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Solid state reactions between SiC ceramics and Co, Ni, and Pt metals have been studied
at temperatures between 800 and 1200 °C for various times under He or vacuum
conditions. Reactions between the metals and SiC were extensive above 900 °C. Various
metal silicides and carbon precipitates were formed in layered reaction zones. Interfacial
melting was also observed at certain temperatures; teardrop-shaped reaction zones,
porosity, and dendritic microstructure resulting from melting/solidification were evident.
The metal/ceramic interfaces exhibited either planar or nonplanar morphologies,
depending upon the nature of the metal/ceramic reactions. Concave interfacial contours
were observed when interfacial melting occurred. By contrast, planar interfaces were
observed in the absence of interfacial melting. In all cases, the decomposition of SiC
was sluggish and may serve as a rate limiting step for metal/ceramic reactions. Free
unreacted carbon precipitates were formed in all the reaction zones and the precipitation
behavior was dependent upon the metal system as well as the location with respect to
the SiC reaction interface. Modulated carbon bands, randomly scattered carbon
precipitates, and/or carbon-denuded bands were formed in many of the reaction zones,
and the carbon existed in a mixed state containing both amorphous and graphitic forms.
796 J. Mater. Res., Vol. 6, No. 4, Apr 1991 1991 Materials Research Society
C-PFZ
» Co
10pm :
(a)
FIG. 2. A SEM micrograph showing the microstructure of the
ex situ fractured SiC interface. The boundary between the unre-
acted and reacted regions is indicated.
(b)
FIG. 1. (a) A cross-sectional view SEM micrograph showing the
Co/SiC reaction zone after annealing for 6 h at 1100 °C. The loca-
tion of the phase boundary is indicated by arrows, (b) A high mag-
nification SEM micrograph showing the microstructure of the
random carbon precipitation zone.
- Ufc
FIG. 4. A series of optical micrographs showing cross-sectional views of the Co/SiC reaction zone, (a) Co/SiC interface, (b-e) random C
precipitation zone, (f) Co(Si) (light matrix) and Co2Si (gray areas) two phase mixture region. The dark areas, as indicated and shown on top
of the (b) and (f), are voids.
Co/SiC interface. No distinguishable C-PFZ was ob- Fig. 6(a), is composed of patches of very fine C precipi-
served in the region close to the Co because of the tates. At locations farther removed from the SiC reac-
complete consumption of the Co layer during the tion front, from which the C was decomposed, the C
metal/ceramic reaction. starts to redistribute and exhibit a more random pat-
tern, as shown in Figs. 6(b) and 6(c). Moreover, the C
B. Ni/SiC reactions at 1100 and 1170 °C precipitates appear more globular and to increase in
The Ni/SiC reactions at 1100 °C, as shown in size as a function of distance from the SiC reaction
Figs. 5(a)-5(c), generated similar patterns to those in front. The thickness of the C-PFZ in the Ni/SiC reac-
the Co/SiC reactions. In addition to the formation of tion zone is in the same range as that in the Co/SiC; it
C-PFZ and R-CPZ, a modulated carbon precipitation also increases with annealing time. The C-PFZ is sepa-
zone (M-CPZ) was also generated in the region adja- rated from the Ni component by a phase boundary
cent to the SiC component. High magnification SEM which is clustered with voids.
micrographs of the Ni/SiC reaction zone are shown Quantitative electron microprobe analysis across
in Figs. 6(a)-6(c). It is noted that the M-CPZ, see the Ni/SiC reaction zone, see Fig. 7, indicates that the
• : - : / ;
Ni
FIG. 5. A cross-sectional SEM micrograph of the Ni/SiC reaction zone after annealing for 6 h at 1100 °C.
C-PFZ is composed of Ni3Si, while the CPZ (which in- were identified to be present in the reaction zone. How-
cludes M-CPZ and R-CPZ) is primarily Ni5Si2 phase. ever, neither Ni3Si nor Ni5Si2, as observed in the Ni/SiC
An inward diffusion of Si into the Ni was also noted. reactions at 1100 °C, was observed in this case. Cross-
No obvious compositional discontinuity, however, was sectional views of the reaction zone show the formation
observed at the phase boundary; this result is not of M-CPZ and R-CPZ, as shown in Fig. 9. A C-PFZ
clearly understood at this time. Thickness measurement was not observed in this case because the Ni compo-
of the reaction zone on the Ni and SiC sides shows that nent was consumed completely during the reaction.
the reaction zone on the Ni side is thicker than that on
the SiC side.
The Ni/SiC reactions at 1170 °C gave rise to mas- C. Pt/SiC reactions at 900, 1000, and 1100 °C
sive interfacial melting, which was characterized by the The Pt/SiC reactions at 900, 1000, and 1100 °C were
formation of a teardrop-shaped reaction zone and found to be very similar to each other. Interfacial melt-
porosity as a result of solidification. The Ni sample was ing was observed, as marked by arrows in Fig. 10, for
2 mm in thickness, as compared to the SiC sample all the samples annealed in these temperature regimes.
which was 1 mm, and was consumed completely during This suggests that either the melting point of the reac-
the reaction. In the reaction zone, nonplanar reaction tion product(s) is lower than the respective annealing
interfaces as well as microcracks were generated. The temperatures, or that the enthalpy of Pt/Si solid state
generation of microcracks is suggested to be the results intermixing is high. XRD analysis of the Pt/SiC reac-
of (1) mismatch of the thermal expansion coefficients tion zones shows the formation of Pt3Si, Pt2Si, and a
between the reaction products and SiC, and (2) volume mixture of Pt-silicides upon annealing at temperatures
reduction of the reaction products as a result of the re- 900, 1000, and 1100 °C, respectively. The XRD spectra
actions. By XRD analyses, see Fig. 8, Ni3iSi12 and C are shown in Figs. ll(a)-ll(c).
a b
FIG. 6. High magnification SEM micrographs of the Ni/SiC reaction zone.
• » • «n
;. «
m *
v.;
•A
r
K
•'?
d e f
FIG. 9. Optical micrographs showing cross-sectional views of the Ni/SiC reaction zone after annealing for 4 h at 1170 °C. Porosity, as a
result of melting/solidification, is noted and indicated in the reaction zone, (a)-(f) show the formation of M-CPZ and R-CPZ.
close to the SiC and farther away, in the Pt/SiC reac- ceramics and form various silicides. In addition, free
tion zone after diffusion annealing at 1000 °C. In the unreacted C is also generated as a result of the metal/
regions close to the SiC reaction interface, the C existed ceramic reactions. It is clear that the source of Si atoms
primarily in a glassy state. Graphitization of the C oc- originates from a decomposition of the SiC. The reason
curred, however, as its location was farther away from for the inability of carbide formation may be attributed
the SiC interface. The formation of glassy carbon is to a lower reaction affinity of the respective metals for
characterized by the presence of a Raman peak at carbon, than for silicon, at the temperatures of interest.
1354 cm"1, whereas graphitization of the glassy carbon Thermochemistry data11 show that the Gibbs free en-
is indicated by a decrease of the intensity ratio between ergy of formation of Co2C and Ni3C at 1200 and 1000 K,
the 1354 and 1585 cm"1 Raman peaks.10 respectively, are +1.5 and +6.5 Kcal/mole, suggest-
ing that the formation of either Ni3C or Co2C is not
thermodynamically favored in this temperature regime.
IV. DISCUSSION
On the other hand, no data are available for Pt-carbides
A. Reaction products and interfaces or Co3C.
Co, Ni, and Pt metals are known to react with Si The present study indicated that the metal/SiC re-
and to form various silicides. According to the present actions were sluggish at temperatures below 900 °C.
experimental results, these metals also react with SiC However, the temperature at which decomposition of
FIG. 10. Optical micrographs showing different views of the melting/solidification phenomena from the Pt/SiC diffusion couple
after annealing for 5 h at 900 °C.
SiC can occur during a metal/SiC reaction has been re- were observed when solid state interdiffusion occurred
ported to be as low as 500 °C based on interfacial reac- alone. On the other hand, nonplanar interfaces were
tions between Ni and Pd thin films, of about 100 nm in generated when interfacial melting occurred. The non-
thickness, on SiC substrates.9 planar interfaces showed a concave contour with re-
Considering the overall reactions between SiC and spect to the SiC component. Analogous to the grain
the metals of interest, SiC + M (Ni, Co, Pt) -»• M^Si, + growth phenomenon, the presence of a curved grain
C, a negative Gibbs free energy is required to proceed boundary (interface) is always associated with a net
with the reaction. Since the decomposition of SiC ex- driving force which drives atomic diffusion fluxes from
hibits positive Gibbs free energies at all the tempera- the convex side (positive curvature) toward the con-
tures being studied, and the presence of C precipitates cave side (negative curvature). The presence of curved
(which appear to be an inert species within these mate- interfaces is expected to affect the interdiffusion rates
rial systems) in the metal silicide matrices requires the of the constituents from either side of the concave re-
formation of interfacial energy, it is clear that the Gibbs action interface. Based on the interface morphologies
free energy of metal silicide formation must be highly observed in the present study, it is suggested that diffu-
negative in order to provide the thermodynamic driv- sion rates of the metal species (which lie in a positive
ing force for the metal/ceramic reactions. This is sup- curvature side) may be further assisted by the creation
ported by thermochemistry data that the free energy of of a nonplanar interface. According to the radii of the
formation of most of the metal silicides formed in the interfaces, typically in the range of 5 to 10 mm, the
present study is highly negative. assistance may be relatively smaller than that in grain
According to the present results, two types of inter- growth where grain boundary curvatures are normally
facial morphologies were observed. Planar interfaces in the range of a few micrometers.
FIG. 12. A series of SEM micrographs showing microstructure of the Pt/SiC reaction zone after annealing for 4 h at 1100 °C. (a) Pt reaction
interface, (b-d) 1st layer containing alternate Pt-silicide/C-decorated Pt-silicide bands, (e, f) 2nd layer with clustered discrete C bands, and
(f) 3rd layer of randomly scattered C precipitates in the areas adjacent to the SiC interface.
similar temperature region, a direct comparison of the position ranges. Specifically, the reaction products of
data from different studies is difficult. Co(Si) + Co2Si at Co75-Si25 (at. %), Ni3Si and Pt3Si
In all of the three metal/ceramic systems, the sili- have melting points either lower than or comparable to
cide phases formed in the reaction zones at various the respective diffusion annealing temperatures in
temperatures are metal-rich. No Si-rich silicide phases which they were formed. Their formation in the reac-
(e.g., CoSi2, NiSi2, and PtSi) as reported in the metal- tion zone may well explain the observed massive inter-
lization of Si for contact and/or interconnect appli- facial melting. Exceptional cases, nevertheless, were
cations were detected. The reason why metal-rich noted in the Co/SiC and Pt/SiC reactions at 1100 and
silicides, rather than Si-rich silicides, are formed during 1000 °C, respectively, in which localized and massive
the metal/SiC reactions is primarily attributed to the interfacial meltings were noted. In both systems, the
availability of richer metal atoms, as compared to Si melting points of the reaction products, namely Co2Si
atoms, in the reaction zone because of a faster con- and Pt2Si, respectively, are about 100 °C higher than
sumption rate of the metals. In contrast, during metal- their respective formation temperatures. From the Pt/Si
lization of Si in VLSI technology, the amount of the binary phase diagram, the stoichiometric Pt2Si com-
existing metal source is limited as a thin film form. pound melts congruently at 1100 °C. Nevertheless, its
liquidus line decreases drastically as its composition de-
B. Interfacial melting viates from stoichiometry, from 1100 CC to around
The formation of metal silicides gives rise to inter- 850 °C (the melting point of Pt3Si). Since the formation
facial melting during the metal/ceramic reactions in cer- of reaction products during a solid state reaction is facil-
tain temperature ranges. The interfacial melting can be itated through atomic interdiffusion, the effects of off-
attributed to a combination of the formation of a low stoichiometry of the reaction product, and formation of
melting point silicide phase and a large enthalpy of a low melting point metastable phase on interfacial
mixing between the metals and Si. The former contri- melting, cannot be ignored. A reasonable explanation
bution may cause massive interfacial melting, while the for the massive interfacial melting observed in the
latter one can give rise only to localized partial melting Pt/SiC at 1000 °C is that the Pt2Si is not the first phase
unless the reaction interface migrates at a fast rate. The formed during the reaction. It is believed that Pt3Si is
contribution from the presence of C is believed to be the first phase formed during the Pt/SiC reaction at
minimal because of its inert activity in the systems. 1000 °C. This hypothesis is supported by the observa-
tion that Pt3Si forms first at 900 °C. The Pt3Si phase
According to binary phase diagrams of Co/Si, has a much lower melting point, 850 °C, than the
Ni/Si, and Pt/Si, eutectic reactions exist at various com-
IH'JI
Im
5
H
itf.,3-- *
ft?
FIG. 13. SEM micrographs showing the microstructural change of the C bands, as a function of distance from the SiC reaction interface,
from the as-reacted Pt/SiC diffusion couple after annealing for 4 h at 1100 °C. As the distance increases, from (a) to (d), the thickness of the
clustered C bands increases and the discrete C layers transform into C-decorated, granular Pt-silicide layers.
annealing temperature of 1000 °C, which in turn gives 1100 °C is used as an example. Assuming that the heat
rise to a massive interfacial melting. The Pt2Si phase is capacity (Cp) of Co2Si is similar to that of Ni2Si,
formed through further atomic interdiffusion. In the Cp = 15.8 + 0.00329T cal/deg-mole," the enthalpy of
molten state, atomic diffusion rates of the constituents Co2Si formation at 1100 °C was calculated to be about
are expected to be high. -31 kcal/mole. Taking into account the enthalpy of SiC
In addition, most metal silicides in the presently decomposition at 1100 °C, AH = +17 kcal/mole, under
studied systems have standard enthalpies of formation the conditions that the reaction interface is stationary
ranging from -20 to -50 kcal/mole. To demonstrate and the enthalpy of reaction is released to 1 mole of
the contribution of the enthalpy of metal silicide for- Co2Si, the temperature rise at the reaction interface re-
mation to interfacial melting, the Co/SiC reaction at sulting from Co2Si formation is in the order of 102
' - is
- . / •
I
FIG. 14. SEM micrographs showing the microstructural evolution in the reaction zone from the as-reacted Pt/SiC diffusion couple after
annealing for 4 h at 1100 °C.
degree K, which, together with the isothermal environ- the M-CPZ was formed adjacent to the SiC component.
ment, is sufficient to cause local interfacial melting. In the Pt/SiC, on the other hand, the M-CPZ was
formed adjacent to the metal component. Furthermore,
C. Carbon precipitation behavior the microstructure of the C precipitation layer is differ-
An intriguing phenomenon during the metal/ ent between Pt/SiC and Ni/SiC.
ceramic reactions is that of the carbon precipitation be- The reaction patterns formed during the metal/
havior. In the Co/SiC and Ni/SiC systems, a C-PFZ ceramic reactions can be summarized as follows:
was noted in the areas immediately adjacent to the Co/SiC -> Co/C-PFZ/R-CPZ/SiC; Ni/SiC -* Ni/C-
metal component. Following the C-PFZ, an R-CPZ and PFZ/R-CPZ/M-CPZ/SiC; Pt/SiC -» Pt/M-CPZ/R-
M-CPZ were observed in the Ni/SiC samples, while CPZ/SiC. The reason why the C precipitation behavior
only an R-CPZ was observed in the Co/SiC samples. In varies as a function of metal system and position from
the Pt/SiC samples, both M-CPZ and R-CPZ were gen- the reaction interface may be attributed to several com-
erated but no C-PFZ was formed. Although both M- peting kinetic processes, e.g., overall nucleation and
CPZ and R-CPZ were generated in the Pt/SiC and growth rate of silicide phases, rejection rate of C from
Ni/SiC diffusion couples, there is a major difference in the reaction front (which is also influenced by its solid
the locations of the M-CPZ and R-CPZ. In the Ni/SiC, solubility in various silicides), growth (or condensation)
rate of C clusters, and diffusion rates of metals and Si.
All these kinetic processes are known to be position
and concentration dependent.
The structure of C precipitates also varies as a
function of their location from the SiC reaction inter-
face. Based on Raman spectroscopy, C precipitates
existed in a mixed glassy/graphitic state. The position-
dependent structural change of C is believed to result
from the time sequence of their formation. In the areas
adjacent to the SiC interface, C is freshly decomposed
and, therefore, exhibits primarily a disordered state.
For those C precipitates which form in areas farther
from the SiC reaction interface, they are decomposed
earlier and therefore experience a longer heat treatment
(i.e., a pyrolytic process). As a result, the C precipitates
experience a longer structural rearrangement period
and tend to be more ordered.
FIG. 15. A high magnification backscattered electron image show-
ing the microstructure of the 3rd layer and the morphology of the
The duration of thermal exposure of C precipitates
melted/solidified particulates formed on top from the as-reacted is expected to affect their microstructure as well as
Pt/SiC diffusion couple after reactions at 1100 °C for 4 h. their distribution pattern (as a function of distance
TABLE I. Annealing conditions, diffusion phenomena, and major reaction products for various diffusion couples.
from the SiC interface). Experimentally, in the Ni/SiC teristics of metal/ceramic reactions. The thickness of
and Co/SiC systems, the microstructure of the C pre- the reaction zone on the metal side was always greater
cipitates changes from fine-sized clusters in the areas than that on the SiC side; a parabolic relationship be-
close to the SiC interface into randomly scattered, tween the thickness of the SiC reaction zone and an-
larger particulates in remote areas. The reason why dis- nealing time was not observed. The kinetics of the
crete C layers form in the areas close to the SiC reac- metal/ceramic reactions are believed to be controlled by
tion interface, whereas C-decorated granular silicide the decomposition of SiC, rather than by the interdiffu-
layers form in remote areas in the Pt/SiC reaction sion of Si or metals. The patterns of the reaction prod-
zone, is attributable to the redistribution of C in the Pt- ucts formed in the metal/ceramic reaction zones were
silicide matrix upon prolonged thermal annealing in the different, depending upon the specific metal system
remote areas. The distribution pattern of carbon pre- and their location from the reaction interface. A C-
cipitates in the areas immediately adjacent to the SiC PFZ was generated in the Ni/SiC and Co/SiC but not in
reaction front may represent the decomposition behav- the Pt/SiC. Although a CPZ was formed in all the
ior of SiC, since thermal relaxation and diffusion (re- Co/SiC, Ni/SiC, and Pt/SiC systems, both M-CPZ and
jection) of decomposed C is not significant. R-CPZ were noted in the Ni/SiC and Pt/SiC systems.
In contrast, only an R-CPZ was formed in the Co/SiC.
V. CONCLUSIONS The structure of the C precipitates varied as a function
The reactions of the metals Co, Ni, and Pt with of their distance from the SiC reaction interface. The C
ceramic SiC were studied in the temperature range 800 existing close to the SiC interface was primarily in a
to 1200 °C. The metal/ceramic reactions generated glassy state. With increasing distance from the SiC inter-
metal-silicides and C as reaction products. The silicides face, the C particulate size increased and formed a
were primarily metal-rich instead of silicon-rich. The more graphitic structure. The structural evolution of
C, precipitated out in metal-silicide matrices, was the C precipitates is attributed to the duration of ther-
found to exist in an unreacted form rather than a car- mal exposure after they are dissociated from the SiC.
bide form. The formation of metal-rich silicides gave
rise to either massive or local interfacial melting at cer- ACKNOWLEDGMENTS
tain temperatures. Either planar or nonplanar reaction The authors are grateful for the technical support
interfaces were generated, depending upon the charac- from the analytical group at Lockheed Research and
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FIG. 16. A series of Raman spectra from the modulated C bands
precipitated in the SiC/Pt reaction zone after annealing for 5 h at
1000 °C. The spectrum, (a), from the SiC reaction interface indi-
cates the existence of glassy carbon, which is characterized by the
presence of a Raman peak at 1354 cm"1. As the locations of the C
bands are farther removed from the SiC interface, from (b) to (d),
graphitization of the C occurs, which is characterized by the
decrease of the intensity ratio between the 1354 and 1585 cm"1
Raman peaks.