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APMIS 125: 376–384 © 2017 APMIS. Published by John Wiley & Sons Ltd.
DOI 10.1111/apm.12688
Review Article
Larsen T, Fiehn N-E. Dental biofilm infections – an update. APMIS 2017; 125: 376–384.
Teeth are colonized by oral bacteria from saliva containing more than 700 different bacterial species. If removed
regularly, the dental biofilm mainly comprises oral streptococci and is regarded as resident microflora. But if left
undisturbed, a complex biofilm containing up to 100 bacterial species at a site will build up and may eventually
cause development of disease. Depending on local ecological factors, the composition of the dental biofilm may
vary considerably. With access to excess carbohydrates, the dental biofilm will be dominated by mainly gram-posi-
tive carbohydrate-fermenting bacteria causing demineralization of teeth, dental caries, which may further lead to
inflammation and necrosis in the pulp and periapical region, i.e., pulpitis and periapical periodontitis. In supra-
and subgingival biofilms, predominantly gram-negative, anaerobic proteolytic bacteria will colonize and cause gingi-
val inflammation and breakdown of supporting periodontal fibers and bone and ultimately tooth loss, i.e., gingivi-
tis, chronic or aggressive periodontitis, and around dental implants, peri-implantitis. Furthermore, bacteria from the
dental biofilm may spread to other parts of the body by bacteremia and cause systemic disease. Basically, preven-
tion and treatment of dental biofilm infections are achieved by regular personal and professional removal of the
dental biofilm.
Key words: Dental biofilm; oral biofilm; dental caries; gingivitis; periodontal disease; oral disease.
Tove Larsen, Department of Odontology, University of Copenhagen, Nørre Alle 20, DK – 2200 Copenhagen N,
Denmark. e-mail: tla@sund.ku.dk
More than 700 different bacterial species have “urogenital biofilm”, “hemodialysis biofilms”, and
been detected in the oral cavity of humans (1). “catheter biofilms”, the number of hits are 639, 271,
Saliva contains 108 to 109 bacteria per milliliter, 203, and 1.386, respectively (searched on April 21,
and some of these adhere to the teeth and initiate 2016), and early articles date from 1984 to 1989. So,
formation of a dental biofilm, previously called dental biofilm research has been a pioneer in the field
dental plaque. Generally, the dental biofilm is sim- of human biofilm research.
ilar to biofilms elsewhere in the body, where bac- The dental biofilm causes diseases in the teeth and
teria colonize tissue surfaces or artificial implants their supporting tissues, i.e., dental caries and peri-
and are embedded in a self-produced extracellular odontal diseases. Dental caries is characterized by a
matrix of exopolymers (polysaccharides and pro- demineralization of the teeth without concurrent
teins) and DNA inflammation in surrounding tissues, while its sequels
(2–4). There are, however, also differences from if left untreated, pulpitis and apical periodontitis are
biofilms at other sites of the body (5). infections. Similarly, the periodontal diseases, such
Dental plaque and its relation to oral health and as gingivitis, periodontitis, and peri-implantitis,
diseases have been studied for decades. A search in induce an inflammatory response. Each of these bio-
PubMed with the Mesh words “dental plaque” and film-induced dental diseases will be described includ-
“dental biofilm” yields 22.968 and 3.097 hits, respec- ing the principles of biofilm control/elimination.
tively, and the earliest papers date back to 1946 and Biofilm-induced infections on the oral mucosa are
1981. With the search words “lung biofilm”, not included in this article, whereas bacteria in dental
biofilms causing infections at other locations of the
body are mentioned.
Received 30 September 2016. Accepted 3 February 2017
376
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DENTAL BIOFILM INFECTIONS
Fig. 2. A typical mature diverse dental biofilm. A dental biofilm is first established in stagnant
areas of the teeth where the bacteria are protected,
i.e., in fissures of the occlusal (biting) surfaces,
identified by use of traditional culture methods (3). approximally between adjacent teeth, and supragin-
The composition of the dental biofilm varies not givally along the gingival margin. If left undis-
only between different sites in the oral cavity but turbed by insufficient dental hygiene procedures,
also between individuals. Despite this, a core micro- the supragingival biofilm may gradually spread
biome has been proposed, and based on molecular along the root of the tooth into the periodontal
approaches, it includes species of the following gen- pocket, and a subgingival biofilm is formed. Bio-
era: Streptococcus, Veillonella, Granulicatella, Neis- films on the tooth surfaces may cause dental caries,
seria, Haemophilus, Corynebacterium, Rothia, while supra- and subgingival biofilms along and
Actinomyces, Prevotella, Capnocytophaga, Porphy- under the gingival margin may cause periodontal
romonas, and Fusobacterium. A supplemental micro- diseases. If the tooth is replaced by a dental
biota is often observed in addition to the core implant, peri-implantitis may develop.
microbiome adding to the variability of the oral
microbiota (10). So, the bacterial profile of the den-
Dental caries
tal biofilm may vary significantly between different
individuals and between adjacent sites within the Dental caries is characterized by local demineraliza-
individual. tion of the hard tissues of the tooth, initially the
Dental biofilms are part of the resident oral dental enamel and subsequently the dentine. The
microflora or oral microbiota which as a general demineralization is caused by the production of
rule is beneficial to the host, i.e., by providing colo- low-molecular organic acids (of which lactate is
nization resistance against exogenous microorgan- most important) by carbohydrate-fermenting bacte-
isms/pathogens and by interacting with the immune ria, which catabolize primarily mono- and disaccha-
system at a level compatible with health. This bal- rides primarily from the food. When excess sugar is
ance or stability is termed microbial homeostasis present, some of these carbohydrates, in particular
(10). If stressed, the balance may result in shifts in sucrose, can also be polymerized by bacteria pos-
the microflora of the biofilm and diseases may sessing glycosyl- or fructosyltransferases to extracel-
develop (dysbiosis). The stress factors can be of dif- lular glucans and fructans. These polysaccharides
ferent nature such as changes in diet or oral contribute to the extracellular matrix of the biofilm
hygiene habits, medical treatment, e.g., antibiotics and consolidate the attachment of the bacteria to
or medicine influencing salivary flow, or a change the tooth surface. Furthermore, the extracellular
polysaccharides make up a nutrient reserve for the uncultivable and their cariogenic potential, i.e., if
biofilm bacteria, as they can be degraded during they are acidogenic and aciduric and actually
starving conditions allowing the acid production involved in the caries process remains to be deter-
and degradation of dental hard tissues to continue. mined (12).
Demineralization of teeth takes place when pH in
the biofilm at the tooth surface is below 5.5 which Biofilm control
is called the critical pH value (11). A prerequisite for preventing caries is good oral
Until a few decades ago, development of caries hygiene habits controlling the oral microbiota at
was ascribed to only a few gram-positive bacterial levels compatible with health (10). Parents and pub-
species in the biofilm, i.e., the specific biofilm/pla- lic dental care for children and adolescents are the
que hypothesis, and Streptococcus mutans, Strepto- key persons for teaching and securing optimal oral
coccus sobrinus together with some Lactobacillus hygiene until children and adolescents are able to
species were regarded as key pathogens. This take care of tooth brushing with dentifrice contain-
understanding was based upon cultivation studies ing fluoride. This effort is also crucial in the dental
which often isolated these bacteria and found them care system for adults and for elderly in hospitals
to possess the cariogenic abilities described above. and nursing homes, and when necessary supple-
Furthermore, these bacteria are acid-tolerant/acidu- mented with inter-dental brushes, tooth picks, or
ric and thus able to catabolize carbohydrates and dental floss. If demineralization of teeth is
continue demineralization under acidic conditions advanced, professional treatment including applica-
which halt most bacteria. However, caries can be tion of fluoride and ultimately filling therapy is
detected in the absence of these species, and they warranted.
may, on the other hand, be present without devel-
opment of caries, indicating that other bacteria can
contribute to demineralization of the teeth. This led Pulpitis and apical periodontitis
to the formulation of the ecological biofilm/plaque Under healthy conditions, the dental pulp and the
hypothesis proposing that whether caries develops apical periodontium are sterile. The dental pulp can
or not is determined by the existing ecological bal- become infected as a consequence of profound den-
ance in the biofilm on the tooth surface. Only if tal caries, dental trauma, or via extra-radicular root
cariogenic bacteria possessing the above-mentioned canals from deep periodontal pockets. Most fre-
characteristics are allowed to dominate the biofilm quently, the dental pulp is infected via dentinal
demineralization will occur. Bacteria with less car- tubules in relation to caries and with access to the
bohydrate-fermenting capabilities than S. mutans in oral cavity (13). Bacteria from the caries lesion and
conjunction may add to the process, or the presence saliva can penetrate to the vital pulp and initiate an
of a majority of lactate-consuming or alkali-produ- inflammation in the pulp tissue, called pulpitis (14).
cing bacteria may neutralize the effect of carbohy- If early pulpitis is left untreated, the inflamma-
drate-fermenting bacteria. Thus, development of tion develops into an irreversible condition and the
caries is due to a shift in the local homeostasis of pulp gradually becomes necrotic. As the disease
the resident microflora. The balance may be develops, the microflora in the root canal becomes
stressed by an increase in intake of fermentable car- more complex, and a biofilm will develop on the
bohydrates, an insufficient oral hygiene or a inner surfaces of the root canals (14). When the
decrease in salivary flow due to medication which dental pulp is fully necrotic, the biofilm may extent
allows an overgrowth of cariogenic, acid-tolerant through the apical foramen of the root to the outer
bacteria resulting in lowering the pH in the biofilm wall of the apical part of the tooth resulting in an
and demineralization of the tooth (11). inflammation in the periapical tissue (14, 15).
Recent 16S rRNA-based molecular biological In early pulpitis, the microflora is very simple and
studies have revealed that the caries microflora is dominated by caries-related bacteria. As the biofilm
much more complex than assumed based on culture advances through the dentinal tubules to the pulp
studies. While especially S. mutans, Actinomyces, the available nutrients change. Dentinal fluid and
and Lactobacillus species were previously regarded collagen and eventually necrotic tissue from the pulp
as responsible for caries, the list of caries-associated and tissue surrounding the apex of the root will favor
bacteria now includes species of the genera the growth of proteolytic bacteria like gram-negative
Actinomyces, Lactobacillus, Dialister, Eubacterium, anaerobic species such as Prevotella, Porphyromonas,
Olsenella, Bifidobacterium, Atopobium, Propionibac- Eubacterium, Parvimonas, and Campylobacter species
terium, Scardovir, Abiotrophia, Selenomonas, and (16, 17). Thus, as the disease develops, the complex-
Veillonella in addition to carbohydrate-fermenting ity of the root canal microflora increases with domi-
oral streptococci. Many of these bacteria are still nance of gram-negative anaerobic rods and
proteolytic bacteria. When bacteria get access to the develops consisting of a rather complex microflora
pulp via extra radicular root canals from periodontal comprising both gram-positive cocci and rods and
lesions, the microbiota will be almost similar to the gram-negative rods of different sizes of which many
microbiome seen in chronic periodontitis (see below). genera and species are anaerobic (11). The total
As for dental caries, recent 16S rRNA-based molecu- amount of bacteria in the biofilm is about 108 to 109
lar biological studies have shown that the microflora per mg and members belong to the resident micro-
in the root canal is far more complex than previously biota. The development of disease can be designated
assumed. Uncultivable bacteria such as species of the to the unspecific biofilm/plaque hypothesis where all
genera Treponema, Dialister, Olsenella, and unnamed bacteria present contribute to the inflammation,
clones of Synergistes have been found in addition to while the ecological biofilm/plaque hypothesis adds
the cultivable microflora described above. At persis- to the explanation by ascribing the shift in the micro-
tent infections in root canals, Enterococus faecalis flora to local ecological changes (11).
has been observed as a bacterium difficult to elimi-
nate (14). Biofilm control. As for preventing caries, removal of
the supragingival biofilm and reestablishing a
Elimination of the biofilm microflora compatible with health by daily oral
A matter of vital importance for a successful hygiene measures will eliminate the gingival inflam-
endodontic treatment is elimination of the biofilm mation. Professional mechanical cleaning of the
on the root canal surfaces. This requires mechanical teeth will reverse the inflammation of gingiva to a
removal of the infected pulp tissue and cleaning of healthy condition, if it is followed by oral hygiene
canal walls and dentinal tubules combined with irri- at home twice a day by use of toothbrush, tooth-
gation with antiseptics such as sodium-hypochlorite picks, and/or dental floss.
followed by a total sealing of the root canal in
order to prevent reinfection of the root canal. Chronic periodontitis
The biofilm may be difficult to eradicate, in If a supragingival biofilm is left undisturbed, it will
particular at the apex of the tooth where a spread into the periodontal pocket establishing a
labyrinth of accessory infected canals may be pre- subgingival biofilm. The biofilm and the ongoing
sent. In such cases, surgical intervention may be inflammation will gradually result in deepening of
necessary with resection of the apex of the root in the periodontal pockets, destruction of periodontal
order to remove the biofilm. fibers providing attachment of the teeth in the alve-
olar bone, degradation of the bone, and ultimately
Periodontal diseases loss of teeth. In contrast to gingivitis, the tissue
destruction in periodontitis is irreversible.
Inflammation in the gingival tissues develops if The composition of the subgingival microbiota
insufficient oral hygiene allows a supragingival bio- differs from that of the supragingival biofilm as it is
film to accumulate along the gingival margin. If the dominated by different kinds of gram-negative rods
biofilm is left undisturbed, periodontal pockets will like Prevotella species, Porphyromonas gingivalis,
develop and periodontitis will usually follow. Peri- and Fusobacterium nucleatum and including motile
odontitis is classified as chronic or aggressive peri- bacteria and spirochetes located at the surface of
odontitis. Generally, chronic periodontitis appears the biofilm in direct relation to the pocket epithe-
from about the age of 40 years, whereas generalized lium (Fig. 3). The majority of the bacteria are
or localized aggressive periodontitis appear earlier anaerobic and have a proteolytic metabolism. These
in young adults or even in adolescents or children. are favored by the local anaerobic conditions in the
The different forms of periodontitis have different periodontal pocket rich in gingival crevicular fluid,
clinical pictures. Around dental implants, peri- which is a tissue exudate resembling serum and rich
implantitis may occur, an inflammation with simi- in proteins and blood products. Thus, the ecologi-
larities to periodontitis. cal biofilm/plaque hypothesis can explain the shifts
in composition of the biofilm and development of
Gingivitis periodontal disease (11).
Under healthy conditions, the microflora at the gin- Based upon comprehensive DNA–DNA
gival sulcus is sparse and gram-positive oral strepto- hybridization, cross-sectional association studies on
cocci are dominating (11). When a biofilm develops, the development of subgingival biofilm (plaque) in
it causes gingival inflammation including marginal 1998, the microbiota was grouped in different col-
swelling, initiation of pocket formation, and increas- ored complexes based on their typical interspecies
ing exudation of gingival crevicular fluid rich in pro- associations and sequential colonization. The yel-
teinous nutrients. In 1–2 weeks, a mature biofilm low complex comprises the oral streptococci which
particularly the red complex are associated with development and in its role in initiation of disease.
aggressive periodontitis. However, recent 16S When the tissues supporting the osseointegrated
rRNA-based molecular biological techniques have implants are affected it is termed peri-implantitis
revealed that the microbiota is much more complex. (11). As for periodontitis, peri-implantitis can be
Species of the genera Parvimonas, Filifactor, Dialis- aggressive with suppuration and bone loss and may
ter, Granilucatella, and Synergistes (many of which lead to the loss of the “implant tooth”. With the
are uncultivable) are found together with cultivable increasing use of dental implants, peri-implantitis is
species belonging to the orange and red complexes an emerging disease and it is too early to estimate
(22). So, it is still not fully elucidated which subgin- the incidence of peri-implantitis. Again, a good oral
gival bacterial profiles are responsible for develop- hygiene is crucial for preventing development of
ment of disease, and furthermore, the role of novel disease.
and uncultivable bacteria has not yet been clarified The microbiological sampling around dental
(23). implants is complicated on account of the irregular-
In localized aggressive periodontitis of juveniles, ities of implant surfaces making it difficult to reach
A. actinomycetemcomitans serotype b has for years the bottom of the “implant pocket”. Based on both
been regarded as the key etiologic agent. In the cultural studies and recent molecular biological
studies that formed the basis for description of the studies, the microflora seems to be comparable with
complexes, this serotype was not associated with the subgingival biofilm at periodontitis teeth,
any other bacterial species (18). This has raised dis- despite variations are observed depending on the
cussions on A. actinomycetemcomitans serotype b implant material used, the roughness of the surface,
possibly being an (as intended) exogenous bac- and the implant design. Roughness of the surface
terium causing periodontitis. A particular clone may in particular facilitate biofilm formation (26).
(JP2) of this subspecies has been isolated from peo- The peri-implant biofilm microbiota differs
ple of North West African origin and identified as between implants placed in edentulous patients and
a major risk factor for aggressive periodontitis. partially edentulous patients. It seems that the last-
This clone is characterized by a 530-base pair dele- mentioned group has a more pathogenic peri-
tion in the promotor region of the gene coding for implant microflora than do the edentulous patients
production of leukotoxin, causing a significant (27). Very likely the source of the microbiota is the
increase in leukotoxin production, and conse- subgingival biofilm around natural teeth with peri-
quently an increased risk of developing severe dis- odontitis in the partially edentulous patients.
ease (24).
Following antibiotic therapy resulting in a Biofilm control. The treatment principles for peri-
decreased colonization resistance, some studies have implantitis do not differ from periodontitis, i.e.,
observed that periodontal pockets can be colonized biofilm formation should ideally be prevented by
by non-oral bacteria such as staphylococci, pyogenic proper oral hygiene measures and – when estab-
streptococci, enterobacteria, and Candida species lished – removed by mechanical procedures by the
(25). This may result in aggressive periodontitis. patient and professionally by the dentist. The rough
surfaces of the implants can pose a challenge in
Biofilm control. The main efforts in the control of achieving total biofilm removal making the preven-
the biofilm in aggressive periodontitis correspond tion of biofilm formation even more important.
to those described for chronic periodontitis. But as
the tissue destruction takes place much faster in
aggressive periodontitis, the patient must be con- BACTERIA IN DENTAL BIOFILMS AND
trolled in the dental office more frequently. Further- SYSTEMIC DISEASES
more, the basic control may be supplemented with
biofilm reducing agents such as chlorhexidine rins- Bacteria from the dental biofilm may spread to
ings. In the treatment of refractory cases, antibi- other parts of the body via bacteremia. This may
otics may also be used as a supplement to occur in connection with dental treatment causing
mechanical or surgical debridement to change the bleeding, e.g., tooth extractions, oral surgery, and
subgingival microbiota to a profile compatible with subgingival scaling in patients with periodontitis.
periodontal health. Daily habits such as tooth brushing and chewing
can also cause bacteremia, especially in periodontal
Peri-implantitis patients. Generally, oral bacteria are eliminated
Colonization of dental implants and the associated from the vascular system within 30 min and do not
supra structures share similarities with biofilm for- cause health problems (28). But seldomly infections
mation around natural teeth, both in the in other parts of the body may arise. Thus, several
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ultative rods in chronic periodontitis microbiota. patients: a systematic review. J Periodontol
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