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Abstract
Recent sham-controlled studies suggest placebo effects contribute to acute pain relief after mindfulness interventions. However, the
specific effects of mindfulness processes and their interaction with placebo effects remain unclear. This study aimed to characterize
the role of mindfulness and placebo processes underlying mindfulness-based pain attenuation. Both treatment (focused attention
mindfulness vs sham) and instruction (told mindfulness vs told sham) were manipulated in a balanced placebo design. Changes in
acute heat pain were evaluated in 153 healthy adults randomized to receive 6 3 20 minutes of 1 of 4 treatment by instruction
interventions or no treatment. Participants receiving any intervention demonstrated improved pain outcomes (unpleasantness,
intensity, and tolerance) relative to those receiving no treatment. The instruction manipulation increased expectation for pain relief in
those told mindfulness relative to those told sham, but there were no main effects or interactions of treatment or instruction on pain
outcomes. However, irrespective of actual intervention received, the belief of receiving mindfulness predicted increased pain
threshold and tolerance, with expectancy fully mediating the effect on pain tolerance. These findings suggest a lack of specific
effects of mindfulness and instruction on acute pain. Nonetheless, participants’ expectancies and beliefs about the treatment they
received did predict pain relief. Together with the overall improvement after any intervention, these findings suggest that expectancy
and belief may play a stronger role in attenuating acute pain in novices following brief mindfulness interventions than the actual
mindfulness-specific processes or instructions delivered.
Keywords: Sham mindfulness, Placebo effect, Placebo analgesia, Balanced placebo design, Expectancy, Acute pain, Pain
intensity, Pain tolerance, Pain unpleasantness, RCT
October 2022
· Volume 163
· Number 10 www.painjournalonline.com 1967
Copyright © 2022 by the International Association for the Study of Pain. Unauthorized reproduction of this article is prohibited.
1968
·
J.N. Davies et al. 163 (2022) 1967–1977 PAIN®
than the sum of these effects in isolation (subadditive), or greater time. Data were collected in the period between March 2019 and
than (superadditive) the sum of these effects in isolation (for November 2019 at the School of Psychology, University of
review, see Refs. 4 and 10). Balanced placebo designs have been Sydney. All procedures were approved by University of Sydney
used to study analgesic medications2,37 and mindfulness for Human Research Ethics Committee (HREC 2017/640).
cognitive function,38 but have never been applied to mindfulness
for pain.
2.4. Intervention conditions
This study sought to disentangle mindfulness and placebo
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effects in acute experimental pain using a balanced placebo The intervention included 6 3 20-minute daily sessions of audio-
design. Three possible, nonmutually exclusive outcomes were guided training. This was delivered as a balanced placebo design
considered. First, if mindfulness has unique effects on pain that systematically manipulated treatment (mindfulness vs sham)
outcomes and these are additive with placebo effects, then and instruction (told mindfulness vs told sham), alongside a NTC
receiving mindfulness training should improve pain outcomes group (Fig. 1). Sessions 1 and 6 were completed in the
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relative to receiving sham training, irrespective of instructions. laboratory, whereas sessions 2, 3, 4, and 5 were completed as
Second, if mindfulness training is purely driven by placebo home practice. Adherence was monitored (through the Qualtrics
effects, then the belief of receiving mindfulness training (ie, told system) to ensure that differences in treatment dose did not
mindfulness) should improve pain outcomes relative to the belief influence intervention effects across groups. Participants were
of receiving sham training (ie, told sham), irrespective of actual deemed a priori not to have completed a home practice session
training. Third, if mindfulness and placebo effects are non- when surveys were incomplete, completed in less than 20
additive, then an interaction should emerge whereby the efficacy minutes, or more than 45 minutes.
of mindfulness for improving pain outcomes depends on the
instructions.
2.4.1. Treatment manipulation (mindfulness vs sham)
We used the mindfulness and sham mindfulness interventions
2. Methods that were developed and evaluated in an earlier study (see Ref. 12
2.1. Preregistration for full details). In brief, the mindfulness intervention used an
established focused attention meditation practice (mindfulness of
The study was preregistered in the Australian New Zealand
breath and body)13 that has been shown to attenuate acute pain
Clinical Trials Registry (ACTRN12619000537156).
unpleasantness and intensity in experimental settings.19,46 This
practice aims to teach participants to develop attentional stability
2.2. Design and build mindful meta-awareness by focusing attention on the
sensations of the breath and body with a sense of openness,
The study was a double-blind, 5-arm, parallel-group, randomized
acceptance, and nonjudgement. The sham mindfulness in-
trial in a mixed 5 3 (2) design with intervention (between-subjects)
tervention was specifically developed to be structurally equivalent
and time (pretreatment vs posttreatment, within-subjects) as factors.
to the mindfulness of breath and body practice while lacking
The balanced placebo design was nested within the 5-level
mindfulness-specific instruction in developing attentional stability
intervention factor. As shown in Figure 1, across 4 of the groups,
and mindful meta-awareness. Sham instructions vaguely en-
treatment (mindfulness vs sham) and instruction (told mindfulness vs
couraged participants to stay in the here and now and to come
told sham) were manipulated in a 2 3 2 factorial design to create 4
back to the present moment as they sit in mindfulness meditation.
unique interventions: mindfulness with expectancy (MM1; ie,
Our earlier evaluation of the sham suggested that it closely
mindfulness treatment and told mindfulness), mindfulness without
matched the bona fide mindfulness practice regarding credibility
expectancy (MM2; ie, mindfulness treatment and told sham),
and expectancy while remaining inert to mindfulness pro-
SHAM1 (ie, sham treatment and told mindfulness), and SHAM2 (ie,
cesses.12 The NTC group completed a filler task during laboratory
sham treatment and told sham), with an additional comparison
visits (listening to podcasts) to maintain experimenter blinding,
against a no treatment control (NTC) group.
but these participants completed no additional home practice.
2.3. Participants
2.4.2. Instruction manipulation (told mindfulness vs told
One hundred fifty-three healthy young adults completed the sham)
study, receiving partial course credit (n 5 90) or AUD$50 (n 5 63) An additional instruction manipulation was performed such that
for their participation. Participants receiving credit were first-year participants were told they had been allocated to either a newly
undergraduate psychology students. Paid participants were developed mindfulness intervention that was expected to be highly
recruited through the university community, of which approxi- effective for pain or a sham mindfulness intervention that lacked
mately half were also university students. To be included, specific active elements of the new mindfulness intervention and that
participants had to be fluent in English, pain free (,3/10 on a therefore would be relaxing but should not have any effect on pain.
numeric rating scale), and mindfulness naive (,20 minutes The intention of this instruction manipulation was to manipulate
practice per week over the past 6 months; never attended a expectancy such that those told mindfulness would expect greater
mindfulness course, eg, mindfulness-based stress reduction and reductions in pain than those told sham.
Vipassana) and not be pregnant, breastfeeding, or taking
analgesic or psychotropic medications. We excluded participants
reporting an average of less than 3/10 for a P50 stimulus (ie, 50% 2.5. Materials and measures
of their pain tolerance) to avoid potential floor effects in 2.5.1. Sham credibility
subsequent pain perception testing. All participants provided
informed consent, acknowledging that they would receive painful We assessed sham credibility with 2 manipulation checks during
heat stimuli and they were free to withdraw from the study at any the second laboratory visit after posttreatment testing was
Copyright © 2022 by the International Association for the Study of Pain. Unauthorized reproduction of this article is prohibited.
October 2022
· Volume 163
· Number 10 www.painjournalonline.com 1969
2.5.2. Pain
We evaluated pretreatment to posttreatment changes in self-report
measures of pain unpleasantness (primary outcome) and pain
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1970
·
J.N. Davies et al. 163 (2022) 1967–1977 PAIN®
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Figure 2. Participant flow diagram. Participants were randomized to receive 1 of 5 interventions: MM1 (get mindfulness, told mindfulness); MM2 (get mindfulness,
told sham); SHAM1 (get sham, told mindfulness); SHAM2 (get sham, told sham); or NTC (no treatment control). LTFU, loss to follow-up; MM1, mindfulness with
expectancy; MM2, mindfulness without expectancy; SHAM1, sham with expectancy; SHAM2, sham without expectancy.
2.7.1. Cover story (3 groups) Participants were not asked about what group they believed they
were in until after the postintervention pain test and self-report
The cover story that was described to participants suggested that
outcomes had been completed to avoid unblinding. All 6 sessions of
the aim of the study was to evaluate a new evidence-based
the 4 active manipulations were delivered as audio recordings, voiced
mindfulness technique that the researchers had developed that
by the same experienced mindfulness instructor.
was expected to be highly effective for reducing pain because it
integrated the most effective elements of several existing
mindfulness-based interventions for pain. It further suggested 2.7.3. Session 1—baseline
that participants would be randomized to receive 1 of 3 (not 5)
Participants individually attended an initial 45-minute laboratory
conditions: (1) mindfulness (highly effective for pain), (2) sham
session at baseline. After providing informed consent, they completed
mindfulness (no expected effect on pain), or (3) no treatment (not
baseline measures of mindfulness, expectancy, pain catastrophizing,
at all effective for pain). The cover story was reiterated to
pain-related cognitive processes, and depression, anxiety, and stress
participants during orientation, then again on randomization to
on a computer running a custom Inquisit v5.0 script (Millisecond
their group (as per cover story), and then again before each of the
Software, Seattle, WA). Next, participants completed the baseline
6 training sessions (described further). Thus, as far as participants
pain assessment. Participants were then randomly allocated to 1 of
were concerned, they received either mindfulness, sham, or no
the 5 conditions and underwent the first of 6 audio-guided training
treatment, with no knowledge that the information they received
sessions. Instructions displayed on the computer screen (and
was also being manipulated.
reiterated in a short audio introduction) revealed the group allocation
to the participant (ie, mindfulness, sham mindfulness, or no treatment,
as per cover story) without the researcher’s knowledge (to maintain
2.7.2. Actual study (5 groups)
experimenter blinding). Participants then completed 20 minutes of
Although mindfulness, sham, and no treatment were actual training in 1 of the 4 active interventions (MM1, MM2, SHAM1,
conditions in the study, the balanced placebo design entailed an SHAM2) or a filler task (NTC), delivered through Inquisit.
additional instruction manipulation for the 2 active treatments
(mindfulness and sham) regarding what they were told (see
2.7.4. Home practice
Fig. 1).
Those who were told they were receiving mindfulness were The next 4 3 20-minute training sessions were completed as home
further randomized to 1 of 2 groups: (1) MM1 (ie, they were told practice. This was delivered through the Qualtrics survey platform that
they were receiving mindfulness and actually received mindful- sent each participant custom emails with a unique survey link each
ness, congruent with cover story), or (2) MM2 (ie, they were told day between laboratory sessions 1 and 2. To maintain researcher
they were receiving sham, but actually received mindfulness, blinding, NTC participants were also required to complete 4 3
incongruent with cover story). These 2 manipulations allowed us surveys; however, these surveys contained no audio training so could
to probe the interaction between mindfulness-specific processes be completed in under a minute. The Qualtrics system allowed the
in the presence and absence of expectancy. researchers to monitor adherence, and participants were contacted
Similarly, those who were told they were receiving sham were up to 3 times if they missed 2 days of practice/surveys.
further randomized to 1 of 2 groups: (1) SHAM1 (ie, told they
were receiving mindfulness, but actually received sham, in-
2.7.5. Session 2—posttreatment
congruent with cover story), or (2) SHAM2 (ie, told they were
receiving sham, and actually received sham, congruent with Participants then attended a second 45-minute laboratory session.
cover story). These 2 manipulations allowed us to probe During this visit, they completed the sixth and final training session (or
generalized placebo processes in the presence and absence of second and final filler session) as described earlier and then repeated
expectancy. pain testing (using baseline P50 stimulus values) and self-report
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October 2022
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· Number 10 www.painjournalonline.com 1971
Table 1
Baseline sample characteristics by intervention group.
MM1 MM2 SHAM1 SHAM2 NTC Test statistic P
Sample size (n) 30 31 31 31 30
Psychology 19 (63%) 16 (52%) 19 (61%) 18 (58%) 18 (60%) x(2) 5 1.02 0.907
Paid 11 (37%) 15 (48%) 12 (39%) 13 (42%) 12 (40%)
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Age (y)
(SD) 22.93 (6.29) 22.68 (6.07) 23.68 (6.28) 24.23 (10.57) 20.63 (2.11) F 5 1.22 0.304
Range 18-45 18-42 18-45 18-60 18-25
Sex
Male 9 (30%) 8 (26%) 6 (19%) 10 (32%) 9 (30%) x(2) 5 1.62 0.806
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outcome measures of mindfulness, expectancy, and pain-related following: (1) Whether receiving any intervention differed from no
cognitive processes. treatment ([MM1 and MM2 and SHAM1 and SHAM2] vs NTC);
(2) whether there was an effect of treatment independent of
expectancy (mindfulness vs sham; [MM1 and MM2] vs [SHAM1
2.8. Sample size, randomization, and blinding
and SHAM2]); (3) whether there was an effect of instruction
Our sample size of 30 participants per arm was based on power independent of treatment (told mindfulness vs told sham; [MM1
analyses of recent studies of mindfulness vs active control on acute and SHAM1] vs [MM2 and SHAM2]); and (4) whether there was
experimentally induced pain.12,27,30,45,46,48 These studies had a mean an interaction between treatment and instruction. Any demo-
effect size of d 5 0.899 for pain unpleasantness (primary outcome) graphic or baseline measures that differed between the 5 groups
and d 5 0.514 for pain intensity (secondary outcome). To be (P , 0.1) were included as covariates in these analyses. Where
conservative, we used the smaller of these (ie, d 5 0.514) to calculate any significant differences were found between the 5 groups on
sample size. This indicated that 28 participants per group would be pain outcomes, we conducted mediator analysis (using the
required to have 90% power to detect a significant effect of PROCESS model21) with the relevant contrast as the indepen-
mindfulness vs sham of this magnitude. We therefore aimed to recruit dent variable and process measures including mindfulness and
30 participants per group to allow for 5% to 10% attrition. We specific expectancy as the mediators. Four steps were required
generated a randomization sequence in a 1:1:1:1:1 allocation ratio to demonstrate mediation: first, that the independent variable
using block randomization, where each participant was randomly predicted the mediator; second, that the independent variable
assigned to 1 of 10 equally sized, predetermined blocks (consisting 2 predicted the outcome; third, that the mediator predicted the
3 5 group allocations), created using a computerized random dependent variable when controlling for the independent variable;
sequence generator seeded by the computer’s clock (https://www. and fourth (to show full mediation), that the independent variable
randomizer.org). This allocation sequence was concealed in sequen- no longer predicted the dependent variable when controlling for
tially numbered opaque sealed envelopes by a researcher not involved the mediator. For the abovementioned steps, significance was
in the running of the experiment (B.C.). Once participants completed set at a 5 0.05 for direct paths and 95% confidence intervals (CIs)
baseline measures, one of the researchers opened the next envelope based on 5000 bootstrapping resamples for indirect paths. All
in the sequence to reveal the participant’s group allocation number, analyses were conducted in SPSS v24 (IBM, Chicago, IL) with
which was entered into Inquisit to automatically assign participants to significance set at P , 0.05. All analyses were specified at
their relevant treatment group without the researcher’s knowledge. To preregistration and conducted blind to group allocation.
further ensure researcher blinding, the randomization codes were not
revealed until the final analyses were completed by J.N.D. Therefore,
3. Results
the study involved researcher and analyst blinding.
3.1. Participant flow
As depicted in the Figure 2 161 individuals expressed interest and
2.9. Data handling and statistical analysis
were assessed for eligibility. Six of these individuals were excluded a
Chi-squared and one-way analysis of variance tests were used to priori because of insensitivity to the painful stimulation during baseline
compare baseline characteristics across the 5 groups. Primary, (ie, having average pain intensity rating of less than 3/10). This meant
secondary, and process outcomes across groups at posttreat- that 155 participants entered the study and were randomized to 1 of
ment were analysed using one-way, 5-level analysis of co- the 5 groups. Two participants were subsequently excluded, 1
variance tests with intervention (MM1, MM2, SHAM1, SHAM2, because of equipment failure and the other because of withdrawal,
and NTC) as the independent variable and baseline score on the leaving a total of 153 participants (30-31 per group) who completed
relevant outcome as a covariate. Orthogonal contrast analyses the study and were included in the final analyses.
were used to compare changes across groups. These contrasts
created a nested 2 3 2 analysis of variance to test the main
3.2. Baseline data
effects and interactions of treatment (mindfulness vs sham) and
instruction (told mindfulness vs told sham), as well as an As summarized in Table 1, there were no statistically significant
additional contrast comparing the effect of any intervention vs differences in sample demographics across groups. As summarized
no treatment. Specifically, the orthogonal contrasts tested the in Table 2, the only baseline measure that differed statistically between
Copyright © 2022 by the International Association for the Study of Pain. Unauthorized reproduction of this article is prohibited.
1972
·
J.N. Davies et al. 163 (2022) 1967–1977 PAIN®
* NB, expectancy was measured using 2 distinct constructs: general response expectancy (measured preintervention) and specific response expectancy (measured immediately after the final training session but before postintervention pain testing). FFMQ, Five Facet Mindfulness Questionnaire short-form;
43.11 (1.98)
47.67 (1.73)
10.83 (2.15)
4.72 (1.76)
4.98 (1.56)
18.2 (22.6)
9.40 (1.85)
9.10 (2.35)
8.70 (2.40)
8.87 (1.83)
0.021). However, as prespecified, because baseline pain unpleas-
Post
antness had a P value ,0.1, both pain unpleasantness and describing
were used as covariates in the main (ie, pain) analyses. Sensitivity
analysis indicated that the pattern of results was identical when these
covariates were omitted. Full baseline data are available in
43.35 (1.60)
47.76 (1.70)
11.07 (1.96)
Supplementary Table S1 (available at http://links.lww.com/PAIN/
4.73 (1.37)
5.11 (1.02)
65.3 (15.0)
9.17 (2.20)
9.73 (1.89)
9.63 (2.46)
9.77 (2.00)
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B570).
NTC
Pre
3.3. Pain
3.3.1. Pain unpleasantness and intensity
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43.30 (1.93)
47.95 (1.69)
10.68 (2.14)
10.81 (2.52)
10.06 (2.76)
4.06 (1.71)
4.28 (1.52)
43.7 (20.1)
9.16 (1.99)
9.29 (2.34)
Figure 3 and Table 2 present pretreatment and posttreatment pain
Post
10.58 (2.06)
10.35 (2.36)
10.03 (2.69)
4.59 (1.59)
5.07 (1.01)
64.8 (16.3)
8.71 (2.04)
9.35 (1.92)
11.06 (1.65)
10.52 (1.73)
10.97 (2.92)
67.6 (21.6)
9.68 (2.14)
9.58 (2.06)
10.71 (2.00)
10.97 (2.03)
10.65 (2.65)
4.25 (1.33)
4.77 (0.85)
67.1 (14.0)
9.58 (2.45)
9.65 (2.54)
10.55 (2.11)
10.39 (2.25)
10.00 (2.31)
43.4 (25.4)
8.81 (1.89)
9.06 (2.45)
10.48 (2.00)
10.16 (2.40)
5.03 (1.14)
5.22 (0.90)
63.2 (21.7)
9.10 (2.15)
9.84 (2.34)
9.23 (2.14)
10.93 (1.87)
11.33 (2.25)
11.30 (2.56)
10.23 (2.25)
0.31, P 5 0.58, h2p , 0.001, d 5 0.09). Full pain data and analyses are
3.44 (1.72)
4.23 (1.54)
58.2 (22.9)
9.33 (2.28)
lww.com/PAIN/B570).
10.43 (1.48)
10.73 (2.10)
10.80 (2.83)
4.14 (1.01)
4.79 (0.88)
68.3 (10.2)
9.03 (2.33)
9.73 (2.03)
3.4.1. Expectancy
MM1
effective for reducing pain. However, there was a large effect of any
Nonreactivity (-/15)
Nonjudging (-/15)
Intensity (VAS; -/10)
Awareness (-/15)
Describing (-/15)
Observing (-/15)
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October 2022
· Volume 163
· Number 10 www.painjournalonline.com 1973
suggesting that both treatments were equally credible. By contrast, ps . 0.16). Nonjudging increased for any intervention relative to
the instruction manipulation (told mindfulness vs told sham) had a no treatment (F(1,145) 5 13.01, P , 0.001, h2p 5 0.08, d 5 0.66),
large effect on specific expectancy (F(1,145) 5 22.61, P , 0.001, h2p but there were no effects of treatment or instruction and no
5 0.13, d 5 0.78) such that being told mindfulness (63%) led to higher interaction effects between treatment and instruction (Fs , 1.84,
specific expectancy than being told sham (44%). There was no ps . 0.18). Similarly, nonreactivity increased for any intervention
significant interaction between treatment and instruction (F(1,145) 5 relative to no treatment (F(1,145) 5 9.12, P 5 0.003, h2p 5
1.27, P 5 0.26, h2p 5 0.01, d 5 0.19). 0.06, d 5 0.47), but there were no effects of treatment or
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observing, describing, (acting with) awareness, nonjudging (of We investigated whether specific expectancy or mindfulness
inner experience), and nonreactivity (to inner experience). For processes mediated the effects of receiving any intervention vs no
observing, there were no effects of treatment, instruction, or any treatment on pain outcomes where significant effects were
intervention vs no treatment and no interaction effects between observed. As the preliminary step toward establishing mediation,
treatment and instruction (Fs , 0.1.15, ps . 0.29). For we ran correlations between possible mediators and pain
describing, there were no effects of treatment, instruction, or unpleasantness, pain intensity, and pain tolerance. As listed in
any intervention vs no treatment (Fs , 0.1.73, ps . 0.19). There Table 3, the only statistically significant correlations were for pain
was an interaction effect between treatment and instruction unpleasantness with specific expectancy and nonreactivity, pain
(F(1,145) 5 5.88, P 5 0.017, h2p 5 0.04), which was probed with intensity with specific expectancy, and pain tolerance with
simple effects analysis. This revealed a significant effect of specific expectancy, meaning that only these processes could
instruction for those receiving sham mindfulness in which being potentially mediate changes in those pain outcomes.
told mindfulness reduced describing relative to being told sham The next step was to establish whether the potential mediators
(F(1,119) 5 5.88, P 5 0.017, h2p 5 0.047). This effect was not continued to predict changes in pain when controlling for any
observed for those receiving mindfulness (F(1,119) 5 0.99, P 5 intervention vs no treatment. As shown in Figure 5, this revealed
0.32, h2p 5 0.008). For awareness, there were no effects of that specific expectancy continued to predict changes in pain
treatment, instruction, or any intervention vs no treatment and no unpleasantness and pain tolerance; however, specific expec-
interaction effects between treatment and instruction (Fs , 1.97, tancy no longer predicted changes in pain intensity, and
Figure 3. Pain outcomes pretreatment and posttreatment changes in primary (pain unpleasantness) and secondary (pain intensity, pain threshold, and pain
tolerance) outcomes (all expressed as mean 6 SEM) were assessed to test the main effects and interactions between treatment (mindfulness, MM vs sham
mindfulness, SHAM), instruction (told mindfulness, 1 vs told sham, 2), and no treatment control (NTC). Pain threshold (bottom left) and tolerance (bottom right)
values (˚C) were taken as the mean of 3 trials in which participants indicated the temperature at which they first felt pain (threshold) and at which they could no
longer tolerate pain (tolerance) from a ramping heat stimulus. Pain intensity (top left) and unpleasantness (top right) ratings (11-point VAS) were taken as the mean
of 3 target stimuli at the midpoint between each participant’s pain threshold and tolerance at baseline.
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1974
·
J.N. Davies et al. 163 (2022) 1967–1977 PAIN®
(SHAM1: 0%; 0/61 vs MM1: 2%; 1/61), and 5% were not sure of
their group allocation (SHAM1: 2%; 1/61 vs MM1: 3%; 2/61).
Similarly, of those told sham (ie, MM2 and SHAM-groups), 98%
(61/62) reported being allocated to the sham group, with 1
participant (2%; 1/62) not sure of their group allocation.
Furthermore, the credibility check (“Did your training include
mindfulness?”) revealed no significant differences in response
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Figure 4. Ratings of expected pain relief before and after the intervention.
3.7. Pain outcomes by perceived treatment
Expectancy was measured using 2 constructs: (1) general response
expectancy (ratings of expected pain relief from mindfulness before exposure; Placebo research shows that what participants believe they are
100-point VAS) at baseline (before the pretreatment pain test and before
receiving is a strong indicator of treatment response, regardless
randomization to interventions); and (2) specific response expectancy (ratings
of anticipated response to the treatment; 100-point VAS) at posttreatment of what they actually receive.8,25 Hence, based on the above-
(immediately after completing the intervention and before the posttreatment mentioned finding that: (1) the credibility check revealed 20% to
pain test). Orthogonal contrasts tested the main effects of specific expectancy 30% of respondents believed they were receiving a treatment
and any interactions between treatment (mindfulness, MM vs sham other than what was instructed and (2) only specific expectancy
mindfulness, SHAM), instruction (told mindfulness, 1vs told sham, 2), and
no treatment control (NTC). mediated effects on decreasing pain unpleasantness and
increasing pain tolerance, we decided to conduct post hoc linear
regression analyses26 to assess whether perceived treatment
nonreactivity no longer predicted changes in pain unpleasant- affected pain outcomes and specific expectancy. These analyses
ness. Hence, we ran 2 regressions, testing whether specific considered participant responses to the credibility item: “Did your
expectancy significantly predicted pain unpleasantness and pain training include mindfulness?” (yes 5 3, n 5 93; not sure 5 2, n 5
tolerance when controlling for any intervention vs no treatment as 23; no 5 1, n 5 37) as the predictor. This revealed that perceived
the independent variable. These regressions revealed significant treatment predicted changes in pain threshold (b 5 0.174, t1,130
effects of specific expectancy on pain unpleasantness (b 5 5 2.17, P 5 0.032), pain tolerance (b 5 0.253, t1,130 5 3.21, P 5
20.170, t1,153 5 22.08, P 5 0.039) and pain tolerance (b 5 0.002), and specific expectancy (b 5 0.533, t1,130 5 7.75, P ,
0.152, t1,153 5 2.87, P 5 0.005) when controlling for any 0.001) but not pain unpleasantness or pain intensity (bs .
intervention vs no treatment (Fig. 5). Finally, when controlling for 20.132, ps , 0.104). Full data and analyses are available in
the mediator (specific expectancy), the independent variable (any Supplementary Table S4 (available at http://links.lww.com/PAIN/
intervention vs no treatment) no longer predicted changes in pain B570).
unpleasantness and pain tolerance (ps . 0.24), suggesting full We then explored specific expectancy as a potential mediator
mediation of the effect (pain unpleasantness indirect path: b 5 of the effects of perceived treatment allocation on pain threshold
20.21, 95% CI: 20.76 to 20.04; pain tolerance indirect path: and pain tolerance. In step 1 of the mediation model, perceived
b 5 0.19, 95% CI: 0.14-0.57). treatment predicted specific expectancy (b 5 1.752, t1,130 5
7.75, P , 0.001). In step 2, perceived treatment predicted
changes in pain threshold (b 5 0.362, t1,130 5 2.17, P 5 0.032)
3.6. Sham credibility and pain tolerance (b 5 0.304, t1,130 5 3.21, P 5 0.002). In step
The manipulation check (“I think I am in the …. group”) indicated 3, specific expectancy continued to predict changes in pain
that participants seemed to believe their instructions about group tolerance when controlling for perceived treatment (b 5 0.085,
allocation, as expected (x2(12, N 5 153) 5 269.28, P , 0.001). t1,130 5 2.54, P 5 0.012); however, specific expectancy no longer
Specifically, of those told mindfulness (ie, MM1 and SHAM1), predicted changes in pain threshold (b 5 0.057, t1,130 5 0.948,
83% (51/61) reported being allocated to the mindfulness group, P 5 0.345). Finally, when controlling for the mediator, perceived
10% reported being in the sham group (SHAM1: 7%; 4/61 vs treatment no longer predicted changes in pain tolerance (b 5
MM1: 3%; 2/61), 2% reported being in the no treatment group 0.155, t1,130 5 1.41, P 5 0.16), suggesting that specific
Table 3
Pearson correlation coefficients (r) between pain outcomes and possible mediators.
Specific expectancy Nonjudging Nonreactivity
Pain unpleasantness 20.244 (0.002) 20.034 (0.679) 0.160 (0.049)
Pain intensity 20.213 (0.008) 20.016 (0.844) 0.156 (0.056)
Pain tolerance 0.285 (<0.001) 0.100 (0.221) 20.012 (0.879)
P values shown in brackets.
Significance shown in bold.
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J.N. Davies et al. 163 (2022) 1967–1977 PAIN®
analgesia and reducing pain unpleasantness in novice meditators demonstrate, then their clinical significance may be limited. Third,
after a brief focussed attention mindfulness intervention than participants were predominantly undergraduate university stu-
theoretically derived mindfulness-specific processes themselves. dents, and thus, it is unclear how these results would generalize
However, other trials of established mindfulness-based interven- to other healthy or clinical populations.
tions have flagged the FFMQ as having poor discriminant validity Thus overall, although pain outcomes seemed to be insensitive
when active controls are used17; hence, potential measurement- to treatment type and instruction manipulation, receiving either
related influences cannot be ruled out. mindfulness or sham treatment equally reduced pain unpleas-
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Balanced placebo designs are routinely used in studies of antness and intensity and increased pain tolerance relative to no
analgesic medications2,37 to characterize the isolated roles of treatment. Of most interest, specific expectancy was the
active treatment effects and placebo effects, as well as their strongest predictor of changes in pain unpleasantness and pain
interactions: subadditive, additive, or superadditive. They have tolerance by any treatment and pain threshold and pain tolerance
also been successfully applied in settings where the treatment is by perceived treatment. This provides clear evidence of placebo
nYQp/IlQrHD3i3D0OdRyi7TvSFl4Cf3VC1y0abggQZXdtwnfKZBYtws= on 09/19/2022
psychological42 rather than pharmacological, including one study effects contributing to pain effects in a mindfulness-based
of mindfulness for cognitive performance.38 However, proving intervention. As such, expectancies and beliefs about mindful-
that psychological treatments such as mindfulness are verum (ie, ness training may play a more prominent role in attenuating acute
produce therapeutic benefits through their proposed specific pain in novice meditators than the treatment or instructions
mechanisms) is difficult, and there is an active debate about the themselves. Future research should test whether the current
extent to which the concept of placebo applies in such results generalize to other types of mindfulness training, and
cases.6,15,44 Gaab et al.5 argue the mere possibility of psycho- studies evaluating the efficacy of mindfulness-based interven-
logical interventions being anything other than verum has serious tions for pain should incorporate appropriately matched shams,
ethical consequences that need to be actively addressed in ideally alongside a NTC, to account for and understand the role
research and practice. Furthermore, they propose a taxonomy in placebo effects play in pain relief after mindfulness.
which psychological treatments may involve substantial additivity,
such that beyond verum or placebo, the verum (in this case,
mindfulness) might interact with placebo effects in ways that Conflict of interest statement
either substantially augment specific (superverum) or nonspecific
The authors have no conflicts of interest to declare.
(superplacebo) treatment processes. The difficulties inherent in
characterizing these processes and their interactions amid the
effects of common factors43 are evident in this study, where no Acknowledgements
evidence was found of an interaction between treatment and
The authors thank Kathrin Kachel, Raffaela Thüring, and Rika
instruction on any outcome, but receiving anything was better
Etteldorf for their assistance in conducting this study. This
than receiving nothing.16 This complexity underscores the
research was supported by an Australian Government Research
importance of pursuing such research questions in well-
Training Program, Mind & Life Institute IRI and The Chen Family
controlled studies using different methodological approaches.
Research Scholarships awarded to Jonathan Davies, and
This study had a number of strengths, including the use of a
Australian Research Council Grants (DP180102061) awarded to
double-blind balanced placebo design with a highly credible
Ben Colagiuri.
sham treatment (as evidenced by the manipulation check data
Trial registration: Australian New Zealand Clinical Trials Registry
that both treatments were rated equally credible), the inclusion of
(ACTRN12619000537156).
a NTC group, and direct assessment of specific expectancy,
perceived treatment, and mindfulness processes. Nonetheless, 3
limitations are worth noting. First, we used a focussed attention Appendix A. Supplemental digital content
mindfulness intervention, which is only one of many different
Supplemental digital content associated with this article can be
types of mindfulness practices.31 Focused attention training is
found online at http://links.lww.com/PAIN/B570.
considered to be the most appropriate for novice meditators
because it allows them to develop attentional stability by
Article history:
anchoring their attention to salient aspects of their present
Received 8 July 2021
moment experience such as the breath or body sensations.33
Received in revised form 8 November 2021
Building attentional stability is a prerequisite for bringing mindful
Accepted 14 December 2021
qualities of acceptance and equanimity to present moment
Available online 25 January 2022
experience,11,47 with recent evidence suggesting that these shifts
in metacognition may underlie the effects of mindfulness training
on pain.7,14 Focused attention interventions have well- References
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