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58
RESPIRAT
Cardiovascular disease should be actively sought, assessed and Correspondence: W. MacNee, UoE/
treated in COPD patients; this may improve clinical outcome in MRC Centre for Inflammation
Research, Queen9s Medical Research
these patients. Prospective studies are needed to determine Institute, 47 Little France Crescent,
Edinburgh EH16 4TJ, UK.
whether the use of cardiovascular drugs is a useful treatment in Email: w.macnee@ed.ac.uk
COPD patients. Eur Respir Monogr 2013; 59: 28–49.
CARDIOVASCULAR COMORBIDITY
C OPD and cardiovascular disease, specifically coronary artery disease (CAD), are common
conditions whose prevalence is likely to increase with ageing of the population.
Although cardiovascular disease and COPD were previously considered to be two distinct
conditions linked by common aetiological factors, there is now considerable evidence, from
epidemiological, clinical and experimental studies, that there is a more complex relationship
between COPD and CAD than the simple coexistence of both conditions and that these conditions
may have common pathogenic mechanisms.
Population-based studies indicate that cardiovascular mortality accounts for 20–30% of deaths in
patients with COPD and that the risk of cardiovascular mortality is twice as great in COPD patients
[1, 2]. Reduced lung function, measured by a decrease in forced expiratory volume in 1 second
(FEV1), is associated with all-cause mortality, cardiac mortality, myocardial infarction (MI) and
arrhythmia [3–6], and FEV1 is a better predictor of cardiovascular mortality than cholesterol [7].
In this chapter, we will provide a review of the epidemiology of COPD and CAD, the mechanisms
that link these conditions, and the assessment and treatment of CAD in COPD patients.
1.96 (0.99–3.88)"
1.07 (1.00–1.24)"
2.11 (1.20–3.71)#
1.10 (1.03–1.18)#
1.56 (1.26–1.92)
1.88 (1.44–2.47)
1.82 (1.42–2.34)
20–26
years
,25
29
RR: relative risk; % pred: % predicted; BMI: body mass index. #: males; ": females. Reproduced and modified from [26] with permission from the publisher.
Quintiles
45#/24"
58
55
2.8 L
46
54
49
%
47
36
49
1195
5382
4277
n
Vlaardingen, the
SCHUNEMANN [11] Buffalo and Erie
Vlagtwedde-
Netherlands
population
Paisley, UK
Busselton,
Australia
Study
KNUIMAN [25]
8 ●●
● ●● ●● ● Heart failure
● ●
●● ●
● ●
●● ●●
●
● ● ●
● Heart failure secondary to ischaemic heart disease or
●● ●
● ● ● hypertension is generally overlooked or underesti-
●
6 mated in COPD patients [59]. In a primary care
25 50 75 100 setting, 20.5% of patients with a diagnosis of COPD
FEV1 % pred had previously unrecognised heart failure. The overall
prevalence of heart failure in the cohort of COPD
b) r=0.48 ● patients with moderate-to-severe airflow limitation in
12 ● ● p<0.01 ● the ECLIPSE study was 7% [20], whereas in a cohort
●
of outpatients with heart failure, 39% were found to
Pulse wave velocity m.s-1
●
● ● ● ● have COPD, which was associated with a shorter time
●
● to hospital admission or death [60]. The prevalence of
10 ●
●
● ● ● ●
●●
● ●
●
●●
●
COPD in heart failure patients and their survival is
● ●
● ●
● ●●
●
●●
●
●●
similar to that seen in those with normal or abnormal
●
● ● ● ● ●
● ●● left ventricular ejection fraction [61].
8 ●
●
● ●
●
COPD is also a predictor of mortality in heart failure
●●
●
● ● ●●
● ● ● ●
[62]. In a large acute heart failure registry from the
●
CARDIOVASCULAR COMORBIDITY
● ●
● ●
● ●
USA, patients with heart failure with reduced left
6
ventricular ejection fraction, who had a diagnosis of
0.0 0.2 0.4 0.6 COPD, had a longer duration of hospitalisation,
Emphysema severity reduced use of heart failure therapies and higher in-
patient mortality compared to patients with heart
Figure 4. The relationship between pulse
wave velocity as a measure of arterial failure without COPD [63]. In newly diagnosed
stiffness and a) forced expiratory volume in hospitalised heart failure patients, those with COPD
1 second (FEV1) % predicted and b) com- had a 5-year all-cause mortality of 71%, compared with
puted tomography emphysema severity as 31% mortality in heart failure patients without COPD
measured by the pixel index -910 Hounsfield
[64]. The FEV1 % predicted was itself an independent
units. Reproduced and modified from [31]
with permission from the publisher. predictor of all-cause mortality in patients admitted
with heart failure [65]. These studies are consistent with
other recently published longitudinal studies in
community-based populations [66]. In a US cohort of adults aged 45–64 years followed for an
average of 15 years, the hazard ratio (HR) for the incidence of heart failure increased with decreased
quartiles of FEV1, even after adjustment for age, sex, heart disease, smoking and other cardiovascular
risk factors [67]. Thus, from these studies, it appears that airflow limitation itself is a major risk factor
of heart failure. Furthermore, airflow limitation can also be a consequence of heart failure [68].
Hypertension
Hypertension is reported in 40–60% of COPD patients [8, 17]. In the ARIC and CHS population-
based cohorts, the prevalence of hypertension was 34% in normal subjects but 40% in Global
Initiative for Chronic Obstructive Lung Disease (GOLD) stage I COPD patients, 44% in GOLD
stage II and 51% in GOLD stage III and IV COPD patients [8], with an odds ratio of having
hypertension of 1.4 in GOLD stage II and 1.6 in GOLD stage III and IV patients compared with
normal subjects. The presence of hypertension in COPD patients increased the risk of
hospitalisation within 5 years as well as the risk of mortality [8]. The links between COPD and
32
Table 2. Proportion of deaths attributed to cardiac disease in patients with COPD
First author [ref.] Year Subjects n Follow-up years Age years All cardiac causes %
#
A NTHONISEN [15] 1994 5887 5 48 25
A NTHONISEN [39]# 2005 5887 14.5 48 22
C ALVERLEY [40]# 2007 6112 3 65 16
M CG ARVEY [41] 2007 6184 3 65 27
M CG ARVEY [42]# 2011 5992 4 65 23
V ILKMAN [43] 1997 2727 8.5 50–54 38"
26+
E NGSTRÖM [44] 2001 200 14 68 50
G ARCIA-A YMERICH [45] 2003 340 1.1 69 12
C ELLI [46] 2004 625 2.3 64–67 14
S TAVEM [47] 2005 405 26 50 45
C URKENDALL [17] 2006 7575 4 .65 30
Data are presented as means, unless otherwise stated. #: randomised controlled trial; ": males; +: females.
Reproduced and modified from [48] with permission from the publisher.
hypertension are not well described; however, accelerated ageing with degradation of elastin and
increased deposition of collagen resulting in increased arterial stiffness may play a role. Arterial
stiffness has been shown to be increased in COPD patients, and is related to FEV1 and emphysema
[31]. Recent studies suggest that increased arterial stiffness in COPD may be related to increased
elastic connective tissue loss [69].
Arrhythmias
Stroke
In a large survey of the primary care records of 1,204,100 members of the general population aged
o35 years, the prevalence of stroke was 9.9% in those with COPD, compared with a prevalence of
3.2% in the rest of the population [19]. In the follow-up study, COPD was associated with a 2.8-
fold increase in the incidence of acute stroke [19]. In another study, conducted as a telephone
survey in the USA, 14% of COPD patients reported a previous cerebrovascular event [21]. In the
first 7 weeks following and exacerbation of COPD, there is a 1.3-fold increased risk of stroke [51].
The mechanisms that link COPD with stroke are similar to those for CAD described later in this
chapter. Studies have shown that carotid arterial plaque burden is increased in COPD patients
compared with matched healthy subjects, which is related to the severity of the airflow limitation
[30, 72, 73]. In addition, the use of high-resolution magnetic resonance imaging to characterise
carotid plaques has shown that patients with COPD were more likely than subjects without COPD
to harbour vulnerable plaques characterised by increased lipid content [72], which had a greater
tendency of rupture leading to stroke.
prevalence of diabetes and hypertension in patients with COPD in comparison with healthy
individuals and especially in subjects with moderate-to-severe airflow obstruction.
Physical inactivity is an independent risk factor for many chronic diseases, including coronary
heart disease, obesity, stroke and type 2 diabetes [80–82]. Both of these factors are associated with
low-grade systemic inflammation, which also occurs in COPD patients and may contribute to the
increase in cardiovascular disease in COPD patients.
Systemic inflammation
The formation of the atherosclerotic plaque was thought to be the primary process in the
pathogenesis of cardiovascular disease: endothelial denudation and proliferation of smooth muscle
cells formed an atheroma with deposition of lipid in its core. However, a proportion of patients
who die of sudden cardiac events have no prior symptoms or history of CAD, which is likely to
result from rupture of occult atherosclerotic plaques [83].
Subsequent studies have shown that specific inflammatory cells and their pathways play key roles
in the formation of atherosclerotic plaques, plaque rupture and atherothrombosis that lead to
cardiac events [84]. Recruitment of monocytes and platelets, activated by release of chemokines
following endothelial damage, express cell surface receptors allowing formation of platelet–
monocyte aggregates that attach to the denuded surface. Monocytes transmigrate into the sub-
intimal space and differentiate into macrophages that ingest cholesterol lipoproteins to form the
lipid-rich core of atheromatous plaques. Smooth muscle cells are recruited by T-lymphocytes and
34
macrophages to form a fibrous cap, along with extracellular matrix. The thickness of the fibrous
cap determines the vulnerability of the plaque to rupture, which can lead to atherothrombosis,
release of subendothelial matrix elements, activation of platelets and thrombosis formation,
causing a cardiac event [85]. Macrophages accumulate in the shoulder of vulnerable plaques, the
site at which most plaques rupture [86]. Subsequent secretion of matrix metalloproteinases can
damage the extracellular matrix, weakening the cap.
While these local inflammatory processes lead to atheroma formation and play a crucial role in the
development of plaque rupture and, therefore, acute coronary syndromes, circulating markers of
inflammation are now known to predict cardiac events. CRP, an acute-phase reactant produced in
response to acute injury, infection or inflammation, is a strong predictor of future cardiac events.
In two prospective studies of healthy males and females, baseline CRP predicted cardiovascular
events, independent of traditional risk factors [87, 88]. CRP also predicts recurrent events in
patients with known coronary disease. RIDKER et al. [89] investigated the use of statins in healthy
participants with normal low-density lipoprotein–cholesterol levels and found that statins reduced
the incidence of major cardiovascular events in comparison to placebo. After treatment, the statin
group did have significantly lower CRP levels than the placebo group.
Systemic inflammation is an extrapulmonary manifestation of COPD. The source of this
inflammation is currently unclear. However, markers of inflammation, particularly CRP, are
elevated in patients with COPD in comparison with controls [90]. Moreover, increased levels are
associated with both disease severity and mortality [91, 92]. A recent study has shown that
sustained elevation of systemic inflammatory markers occurred only in a proportion of patients
(16%). However, those patients with sustained systemic inflammation had more cardiovascular
disease and a six-fold greater mortality than those without systemic inflammation [58].
The mechanisms by which systemic inflammation plays a role in the pathogenesis of
Vascular dysfunction
Dysfunction of large, medium and small vessels are risk factors for development of vascular events.
Large vessel stiffness, affecting the aorta, is a physiological process that occurs with ageing. The
aorta acts as the main buffer in response to the increase in pressure associated with systole [95].
Stiffening of the aorta results in increased pressure from the pulse wave, exposing distal vessels to
higher shear stresses. In addition, there is increased load on the ventricles in systole and reduced
coronary flow in diastole. Aortic PWV, a measure of arterial stiffness, predicts both cardiovascular
events and mortality in healthy individuals [96]. Aortic PWV is increased in COPD in comparison
to controls and is associated with both airflow obstruction and computed tomography (CT)-
quantified emphysema severity after adjusting for important confounding factors [31]. Arterial
stiffness may contribute to the increased cardiovascular risk in COPD.
Arterial stiffness is influenced by dysfunction of the three main structural components of the
arterial wall: the extracellular matrix, vascular smooth muscle and endothelium. The endothelium
has a role in vasodilatation, releasing vasoactive mediators including nitric oxide, prostacyclin and
35
endothelium hyperpolarising factor, causing relaxation of the vascular smooth muscle. It also
releases tissue plasminogen activator (t-PA), the endogenous fibrinolytic mediator, and regulates
local inflammation, releasing cytokines. The function of medium-sized conduit arteries has been
assessed in COPD using flow-mediated dilatation (FMD) [97]. This technique, a noninvasive
measure of endothelial function, employs ultrasound to assess the vasodilatation during reactive
hyperaemia of the brachial artery following occlusion. Studies have shown that abnormalities of
brachial artery FMD in COPD patients may have been, in part, due to abnormal endothelial
function [98, 99]. Venous occlusion plethysmography measures blood flow across the forearm
vascular bed, which is comprised predominantly of small arteriolar resistance vessels, and is
another method of assessing endothelial function. Despite the presence of increased PWV in
COPD patients compared with controls, there were no differences in endothelial vasomotor
function or release of t-PA [100]. This may be due to vascular dysfunction affecting various sites
differently in COPD or, alternatively, the abnormalities of vascular function detected at the
brachial artery were due to other components of the arterial wall, such as the vascular smooth
muscle or extracellular matrix.
Abnormal small vessel function is also associated with ageing and increased cardiovascular risk. In
the Heart Outcomes Prevention Evaluation (HOPE) study, microalbuminuria predicted risk of
cardiovascular events and death in individuals with and without diabetes [101]. This finding was
replicated in patients with stable coronary disease in the Prevention of Events with an ACE
inhibitor (PEACE) study [102]. CASANOVA et al. [103] measured urinary albumin/creatinine ratios
and showed higher levels of microalbuminuria in COPD patients in comparison to smoking
controls, suggesting damage to the renal microvasculature. Moreover, both VAN DIJK et al. [104]
and, more recently, DODD et al. [105] have described white and grey matter changes along with
cognitive dysfunction in COPD patients, which may be caused by small vessel disease.
CARDIOVASCULAR COMORBIDITY
Physiological stress
COPD patients are exposed to hypoxia, either sustained hypoxia in patients with severe disease or
intermittent hypoxia during exercise or exacerbations. Hypoxia may influence atherogenesis
through a number of mechanisms, including enhancing systemic inflammation and oxidative stress,
upregulating cell adhesion molecules and inducing haemodynamic stress [119–121]. Increased foam
cell production also occurs when macrophages are exposed to hypoxic conditions [119]. Hypoxia
has been shown to upregulate the cellular adhesion molecules on endothelial cells [120] and CRP
also increases in response to hypoxia [121]. Hypoxia also induces haemodynamic stress [122], (i.e.
an increase in heart rate and cardiac index), reduces renal blood flow and activates the renin–
angiotensin system, resulting in increased peripheral vasoconstriction and oxidative stress [123].
Activation of the sympathetic nervous system is associated with increased risk of cardiovascular
Biochemical measurements
MCALLISTER et al. [56] found that one in 12 patients attending hospital with an exacerbation of
COPD had a raised troponin level, consistent with myocardial damage. Similarly, in a consecutive
case series of 71 patients admitted to an intensive care unit with a severe exacerbation of COPD
and respiratory failure, 18% had a raised troponin level [131], and in another large consecutive
case series of 250 patients with an exacerbation of COPD, CHANG et al. [54] found 17% of patients
had a raised troponin level. The significance of a raised troponin level in exacerbations of COPD is
not clearly established. Such patients have physiological stressors such as tachycardia and hypoxia,
which may cause subendocardial events rather than transmural events. However, CHANG et al. [54]
CARDIOVASCULAR COMORBIDITY
also reported that a raised troponin level predicted mortality at 30 days (OR 6.3), even after
adjustment for other measures of disease severity. HOISETH et al. [55] followed patients for a
median of 2 years after exacerbation of COPD and found that having raised troponin on
admission was associated with increased mortality. More recently, SO/ YSETH et al. [132] studied
both stable COPD patients and during exacerbations and found that patients had a four-fold
increase in high-sensitivity cardiac troponin T (hs-cTNT) level during exacerbations in
comparison to the stable state. In addition, higher hs-cTNT was associated with COPD severity.
As well as markers of myocardial injury, markers of left ventricular dysfunction are now used to
try and separate the causes of breathlessness, which are difficult to determine clinically. CHANG
et al. [54] also measured NT-proBNP, a biomarker associated with increased mortality in stable
and acute heart disease [133]. As with troponin, NT-proBNP predicted 30-day mortality in
patients admitted with exacerbations of COPD [54]. There is also evidence of a strong association
between NT-proBNP levels and ventricular dysfunction in COPD [132].
The mechanisms leading to the release of these biomarkers is currently unclear. During
exacerbations, the presence of systemic inflammatory mediators may result in myocardial damage,
along with the subendocardial ischaemia associated with physiological stressors to both the left
and right heart, as mentioned earlier. In addition, tachycardia and changes in intrathoracic
pressure on a background of subclinical cardiac dysfunction may stimulate release of markers of
ventricular dysfunction.
Echocardiography
Heart failure is common in patients with COPD and COPD is common in patients with heart
failure. MACCHIA et al. [134] reported a prevalence of heart failure assessed by echocardiography in
17% COPD patients. As described previously, in a study of 405 patients in primary care with COPD,
20% received a new diagnosis of heart failure after investigation [59]. Subclinical left ventricular and
right ventricular systolic dysfunction can occur even in patients with mild airways obstruction [135].
38
In a large population-based study, the Multi-Ethnic D
PWV = __ Common carotid
Study of Atherosclerosis (MESA), emphysema severity ∆t
assessed using quantitative CT scanning was associated Aortic arch
with impaired left ventricular filling, reduced stroke
volume and lower cardiac output [136].
D Abdominal aorta
As described previously, a concomitant diagnosis of
heart failure and COPD increases both morbidity and
mortality [134, 137]. However, echocardiography can Femoral artery
be difficult in COPD. Echocardiography windows are
restricted due to hyperinflation and the proportion of ∆t
unsatisfactory studies increases with disease severity
[59, 138]. Figure 5. Measurement of carotid–femoral
pulse wave velocity (PWV) using the inter-
PWV and pulse wave analysis secting tangent method, where D is the
surface distance between the two recording
points and Dt is the difference in transit time
Arterial stiffness can be measured using several to the carotid and femoral arteries.
techniques, all of which employ similar equipment.
The gold standard method is PWV [95, 139]. Carotid–
femoral PWV measures the speed of the pulse wave across the aorta, which is responsible for most
of the pathophysiological effects of increased arterial stiffness. Large vessels cushion the pressure
created in systole by ventricular contraction and this function is reduced in stiff arteries, resulting
in a faster pulse wave. Carotid–femoral (aortic) PWV is increased with increased arterial stiffness.
PWV is calculated as D/Dt. D is the surface distance between the two recording points (i.e. the
carotid pulse and the femoral pulse). Using applanation tonometry at the carotid and femoral
CT scanning
Recent studies have suggested that the arterial stiffness associated with COPD may in part be due
to increased vascular calcification and that vascular calcification is associated with emphysema
severity [146–148]. DRANSFIELD et al. [146] assessed CT-quantified emphysema and thoracic aortic
calcification in a population of subjects with and without COPD, and found an independent
association between these measures. In a population-based study, MCALLISTER et al. [148] reported
that reduced FEV1 was associated with increased distal aortic calcification. BOLTON et al. [147]
found an association between aortic calcification and aortic PWV in a cohort of COPD patients.
The large vessel calcification in COPD mirrors the medial elastocalcinosis seen in large vessels as a
feature of normal ageing [106]. As the elastin in the vessel wall is degraded, the calcium content is
thought to increase. Thus, measures of vascular calcification in the aorta may also be a reflection of
elastin degradation.
A combination of positron emission tomography and CT is now a standard imaging modality
CARDIOVASCULAR COMORBIDITY
used in staging lung cancer. There is increased fluorodeoxyglucose (FDG) uptake in areas of
inflammation [149]. COULSON et al. [149] measured the FDG uptake in the aortas of COPD
patients and controls. They showed increased inflammation in the large blood vessels of patients
with COPD in comparison to controls, which may be a mechanism for the increased arterial
stiffness described above.
Primary intervention strategies for individuals at risk of pulmonary disease are based on modifiable
risk factors including smoking, hypertension, obesity and healthy diet, abnormal lipids, and physical
activity [9]. Based on the evidence presented in this chapter, it may be that COPD should be
considered an independent risk factor for CAD. The application of these measures related to healthy
lifestyle is also appropriate for
COPD and may have an impact All-cause mortality
MANCINI et al. [158]: high CV risk RR 0.50 (0.40–0.62) ■
on COPD prevalence. MANCINI et al. [158]: low CV risk RR 0.53 (0.44–0.64) ■
SØYSETH et al. [159] HR 0.57 (0.38–0.87) ■
in a similar way to CAD patients MANCINI et al. [158]: low CV risk RR 0.74 (0.67–0.82) ■
present in 11.3% of subjects and resulted in an adjusted HR for long-term mortality of 2.16 (95% CI
1.81–2.56, p,0.0001) [172]. The presence of COPD is also associated with poor outcome following
PCI during acute MI [173]. These studies indicate that COPD patients in most clinical settings are at
higher risk of adverse events following revascularisation therapy.
Statement of Interest
W. MacNee has acted in an advisory capacity for GSK, Pfizer, Novartis and Almirall. He has
received payment from GSK and Pfizer for research programmes and clinical activities, and has
also received payments from Boehringer-Ingelheim, GSK, AstraZeneca, Novartis and Janssen to
travel to meetings and/or present at conferences.
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