Professional Documents
Culture Documents
TRANSFORMATION IN SOUTH
AFRICA: THREE FRAMES
Sandra Liebenberg*
ABSTRACT
This article conceives of transformative constitutionalism as processes of constitutional
enactment, interpretation and enforcement which help bring about fundamental changes
to South Africa’s current unjust economic and social structures. Transformative
strategies seek to redress the underlying structures which generate patterns of material
deprivation and status hierarchies. Based on this understanding, the article analyses the
transformative potential of three ways in which social rights have been framed in law and
policy discourses in South Africa: (1) social citizenship; (2) equality; and (3) participation.
The concept of a frame is useful as it acts as an ‘interpretive lens’ which highlights certain
dimensions of legal responses to the complex, multi-faceted social problem of poverty. By
drawing explicit attention to how the meaning of rights is constructed, framing invites
reflection on what is included and excluded from the frame, and how this might shape
our understanding of the nature of social rights violations and transformative remedial
responses. Each frame is evaluated in terms of its strengths and limitations in stimulating
and supporting transformation in the sense described above. Strategies for strengthening
the transformative development of each frame are also identified.
I Introduction
In his celebrated article, Karl Klare characterises transformative
constitutionalism as a ‘long-term project of constitutional enactment,
interpretation and enforcement committed (not in isolation, of course, but
in a historical context of conductive political developments) to transforming
a country’s political and social institutions and power relationships in a
democratic, participatory and egalitarian direction’. It connotes ‘an enterprise
of inducing large-scale social change through non-violence political processes
grounded in law’.1 The fundamental purposes of the Constitution of the
Republic of South Africa, 1996 include a redistribution of socio-economic
* HF Oppenheimer Chair in Human Rights Law, University of Stellenbosch Law Faculty. An earlier
version of this article was presented at a seminar organised by the Center for Interdisciplinary
Research (ZiF), University of Bieleveld titled Understanding Southern Welfare – The B(R)ICS
Countries (24–26 November 2014), and a subsequent version at the SAJHR Transformation
and the Courts Conference, University of the Witwatersrand (28–29 January 2015). I thank the
participants at these events, Katharine Young as well as two anonymous referees for helpful
comments. This article is based on research supported by the National Research Foundation
(NRF). Any opinion, findings, conclusions or recommendations in this article are those of the
author and therefore the NRF does not accept any liability in regard thereto.
1 K Klare ‘Legal Culture and Transformative Constitutionalism’ (1998) 14 SAJHR 146–88.
446
social rights and transformation in south africa 447
2 The preamble of the Constitution refers to the objective of establishing a society based, amongst
others, social justice and improving the quality of life of citizens. The provisions in the Bill of
Rights concerning socio-economic rights and property envisage that material resources will be
distributed in a way that ensures ‘everyone’ has access to the relevant social services and assets.
On the redistributive thrust of the property clause (s 25) in the context of land reform, see JM
Pienaar Land Reform (2014) 167–91.
3 The equality clause in the Bill of Rights (s 9) most evidently seeks to prevent and prohibit forms
of unfair discrimination on a range of grounds, including race, gender, disability, religion, and
sexual orientation. Equality is defined in s 9(2) to include ‘the full and equal enjoyment of all
rights and freedoms’. The equality clause seeks to dismantle entrenched patterns of ‘group
disadvantage and harm’ (per O’Regan J in Brink v Kitshoff NO 1996 (4) SA 197 para 42) and to
‘re-imagine power relations within society’ (per Moseneke ACJ in South African Police Service
v Solidarity obo Barnard 2014 (6) SA 123 (CC) para 29).
4 N Fraser ‘Social Justice in the Age of Identity Politics: Redistribution, Recognition and
Participation’ in N Fraser & A Honneth Redistribution or Recognition: A Political-Philosophical
Exchange (2003) 7, 74.
5 As Fraser notes, the distinction is ‘not equivalent to reform versus revolution, nor to gradual
versus apocalyptic change. Rather, the nub of the contrast is the level at which injustice is
addressed: whereas affirmation targets end-state outcomes, transformation addresses root
causes’. Ibid.
6 Section 38 read with s 172.
448 (2015) 31 SAJHR
7 D Brand ‘The “Politics of Need Interpretation” and the Adjudication of Socio-economic Rights
Claims in South Africa’ in AJ van der Walt (ed) Theories of Social and Economic Justice (2005)
17, 24.
8 K Young ‘Redemptive and Rejectionist Frames: Framing Economic, Social and Cultural Rights
for Advocacy and Mobilization in the United States’ (2012) 4 Northeastern Univ LJ 323, 324.
9 P Bourdieu ‘The Force of Law: Towards a Sociology of the Juridical Field’ (1987) 38 Hastings
LJ 805; MW McCann Rights at Work: Pay Equity Reform and the Politics of Legal Mobilization
(1994).
10 C Rodríguez-Garavito ‘Beyond the Courtroom: The Impact of Judicial Activism on
Socioeconomic Rights in Latin America’ (2011) Texas LR 1669, 1678. For an application and
adaption of Rodríguez-Garavito’s model for understanding the impacts of socio-economic
rights litigation, see J Dugard & M Langford ‘Art or Science? Synthesising Lessons from Public
Interest Litigation and the Dangers of Legal Determinism’ (2011) 27 SAJHR 39.
social rights and transformation in south africa 449
11 On the evolution of the ‘market society’ and its impact on human and social life, see K Polanyi
The Great Transformation: The Political and Economic Origins of our Time (2002).
12 G Esping-Andersen The Three Worlds of Welfare Capitalism (1990) 3.
13 The seminal work deriving social rights from the concept of social citizenship is that of TH
Marshall Citizenship and Social Class (1959).
14 See Esping-Andersen (note 12 above) 18–19.
15 For an early argument in favour of constitutionalising a basic floor of social rights in the South
African Constitution in order to secure the minimum material conditions for participation in
social and political life, see N Haysom ‘Constitutionalism, Majoritarian Democracy and Socio-
economic Rights’ (1992) 8 SAJHR 451, 461–62.
16 Fraser (note 4 above) 74.
17 Ibid 76.
450 (2015) 31 SAJHR
In the liberal welfare state, for example, public assistance programs channel aid to the poor,
while leaving intact the deep structures that generate poverty; thus, they must make surface
reallocations again and again. The result is to mark the disadvantaged as inherently deficient
and insatiable, as always needing more and more. … Their net effect is to add the insult of
disrespect to the injury of deprivation.18
18 Ibid 76–77.
19 Ibid 78–81.
20 Section 7(2) places an overarching duty on the state to ‘respect, protect, promote and fulfil’ the
rights in the Bill of Rights. Specifically in the context of the social rights in ss 26 & 27 the duty
to achieve the progressive realisation of the relevant rights is placed on the state through the
adoption of reasonable legislative and other measures (ss 26(2) & 27(2)). Many of the duties in
the Bill of Rights are also applicable to private actions: ss 8(2) read with (3) & 39(2).
21 Social Assistance Act 13 of 2004.
22 See s 3(1)(e) read with s 4 of The National Health Act 61 of 2003. For an analysis of the
shortcomings in the implementation of these provisions, see M Pieterse Can Rights Cure? The
Impact of Human Rights Litigation on South Africa’s Health System (2014) 42–46.
23 In response to the judgment of the Constitutional Court in Government of the Republic of South
Africa v Grootboom 2001 (1) SA 46 (CC) (Grootboom) government adopted an emergency
housing programme, titled ‘Housing assistance in emergency housing circumstances’: Chapter
12 of the National Housing Code enacted in terms of s 4 of the National Housing Act 107 of 1997.
social rights and transformation in south africa 451
24 This basket of free basic services is referred to in the NDP as the ‘social wage’ 359. For example,
according to national water regulations promulgated to give effect to s 3 of the Water Services Act
108 of 1997, a minimum standard of free basic water is prescribed consisting of 25 litres per person
per day or 6 kilolitres per household per month within 200 metres of a household. Regulations
Relating to Compulsory National Standards and Measures to Conserve Water, GN 22355 GG
Notice R509 (8 June 2001) published in terms of s 9 of the Water Services Act. For an analysis of
other free basic municipal services, see: Socio-Economic Rights Institute of South Africa (SERI)
Targeting the Poor? An Analysis of Free Basic Services and Municipal Indigent Policies in South
Africa (2014) <http://www.seri-sa.org/images/Targeting_the_Poor_Nov13.pdf>.
25 National Planning Commission National Development Plan: Vision for 2030 (2011) <http://www.
npconline.co.za/medialib/downloads/home/NPC%20National%20Development%20Plan%20
Vision%202030%20-lo-res.pdf> 363–64. According to the NDP, this social protection agenda
should be attained ‘through a combination of public and private provision of services’ 363.
26 M Samson et al (2004) The Social and Economic Impact of South Africa’s Social Security System
Report commissioned by the Department of Social Development, Economic Policy Research
Institute, Research Paper 37; D Budlender & I Woolard The Impact of the South African Child
Support and Old Age Grants on Children’s Schooling and Work (2006); M Leibbrant et al Trends
in South African Income Distribution and Poverty since the Fall of Apartheid (2010); World Bank
South Africa Economic Update: Fiscal Policy and Redistribution in an Unequal Society (2014)
<http://www-wds.worldbank.org/external/default/WDSContentServer/WDSP/IB/2014/10/30/00
0470435_20141030130616/Rendered/PDF/921670WP0P131400SAEU60for0web01029b.pdf>.
27 Unemployment rates (excluding discouraged work seekers) are in the vicinity of 25 per cent, and
particularly high (in the region of 50 per cent) amongst the youth. See StatsSA Poverty Trends in
South Africa: An Examination of Absolute Poverty between 2006 and 2011 (2014) Report 03-10-
06 <http://beta2.statssa.gov.za/publications/Report-03-10-06/Report-03-10-06March2014.pdf>;
see also StatsSA, Quarterly Labour Force Survey, P0211, 3rd Quarter 2014 <http://www.statssa.
gov.za/publications/statsdownload.asp?PPN=P0211&SCH=5935>.
28 Jeremy Seekings & Nicoli Nattrass have noted that the social assistance system in South Africa
was expanded primarily through deracialisation and parametric reforms (such as adjustments to
the age and means-test thresholds that restricted eligibility and the value of the benefits). It was,
however, not transformed and continues to reflect ‘a conception of desert that was similar to that
of “liberal” welfare regimes in the global North’. ‘Income Support through the Welfare State’ in J
Seekings & N Nattrass Policy, Politics and Poverty in South Africa (2015) 140. See also J Seekings
‘Deserving Individuals and Groups: The Post-apartheid State’s Justification of the Shape of South
Africa’s System of Social Assistance’ (2008) 68 Transformation 28. Michael Samson has described
South Africa’s social safety net as having ‘a very loose weave’. M Samson ‘The Social, Economic
and Fiscal Impact of Comprehensive Social Security Reform in South Africa’ (2002) 28 Social
Dynamics 69, 59.
452 (2015) 31 SAJHR
the sense of promoting social inclusion, solidarity and the ability of people to
participate fully in society.
In relation to free basic municipal services, local communities experience
multiple problems with the quality and implementation of the relevant
programmes.33 These problems detract from the potential of these programmes
to both alleviate poverty and to provide sustainable pathways out of poverty.
As Jackie Dugard notes, the divergence between the framework for basic
services and the practice thereof is closely related to the limitations of South
Africa’s macro-economic model which has failed to advance inclusive social
and economic development.34 She describes the impact of government’s
market-orientated model of service delivery as follows:
The consequential preoccupation with maximising profits from basic services has resulted
in inadequate extension of basic services and insufficient maintenance of infrastructure,
along with an overly technocratic approach to service delivery. It has also led to widespread
limitation and disconnection of existing services in poor urban areas, which has in turn rolled
back many of the gains made in connecting poor households to basic services’ grids in the
post-apartheid era.35
29 On this campaign, see B Goldblatt & S Rosa ‘Social Security Rights: Campaigns and Courts’ in
M Langford, B Cousins, J Dugard & T Madlingozi (eds) Socio-economic Rights in South Africa:
Symbols or Substance? (2014) 253, 266–68. For a constitutional argument in favour of a basic
income grant, see J Sinclair ‘Poverty: Giving Meaning to the Right to Social Assistance’ (2012)
23 Stellenbosch LR 191.
30 Report of the (Taylor) Committee of Inquiry into a Comprehensive System of Social Security for
South Africa (2002) <http://www.sarpn.org/CountryPovertyPapers/SouthAfrica/taylor/>.
31 The NDP proposals for social protection for the unemployed working age population are
premised primarily on labour market policies complemented by various dimensions of the social
wage. See NDP (note 25 above) 360–64.
32 For those in formal employment, social security coverage is provided through various private
contributory schemes – many of which are run or regulated by the state. See Seekings & Nattrass
(note 28 above).
33 For a detailed evaluation of these programmes, see SERI (note 24 above). On the systemic capacity
constraints of local government, see A Siddle & TA Koelble The Failure of Decentralisation in
South African Local Government: Complexity and Unanticipated Consequences (2012).
34 J Dugard ‘Urban Basic Services: Rights, Reality and Resistance’ in Langford et al (note 29
above) 275, 276.
35 Ibid.
social rights and transformation in south africa 453
Thus basic municipal services are only partially protected from market
exposure and commodication.36 The high levels of ‘service-delivery’ protests
throughout South Africa are largely a reaction to the intermittent, insecure
and poor quality of services delivered by local authorities.37 The systems of
social security and social services provision – whilst undoubtedly providing
an important bulwark against extreme poverty – are neither comprehensive
nor of sufficiently high quality to realise the objectives of the social citizenship
frame.
36 Patrick Bond has pointed out the regressive effects of the tariff structure of basic municipal
services which has diluted the impact of the free basic allocation. See P Bond ‘Water Rights,
Commons and Advocacy Narratives’ (2013) 29 SAJHR 125, 143.
37 See K von Holdt ‘Insurgent Citizenship and Collective Violence: Analysis of Case Studies’ in
Von Holdt et al Insurgent Citizenship, Collective Violence and the Struggle for a Place in the New
South Africa: Eight Case Studies of Community Protest and Xenophobic Violence (2011).
38 Grootboom (note 23 above).
39 2002 (5) SA 721 (CC) (TAC).
40 2010 (4) BCLR 312 (CC) (Nokotyana).
41 2010 (4) SA 1 (CC) (Mazibuko).
42 The concept of minimum core obligations finds support in General Comments of the UN
Committee on Economic, Social and Cultural Rights (responsible for supervising States Parties
obligations under the International Covenant on Economic, Social and Cultural Rights, 1966). See,
for example, General Comment 3 (1990) The nature of States Parties obligations (art 2(1) of the
Covenant) UN doc E/1991/23 para 10; and General Comment 14 (2000) The right to the highest
attainable standard of health (art 12 of the Covenant) UN doc E/C.12/2000/4 paras 43 & 44.
43 For a sustained philosophical argument in favour of the adoption of the minimum core approach
to interpreting socio-economic rights, see D Bilchitz Poverty and Fundamental Rights: The
Justification and Enforcement of Socio-economic Rights (2007). Bilchitz argues that the
minimum core should secure a first threshold of ensuring individuals are not exposed to general
conditions that threaten their survival. The second threshold that socio-economic rights should
protect, according to Bilchitz, is to ensure the socio-economic conditions that are necessary
for the fulfilment of a wide range of purposes (188–89). For an analysis of the theoretical
justifications and strategic utility of various conceptions of the minimum core, see KG Young
‘The Minimum Core of Economic and Social Rights: A Concept in Search of Content’ (2008) 33
Yale J Int Law 113.
454 (2015) 31 SAJHR
In its jurisprudence the court has distilled certain factors which are indicative
of unreasonableness, warranting judicial intervention. A significant factor is
whether the government’s social programmes make provision for those in
desperate need. The latter component requires attention to urgent needs in
any government programme relating to social rights. Such a programme –
even though statistically successful in advancing overall access to the rights
– will not be deemed reasonable if it fails to treat each individual with ‘care
and concern’.48 Thus in Grootboom, the Constitutional Court found that the
state housing programme in the area of the Cape Metropolitan Council was
inconsistent with s 26 of the Constitution in that it did not cater for urgent
housing needs.49
Some of the dicta of the court, particularly in the Grootboom judgment, is
suggestive of a more expansive concept of social provisioning aligned to the
social citizenship frame. Thus the court noted in Grootboom that the right of
access to housing is entrenched in the Constitution ‘because we value human
beings and want to ensure that they are afforded their basic human needs’.50
It went on to add: ‘A society must seek to ensure that the basic necessities
of life are provided to all if it is to be a society based on human dignity and
44 The court has explicitly stated ‘The Constitution contemplates a restrained and focused role for
the courts … ’ TAC (note 39 above) para 38.
45 Mazibuko (note 41 above) para 61.
46 As synthesised by O’Regan J in Mazibuko (ibid): ‘Thus the positive obligations imposed upon
government by the social and economic rights in our Constitution will be enforced by courts
in at least the following ways. If government takes no steps to realise the rights, the courts
will require government to take steps. If government’s adopted measures are unreasonable, the
courts will similarly require that they be reviewed so as to meet the constitutional standard of
reasonableness.’ para 67.
47 Grootboom (note 23 above) para 41. Compare the similar wording adopted in art 8(4) of the
Optional Protocol to the International Covenant on Economic, Social and Cultural Rights
UN doc A/63/435. B Porter ‘Reasonableness of Article 8(4) – Adjudicating Claims from the
Margins’ (2009) 27 Nordic J of HR 39. For an analysis of the similarities and differences between
reasonableness review in administrative law and socio-economic rights review, see G Quinot
& S Liebenberg ‘Narrowing the Band: Reasonableness Review in Administrative Justice and
Socio-economic Rights Jurisprudence in South Africa’ (2011) 22 Stellenbosch LR 639.
48 Grootboom (note 23 above) para 44.
49 Ibid para 99.
50 Ibid para 44.
social rights and transformation in south africa 455
51 Ibid.
52 Ibid para 99. Order paras (b) & (c).
53 Note 41 above.
54 Regulations relating to compulsory national standards and measures to conserve water, GN
22355 GG Notice R509 (8 June 2001) published in terms of s 9 of the Water Services Act 108
of 1997. The 6 kilolitres per household is calculated on the basis of an allocation of 25 litres per
person per day for a household comprising eight persons.
55 Mazibuko (note 41 above) para 61.
56 Ibid para 67 read with paras 159–69.
57 A weighty factor in favour of the City in the reasonableness assessment was its adoption during
the course of the litigation of an indigency policy, providing an additional 4 kilolitres of water
per month to households that registered as indigent. This brought the total household allowance
for this group to 10 kilolitres of water. Mazibuko (ibid) paras 90–97. See notes 68–71 below and
accompanying text regarding the residents’ arguments in relation to the indigency register.
58 See Mazibuko (ibid) para 67.
456 (2015) 31 SAJHR
High Court orders over a period of two years in an attempt to get the City to
comply with its obligations to provide alternative accommodation to evicted
occupiers in the wake of the Blue Moonlight judgment.63
Recently, aspects of the City of Johannesburg’s outsourced managed care
model for providing temporary alternative accommodation for some evicted
residents has been declared unconstitutional.64 Specifically, the High Court
held that rules imposed on residents in the shelter run by the Metro Evangelical
59 See: Residents of Joe Slovo Community, Western Cape v Thubelisha Homes 2010 (3) SA 454
(CC); City of Johannesburg Metropolitan Municipality v Blue Moonlight Properties 39 (Pty)
Ltd 2012 (2) SA 104 (CC) (Blue Moonlight); Occupiers of Skurweplaas 353 JR v PPC Aggregate
Quarries (Pty) Ltd 2012 (4) BCLR 382 (CC); Occupiers of Portion R25 of the Farm Mooiplaats
355 JR v Golden Thread Ltd 2012 (2) SA 337 (CC). See further S Wilson ‘Breaking the Tie:
Evictions from Private Land, Homelessness and a New Normality’ (2009) 126 SALJ 270; S
Liebenberg Socio-economic Rights: Adjudication under a Transformative Constitution (2010)
chapter 6; G Muller ‘On Considering Alternative Accommodation and the Rights and Needs of
Vulnerable People’ (2014) 30 SAJHR 41.
60 M Huchzermeyer Cities with Slums: From Informal Settlement Eradication to a Right to the
City in Africa (2011) 133–38; M Strauss & S Liebenberg ‘Contested Spaces: Housing Rights and
Evictions Law In Post-apartheid South Africa’ (2014) 13 Planning Theory 428. On the problems
experienced in relation to the formal Emergency Housing Programme in terms of Chapter 12
of the Housing Act, and the more informal temporary relocation areas (TRA’s) or transit areas,
see K Tissington A Resource Guide to Housing in South Africa 1994–2010: Legislation, Policy,
Programmes and Practice (2011) 94–96; Housing Development Agency Implementation of
Emergency Housing: Case Studies (2012) <http://www.thehda.co.za/uploads/images/HDA_
Implementating_Emergency_Housing_Case_Studies.pdf>. For an instructive recent account
of government relocations in Gauteng, see BC Simelani ‘Government relocations: One more
losing battle for shack dwellers’ Daily Maverick (30 October 2014) <http://www.dailymaverick.
co.za/article/2014-10-30-government-relocations-one-more-losing-battle-for-shack-dwellers/#.
VFN9j_mUd8E>.
61 Blue Moonlight (note 59 above).
62 Ibid para 104. Order para (e)(iv).
63 See, for example, the latest judgment in Hlophe v City of Johannesburg Metropolitan Municipality
2013 (4) SA 212 (GSJ). This judgment was appealed to the Supreme Court of Appeal (SCA): see
City of Johannesburg Metropolitan Municipality v Hlope [2015] 2 All SA 251 (SCA).
64 Dladla v City of Johannesburg Metropolitan Municipality 2014 (6) SA 516 (GJ).
social rights and transformation in south africa 457
– as has occurred with the evolution since the handing down of the Grootboom
judgment of an entitlement to alternative accommodation for those facing
homelessness – the jurisprudence can help shift public perceptions that basic
social needs should be left to the vicissitudes of market forces. The courts play
a significant role in this context in framing unmet social needs as a human
rights concern and fundamental public responsibility.
65 For a detailed analysis of these developments, see S Wilson ‘Curing the Poor: State Housing
Policy in Johannesburg after Blue Moonlight’ (2012) 5 Constitutional Court Review 279.
66 On the evolution of health entitlements through jurisprudence in South Africa, see Pieterse (note
22 above) 59–78.
67 J Dugard ‘Beyond Blue Moonlight: The Implications of Judicial Avoidance in Relation to the
Provision of Alternative Housing’ (2012) 5 CCR 265, 278.
68 Mazibuko (note 41 above) paras 92 & 93.
69 Ibid paras 98–102.
458 (2015) 31 SAJHR
70 In the words of the court: ‘Means-testing may not be a perfect methodology because it is under-
inclusive …, and it may be that those who apply for means-tested benefits dislike doing so, but
these considerations must yield to the indisputably laudable purpose served by means-testing.’
Ibid para 101.
71 See G Wright, M Noble, P Ntshongwana, D Neves & H Barnes The Role of Social Security in
Respecting and Protecting Dignity of Lone Mothers in South Africa: Final Report (2014) 232–33.
72 I am grateful to David Bilchitz for raising this potential objection to the ‘social citizenship frame’
as a question at the SAJHR conference.
73 Section 19. For a nuanced account of alternative conceptions of citizenship within the
Constitutional Court’s dignity-based jurisprudence, see H Botha ‘The Rights of Foreigners:
Dignity, Citizenship and the Right to have Rights’ (2013) 130 SALJ 837.
74 See in this context B Davy & S Pellissery ‘The Citizenship Promise (Un)fulfilled: The Right to
Housing in Informal Settings’ (2013) 22 Int J of Social Welfare 68 drawing on J Hoston Insurgent
Citizenship: Disjunctions of Democracy and Modernity in Brazil (2009).
75 See notes 16–19 above and accompanying text.
76 The NDP (note 25 above) 355 recognises that in addition to its protective and preventive functions
social protection has ‘promotive’, ‘transformative’, ‘developmental and generative’ functions.
However, the NDP is short on the detail of how these transformative functions will be achieved.
social rights and transformation in south africa 459
77 R Wilkinson & K Pickett The Spirit Level: Why Equality is Better for Everyone (2010). See also
Amartya Sen’s account of how relative poverty can yield a capabilities deficit: A Sen ‘Poor,
Relatively Speaking’ (1983) 35 Oxford Economic Papers 153; A Sen The Idea of Justice (2009)
256.
78 See M Jackman ‘Constitutional Contact with the Disparities in the World: Poverty as a Prohibited
Ground of Discrimination Under the Canadian Charter and Human Rights Law’ (1994) 2 Review
of Constitutional Studies 76, 95–100; J Stiglitz The Price of Inequality (2012) 118–45; M Gilens
& BI Page ‘Testing Theories of American Politics: Elites, Interest Groups and Average Citizens’
(2014) 12 Perspectives on Politics 564.
79 OLM Ferraz ‘Inequality, not Insufficiency: Making Social Rights Real in a World of Plenty’
(2014) 12 Equal Rights Review 77, 91.
80 See, for example: P de Vos ‘Grootboom, the Right of Access to Adequate Housing and
Substantive Equality as Contextual Fairness’ (2001) 17 SAJHR 258; S Liebenberg & B Goldblatt
‘The Interrelationship between Equality and Socio-economic Rights under South Africa’s
Transformative Constitution’ (2007) 23 SAJHR 335; S Fredman ‘The Potential and Limits to an
Equal Rights Paradigm in Addressing Poverty’ (2011) 22 Stellenbosch LR 566. For a set of essays
examining various socio-economic rights from a gender equality perspective, see B Goldblatt &
K McLean (eds) Women’s Social and Economic Rights: Developments in South Africa (2011).
81 See, for example, B Hepple Equality: The Legal Framework 2 ed (2014) 135–54 in relation to
English equality legislation.
460 (2015) 31 SAJHR
this is a question which they can answer at all. The equality right offers a way through
this dilemma. It offers a simple answer to the question ‘how much?’ – ‘as much as other
people receive’. The State may equalise either upward or downward (assuming that this is
permissible), but it must equalise. When this happens, questions of resource allocation are
left to those who have been elected to make those decisions.82
In addition to its diagnostic and remedial virtues, equality also enjoys strong
political support, particularly within the South African context given the
legacy of systemic racial discrimination in the allocation of socio-economic
benefits and assets. Given the historical legacy of colonialism and apartheid,
Africans are disproportionately affected by poverty and fare worse in terms of
a range of socio-economic indicators. According to Statistics South Africa by
2011, 54 per cent of the black African population were living under the upper-
bound poverty line compared to 27.6 per cent of the coloured population, 3.4
per cent of Indian/Asian population, and 0.6 per cent of the white population.83
82 G Budlender ‘20 Years of Democracy: The State of Human Rights in South Africa’ (2014) 3
Stellenbosch LR 440, 443–44.
83 Poverty Trends in South Africa (note 27 above) 27–28.
84 Constitution s 1(a) refers to ‘human dignity, the achievement of equality, and the advancement of
human rights and freedoms’ as amongst South Africa’s founding constitutional values.
85 Section 39(2).
86 Section 9(2).
87 Section 9(1).
88 Section 9(2) reads: ‘Equality includes the full and equal enjoyment of all rights and freedoms.
To promote the achievement of equality, legislative and other measures designed to protect
or advance persons, or categories of persons, disadvantaged by unfair discrimination may be
taken.’
89 Sections 9(3) & (4) read with (5).
90 Thus while s 9(3) prohibits unfair discrimination by the state, s 9(4) extends the prohibition to
private persons.
social rights and transformation in south africa 461
However, there are also limitations associated with the equality frame in the
context of transformative change. First, David Bilchitz argues that it conflates
the normative substance of social rights with the question of the groups
entitled to claim the relative benefits.102 Equality is a potentially limitless
concept and it is necessary to define a clear sphere for its application.103 In
the context of social rights, this implies according content to social rights
independent of the relative benefits enjoyed by others. From the perspective of
transformation, the implications of this argument are that an equality frame
is too vague and indeterminate to provide a clear basis for challenging socio-
economic deprivation.
I have argued, however, that a substantively developed concept of equality is
capable of providing normative guidelines, particularly within a multi-factor
review standard such as reasonableness review.104 Giving the political and
economic salience of inequality in generating poverty, substantive equality
should constitute an important (though not exclusive) value in developing both
the normative purposes of social rights and indicators for their progressive
realisation. Redressing inequality is an integral component of a transformative
vision for social rights, and should therefore not be dismissed as too vague
to play a meaningful role in developing a more substantive standard of
reasonableness review.
The above analysis suggests that equality could play a more significant
role in the reasonableness review standard applied to the positive duties
imposed by socio-economic rights. However, it will be more challenging to
seek redress for socio-economic disadvantage through a direct reliance on the
equality rights enshrined in s 9 of the Constitution and legislation enacted to
99 See the analysis by D Brand ‘Introduction to Socio-economic Rights in the South African
Constitution’ in D Brand & C Heyns (eds) Socio-economic Rights in South Africa (2005) 51.
100 See Quinot & Liebenberg (note 47 above) 639, 650–51.
101 Budlender (note 82 above) 442.
102 Bilchitz (note 43 above) 166–73.
103 Ibid 169.
104 S Liebenberg ‘Towards an Equality-promoting Interpretation of Socio-economic Rights in South
Africa: Insights from the Egalitarian Liberal Tradition’ (2015) 132 SALJ 411.
social rights and transformation in south africa 463
give effect to this right. The legal record thus far in South Africa regarding the use
of equality rights to address socio-economic disadvantage is unpromising. This is
so whether the legal challenge is framed in terms of indirect racial discrimination
or direct discrimination on the grounds of socio-economic status.
The difficulties of proving indirect racial discrimination in the context of
service delivery are well illustrated by the Mazibuko case. The Constitutional
Court rejected an unfair discrimination challenge alleging that the imposition
of pre-paid water meters discriminated unfairly between poor black residents
in Phiri, and the wealthy residents of former white group areas.105 The latter
were given the option to have their water metered through a credit system
that allows a period of grace to pay for water already used and incorporates
procedural safeguards such as an opportunity to make representations to the
local authority prior to the cut-off of their water supply. In contrast, the pre-
payment water meter brings about an automatic disconnection of a water supply
if no additional water credits are purchased and loaded on the meter. The basis
on which the court rejected this challenge was that it was not convinced that
the relevant water policy was in fact disadvantageous to the residents on the
pre-payment water meter system as compared to those on the credit system.
The latter were charged higher tariffs for water, and faced sanctions such
as the charging of interest on arrear amounts and listing on a credit bureau
as a defaulter. It seems indisputable, however, that these consequences are
106
not as severe as a poor household having their water supply cut off because
they cannot afford to purchase additional credits to load on the pre-paid water
meter. The evidence was that the free basic water-supply of poor households
was exhausted, and their water disconnected, approximately halfway through
the month.107 This imperilled the life and health of Phiri residents as opposed
to the mainly economic consequences visited by non-paying residents in the
areas subject to the credit system.
In circumstances such as these where social policy creates a complex set of
benefits and burdens, it is difficult to persuade a court that the overall impact
of the policy is discriminatory against the poor, particularly when compared
to the advantages secured through the superior purchasing power of wealthier
households. The latter type of advantage is perceived as the ‘natural’ outcome of
market forces as opposed to a consequence of social policy choices. Moreover,
using race as a proxy for poverty could prove to be limited strategy in the longer
term where the primary harm is socio-economic inequality, particularly if the
overlap between race and poverty becomes less stark over time.
A further difficulty with an equality frame is that a superficial understanding
of equality as equal treatment would suggest that inequalities in social benefits
can be remedied by levelling down to the lower benefit thereby creating equal
105 Mazibuko (note 41 above) paras 148–57. Compare the High Court judgment in response to the
equality argument: Mazibuko v City of Johannesburg (Centre on Housing Rights and Evictions
as amicus curiae) [2008] 4 All SA 471 (W) paras 151–56.
106 Mazibuko (note 41 above) paras 152–56.
107 See the analysis of the impacts of the free basic water policy and pre-payment water meter system
in the judgment of the High Court (note 105 above) paras 84, 159–60 & 169–79.
464 (2015) 31 SAJHR
and the courts have developed relatively sophisticated principles for limiting
property rights in order to protect housing rights,113 they have been timid in
seeking to mitigate the unequal bargaining power in the area of contract law.114
Moreover, despite the provisions in legislation such as the PEPUDA115 creating
the possibility of challenging discriminatory practices on the grounds of
socio-economic status, to date there have been no successful legal challenges
based on this ground.116 Applying an equality frame does not automatically
resolve the difficulties of separation of powers and polycentricity which arise
when courts make decisions with far-reaching distributive implications.
108 National Coalition for Gay and Lesbian Equality v Minister of Home Affairs 2000 (2) SA 1 para
77 citing Lamer CJC in Schachter v Canada (1992) 93 DLR (4th) 1, 15g.
109 See, for example, Minister of Finance v Van Heerden 2004 (6) SA 121 (CC); South African Police
Service (note 3 above) para 29; C Albertyn ‘Substantive Equality and Transformation in South
Africa’ (2007) 23 SAJHR 253.
110 See in this regard Budlender (note 82 above) 443–44.
111 See the discussion by Fredman (note 80 above) 566, 581–84.
112 See, for example, the Prevention of Illegal Eviction from and Unlawful Occupation of Land Act
19 of 1998 creating procedural and substantive protection for unlawful occupiers against the
eviction from their homes.
113 See AJ van der Walt Property in the Margins (2009); Liebenberg (note 59 above) chapter 6;
Wilson (note 59 above).
114 DM Davis ‘Developing the Common Law of Contract in the Light of Poverty and Illiteracy: The
Challenge of the Constitution’ (2011) 22 Stellenbosch LR 845; S Liebenberg ‘Socio-economic
Rights Beyond the Public-Private Law Divide’ in Langford et al (note 29 above) 63, 81–86. For
an account of the ineffectiveness of equality legislation such as the Employment Equity Act 55
of 1998 in addressing current manifestations of workplace inequality, see J Theron ‘Prisoners of
a Paradigm: Labour Broking, the “New Services” and Non-Standard Employment’ (2012) Acta
Juridica 58.
115 Note 91 above and accompanying text.
116 ‘Socio-economic status’ as a prohibited ground of discrimination in terms of the PEPUDA currently
has the status of a directive principle in terms of s 34 and has not yet been expressly incorporated
within the definition of prohibited grounds of discrimination in terms of s 1. Nevertheless, s 34(2)
of the PEPUDA provides that litigants are entitled to institute proceedings on any of the s 34
grounds in a court, and a court may determine that any of these grounds fall within the scope
of the definition of prohibited grounds in terms of s 1 (a) or (b). The latter part of the definition
would seem to be particularly well-suited to responding to socio-economic discrimination in that it
refers to grounds which cause or perpetuate ‘systemic disadvantage’, undermine human dignity, or
adversely affect ‘the equal enjoyment of a person’s rights and freedoms in a serious manner that is
comparable to discrimination on a ground in terms of paragraph (a)’.
social rights and transformation in south africa 465
The overwhelming reality in South Africa remains that wealth buys vastly
superior housing, health care, education, food, water and social security,
thereby entrenching deep patterns of social privilege and disadvantage. The
post-apartheid legal system, despite a myriad textual provisions in support
of socio-economic equality, has not been successfully mobilised to combat
these patterns. The major challenge presented by an equality framing of social
rights is designing policy, legislative and judicial tools that are able to respond
more effectively to market-based inequalities in access to these rights.
Such responses will require improving the quality and extent of publicly
provided services so that the gaps in service delivery between the public
and private sector is significantly narrowed. A complementary strategy
117
117 For example, see the objectives of the National Health Insurance Scheme.
118 PEPUDA s 1 read with s 34.
119 Ibid s 14.
120 Ibid s 14(1) read with chapter 5 (promotion of equality).
121 Ibid s 21.
466 (2015) 31 SAJHR
122 On the constitutive role of social movements in framing and re-framing meaning of rights, see
SG Tarrow Power in Movement: Social Movements and Contentious Politics (2011) 144–47;
KG Young Constituting Economic and Social Rights (2012) 223–55 (drawing on Robert Cover’s
concept of ‘jurisgenesis’: RM Cover ‘The Supreme Court, 1982 Term – Foreword: Nomos and
Narrative’ (1982) 97 Harvard LR 4); T Madlingozi ‘Post-apartheid Social Movements and Legal
Mobilisation’ in Langford et al (note 29 above) 92.
123 See, for example, the nuanced account by Stuart Scheingold of the complex interplay between
political mobilisation and rights-based strategies: SA Scheingold The Politics of Rights: Lawyers,
Public Policy and Political Change 2 ed (2011).
124 Head of Department, Department of Education, Free State Province v Welkom High School 2014
(2) SA 228 (CC) para 137 (Welkom High School).
125 See, for example, Doctors for Life International v Speaker of the National Assembly 2006 (6) SA
416 (CC).
126 See, for example, Albutt v Centre for the Study of Violence and Reconciliation 2010 (3) SA 293
(CC).
social rights and transformation in south africa 467
extended to the area of education rights.133 The court has held that in order to
be meaningful, engagement must entail structured interaction between local
authorities and communities, and must be characterised by good faith, respect
for the dignity and agency of poor people, transparency, record-keeping, and
civil society involvement.134
127 Minister of Health NO v New Clicks South Africa (Pty) Ltd (TAC as amici curiae) 2006 (2) SA
311 (CC).
128 See, for example, the provisions pertaining to procedural fairness in Act 3 of 2000 ss 3 & 4. For
an application of the principal of procedural fairness to municipal service delivery, see Joseph v
City of Johannesburg 2010 (4) SA 55 (CC).
129 See, for example, the provisions relating to community participation in local government in Act
32 of 2000 ss 16–22; and participation in integrated development planning ss 28–29.
130 Published by The Presidency: Department of Performance Monitoring and Evaluation http://www.
thepresidency-dpme.gov.za/keyfocusareas/cbmSite/CBM%20Documents/Framework%20
for%20Strengthening%20Chtitizen-Government%20Partnerships%20for%20Monitoring%20
Frontline%20Service%20Delivery.pdf.
131 Note 25 above, 37.
132 See, for example Port-Elizabeth Municipality v Various Occupiers 2005 (1) SA 217 (CC);
Occupiers of 51 Olivia Road, Berea Township and 197 Main Street, Johannesburg v City of
Johannesburg 2008 (3) SA 208 (CC) (Olivia Road); Residents of Joe Slovo Community (note 59
above); Schubart Park Residents Association v City of Tshwane Metropolitan Municipality 2013
(1) SA 323 (CC); Pheko v Ekurhuleni Metropolitan Municipality 2012 (2) SA 598 (CC).
133 See Governing Body of the Juma Musjid Primary School v Essay NO 2011 (8) BCLR; Welkom
High School (note 124 above); MEC for Education v Governing Body of the Rivonia Primary
School 2013 (6) SA 582 (CC).
134 See particularly Olivia Road (note 132 above) paras 14–22. For analyses of the meaningful
engagement jurisprudence, see B Ray ‘Proceduralisation’s Triumph and Engagement’s Promise in
Socio-economic Rights Litigation’ (2011) 27 SAJHR 107; S Liebenberg ‘Engaging the Paradoxes
of the Universal and Particular in Human Rights Adjudication: The Possibilities and Pitfalls
of “Meaningful Engagement”’ (2012) 12 AHRLJ 1; G Muller ‘Conceptualising “Meaningful
Engagement” as a Deliberative Democratic Partnership’ (2011) 22 Stellenbosch LR 742; S van
der Berg ‘Meaningful Engagement: Proceduralising Socio-economic Rights Further or Infusing
Administrative Law with Substance?’ (2013) 29 SAJHR 376; L Chenwi ‘Democratizing the
Socio-economic Rights Enforcement Process’ in HA García, K Klare & LA Williams (eds)
Social and Economic Rights in Theory and Practice: Critical Inquiries (2015) 178.
468 (2015) 31 SAJHR
135 See Port-Elizabeth Municipality (note 132 above) para 41; Olivia Road (note 132 above) para 56;
Schubart Park (note 132 above) para 50.
136 See, for example, Stuart Wilson’s description of how the residents were able to negotiate for
suitable alternative accommodation in the inner city through the ‘meaningful engagement’
process ordered by the Constitutional Court in Olivia Road (note 132 above): S Wilson ‘Planning
for Inclusion in South Africa: The State’s Duty to Prevent Homelessness and the Potential
of “Meaningful Engagement”’ (2011) 22 Urban Forum 1. See also the account of the use of
rights-based strategies by Abahlali baseMjondolo: J Dugard, T Madlingozi & K Tissington
‘Rights-compromised or Rights-savvy? The Use of Rights-based Strategies to Advance Socio-
economic Struggles by Abahlali baseMjondolo, the South African Shack-dwellers’ Movement’
in HA García et al (note 134 above) 23.
137 See the accounts of the benefits of democratic experimentalist public interest litigation: M Dorf
& CF Sabel ‘A Constitution of Democratic Experimentalism’ (1998) 98 Columbia LR 267; CF
Sabel & WH Simon ‘Destabilization Rights: How Public Law Litigation Succeeds’ (2004) 117
Harvard LR 1015.
138 See Dorf & Sabel’s (ibid) analysis of the conditions which help neutralise bargaining
disadvantages 409–10.
social rights and transformation in south africa 469
social dissent.139 Such spaces may also constitute the participants as ‘consumers’
of local government services, rather than social citizens. Marius Pieterse has
recently argued that the discursive framing of the procedural fairness rights
accorded to tenants facing a disconnection of their electricity services in
Joseph140 suggests ‘a concept of neo-liberal citizenship based on the existence
of a commercial relationship between citizens, as paying customers, on the
one hand and government, as service provider, on the other’.141 In Mazibuko,
the court also rejected procedural fairness challenges to the imposition of
pre-paid water meters as a condition to receiving a metered water supply
to the home.142 This represents a weakening of legal safeguards against
the commodification of a vital human need such as water. If participatory
processes fail to protect against the commodification of social rights, their
transformative potential is undermined. Within a market paradigm for service
delivery, impoverished communities will always be vulnerable to poor quality
services, disconnections and evictions.
In an adjudicative context, participatory remedies may end up serving as
convenient dispute settlement mechanisms, instead of vehicles for redressing
the structural barriers to the realisation of social rights for the poor. In a
143
139 See A Cornwall ‘Spaces for Transformation? Reflections on Issues of Power and Difference
in Participation in Development’ in S Hickey & G Mohan (eds) Participation: From Tyranny
to Transformation (2004) 75. On the dangers of co-option of contentious politics within these
invited spaces see S Liebenberg & KG Young ‘Adjudicating Social and Economic Rights: Can
Democratic Experimentalism Help?’ in García et al (note 134 above) 237, 251–53. For a recent
critique of institutionalised participatory spaces in the context of Marikana, see S Wilson
‘Commissioning the Present: Marikana and the Contemporary Moment’ unpublished paper
<http://www.nylslawreview.com/wp-content/uploads/sites/16/2014/11/Wilson.pdf>.
140 Note 128 above.
141 M Pieterse ‘Procedural Relief, Constitutional Citizenship and Socio-economic Rights as
Legitimate Expectation’ (2012) 28 SAJHR 359, 375. For a more optimistic reading, see D Bilchitz
‘Citizenship and Community: Exploring the Right to Receive Basic Municipal Services in Joseph’
(2010) 3 Constitutional Court Review 45. For criticism of the court’s reliance on procedural
justice in Joseph as opposed to a substantive development of the content of the relevant social
rights at stake, see M Murcott ‘The Role of Administrative Law in Enforcing Socio-economic
Rights: Revisiting Joseph’ (2013) 29 SAJHR 481.
142 For a critique of the court’s reasoning on this aspect, see G Quinot ‘Substantive Reasoning in
Administrative-law Adjudication’ (2010) 3 Constitutional Court Review 111.
143 Such vehicles would be constituted by the participatory structural injunctions/interdicts
described by Sabel & Simon (note 137 above). For an analysis of this tendency in the meaningful
engagement jurisprudence of the Constitutional Court, see S Liebenberg ‘Participatory
Approaches to Socio-economic Rights Adjudication: Tentative Lessons from South African
Evictions Law’ (2014) 32 Nordic J of HR 312, 327–29.
144 See Liebenberg & Young (note 139 above) 253–54; D Super ‘Laboratories of Destitution:
Democratic Experimentalism and the Failure of Antipoverty Law’ (2008) 157 Univ of
Pennsylvania LR 541.
470 (2015) 31 SAJHR
V Conclusion
The purpose of this article has not been to seek to identify the philosophically
or legally ‘correct’ interpretative approach to social rights (if such a project
were even possible). Rather, I have sought to explore the potential of each
of the three frames for advancing transformation through challenging
the underlying conditions which generate structural poverty and status
hierarchies. I demonstrated how each frame has distinct limitations in terms
of advancing this conception of transformation. These limitations are closely
associated with the legal form of rights and their associated legal strategies as
an overarching frame for pursing social change. Nevertheless, as I have sought
to show each frame has the potential to support transformative strategies
through the decommodifying narratives of social citizenship, invoking the
popular and juristic appeal of equality, and affirming the power of ordinary
citizens and social movements to constitute social rights.
All three frames currently co-exist as part of South African legal and
political discourse on social rights. Although not mutually-exclusive, further
work is required on how the frames may complement each other to support
145 S Parmer & N Wahi ‘India: Citizens, Courts and the Right to Health: Between Promise and
Progress’ in AE Yamin & S Gloppen (eds) Litigating Health Rights: Can Courts Bring More
Justice to Health? (2011) 155, 172–83; RJ Alva ‘Continuing Mandamus: A Sufficient Protector
of Socio-economic Rights in India?’ (2014) 44 Hong Kong LJ 207.
146 Dorf & Sabel (note 137 above); Sabel & Simon (note 137 above); K Noonan, CF Sabel & WH
Simon ‘Legal Accountability in the Service-based Welfare State: Lessons from Child Welfare
Reform’ (2008) Columbia Public Law Research Paper 8 <http://papers.ssrn.com/sol3/papers.
cfm?abstract_id=1088020> 162. For an application of the insights of democratic experimentalist
theory in the context of South African constitutionalism, see S Woolman The Selfless
Constitution: Experimentalism and Flourishing as Foundations of South Africa’s Basic Law
(2013).
147 Rodríguez-Garavito (note 10 above); N Angel-Cabo & DL Parmo ‘Latin American Social
Constitutionalism: Courts and Popular Participation’ in García et al (note 134 above) 85; R
Gargarella ‘Deliberative Democracy, Dialogic Justice and the Promise of Social and Economic
Rights’ in García et al (note 134 above) 105.
social rights and transformation in south africa 471