Professional Documents
Culture Documents
Disagreement is, for better or worse, pervasive in our society. Not only
do we form beliefs that differ from those around us, but increasingly we
have platforms and opportunities to voice those disagreements and make
them public. In light of the public nature of many of our most important
disagreements, a key question emerges: how does public disagreement affect
what we know?
This volume collects original essays from a number of prominent scholars—
including Catherine Z. Elgin, Sanford C. Goldberg, Jennifer Lackey, Michael
Patrick Lynch, and Duncan Pritchard, among others—to address this question
in its diverse forms. The book is organized by thematic sections in which
individual chapters address the epistemic, ethical, and political dimensions
of dissent. The individual contributions address important issues such as
the value of disagreement, the nature of conversational disagreement, when
dissent is epistemically rational, when one is obligated to voice disagreement
or to object, the relation of silence and resistance to dissent, and when
political dissent is justified. Voicing Dissent offers a new approach to the
study of disagreement that will appeal to social epistemologists and ethicists
interested in this growing area of epistemology.
Voicing Dissent
The Ethics and Epistemology of Making Disagreement Public
Edited by Casey Rebecca Johnson
Acknowledgements vii
Introduction 1
CASEY REBECCA JOHNSON
1 Reasonable Disagreement 10
CATHERINE Z. ELGIN
Contributors 201
Index 202
Acknowledgements
I am grateful to many people for their help with this volume. First and
foremost, I’m grateful to the contributors for their thoughtful and thought-
provoking chapters. My thanks also to Michael P. Lynch, Catherine Elgin,
and Mary Kate McGowan for encouraging me to develop this project.
The workshop that helped produce this volume was supported by Humil-
ity & Conviction in Public Life, a project of the University of Connecti-
cut’s Humanities Institute, funded by the John Templeton Foundation. That
workshop (and much of my work from 2015–2017) would not have been
possible without help from Jo-Ann Waide-Wunschel and Nasya Al-Saidy. At
the University of Idaho, my thanks to McKenzie Moore for her work on for-
matting and indexing the volume and to Omni Francetich and the Politics
and Philosophy Department for their support.
Introduction
Casey Rebecca Johnson
Notes
(Goldman, 1991; Mills, 1988; Sosa, 2010)
1
2 (Fricker, 2007; Goldberg, 2011; Hinchman, 2005; Lackey, 2008)
3 (White, 2005; Elga, 2007; Christensen, 2009; Kelly, 2010; Enoch, 2010)
4 (Coady, 2010; Fricker, 2007, 2013; Hawley, 2011; Kukla, 2012; Maitra, 2010;
Medina, 2012; Pohlhaus, 2013)
5 (Fraser, 1990; Warner, 2002)
6 (Maitra, 2010; Maitra & McGowan, 2010; McGowan, 2009, 2013; Mcgowan,
Adelman, Helmers, & Stolzenberg, 2011)
7 (Mill, 1869)
References
Christensen, D. (2009). Disagreement as evidence: The epistemology of controversy.
Philosophy Compass, 4(5), 756–767.
Coady, D. (2010). Two concepts of epistemic injustice. Episteme, 7(2), 101–113.
Elga, A. (2007). Reflection and disagreement. Noûs, 41(3), 478–502.
Enoch, D. (2010). Not just a truthometer: Taking oneself seriously (but not too seri-
ously) in cases of peer disagreement. Mind, 119(476), 953–997.
Fraser, N. (1990). Rethinking the public sphere: A contribution to the critique of
actually existing democracy. Social Text, 25/26.
Fricker, M. (2007). Epistemic injustice: Power and the ethics of knowing. Oxford:
Oxford University Press.
Fricker, M. (2013). Epistemic justice as a condition of political freedom? Synthese,
190(7), 1317–1332. doi:10.1007/s11229-012-0227-3
Goldberg, S. (2011). Putting the norm of assertion to work: The case of testimony*
assertion. Oxford: Oxford University Press.
Goldman, A. I. (1999). Knowledge in a social world (Vol. 281). Oxford: Clarendon
Press.
Hawley, K. (2011). Knowing how and epistemic injustice. Knowing How: Essays on
Knowledge, Mind, and Action, 283–299.
Hinchman, E. (2005). Telling as inviting to trust. Philosophy and Phenomenological
Research, 70(3), 562–587.
Kelly, T. (2010). Peer disagreement and higher order evidence. In Goldman, A. &
Whitcomb, D (Eds.), Social epistemology: Essential readings (pp. 183–217).
Oxford: Oxford University Press.
Kukla, R. (2012). Performative force, convention, and discursive injustice. Hypatia,
28(3).
Introduction 9
Lackey, J. (2008). Learning from words: Testimony as a source of knowledge.
Oxford: Oxford University Press.
Maitra, I. (2010). The nature of epistemic injustice. Philosophical Books, 51(4),
195–211.
Maitra, I., & McGowan, M. K. (2010). On racist hate speech and the scope of a
free speech principle. The Canadian Journal of Law and Jurisprudence, 23(2),
343–372.
McGowan, M. K. (2009). Oppressive speech. Australasian Journal of Philosophy,
87(3), 389–407.
Mcgowan, M. K. (2013). Sincerity silencing. Hypatia, 28(3), n/a–n/a.
Mcgowan, M. K., Adelman, A., Helmers, S., & Stolzenberg, J. (2011). A partial
defense of illocutionary silencing. Hypatia, 26(1), 132–149.
Medina, J. (2012). The epistemology of resistance: Gender and racial oppression,
epistemic injustice, and the social imagination. Oxford: Oxford University Press.
Mill, J. S. (1869). On liberty. London: Longmans, Green, Reader, and Dyer.
Mills, C. W. (1988). Alternative epistemologies. Social Theory and Practice, 14(3),
237–263.
Pohlhaus, G. (2013). Discerning the primary epistemic harm in cases of testimonial
injustice. Social Epistemology, 1–16.
Sosa, E. (2010). The epistemology of disagreement. In A. Haddock, A. Millar, & D.
Pritchard (Eds.), Social epistemology (pp. 278–297). Oxford: Oxford University
Press.
Warner, M. (2002). Publics and counterpublics (abbreviated version). Quarterly
Journal of Speech, 88(4), 413–425.
White, R. (2005). Epistemic permissiveness. Philosophical Perspectives, 19(1), 445–459.
1 Reasonable Disagreement1
Catherine Z. Elgin
We need not think that the same stance is appropriate in every case. Some
disagreements may call for steadfastness, others for conciliation. In yet
Reasonable Disagreement 11
others, the best thing to do is concede that your opponent is right. Let’s
look at some cases.
Hal is and knows himself to be pretty clueless about ornithology and
rightly considers Val quite knowledgeable. He thinks that all goldfinches
look alike. Val disagrees. She thinks goldfinches display sexual dimorphism.
In the face of their disagreement, Hal probably ought to concede that she
is right, or at least suspend judgment. He recognizes that she has expertise
that he lacks. Their situations are not symmetrical. The disagreement gives
Val no grounds for revising her opinion. Since Hal can hardly tell a sparrow
from a hawk, his opinion need not give her pause. It is reasonable for her
to remain steadfast. Ceteris paribus, when an expert and a novice disagree,
the novice should back off. He should then either conciliate or concede. The
expert, however, can reasonably hold fast.
What if parties to a disagreement are epistemic peers? Neither is more
knowledgeable than the other. Here their level of competence matters. Bill
and Jill are on the verge of failing introductory chemistry. Jill thinks that
methane is an organic chemical; Bill thinks that it is inorganic. Given the
precariousness of their grasp of the topic, they should probably suspend
judgment and look it up. If an agent’s grasp of an issue is sufficiently weak,
it should be unsettled by the news that anyone, even an equally ignorant
peer, disagrees.
Cases like these are easily handled. Disagreements among competent
epistemic peers are more troublesome. What should a responsible, com-
petent epistemic agent do on learning that a peer with the same evidence,
background assumptions, reasoning abilities, and epistemic incentives dis-
agrees?2 In what follows I will assume that the peers under discussion are
competent with regard to the issue in dispute. Concessiveness is reasonable
only when an epistemic agent believes that her interlocutor has considerably
greater relevant expertise than she does. Where peers disagree, there is no
reason to be concessive. In peer disagreements, an epistemic agent should
either stick to her guns, or she should conciliate. Kelly (2005) advocates
steadfastness. If Nell considers herself to have been responsible in forming
her opinion, she should dismiss her peer Mel’s opinion, concluding that
he must be in error. Christensen (2007) advocates adopting a conciliatory
stance. Nell should lower her credence or suspend judgment, concluding
that one of the two is in error. Either way, it is widely agreed that at least
one has made a mistake—miscalculated, overlooked evidence, ignored base
rates, reasoned fallaciously, or committed some other cognitive gaffe. What-
ever the precise failing, where peers disagree, at least one of them did some-
thing cognitively culpable. As Sidgwick says, “If I find any of my judgments,
intuitive or inferential, in direct conflict with some other mind, there must
be error somewhere” (1981, p. 342).
Some disagreements, such as Christensen’s restaurant case, exhibit this
profile. When competent agents who are equally good at mental math dis-
agree about how to split the bill, at least one of them miscalculated. The
obvious remedy is to suspend judgment temporarily, do the calculation
12 Catherine Z. Elgin
publicly, and figure out the right answer (2007). Similarly, if they disagree
about the date of the Battle of Trafalgar. That too can be easily checked.
Pretty plainly, parties to the dispute should suspend judgment, pull out their
smart phones, and google the answer. Both questions are easily resolved. To
suspend judgment and check the answer takes little time and effort. Concili-
ation in such cases is relatively cost free.
But many disagreements lack an easy resolution. There is no feasible way
to backtrack and find an error. Sometimes the information that would settle
the dispute is simply not to be had. Ann and Dan, forty-year-olds with good
memories, disagree about which team won the third-grade sack race when
they were in school. No records were kept about this momentous event. Nor
are they in touch with any of their former classmates. That being the case,
their disagreement seems fated to remain unresolved. In cases like this, the
protagonists agree about everything relevant except the fact at the heart of
the dispute. Someone made an error, but there is no way to determine who.
In other cases, however, there is no error. That is not to say that both
claims are true. It is to say that both opinions are products of epistemically
acceptable, perhaps even epistemically impeccable, reasoning. Although one
of the protagonists arrived at a false conclusion, neither made a mistake.
I want to focus on such a case.
Suppose an animal bone with holes pierced in it is found among the arti-
facts in a Neanderthal settlement.3 It looks enough like a primitive flute that
had it been found in a prehistoric Homo sapiens settlement, paleoanthro-
pologists would have no reservations about calling it a flute. But according
to current theory, Neanderthal brains were not complex enough to create
music, nor were their hands dexterous enough to finger a flute. Jen and Ken,
both eminent paleoanthropologists, disagree about whether the artifact is
a Neanderthal flute. Jen thinks it is a Neanderthal flute; Ken thinks it is
not. Their disagreement may be irresolvable. Given the paucity of evidence
about Neanderthals, there is no expectation that anyone will ever come up
with sufficient evidence to settle the matter conclusively. Moreover, some-
thing significant is at stake here. The verdict as to whether the artifact is a
Neanderthal flute will contribute to the ongoing debate about how and in
what respects Neanderthals differed from early Homo sapiens. If Neander-
thals were capable of making music, a host of related hypotheses are seri-
ously off the mark.
Jen and Ken are equally knowledgeable and competent, and reach or sur-
pass the threshold for being qualified to judge the matter under dispute.
They have the same evidence and the same ability to assess the evidence.
Both consider the issue significant. Neither is cavalier. What should they do?
Conceding has no appeal. Neither party to this dispute has reason to think
that the other is in a better position to assess the matter. But both concili-
ation and steadfastness look like live options. What is to be said for them?
The case for steadfastness: Jen knows that she has considered the matter
carefully and judiciously and has taken account of all the available evidence.
Reasonable Disagreement 13
She knows that she would have no reservations about her conclusion if she
relied only on the first-order evidence, her background assumptions, and
the inferences she draws from them. She rightly considers Ken her intellec-
tual peer in paleoanthropology. So she is surprised that Ken does not agree
with her. If she is steadfast, she does not, however, consider his disagree-
ment a reason to rethink her position or moderate her confidence level. She
concludes that in this case Ken must have made a mistake. Maybe he was
careless in his reasoning; maybe he overlooked some relevant factor. If he
had thought the matter through as carefully as she did, she thinks, he would
have come to the same conclusion. Ken’s disagreement gives her no reason
to change her mind (see Kelly, 2005). Ken’s situation is symmetrical. He
too recognizes that he thought the matter through carefully and judiciously.
Being equally steadfast, he can only conclude that Jen, although normally
quite solid on such issues, has made a regrettable mistake. Her disagree-
ment gives him no reason to change his view either. If they remain steadfast,
Jen and Ken may permanently be at loggerheads. Since each is inclined to
dismiss the other’s opinion, and to have no incentive to examine the other’s
reasons, neither is in a position to learn from the other. The disagreement
gives them no reason to rethink the issue. The steadfast are intellectually
arrogant. Faced with a disagreement, a steadfast epistemic agent immedi-
ately concludes that the other party must be wrong. They are dogmatic.
They do not think that a peer’s disagreeing gives them any reason to rethink
their position or change their mind. They are, moreover, disrespectful of
those they consider intellectual equals. Indeed, we might wonder whether
they really do consider their opponents intellectual equals, if they are so
quick to claim superiority the moment a disagreement arises.
The case for conciliation: we’ve seen that Jen has thought through the
matter carefully and judiciously. She would have no reservations about her
conclusion if she relied exclusively on the first-order evidence, her back-
ground assumptions, and the inferences she draws from them. But Ken,
whom she considers her epistemic peer, disagrees with her. She has no rea-
son to think that Ken was any less careful and judicious in his approach to
the question, or that he was cavalier in his reasoning or interpretation of the
evidence. One of them must be wrong. But given that they are peers, there is
currently no way to tell which one. She therefore suspends judgment, hop-
ing that further evidence will be found that will decide the issue between
them. Conciliators are intellectually humble. Their epistemic stance is fal-
libilist. Jen thinks she is right, but acknowledges that she could be wrong.
Conciliators are respectful of their epistemic peers. As far as Jen can tell,
Ken’s view has as much going for it as hers. There is no basis for choosing
between them.
It might seem that this shows that when epistemic peers disagree, they
should conciliate. Certainly conciliators seem more congenial than the stead-
fast. But conciliation can be costly. If Jen and Ken take their disagreement as
a reason to suspend judgment about whether the artifact is a Neanderthal
14 Catherine Z. Elgin
flute, neither of them is in a position to know. They have backed off from
belief about the matter. If Jen’s first-order evidence was actually sufficient
for her to know, then by suspending judgment she sacrifices knowledge. For
knowledge requires belief. One of them is surely right. The artifact either is
a Neanderthal flute or it is not. If both hold fast to their opinions, then one
of them has a true belief. And if the one with the true belief has sufficient
evidence that bears non-accidentally on its truth, one of them knows. If Jen
is right and sticks to her guns, she knows or at least justifiably believes that
the object is a Neanderthal flute. So, it seems, the steadfast are capable of
preserving knowledge while the conciliatory willingly give it up.
Steadfastness, however, instantiates Kripke’s so-called dogmatism para-
dox (2011).
Notes
1 Earlier versions of this chapter were presented at the 2017 Voicing Dissent Work-
shop at the University of Connecticut, and at the 2017 meeting of the Canadian
Philosophical Association. I am grateful to the participants in both for their help.
2 These equivalences are obvious idealizations. No two people are exactly alike in
these respects. I follow the literature in making the idealizations, since the point
is that differences of opinion are possible even when there is wide agreement in
abilities and backgrounds.
3 I model this discussion on the controversy over the Divje Babe flute. I focus on
whether it is Neanderthal, although there is also considerable controversy about
whether it is a flute.
References
Christensen, D. (2007). Epistemology of disagreement: The good news. Philosophi-
cal Review, 116, 187–217.
Cohen, L. J. (1992). An essay on belief and acceptance. Oxford: Clarendon Press.
Elgin, C. (2003). Persistent disagreement. In R. Feldman and T. Warfield (Eds.),
Disagreement (pp. 53–67). Oxford: Oxford University Press.
Elgin, C. Z. (2010). Keeping things in perspective. Philosophical Studies, 150(3),
439–447.
Elgin, C. (2017). True enough. Cambridge, MA: MIT Press.
James, W. (1983). Principles of psychology. Cambridge, MA: Harvard University
Press.
Kelly, T. (2005). Epistemological puzzles about disagreement. In T. S. Gendler &
J. Hawthorne (Eds.), Oxford studies in epistemology (Vol. 1, pp. 167–196).
Oxford: Oxford University Press.
Kitcher, P. (1990). The division of cognitive labor. Journal of Philosophy, 87, 5–22.
Kripke, S. (2011). On two paradoxes of knowledge. In Philosophical troubles
(pp. 27–49). Oxford: Oxford University Press.
Riggs, W. (2003). Balancing our epistemic goals. Noûs, 37, 343–352.
Sidgwick, H. (1981). The methods of ethics. Indianapolis, IN: Hackett.
2 Disagreements, of Beliefs
and Otherwise
Duncan Pritchard
Introductory Remarks
Much of the work on the epistemology of disagreement tends, not unreason-
ably, to take such disagreements to be at the level of belief. You believe that
p, and I believe that not-p, and hence we have a disagreement over the truth
of p.1 I say that this focus on disagreements at the level of belief is not unrea-
sonable since the kinds of toy examples, usually concerned with disagree-
ments between (at least putative) epistemic peers, that are employed in this
literature (folks arguing about the split of the restaurant bill and so forth),
certainly are conflicts of belief. Moreover, as I explain below, there are other
good reasons to think that disagreement, certainly of a kind that has any
epistemic import anyway, will tend to be disagreement at the level of belief.
Disagreements, of Beliefs and Otherwise 23
One thing that we will be doing is exploring what it means for something
to be a genuine disagreement. Part of this process will involve saying more
about the notion of belief in play, since I contend that as epistemologists we
have a quite specific propositional attitude in mind. As we will see, under-
standing this fact helps us to appreciate why we would focus on disagree-
ments at the level of belief in the first place, since it is hard to make sense of
the idea of a genuine disagreement that doesn’t involve a conflict of belief in
just this way. I go on to extract one practical consequence of this, which is
that a certain kind of apparent disagreement of which we are all too famil-
iar is not in fact a genuine disagreement at all. This is the phenomenon that
I term dialectical posturing, and which I claim does not involve a conflict
of belief. Accordingly, it does not have the epistemic implications that we
might have expected it to have. We are within our epistemic rights to sum-
marily dismiss the dialectical poseur.
Generally speaking, I will be defending this contemporary epistemologi-
cal focus on disagreements at the level of belief (albeit claiming as a result
that there are fewer genuine disagreements that we might have hitherto
thought). Nonetheless, while I agree that the main cases of epistemic rel-
evance do involve disagreement about belief, I argue that we miss out some-
thing important if we confine our attention to just these cases. In particular,
I will be claiming that belief isn’t necessary for disagreement, in that there is
a special (albeit unusual) class of genuine disagreement that doesn’t involve
a clash of belief. Accordingly, I will offer an alternative proposal about the
nature of disagreements, which slightly tweaks the standard view. While
some of the cases of genuine disagreement without conflict of belief are not
epistemically interesting (since by their nature we tend to have an indepen-
dent epistemic basis to doubt the epistemic credentials of what they claim),
I contend that there is at least one exception in this regard. To this end I will
be exploring disagreements involving a clash between what Wittgenstein
(1969) termed hinge commitments, which I maintain are not beliefs in our
sense. As we will see, understanding the structure of these kinds of disagree-
ments helps us to realize that certain strategies for resolving them would be
hopeless.
Before closing these introductory remarks, let me lay my cards on the
table as regards the wider epistemology of disagreement debate. My favored
view as regards the epistemology of peer disagreement is one that allows a
subject, at least once she has suitably reflected on the disagreement in hand,
to continue to maintain her belief with the same level of conviction as before.
This is a so-called non-concessionary stance, and although it has some
adherents it tends to be unpopular in the literature, though for reasons that
I think aren’t very compelling (for example, that to be non-concessionary
is to fail to display the virtue of intellectual humility).2 This particular issue
about the epistemology of peer disagreement isn’t quite our concern here,
as much of what we will be discussing will be orthogonal to this topic. But,
as we will see, this issue does get an indirect purchase, in that the cases
24 Duncan Pritchard
that we will be looking at are such that, properly understood, there is less
reason to downgrade our judgments in the light of disagreement than one
might have previously thought. Our reconstruction of such cases thus lends
itself to a more general non-concessionary stance to the epistemology of
disagreement. Basically, we are epistemically more entitled to “stick to our
guns” that we might have hitherto thought.
Dialectical Posturing
The kind of case that I want to focus on concerns what I will call dialectical
posturing. I contend that a lot of real-world disagreement about conten-
tious matters, such as the existence of human-made climate change or the
desirability of political correctness, is infected with a certain kind of inau-
thenticity. By this I mean that there are parties to the dispute who, far from
expressing their genuine convictions about the subject matter in hand, are
instead merely playing a certain role, wearing a particular dialectical hat, if
you will. They are dialectical poseurs.
Take the debate about human-made climate change as a case in point.
Here we have an overwhelming scientific consensus on the one hand, and
on the other hand various kinds of conspiracy theories. Note that the oppo-
sition has to take the form of a conspiracy theory given that it is lined up
against a scientific consensus, since how else is one to account for why the
scientific community is so unified on this topic?7 But conspiracy theorists
come in many different kinds, and we should be wary of lumping them
together within a single catch-all category.
The debate about climate change is particularly useful when it comes to
telling different kinds of conspiracy theorist apart. The reason for this is
that science is generally regarded as an epistemically paradigm way of set-
tling empirical truths (at any rate, we can reasonably take it as such for
our purposes). Accordingly, rejecting a scientific consensus places epistemic
burdens on one that simply do not arise to the same extent with regard to
other conspiracy theories. Contending that JFK was assassinated by the FBI,
for example, requires one to suppose that there is far less transparency in
28 Duncan Pritchard
U.S. government than one might wish, but such a contention hardly pits one
against a putatively paradigmatic epistemic source. In contrast, arguing that
the scientific consensus is wrong does bring with it just such a commitment.
We can distinguish between two distinct kinds of conspiracy theorist in this
regard in terms of how they respond to this commitment.
On the one hand, there will be those who take up the challenge of making
rational sense of how such a paradigmatic epistemic source could have so
systematically gone awry in this case. Given the nature of the challenge, this
will require a quite considerable investment of one’s epistemic resources. The
opposing position needs to be researched and understood, and a nuanced
line taken as a result. For example, the proponent of this view, aware that
attributing deception on such a massive scale is not psychologically that
plausible, might instead opt for a view on which the raw data, accessible to
a small subset of the scientific world, is engineered to give public data which
subsequently misleads climate scientists at large. This account also has the
added bonus of being able to allow most climate scientists to be acting in
perfectly good faith in advocating human-made climate change. Moreover,
the sophisticated proponent of the opposing position needs a compelling
motivational story as to why anyone would be inclined to manipulate the
public in the fashion (social and political influence, perhaps?). The details
need not concern us. The point is just that there can be sophisticated conspir-
acy theorists, who manage—and remember that this by its nature requires a
great deal of cognitive resources—to actively integrate the conspiracy theory
into the noetic structure of their other commitments, even when such con-
spiracies are opposed to epistemically paradigmatic sources of knowledge.8
My concern here is not with the sophisticated conspiracy theorist, how-
ever, who raise epistemological problems of a very different nature to those
that presently detain us. I’m rather more interested in what I take to be the
more commonly found unsophisticated conspiracy theorist. This is someone
who simply adopts the stance of the conspiracy, like a coat that one puts on
to face a rainy day (but then takes off again when the weather brightens).
The point is that no serious effort is made by this agent to reconcile the
epistemic challenge posed to their other beliefs by their endorsement of the
conspiracy theory (particularly in the case of a conspiracy theory involving
human-made climate change, which goes against the accepted science of
the day). No meaningful attempt at noetic integration with regard to this
conspiracy theory is attempted. It is, instead, more like a dialectical stance
that they adopt in certain conditions, but which is largely disconnected from
their other commitments. That this is so is easily revealed by how little
thought has been given to why such a conspiracy would be undertaken, why
it hasn’t been exposed already, why science can be so generally effective if it
allows high-level conspiracies of this kind, and so on.
I want to suggest that when people propose conspiracy theories in this
fashion, they are not presenting their beliefs at all, and hence any dispute
with them would not qualify as a genuine disagreement. In particular, the
Disagreements, of Beliefs and Otherwise 29
dialectical stance they take is not rooted in their wider actions, where this
includes the intellectual actions of noetically integrating this stance, but
rather stands apart from their other commitments. In this way it has a very
different profile to a genuine belief, even though it may seem superficially
similar. Note that I’m not here disputing that these subjects may well think
that they believe the conspiracy theory that they put forward, but as we
noted earlier, I don’t think that this is enough to settle the question of
whether belief is present anyway. Instead, I maintain that what is taking
place here is a kind of dialectical role-play—not all that different in kind
from the kind of dialectical role-play we looked at earlier (e.g., playing
devil’s advocate), albeit in a less explicit form—in that this kind of propo-
nent of a conspiracy theory simply enjoys taking this sort of radical dia-
lectical line (perhaps, for example, they imagine themselves as iconoclasts,
or at least as non-conformists, unlike the wider, and more gullible, public
around them).9
This is important, because it has epistemological ramifications. As we
saw in the cases of merely apparent disagreement above—where there was
insincerity involved, for example—we don’t seem to be under any epistemic
obligation to reconsider the epistemic credential of our beliefs as a result of
an inauthentic exchange of opinions of this kind. Note that I am not say-
ing here that the dialectical imposter is lying, since from their perspective,
of course, they are expressing opposing beliefs (remember that our notion
of belief allows that thinking you believe that p does not entail a belief
that p). But there is a level of intellectual disengagement with regard to the
opinion expressed—something which is a kind of insincerity, very broadly
speaking—to the point that it is not an expression of opposing belief. As
such, the mere fact that someone is proposing an opposing proposition in
this case does not have any immediate epistemic ramifications. Epistemo-
logically, it is on a par with someone jokily “asserting” not-p in response to
your assertion of p as a joke.10
Hinge Commitments
In his final notebooks, published as On Certainty, Wittgenstein (1969) put
forward a radical picture of the structure of rational evaluation. He argued
that it is in the very nature of any rational system that it presupposes essen-
tially arational commitments, what I am going to call hinge commitments.
In particular, Wittgenstein claimed that these hinge commitments must be
in place in order for one to be a genuine believer (or a doubter, etc.) in the
first place. We are optimally certain of our hinge commitments, and that
enables them to function as the fixed points relative to which we rationally
evaluate other claims (identify what is a good reason for what, what is a
good reason to doubt, and so on). What is core to our hinge commitments
is that they manifest our underlying conviction that we are not radically
and fundamentally in error in our beliefs (what I have elsewhere called the
über hinge).12 Interestingly, Wittgenstein showed that this underlying core
certainty manifests itself in our conviction (in normal circumstances) in
apparently mundane claims, such as that one has hands, that the earth is
round, that one’s name is such-and-such, and so on. These look like normal
empirical claims of a kind for which we would have excellent rational sup-
port. In contrast, Wittgenstein argues that their hinge status means that we
could not make sense of the idea of there being reasons in favor or against
such commitments.13
One consequence of this picture is that it entails that the very idea of a
universal rational evaluations (i.e., evaluating the rational status of our com-
mitments as a whole) is impossible, since such a rational evaluation would
include our hinge commitments, and they are the arational fixed points that
enable rational evaluations to occur. This point obviously counts against
certain skeptical lines of thought, as they typically do proceed by attempting
to doubt all of our commitments en masse (think about Descartes’s famous
metaphor of not inspecting the apples one-by-one, but tipping out the whole
32 Duncan Pritchard
barrel). But it is also counts against traditional anti-skeptical proposals too,
as they attempt to rationally evaluate all of our commitments and show
them to be rationally in order.
This is obviously not the place to explore and defend Wittgenstein’s radi-
cal, and controversial, proposal in detail (something that I have done at
length elsewhere).14 For the purposes of this piece I want to rather run with
this idea and show how it could be usefully applied to certain kinds of fun-
damental disagreement.
There are few important things to notice about our hinge commitments.
Although they are essentially arational and involve optimal levels of cer-
tainty, they can change over time, and indeed will usually do so in (indi-
rectly) rational ways. One of the everyday certainties that Wittgenstein
mentions—which like many of them he got from G. E. Moore—is that he
had never been to the moon.15 This looks like an eminently plausible hinge
commitment in Wittgenstein’s day, but there may come a point in the future
where it will lose its hinge status, at least for some. Moreover, notice why
it would change. Remember that one’s hinge commitments express one’s
underlying über hinge commitment that one is not radically and fundamen-
tally mistaken in one’s beliefs. It follows that as one’s beliefs change—which
can happen in entirely rational ways (attending to the relevant shifts in evi-
dence, and so on)—so one’s set of hinge commitments can alter accordingly.
Another point to notice about our hinge commitments is that by their
nature they cannot by their nature be in conflict with our wider set of beliefs,
since they are manifesting our underlying commitment that these beliefs as
a whole are not radically in error. This is important since not everything
that we are optimally certain about is thereby a hinge commitment. In par-
ticular, the kind of pathological certainty that we noted above with regard
to Cotard’s delusion is not like that. The same goes for our loving parent
who cannot accept her child’s guilt, in that she perfectly well recognizes that
there is overwhelming evidence for this guilt, but simply refuses to counte-
nance this possibility nonetheless.16
One thing that our hinge commitments share with these overwhelming
convictions, however, is that they are not beliefs, at least in the specific sense
of belief that we outlined above (and which is of particular interest to epis-
temology). While, like belief, they involve genuine conviction (one cannot
be agnostic about the truth of a hinge commitment), they don’t stand in the
appropriate basic relations to reasons. In particular, it is in the nature of
one’s hinge commitments that they remain even once one recognizes that
one has no rational basis for their truth. This by itself sets them apart from
beliefs in the sense that we are interested.
Can we be radically divergent in our hinge commitments? Wittgenstein
seems to hold that while we can have different sets of hinge commitments,
they are bound to be largely overlapping. The reasons are complex, but
arguably there is something like a Davidsonian principle of charity in
operation here.17 As Wittgenstein puts it at one point: “In order to make a
Disagreements, of Beliefs and Otherwise 33
mistake, a man must already judge in conformity with mankind” (Wittgen-
stein, 1969, §156).
In any case, there can certainly be some divergence in our hinges, and this
is what I want to focus upon.
The most plausible candidate in this regard is, of course, religious convic-
tion. Those who have such conviction have a hinge commitment that those
who don’t have such conviction lack.18 This is a matter of faith, after all,
which in this context contrasts with belief. I think this is the best way of
understanding religious disagreements, where by this I mean full-on debates
between those with religious conviction and those who lack it. Think, for
example, of some the heated debates that took place in response to the so-
called New Atheism movement, with atheists like Richard Dawkins, Chris-
topher Hitchens, and Daniel Dennett lined up against defenders of the (in
this case Christian) faith, such as William Lane Craig and Alvin Plantinga.
At least on the religious side of the debate, this is not a debate about beliefs,
but rather about their hinge commitments.19
Modulo our previous remarks about the nature of disagreement, this
is a bona fide disagreement, even if it involves hinge commitments rather
than (just) beliefs. There is genuine conviction here, on both sides (unlike,
say, the case of the dialectical poseur). Moreover, unlike the parent cases of
genuine disagreement not involving belief from the previous section, this is
not a case where the propositional attitude in play ensures that we thereby
have independent reason to discount the counter-testimony. If Wittgenstein
is right, after all, we all have hinge commitments, and such commitments
are essential if we are to be rational. It is just that the religious believer has
a different set of such commitments to the atheist.
What is most interesting about disagreements of this kind that involve
hinge commitments, however, is that they are not going to be resolved in the
way normal disagreements about belief are resolved. Throwing more and
more arguments and evidence at the religious believer is not going to change
her religious conviction. One’s hinge commitments, recall, are immune to
rational considerations, at least directly. Understanding this point highlights
how pointless a lot of the New Atheism movement was, at least insofar as
its goal was to change the minds of those with faith.20
Does this mean that there is no way to rationally convince those with
religious conviction to change their mind? Not at all. I noted earlier that our
hinge commitments are not directly responsive to rational considerations,
but that they can change over time in indirect response to rational consid-
erations, as one’s set of beliefs change. There is thus a sense in which one’s
hinge commitments are indirectly responsive to rational considerations.
This points us towards the right way to conduct disagreements of this kind.
Rather than a full-on charge that might well be appropriate in normal cases
of disagreement (at least where there is something very important at stake),
one should instead approach these debates in a “side-on” manner. What
I mean by this is that one should look for common ground, and use that
34 Duncan Pritchard
common ground to change the person’s beliefs in relevant ways. If enough
of those beliefs are changed, this could over time impact upon their hinge
commitments.
Note that this means that there is still room for rational persuasion even
in the case of the sort of fundamental disagreement involved in a clash of
worldviews involving different sets of hinge commitments. In particular, it
is not as if by appealing to hinge commitments one is thereby resigning one-
self to epistemically incommensurate epistemic systems which will brook no
rational debate.21
Concluding Remarks
My aim in this chapter has been to show that once we look at some real-world
cases of disagreement, we discover that there are some wrinkles to be added
to the standard ways of thinking about the epistemology of disagreement.
On the one hand, some apparent disagreements are not genuine at all, where
this has important epistemic consequences for how we should respond to
them. On the other hand, there are some disagreements that are bona fide,
but which aren’t best thought of in terms of a disagreement at the level
of belief. The epistemic upshot of this second kind of disagreement is that
we need to approach it in a very particular kind of way, albeit one that—
crucially—doesn’t necessitate abandoning rational processes of persuasion
altogether.
I noted at the outset that my general approach to the epistemology of
disagreement—which isn’t argued for here, it should be admitted—is quite
non-concessionary. I think the cases we have looked at further reinforce, in
a rather piecemeal and partial fashion at least, this general line of thinking.
After all, if I am right, then there is a class of apparent disagreements that
places no serious epistemic burden on one to downgrade one’s previous
opinions. And there is also a second class of genuine disagreements where
there are important limitations on the relevance of rational persuasion (even
though, as we have seen, there is still a role for rational persuasion nonethe-
less). There are thus more potential reasons to stick to one’s guns in the face
of an apparent disagreement than one might have hitherto supposed.22
Notes
1 Here, for example, is how the relevant Stanford Encyclopedia of Philosophy
entry describes such disagreements:
“Suppose that two people form conflicting beliefs about a given question:
one believes p while the other believes not-p” (Goldman & Blanchard,
2015, §3.4).
2 I defend my view in Pritchard (2012a), where I tackle one standard motiva-
tion for rejecting non-concessionary views, which is the “track-record” argu-
ment. See also Kallestrup and Pritchard (forthcoming) where, following Roberts
and Wood (2007), I defend an account of intellectual humility that consists in
Disagreements, of Beliefs and Otherwise 35
manifesting distinctive other-regarding attitudes, a view that is entirely compat-
ible with maintaining one’s position in the light of peer disagreement (unlike
other, more standard, accounts of intellectual humility in the contemporary lit-
erature). Similar views have been defended by Tanesini (2016), and by Priest
(2016) in unpublished work that I have had the pleasure of reading (and seeing
presented). For an influential, but very different, approach to intellectual humil-
ity, see Whitcomb, Battaly, Baehr, & Howard-Synder (forthcoming).
3 And of course there are understandings of the term where it isn’t even a propo-
sitional attitude at all. See Stevenson (2002) for a helpful survey of a range of
different ways in which the notion of belief is employed. Note that I follow
Stevenson in thinking of “belief” as being, following the mathematician and
computer scientist Minsky’s (2007) memorable phrase (applied to “conscious-
ness” rather than “belief”), a “suitcase” term. The idea is that there is not a
single thing in play in peoples’ usage of this term (not just the folk, but also, for
example, cognitive scientists and so forth), but rather a range of interconnected
concepts. Inevitably, there will be those who will argue that there is a core notion
of belief that trumps the others—an interesting recent account of belief, along
pragmatist lines and which does allow beliefs to not be propositional attitudes
(and also, e.g., to be the result of decision), of just this sort is offered in Zimmer-
man (forthcoming)—but I find this general approach both implausible and also
liable to gloss over important distinctions. In any case, I won’t be arguing here
for the suitcase view of belief, but taking it as a given.
4 I am here in particular thinking of the influential way that van Fraassen (1980)
distinguishes between belief and acceptance, as part of a general motivation for
scientific anti-realism.
5 See Frances (2014, ch. 1) for a useful discussion of such apparent disagreement
cases and why they aren’t genuine.
6 Note that it is not being denied here that these mere apparent disagreements
could develop into genuine ones, as when one disagrees with one’s devil’s advo-
cate about whether such-and-such is a good objection to p (with you believing
that it isn’t, and your opponent believing that it is, say). Now you are disagreeing,
but just not about the truth of p itself. (Not yet anyway—but who knows where
this exchange might go next?). Moreover, notice that in such a case your oppo-
nent is no longer playing devil’s advocate on this specific point anyway, as in this
scenario she really does believe that such-and-such is a good objection to p.
7 There is an obvious exception to this, of course, which is a scientist who discov-
ers something hitherto overlooked that calls the current climate data into ques-
tion en masse. Such an agent could reject human-made climate change and yet
not be committed to supposing that there is any conspiracy in play.
8 In terms of the UK media, for example, the journalist (for The Telegraph) Chris-
topher Booker is one example of a prominent skeptic of human-made climate
change who might fit this description. Note, by the way, that this point about
sophisticated conspiracy theorists doesn’t mean that there aren’t dialectical
poseurs as regards, say, the JFK conspiracy—clearly there are—but only that
they will be harder to spot, as the threshold for being a sophisticated conspiracy
theorist in this case will be lower.
9 Dialectical posturing is closely related to Frankfurt’s (2005) notion of bullshit,
which is characterized by a lack of concern for the truth. The bullshitter likely
isn’t presenting their beliefs either, and relatedly any dispute with them is not
a genuine disagreement, nor does it impose any epistemic burden upon us to
reflect on the truth of our beliefs. There might be some differences though, as
Frankfurt’s view, as I understand it anyway, involves the bullshitter actively try-
ing to persuade you of their position. In contrast, our dialectical poseur prob-
ably doesn’t care whether they convince you of anything; indeed, it will likely be
36 Duncan Pritchard
important to their self-conception that they express views that most others do
not share.
10 Note that I am not denying here that one might be (reasonably) intrigued by the
counterargument and on that basis revise one’s conviction in the target proposi-
tion. But the point is that this epistemic import to your belief that p is not aris-
ing out of the disagreement per se, but out of your willingness to run with the
counterargument (which you are in your epistemic rights to dismiss tout court).
Some epistemologists have suggested that the mere raising of an error-possibility
makes it relevant, in the sense that one needs to rationally discount it thereafter
(this is a guiding thesis of attributer contextualism—see, e.g., Lewis (1996)). But
I don’t think this kind of claim is at all plausible on closer inspection; we need a
reason to take error-possibilities seriously (such as that so-and-so believes that it
is so). (See Pritchard (2010b) for my take on some of these issues, in the specific
context of perceptual knowledge).
11 Note that the way that I describe the phenomenon is very superficial. In actual-
ity, how best to describe the propositional attitude of those subjects who suffer
from the Cotard delusion is very difficult, so this presentation is very much a
caricatured one, simply for the purposes of this chapter. For a useful overview of
the literature on Cotard’s delusion from a psychological perspective, see Berrios
and Luque (1995). (Note especially their use, in common with the literature on
this topic, of the notion of belief to describe the deluded subject’s propositional
attitude. They clearly do not have our more specific notion of belief in mind).
12 See especially Pritchard (2016b).
13 Does that mean that one can’t have rationally grounded knowledge that, say,
one has hands? Although one might put the point that way, it would be a very
misleading gloss, since on this view it is not as if one is ignorant of anything in
failing to have rationally grounded knowledge of this proposition. The crux is
rather that our hinge commitments are not in the market for rationally grounded
knowledge in the first place.
14 See, especially, Pritchard (2016b). See also Pritchard (2012a, 2016b). For some
key alternative readings of Wittgenstein in this regard, see Williams (1991),
Moyal-Sharrock (2004), Coliva (2015), and Schonbaumsfeld (2017). For a
recent survey of work on this topic, see Pritchard (2017).
15 See especially Moore (1925), but also Moore (1939). Arguably, some of the
examples that Wittgenstein employs are from Newman (1979 [1870]). See Kien-
zler (2006) and Pritchard (2015) for some discussions of the (largely unacknowl-
edged) influence that Newman’s work had on the later Wittgenstein, particularly
the notebooks that make up On Certainty. See also endnote 18.
16 This is also the reason why our hinge commitments are not aliefs either (Gendler,
2008a, 2008b). In particular, aliefs can be in tension with what you believe, as
when one believes that flying is safe but alieves that one is in danger in flying.
This cannot be true of one’s hinge commitments.
17 See, especially, Davidson (1983). For discussion of Davidson’s view in this con-
text, see Pritchard (2013). For more discussion of how Wittgenstein deals with
epistemic relativism, see Pritchard (2010a).
18 Indeed, I think one of the chief concerns that Wittgenstein had in developing his
hinge epistemology—and this relates to the influence of Newman (1979 [1870)
noted in endnote 15—is in applying it to religious conviction. For more on the
application of hinge epistemology to the epistemology of religious belief—which
I argue leads to a distinctive position that I call quasi-fideism—see Pritchard
(2011, 2015, forthcoming a; forthcoming b).
19 Why only one this side of the debate? The reason is that I don’t want to take
a stance here on whether atheism is a belief or a hinge commitment (it doesn’t
Disagreements, of Beliefs and Otherwise 37
matter anyway, since as we saw earlier, there are cases of non-genuine disagree-
ment where only one side lacks belief in the target proposition, such as our
dialectical poseur).
20 Construed more charitably, it was rather aimed at those undecided about the
matter. For a philosophical survey of the New Atheism movement, see Taylor
(2017).
21 For further discussion of the relationship between hinge epistemology and epis-
temic incommensurability/epistemic relativism, see Williams (2007), Pritchard
(2009, 2010a), and Kusch (2016).
22 Thanks to Sven Bernecker and Aaron Zimmerman for useful discussions on
topics related to the chapter. Special thanks to Casey Johnson for detailed com-
ments on an earlier version of this chapter. This chapter has benefitted from three
grants awarded by the Templeton Foundation, all of them for projects hosted
at the University of Edinburgh’s Eidyn research center. These are: (i) the ‘Virtue
Epistemology, Epistemic Dependence and Intellectual Humility’ project, which
was itself part of the wider ‘Philosophy and Theology of Intellectual Humility
Project’ hosted by Saint Louis University; (ii) the ‘Intellectual Humility MOOC’
project; and (iii) the ‘Philosophy, Science and Religion Online’ project. In addi-
tion, thanks also to the University of Connecticut’s Humanities Institute, where
I was a visiting professorial fellow while working on this chapter, and where I also
participated in the ‘Humility and Conviction in Public Life’ project, which is also
funded by the John Templeton Foundation.
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3 Dissent
Ethics and Epistemology1
Sanford C. Goldberg
I would speculate that this practice dates back to an era when the chal-
lenge of getting up-to-date news was greater than it is now: originally this
was a way to spread the word quickly that the Cubs had won. Interestingly,
Dissent: Ethics and Epistemology 41
this practice still persists today in the age of immediate information at our
fingertips. What this means is that on game days when the Cubs win, even
those who are oblivious to the various sources of news can quickly come
to learn that the Cubs won their last game, by observing the various “W”
flags. To be sure, not everyone in town participates in this practice. (I am a
Yankees’ fan; my family doesn’t fly the “W.”) Still, enough do, so that (if one
picks a time after a Cubs victory) on any ten-minute walk around my neigh-
borhood in Evanston (just north of Chicago) one can expect to encounter
more than a dozen families who do.
We might then think of this as a rudimentary way to determine whether
the Cubs won their last game: take a walk around the neighborhood, and
look for the displayed “W” flags. If you see one, you can be reasonably
confident that they won their previous game. If you see none, then you can
conclude that either the Cubs haven’t had a game in the last 24 hours, or
else they lost—with the result that if you know that they did play last night,
you can conclude that they lost. In this way, the displaying of the “W”
flag sends the signal that the Cubs won their previous game within the last
24 hours. (Small caveat: this practice was thrown out of whack in the fall
of 2016 when—incredible as it still seems—the Cubs won the World Series,
prompting people to display the “W” flag throughout the off-season.)
To be sure, there is no pressure on anyone to conform to this practice.
No one is expected to participate; no one is expected to make it clear when
they don’t participate. If someone were to get upset with my family for fail-
ing to fly the “W” after a Cubs win, that person’s complaint would fall on
deaf ears. We were under no obligation, we didn’t “owe it” to anyone to
participate, and not being Cubs’ fans ourselves we had no impulse to do so.
I suspect that if we were to buy a “W” flag and fly it on occasion, then we
might be in a different position. Suppose that we buy one and mischievously
fly it whenever we felt like it, whether the Cubs won or lost. In that case,
I can imagine being mildly chastised by our neighbors for failing to conform
to the practice. (I can even imagine being rather forcefully called out by one
of our neighbors who is a life-long, die-hard Cubs’ fan, and who takes his
fandom quite seriously.) To be sure, it’s a free country, and we are legally
permitted to fly that flag as we wish. Even so, here I am somewhat sympa-
thetic with our would-be critics: if there is a familiar up-and-running social
regularity, then there is something rather perverse about exhibiting the trap-
pings of participation while failing to conform to the regularity itself. Still,
whether or not you agree with me on this, I suspect you will agree that my
family is under no pressure to conform to the practice in the first place.
It is interesting to compare the practice of flying the “W” with other
social practices where, it seems to me, there is some pressure on individuals
to conform to the practice, or at least to make it public when they do not so
conform. Imagine a community of middle school students that have broken
up in to different cliques or gangs, each one with its own color. Suppose
that everyone around follows this practice: members are hyper-reliable in
42 Sanford C. Goldberg
conforming to the practice of wearing their group’s colors. Imagine that
there is a group whose practice is that each Monday every member shows
up to school wearing magenta:
MAGENTA MONDAYS
Members of the Magenta gang (as they are called) regularly wear
magenta shirts on Mondays. Magenta being a rare color for a shirt,
few others in this community ever wear Magenta shirts—on Monday
or indeed on any day of the week.
I do not intend for APTC to settle the question whether this appearance of
pressure corresponds to reality, i.e., whether there really is pressure; for all
APTC says, the appearance may be illusory with respect to whether there
really is any such pressure. APTC merely records something like a datum for
which we would like to be able to account, leaving open the possibility that
the best account will explain this datum away.
In what follows I am going to be arguing that appearances are not illu-
sory here—there really is pressure to conform. My claim will be that this
derives from certain weak (and hence very plausible) ethical and epistemo-
logical principles. After arguing for this, I will go on to ask about how many
44 Sanford C. Goldberg
practices fall within APTC. It turns out quite a lot; for in a good many
practices part of the content of the signal concerns the signaler herself—in
particular, what she herself believes on related matters.
EMERGENCY ASSISTANCE
In this community, people regularly confront various types of situations
in which they find themselves in need of emergency aid. The aid itself
is of a sort that requires certain specialized forms of help (involving a
combination of skills, strength, endurance, and expertise) which only
a few select people in the community—the “helpers”—are in a posi-
tion to offer. It is not obvious just by looking who the helpers are. Still,
a good many of them have adopted the habit of wearing a shirt of a
particular color. This is helpful as it enables people to quickly identify
these individuals as helpers, and it enables people to avoid the mistake
of misidentifying someone who isn’t a helper (as a helper). However, the
community itself is one in which there is a deep and abiding resistance
to dress codes of any kind. Consequently, there is no rule on the books
mandating attire for helpers (or anyone else). The wearing of shirts of
this color, then, is in this community a mere behavioral regularity rather
than an up-and-going social practice with norms.
46 Sanford C. Goldberg
Here, the wearing of a shirt of the relevant color signals (a higher likelihood)
that the individual who is wearing it is a helper. Notice that this information
is useful to have: in the community there is a need for a quick and reliable
way to identify the helpers, and this does it. It would seem here that once
this regularity is sufficiently robust4and sufficiently salient to people in the
community,5 there will be some pressure on everyone to conform to this
regularity. That is, helpers will be under some pressure to show up in a shirt
of the relevant color, and non-helpers will be under some pressure not to
show up in a shirt of that color.
This verdict seems intuitive and plausible. What might explain it? I believe
that it can be explained by six rather weak (and so plausible) principles, four
from ethics, and the other two from epistemology.
I will begin with two rather weak principles in ethics. I designate the first
as the “Reasons to Avoid Anticipated Harm” Principle. It reads as follows:
I regard RTH as highly plausible. It merely speaks of S’s having “some rea-
son” to help A; it does not say how strong this reason is, nor does it say
what it would take for there to be overriding reasons in support of not
helping. In particular, we might think that the reason RTH generates is suf-
ficiently strong to require S to help A if S can provide this help at little or no
cost to herself, but perhaps not if the cost of doing so outweighs the benefits
to A. In any case RTH is silent on this matter. So it is compatible with any
plausible view one might have regarding the duty to help others. It is also
compatible with the view that one’s duty to help others is an imperfect duty:
perhaps the reasons to help are to be evaluated together, as a set, so that the
duties or obligations one has in this regard are restricted by the help one has
provided to others. (In any case RTH is implied by the stronger claim that
we should help others when we can do so.)
As for the third and fourth ethical principle, both involve connecting doing
things with good/bad effects with doing things that help/harm. Starting
Dissent: Ethics and Epistemology 47
with the bad/harm connection first, we might formulate the “Badness-
Harm Link” (or “HARM” for short) as follows:
These, too, seem most plausible, as they merely connect doing things with
good and bad effects with doing things that help and harm.
I move now to the two epistemic claims, which advance two rather weak
epistemic principles which I designate as the “Epistemic Badness of False
Belief” and the “Epistemic Goodness of True Belief” principles. They are
as follows:
EBFB does not imply that false beliefs are bad all things considered, nor
does EGTB imply that true beliefs are good all things considered. They
merely say that, from the epistemological point of view, false beliefs are
bad, and true beliefs are good. Both of these seem uncontroversial. Con-
sider a familiar desideratum on attempts to characterize epistemic justifica-
tion: most epistemologists will agree that it is a desideratum to preserve
the idea that there is an intimate connection between epistemically justified
belief and belief that is likely to be true, or that one has reason to believe is
true. The combination of EGTB and EBFB would appear to underwrite this
desideratum. Now if EBFB is correct, then it stands to reason that whatever
generates false beliefs is, to that extent at least, something that has a bad
epistemic effect; and if EGTB is correct, then it also stands to reason that
whatever generates true beliefs is, to that extent at least, something that
has a good epistemic effect. Correspondingly, to do something which one
can anticipate will most likely lead another to acquire a false belief, is to
do something which one can anticipate will most likely involve having an
effect that is, at least to that extent, epistemically bad;6 and so too, mutatis
mutandis, in the case of something that has a good effect.
But now if we put these six claims together, we reach the following two
conclusions. First, to knowingly bring it about that another’s epistemic
48 Sanford C. Goldberg
perspective is worse than it had been is to knowingly do something that one
can reasonably anticipate harms that person, epistemically speaking. This
result, of course, puts us in a position to use RAAH to conclude that one
has some reason not to do such a thing. Second, to knowingly bring it about
that another’s epistemic perspective is better than it had been is to know-
ingly do something that one can reasonably anticipate helps that person,
epistemically speaking. This result, of course, puts us in a position to use
RTH to conclude that one has some reason to do such a thing.
I submit that these four ethical principles (RTH and RAAH, as well as
HELP and HARM) together with the two epistemic principles (EBFB and
EGTB), can be used to defend the claim that in EMERGENCY ASSIS-
TANCE people are under normative (moral) pressure to conform to the
behavioral regularity. In that scenario, the mere behavioral regularity is both
robust (no one but helpers ever wear a shirt of the relevant color) and salient
to the members of the community (people are aware that several helpers
wear shirts of this color, and that no one else does). As a result of this, if an
arbitrary community member observes a person not wearing a shirt of this
color, the community member will likely downgrade the probability that
the observed person is a helper. (The observed person will be regarded as a
helper only by those in the community who already know on independent
grounds that the observed person is a helper.) So, too, if an arbitrary com-
munity member observes a person who is wearing a shirt of this color, the
community member will most likely regard the observed person as a helper.
(Again, this judgment will likely be made at least by those in the community
who do not already know that she is a helper).
To get a sense of the plausibility of the principles in application, it is
worthwhile reflecting on cases in which the signal sent by the shirt color
was misleading- the person isn’t as the signal would lead an observer to
believe- with the result that an observer is mistaken. There are two cases to
consider: false positives (in which a shirt of the relevant color is worn by a
non-helper), and false negatives (in which a helper is not wearing a shirt of
the relevant color). I will take these up in order.
In the former, (false positive) case, an observer who relies on the signal
from the shirt color both failed to regard a helper as a helper. Here we
need to consider two variants: one in which the observer has a false belief
to the effect that the person in question isn’t a helper: and in the other the
observer simply lacks the true belief to the effect that the person in ques-
tion is a helper. (We can treat cases in which the community member has a
diminished credence in the hypothesis that the person is a helper as falling
into the latter variant).
Consider the false belief variant first. In this case, the helper in question
has done something regarding which she might reasonably have anticipated
would have had such a result. After all, it is common knowledge that the
behavioral regularity is robust, so it would have been reasonable to suppose
Dissent: Ethics and Epistemology 49
that not wearing a shirt of the relevant color risks leading others to believe
that one isn’t a helper. Given the Epistemic Badness of False Belief principle,
EBFB, together with the Badness-Harm Link, HARM, we can strengthen
this result: the helper has done something regarding which she might rea-
sonably have anticipated would have a harmful effect. And given the Rea-
sons to Avoid Anticipated Harm Principle, RAAH, she has a reason to avoid
doing so. QED.
Consider next the lack of true belief variant. Here, we can reach the same
conclusion, not through RAAH, but through the Reasons to Help principle,
RTH. Here, we might say that given that it is common knowledge that
members of the community often find themselves in need of aid which only
a select few can provide, it is reasonable to think that people would like to
know who can provide this aid. That is, it would be helpful to provide this
information. And since it is also reasonable to think that not wearing the
shirt would leave those not already in the know ignorant about one’s status
as a helper, it is reasonable to think that those not already in the know need
such help. So given RTH, our helper has a reason to provide that help, and
so has a reason to conform to the shirt-wearing regularity. QED.
Reflecting on both variants of this case, we can see that there is some
normative pressure to conform to the behavioral regularity, and we can
appreciate the source of this pressure. The pressure itself is an instance of
the sort of pressure on us to help and avoid harming others, as these ethi-
cal principles are applied to cases in which the harms are at least partly
epistemic in nature. To be sure, the felt pressure might increase or decrease
according to what is at stake: in a case where the absence of true belief or
presence of false belief can be life-threatening, the pressure to conform will
be great; whereas in a case where the absence of a true belief or presence of
a false belief is highly unlikely to lead to any further harms, the pressure will
be minimal. Still, I submit that the pressure is there even in the latter case;
even here individuals have some reason to conform to the behavioral regu-
larity, on pain of bringing about anticipatable harms of an epistemic kind.
We might also note that in such cases the behavioral regularity is one
regarding which the three conditions I mentioned above, (i)-(iii), are met.
For one thing, (i) non-conformity itself sends a signal. Here, non-conformity
takes the form of dressing as one likes (so that helpers might well fail to
wear a shirt of the color in question, or non-helpers might well wear such a
shirt). Clearly, both deviations from the practice send a signal: helpers who
fail to wear a shirt of this color are “signaling” that (there is an increased
likelihood that) they are not a helper, whereas non-helpers who wear a shirt
of this color are “signaling” that (there is an increased likelihood that) they
are a helper. Second, (ii) the signals sent by individuals send proprietary
information. This much should be obvious. And third, (iii) it is reasonable
to suppose that there is a general interest in having the information in ques-
tion. This much was built into the story.
50 Sanford C. Goldberg
The Role of Practical and Epistemic Reasons
in the Pressure to Conform
When I claim that we have “some reason” to conform to behavioral regu-
larities under the conditions just described, what is the nature of the reason
itself? My claim is that it is a practical reason to avoid doing something one
has epistemic reason to think will have harmful consequences (where these
consequences include, but may not be limited to, epistemic harms). This is
worth spelling out in some detail.
It is helpful in this connection to begin with an epistemic point. In this
light consider the following claim:
In short, anyone who is aware that DD holds in Knowville and knows that
A is a community member there is in a position to knowingly regard A’s
silence in the face of an assertion as an indication that A (harbors no doubts
regarding, and so) accepts the assertion. Insofar as members of Knowville
themselves are aware that DD holds there, they can interpret each others’
silence as indicating (lack of doubt, and so) acceptance.
Given what I argued in previous sections, we would predict that there is
some normative pressure on audiences in Knowville to speak out when they
disagree. By “normative pressure” I mean that audiences have (practical)
reasons, reflecting ethical considerations, for doing so. These reasons derive
from the two ethical principles above—avoid harm, help when possible—
and the two epistemic principles—false belief is an epistemic bad, true belief
an epistemic good. With these assumptions in place, people have practical
reasons to avoid doing what they have reason to believe would likely have
a harmful effect, as well as practical reasons to do what they have reason to
believe would likely have a helpful effect.
So far, we have a case that is very much like the sorts of case I was describ-
ing, schematically, above. However, there are reasons to think that this case
is particularly interesting from the perspective of an interest in dissent. For
there are reasons to think that the false beliefs that one risks generating if
one does not conform with the regularity are of particular significance. In
particular, given that non-conformity is a matter of not speaking out when
one disagrees or harbors doubts, one who does not conform is likely to
mislead people into thinking that one has accepted a public assertion under
conditions in which one has not done so. And for creatures like us, whose
pursuit of knowledge is often a highly social affair, the generation of false
beliefs of this sort is likely to be quite significant. Let me explain.
I should begin by conceding an obvious point: knowing when your peers
accept another’s assertion is not always an interesting thing to know. After
all, if your peers are credulous, uncritical, or otherwise have very little back-
ground knowledge with which to assess assertions made in their presence,
then the fact that they accept those assertions, while perhaps an interest-
ing fact about their psychology, is not interesting in any deeper sense. In
that case, knowing whether your peers have accepted another’s assertion
might be of interest to you as you try to predict their behavior (in contexts
in which such beliefs might be relevant), but it would appear to have no
greater value.
But it is easy to see that under certain further conditions, beliefs regarding
whether your peers have accepted an assertion are extremely significant—at
56 Sanford C. Goldberg
least from an epistemic point of view. For consider that there are conditions
under which peer acceptance is evidence of the acceptability of the assertion.
Admittedly, the conditions themselves are idealized. But it is worth bringing
the point out, as some non-idealized variants obtain in real-life cases. Still
let’s consider the idealized version first. To this end, suppose that the follow-
ing (“General Knowledgeableness”) condition also holds in the community
I am calling Knowville:
The fact that GK holds in Knowville is a great boon for those members who
are aware of this. Suppose S (who is also aware that DD holds) is such a
member. Then S is in a position to draw even further inferences from the fact
that her peers have accepted some publicly observed assertion. In particular,
S is in a position to regard the fact that others accept the assertion, as some
evidence of the acceptability of the assertion. We might put this in terms of
another conditional, the “Acceptance-to-Acceptability” conditional:
My claim is that those who know that DD and GK hold of Knowville, and
who know as well that A is a member of Knowville, are in a position to
reason on the basis of SA and AA.
The idea underwriting AA itself is not hard to appreciate. If you know
that Sivan is generally knowledgeable on the topic of an assertion that some
third party made in her presence, and you know that Sivan has accepted
the assertion, then you have evidence that someone knowledgeable on the
topic has accepted the assertion—which is a kind of higher-order evidence
of the acceptability of the assertion itself. Just how strong this higher-order
evidence is, as evidence of the acceptability of the assertion, will depend
on various things. Perhaps we can summarize these things by saying this:
Sivan’s acceptance of the assertion indicates the acceptability of the asser-
tion to just the extent that had there been any evidence to the contrary (or
reasons to reject the assertion) Sivan would have possessed that evidence
(or those reasons). Given that Sivan is rational she accepts an assertion only
when she doesn’t have reasons for doubt. So insofar as this counterfactual
holds of her—she would have had such reasons had there been any—her
acceptance indicates that there are no such reasons. Of course, you might
not know anything as strong as this counterfactual. You might only know
that had there been such reasons Sivan would likely have had them. In that
case, her acceptance of the assertion gives you evidence that it is likely that
there are no such reasons.
Dissent: Ethics and Epistemology 57
We can now see why facts about what others believe can be very sig-
nificant indeed- with the result that false beliefs about these facts is a very
bad thing, epistemically speaking. Suppose that one is in a community like
Knowville, where both DD and GK hold. Then AA holds too—in which
case one has excellent grounds for taking the silence of an audience A as
evidence not merely that A has accepted the assertion, but also (and much
more importantly) that the assertion itself is acceptable. If this is so, then
an audience A who leads others to form false beliefs to the effect that A has
accepted an assertion (when she has not) is likely to lead others to false
beliefs not only about what she believes, but also (given her knowledgeable-
ness) about what is the case in the non-mental world. This is bad indeed.
In fact, I think we can say something stronger than this. Speaking out when
one disagrees is a familiar phenomenon: it is not merely that it sometimes
happens, it is also that we recognize this as a familiar thing when it does
happen. We might put this as follows:
Conclusion
In this chapter I have tried to show how something like a practical reason
to speak out in dissent to a statement can be generated by appeal to four
plausible principles in ethics and two plausible principles in epistemology.
The argument itself frames the issue in terms of behavioral regularities that
involve signaling. In a certain subclass of behavioral regularities—those
in which the regularity itself is neither unjust nor immoral, and where (i)
non-conformity itself also sends a signal, (ii) the signals sent by individu-
als send proprietary information, and (iii) it is reasonable to suppose that
there is a general interest in having the information in question—the con-
clusion asserting normative pressure to conform to those regularities can be
obtained by appeal to our six principles. The claim that there is normative
pressure to indicate one’s doubts or disagreement in the face of a publicly
observed assertion is a special case of this more general phenomenon.
Notes
1 With thanks to the audience at the Dissent Conference at the University of Con-
necticut, where I gave this chapter as a talk. Special thanks to Casey Johnson for
written comments on an earlier version of this chapter.
2 Whence the number of people who fly the “W” then? I think it has to do with
signaling not only a Cubs’ victory, but also one’s allegiance to the team and to
the community of like-minded fans. At this point it appears to have become
something ritualistic. There is some proprietary information, then, but it is not
the knowledge that the signal evolved to communicate. (I thank Casey Johnson
for pointing this out, in conversation.)
3 This is a topic that is addressed in great length in Bicchieri 2006.
4 I will call this regularity robust when two conditions hold. First, the likelihood
that someone is a helper, given that they are wearing a shirt of this color, is far
greater than the likelihood that someone is a helper, given only that they are a
member of the community; and second, the likelihood that someone is not a
Dissent: Ethics and Epistemology 59
helper, given that they are not wearing a shirt of this color, is far greater than the
likelihood that they are not a helper, given only that they are a member of the
community.
5 People in the community are aware of the regularity.
6 Namely, making the audience’s epistemic perspective worse (in at least this one
way) than it had been previously.
7 See, e.g., Gendler 2011 for the psychological and epistemological costs on peo-
ple who confront a related situation.
8 A similar point will go with the Reasons to Help Principle, RTH, but I will not
belabor that here.
9 The reasons are practical insofar as they are reasons to avoid the undue risk of harm-
ing others. (With thanks to Casey Johnson for indicating the need to clarify this.)
10 We can argue, by reductio, that RAAHR is true if RAAH is. Suppose (for reduc-
tio) that RAAH holds but RAAHR does not. In that case, S has reason not to
φ when she reasonably anticipates that it will lead to harmful effects, but does
not have reason not to φ when she reasonably anticipates that it risks leading to
harmful effects. Such a result is deeply implausible and arguably incoherent. It is
deeply implausible: if RAAH were true and RAAHR were false, then, contrary to
fact, it should make sense to say, “I have no reason not to φ even though I antici-
pate that the risk of harmful effects of φing is high, but I would have reason not
to φ if I were to anticipate that φing will have harmful effects.” And arguably this
combination is incoherent since it seems that reasonably anticipating that some-
thing will lead to harmful effects just is a special case of reasonably anticipating
that it risks leading to harmful effects (i.e., the case in which the risk is maximal,
or above some suitably high threshold). So I conclude that RAAHR is as plausible
as RAAH.
11 The strength of these practical reasons reflects in part the strength of the epis-
temic reasons just described.
12 When this belief about others is false, we have an instance of the phenomenon
social psychologists call “pluralistic ignorance.” For philosophical discussions,
see e.g., Bicchieri (2006), Hendricks (2010), and Berring, Hansen, and Pedersen
(2014).
13 In his “Beyond Vietnam” speech delivered at New York’s Riverside Church on
April 4, 1967, Dr. Martin Luther King, Jr., famously remarked that “there comes
a time when silence is betrayal.” For a recent extended defense of this idea, see
Hay (2013).
14 This is not entirely uncontroversial, though many epistemologists and philoso-
phers of language accept something like this assumption. Epistemologists accept
something like this assumption when they construe testimony as a default source
of justification, such that audiences are entitled to accept another’s say-so unless
they have reasons for doubt. (This is the so-called “anti-reductionist” view in
the epistemology of testimony.) The view then amounts to a normative version
of the assumption above: audiences are entitled to accept another’s say-so in
the absence of reasons for doubt. And philosophers of language accept some-
thing like this assumption when they construe assertion as a speech act that aims
to update the common ground, and when they assume that in the face of an
observed assertion an audience has only two options (acceptance or rejection).
See, e.g., Stalnaker (1978).
References
Bicchieri, C. (2006). The grammar of society: The nature and dynamics of social
norms. Cambridge: Cambridge University Press.
60 Sanford C. Goldberg
Bjerring, J., Hansen, J., & Pedersen, N. (2014). On the rationality of pluralistic
ignorance. Synthese, 191(11), 2445–2470.
Hay, C. (2013). Kantianism, liberalism, and feminism: Resisting oppression. Springer.
Hendricks, V. (2010). Knowledge transmissibility and pluralistic ignorance: A first
stab. Metaphilosophy, 41(3), 279–291.
Gendler, T. (2011). On the epistemic costs of implicit bias. Philosophical Studies:
An International Journal for Philosophy in the Analytic Tradition, 156(1), 33–63.
Retrieved from http://www.jstor.org/stable/41487720
Stalnaker, R. C. (1978). Assertion (pp. 147–161). Blackwell Publishers Ltd.
4 Dissent
Good, Bad, and Reasonable
Klemens Kappel
Public Dissent
We all agree that expressing dissent in public is a good thing. But everyone
also admits that this is not always so. Sometimes dissent is bad, or seems
bad, and there are many cases that come to mind: dissent denying climate
change, dissent holding that the evolution theory is false or poorly justified,
dissent denying the finding that smoking causes cancer, dissent insisting on
a link between MMR vaccines and autism, dissent asserting that HPV vac-
cines regularly lead to severe side effects.
It is one thing to say when dissent is good or bad. It is another thing to say
that dissent is reasonable in that it deserves to be heard and accommodated,
or unreasonable meaning that it does not deserve a hearing, or response, or
can even legitimately be targeted and silenced. In this chapter I will propose a
way of thinking about good and bad dissent, and reasonable and unreason-
able dissent. My main concern will be the distinction between reasonable
and unreasonable dissent.
Dissent is basically a case of disagreement. An individual A dissents with
B about some proposition P by expressing her disagreement about P. How-
ever, talk about dissent normally presupposes a particular context featur-
ing a mainstream view which is being contested in assertions by one or
more dissenting non-mainstream voices. So, dissent involves an assertion
(made in writing, speech, or otherwise) of a proposition, whereby a dis-
senter expresses her disagreement with a mainstream view. Following this,
I will for convenience speak about dissenters and mainstreamers, where
mainstreamers assert P, while dissenters deny P, or deny that P is known or
as solidly justified as the mainstreamers think. As we shall see, in addition to
mainstreamers and dissenters, there will be audiences to consider.
I will focus my discussion on what we might call public dissent, whereby
I mean dissent expressed in public. The cases of dissent that I find most
urgent to discuss involve individual or political decision-making contexts,
that is, contexts where the dissent concerns views that may affect individual
choices (such as in the cases of vaccination above), or choices to be made
by policy makers or in our common democratic deliberation. I will consider
62 Klemens Kappel
only dissent regarding factual (non-normative) questions, as dissent and dis-
agreement concerning normative questions in my view raise very different
issues. Finally, as the examples above suggest, I will focus on cases where
dissent involves a mainstream view being asserted or supported by estab-
lished science. Thus, the paradigmatic case of dissent that I will be con-
cerned with features established science proclaiming a mainstream view P,
and a dissenting party publicly rejecting or doubting P (or rejecting that P
is as well established as asserted by the mainstreamers) and where the issue
is important for decisions that we may make as individuals or collectively.
I will start by focusing on the question of when dissent is epistemically
good and bad (section 2). As we shall see, an importantly different question
concerns when dissent is reasonable or unreasonable in a sense that I will try
to specify. I will start developing this account in section 3. The distinction
between reasonable and unreasonable dissent is, I suggest, in certain ways
similar to Rawls’s distinction between reasonable and unreasonable politi-
cal views, and I find it instructive to briefly consider some of the details in
Rawls’s distinction (section 4). In section 5, I outline what I call the relevant
alternative account of reasonable dissent, and propose a more specific inter-
pretation of this account which links reasonable dissent to publicly available
scientific evidence. In section 6, I assess the account, and in section 7, I sum
up some of the features of it. Finally, section 8 briefly considers the question
of how we should respond to unreasonable dissent. My overall aim is to
provide a conceptual framework for thinking about good and bad dissent,
and reasonable and unreasonable dissent, and to consider what may justify
a plausible way of distinguishing reasonable from unreasonable dissent.
Let us briefly unpack the idea of the politically reasonable, as Rawls details
it in the pages that follows. A comprehensive doctrine is a view about the
metaphysical, religious, and moral questions that we know of or might have
an interest in. A comprehensive doctrine is liberal if it affirms the basic lib-
eral values of freedom and equality of citizens. A comprehensive doctrine is
non-liberal if it fails to affirm these values. A political conception of justice
is a view of the basic structure of society, i.e., the constitutional essentials
and the fundamental questions of justice. Again, a political conception of
justice can be liberal by affirming the basic freedom and equality of citizens.
A political conception can be non-liberal in that it denies this. A political
conception of justice can be part of a comprehensive doctrine, but it can
also be freestanding in that it is not part of any particular comprehensive
doctrine, but perhaps is supported by overlapping consensus of compre-
hensive doctrines. A comprehensive doctrine that supports a liberal concep-
tion of justice is reasonable, whereas comprehensive doctrines that do not
support liberal political conceptions are not reasonable. Even non-liberal
Dissent: Good, Bad, and Reasonable 69
comprehensive doctrines can support liberal conceptions of justice, so even
they can be reasonable.9
The fundamental problem that Rawls is concerned with is how we justify
coercive policies to one another given that we disagree about very fundamen-
tal normative questions.10 Rawls’s suggestion is that we should acknowledge
a restriction in the reasons we offer to one another when justifying coercive
policies. Basically, we should restrict ourselves to proposing reasons that
are included in our reasonable political conceptions. This is what Rawls
means by public reason. So, his view is that coercive policies should be jus-
tifiable by public reason, where public reason is the set of reasons included
in the set of reasonable political conceptions that are either contained in
reasonable comprehensive views or supported by reasonable comprehensive
views. We can also state this in terms of reasonable individuals, rather than
views. Roughly, a coercive policy is legitimate only if it is justifiable to all
reasonable individuals, where a reasonable individual is someone holding a
reasonable view.
There are many details of interpretation that I will set aside. The impor-
tant thing to note is that democratic legitimacy of coercive legislation is a
matter of acceptability to all reasonable views or reasonable citizens, but we
do not have to answer to non-reasonable views. Nor do we have to rebut
objections to coercive policies in so far as they are based on unreasonable
views.
Clearly, there are important analogies between reasonability in Rawls’s
sense and the sort of epistemic reasonability that is our concern here. Both
rely on a distinction between views that are to be taken seriously in delibera-
tion and political decision making, and views that are not. Both specify the
distinction in terms of functional roles. Rawls’s distinction between reason-
able and unreasonable views is both less epistemically demanding and less
divisive than determining the correct comprehensive view, or determining
what a just society is. These questions are highly complex, and in compari-
son it is relatively easy to determine whether some political conception is
reasonable or not. And in many cases reasonability is less divisive: when you
and I disagree in comprehensive views, we might easily agree that both our
views are reasonable.11
Rawls’s distinction between reasonable and non-reasonable views, and
his specification of the content of public reason, is primarily morally moti-
vated. There are several overlapping restrictions that determine the content
of public reason. One is that only reasonable comprehensive doctrines are
permitted as a part of public reason. Another is the principle of restraint,
which holds that one should appeal only to reasons and values that others
may reasonably be expected to reasonably endorse. This means that one
should not appeal to the parts of one’s comprehensive view that is non-
shared, even if one’s comprehensive view is reasonable. Both restrictions are
closely linked to various ideas summarized in what Rawls calls the principle
of reciprocity.
70 Klemens Kappel
The principle of reciprocity requires that one regard others as free and
equal citizens that one wants to collaborate with on fair terms, conditional
on their doing so as well. This implies that one cannot offer reasons that one
knows that other reasonable individuals cannot accept. On the other hand,
holders of unreasonable views are, by definition, not willing to support rea-
sonable political conceptions of justice, that is, conceptions of justice that
commit to treat others as free and equal citizens. So, they fail to abide by the
principle of reciprocity, and in part this is why we are entitled to set aside
their views. It is not that unreasonable views are inconsistent or incoherent
(though they might be of course), or that holders of unreasonable views are
stupid or are acting in bad faith (though they might be). Clearly, holders of
unreasonable views may be smart and informed people, who act in good
faith and sincerely believe the views they assert. Rather, the reason their
views are excluded from public reason is that they fail to conform to basic
ideals of freedom and equality. They fail to respect the principle of reciproc-
ity, and in great part this is why we are entitled to exclude them from con-
sideration, according to Rawls.
We can thus make a distinction between two parts of Rawls’s account.
One the one hand there is the reasonable/unreasonable distinction which is
specified in terms of content and functional role of public reason. On the
other hand there is the justification for making this distinction in just that
way. As I said, Rawls’s justification is primarily moral in nature in that it
identifies a set of moral reasons that explains and justifies the distinction
between reasonable and non-reasonable views and the content and func-
tional role of public reason.
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Review, 64(3), 765–807.
5 Silence and Objecting
Jennifer Lackey
What are we entitled to infer from the silence of others? This is the ques-
tion that will be at the center of this chapter. More precisely, I will explore
the connection between silence and the duty we have to object to what we
take to be false or unwarranted. I will argue that the central approach to
understanding this connection in the literature—what I call the coopera-
tive conversation view—is an instance of an ideal theory and, as such, it
excludes the way that things are in the actual world, especially for those
who are systematically marginalized. I then show how this exclusion results
in a number of significant problems facing the cooperative conversation
view, ultimately leading to its rejection. Finally, I argue that when our theo-
retical starting point is non-ideal theory, and we focus on conversational
exchanges in which features of the actual world take center stage—such as
power, oppression, and cultural differences—we find ourselves recognizing
that objecting is often a luxury, one that not everyone can afford to make.
This leads to the conclusion that a constraint on any plausible view of the
duty to object is that one’s duty can be directly influenced by one’s social
status.
Ideal Theory
Ideal theory in ethics and political theory, often paradigmatically exempli-
fied by the work of John Rawls in A Theory of Justice, is frequently cri-
tiqued for all that it leaves out of the theoretical picture. Indeed, it is not
the appeal to ideals themselves that is regarded as distinctively problematic,
since non-ideal theorists will also invoke moral ideals, but the absence of
attention paid to the way the world actually is, especially for those who are
oppressed and marginalized in various ways.
This is a point that is developed extensively by Charles Mills, who char-
acterizes ideal theory in a recent book primarily in terms of what is absent
or ignored rather than by what is present. He writes:
According to Mills, then, the core feature of ideal theory is not the idealiza-
tion itself but, rather, the disregard of varying degrees of the actual world
and the people and institutions in it. He goes on to argue further that ideal
theory will use some or all of a list of concepts and assumptions, including
(i) idealized capacities, (ii) silence on oppression, and (iii) ideal social institu-
tions. Let’s focus briefly on each of these.
With respect to (i), ideal theory often presupposes capacities that are
entirely unrealistic for human agents. This is true of those who are privi-
leged, but especially of “those subordinated in different ways, who would
not have had an equal opportunity for their natural capacities to develop,
and who will in fact be disabled in crucial respects” (Mills, 2017, p. 76).
Moreover, when capacities are idealized in this way, norms and expecta-
tions, along with the corresponding disapprobation, are likely to become
skewed. For instance, if a parent idealizes the cognitive capacities of her
5-year-old child, then she might think it is appropriate to expect him to
be able to sit through math tutoring every day for an hour without inter-
ruption. When he begins to fidget after 30 minutes and cries on the second
day, she might criticize his behavior and regard him as disappointing or
deficient when in fact the problem is her idealization of his capacities. This
example focuses on cognitive capacities, but similar remarks apply in the
moral, political, and epistemic domains.
Regarding (ii), Mills says,
Almost by definition, it follows from the focus of ideal theory that little
or nothing will be said about actual historic oppression and its legacy
in the present or current ongoing oppression, though these may be ges-
tured at in a vague or promissory way.
(Mills, 2017, p. 76)
This is especially problematic when the issues being explored are norma-
tive ones, such as those involving justice, obligations, blameworthiness, and
so on. If, for instance, we are assessing when to hold agents blameworthy
for being bystanders, completely disregarding the vulnerable positions of
members of different oppressed groups would result in holding all of those
present equally responsible for their inaction. But this might be misguided
insofar as those in positions of power have far less to lose when intervening
in morally complex situations than those who are systematically oppressed.
Finally, (iii) focuses on the idealization of social institutions, such as
economic structures and legal systems, which are conceptualized as mod-
els functioning “with little or no sense of how their actual workings may
84 Jennifer Lackey
systematically disadvantage women, the poor, and racial minorities” (Mills,
2017, p. 76). As we saw with the idealization of capacities, this can result in
significant distortions. If, for instance, we’re theorizing about punishment in
the context of an idealized view of the legal system, we might end up with
a radically different conclusion about the moral permissibility of the death
penalty than if we factor in the racism pervading criminal justice.
Thus, in general, Mills objects to ideal theory because of its disconnection
from the actual world—especially the experiences of the marginalized—, the
way this distorts our understanding of phenomena of critical importance,
and the overall impact this has on our ability to achieve the desired results
of the very theories in question:
According to Mills, non-ideal theory not only avoids these problems, but is
also far better suited to accounting for the perspectives of members of sub-
ordinated groups, which is essential to any normative theory.
Let’s call this the cooperative conversation view of the duty to object.
86 Jennifer Lackey
What I would like to emphasize now is the extent to which this view
is an example of an ideal theory of the sort discussed earlier. Recall that
Mills argues that the distinguishing feature of ideal theory is its reliance on
idealization to the exclusion or marginalization of the actual world. This is
precisely what Goldberg does in his defense of the cooperative conversa-
tion view. His theoretical starting point is what can be inferred from con-
versations in which there is full cooperation of participants. Moreover, just
as Mills argues that ideal theory represents the actual as a simple deviation
from the ideal, Goldberg relegates to “defeating conditions” the multitude
of ways in which conversations can be radically uncooperative because of
the different situations of those involved.
To make this point clearer, let’s look at how we end up in a different place
than Goldberg does if we start by paying adequate attention to the way
the world actually is. Consider, for instance, some ways in which silence
reasonably and regularly fails to indicate acceptance. First, objections with
traction are a limited epistemic good, and we need to make wise choices
about when to use them. Because of this, silence may be the result of a
simple cost-benefit analysis due to limited resources. While a full discussion
of how to understand objections with traction lies beyond the scope of this
chapter, here is a start: objections simpliciter are assertions that are added to
the conversational context with the aim of correcting the record, but ones
with traction typically involve more, though what this “more” involves can
take on different forms. Sometimes, objections with traction are ones that
are accepted by at least some members of the conversational context. Other
times, they will have weaker functions, such as sowing seeds of doubt about
the targeted proposition, or being factored into the overall evidential basis
of the beliefs of the audience members. Still others will be such that they are
not immediately rejected or defeated. At a minimum, however, we might say
that objections with traction cannot be systematically ignored or silenced by
the members of the conversational context.7 I emphasize “systematically”
because we would be reluctant to say that an epistemic agent’s objections
are effective if they are merely not tuned out in every conversational context
she finds herself in, but never even rise to the level of being factored into
the evidential basis of the corresponding beliefs. Given that objections with
traction are not a limitless good, silence is often the result of using caution
or care with our voices so that our objections matter and are heard when we
raise them. We all do this frequently—parents are silent with their teenagers
for fear of being “tuned out,” colleagues are silent at department meetings
so that they “pick their battles,” and friends are silent on social media so
that they do not become “that person” who is always quibbling. In none of
these cases does silence mean agreement, and yet the contexts may be utterly
indistinguishable from those in which it does.
This brings us to the second way: differences in status or power might
lead conversational participants to not object even when they reject what is
being said. Just as those without power often have fewer social and material
Silence and Objecting 87
resources than those with it do, so, too, they often have fewer epistemic
resources. For instance, prisoners lack the social status and power that cor-
rectional officers possess, students lack the authority and the epistemic status
of their teachers, and victims often lack the credibility that their assailants
enjoy. Silence here might not be merely the result of choosing to be careful
with one’s epistemic goods, as we all do at times, but instead due to social
structures that make objecting impossible, difficult, futile, costly, and so on.
In a recent article by law professor Patricia A. Broussard, this issue is taken
up directly when she writes:
I wrote for those women who do not speak, for those who do not have a
voice because they/we were so terrified, because we are taught to respect
fear more than ourselves. We’ve been taught that silence would save us,
but it won’t.
(Lorde, 1983, p. 105)
While the first and second ways are related in that they both can be under-
stood in terms of the distribution and use of epistemic goods, there is a level
of choice involved in the former that is absent in the latter. We all make deci-
sions about when and how to use our voices, but for those without status
and power, the ability to object might simply be denied to them or severely
restricted in various ways.8
The third way silence regularly fails to indicate acceptance is the result
of psychological or cultural differences: some people are shy, reticent, and
conflict-averse, while others are at home with loud protests. Some cultures
have norms and expectations that are fundamentally at odds with raising
88 Jennifer Lackey
objections, especially for certain members, such as women, while others
cultivate frank and explicit debates. With respect to Japanese culture, for
instance, Takie Sugiyama Lebra writes:
It has been shown that silence [in Japanese culture] is not only polyse-
mic but symbolic of logically opposite meanings or emotions. This cer-
tainly generates confusion and misunderstanding for a cultural outsider,
but for the native as well. The silent speaker, too, is likely to have mixed
feelings or rationales. When a woman says she was silent throughout
the period of her husband’s extra-marital indulgence, she can mean her
feminine modesty, compliance, patience, resentment, unforgiveness, or
defiance, and may mean all. A man’s refusal to express tender feelings
toward his wife may be explained not only as embarrassment, but as an
expression of male dignity, or as his true, sincere love, which is beyond
words. In the scene of collective decision-making, silence can be taken
as polite acquiescence or disagreement.
(Lebra, 1987, p. 350)
According to Lebra, then, silence within Japanese culture has wildly differ-
ent meanings, some of which are even at odds with one another. Particularly
noteworthy for our purposes here is that silence can signal either assent or
dissent and that even native speakers cannot easily discriminate between
them. Thus, silence in the face of disagreement might be the default for some
people and cultures, and yet it might be highly unusual for others.
The fourth way silence regularly fails to indicate acceptance is semantic or
functional: even within cultures, silence has many different roles, many of
which are competing. Vernon J. Jensen (1973) is one of the first linguists to
discuss the communicative functions of silence, and he highlights five such
functions, each of which has a positive and a negative value:
1. A linkage function: Silence may bond two (or more) people or it may
separate them.
2. An affecting function: Silence may heal (over time) or wound.
3. A revelation function: Silence may make something known to a person
(self-exploration) or it may hide information from others.
4. A judgmental function: Silence may signal assent and favor or it may
signal dissent and disfavor.
5. An activating function: Silence may signal deep thoughtfulness (work)
or it may signal mental inactivity. (Jensen, 1973, pp. 249–255)9
This list identifies not only five different functions of silence, but also two
different values within each function. Moreover, which function and value
is at work in a particular conversational exchange is far from transparent to
the conversational participants. Silence may, for instance, convey deception
Silence and Objecting 89
or assent, disagreement, or distance, without any clear signal which of these
is in fact operative.
Finally, silence might be the result of purely pragmatic factors: we have
many obligations and aims, and only so many hours in a day. Thus, silence
might be due to distractions, exhaustion, greater priorities, indifference, and
so on. I suspect most of us would be unable to count how many times we’ve
been silent in a conversation simply because our minds are elsewhere—
perhaps we have an ill relative, or a pressing deadline, or errands to run.
Indeed, it is arguable that this explanation is the most problematic for Gold-
berg’s view, as such purely contingent, highly contextualized features are
not only widespread, but might be entirely opaque to conversational par-
ticipants. I hardly know when my own family members are preoccupied, let
alone all of the participants in my daily conversational exchanges. Given
this, were the cooperative conversation view correct, I would be enti-
tled to infer acceptance from silence all over the place when in fact people
are often just tired and busy.
What these considerations highlight are two features of silence, the com-
bination of which render the cooperative conversation view particularly
problematic: a heterogeneity with respect to the reasons for silence and a
lack of transparency in what these reasons are. As we have seen, the causes
of silence are wildly and importantly diverse. This, by itself, poses a signifi-
cant challenge to the cooperative conversation view, for Goldberg claims
that silence defeasibly indicates assent and yet there is a significant range
of explanations for silence, especially ones that are dependent on diverse
features, such as social status, race, culture, personality, mood, daily events,
and so on. But when this is coupled with the fact that such reasons are often
entirely opaque to conversational participants, it becomes highly question-
able whether we can—in general—reasonably assume anything at all from
silence.
Of course, as should be expected, Goldberg is aware that not every
instance of silence indicates acceptance, and so this is why he says that the
entitlement we enjoy to draw such an inference is defeasible. According to
Goldberg, the entitlement can be defeated by either: (i) non-conversation:
The particular speech exchange is not a conversation—it is not a coopera-
tive exchange—in the first place; or (ii) outweighing explanation: The best
explanation of the listener’s silence appeals to considerations that outweigh
the hearer’s conversation-generated reason to be helpful. I take it, then, that
the five reasons highlighted above for silence would be understood as vari-
ous kinds of defeating conditions. People without power might not be part
of cooperative conversations in the first place, and so a prisoner’s silence
need not indicate acceptance of what a correctional officer says—it may
instead be the result of being or feeling “silenced.”10 Or the best explanation
of a person’s silence might be shyness or preoccupation, and so the default
entitlement to infer assent would be defeated.
90 Jennifer Lackey
To my mind, however, this approach is misguided. Defeating condi-
tions ought to be such that they pick out the non-normal or unusual
against a background of what is normal, the latter being the default.
Thus, on the cooperative conversation view, silence indicating accep-
tance should be the norm, and this is precisely what purportedly gives
it such powerful explanatory value. But this is simply not the case. The
reasons for silence are as deep as they are varied, and they are woven
into the very fabric of our interaction with others. No conversation is
entirely free of differences in the distribution of epistemic goods, status,
power, psychology, cultural expectations, practical constraints, or some
combination thereof. Speaking up against others almost always involves
a calculation—whether conscious or not—that is based on one’s position
and the costs and benefits of dissent on this topic at this time with this
conversational participant.
There is also a point to be made against the support that Goldberg offers
on behalf of the cooperative conversation view. Recall that he provides a
number of quotations that purport to show that, as a matter of fact, we take
silence to indicate acceptance. However, these quotations don’t strike me as
compelling evidence on behalf of his claim, as they seem more normative
rather than descriptive. That is, rather than describing how silence in fact
functions, they seem to aim at motivating people to speak out when they
disagree, especially when the stakes are high. Consider, for instance, Martin
Luther King Jr. saying that “There comes a time when silence is betrayal.”
Notice that King is not saying here that silence always means betrayal but,
rather, that there comes a times when this is the case. In the context of the
speech in which this assertion is offered, he is referring to the Vietnam War,
and he goes on to say that he is making “a passionate plea to [his] beloved
nation” to speak out against it. Nothing about this suggests that King takes
himself to be describing our ordinary conversational practices. In fact, if he
were, it is entirely unclear why he would need to make a passionate plea to
the nation to do what we all are doing anyway. Instead, King is naturally
read as providing a motivational, rather than a merely descriptive, claim
here, and he is plausibly interpreted as saying that the reason the time has
come for silence to be understood as betrayal is because the stakes have
gone up with respect to the Vietnam War. This is at odds with the coopera-
tive conversation view that silence has this same significance in any ordi-
nary conversation.
Similar considerations apply regarding the quotation from Rabbi Bradley
Artson when he remarks that “our silence and inaction in the face of con-
temporary injustice and oppression is akin to assenting to it.” Once again,
notice that he is singling out high-stakes cases—ones where injustice and
oppression are at issue—rather than run-of-the-mill instances of silence.
Moreover, like King, Artson is making this claim in the context of trying
to encourage people to speak out against wrongs that they might other-
wise ignore.11 Thus, if people need to be motivated to object in the face
Silence and Objecting 91
of disagreement, then Goldberg’s claim that silence, by default, indicates
acceptance is implausible.
There is a still further point against the cooperative conversation view
that should be emphasized: in order for silence to indicate acceptance, not
only does it have to be the case that there is the norm to object that Gold-
berg describes, but it also needs to be followed with at least some general-
ity and regularity. In particular, most conversations need to be cooperative
ones, for it is only the uncooperative nature of silent rejection that enables
us to infer assent from silence on this view. But why should we think that
this is the case? As indicated above, silence can be the result of wildly het-
erogenous factors, many of which are the result of asymmetries in power.
Are poor black women generally in cooperative conversations with wealthy
white men; are untenured faculty members generally in cooperative conver-
sations at department meetings with tenured colleagues; are those who are
incarcerated generally in cooperative conversations with those who are not?
While these are empirical questions, there is evidence, some of which was
offered above, that supports negative answers here. But even if the answers
are instead positive, there is still the issue of the lack of transparency—how
can I tell which ones are cooperative and which ones aren’t? Otherwise put,
how could I possibly infer that your silence means that you’re assenting
when I have no idea whether we are part of a cooperative conversation in
the first place? I might, for instance, do everything possible to cultivate an
environment in which my students feel comfortable to express themselves in
conversation with me, but it obviously doesn’t follow from this that they do.
At this point, I have argued in a fair bit of detail that the cooperative
conversation view faces significant challenges. My purpose in doing so is
twofold: first, I want to show that there are independent reasons to reject
Goldberg’s account, both of what can be inferred from silence and what this
reveals about our duty to object in conversational contexts. Second, and
perhaps even more importantly, I want to reveal the extent to which the
cooperative conversation view gives rise to an ideal theory of the duty to
object, and how such an approach leaves out the way that silence functions
in the actual world, especially for those who are systematically marginal-
ized. If our theoretical starting point is not a conversation in which everyone
has the privilege of being cooperative, but, rather, one in which features of
the actual world take center stage—such as power, oppression, job insecu-
rity, limited resources, cultural differences, and so on—we do not end up at
a place where inferring assent from silence seems plausible. Instead, we find
ourselves recognizing that objecting is often a luxury, one that not everyone
can afford to make.
Non-Ideal Theory
In this section, I will defend one feature of the duty to object that emerges
when we begin, not with the ideal, but with the actual.12 Otherwise put,
92 Jennifer Lackey
I will argue that a non-ideal theory of the duty to object leads to the accep-
tance of the following condition:
Here are other examples of this kind: a pediatrician speaking out about
the safety of vaccines, a prosecutor objecting to police misconduct, and a
university official condemning ineffective sexual assault policies on campus.
In each case, the duty to object might be greater for the person in question
than it is for the average citizen in large part because that person’s objecting
is likely to lead to more true, and fewer false, beliefs.
Notice that one assumption operative in my argument here is that our
epistemic duties extend beyond our own beliefs as individuals to include
those of others in our broader communities. While traditional epistemology
focuses almost entirely on obligations with respect to our own beliefs, I see
no reason why we shouldn’t also be concerned with the beliefs of others.
Indeed, it seems clear that we are subject to criticism for knowingly promot-
ing, or even permitting, at least some false beliefs in those around us. If, for
instance, I know that you falsely believe that our colleague cheated on his
partner, or that classes are canceled tomorrow, or even that a local restau-
rant serves vegetarian food, it is objectionable for me to do nothing at all to
correct your belief. Moreover, the false beliefs of those around me will very
likely beget false beliefs in others, eroding the competence and trust rela-
tions of our epistemic communities. Given this, combined with the fact that
one of the central epistemic goals is to maximize true beliefs and minimize
false ones, it follows straightforwardly that those whose voices will have a
greater epistemic impact have a greater duty to use them.
Of course, this argument should not be understood as in any way devalu-
ing the voices of those who already marginalized. Instead, the point is that
in many cases it will be supererogatory for members of the community who
have lower social status to object to what they take to be false or unwar-
ranted, and thus they will be deserving of praise and admiration for doing
so. In contrast, for those who have higher social status, they will often be
doing the minimum that is expected of them when they object, and failure
to do so will leave them open to disapprobation.
Similar considerations apply at the moral level. Surely there is more
moral pressure for the tenured, white, male professor to object to the sexist
remark than there is for his junior colleague, both because he has the social
standing to bring about greater positive change and because there is less
risk of harm for him. For instance, drawing on the Munger research again,
if those with higher social status are more likely to reduce racist slurs, then
their objecting will have a greater chance of eliminating both false beliefs
and wrong or harmful actions by successfully cultivating moral communi-
ties in which there is less racism overall. Moreover, the stakes are typically
far lower for those with higher social status, rendering them less vulnerable
94 Jennifer Lackey
for speaking out, especially about contentious matters. The tenured white
professor, for example, has political, professional, and economic advan-
tages that make him far less exposed to retaliation or other adverse effects
for raising objections. He doesn’t have to worry about being regarded as
stereotypically angry or whiny, and he doesn’t risk losing his job and finan-
cial stability.
Still further, a common concern expressed by some members of marginal-
ized groups, particularly by Black Americans, is the overwhelming burden
that comes with having to constantly explain their experience to others and
challenge the racism pervasive around them, both at the systemic and indi-
vidual levels.14 Their daily lives are described as “exhausting,” often depriv-
ing them of time and energy crucial for making progress in other areas of
value. Given that those with lower social status are typically already shoul-
dering a greater epistemic and moral burden in simply trying to navigate a
system designed to exclude or oppress them, those who do not face these
barriers should step in and take on more when possible. Objecting to what
one takes to be false or unwarranted is precisely an area where this can and
should be done.
A related, though more general, argument on behalf of social status can
be given by focusing on some of the objections raised against the coopera-
tive conversation view. In particular, recall my claim that objections with
traction are a limited epistemic good and, as with all other goods, some
have far more of them than others. Now, notice that we often have different
normative expectations of people, given the amount of goods they possess.
For instance, we clearly have different views about the level of charitable
giving Bill Gates ought to engage in compared with someone who is living
on minimum wage. Indeed, if Bill Gates did not make any monetary contri-
butions to charities, we would be critical of him, perhaps even strongly, but
we have no similar expectations of those with far fewer resources. Similar
considerations apply when the goods are epistemic. Suppose, for instance,
that I have platforms with audiences; I’m listened to and respected; I have
the competence to develop compelling objections; and I have power and
authority. In such a case, I would have a lot more objections with traction
than someone without these privileges, and so just as we expect Bill Gates
to engage in significant charitable giving because of his tremendous wealth,
we should expect me to use my voice more than others who have far fewer
social and epistemic goods.
Conclusion
In this chapter, I’ve argued against an ideal theory approach to understanding
the duty to object, which is exemplified with the cooperative conversation
view, and I’ve taken a first step toward showing how to theorize about this
duty within a non-ideal framework. One conclusion that quickly emerges
is that one’s social status plays a significant role in whether one has such a
Silence and Objecting 95
duty in the first place, and relegating the differences between us in social sta-
tus to “defeating conditions” masks the critical role they play in our norma-
tive lives. Once we see this, it becomes clear that we cannot determine when
we ought to voice dissent without first looking carefully at our positions of
power and privilege, or lack thereof.
Notes
1 While I will talk about there being the “duty” to object, for those who don’t like
talk of duties, this can be substituted with “obligations,” “demands,” “norma-
tive force,” or “normative pressure,” which I will often use interchangeably with
duties.
2 See Lackey (forthcoming).
3 Goldberg (unpublished).
4 For a detailed discussion of this sort of entitlement, see Goldberg (forthcoming).
5 Source: www.informationclearinghouse.info/article2564.htm, accessed 4 July
2016.
6 Source: www.myjewishlearning.com/article/no-neutrality-silence-is-assent/,
accessed 4 July 2016.
7 For a helpful discussion of the distinction between rejecting and ignoring testi-
mony, see Wanderer (2012). For work on “silencing,” see Hornsby (1995) and
Langton (1993
8 See also Tuerkheimer (unpublished) for a detailed discussion of some of these
issues in relation to reports of sexual assault.
9 See also Jaworski (1993).
10 For work on “silencing” in this sense, see Hornsby (1995) and Langton (1993).
11 Unlike King, however, Artson grounds his specific view in the Talmud.
12 I develop my positive view of the duty to object in Lackey (forthcoming).
13 Source: www.theatlantic.com/technology/archive/2016/11/why-online-allies-
matter-in-fighting-harassment/507722/, accessed 7 December 2016.
14 See, for instance, www.seattletimes.com/seattle-news/education/what-its-like-to-
be-black-on-campus-isolating-exhausting-calling-for-change/ and www.usato
day.com/story/life/people/2014/12/04/the-exhausting-task-of-being-black-in-
america/19894223/.
References
Broussard, P. A. (2013). Black women’s post-slavery silence syndrome: A twenty-
first century remnant of slavery, Jim Crow, and systemic racism—who will tell her
stories? The Journal of Gender, Race & Justice, 16, 373–421.
Goldberg, S. (Forthcoming). Should have known. Synthese.
Goldberg, S. (Unpublished). Assertion, silence, and the Norms of public reaction.
Hornsby, J. (1995). Disempowered speech. Philosophical Topics, 23, 127–147.
Jaworski, A. (1993). The power of silence: Social and pragmatic perspectives. New-
bury Park, CA: SAGE Publications.
Jensen, V. J. (1973). Communicative functions of silence. ETC: A Review of General
Semantics, 30, 249–257.
Lackey, J. (Forthcoming). The duty to object. Philosophy and Phenomenological
Research.
Langton, R. (1993). Speech acts and unspeakable acts. Philosophy and Public
Affairs, 22, 293–330.
96 Jennifer Lackey
Lebra, T. S. (1987). The cultural significance of silence in Japanese communica-
tion. Multilingua: Journal of Cross-Cultural and Interlanguage Communication,
6, 343–357.
Lorde, A. (1983). Black women writers at work (C. Tate, Ed., pp. 100–116). New
York: Continuum.
Mills, C. W. (2017). Black rights/White wrongs: The critique of racial liberalism.
Oxford: Oxford University Press.
Munger, K. (2017). Tweetment effects on the tweeted: Experimentally reducing rac-
ist harassment. Political Behavior, 39(3), 629–649.
Tuerkheimer, D. (Unpublished). Incredible women: Sexual violence and the cred-
ibility discount.
Wanderer, J. (2012). Addressing testimonial injustice: being ignored and being
rejected. The Philosophical Quarterly, 62(246), 148–169.
Yong, E. (2016, November). Why online allies matter in fighting harassment:
A clever experiment with Twitter bots shows that telling people not to be racist
can work—but only if it comes from someone influential and white. The Atlantic.
Web. Retrieved December, 2016.
6 For the Sake of Argument
The Nature and Extent of Our
Obligation to Voice Disagreement1
Casey Rebecca Johnson
Disagreeing
When someone says something I believe to be false I often have the urge to
“correct” them. I feel compelled to make my disagreement known, either by
telling the speaker that I disagree or by explaining my own view. The extent
and strength of this urge varies with the situation and with the certainty
with which I hold my belief. If I am teaching ethics and a student tells me
that J. J. Thomson is pro-life, the urge is strong. If I’m sitting on the bus and
I overhear someone claim that Yemen is east of Oman, the urge is easily
ignored.
What is the nature of this urge? Is it merely a compulsion borne of too
much philosophy training? Is it the result of a kind of intellectual arrogance?
Is it my responsibility as part of the epistemic economy?
Recent work on disagreement, conversation, and assertion explores the
idea that we sometimes have obligations to make our disagreements known
to our conversational partners. Accounts disagree on the details, but I have
elsewhere argued that agents have a pro tanto obligation to voice disagree-
ment.2 I need not voice my disagreements when eavesdropping on the bus,
as my obligation is outweighed by other considerations; however, my obli-
gation is likely not outweighed in my ethics classroom. And, I’ve argued,
that my obligation is epistemic in character rather than merely moral or
practical. My argument for this is based on four background theories any
of which one might reasonably accept about epistemology and epistemic
values. One involves epistemic justice and other intellectual virtues, another
is based on the norms of inquiry, a third rests on joint commitment to epis-
temic ends, and a fourth relies on the nature of justification itself. Taken
individually, these background theories generate obligations to voice dis-
agreement in overlapping but distinct sets of cases. These theories might
also be used in combination. And, as I say, others have argued for similar
obligations to voice disagreement, albeit for different reasons.
If it is true that we have epistemic obligations to voice disagreement, a
number of questions arise. For one, we might wonder when we are required
to voice our disagreements—that is, when aren’t the pro tanto obligations
98 Casey Rebecca Johnson
outweighed? We might further wonder whether these background theories
obligate us to play the devil’s advocate, in addition to voicing our sincerely
held disagreements. Are we required, in other words, to pretend to or to
behave as if we disagree when in fact we do not? Are we obligated to play
devil’s advocate in the same ways we’re obligated to voice sincere disagree-
ment? These are the questions I will explore in this chapter.
I’ll start, in the next section, with a brief discussion of devil’s advocacy.
Then, in section 3, I’ll put our two questions to each background theory.
This will allow us to being to investigate the nature and extent of our obliga-
tion to voice disagreement.
what the virtuous devil’s advocate does first is announce that she will
not be representing her own views, but that of some other person or
group whom the arguer takes as wrong or ripe for criticism. The dev-
il’s advocate, then, nevertheless tries to be true to those views in the
discussion.5
Devil’s advocacy is a familiar enough practice, but for the following dis-
cussion it is important to illuminate the differences between playing devil’s
advocacy and arguing for or defending one’s own sincere beliefs. In my pre-
vious work on obligations to voice disagreement, I only argued that agents
are obligated to voice sincere disagreements. One of the questions for the
next section, then, is whether or not the same sources that generate the
obligation to voice sincere disagreement also generate an obligation to play
devil’s advocate.
According to the received reading of this quote, we have good epistemic rea-
son to listen to all objections that our interlocutors make to our views. This
is part of why, according to Mill, we can have no justification for restricting
the freedom of speech except in very specific contexts. Notice, though, that
Mill also claims that, for us to be wise we must also point out to others
when they’ve made a mistake. Because of what it takes to be justified, we
must sometimes voice our disagreement.
Mill does not say much more about the contexts in which voicing dis-
agreements is obligatory. He appears to believe that it is a very general kind
of obligation in cases where one seeks justified belief. He says that it is the
process of considering what can be said against a view that justifies that
agent in believing that view. And he argues that there are intellectual ben-
efits can be gained by “placing human beings in contact with persons dis-
similar to themselves, and with modes of thought and action unlike those
with which they are familiar.”15 So, there will be many familiar contexts in
which we’re obligated to voice sincere disagreement. Picking an ordinary
case, imagine that Anna believes that the Shop-for-less has better quality
peaches for sale than the Save’n’Buy. For Anna to be justified in that belief,
she has to listen when Bradley says he prefers the peaches at Save’n’Buy.
106 Casey Rebecca Johnson
This is the case whether or not Anna has voiced her view. So far, this is
familiar. However, according to Mill, she must also tell Bradley that she
disagrees with him. In order to be justified in her belief, she has to voice
her disagreement with Bradley’s claim. And this is about as general of a
conversational context as we can get. We need not imagine any history or
background for Anna and Bradley to get the obligation going, according to
the Millian background theory. Because we are epistemically obligated to
hold justified beliefs, we are epistemically obligated to voice our disagree-
ments, at least some of the time.
What about devil’s advocacy? Does the Millian background theory gener-
ate an obligation to play devil’s advocate? Mill certainly appears to be in
favor of devil’s advocates. He even mentions the practice, remarking that
even in the Catholic Church (which he takes to be a close-minded institu-
tion), there is a place for a devil’s advocate in deliberation. However, every-
thing he says about devil’s advocates seems to oblige us to listening to them.
Are we similarly obligated to play devil’s advocate?
There are, I think, two ways of using a Millian background theory here.
One, which we might call the strong reading, holds that devil’s advocacy
is good for us epistemically, so we are sometimes obligated to play devil’s
advocate. There are certainly passages from Mill that suggest this read-
ing. One might think, for example, that “listening to all that might be said
against” a belief requires imagining hypothetical opponents—or sometimes
pretending to oppose a position or view you in fact believe. Certainly, Mill
warns that our favorite view, “however true it may be, if it is not fully,
frequently, and fearlessly discussed, it will be held as a dead dogma, not a
living truth.”16 This, too, suggests that we might need devil’s advocates who
will pretend to hold views they in fact do not. And if we need them, perhaps
we’re sometimes obligated to play them.
One problem with a Mill-inspired obligation to play devil’s advocate is
that it is implausible, given the other things that Mill claims, that any par-
ticular person should be responsible for playing the devil’s advocate on all
topics or even in any particular situation. Mill is clear that he advocates we
be free to express our opinions, and an obligation to assume one’s oppo-
nent’s views does not sit well with that. It is possible, however, to build from
a Millian background to a theory that specified the context and situations in
which a particular agent might be obligated to play devil’s advocate.
On the other hand, there is another reading of Mill’s background theory
available, which we can call the weak reading. Millian obligations to listen
to and occasionally voice disagreements seem to be predicated on the idea
that the positions being expressed are the actual opinions or beliefs of the
agents in question. Mill’s position assumes that each agent is doing their
best to believe truly—Mill suggests as much when he talks about the desire
to assume the truth of some claim, of disproving opinions, and of fallacious
beliefs. He also speaks of sincerity of belief as a hallmark of a well-meaning
interlocutor. This is highly suggestive that what Mill has in mind is sincere
For the Sake of Argument 107
expression of belief. And so, if we’re obligated to point out to people what
is fallacious in their beliefs or reasoning, this is an obligation to voice sincere
disagreement. So, we might read a Millian background theory as generating
a couple of different kinds of obligations. We are required to voice our sin-
cere disagreement. We are required to attend to or allow for the expression
of sincere disagreement. And we’re required to allow for, and be receptive of
those who play devil’s advocate if they so choose. This is the weak reading
of the Millian background theory and the obligations it generates.
There are a couple of ways we might proceed given the differences between
the weak and strong readings of the Millian background theory. One would
be to try to decide between the two by looking for historical clues and sug-
gestions as to what Mill thought. Another might be to run (or model) both
the weak and strong readings to see what kind of epistemic consequences
arose, to see if one reading is preferable.17 A third would be to bolster a Mil-
lian background view with one of the other views that clearly does generate
an obligation to play devil’s advocate. As I say, these background theories
can be complementary. I leave the adjudication between these options for
future work.
The goal of the current work has been to make progress in understand-
ing our epistemic obligations to voice disagreement. The details of the con-
texts in which we’re so obligated vary—the different background theories
obligate voiced disagreement for different reasons. And, regarding devil’s
advocacy, it has become clear that for all of our background theories the
obligation to play devil’s advocate is distinct from the obligation to voice
our sincerely held disagreements. According to all of our background theo-
ries, the obligations arise in different contexts and have different benefits.
These different obligations, however, are both epistemic insofar as they stem
from our background epistemic commitments.
Notes
1 I am grateful to the participants in the Voicing Dissent workshop at the Univer-
sity of Connecticut and to the participants of the Harms and Wrongs In Epis-
temic Practice workshop at Sheffield University for helpful discussions of these
ideas. I’m also grateful to Dana Miranda and Graham Priest for their help think-
ing about public disagreement and devil’s advocacy.
2 Jennifer Lackey (this volume), Johnson, Casey R. (unpublished), Goldberg
(2016)
3 www.theonion.com/man-who-plays-devils-advocate-really-just-wants-to-be-a-
1819568992
4 https://en.wikipedia.org/wiki/Devil%27s_advocate
5 (Aikin & Clanton, 2010)
6 (Fricker, 2007)
7 (Coady, 2010; Fricker, 2007, 2013; Hawley, 2011; Maitra, 2010; Medina, 2012;
Pohlhaus, 2013)
8 (Aikin & Talisse, 2013)
9 (Sunstein, 2000, 2002)
10 (Elgin, 2011)
108 Casey Rebecca Johnson
11 Elgin is clear that she means to be ecumenical about what counts as science. She
argues that pursuits like arts and auto mechanics make similar requirements on
those who pursue them (Elgin, 1991).
12 Perhaps by way of a text book.
13 (Gilbert, 1999, 2006; Gilbert & Priest, 2013)
14 (Mill, 1869) Book 2 section 6–7.
15 (Mill, 1885, p. 389)
16 (Mill, 1869) Book 2 Section 21.
17 (Baumgaertner, 2014)
References
Aikin, S. F., & Clanton, J. C. (2010). Developing group-deliberative virtues. Journal
of Applied Philosophy, 27(4), 409–424.
Aikin, S. F., & Talisse, R. B. (2013). Why we argue (and how we should): A guide to
political disagreement. London and New York: Routledge.
Baumgaertner, B. (2014). Yes, no, maybe so: A veritistic approach to echo chambers
using a trichotomous belief model. Synthese, 191(11), 2549–2569.
Coady, D. (2010). Two concepts of epistemic injustice. Episteme, 7(2), 101–113.
Elgin, C. Z. (1991). Understanding: Art and science. Midwest Studies in Philosophy,
16(1), 196–208.
Elgin, C. Z. (2011). Science, ethics and education. Theory and Research in Educa-
tion, 9(3), 251–263.
Fricker, M. (2007). Epistemic injustice: Power and the ethics of knowing. Oxford:
Oxford University Press.
Fricker, M. (2013). Epistemic justice as a condition of political freedom? Synthese,
190(7), 1317–1332. doi:10.1007/s11229-012-0227-3
Gilbert, M. (1999). Obligation and joint commitment. Utilitas, 11(2), 143–163.
Gilbert, M. (2006). Rationality in collective action. Philosophy of the Social Sci-
ences, 36(1), 3–17.
Gilbert, M., & Priest, M. (2013). Conversation and collective belief. In A. Capone,
F. Lo Piparo, & M. Carapezza (Eds.), Perspectives on pragmatics and philosophy
(pp. 1–34). Cham: Springer International Publishing.
Goldberg, S. (2016). Arrogance silence and silencing. Proceedings of the Aristotelian
Society, 90, 93–112.
Hawley, K. (2011). Knowing how and epistemic injustice. Knowing How: Essays on
Knowledge, Mind, and Action, 283–299.
Maitra, I. (2010). The nature of epistemic injustice. Philosophical Books, 51(4),
195–211.
Medina, J. (2012). The epistemology of resistance: Gender and racial oppression,
epistemic injustice, and the social imagination. Oxford: Oxford University Press.
Mill, J. S. (1869). On liberty. London: Longmans, Green, Reader, and Dyer.
Mill, J. S. (1885). Principles of political economy. New York: D. Appleton and
Company.
Pohlhaus, G. (2013). Discerning the primary epistemic harm in cases of testimonial
injustice. Social Epistemology, 1–16.
Sunstein, C. R. (2000). Deliberative trouble? Why groups go to extremes. Yale Law
Journal, 71–119.
Sunstein, C. R. (2002). The law of group polarization. Journal of Political Philoso-
phy, 10(2), 175–195.
7 Eloquent Silences
Silence and Dissent
Alessandra Tanesini
Introduction
A political dissident is interrogated. She is asked time and again to reveal
the names of other activists. In response, she remains silent. A black man
narrates his experiences of racial discrimination to a white audience. No
one interrupts him. When he finishes, his audience is silent, still, showing
no signs of emotion. Hundreds of students sit silent on the ground, motion-
less forming a path from the entrance of a University building. Through
them moves a woman, looking nervous, who is being followed by report-
ers.1 These, and many more, are things we do with silence. Some of them are
ways in which dissent can be “voiced.”
It is prima facie plausible to think that these silences are effective commu-
nicative acts and to take the silences they involve to be examples of illocu-
tions such as protesting, refusing, or dissenting.2,3 Further, it is commonplace
in linguistics and in political theory to accept that some silences are propo-
sitionally meaningful (e.g., Tannen & Saville-Troike, 1995; Ferguson, 2003;
Ephratt, 2008). Yet, there is, to my knowledge, no philosophical discussion
of this phenomenon. Whilst it is widely acknowledged in the philosophical
literature that speech acts can be performed silently, the examples which are
considered involve body language or other physical gestures. There is no
discussion of the communicative potential of silence itself.
This lacuna is particularly troubling given the recent prominence of silence
as a tool of dissent. Until the 1990s silence has often been equated with
powerlessness or acquiescence. The Act Up slogan “Silence = death” was
indicative of this approach (cf., Ferguson, 2003). In recent years, however,
uses of silence as a means of resistance or protest have proliferated. For
instance since 1996 in April every year the Gay, Lesbian and Straight Edu-
cation Network (GLSEN) in the U.S. holds a day of silence in schools to
express solidarity with gay and lesbian students and to raise “awareness
about the silencing effect of anti-LGBT bullying, harassment and discrim-
ination” (GLSEN, 2017; cf., Woolley, 2012). Silent demonstrations have
been held in Iran in 2009 protesting against perceived widespread elec-
toral fraud (Ranjbar, 2017); in Ecuador against the mining of rainforests
110 Alessandra Tanesini
(Fitz-Henry, 2016); and in Mexico against the violence that pervades the
lives of indigenous people (Carmona, 2014). In Turkey, a performance art-
ist began in 2013 a silent protest against Prime Minister Erdogan. He soon
became known as the standing man and hundreds joined him in silent pro-
test (Seymour, 2013).
There are several likely causes for the rise in popularity of silence as a
way of dissenting. Prominent among them is increased awareness that we
live in a society where individuals are on a daily basis mandated to disclose
personal information to authorities and institutions. Citizens are thus often
confronted with officials, impersonal forms or websites, whose task is to
make individuals produce speech about themselves, and that succeed in elic-
iting such speech whilst bypassing, undermining, or overriding the agent’s
will. In other words, we live in societies in which citizens frequently have
their speech extracted from them (McKinney, 2016).4 In addition, social
media such as Facebook or Twitter nudge their users to make public per-
sonal information about the minutiae of their daily lives. Within this context
it is hardly surprising that choosing silence becomes a way of withdrawing
and dissenting.5
This chapter has three main goals. The first is to fill the lacuna in the exist-
ing philosophical literature by showing that silence can be an illocution which
is used to communicate. In other words, silence can be eloquent.6 The second
is to argue that silence when eloquent is not usually expressive of acceptance.
Instead, it often signals that something is awry with the ongoing conversa-
tional exchange. The third is to identify some features of eloquent silences
that explain their effectiveness, in some contexts, in expressing dissent.
Eloquent Silences
The aim of this section is to provide an account of eloquent silences which
I define as silences that (i) are illocutions and (ii) are intended to commu-
nicate. I also show that silences of this kind are commonplace. I begin this
section by explaining what I mean by silence in order to exclude sign and
body language. Subsequently, I consider different kinds of silence before
focusing on some which seem intuitively to be eloquent. Using both Gricean
and one non-Gricean account of illocutions, I show that there are some
silences that neatly fit these accounts. I note that interlocutors’ recognition
of the communicative intentions of those who keep silent often depend in
part on the fact that silences are often adjacent to other speech acts to which
they respond such as a question, a greeting, or a request. Finally, I argue that
whilst some eloquent silences adhere to Grice’s Cooperative Principle, oth-
ers flout, violate or opt out of it.7
Before I can contrast eloquent silences, with which I am concerned, with
other silences that do not communicate, I need to provide a characterization
of silence in general. For my purposes here, some behaviors which are not
vocal are nevertheless not silence because they constitute linguistic or verbal
Eloquent Silences: Silence and Dissent 111
behavior which deploys non-acoustic means of communication. These
behaviors include: writing, sign-language, and communication by means of
gestures. Even though they can be carried out silently, these communica-
tions are verbal (cf., Saville-Troike, 1995, p. 5); they are not silence. Silence,
then, is non-acoustic behavior which is also non-verbal.
Even if we restrict our focus to silence so characterized, there are silences
that are not communicative. Some of these silences are extraneous to conver-
sations; others facilitate conversation without communicating anything them-
selves. First, silences that occur outside communicative exchanges include
the silence of a person who is asleep, or of strangers sitting side by side in
the reading room of a library. They also include silences caused by external
forces that prevent one from speaking such as the silence that follows a loud
noise, but also the silence of someone who is locutionarily silenced and thus
rendered unable to speak.8 These are all silences which are outside commu-
nicative events. Of course, whilst some may be innocuous, others—such as
those resulting from locutionary silencing—are generally harmful.
Second, there are also silences which are part of conversations, and enable
communication, but still have themselves no communicative function. These
include pauses in speech to swallow or breathe, to find the right words or to
decide what to say. Another kind of silence, which enables communication
but is not itself part of it, is the silence of listeners that allows the speakers’
words to be heard. Ritualized silences that serve to intensify the significance
of speech in religious or spiritual ceremonies such as Quakers’ meetings may
also be thought to enable communication by framing or foregrounding it
(Saville-Troike, 1995).9
Third, there are silences which can be taken as evidence of the mental
state of the silent person without being themselves communicative acts.
These are exemplified, for instance, by long hesitations which may be inter-
preted as evidence of indecision, or of thoughtfulness; they may also be read
as indicating that what one is about to say is painful or otherwise hard to
express. These silences are sources of information. Generally, however, they
are not communicative acts.10
These silences are not communicative because there is nothing that the
speaker means in being silent. Thus, a forteriori, there is no meaning that
they intend to communicate. That is, whilst it seems possible to illocute
without intending to have an effect on any audience (Davis, 1992), one can-
not purport to communicate without this intention. Yet, plausibly enough,
in all cases considered so far, the silent individual does not even mean any-
thing by her silence.
We can defend this claim in different ways depending on our preferred
account of speaker’s meaning. Given Grice’s account, speaker’s meaning
requires that one intends to have an effect on one’s audience (Grice, 1957).
This intention seems absent in many of the examples discussed above. In
others, such as the silence of the audience which allows the words of the
speaker to be heard, the silent individual intends to have an effect on the
112 Alessandra Tanesini
audience, but they do not necessarily intend that their interlocutors recog-
nize their intentions. The claim also stands if we adopt a different account
of illocution. For instance, Mitchell Green (2007) has argued that speaker’s
meaning requires that one intends to make publicly manifest one’s commit-
ment to a content and also to make this intention publicly manifest. This
self-reflexive intention is absent in the examples of silence under consider-
ation. The person who hesitates, and whom we may interpret as pained,
may not intend to manifest any commitment.11
In this chapter, I do not discuss the kinds of silence that I have briefly
described so far. Instead, I am interested in silences that, on the face of it,
are eloquent because they communicate something to interlocutors. Such
silences are usually instances of elicited illocutions or example of resisting
elicitation.12 Silences can enact many different illocutions. Prominent among
these are refusals to be drawn into some conversations and announcements
that one is opting out of an existing one.
Students remaining silent in the face of a teacher’s invitation to speak
are examples of refusals to be drawn into a conversation. Such silences can
be expressions of boredom, lack of engagement, or absent-mindedness;13
often, they are also attempts to undermine teachers’ authority by chal-
lenging their entitlement to demand students’ participation. These silences
are aptly described by Perry Gilmore as non-submissive subordinate sulks
(1995, pp. 148–150). Individuals, who stop contributing to a conversation
by pointedly keeping silent, announce their opting out. Such silences, espe-
cially when prolonged over time and directed at particular individuals, are
an effective mean of ostracizing people by giving them the silent treatment.
Eloquent silences can also be moves within ongoing conversations. They
can express agreement as in the example of a congregation’s silence at a
Christian wedding ceremony after the minister has proclaimed that if any-
one knows of any impediment to the marriage, he or she must immediately
say so. They can function as answers to questions; for instance, when a per-
son keeps silent after a friend’s query: “Are you still mad at me?”14 They can
be invitations as exemplified by short silences marking turn-taking in con-
versation when a speaker gives the floor to a hearer inviting him to speak.
But they can also be acts of resistance, refusal, or protest. These include: the
silence of silent protesters; that of the person who resists or deflects inter-
rogation; and also, at least in some cases, white silence in response to black’s
autobiographical narratives of discrimination.15
In addition, some silences that make one’s emotional state manifest are
also eloquent moves within a conversation. I noted above that long silent
hesitations need not be communicative. However, if one noticeably hesitates
before speaking and that hesitation is unusually long, then it is plausible that
one’s silence is communicative.16 For instance, a person may hesitate with
the intention that her silence makes it publicly discernible that she is still
thinking about the answer, and also with the intention that it is publicly dis-
cernible that her intention is to make manifest that she is still thinking about
Eloquent Silences: Silence and Dissent 113
the answer. This hesitation is an action which is overt because it results from
the self-referential intention to make the agent’s commitment to a content
manifest and to make this very intention also publicly observable (Green,
2007, p. 66). In being silent in this way a speaker means that she is still
thinking about what to think on the topic but also, plausibly, she intends to
communicate a request that the interlocutor gives her time to formulate her
contribution to the conversation.
In the remainder of this section, I argue first that eloquent silences are
genuine illocutions in their own right. Second, I indicate that if we want
to understand the content and illocutionary force of these silences, it is
often useful to view them as one element within an adjacency pair of speech
acts. Finally, I argue that whilst there are cooperative silences, silence is
also an extremely effective means to communicate that one is not willing to
cooperate.
A speech act or illocution is commonly defined as an action that can, but
does not need to be, performed by saying that this is what one is doing.
Hence, for example, one can promise by saying “I promise,” assert by say-
ing “I assert” or order by saying “I order.” These are all illocutions (Austin,
1976, p. 137; Green, 2007, p. 70). Since, however, we cannot persuade
someone by saying “I persuade,” persuading is not an illocution but a perlo-
cutionary act. It is generally accepted that illocutions can be actions that do
not involve the use of spoken, written, or sign-language. However, examples
of silent illocutions in the existing literature usually involve gestures or so-
called body language.17 There is to my knowledge no philosophical litera-
ture on being silent as an illocution. Yet, without doubt being silent can
be an intentional action. One can intend to be silent, to hesitate or to give
someone the silent treatment. So, one may legitimately ask whether some
intentional silences are illocutions.
The answer, it would seem, is affirmative no matter which account of illo-
cution one adopts among some prominent contenders.18 One such approach
is inspired by Grice’s account of speaker’s meaning. In Grice’s view a speaker
means something by her actions only if she intends (i) to produce an effect
in her audience, and (ii) that her intention (i) is recognized by her audience,
but also (iii) that the effect in the audience is produced (at least in part) as
a result of the audience’s recognition of intention (i) (Grice, 1957). Illocu-
tions would be those actions which count as a speaker meaning something.
For example, I can assert that p by performing an action A (e.g., uttering p)
intending to make my interlocutors believe that p, and form that belief as
a result, at least in part, of their recognition of my intention to make them
believe that p.
Some silences exemplify this structure. A speaker may remain quiet after
having made some utterances intending (i) that her interlocutor believes that
he is invited to speak, and (ii) that her interlocutor recognizes that (i) is
her intention; but also (iii) that her interlocutor comes to believe that he is
being invited to speak partly at least because he recognizes that this is her
114 Alessandra Tanesini
intention. Her silence is an invitation which communicates that it is the
interlocutor’s turn to speak.
Similarly, a person may keep silent for a while after a question intend-
ing that his audience believes that he is still thinking about the answer, and
intending them to believe this as a result (at least in part) of their recogni-
tion of his intention. Silences of this sort are often also requests for more
time before adding one’s contribution to the conversation. They are generally
recognized and respected as such by interlocutors who typically wait for the
other person to speak. Further, interlocutors’ silences are also illocutions.
They would seem to be a way in which one can grant the initial request for
thinking time.19 It is thus possible to have a silent dialogue in which one
person asks for more time before speaking and the other person accedes to
their request. This stretch of conversation can be carried out without words
and, at least among conversational partners who are comfortable with each
other, without the need for gestures or body language as ways of expressing
one’s intentions.
A similar interpretation readily offers itself for silent challenges of
authority. The students who publicly display non-submissive subordinate
sulks choose to remain silent. In being silent students challenge the teach-
er’s authority and intend that challenge to be recognized by the teacher
and to produce in the teacher the belief that his authority is being chal-
lenged (partly at least) through this recognition. It is natural to think of
this case as one in which students mean something with their silence and
successfully communicate what they mean. This content can be captured
with expletives or described as saying: “I am not doing what you want me
to do.”
Other eloquent silences, however, do not appear to require reflexive com-
municative intentions. That is to say, in some cases the intention, that the
effect be produced in the audience partly at least as a result of the audi-
ence’s recognition that the speaker intended to produce it, may be absent.
Grice explicitly discusses an example in which this intention is missing. He
classifies Herod’s action of presenting Salome with the head of St. John the
Baptist on a charger as an instance of letting someone know that something
is the case but not as an example of telling something. Herod intends to
make Salome believe that St. John the Baptist is dead. He also intends her
to recognize that this is his intention. Presumably, she forms the belief that
St. John the Baptist is dead. However, her belief does not require that she
recognizes his intention to get her to believe this since she can exclusively
rely on her own eyes (Grice, 1957, p. 382). For this reason, Grice takes this
not to be an instance of speaker’s meaning.
Many silences that I have categorized as eloquent have this structure.
Consider the person who keeps silent after a friend has asked whether she
is still mad at him. This person intends (i) that her friend believes that she is
still mad at him; she also intends (ii) that he recognizes that (i) is her inten-
tion. But she need not intend (iii) that he believes that she is still mad at him
Eloquent Silences: Silence and Dissent 115
through his recognition of her intention. She is happy enough if his belief is
based on the observation of her behavior rather than the recognition of her
intention. Hence, if Grice is right, these silences too would not be examples
of illocutions.
I do not need to take a stance on this issue here, since as I have shown
that some silences do involve reflexive communicative intentions. Neverthe-
less, it seems plausible to hold that not all illocutions require that one also
intends to have an effect on an audience.20 It is possible for someone to
mean something by an utterance without thereby intending to communicate
this meaning to anyone, not even herself.21 If this is right, Grice’s would be
best interpreted as an account of communicative acts rather than of illocu-
tions. In addition, his claim that showing or letting someone know is not
communicative because it is not an instance of telling is also open to serious
counter-examples. Suppose that, in response to an invitation to play squash,
I show you a heavily bandaged leg. I clearly mean by that gesture that I can-
not play. I also clearly communicate this fact to you. Yet in this case too your
belief that I cannot play may be wholly based on an observation of the state
of my leg (Schiffer, 1972, p. 56).
These considerations have prompted some to abandon Grice’s approach
in favor of other accounts of illocutions that do not even require that the
speaker intends to produce an effect in her audience. For instance, Green
has argued that speaker meaning is a matter of overtly showing one’s com-
mitment to a content under a given illocutionary force (2007, p. 74). More
precisely, a person S means that p with illocutionary force ϕ if and only if
S performs an action A, intending to manifest that one’s commitment to p
under force ϕ and that this intention is also manifest (ibid.)
The examples of eloquent silence that I have used so far to illustrate how
silence can be an illocution nicely fit this account. They are all examples in
which someone keeps silent intending to make publicly discernible one’s
commitment to some content such as “I need more time,” “you are not in
charge,” or “I am still mad” under the force of a request, a challenge, or an
assertion.22 This intention is self-referential since it is not just the intention
to make their commitments manifest, it is also the intention to make pub-
licly discernible that that is one’s intention.
I shall not try to adjudicate here between these different accounts of illo-
cution.23 What matters for my purposes here is that independently of which
account is to be preferred, my discussion shows that some silences are illo-
cutions. It also shows that the same action—being silent—can constitute a
plethora of different illocutions with very different contents. It is, therefore,
hard to fathom how silent agents can make publicly manifest one among
many different possible commitments. It is equally mysterious how audi-
ences are able to recognize agents’ intentions in keeping silent. Yet, silent
communication regularly succeeds. The most plausible explanation of this
achievement is based on the fact that eloquent silences are often either elic-
ited or a way of resisting elicitation.
116 Alessandra Tanesini
The thought that silent illocutions are produced either in order to fulfill
at least some the intentions of the speaker whose speech elicits them, or to
resist such elicitation, is compelling, once we consider that by themselves
all silences are the same. This simple fact can be easily overlooked because
when we think of the role of silence in conversation we often think of it in
conjunction with distinctive gestures which are separate illocutions. If, as
I argued above, silence itself can be an illocution, one can only account for
its varied nature by thinking of it as an element within a structured sequence
of illocutions.
It is beyond the scope of this chapter to assess the prospects of theories
of conversation. But even those who, like Searle (1992), think there is lit-
tle prospect for success in the search for rules or regularities that would
structure conversations admit to the existence of notable exceptions: adja-
cency pairs. These are pairs of illocutions in which the second element is a
response to the first which precedes it. Searle briefly discusses three group-
ings: questions and answers; requests that one performs a speech act and
their responses; offers, proposals, or bets and the consequent acceptance or
refusals (Searle, 1992, pp. 8–10). It is striking that the examples of eloquent
silences I discussed above, all seem to belong to one such grouping.
One way to think about the relations between illocutions that form adja-
cency pairs is to think of the second as being elicited by the first. Following
McKinney (2016), we can think of an illocution of a speaker A as being
elicited by a speaker B’s illocution when it is produced by A to fulfill at least
some communicative and perlocutionary intentions of B towards A. For
example, when a person A keeps silent when a friend B asks whether she is
still mad at him, A fulfills B’s communicative and perlocutionary intention
that she answer his question. A can exploit this structure of elicitation to
make publicly manifest her commitment to a specific content under a given
force, whilst B’s knowledge of his own intentions and of A’s apparent com-
mitment to fulfilling them allows him to recognize A’s intentions.
Eloquent silences are also often acts of resisting elicitation. They are
therefore refusals to fulfill some communicative or perlocutionary inten-
tions directed toward the person who keeps silent in response. In this case
also the agent can rely on a common understanding of the structure of elici-
tation to intend to make manifest her commitments. In this case the nature
of A’s commitment is specified by the refusal to fulfill at least some of B’s
intentions; B is able to recognize A’s intentions because he has knowledge
of his own intentions and of A’s apparent commitment not to fulfill them.
Eloquent silences can be cooperative or non-cooperative.24 Interestingly,
they sometimes function as a cooperative way of announcing the end of
cooperation. Grice’s Co-operative Principle states that one should make
one’s conversational contribution “such as is required, at the stage at which
it occurs, by the accepted purpose or direction of the talk exchange in
which [one is] . . . engaged” (Grice, 1989, p. 26). Eloquent silences that
are moves within ongoing conversations usually satisfy the principle.25 The
Eloquent Silences: Silence and Dissent 117
congregation’s silence is maximally informative, relevant, and unambigu-
ous. Silently requesting time to think also satisfies the principle. One could
also ask for more time by means of words to that effect, but doing so in
most cases slows down the conversation even further. It is also not necessary
unless one is proposing to return to the topic at a later date. Even the silence
of the person who is still mad at one is cooperative since it unambiguously
and effectively communicates one’s annoyance.
Other eloquent silences flout the cooperative principle. None is clearer
than the silence of the dissident and of the protester in the face of attempts
to extract information, promises, or other commitments out of them.26 In
these cases the silent objector patently attempts not to make her contri-
bution informative and she resists the speakers’ attempts to place some
obligations on her. Non-subordinate submissive silences are examples of
intermediate cases since they are informative, relevant, and unambiguous
negative responses to the request or command made by a person in author-
ity that one performs an illocution. It does not seem implausible to identify
them as a way of marking cooperatively the end of one’s cooperation. These
are examples of individuals who respond to attempts to elicit their speech by
frustrating some of the perlocutionary intentions of those who intended to
make them speak. However, their silence is cooperative since it is relevant,
informative, and unambiguous.
Dissident Silences
I have argued in the first section that silence can be eloquent. In the second
section I have shown that it is a mistake to think that silence defeasibly
indicates acceptance. In this section, I present a non-exhaustive and par-
tially overlapping taxonomy of eloquent silences as ways of expressing dis-
sent. Subsequently, I discuss two features of dissident silence that make it
a particularly effective tool in resisting discrimination and subordination.
First, silence is more effective than verbal criticism at expressing censure of
oppressive claims. Second, since silence often shows what it communicates,
its success as an illocution does not require that its target audience trusts
or is especially attentive to the intentions of silent individuals. Whilst the
speech of the dispossessed may be not be listened to, their silence is, at times,
harder to ignore.
Political theorists and linguists have offered different ways of categoriz-
ing silence (cf., Ephratt, 2008; Jungkunz, 2013), each suited for different
purposes. Here I propose a different taxonomy based on the idea that the
nature of silence is best understood in relation to those illocutions or stand-
ing conditions whose elicitation it resists. My taxonomy does not aim to be
exhaustive or to identify mutually exclusive possibilities. Instead, my goal
is to illustrate the variety of illocutions that can be performed by means of
silence.
The first family of eloquent silences concerns those silences in the face of
directives that demand that one speaks. These silences are refusals to com-
ply; they are ways of resisting the elicitation or even extraction of speech.34
They can constitute many illocutions such as defiance, refusal, resistance,
protest, or withdrawal. Within this category one may include students’
silence as a challenge to the authority of teachers by means of subordinate
non-submissive sulks (Gilmore, 1995); the resistance of the political activist
Eloquent Silences: Silence and Dissent 121
when remaining silent during an interrogation; the refusal of some athletes
to sing the national anthem in silent protest (Jungkunz, 2012, p. 140). It
also comprises many tactics adopted by welfare recipients to resist state
surveillance through failure to report some income, feigning ignorance,
and foot dragging (Jungkunz, 2012, p. 142).35 This latter kind of resistant
silence in the face of attempts to extract information has often been used
by the subordinated to make themselves unknown to people in positions of
power (Collins, 1991, p. 92).36
The second family includes those silences which are intentionally kept in
contexts in which speech is invited or expected within some ongoing con-
versation or debate. These silences are as varied as the speech that attempts
to elicit them. They include silence in response to questions or the appalled
silence of the person who thinks that what has just been said is out of order.
To this family also belong the silences of silent protesters who wish to com-
municate their refusal to engage with institutional explanations of some event
(Carmona, 2014), and of those who wish to draw attention to those voices
that are missing from the conversation in order to empower them (Jungkunz,
2012; Ranjbar, 2017, p. 618). Often these silences derive their significance
from the fact that they confound expectations and are a source of surprise.
This second family also includes silences in response to queries that are
intended to show that one should not be expected to be able to answer that
question. This is a strategy of survival that has sometimes been adopted by
subordinated individuals. It is, as I mentioned above, a way of making one-
self unknown to those who can cause one harm. In this instance, one may
keep silent to give the impression that one is slow-witted and has nothing
to say. Such silence may be a result of the psychological damage inflicted by
habitual silencing or it may be a conscious strategy to appear more deferen-
tial and less knowing than one actually is.37
Privileged individuals adopt a similar strategy to indicate that they regard
their ignorance of some issue to be unproblematic. Sometimes, the silence
of white people in the context of discussions of race belongs to this cate-
gory. White silence, in these instances, is not indicative of attentive listening.
Rather, it communicates that one thinks that one should not be expected
to know anything about the topic, and, therefore, to be able to make a
meaningful contribution. It thus implicates that white people are blame-
lessly ignorant about race (DiAngelo, 2012; Applebaum, 2016).
The third, and final, family of silences I wish to discuss concerns silence
on occasions where there is a standing and generic expectation that speech
will be present, although these have not been preceded by specific solicita-
tions that one speaks. These silences too can be a form of protest which
works by creating surprise, or discomfort, or by drawing attention to some
of the features of the usual speech that go unnoticed until it is replaced
with silence. Hence, for instance, silent protests in Ecuador were intended
to communicate, by being patently different from it, that dominant public
122 Alessandra Tanesini
speech was toxic because of its reliance on strong men and alleged saviors
(Fitz-Henry, 2016, p. 11). Performances of stillness and quietness in public
spaces where bustling noise is generally expected also communicate similar
messages.38 The use of silence by teachers overtly to communicate to stu-
dents the acceptability of patterns of speech that include long silent pauses
is another example of silence which acquires its eloquence through defying
standing expectations.39
I hasten to add that the power of silence as a tool of dissent is not without
its limitations. It is not a coincidence that it is primarily used by those who
are powerless and as a weapon of last resort. It is often a strategy to deflect
violent reprisals by making it apparent that one’s protest is peaceful, and to
unify groups of demonstrators who may not share a common view of the
alternative to the status quo (cf., Ranjbar, 2017).
Nevertheless, silence can be a successful form of dissent. In what follows
I focus on two of its features that promote its effectiveness in the expression
of disapproval and disagreement. The first contributes to explaining why
silence can be used to communicate censure and disdain. The second may
be one of the reasons why silence is often chosen by those who are relatively
powerless in a given situation.
In the second section of this chapter I have noted that even if we grant that
audiences have a defeasible obligation to make manifest their dissent with
speakers, it does not follow that such disagreements must be verbally com-
municated. Here, I want briefly to press the point further by arguing that
silence on some occasions can be more powerful than speech in expressing
dissent. It has been noted that oppressive speech is often hard to reverse;
when appalling claims have been made salient, it is nearly impossible to
restore the conversation to the point before their utterance (McGowan,
2009; Simpson, 2013). Those who have lamented this situation have often
focused on verbal objections as a way of reversing the accommodation of
moves that are oppressive.
There are many factors that make it hard to cancel out the pernicious
influence on conversations of speech that subordinates. In some contexts,
as I have argued in the second section earlier, silence may be more effective
than rational dissent. The person who verbally objects to oppressive speech
because she engages in rational debate, indicates by her actions that the
objectionable speech at least deserves to be treated as a contribution to the
discussion. The person who, instead, keeps silent in response can succeed
in conveying that what has been uttered is beyond the pale. She may thus
force the initial speaker to take back what he said. Or, failing that, she may
compel him to ignore studiously the claim he just made, if he wants the con-
versation to continue. Silence is thus a way of censuring those whose speech
is perceived as being unacceptable. This kind of silent treatment can be used
to silence those whose views are at odds with those of the majority. How-
ever, as I indicated above, it can also work as a powerful way of canceling
out some of the effects of oppressive speech.
Eloquent Silences: Silence and Dissent 123
Finally, eloquent silences, I have argued, often communicate by show-
ing what one means by them. They communicate because they involve
the intention to have an effect on an audience as well as the intention to
make the agent’s commitment to a content manifest and to make this very
intention also publicly observable. Further, these silences are instances of
showing because they enact the contents that they communicate. So, the
person, who is silent meaning that she is still mad, shows her annoyance.
Her interlocutor can see that she is mad at him, as well as being aware
of her intention to make it manifest that she intends to make it publicly
accessible that she is still mad at him. Similarly, the person who keeps
silent to highlight the fact that he has been silenced shows what he means.
He intends to make public his protest that he has not been allowed to
speak, and to also make it manifest that this is his intention. He does this
by displaying the very silence to which he has been confined as an object
for others to attend to. Metaphorically speaking, he displays his silence on
the charger.
Showing is in some circumstances the most effective tool because, unlike
telling, it does not require that the target audience trusts the speaker. Ordi-
nary acts of telling require that the receiver of the testimony takes the
speaker to be both competent and sincere. However, members of subordi-
nated groups are often, because of prejudice, not credited with the amount
of credibility to which they are entitled (Fricker, 2007). In addition, members
of subordinated groups also often suffer from what Mary Kate McGowan
(2014) has identified as sincerity silencing. This occurs when speakers are
not recognized as being sincere. Women’s refusals of sexual advances are
often interpreted in this way. The person who makes the advance often
understands the woman’s “no” as a kind of refusal. But he does not think of
her as being serious. Instead, he may presume that she is coy or playing the
“hard to get” game. In so far as showing does not require that communica-
tive success is even in part based on a recognition of the speaker’s intention
or on an assessment of her sincerity, it is a possible way to bypass some of
the negative effects of prejudice that prevent effective communication.
In sum, whilst speaking out is in many contexts the most effective way of
expressing one’s dissent from, or disagreement with, prevailing views, there are
other circumstances in which silence is an effective way of protesting, refusing
or dissenting. In these instances, silence can speak louder than words.40
Notes
1 This protest was organized in 2011 at UC Davis by students objecting to the deci-
sions made by the University Chancellor to call the campus police in response to
previous protests (cf., Hatzisavvidou, 2015).
2 My focus is on literal silence. Some of the sociological literature on silence is
concerned with elephants in the room. These are taboo topics about which peo-
ple are silent whilst being extremely loquacious (cf., Zerubavel, 2006). I shall
ignore these cases.
124 Alessandra Tanesini
3 Since silence does not use language, it is awkward to refer to some silences as
speech acts. In what follows I avoid this tension by using “illocutions” rather
than “speech acts” to refer to units of conversation. The two terms are used
interchangeably by others (e.g., Green, 2015, p. 6).
4 Some forms of speech extractions are unjust, whilst others are unproblematic.
Speech which is elicited by coercion or manipulation is paradigmatic of the first
kind.
5 Silence also stands in contrast to the noise characteristic of contemporary lives
in which we are bombarded with advertising, music, the web, television, and the
printed press.
6 I owe the expression to Michal Ephratt (2008).
7 Grice distinguishes four ways of failing to fulfill a conversational maxim and
thus to adhere to the Cooperative Principle. One may quietly violate the maxim
and thus mislead one’s interlocutors. One may opt out and indicate that one is
unwilling to cooperate. There may be a clash between different maxims so that
they cannot all be fulfilled. Finally, one may make a public display of failing to
fulfill a maxim and so flout it. This latter situation often generates implicatures
(Grice, 1989, p. 30).
8 A person is locutionarily silenced if she is literally prevented from carrying out
the locutionary act of uttering words; for example, if she is gagged (Langton,
1993).
9 Alternatively, one may think of these silences as being part of the communica-
tive exchanges. Nothing much hangs on this in my chapter as I shall not discuss
ceremonial or ritualized silences.
10 There may be cases when a person does communicate through a sustained hesi-
tation. My point here is that at least some hesitations are not instances of com-
munication, although they provide interlocutors with evidence of a person’s
mental state.
11 There are other instances where hesitations may be eloquent because the silent
person intends her silence to show her pain and to make that intention itself
manifest to her interlocutors.
12 Elicited speech is speech which one utters to fulfill the communicative and per-
locutionary intentions of another speaker which are directed towards oneself.
A communicative intention is an intention to change a person’s beliefs (partly
at least) through his recognition that this is one’s intention. A perlocutionary
intention is an intention to make another person do something partly through
his recognition of one’s intentions. See McKinney (2016, pp. 267–271) for this
notion of elicitation.
13 Sometimes being able to show disengagement without penalty is one of the privi-
leges of so-called white silence (DiAngelo, 2012, p. 7).
14 I borrow the example from Saville-Troike (1995, p. 9)
15 On white silence, see (DiAngelo, 2012; Applebaum, 2016).
16 What counts as unusually long varies from speech community to speech com-
munity (Sacks, Schegloff, & Jefferson, 1974).
17 For example, J. L. Austin noted that we can warn or protest by non-verbal means
and mentioned hurling a tomato as a way of protesting (Austin, 1976, p. 119).
18 There are many more which I am not considering here but none seem to preclude
silence being an illocution.
19 These requests can be misunderstood. However, interlocutors seem to assume
that a speaker who is silent is cooperative. Thus, they default to treating the
silence as a request which they cooperatively accept. If the silence continues for
too long, interlocutors may explore other possibilities such as that the speaker
may not have heard or may be refusing to continue the conversation.
Eloquent Silences: Silence and Dissent 125
0 Davis (1992) is often taken to have established this point conclusively.
2
21 Widely discussed examples are those of people speaking in the absence of an
audience or of the person proclaiming his innocence whilst knowing he will not
be believed (Green, 2007, pp. 59–63).
22 The nature of these contents is somewhat indeterminate.
23 However, I return to the idea that illocutions can show their contents in the third
section. Eloquent silences often have this feature. It is in my view key to their
effectiveness as acts of dissent.
24 Cooperation and the fulfillment of another’s communicative and perlocutionary
intentions are related but are not the same. A person may be cooperative and yet
frustrate another’s perlocutionary intentions.
25 Ephratt (2012) offers several examples of silences that satisfy the principle. He
is, however, employing a very capacious notion of silence including changing the
topic of conversation.
26 That said, one could argue that the principle should not apply to these cases
since these are not talk exchanges with agreed purpose or direction.
27 There is a growing literature on silencing following Langton’s now classic (1993).
The issue of silencing is, however, orthogonal to my concern here since it high-
lights how some people’s contributions to debate are blocked or undermined.
28 The notion of acceptance here is weaker than that of belief. The interlocutor
may accept a claim for the purpose of the ongoing conversation without believ-
ing it.
29 I shall not consider here the broader question whether other kinds of silences
which are not themselves communicative can be presumed to indicate assent.
30 Overtness requires a self-referential intention to make a commitment to a con-
tent manifest and to also make this very intention manifest.
31 Those who discuss this feature of the practice of assertion usually develop it
either in terms of Stalnaker’s notion of a common ground (1999, 2002) or David
Lewis’s notion of a conversational score (1979). These are different ways of
explaining kinematically changes in what is taken to be accepted or permitted in
an evolving conversation.
32 This is not always so, however. The ability to maintain silence without discom-
fort is often a sign of intimacy.
33 I say “usually” because silence in response to a directive may communicate assent.
34 Speech is extracted when the elicitation undermines, bypasses, or overrides the
agent’s will (McKinney, 2016).
35 These silences often are violations of the Co-operative Principle.
36 However, some of these self-chosen silences are forms of self-censure for the pur-
pose of self-preservation. Unlike cases of testimonial smothering when a speaker
curtails her testimony because of her knowledge that the audience is not capable
of genuinely hearing what she says (Dotson, 2011), in these examples a speaker
fears that her audience will use her words to harm her. Medina has argued that
these silences should be thought as a kind of hermeneutical injustice because the
victim, even though she has the expressive resources to communicate her experi-
ences, is coerced into silence (Medina, 2013, pp. 101–104).
37 Collins mentions some of these silences in her discussion of Afro-American
women who worked as house servants (1991, p. 53 and pp. 142–143).
38 Here belongs the silent reading of banned books in public spaces that took place
in Thailand in 2014 (Fitz-Henry, 2016, p. 2) as well as the standing man’s pro-
tests in Turkey.
39 See Montoya (2000) on the deliberate use of silence to give legitimacy to the
speech habits of some minority communities which value silence rather than the
quick fire responses adopted by other ethnic groups.
126 Alessandra Tanesini
40 I would like to thank Casey Johnson for organizing a wonderful workshop on
the topic of this volume. I am also grateful to the Humanities Institute at the
University of Connecticut for hosting the event and for making my participation
possible. Finally, I am indebted to all workshop participants for their helpful
comments, insightful presentations, and joyous company.
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8 Epistemic Arrogance and the
Value of Political Dissent
Michael Patrick Lynch
Introduction
Dissent takes many forms: from marching down Pennsylvania Ave., to
refusing to stand for the national anthem at a football game. But it can also
take explicitly discursive forms, such as when we publicly voice our political
disagreements in speeches, rallies, and on social media platforms.
It seems clear that voiced explicit disagreement—online and off—has
political value; in democratic politics at least, its existence is typically taken
as a (defeasible) sign of a healthy republic. But over and above its purely
political value, disagreement can also increase our knowledge and bring to
light truths of political importance. It has epistemic value, in short.
In this essay, I examine four different reasons for thinking that political
dissent has epistemic value. The realization of this epistemic value hinges in
part on what I’ll loosely call the epistemic environment, or the environment
in which individuals come to believe, reason, inquire, and debate. In par-
ticular, to the degree that our social practices encourage and even embody
an attitude of epistemic arrogance, the epistemic value of dissent will be
difficult to realize. Ironically, it is precisely then that dissent is most often
needed.
Preliminary Definitions
“Dissent,” like all interesting and important philosophical words, is slippery.
For purposes of this chapter, I’ll understand it as publically expressed criticism
or disagreement directed at the (perceived) consensus view of a particular
130 Michael Patrick Lynch
group, or a view under consideration for adoption by decision-makers, for
the purposes of influencing belief and action relevant to that view.
Such a characterization is obviously meant to be inclusive, but it serves
to distinguish dissent from other kinds of criticism we may wield in public
discourse. Dissent is aimed, to put it bluntly, at those at least perceived to be
powerful, whether that power results from a consensus view or brute politi-
cal authority. Moreover, it is done with a particular intention. Criticism can
be voiced for a variety of reasons—to intimidate, to express one’s hostility
to others or solidarity with kindred spirits. Dissent, while it might do any
or all of these things, is meant to dissuade, persuade, or otherwise cause
a change in a particular policy. And finally, it is publically voiced. Critical
thought alone is not dissent in the sense intended here. Dissent is voiced or
otherwise expressed in a manner that is at least meant for the consumption
of others, whether or not it actually reaches their minds or hearts.
Nonetheless this definition leaves room, as is fitting, for a plethora of other
distinctions. For one thing, the publicity condition is a matter of degree—
my dissent to a departmental policy might only be voiced to a smattering of
my colleagues or it might be shouted from the pages of a local newspaper.
And dissent in the above sense could be either non-discursive (the upraised
fist) or it can be explicitly discursive (as in a U.S. State Department “Memo
of Dissent”). And it can happen in different realms. A scientist can dissent
from the consensus view on a particular topic, a historian from her profes-
sional association’s views, and a citizen can dissent from his government
policies or laws.
My focus in what follows will be on a particular kind of dissent: discur-
sive political dissent (or DPD where we need an acronym), that is, argumen-
tative dissent directed at influencing policy and policy beliefs. By a policy
belief, I mean beliefs about which policies are in a public’s best interest. And
by argumentative or discursive, I mean dissent that expresses an argument,
whether elliptically—as on a protest sign—or directly, by way of a speech,
or pamphlet, or op-ed. We’ll be interested in both particular acts of DPD as
those just mentioned and in various institutional social practices that sup-
port, directly or indirectly, such acts, including those found in journalism,
political parties, publishing, standards of academic freedom, and the law.
This is a familiar kind of dissent in liberal democracy. It is hardly the only
kind, as non-discursive actions like work slow-downs or boycotts make
clear. But it is the kind of dissent to which the question of epistemic value
applies most frankly and obviously. For insofar as it is directed at getting
people to see, that, e.g., the Trump administration’s immigration policies are
not in the nation’s best interest, it can be sensibly asked whether, how, and
in what way, dissent of this form can be epistemically, as well as politically,
valuable.
We can distinguish two kinds of epistemic value. One kind is consequen-
tialist. Something has epistemic value in this sense when it has good epis-
temic consequences, as when it increases our knowledge, or justified beliefs,
Epistemic Arrogance 131
or simply results in our believing more truths. The day-to-day practices
of normal scientific inquiry are presumably epistemically valuable in this
sense. Another kind of value is deontic. Something has epistemic value in
this sense when it in some way contributes to our becoming more respon-
sible epistemic agents or knowers—either by giving us more capacity to
better perform as such agents, or as a constitutive element of responsible
agency itself. Perhaps the most basic reasons to think that acts of DPD have
epistemic value are consequentialist in nature. We’ll take a look at two such
arguments next.
Merely legal guarantees of the civil liberties of free belief, free expres-
sion, free assembly are of little avail if in daily life freedom of com-
munication, the give and take of ideas, facts, experiences, is choked by
mutual suspicion, by abuse, by fear and hatred.
(Dewey, 1939)1
Epistemic Arrogance
In order to defend this claim, let me first say what I take epistemic arrogance
to be. Then I’ll discuss why certain communicative practices encourage it
and therefore corrupt the epistemic environment in a way that blunts the
epistemic value of dissent.
As I understand it, epistemic arrogance is a complex social-psychological
attitude that contrasts with what is sometimes called open-mindedness and
with what others have called intellectual humility (Christen, Alfano, &
Robinson, 2014; Church, 2016; Tanesini, 2016; Whitcomb et al., 2015).2
Like other social attitudes, it is associated with certain characteristic behav-
iors and motivations. Thus, in order to appreciate its character, it can be
helpful to illustrate various features of the attitude via example. Consider:
Dogmatic Listener: you often have coffee with a colleague, and some-
times talk about politics. When you disagree, he does not interrupt, and
he politely responds to the points you make. But he never changes his
view or even admits that he might need to think of things from a different
134 Michael Patrick Lynch
perspective. Over time you realize he is not actively listening to what you
say. He is only waiting his turn to speak.
The Dogmatic Listener is civil, even pleasant, but he nonetheless displays
a key feature of epistemic arrogance. He fails to be “aware of [his] fal-
libility as a believer, and to be willing to acknowledge the possibility that
anytime [he] believes something, it is possible that [he] is wrong” (Riggs,
2010, p. 180).
The phenomenon I’m calling epistemic arrogance, however, has other fea-
tures. It extends beyond mere failures to recognize one’s fallibility. When
people adopt the attitude of epistemic arrogance, they also fail to assign
epistemic blame and credit appropriately. Two examples illustrate how this
can occur:
Blamer: your aunt is deeply biased on certain matters pertaining to race
and class. As a result, she often rushes to judgment faster than the evi-
dence warrants on issues on which such matters are relevant, resulting in
mistakes. She is willing to change her views when presented with reason-
able arguments or evidence that she is mistaken about the subject, but she
never admits those mistakes have to do with her own biases or limitations.
She always insists the blame lies with someone else, who gave her wrong
information.
Mansplainer: you are pressing a point on a professional acquaintance.
He argues back at first, but eventually says, “oh yes, now I see that you are
right,” and proceeds to lay out your point in his own terms, all the while
insisting that he has discovered the “real” flaw in his earlier position.
BLAMER is not just unaware of her own biases; she is not attentive to
the role they play in her cognition. Moreover, she assigns ultimate epistemic
blame elsewhere; what she attributes to credulity is really due to racial bias.
MANSPLAINER, on the other hand, is aware that he can be wrong,
admits mistakes, and may even own that they are due to his own limitations.
But he is (at least not in this case) willing to admit that his error was due
to evidence supplied by someone else. Put differently, he is listening, maybe
even learning; but he is does not regard himself as learning from you. He
sees his beliefs as being improved by his own genius, and improperly takes
epistemic credit.
The attitude I’m calling epistemic arrogance can be roughly described as
an unwillingness to regard your worldview (or some aspect of it) as capable
of epistemic improvement from other people’s knowledge or experience.
People who are epistemically arrogant are know-it-alls. That’s a motivat-
ing state—it motivates you to not only stop inquiring, but at its extremes,
to brook no objection to your views. To be epistemically arrogant is to be
dogmatic in the common sense of the term.
Epistemic arrogance is second personal (Darwall, 2006).3 That’s because
it is both a self-regarding and an other-regarding attitude.4 It is obviously
self-regarding by being an orientation towards one’s own worldview. But it
is other-regarding in that it is an attitude that, by definition, is towards that
Epistemic Arrogance 135
worldview’s relation to other people. One can’t adopt the attitude of epis-
temic arrogance on an island so to speak. It is essentially a way of regarding
yourself in relation to others.
In this way it is analogous to contempt. Being contemptuous of religion,
for example, means more than believing (or being disposed to believe) that
any given religious belief is false. To be contemptuous in this way is to
regard religious worldviews as being unworthy in certain respects, and to
see those who have them as perhaps feeble-minded, or deluded, or both.
To have contempt towards religion (or a political ideology, like Marxism)
is to have a distinctive kind of negative orientation to forms of life that
embody it.
Of course, you can be epistemically arrogant with regard to some aspects
of your worldview and not others. Aspects are rough domains or pluralities
of commitments, such as your religious, political, moral, epistemic, culi-
nary, scientific, or yes, philosophical commitments. Aspects are not single
beliefs or propositions. It is not an aspect of your particular worldview that
you believe that two and two are four, nor is it something towards which
one (typically) has an orientation, just as it is rare for someone to be con-
temptuous of just a single religious or political belief. It can happen, but
more often, contempt spreads widely from commitment to commitment.
The same is the case with epistemic arrogance.
Notes
1 Also in Dewey, John, “Creative Democracy: The Task Before Us,” in J. A. Boydston
(ed.), The Later Works of John Dewey, 1925–1953, vol. 14: 1939–1941, Essays
(Carbondale, IL: Southern Illinois University Press, 1981a): 224–230 at 227–228.
2 “Intellectual humility,” as I understand it, is a technical term whose meaning
and reference is still under negotiation within both philosophy and psychology.
Like many other technical terms, it has been introduced in the hope of more per-
fectly picking out assorted phenomena only imperfectly picked out by ordinary
language.
3 Note that treating epistemic arrogance as a second-personal attitude means it is
not a trait. Traits are stable dispositional qualities of a person; unlike traits, atti-
tudinal orientations need not be stable or even consistent.
4 For a related point about intellectual humility, see Priest, Maura, “Intellectual
Humility as an Interpersonal Virtue.” Ergo (Forthcoming).
References
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intellectual humility. In A. Herzig & E. Lorini (Eds.), Proceedings of the European
conference on social intelligence (pp. 40–49).
Church, I. M. (2016). The doxastic account of intellectual humility. Logos and Epis-
teme, 7(4), 413–433.
Darwall, S. L. (2006). The second-person standpoint: Morality, respect, and account-
ability. Cambridge, MA: Harvard University Press.
Dewey, J. (1939, October, 20). “Creative democracy—the task before us,” address
given at a dinner in honour of John Dewey. New York.
Fernbach, P. M., et al. (2013). Political extremism is supported by an illusion of
understanding. Psychological Science, 24(6), 939–946.
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the Internet inflates estimates of internal knowledge. Journal of Experimental Psy-
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Oxford University Press.
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bridge: Cambridge University Press.
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alone. New York: Penguin.
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phy and Phenomenological Research, 91(1).
9 Emancipatory Political Dissent
in Practice
Insights From Social Theory
Rachel Ann McKinney
Introductory Remarks
Here is a common picture of dissent (and it really is a picture—an image,
representation, or fantasy—rather than anything like a theory or model, let
alone a description of reality). A consensus that P seems to have emerged in
a public forum. P is not unanimous but there is an obvious majority opin-
ion, common view, or orthodoxy in the air that P. Deliberation has largely
closed—most people, for the most part, appear to have made up their minds
that P. This has practical consequences: people in the forum act on P or are
prepared to act on P—perhaps by putting P to a vote, or letting P guide their
actions, or using P as a ground for other beliefs or inferences. So there is,
generally, an equilibrium such that P is accepted.
Then, an individual (a dissenter, if you will) raises their hand to offer an
objection. P isn’t true, she says. Instead, not-P. And she gives some reasons
why not-P: reasons like Q, R, S. Our dissenter thereby offers arguments
against P, articulating claims and appeals to publicly accessible evidence
that suggest or entail not-P. Perhaps she also takes up what we might call a
campaign against P—in addition to developing a platform with compelling,
persuasive, and plausible arguments against P, she tries to get committed P
believers/voters/actors to consider whether not-P, she mobilizes those in the
forum who had no opinion on the “P or not-P?” question to the not-P side,
she organizes or codifies a bloc, party, or caucus around the platform that
not-P (because: Q, R, S). Maybe the campaign grows contentious, and the
P-ers move to negotiation or bargaining tactics.1 Perhaps they employ some
economic, political, or social pressure against P—demonstrations, boycotts,
strikes, blockades aimed at changing the equilibrium about P. Under such
conditions it seems as though the consensus around P has been disrupted.
At this point things may start to shift. If the other members of the forum
take Q, R, and S to be compelling, persuasive, and plausible, this may enact
a recalibration among participants in the forum regarding the acceptance of
P. People may become less sure of their original belief that P. Public opinion,
sentiment, and behavior adjust to accommodate the possibility that not-P.
People see that others they trust and find competent change their mind,
Emancipatory Political Dissent in Practice 141
giving them reason to change their own minds. Or perhaps members of the
forum do not change their minds but come to be motivated by incentives
or sanctions to shift from P—they switch sides as part of a negotiation,
say.2 And then there might be reaction and counter-reaction: proponents
of P might offer counter-arguments against Q, R, S, and further indepen-
dent new defenses of P. They might develop their own platforms, parties,
blocs, or their own set of more contentious maneuvers: counter-recruitment,
counter-demonstrations, and so on.
This is a fairly standard, if idealized, story about the nature and origins of
disagreement in deliberative democracy. Elements of it can be found in Mill,
as well as more contemporary theorists including Habermas and McCarthy,
Stanley, Haslanger, and Fricker.3 Call it the 12 Angry Men theory of political
dissent. Like the play by the same name, dissent here seems to originate in open
challenge—when the speaker raises her hand to say: not-P (and here’s why).4
Once the dissenter speaks openly, the real struggle can begin—arguments to
and fro, political alignments, emotional appeals, bloc voting, escalation to
negotiation/bargaining, and so on. Dissent on this picture is a move that initi-
ates contention within a public cooperative deliberative context, structured as
a single conversation, where there was previously consensus.
Parts of the story are under-described. A forum is never a mere aggregate
of individuals and their attitudes: a group is always structured by back-
ground conditions—e.g., prior interactions, physical relations, and geogra-
phy; norms and conventions, social roles, institutions, modes of production,
power, and so on. Further, a forum rarely consists of complete strangers
who do not or cannot communicate other than via their participation at the
time of the forum itself. We talk to each other, share projects, and inhabit
space alongside one another—we share a civil society.
Nevertheless, parts of the 12 Angry Men story surely ring true. For some
in the forum (the P voters), it surely seemed as though contention started
with the public voicing of dissent.5 It probably seemed as though there was
consensus and then suddenly, out of nowhere, disagreement. And it surely
seemed as though collective action against P happened after the public voic-
ing of not-P: that’s when we saw the formation of aboveground coordination
and expression in the form of the development of a platform, campaigns,
bloc voting, demonstrations, threats of boycotts and exit, and so on.
But it’s likely that the not-P voters would tell the story differently. It’s plau-
sible that they would reply: first, P was never actually consensus. It may have
appeared so, but this appearance is misleading: people can and do disagree
privately with all sorts of views with which they are not seen as openly dis-
agreeing.6 Second, it’s plausible that many of the not-P voters knew P wasn’t
actually consensus from the beginning: after all, if I am a not-P voter, I know
of myself that I don’t believe P—that is enough for me to know that P is not
unanimous. And third, given that members of a forum likely know each
other, talk to each other, share some assumptions and a lifeworld, it’s plau-
sible that many of the not-P voters had communicated with each other about
142 Rachel Ann McKinney
the status and nature of P before the forum convened. Perhaps this commu-
nication took subtle forms: eye-rolling when P is asserted, grumbling when
flyers presupposing P are posted around town, bathroom graffiti proclaiming
“NOT-P!!”. Or perhaps the expression was more articulated: dinner table
fights about the evidence for not-P; off-the-record appeals to Q, R, and S;
hushed complaints about the stupidity of P and the obviousness of not-P
given Q, R, S.7 But the basic claim here is the same: just because dissent isn’t
openly visible doesn’t mean it isn’t there in the world, with a life of its own.
In this chapter I’m going to try to uncover this latter story—the origins
of dissent before it becomes “voiced”—that is, before it is public, collec-
tive, and recognized, especially by those in power. I’m going to suggest that,
among other things, the above description of the story gets the order of
operations wrong. Rather than initiating contention, open collective public
dissent comes late in the game of social struggle. The speaker in our story
did not emerge ex nihilo, ready and able to publicly articulate a claim and
defend it with a set of arguments—let alone ready and able to align with
others in defense of collective action on the basis of a shared commitment
to it. Under actual conditions, open collective public dissent is prefigured
by a field of thought, discourse, and activity less visible, identifiable, and
overt that prepares agents at the bottom of a social hierarchy for the tasks
of speaking and acting against the conditions (symbolic and otherwise)
that they find themselves in. Such activity is both discursive and practical.
It includes discourses like gossip, rumor, graffiti, anonymous or pseud-
onymous publication, myth, and folklore, as well as practical activity like
foot-dragging, pilfering, desertion, evasion, shirking responsibilities, false
compliance, feigned ignorance, and sabotage. In this chapter I will provide a
review of some of the relevant social theory for philosophers who might not
be familiar, and suggest that in order to understand this thing—“dissent”—
we must understand the conditions that prefigure it, set its parameters, and
make it possible. I describe emancipatory political dissent as “speaking truth
to power” that emerges from a field of activity that is paradoxically unspo-
ken, untrue, and unaddressed to power. From this field of activity, agents
are able to develop ways of challenging and upending the unjust systems in
which they find themselves.
There is a simple argument from the premise that belief is not under our
direct voluntary control to the conclusion that ‘negatively privileged
groups’ will acquire the flawed ideological beliefs of the ‘positively priv-
ileged group.’ The positively privileged group will control the dominant
narrative. If the positive privileged group controls the dominant nar-
rative, then the testimonial evidence of authorities will be the ideology
of the positively privileged group. That is the mechanism by which the
flawed ideology of the positively privileged group comes to be held by
the negatively privileged groups. The negatively privileged groups are
not exposed to an alternative ideology.13
Stanley then gives examples of elites duping the public—the Iraq War
is a paradigm here. Stanley claims that, “the psychology of persons is not
naturally suited to pursue autonomy, either of belief or action,” and as such
people are easily manipulated by those in authority. Stanley continues:
There are not many multiply replicable results in social psychology. But
one result that stands out in terms of both its robustness and its bearing
144 Rachel Ann McKinney
on the issue at hand shows that the psychology of persons is not natu-
rally suited to pursue autonomy, either of belief or action. These are
the well-known results of Yale social psychologist Stanley Milgram in
the 1960s. Milgram’s large body of experimental work on obedience
to authority provides strong evidence that the assertions of authority
figures are accepted even in the face of explicit counter evidence.
The challenge in explaining why negatively privileged groups would
accept the ideology of the highly privileged group is that negatively
privileged groups have clear evidence that the ideology is false. They
see around them instances of social injustice that are caused by that
ideology. But we see in the Milgram experiments that the true experi-
mental subjects, those administering the shocks, were also given ample
evidence throughout that their actions were wrong . . . by a large
majority, the real subjects nevertheless persisted in applying the electri-
cal shocks. They did so because of their uncritical acceptance of the
scientist in charge’s claims of the moral acceptability of their actions,
despite clear evidence to the contrary. . . . Milgram’s work supports the
view that the ‘uncritical acceptance’ of the claims of authority figures,
especially when delivered in the language of pseudoscientific expertise,
is the norm rather than the exception. Thus Milgram’s work provides
some evidence of at least many groups’ susceptibility to a technicist
ideology.14
The claims made here bear repeating. Again for emphasis: the psychology
of persons “is not naturally suited to pursue autonomy, either of belief or
Emancipatory Political Dissent in Practice 145
action,” those at the bottom of social hierarchies “are not exposed to an
alternative ideology” (let alone agents who develop their own alternatives
in the form of, e.g., class consciousness), in experimental settings people
“uncritically accept” the moral permissibility of cruelty and domination on
the basis of authority in the face of explicit counter-evidence, and members
of “negatively privileged groups” are “incapable of acting against the very
system that oppressing them.”
This analysis of political ideology is deeply fatalistic. How, in such a struc-
ture, are agents able to acquire the knowledge necessary for understanding
the social world, let alone acting together to change it? How is emancipa-
tory political dissent possible?
Luckily, the history of social struggle gives us reason to be skeptical of
such a picture. Pursuing autonomy of belief or action—thinking for your-
self, acting on your own will—is not contrary to the nature of persons,
even and especially subaltern persons. Indeed, it is what makes us moral
and political agents in the first place, and what makes the working class the
engine of history. People at the bottom are not quarantined from alternative
ideologies. Under the right conditions they are the ones who create alter-
native ideologies! Oppressed people do not uncritically accept the moral
claims of authorities—they don’t blindly trust the elite’s interpretations of
the world. They are instead ambivalent about the moral claims the powerful
make, sometimes performing strategic ambiguity while developing and act-
ing on their own oppositional interpretations. Finally: people at the bottom
are not “incapable of acting against the very system that oppresses them.”
They may not do so (or may not do so overtly, as we see below), but this is
not because they lack the capacity—it’s because they haven’t seen a useful
opportunity, or haven’t been able to coordinate well enough with others,
or the risks of doing so publicly are too high at the moment. We shouldn’t
mistake the practical challenges of resistance for epistemic deficits.16
This is all just to say that we should be suspicious of attempts to ground
consensus and dissent in some equilibrium state of mass acceptance that
mimics acceptance of a proposition for the purposes of a cooperative con-
versation. Modeling consensus as mutual knowledge or common ground
runs the risk of misdescribing the lay of the land. and obfuscating the very
political phenomena we’re interested in understanding in the first place. We
need a story of the origins of dissent that can help make sense of how people
actually do change the world around them.
Luckily, social theory is here to help. Here I will review some of the lit-
erature on the complex field of relations, actions, spaces, and discourses
that constitute the background conditions of consensus and dissent. I will
focus on emancipatory political dissent—dissent that aims at changing a
social structure to more readily manifest conditions of justice. Such politi-
cal dissent is typically but not exclusively addressed by agents to states,
regimes, institutions, or policies/practices thereof. Below I hope to give some
resources for helping us understand the nature of such interaction.
146 Rachel Ann McKinney
Emancipatory Political Dissent
Against the preceding picture that posits dissent as a relation to a diffuse
discursive object (“consensus” or “the social imagination” or “ideology”),
I suggest we think of political dissent as a relation between discourse
communities—in particular, between a public and a counterpublic. In this
chapter I will focus on emancipatory political dissent as a characterization of
social or political opposition that develops in a counterpublic. In the prac-
tical realm such opposition is not (just) rejection of some widely accepted
propositional content (e.g., P in favor of not-P) but challenge to a practi-
cal state of affairs—e.g., a structure of conventions, norms, expectations,
institutions, or regimes that constrain and enable thought and action. Such
thought and action includes but is not reducible to propositional content.17
To this end, within the political realm, dissent is a practice of both voice
and influence. It is a practice of voice insofar as it constitutes expression:
e.g., a speaker making her point of view known.18 This is obvious in the
parlance of a common idiom of the left: dissent is about speaking truth to
power. This idiom will be a useful heuristic for us going forward. Political
dissent is also a practice of influence because it is not merely expressive—it
also seeks to enact social or political change. Such change might involve
persuasion—e.g., changing hearts/minds—but also changing laws, norms,
policies, institutions, habits, expectations, behavior, and so on.19 Because
under non-ideal conditions mere words (“voice”) are unlikely to motivate
agents and institutions to change, material, social, and economic pressure
is often used to back up expression of dissent on practical states of affairs
(e.g., “influence”).20
In a democracy, we are likely to think of political dissent as a feature
of the public sphere: as overt speech or action done in the open against
something like orthodoxy, consensus, dominant ideology, or popular opin-
ion.21 Familiar examples that draw out the “voice” dimension of dissent in
the public sphere include letters to the editor, public speech at a town hall
meeting, flyering, pamphleting, displaying signs or flags, publishing essays
or books. Public examples that draw out the “influence” dimension of dis-
sent include voting, campaigns, petitions, legislation, advocacy, calling con-
gresspeople, and court filings. Examples of public dissent aimed at influence
outside the mechanisms of the state may involve activity that is a little row-
dier: e.g., demonstrations, teach-ins, civil disobedience, strikes, boycotts,
and blockades.22 As can be seen from these examples, influence often occurs
via “people power”—through the formation of a group, party, association,
coalition, or movement willing and able to create incentives and sanctions
against a regime (e.g., a state or legal structure) and its actors through col-
lective action.
At this point we reach an ambiguity. Some dissent—much of it famil-
iar from the history of democracy—is emancipatory. The English term dis-
sent arises, for instance, with the English Dissenters during the Protestant
Emancipatory Political Dissent in Practice 147
reformation: dissent “from below” against unjust authoritative orthodoxy.
This usage further finds resonance in the history of egalitarian thought and
action—e.g., the history of the American, French, and Haitian revolutions,
the labor movement, the abolitionist movement. But while dissent is a mech-
anism for achieving social change, such change need not be emancipatory. It
need not aim to make conditions freer or more equal, just, humane. It may
in fact aim for the opposite.
Reactionary and revanchist movements often also appear as dissent “from
below” against a state or legal regime—they are superficially similar to and
often contemporaneous with the liberatory movements described above.
The Louis Napoleon of Marx’s 18th Brumaire is a good example. Donald
Trump is another. Such movements evolve to produce claims and practical
action against the powers that be toward political goals of restored empire
or monarchy, expanded or repossessed territory, religious conquest, absolut-
ist monarchy, social domination. Trumpism in 2017 America, for instance,
opposes the professed commitments to racial egalitarianism of both the
state and mainstream liberal society—e.g., residential and school integra-
tion, immigration, ameliorative projects like affirmative action, as well as
“p.c.” cultural expressions like television and movies featuring people of
color—and seeks to alter the social structure to more thoroughly recognize
and defend the “superiority” and “sovereignty” of whites. Trumpism is, in
this way, dissent against a social structure with the aim of making it less just,
equal, humane, or free.
Both liberatory and reactionary social movements have the formal
characteristics of collective, public, often contentious voice and influence
against a state regime. It is therefore tempting to group reactionary move-
ments together with liberatory movements. I reject this move. In this chapter
I will ask us to distinguish between liberatory and reactionary social move-
ments, and thus to distinguish emancipatory political dissent from reaction-
ary political dissent. The object of analysis here is the former: voice and
influence by a liberatory social movement against an unjust social structure.
A moralized conception of political dissent like the one on offer provides
the following proposal. Political dissent is a social mechanism of voice and
influence with liberatory democratic potential: it is a means by which a
public can give feedback to a regime toward realizing human interests in,
e.g., justice, liberty, equality, and welfare that a social structure (e.g., a state
or legal regime) does not yet embody.23 On this conception political dis-
sent is a mechanism for the (possible, not inevitable) realization of moral
progress. Reactionary political dissent, by contrast, is a malfunction of such
a mechanism.24 A full defense of this position is outside the scope of this
chapter, but the very concept of moral progress requires us to be able to draw
such distinctions in the first place.25 Following this line of thought, I hope to
sidestep the question of how reactionary and liberatory social movements
differ and relate, and adopt a straightforwardly moralized interpretation of
emancipatory political dissent. I’ve described “speaking truth to power” as
148 Rachel Ann McKinney
a bumper sticker—and it is in the nature of bumper stickers to be moralized.
With that in mind, I leave the analysis of reactionary social movements for
another time.
Slave owners took the references to “the Lord” and “Jesus” and “home”
to be too thinly veiled references to the Yankees and the North. Had their
gospel hymn not been found seditious the slave worshippers would have
had the satisfaction of having gotten away with an oblique cry for freedom
in the public transcript.50
Such subterfuge (euphemism, pilfering, playing dumb, and so on) is criti-
cal precisely because under slavery, feudalism, and caste hierarchies open
defiance is not merely risky but often suicidal. To openly defy one’s master
would be to invite retaliation and punishment. Unless one has high credence
that both (i) similarly situated others are ready and willing to also risk their
154 Rachel Ann McKinney
own well-being to participate in confrontation and (ii) such confrontation
is likely to be successful, any attempt at overt rebellion is at least ostensi-
bly irrational.51 Hence, the complex, ambiguous, deniable nature of public
transcripts.
Prehistory of Dissent
Let’s now look at manifestations that reveal the untrue aspect of this prior
field. Anthropologist Aihwa Ong describes the dislocations, conflicts, and
disturbances of female Malay workers in Japanese-owned Free Trade Zone
factories in the 1970s and 1980s. Industrialization and changes in land ten-
ure caused significant rural dislocation as many Malay peasants migrated to
urban centers looking for work. Many of these peasants—especially young
unmarried women—took jobs in Japanese-owned production factories,
often run by Chinese foremen. The values, expectations, and tempo of this
new cultural context contrasted sharply with their earlier village life: not
only their rigid discipline into capitalist regimentation, pace of work, and
supervision, but also into Western constructions of sexuality, consumer cul-
ture, and modernity.
The process of proletarization and urbanization were not seamless transi-
tions; the Malay women who moved for work were not the docile bodies
and spirits that capital expected. Indeed, in the 1970s a number of factories
experienced significant disruption as a result of hauntings, ghost sightings,
and spirit possession. The background to such disruptions was a Malay
folk culture that includes many spirits—both benign and malevolent—who
exist at the interstices of the human and spiritual worlds. Some communi-
ties of Malay believe that women who are not sufficiently spiritually vigilant
will “[b]ecome possessed by angry spirits (kena hantu) when they wander
unsuspectingly onto the sacred dwelling places of spirits.”52 Lo and behold,
according to the newly urbanized Malay peasants, many of the Japanese
factories in the newly decreed Free Trade Zones happened to have been built
on top of ancient grave sites. And when the sacred dwelling place of spirits
becomes a factory, entire floors staffed by young “spiritually risky” Malay
women are opened to disruption and chaos. Says Ong:
In the slave rebellions in the late eighteenth and early nineteenth centu-
ries . . . there was a fairly consistent belief that the king or British offi-
cials had set slaves free and that the whites were keeping the news from
them. Barbadan slaves in 1815 came to expect they would be freed on
New Year’s Day and took steps to prepare for that freedom. . . . Slaves
treated the supposed decree as an accomplished fact, and incidents of
insubordination and resistance to work routines increased, leading
within a short time to the revolution that would culminate in Haiti’s
independence.”55
Conclusions
We are now in a position to see what is missing from Stanley’s hegemonic,
mutual knowledge theory of political ideology and the 12 Angry Men
theory of dissent. Stanley’s picture of political ideology left it mysterious
how agents could ever come to dissent in the first place. If dissent requires
opposition, and if agents are “naturally” suited to compliance and uncritical
acceptance, we should expect people to never push back against the system.
Why? Because they are never “exposed” to the epistemic tools necessary for
doing so. As the brief discussion above suggests, this grossly misstates the
trajectory of emancipatory political dissent. Subaltern peoples themselves
develop the epistemic tools necessary for understanding, responding to, and
changing the conditions of their lives—in the off-stage spaces of a counter-
public like a hush arbor they are able to develop the narratives, concepts,
and values necessary for rejecting the background ideological structure
against which they are positioned. The development of oppositional values
fuels both small-scale noncompliance like infrapolitics (pilfering, sabotage,
evasion) and, eventually, collective noncompliance in the form of a social
movement’s contentious politics. While it is undoubtedly true that this pro-
cess is difficult and there are no promises to its outcomes, subaltern people
are not doomed to an epistemic fate of misunderstanding and uncritical
acceptance. Instead, they are creative and perceptive agents collectively
capable of moving history.
The 12 Angry Men theory of dissent is likewise inadequate as a story of
the social life of emancipatory political dissent. Emancipatory dissent does
not arise atomically from a single individual who then builds support in
the form of rationally persuading others to change their beliefs, opinions,
attitudes, or behavior. Instead, dissent emerges through prior collectivities:
in the to-and-fro space of a counterpublic, with cultural tools like supersti-
tion, myth, and gossip as scaffolding for and leverage on collective action.
Articulate, truth-apt, publicly reasonable political claims come very late in
the game of social struggle: after a counterpublic has become politicized and
organized enough to address a state or regime on its own terms. Such politi-
cal claims are prefigured by a field of activity that is ambiguous: actions
Emancipatory Political Dissent in Practice 159
and discourses that are less visible, identifiable, and overt but that prepare
agents at the bottom of a social hierarchy for the tasks of speaking and
acting against the conditions (symbolic and otherwise) in which they find
themselves.
Luckily, these are not the only models available. What I have tried to do
in this chapter is provide an alternate reconstruction of the origins and trajec-
tory of emancipatory political dissent that makes explicit how such forma-
tions are possible in the first place. I have described some of the conditions
that prefigure public collective dissent: the development of off-stage coun-
terpublics and oppositional narratives, values, and interpretations; the stra-
tegic ambiguity of practical noncompliance prior to its emergence as open
insubordination and resistance; and the role of folk culture such as gossip,
myth, and superstition in leveraging local control of resources. Social theory
has been adept at providing both historical analyses and case studies of
the emergence of social movements and the variety of methods they use
to change history. Philosophers investigating emancipatory political dissent
would do well to tune in.
Notes
1 McKinney, “Threats from Below,” unpublished manuscript.
2 Goodin & Brennan (2001).
3 Habermas and McCarthy (1984); Stanley (2016); Fricker (2011); Haslanger (2010).
4 Twelve Angry Men (1957).
5 This is surely when the P voters came to know that not everyone actually agreed
that P, after all!
6 See Tanesini (this volume) for more on this theme.
7 No thinker thinks alone. It’s likely that Q, R, S were circulating (in some protean
form) among not-P voters before their public expression by our “lone” dissenter.
8 A statement like “I accept P but I’m registering my dissent on P” has a Moore’s
Paradoxical flavor—the best interpretation of it is as a move that is either meta-
linguistic or performative: I accept P but nevertheless it ought to be the case that
someone is on the record as disagreeing with P.
9 Lewis (2013); Stalnaker (1999); Stanley (2016); Haslanger (2010).
10 Compare Rorty (1980).
11 See for instance Haslanger: “Implicatures and presuppositions of this sort
become part of the common ground, often in ways that are hard to notice and
hard to combat, and they become the background for our conversations and our
practices. Once the assumption of, e.g., women’s submissive nature has been
inserted into the cultural common ground, it is extremely difficult and disruptive
to dislodge it” (Haslanger, 2010, p. 27).
12 Fricker (2011); Stanley (2016), Haslanger (2010).
13 Stanley (2016, p. 237), emphasis mine.
14 Stanley (2016, pp. 246–248), emphasis mine.
15 Stanley (2016, p. 250), emphasis mine.
16 See also Celikates (2006).
17 Bourdieu and Nice (2015); Haslanger (2007).
18 See Green (2007).
19 See Lessig (1995, 1996). Compare Fraser (1990) on independence of public from
state spheres.
160 Rachel Ann McKinney
0 See Allen & Light (2015).
2
21 Recall again our bumper sticker: dissent as speaking truth to power.
22 In nondemocratic regimes influence might involve local resistance and pressure
on clerks, landlords, tax collectors, military conscriptors, and the like. And
again, more contentiously in nondemocratic regimes: food riots, pulling down
poor houses, mutiny, arson. See Tilly (2005).
23 See also Sharp (1980); Elizabeth Anderson (2014).
24 Marx and McLellen (2000); Trotsky (1962); Benjamin, Eiland, and Jennings
(2006).
25 It’s critical that such a distinction be principled and not merely stipulative.
Anderson (2014) supplies a useful set of reflexive standards of evaluation for
determining whether (proposed) social changes constitute moral progress. See
also Appiah (2011).
26 recall again my critique of the ‘social discourse object’ picture of consensus.
The idea I would like to convey here is that to understand something like public
opinion one has to understand the nature of a public.
27 Dewey, Hickman, and Alexander (1998); Fraser (1990); Warner (2002); Ander-
son (2016).
28 Warner (2002).
29 Warner (2002), p. 414.
30 Warner (2002), pp. 420–421.
31 The relationship between publics and their discourses is therefore an instance of
the kind of looping effect discussed by Hacking (2004); Haslanger (2013).
32 See, e.g., Youth and Participatory Politics Research Network.
33 This process is called entextualization. See Silverstein (2003).
34 Warner (2002, pp. 423–424). See also Rubin (2012).
35 Note again that such spaces are not always or even usually liberatory. See,
e.g., Nagle (2017).
36 Fraser (1990). See also Felski (1989).
37 Shelby (2016).
38 Nancy Fraser (1990, p. 67).
39 McAdam, Tarrow, & Tilly (2008, p. 5). See also Sharp and Hatfield (1980);
Chenoweth (2013).
40 McAdam et al. (2008).
41 See Gbowee and Mithers (2013); Pray the Devil Back to Hell (2008); See also
Patterson (1996).
42 Scott (1990).
43 See also Eckert & McConnell-Ginet (1992).
44 Again, see also Tanesini (this volume)
45 Scott (1990, Chapters 1 and 2).
46 Scott (1990, Chapter 2); see also Brown & Levinson (2013).
47 Scott (1990, Chapters 6 and 7).
48 For a philosopher of language’s take on plausible deniability, see Camp (2018).
49 Scott (1990, Chapter 6).
50 Scott (1990 p. 153, quoting Raboteau, Slave Religion, p. 245).
51 Further, crucially, all participants know that this is the state of play: the slaves
know that the master is vulnerable, but that open resistance would be met with
likely deadly force. The master knows that he is outnumbered, but that open
revolt is unlikely. There is mutual knowledge among all participants of the risks
associated with overt confrontation.
52 Ong (1987, p. 203).
53 Ong (1987, p. 204).
54 Ong (1987, p. 204).
55 Scott (1990, p. 147).
Emancipatory Political Dissent in Practice 161
6 Collins (2008, p. 258); Leeson (2012); Berkes, Colding, & Folke (2000).
5
57 See, e.g., Mansbridge and Morris (2001); Nancy Hartsock (2003).
58 Raboteau, Slave Religion, cited in Scott (1990, p. 115); Yetman (2000) cited in
Scott (1990, p.121).
59 Raboteau, Slave Religion, Chapters. 4, 5, quoted in Scott, 1990, p. 115.
60 For more on the epistemic value of Biblical stories, see Collins (2008, Chapter 7).
61 For instance, slave narratives are replete with lessons from Christian thought
on the dignity of the human person, the righteousness of justice, and themes of
resistance to persecution and bondage. Frederick Douglass, for instance, explic-
itly says he does not think he would have been able to articulate his worth and
dignity without faith in God (Douglass, 2003).
62 Yet, importantly, still firmly rooted in accepted (thereby nonthreatening) Chris-
tian doctrine.
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10 Speaking and Listening to Acts
of Political Dissent
Matthew Chrisman and Graham Hubbs
Legal Dissent
To home in on the normative issues at hand, consider the following pair of
cases. Imagine a group of students from the Black Lives Matter movement
who have assembled to voice dissent against the names of certain buildings
on campus. The buildings in question are named after deceased slavehold-
ers, and the students have been granted permission by university adminis-
tration to conduct their protest. Compare this case to one in which a group
of Alt-Right students are granted permission to protest affirmative-action
admissions policies. On many moral views (e.g., those that include a robust
conception of historic justice), one of these groups is voicing dissent against
something worth protesting, and the other is voicing dissent against some-
thing worth preserving. Even if only one of these positions is justifiable,
it nevertheless may be true that both acts of dissent are justifiable. As the
examples have been presented, these acts of voicing dissent are institutionally
Speaking and Listening to Acts of Political Dissent 169
justified, because they have been permitted by the relevant authorities. Still,
even in this institutionally justified context, questions remain: first and fore-
most, should a public institution, such as a public university, permit either
or both of these dissenting speech acts?
The liberal view of political speech gestured at earlier would understand
the Black Lives Matter and Alt-Right protests as an attempts to express
positions as part of the ongoing negotiation about the norms by which we
live together in civic society. Liberals would argue that we should respect
the speakers’ autonomy (as a liberal will understand it) and so their right to
their own opinion; moreover, they would argue that we should respect the
speakers’ right to voice that opinion in a public forum with the intention of
influencing policy making. In general, the liberal views civil rights as protec-
tions of the private interests of individuals, especially for cases where these
interests are challenged by what’s expedient for the collective. So liberals
believe in a general right to free speech, one which protects the ability to
advocate for any view about how we should live in society together, no mat-
ter how discriminatory or even anti-liberal the view might be. They do so
precisely because they see political speech as the arena in which competing
viewpoints about how we should live together can be negotiated so that the
resulting view counts as a fair compromise.
By contrast, the Rousseauean view of political dissent gestured at ear-
lier would understand the Black Lives Matter and Alt-Right protests as
attempts to express and to form the general will. According to the Rous-
seauean, these groups have a right to voice their dissent publicly if—but
only if—the opinions and arguments they express are not already on the
table and might plausibly become a part of the general will. If the opinions
and arguments are already on the table, then for the sake of forming the
general will, there is no need to let, e.g., a Black Lives Matter or Alt-Right
protest repeat the case for its side. Knowing whether a speech act is com-
pletely repetitive, however, or whether it is contributing something novel to
the conversation is rarely straightforward. We often are not in a position
to know whether every relevant argument for a view has been put forward,
so there will be a general presumption on the Rousseauean view to allow
speakers to engage in political speech, even if the topic under discussion has
been broadly considered.
There are other reasons, however, that on Rousseauean grounds the
Alt-Right protesters might not have the right to speak. For example, the
Rousseauean might exclude old views that history has already rejected—
e.g., slavery or Nazism. We can think of history as the process of collective
deliberation and settling on these matters. That doesn’t mean that histori-
cally settled topics can’t be reopened, but following the principle of stare
decisis, there is a general presumption against reconsidering views that are
already settled. Also, certain views might be so beyond the pale as not to
merit serious consideration. If the Alt-Right supporter wants to advocate
that everyone opposed to his view give him all of their money and then
170 Matthew Chrisman and Graham Hubbs
willfully jump off of a cliff, the Rousseauean can say that he has no right
to advocate for this view, as it is one whose potential to become part of the
general will is totally implausible.
The liberal thus cleaves tighter than does the Rousseauean to a right to
free speech, which should be protected from government intervention.15
These differences between the liberal and Rousseauean approaches can
show up in which rules come to govern specific institutions. For example, in
the U.S., the Supreme Court has made a number of decisions that interpret
the law in a liberal vein. For example, in Brandenburg v. Ohio, the Court
ruled that unless a speech act could be shown to lead to “imminent lawless
action,” the speaker has a right to express their view. The case concerned a
Ku Klux Klan rally which dissented to the “suppression” of the Caucasian
race and called for a march on Washington. The Court ruled that the rally
was permissible as a just exercise of free speech, thereby clarifying the scope
of the First Amendment. Had the Court reasoned on more Rousseauean
lines, it might have interpreted the case differently. The Rousseauean might
note the historical influence of white racism in fracturing the general will,
pointing out that white racism for centuries resulted in laws for the collec-
tive will of white males, not of the polity as a whole. She might go on to
paraphrase Dr. King, saying that the arc of history bends towards justice,
and racist speech no longer has any place in forming or maintaining the
general will—the matter is settled, and the topic is off the table. No listener
benefits from hearing such speech, so, pace the Supreme Court’s ruling on
the case, no one has the right to express such racist views. An institution
embodying this line of thought would differ from the institution of free
speech as it presently exists in the U.S.
The difference between liberal and Rousseauean here also shows up in
their respective views of when and why an audience has a reason to listen
to and consider dissent.16 For the liberal, the right to speak entails no cor-
responding right to be heard. Indeed, just the opposite: a given member of
the audience has the right to consider or to ignore the speaker’s dissent as
that member chooses. An audience member has a reason to listen to dissent,
according to the liberal, just in case doing so either is or appears relevant to
the individual interests of that member. By contrast, the Rousseauean claims
that an audience member has a reason to listen to any dissent that is relevant
to the project of collective decision making, even if the topic of dissent is
not relevant to that member’s individual interests. The Rousseauean, again,
countenances a right to speak only when this is plausibly viewed as an
attempted expression of the general will. When it is, there is a correspond-
ing right to be heard by the general public. For the Rousseauean, the value
of speech rests in the minds of the hearer, not the mind of the speaker, so if a
given speech act is politically valuable, it has a right to be heard. Because the
speaker of such an act has a right to be heard, the members of the speaker’s
community have a reason to listen to this act of voicing dissent.
Speaking and Listening to Acts of Political Dissent 171
Civil Disobedience
Although these views differ on when and why to listen to acts of legal dis-
sent in an institutionalized context, they agree, at a general level, on when
and why to listen to acts of civil disobedience. To see why, let us start by
slightly modifying the cases from the previous section. As in the previous
section, let one case concern Black Lives Matter students who dissent to the
names of certain campus buildings, and let the other concern Alt-Right stu-
dents who dissent to affirmative-action admissions policies. In both cases,
however, let the act of dissent not be a permitted rally but rather the illegal
occupation of the university president’s office. What could justify either of
these illegal acts of dissent?
The liberal and Rousseauean agree that such acts can be justified, and
that when they are, the justification is exculpatory, in that the justification
exculpates citizens for violating their default obligation to follow the law.
Consider the liberal view. Although liberals hold that one has a default right
to free speech, this default ends with illegality. Nevertheless, liberals gener-
ally think some civil disobedience is justified as a form of dissent. However,
they’re going to say that it shouldn’t be promoted, and its protection should
only occur as an exception to the law (e.g., through pardon or judicial dis-
cretion of sentencing) in light of its overall promotion of liberal ideals (espe-
cially rights). The basic idea is that civil disobedience could be justified when
going to the extreme of breaking the law is justified by how bad the object
of one’s dissent is. More precisely, liberals will say that civil disobedience
is justified when it is done in the face of a gross violation of civil rights (or
something of comparable liberal value), when one cannot reasonably expect
this to be corrected through more institutionalized political processes, and
when this dissent will tend to strengthen rather than undermine the overall
rule of law in the society.17
On the Rousseauean view, by contrast, illegal acts of political dissent
are justified if breaking the law reasonably appears the only way for some
neglected possible component of the general will to be considered. More pre-
cisely, the Rousseauean claims that civil disobedience is justified when there
is a “democratic deficit,” i.e., a procedural shortcoming in the formation of
the general will.18 There are many ways that normal democratic processes
can give rise to these deficits, including strategic compromises between large
factions, the marginalization of issues in the name of procedural efficiency,
special interest manipulation of normal deliberative processes, or the “iner-
tia” of matters that have been decided as law. So, to determine whether the
act of civil disobedience is justified, Rousseaueans will ask whether the dis-
senter’s voice, or even simply the message that she would have delivered, is
being or has been illegitimately ignored in “brainstorming” about how to
live together in civil society. This could happen through overt silencing, but
there are other subtler democratic deficits (e.g., campaign laws that prevent
172 Matthew Chrisman and Graham Hubbs
some candidates from getting on the ballot, voting systems that corner a
perpetual minority, corporate control of media). These deficits provide plau-
sible grounds for some paradigm examples of civil disobedience (e.g., the
anti-global WTO protests).
The views differ, then, on what grounds the justification of illegal acts of
voicing dissent. They agree, however, on the following: whenever a speaker
is justified in illegally voicing dissent, the members of the speaker’s com-
munity have a reason to listen to what the dissenter is saying. On the liberal
view, if a rights violation is severe enough to justify civil disobedience, then
that fact gives members of the relevant community a reason to listen to those
who protest about the rights violation. Similarly, on the Rousseauean view,
if a democratic deficit is gross enough to justify civil disobedience, then that
fact gives the members of the relevant community a reason to listen to the
content of that dissent. In spite of their differences regarding the underly-
ing justification of civil disobedience, both views treat civil disobedience as
exceptional and thus in need of a special justification. If that justification
can be provided, that fact gives the audiences of these illegal acts of voicing
dissent a reason to listen to and consider what the dissenter is saying.
We think that studying the liberal and Rousseauean approaches to voic-
ing dissent provides valuable insights into the normative issues surround-
ing both institutionalized dissent and civil disobedience. These views falter,
however, by relying on substantive normative views to explain when audi-
ences have a reason to listen to and consider what dissenters are saying. To
see how the liberal view falters, consider again the activities of the Black
Lives Matter protesters who occupy the university president’s office. A sym-
pathizer might argue that we should listen to illegally voiced dissent in this
case because these protestors are reacting to the gross historical injustice of
slavery and that, moreover, they would be reasonable to expect that this will
not be corrected through more institutionalized political processes and that
this action would tend to strengthen rather than to undermine the overall
rule of law. But is that right? We suspect that those on the other side of the
debate would say that the names of university buildings are no matter of
consequence and that the protesters should just get over it and quit com-
plaining about slavery. With no agreement about whether there is a serious
rights violation, there can be no agreement about whether the audience has
a reason to listen to the dissenters.
A similar disagreement is predictable between the Alt-Right dissenters and
those who disagree with them. The Alt-Right dissenters claim that the rights
of whites to equal opportunity are violated by affirmative-action policies;
their opponents respond that this is a misunderstanding of equal opportu-
nity, and even if there are such rights violations, these are far outweighed by
the historical injustice of slavery, including its long-term consequences. So,
should the audience listen to and consider what these dissenters are saying?
We think the liberal account is going to have a hard time adjudicating on
these issues without deploying a theory of rights that already has the answer
Speaking and Listening to Acts of Political Dissent 173
“baked in.” A liberal justification of one or the other examples of illegal dis-
sent won’t have any prospect of convincing someone on the other side of the
debate that the act is politically justifiable and so should be listened to. If the
disagreements are ultimately about whether there has been a gross violation
of rights, appealing to rights in the justification of illegal dissent is likely to
be question-begging or bump-in-the-rug displacing.
The Rousseauean is no better off than the liberal on this score, for those
who disagree about whether a policy merits illegal dissent will also tend to
disagree about whether there has been a democratic deficit. Returning to
the examples: a Rousseauean sympathizer might argue that these protestors
should be listened to because they are giving voice to marginalized points
of view in our collective brainstorming about how to live together. In either
case, the Rousseauean justification would go, the act of civil disobedience is
worth listening to because it expresses something important to the forma-
tion and maintenance of the general will. But a critic in each case may simply
deny that there is any “democratic deficit” in the sense relevant to justifying
dissent. Against the Black Lives Matter protesters, an opponent might say
that the names of buildings are too trivial a matter to the general will to jus-
tify breaking the law; against the Alt-Right protesters, an opponent might
say that white people already have a strong, well-heard voice, so their claim
that their voice hasn’t been heard is unjustifiable. A Rousseauean justifica-
tion of one or the other examples of illegal dissent won’t have any prospect
of convincing an opponent that the act is politically justifiable and thus one
that should be listened to and taken seriously by the relevant audience. If
the disagreements are ultimately about whether there is a democratic deficit,
then, in a manner that parallels the problem on the liberal view of appealing
to rights, appealing to democratic deficits to justify an act of illegal dissent
is likely to be question-begging or bump-in-the-rug displacing.
The common problem here, we think, is that both views about political
speech are committed to relaxing the abstraction from content too soon
to provide a satisfying treatment of dissent in a context of robust moral
disagreement. If a theory of political speech is going to make sense of when
there is reason to listen to dissenters and consider what they are saying in
the context of such disagreement, then it is going to have to carve out a
space where those who disagree can still recognize and respect each other’s
rights to voice their views and have them taken seriously by the relevant
audience as part of our collective decision making. The liberal and Rous-
seauean accounts fail to carve out this space, for each attempts to settle
justificatory issues by appealing to its preferred robust moral view (about
rights or democratic deficits). In many cases of disagreement, this collapses
the space where those who disagree about the relevant robust moral issues
can still recognize and respect each other’s rights to voice their views. To
preserve this space, a theory of dissent needs to articulate some normative
constraint on political speech that does not turn on robust moral views too
soon in the chain of justification.
174 Matthew Chrisman and Graham Hubbs
We say “too soon” because ultimately the ideas that people have rights
and that collective decisions should be made democratically are moral
views, as are the ideas that people deserve respect and that peaceful discus-
sion of differences is preferable to violent exercises of power. Weak moral
assumptions like these are going to be in the background of any justifica-
tion of dissent in the context of political philosophy, and so every view
about the justifiability of various forms of dissent is going to be ultimately
grounded in morality. However, by making the question of justifiability of
illegal dissent turn on who has which rights, a liberal justification will tend
to lose many who would agree with these weak moral assumptions but still
disagree about who has the relevant rights. Similarly, by making the ques-
tion of justifiability of illegal dissent turn on what counts as a democratic
deficit, a Rousseauean justification will tend to lose many who would agree
with these weak moral assumptions but still disagree about when there
has been a democratic deficit. This is why we think the liberal and Rous-
seauean views about political speech fail to provide theoretical tools that
are neutral enough to make sense of the political justification of dissent in
the face of robust moral disagreement. None of this means that the liberal
and Rousseauean views don’t illuminate particular cases of voicing dissent:
we just want some more neutral tools for articulating a general normative
constraint on political speech that does not turn as soon on robust moral
views in the chain of justification.
Notes
1 In his contribution to this volume, Michael Lynch defines political speech as
speech aimed at influencing policy. We suspect that this is simply a different way
of characterizing speech that is aimed at influencing how we live together in civic
society. By focusing on policy, Lynch draws attention to the general rules and
norms that organize civil society; we think that any speech that aims to influence
collective living will have implications for general policies.
2 A speech act can be political, however, even when it is done primarily for other
reasons. A newspaper, for instance, might publish stories primarily because
Speaking and Listening to Acts of Political Dissent 179
they are of interest to its readership and will sell copies, not explicitly because
it wants to influence how we live together in civil society. Nevertheless,
many editorial decisions, it seems to us, count as political speech of a more
subtle sort.
3 By “basically just democracy,” we mean, roughly, a society with a relatively
stable rule of law and equality opportunity for all citizens to vote for legislation
and/or representatives in free and fair elections. We don’t mean a society that is
mostly just, as we take it that even basically just democracies can harbor serious
and systemic injustices.
4 This distinction is inspired by Daniel Markovits (2005). Markovits uses the term
“republican” to label what we are calling the Rousseauean view. In contempo-
rary political philosophy, “republican” may call to mind Philip Pettit’s account
of non-domination, which is not obviously Markovits’s or our topic. We hope
that calling the view “Rousseauean” will prevent any confusion with Pettit’s
view. Also, we do not claim that these are the only two ways of understanding
political speech in a basically just democracy, but they are the two that will
interest us here.
5 See, respectively, Hobbes (1994), ch. 1–13, Rawls (1964), “Legal Obligation and
the Duty of Fair Play,” in S. Hook (ed.), Law and Philosophy (New York: New
York University Press): 3–18 (the quote is from p. 3). To be sure, Hobbes also
thinks there are laws of nature, and self-interest underwrites Locke’s conception
of natural law, but their emphases are sufficiently different to warrant the char-
acterizations above.
6 We use “right” here as non-commitally as is possible; we take no stand on the
metaphysics of rights. For worries about such non-committal usage of the term,
see O’Neill, Onora (2009).
7 As is common when one draws on an historical figure as the basis for a view, we
do not claim here to be representing Rousseau’s precise view, nor do we claim
that ours is the only plausible interpretation of his view. We are, however, partial
to the reading of Rousseau that Joshua Cohen offers in Rousseau: A Free Com-
munity of Equals (2010). When we do draw on the historical Rousseau, we do
so from Victor Gourevitch’s translation of The Social Contract (1997).
8 Aristotle makes this remark at Politics I.2.1253a19 and I.2.1253a26. For Hegel’s
view, see Elements of the Philosophy of Right, (1820/1991); for Habermas’s,
(1981/1984).
9 Social Contract, I.8.2.
10 Social Contract, I.8.3.
11 For more on the idea of the general will and its application to contemporary
political issues, see Hubbs, Graham, “Transparency, Corruption, and Demo-
cratic Institutions,” Les ateliers de léthique / The Ethics Forum 9(1) (2014):
65–83.
12 Meiklejohn, Alexander (1948): 28.
13 Meiklejohn, Alexander (1948): 28.
14 It won’t matter for our purposes whether civil disobedience is understood as
non-institutionalized, because it involves law-breaking, or whether it is under-
stood as minimally institutionalized, because at least some cases are recog-
nized as democratically justifiable means of pursuing political objectives. Also,
we understand civil disobedience as anti-revolutionary, in the following sense:
whereas revolution aims at the total replacement of existing governmental insti-
tutions, civil disobedience seeks to reform certain institutions while preserving
most of a government’s core institutions. We suspect that the distinction between
revolution and civil disobedience is a matter of degree, not kind. We don’t think
our arguments turn on any specific view of civil disobedience, so these rough
remarks should suffice for our purposes.
180 Matthew Chrisman and Graham Hubbs
15 The liberal view is thus compatible with the “more speech” doctrine popularized
by Justice Brandeis in Whitney v. California. For a critique of this doctrine, see
Mary Kate McGowan’s contribution to this volume.
16 We aim here to take no substantive view on the nature of reasons. For a review
of the various views one might take, see Weaver, Bryan and Kevin Scharp
(forthcoming).
17 The locus classicus for this view of civil disobedience is Rawls (1999): 319–343.
Other liberal views include Dworkin, Ronald (1999): 104–116, and Lefkowitz,
David (2007): 202–233. Kimberlee Brownlee’s account in Conscience and Con-
viction: The Case for Civil Disobedience (2012) also belongs to this tradition;
see esp. chs. 1–4. Brownlee advises that we understand justifications for civil
disobedience as the sort of thing a defense attorney might give; on this, see chap-
ters 5–6 of Conscience and Conviction.
18 The source of this idea is Markovitz; see his “Democratic Disobedience.” Wil-
liam Smith argues for a deliberative democratic view of civil disobedience that
has anti-liberal affinities with Markovits’s position; see his Civil Disobedience
(2011): 145–166.
19 Note, then, that some acts of direct action will fall outside of the scope of our
analysis. Consider an animal rights activist who breaks into a psychology labo-
ratory and liberates the lab mice. This activist is not demanding change; he is
enacting change directly. His act is not primarily communicative; indeed, if he
leaves no trace behind, the public may be left to guess at his motive, in which
case his act has no obvious assertive element. We have no gripe with anyone who
wants to characterize direct action as dissent, but we will presently bracket the
phenomenon.
20 There is another kind of speech-act norm we won’t discuss here. The relevant
norms do not determine good and bad instances of their corresponding acts but
enable something to count as a given act in the first place. For example, to marry
someone in the Catholic Church, one must be a priest and the people being
married must be male and female. It’s not that a Catholic marriage violating
these conditions is somehow bad or not as it ought to be qua Catholic marriage;
rather, it’s not a Catholic marriage at all. Austin labels these sorts of infelicities
“misfires” (1962): 16.
21 Explaining precisely why this reason would be undermined is a complex matter.
For more on this, see Richard Moran’s work on testimony (2005) and (2013):
115–135.
22 Aristotle discusses these sorts of justice in Nichomachean Ethics, V.1–5.
23 Our topic here is different from the “eloquent silences” discussed in Alessandra
Tanesini’s contribution to this volume.
24 For more on the contemporary Antifa movement, see Mark Bray (2017).
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University Press.
11 Responding to Harmful Speech
The More Speech Response,
Counter Speech, and the
Complexity of Language Use1
Mary Kate McGowan
Speech can be harmful. It can harass, demean, and incite. It can inflict
emotional and psychological harm and it can cause others to participate
in harmful practices. A widespread view in the free speech literature is that
the proper response to harmful speech is more speech. The idea is that
rather than regulate the harmful speech, we ought to remedy the harms of
the harmful speech with further speech. Speech, not speech regulation, is
alleged to be the answer. This has come to be known as the “more speech”
response. In this chapter, I will investigate this response. I will clarify which
sort of “more speech response” concerns me and I will argue, using work in
the philosophy of language and the kinematics of conversation, that things
are considerably more complex than the “more speech response” appears
to assume. I am concerned with the complexities associated with speech
that allegedly undo or prevent the effects of other speech; I am not here
concerned with issues of regulation.2
The chapter proceeds as follows. In § 1, I motivate and clarify the “more
speech” response. Then in § 2, I show that speech can cause a variety of
different harms and it can do so in a variety of different ways. In § 3, the
scorekeeping framework for tracking conversational context is presented
and distinguished from the common ground framework. Reasons are also
given for preferring the scorekeeping framework. In § 4, I show that counter
speech cannot simply undo the harmful speech. Complete reversals are not
an option. In § 5, I argue that counter speech can be risky and it can be risky
in a variety of ways. Then, in § 6, I argue that saying nothing can count as
doing something and it can also do something harmful. Finally, in § 7, the
good news: I argue that it is possible for speech, even speech by a relatively
powerless person, to have profound positive effects.
Although Brandeis is here concerned with how the law ought to respond
to speech that might incite violence against the state, the “more speech”
response, that his words are taken to support, has taken on a life of its
own and it is often treated as a general remedy for various kinds of harm-
ful speech. In particular, it is claimed that more speech, or counter speech,
is the proper remedy for face-to-face instances of allegedly harmful speech
(e.g., racist hate speech or sexist jokes). In what follows, I shall focus on
this face-to-face version of the more speech response. Again, I am not here
concerned with regulation.
Technically, “more speech” can take many forms. It can take the form
of a general education campaign. One can inform the population about a
certain topic so that people are more or less receptive to certain kinds of
messages or utterances. Here, however, I shall focus on counter speech in
conversational contexts. I am concerned with direct and fairly immediate
responses to allegedly harmful utterances that are made by the addressee,
a hearer, or even an over-hearer. A person yells racial epithets to a women
riding her bike and this face-to-face version of the “more speech” response
has it that the proper remedy for this sort of harmful utterance is for the
cyclist or a bystander to respond with speech that blocks, objects, mitigates,
reverses, or somehow undoes the harms of this use of the racist epithet.
A man tells a sexist joke to a group of colleagues and the face-to-face ver-
sion of the “more speech” response has it that the proper remedy is a fairly
immediate conversational counter-move.
PETER: “We really need to figure this out. I am stepping down as chair at the
end of this year and someone really needs to step up. Nobody wants to
do it but someone has to.”
[Awkward silence.]
JANE: “Well, I know that I am not eligible to be chair. I just got here and
I don’t have tenure but is Ralph eligible?”
[Long awkward silence.]
JANE: [with her hands in the air] “I am just trying to be clear on the eligi-
bility conditions so we can be sure that we are considering all of our
options. I am not sure that this would be of interest [turns to Ralph
sitting alongside wall] to you, Ralph, but if it does and we could make
it happen, it would be good for everyone—especially given that no one
else seems to want to do it!”
[Many slightly reluctant nods in the room]
PETER: Ahh, well we’ll come back to this.
Conclusion
The “more speech” response operates with an impoverished view of lan-
guage use. Our utterances are not mini-philosophy papers; we do consid-
erably more with our words than merely express content and reasons in
support of that content. Even on more sophisticated versions of the “more
speech” response that acknowledge illocutionary and perlocutionary force,
not everything that speech does can be undone. Once we realize that lan-
guage use is a social practice and it is a social practice deeply embedded
in broader social practices, we see that language use is infused with norm-
enactment and it is difficult to predict or control the effects of our utter-
ances. What is done by speech is not easily tracked and/or undone. That
said, the news is not all bad: in the same covert way that speech can enact
harmful norms and sneakily perpetuate unjust social practices, so too it can
enact egalitarian norms and surreptitiously reshape the social world for the
better.
Notes
1 I thank audiences at the Voicing Dissent Workshop at the University of Con-
necticut Humanities Institute and the free speech seminar of the Republiques des
Savoirs research group at the Ecole Normale Superieure for extremely helpful
feedback on this material.
2 Elsewhere, I am concerned with regulation. See, for example, McGowan, Mary
Kate, “On ‘Whites Only’ Signs and Racist Hate Speech: Verbal Acts of Racial
Discrimination” (2012): 121–147; and McGowan, Mary Kate (forthcoming).
3 Whitney v. California: 380.
4 See, for example, Schauer, Frederick.
Responding to Harmful Speech 195
5 Some theorists shift the burden away from those targeted but this involves a
different kind of counter speech. For an example of this approach, see Gelber,
Katherine (2002).
6 Hornsby, Jennifer (1993); Langton, Rae (1993); Hornsby, Jennifer and Rae
Langton (1998).
7 For authority silencing, see McGowan, Mary Kate. For sincerity silencing, see
McGowan, Mary Kate. For a survey of various types of silencing, see McGowan,
Mary Kate (2017).
8 Dotson coined the expression “testimonial quieting” in order to draw attention
to a long history of black feminist scholarship on the phenomenon of testimonial
quieting/injustice. See, for example, Collins, Patricia Hill (2000) and Dotson,
Kristie (2011). The expression “testimonial injustice” belongs to Fricker and it
has caught on in analytic circles. See Fricker, Miranda (2007).
9 Fricker discusses this example. Fricker, Miranda (2007): 153.
10 Spender, for example, discusses the male bias in the shared social meaning of the
concept of motherhood (1980): 54–58.
11 “Hermenuetical injustice” is Fricker’s term (2007).
12 Fricker’s view of hermeneutical injustice is more nuanced in her “Epistemic Injus-
tice and the Preservation of Ignorance,” in Rik Peels and Martijn Blaauw (Eds.)
(forthcoming). In part, she is responding to critics. See, for example, Medina,
José (2013).
13 For a discussion of this, see Dotson, Kristie (2011) and McGowan, Mary Kate
(forthcoming).
14 Dotson, Kristie (2011).
15 Nielsen, Laura Beth (2006).
16 Nielsen, Laura Beth (2006).
17 See, for example, Langton, Rae (2009): 72–93. She attributes the argument
model of speech to Ronald Dworkin. See his “Two Concepts of Liberty” (1991):
100–109.
18 Austin, J. L. (1962).
19 Much of what we communicate is done so via conversational implicature. Grice,
H. Paul (1989).
20 For a discussion of logical or semantic presupposition, see van Fraassen, Bas
(1968). For pragmatic presupposition, see Stalnaker, Robert (1973): 77–96. For
both conventional and conversational implicature, see Grice, H. Paul, Studies in
the Ways of Words (1989), and Davis, Wayne, Inplicature (1998). For insinua-
tion, see Camp, Elisabeth (forthcoming).
21 On stereotype threat, see Steele, Claude (1997); On implicit bias, see Banaji, M.,
C. Hardin, and A. Rothman (1997). See also, Simpson, Robert Mark.
22 McGowan, Mary Kate; McGowan, Mary Kate (2004); McGowan, Mary Kate
(2012); McGowan, Mary Kate (forthcoming).
23 Schauer, Frederick (1982); Maitra, Ishani and Mary Kate McGowan (2009).
24 Lewis, David (1983).
25 There are different ways to characterize score and they are not all as inclusive
as mine. For a less inclusive notion of score, see Camp, Elisabeth (forthcoming).
For Camp, score tracks inter-subjective obligations and thus only the on-record
contributions.
26 Lewis, David (1983).
27 Stalnaker, Robert, “Presupposition” (1974); Stalnaker, Robert (2002). Arguably,
the common ground literature arose from Lewis’s notion of common knowledge.
See Lewis (1969). For an especially detailed and empirically informed discussion
of common ground, see Clark (1996). Stalnaker credits Grice’s William James
Lectures with the introduction of the notion of common ground. See Stalnaker
(2002) and Grice (1989).
196 Mary Kate McGowan
8 McGowan, Mary Kate; McGowan, Mary Kate (2004).
2
29 Exercitives enact permissibility facts in some realm. The term comes from Austin
who regarded exercitives as a type of speech act. Austin, J. L. (1962). I do not
regard exercitive force as a type of speech act, but rather as something an utter-
ance does along with everything else that it does.
30 McGowan, Mary Kate (2009a); McGowan, Mary Kate (2012); McGowan,
Mary Kate (forthcoming).
31 McGowan, Mary Kate; McGowan, Mary Kate (2012); McGowan, Mary Kate.
32 McGowan, Mary Kate (2009a).
33 Simpson, Robert Mark (2013).
34 Grice, H. P. (1989). In conversation, one ought to be cooperative and give only
information that is relevant and for which one has adequate evidence. One
should aim to enable your interlocutor to figure out what you mean by what you
say. These are some of the g-norms governing conversation generally.
35 Dotson, Kristie (2011). For a detailed discussion of the complex intersectional
issues at play with the disinclination to report about violence in non-white com-
munities, see Crenshaw, Kimberle (1991).
36 Collins, Patricia Hll (2000).
37 Tanesini, Alessandra, “Eloquent Silence,” this volume.
38 Jokes, and our responses to them, are even more complex than presupposition-
introducing utterances. For a discussion of the linguistic functioning of jokes,
see Horisk, The Pragmatics of Demeaning Jokes, manuscript. What silence (or
laughter) means in response to a joke is even more complex and sensitive to
context.
39 Some argue for an obligation to object. Johnson argues for a defeasible epis-
temic obligation to object. See her “Just Say ‘No’: Obligations to Voice Disa-
greement,” (manuscript). Ayala and Vasilyeva argue for a moral obligation to
object. See Ayala, Saray and Nadya Vasilyeve (2016). Horisk also argues for
a moral responsibility to object. See her The Pragmatics of Demeaning Jokes,
manuscript.
40 Frye, Marilyn, “Oppression,” (2003).
41 This example is discussed in more detail in my Just Words: Speech and the Cov-
ert Constitution of Harm (forthcoming).
42 Maitra calls this licensing. Maitra, Ishani (2012). The phenomenon was identi-
fied earlier in Thomason, Richard (1990).
43 In arguing against Clifford, James points out that faith in a fact can help to make
that fact obtain (or open one up to otherwise unavailable evidence of that fact).
James uses the friendship example. See James, William (1979), first published in
1897.
44 That said, I grant that sometimes being blunt and confrontational is the best
choice—all things considered.
45 Nussbaum attributes this view to Butler (1999). Posted November 2000. www.
tnr.com/archive/0299/022299/nussbaum022299.html.
46 Bicchieri, Cristina and Hugo Mercier (forthcoming).
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Contributors
Matthew Chrisman
University of Edinburgh
Catherine Z. Elgin
Harvard University
Sanford C. Goldberg
Northwestern University
Graham Hubbs
University of Idaho
Casey Rebecca Johnson
University of Idaho
Klemens Kappel
University of Copenhagen
Jennifer Lackey
Northwestern University
Michael Patrick Lynch
University of Connecticut
Mary Kate McGowan
Wellesley College
Rachel Ann McKinney
University of Pittsburgh
Duncan Pritchard
University of Edinburgh
Alessandra Tanesini
Cardiff University
Index