 4 an intelligent water management system that utilizes IoT
Usage Pattern (No and Location of Users) technology to coordinate business processes and support
mechanisms for decision making. The study highlights the
Fig. 7. Power consumption per user for the two pressure control schemes. critical advantages of utilizing IoT data in water management.
The work in [18] studies the use of IoT for water quality
monitoring. The authors in [19] propose an IoT system
simple digital display, possibly from among a preset values, for continuous monitoring in intermittent water distribution
and this information represents the desired setpoint for the networks (IWDN). An IoT-Based Framework for Smart Water
controller. The controller then could adjust multiple inputs, Supply Systems Management has been proposed in [20] to
including pump speed, user valve percentage opening, and avoid unwanted water accidents.
other system components, to achieve the desired user setpoint.
Although it may seem counter-intuitive for the first time that C. Water Distribution Systems Control
the user valve is adjusted by a controller, and not by the A control algorithm that takes into account the nonlinear
user, as we used to, what we do at home or office is that relationship between pressure and flow in distribution net-
we adjust the valve opening to achieve the flow rate we works, and utilizing discrete setpoints for pumps is described
need. Therefore, manual adjustment could very possibly be in [21]. The control methods for water distribution networks
with the most frequent control goals, including duty pressure and adaptability because every system has its parameters and
control, tank filling control, and energy output are discussed in variables. To sync with those parameters and variables, we
[22]. Modeling and regulation of a series of pumping stations have to execute the whole control method, simulation, and
providing water via pipes to intermediate storage tanks is the proposed testbed properly. Finally, more realistic user
discussed in [23], where the results are compared in real-time consumption profiles will be used in system analysis and
with observed data. The Control of water distribution systems design.
as a holonic system is proposed in [24], where individual
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