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The State of Art of Autonomous Underwater Vehicles

in Current and Future Decades

Basant Kumar Sahu, Student Member, IEEE Bidyadhar Subudhi, Senior Member, IEEE
Centre for Industrial Electronics and Robotics Centre for Industrial Electronics and Robotics
Dept. of Electrical Engineering Dept. of Electrical Engineering
National Institute of technology, Rourkela, India National Institute of technology, Rourkela, India
Email: basant.ece@gmail.com Email: bidyadhar@nitrkl.ac.in

Abstract—As the need and applications of Autonomous developing deep see areas needed different kinds of sensors
Underwater Vehicles (AUVs) increase day by day, the research and devices. Remotely operated vehicles (ROVs) and AUVs
on AUVs become a popular and important topic now a days. A are directly fulfilling these requirements [4]. AUV plays an
good number of publications are available periodically. important role in case of high resolution seabed mapping and
Unfortunately till now a review report on current status of the commercial survey. In aquaculture, AUVs are used to feed the
works done on AUVs is hard to find in literature. This paper fishes [7].
presents a comprehensive survey on recent works done on AUVs
and its applications in real life. Scientific researches on AUVs In case of exploration and exploitation of resources located
and the great achievements in India and abroad are presented. A at deep oceanic environment, AUVs play important roles. The
brief history of chronological development of technologies of AUVs are used in risky and hazardous operations such as
AUVs is established. A note on possible directions and works may bathymetric surveys, oceanographic observations, recovery of
be done in future is also mentioned. This is paper is intended to lost man-made objects and ocean floor analysis etc.
serve as an immense reference for the future researchers working
in the field of AUV. By getting inspirations from the study of AUV and its huge
applications in different fields, the authors are motivated to
Keywords— Autonomous underwater vehicle; Formation make a deep review on the researches going on and works done
control; Flocking control; Navigation; Sensors; AUV on AUV. This paper focuses on the current works going on and
Communication; Obstacle avoidance. completed on AUV and future prospective of AUV avoiding
including many references due to space limitation. The review
I. INTRODUCTION report is presented in different sections of this paper, which are
organized in the following manner. In Section II, a brief review
An autonomous underwater vehicle (AUV) is an unmanned on cooperative control and its applications are presented. Till
mobile robot which travels under water. In military this era, the works done on AUV in India is presented in
applications, AUVs are also known as unmanned undersea Section III. In Section IV, some of the technologies used along
vehicles (UUVs). AUVs constitute part of a larger group of with the research works done till now in different countries are
undersea systems known as unmanned underwater vehicles. explained. Future perspectives of AUV research are presented
Another part that includes non-autonomous remotely operated in Section V. Conclusions are mentioned in Section VI.
underwater vehicles (ROVs) which is controlled and powered
from the surface by an operator/pilot via an umbilical.
II. COOPERATIVE CONTROL OF MULTIPLE AUVS
Above last two decades the AUV and group of AUVs
Formation control of multiple AUVs
forming the formation or cooperation, play crucial roles in
different important cases. Specific applications include, Formation control is an important research topic within the
security patrols, search and rescue in hazardous environments recent fields of multi-AUV systems. It has broad applications
[1, 2, 3]. In military missions, a group of autonomous vehicles and so it is recognized to occupy the seat of an active research
are required to keep a specified formation for area coverage topic in the recent years. Shortly the formation control referred
and reconnaissance. In small satellite clustering, formation as the problems of controlling the relative positions and
helps to reduce the fuel consumption for propulsion and orientations of robots in a group while allowing the group to
expand their sensing capabilities. move as a whole. The step-by-step problems of formation
control are (i) assignment of feasible formation (ii) moving in
Due to high demand of oil, the price of oil increases day-to-
formation (iii) maintenance of formation shape (iv) switching
day, this causes the economic slump throughout the world. So
between formations. The definition of formation is specified in
the importance of energy is reemphasized and searching of new
two different ways. The ways may be to achieve the rigid
sources of energy is taken into hand. As the importance of
formation [5], or to achieve a flexible formation (desired
energy sources increases, the area of finding that is also
configuration may vary) in plane [6].
increases and is extended to the deep see areas. For getting that,
competition among different countries increases. Exploring and

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Flocking control of multiple AUVs National Science and Technological Laboratory was able to
Flocking is the flying behaviors of a group (flock) of birds. produce a number of micro AUVs. This center is able to
This is applicable to control a group of multiple AUVs to design, fabricate, develop, install, test and trial of such type of
perform a desired task. Flocking control of multiple AUVs is AUVs. The purpose developments of these AUVs are to meet
similar to that of formation control with only difference is that various needs of defense and civil sectors such as underwater
there are no constraints on distance among AUVs (no distance exploration and security patrols etc.
among AUVs is zero to avoid collision). In case of formation
control, the distances among AUVs are always fixed. AUV Research in Delhi College of Engineering (DCE)
Applications of cooperative control of multiple AUVs
The first generation of AUV was developed in DCE by an
In many applications, a group of AUVs are required to AUV team in 2007. Work on second generation AUV is
follow a predefined trajectory while maintaining a desired carrying out in the same institute from 2009 in another project.
spatial pattern. Moving in formation has many advantages over The aim of this project was design and development of an
conventional systems, for example, it can reduce the system AUV which will able to perform multiple underwater
cost, increases the robustness and efficiency of the system surveillances and defense tasks. The tasks include dropping
while providing redundancy, reconfiguration ability and markers at strategic locations, detecting underwater light
structure flexibility for the system [9]. Both NASA and the Air source, traveling through gates, following pipelines, picking up
Force treat spacecraft formation flying as an important loads and detecting ultrasonic sound etc.
technology in the twenty first century [10] [11].
Other applications of formation control are security patrols, Research on AUV in National Institute of Technology (NIT),
search and rescue in hazardous environments. In military Rourkela
missions, a group of AUVs are required to keep in a specified
formation for area coverage and reconnaissance; in small Research on AUV is going in Center for Industrial
satellite clustering formation helps to reduce the fuel Electronics and Robotics, NIT, Rourkela. The project is
consumption for propulsion and expand their sensing provided by Defense Research Development Organization
capabilities [12], In automated highway system (AHS), the (DRDO), Govt. of India. This project consists of both
throughput of the transportation network can be greatly theoretical and experimental parts. In the first phase of the
increased if the vehicles can form platoons at a desired velocity
project, path following controller for a single AUV and an
while keeping a specified distance between vehicles [8].
algorithm for cooperative control of a group of AUVs has been
developed theoretically. In the second phase, an experimental
III. AUV RESEARCH IN INDIA work on AUV is going on. The third phase of the project
Different work done on AUV in India is presented in this consists of experimental work on cooperative control of
section including institutes and research laboratories. multiple AUVs.
AUV developed by Mechanical Engg. Dept, IIT, IV. RESEARCHES ON AUV IN REST OF THE WORLD
Kharagpur In this section we present a brief idea about the researches
IIT-Kharagpur has developed India’s AUV, which can carried out in different countries worldwide.
bring back deep-sea images, read oceanographic data, collect
water samples and perform military surveillance like pin- Australia
pointing sea mines planted by enemies. The wireless, There are many small, fully autonomous submerged
intelligent vehicle is fitted with a computer and can maneuver vehicles are taken into consideration in Sarafina project in
upto 150m under sea at least for five hours. Unlike a remote- Australian National University (ANU). As these are small
operated vehicle (ROV), which has to be guided by a surface vehicles, only limited amount of payloads are allowed to carry
platform, this vehicle is preprogrammed before it is released up. The technological objective include as follows. The school
under sea to carry out specific tasks. (group) of these AUVs allows fault tolerant and scalable
coverage of ocean spaces. In the group, individual member is
AUV developed by National Institute of Oceanography functional adaptable according to the current physical position.
(NIO), Goa Active and passive localization with each other or with other
A small AUV called Maya is first significantly developed vehicles in environment is possible. These are mechanically
by National Institute of Oceanography (NIO), Goa, India, in robust and equipped with sufficient power supply for any level
May 2006. The functional parts of Maya AUV is developed of autonomy. To cover a certain area by a group of
based on control systems, mechanical design, navigation, submergible vehicles, the polygonal structure of vehicles is
onboard data collection etc. The first prototype test is confined formed and is adjusted to get that particular polygonal
structure. The controller for the group of submergible vehicles
within freshwater environment and then its design was
has been developed by using reinforcement learning technique.
extended up to open oceanic environment.
In KAMBERA project at ANU, there are a group of
AUV by National Science and Technological Laboratory autonomous robots are taken into consideration. The
(NSTL) technological objectives of this project are localization of the

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vehicles and the group of vehicles to move in a desired path 60m, obstacle avoidance sonar accuracy: 1%, survey sonar
without influence of an external force in a long distance range: 12km, survey sonar accuracy: better than 20m, bottom
mission. These are applied for surveying the environmental penetration: 50m (soft mud). Submerged Dragon-1 is the
effects of marine ecosystems and seafloor exploration. The development of CR-02 AUV which has capacity to retrieve the
controller is developed by using the concept of general curve mother ship approaches directly which is less expansive in
evolution theory in a decentralized manner. comparison to CR-02 AUV. The specifications of Submerged
Dragon 1 are as follows. Length: 4.6m, diameter: 0.8m, weight:
The other institutes where research work on AUV is going 1.5t, max depth: 6000m, max speed: 2kt, endurance: 24hr,
on are CSIRO Brisnbane, DSTO, University of Sydney and photographic capability: 3000 photos, obstacle avoidance sonar
University of Western Australia. range: 100m, side scan sonar range: 2 x 350m, bottom
Canada penetration: 50m (soft mud), sea state: ≤ 4. Arctic ARV is
another Chinese AUV developed by SIoA. This is a fully
Hyland Underwater Vehicle (HUV) is a small privacy automated and box shaped AUV which has better maneuvering
owned underwater vehicle production company. The product of capacity. The specifications includes as: weight: 350kg, range:
this is Microseeker, a simple and waterproof underwater up to 3km, hovering depth: 100m.
vehicle. A long range (<400 km) AUV named as THESEUS is
developed in International Submarine Engineering Research Denmark
(ISER), Vancouver, Canada. The length of the AUV is 35’ and One project on AUV is going-on in Dept. of Automation,
diameter is 50”, which can work up to 1000m depth with speed Technical University of Denmark. The name of that low drag
of 4.0kts. The pay load of this is <100km. This is being and flat fish shaped AUV is ‘Martin’. The design of this AUV
designed for single requirement laying fiber optic cable. The is based on the European MARIUS AUV (1992). The goal of
specialty of this AUV is to survey the Arctic seabed in harsh this project is to develop an acoustical navigation AUV. This
artic weather. The AUV can navigate under thick ice layer AUV is used for environmental study and to study the situation
where remote control does not work. The other places where for sea bottom. The objects are identified and detected by using
works on AUV are going on are University of Newfoundland, sonar signals. The parts of the project include path planning,
NRC of Canada and University of Quebec etc. obstacle avoidance, image processing etc. The specifications of
China this AUV are as follows. Error detection: less than 3
undetected errors per billion detected error, latency: less than
Explore AUV was designed and fabricated jointly by 0.5 ms, dflerential termination: 62 ohm multiple bit sampling,
research and educational establishments including the data rate: 100-500 Kbaud, message size: max. 8 bytes,
Shenyang Institute of Automation of Chinese Academy of architecture: all messages are broadcasted.
Science, 702nd Research Institute of China Shipbuilding
Industry Corporation (CSIC) and other establishments. This Iceland
AUV utilizes different methodologies including Doppler Hafmynd is a company which processes cylindrical AUVs
Velocity Measurement, GPS, short baseline positioning, known as GAVIA. There are three types of GAVIA AUVs are
directional gyro, visual tracking and fluxgate compass, ultra available.
short baseline positioning etc. The communication system of
Explore AUV consists of both underwater and surface i) GAVIA offshore : for commercial applications
communication system. The specification of this AUV are as
ii) GAVIA scientific : for scientific applications
follows. Llength: 4.4m, width: 0.8m, height: 1.5m, weight:
2.2ton, speed: 4kt, side-traveling speed: 1kt, diving speed: iii) GAVIA defense : for solving defense problems
0.5kt, maximum operating depth: 1km, propulsion: electrically
powered propellers, power: lead-acid batteries. This type of AUV can carry a number of high qualitity of
long range sensors to achieve good research works. It has a
WZODA AUV was jointly developed by Russia and logistic foot print and capable of operating at 1000m depth.
several Chinese research and educational institutions. The GAVIA can be used with GPS (global positioning system) for
depth of operation is 6000m and its advantage is to climb the introduction of satellite communication, surface navigation
underwater slopes. CR-01 AUV is also developed by the same and wireless LAN connection. The specifications of a typical
developers as WZODA AUV, the joint Sino-Russo team. This GAVIA AUV are as follows. Navigation: As standard GPS and
is used for light and radio signal processing. The specifications fluxgate compass, optional DVL aided INS, Optional DVL
of this AUV includes as length: 4.374m, width: 0.8m, draft: aided LBL. Communication; Wireless LAN: IEEE 802.11g
0.93m, weight: 1305.15kg, maximum depth: 6000m, maximum compliant, satellite communications: full global coverage via
speed: 2kt, Endurance: 10hr, positioning accuracy: 10 to 15m. Iridium link, acoustic modem: for tracking and status updates.
CR-01A AUV is the advanced version of CR-01 AUV which Measurements; length: from 1.8m for base vehicle, weight in
has detection ability to penetrate mud layer. CR-02 AUV is air: from 49kg for base vehicle, diameter : 200mm, depth
also the advanced version of CR-01 AUV with obstacle rating: 500m or 1000m, battery modules: 1.2 kW Lithium ion
avoidance capabilities. The specifications of CR-02 AUV are rechargeable cells per module, max speed: > 5.5 knots,
as follows. Length: 4.5m, diameter: 0.8m, weight: 1.5t, speed: endurance: depending on speed and exact configuration.
2.3kt, endurance: 25hr, depth: 6000m, power: silver-zinc Typical scientific configurations; Gavia base vehicle (500m or
battery, photographic capability: 3000 photos, recording 1000m depth rating), DVL INS or LBL positioning, side scan
capability: 4hr continuously, obstacle avoidance sonar range: sonar / camera, sound velocity meter, obstacle avoidance sonar,

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typical options (others available): CTD (Seabird SBE 49), seafloor by surface ship. This AUV is able to take the
ADCP, environmental characterization, optics (Wetlabs ECO photograph and collect data samples during maneuvering under
Pucks), 02, swath bathymetry module, spare battery module(s) water. After performing its task, ABE goes to sleep for
and custom payload modules for user supplied instrumentation conserving energy and operating for a long period with a
ect. certain amount of power supply once a month. These are able
to perform task under a depth of 5000m with a variety of
Norway sensors and tools.
Research and development in underwater In addition to above AUVs, others are developed in the last
instrumentation/vehicle is going on in Norwegian Underwater decades are presented in Table I (Table is filled according to
Institute (NUI), Bergan. The famous underwater vehicle off data available).
this laboratory is HUGIN AUV. This type of AUV is produced
in large scale by Kongsberg Maritime Ltd. These AUVs are
able to perform high speed surveys with superb data quality TABLE I. CHRONOLOGICAL DEVELOPMENT OF AUVS IN USA
and excellent navigation. There are three types of HUGIN
AUV Application Operation Year
AUVs are available according to their depth range i.e. 1000m, depth (m) of
3000m, 4500m. These can be operated both in supervised and develo
operational modes according to desired situation. The sensing pment
concept allows alternate sensors for geological survey, search Turtle* Test purpose --- 1775
operations etc. HUGIN-1000 plays an important role in naval Resurgum* Test purpose --- 1879
systems. The combined operation of HUGIN-1000 and SPURV-I Mid-water research 3659 1963
HISAS-1030 reaches a new level of range and resolution in Torpedoes** Test purpose --- 1970
UARS Under-ice mapping 457 1972
acoustic imaginary. This combination is especially designed to
SPURV-II Mid-water research 1524 1973
find small, modern mines, efficiently searching large areas. EAVE-EAST Test purpose 150 1979
This system works well where GPS system does not work EAVE-WEST Test purpose 610 1979
under water. UFSS Search, Hydrodynamics 357 1979
RUMIC Mine counter measure --- 1979
USA SPAT Acoustic training 240 1980
Most of the research and development works on AUVs are CSTV Submarine control test --- 1980
ROBOT-II Seafloor surveying 91 1982
supported by the department of defense mainly Defense B-1 Flow characteristic test 90 1982
Advanced Research Project Agency (DARPA) and US Navy. AUSS Search purpose 6000 1983
First DARPA has started one project in Draper laboratory for a AUV Hydrodynamic studies --- 1983
low drag of 10knot and 6.800kg weight UUV. This vehicle was LSV Submarine test --- 1987
limited for Martin Meritta crop used for different purposes. XP-21 Test purpose 610 1988
Gradually DARPA developed the amphibious vehicle i.e. MUST Test purpose 610 1988
Autonomous Amphibious Vehicle (AAV), which can travel in Voynger Test purpose 152 1992
ABE To monitor underwater 5000 1995
water and land. It can be used for different purposes. Then
areas over long periods
AUV is further developed to explore the cooperative motion of HAUV Inspection of hull of ship --- 2006
multiple vehicles with mother-daughter concept. Florida EOD HULS Test purpose --- 2008
Atlantic University has developed a famous AUV called
Voynger along cooperation with Perry Technology in 1992. *
In this Table I, the first two vehicles such as Turtle and Resurgum are not
This AUV was the demonstration AUV on the basis of power, true AUVs.
sensor and autonomous vehicle technology. The operation
**
depth of this is 152m. The mechanical modeling includes 1.5 The true AUV starts from 1970 i.e. from Torpedoes.
hp, single screw, four 1hp side propulsion, one ducted main
propulsion which can be lunched from semi-submersible Other countries in the world
catamaran. It has weight of 1226kg in air and dimension is In UK, the institutes where the research work on AUV is
52.5cm in diameter and 480cm in length. This AUV is going are; Aberdeen University, Cranfild University, Heriot-
equipped with different sensors such as obstacle avoidance
watt University.
sensor, heading, auto-depth, altitude, inclination depth and
inclination rate sensors, side scan sonar and forward looking Chronological Development of Technology of AUV:
sensors. It has an inter-storage hull of 19-inch circular internal
diameter and accommodated with different sensors which are The histories of development of AUV from the level of
hull mounted. simulation study to commercialization and technologically
from modeling of single AUV to the cooperative control of
Autonomous Benthic Explore which is known as ABE
AUV was designed and built in Woods Hole Oceanographic multiple AUVs are presented briefly here.
Institution (WHOI). Its weight is about 1200lbs and length Prior to 1970: Initialization of development of AUV
about 2m. The advantage of this AUV is to covering a large
area under water. This was employed for scientists’ frequent In the years of 1960s, the development of AUV type vehicles
need for monitoring a large area under water for a long period were found out. True AUVs are not developed. These vehicles
of time. This overcomes huge expensive job of monitoring the were being used for data gathering and transferring.

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1970-1980: Exploration of AUV potentials
Around 1970, true AUVs were developed. First true AUV
‘Torpedoes’ was developed in USA. This was used only for
test purposes. During this period a number of test-beds were
developed. This was the actual time for exploration of the
potential of AUVs. Most of the theoretical and experimental
works on AUV were established in this decade. There are so
many successful and failure experiments were carried out.
1980-1990: Experimentation with prototype
This was the decade of experimentation. In this period the
theoretical methods developed in the past decade were Fig. 1. Schematic view chronological development of AUV
implemented in different real fields. So many test-beds were
fabricated. In USA, most of the prototypes were developed by V. FUTURE PERSPETIVES OF AUV RESEARCHES
Darpar Lab. This period was the golden era in the history of Over the last few decades so many problems on AUV
chronological development of AUV. It is because; most of the research have been solved. But till now a lot of unsolved
theoretical developments were implemented in the practical problems lies in the field of AUV research. So it is difficult to
fields. say there are hard problems present in the field of underwater
1990-2000: Goal fulfilling technology development vehicle research. The problems may be in the fields of
autonomy, energy, navigation, sensor and communication.
This is the decade of first generation of developed AUV. In Now a day the problem of autonomy is a major problem.
this period the developed prototype AUV were able to perform This can be solved by using intelligence system up to certain
the task accomplished with the goal of the experiments. A extent.
number of organizations and institutions were able to develop Energy problem in case of most autonomous vehicles is a
AUVs according to their objectives. This decade forces the traditional problem. The batteries which provide energy
underwater/oceanic vehicles close towards commercialization. contain Silver-Zinc composition or Lead-Acid composition.
2000-2010: Commercialization of AUV and development of But now commercial NiMH battery is available which can
cooperative motion control technology provide energy better than the previous ones. Another good
way of solving this problem is using of solar cells as
True commercialization of AUV which performs a particular supplementary energy sources. This can reduce the endurance
task was achieved in this period. This is the proper utilization of the energy cells.
AUV technology in the practical field. So many companies Navigation of AUV in a desired path faces some problems.
were able to manufacture AUVs according to market demand. These problems can be solved by using the acoustic
This is the decade of movement of research and technology on transponder navigation systems. Although this is cost
AUV from the academic level to the industrial level. The effective, it can solve the navigation problem up to certain
commercialization of AUV is done in market but it is not extent with taking advantages of Global Positioning Systems
suitable from the economic point of view. Another direction of (GPS). In certain cases the problem arises due to the use of
technologic development of AUV is the cooperative control of some common types of sensors for a group of AUVs. In this
AUVs. A group of multiple AUVs are taken together to case the sensors are not fixed for any kind of AUVs. So the
perform a desired task. Theoretical development of cooperative range problem arises for making decision in case of
motion control of multiple AUVs is achieved in this decade. emergency. These problems are now solved by using
2010-onwards: Implementations of Cooperative motion embedded sensors, which are high range sensors and are
technology in commercial manner designed for particular type of AUVs.
AUV communication is a difficult task as the signal has to
A good number of theoretical aspects upon cooperative travel within water. Keeping communication under water is not
control of AUVs have been developed in the previous decade. easy due to several reasons. These are: chances of multiple
In this decade these cooperative methods are going to be propagation, small available band width, uncertainty or time
implemented practically. Also the AUVs are to be manufacture variation in channel of propagation, strong attenuation of signal
commercially and would be good from economic point of in travelling medium etc. Generally laser communication is
view. possible for short range and RF communication is possible for
The schematic view of history of chronological development long range. But these communication systems face the
of AUV is shown in Fig. 1. predefined problems. So now day’s acoustic signals are used
instead of electromagnetic waves in AUV communication. In
cases of terrestrial communications, laser or RF signals are

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used. One demerit of acoustic communication is the control strategy technology may be used whenever it necessary
transmission of low data rate comparing to terrestrial to solve different tasks simultaneously.
communication. A wireless network is necessary for each AUV
Networked systems and communication delay
to keep the information of its neighbor AUVs.
In formation control the vehicles communicate with each
Future perspectives of cooperative control of AUVs other using graph theory topology. Information or available
data flows from one node (AUV) to another through a network
Real-world implementation
which is an interesting issue of formation control. Different
Different applications of formation control of multiple communication topologies are available, but the feasible
autonomous vehicles have been studied in literature. In topologies from the real time point of view should be used. So
different cases, real life applications of formation control have cost of the system increases for keeping formation when the
been found. These applications may be pipe line survey, ocean vehicles are travel in far distances within the group. For solving
floor explorations, military inspections and toxic materials this problem by optimizing the distance among the vehicles,
cleaning etc. It is very difficult to implement these complex consensus protocol may be used. As a result of which, the area
operations by multi-vehicle systems in real life. The ability of of formation along with the cost for keeping formation are
formation pattern to face the dynamically changing optimized. In formation structure, when information flows
from one node to another there may be chances of data loss due
environment is a challenging task. The unavoidable and
to packet drop outs, attenuation in the environment and
difficult circumstances to be faced by the multi-vehicle systems scattering of the information wave in the surround etc. So there
are static or dynamic obstacle avoidance, switching of the is a chance of occurrence of delay at the receiving node of
formation structure according to situations, keeping formation information. To compensate this, delay compensators may be
among all vehicles in group in case of communication failure employed while designing formation control strategies.
or missing of any vehicle, repairing of formation structure etc.
These tasks are also solved by the multi-robot system VI. CONCLUSIONS
whenever it necessary. But in real word, yet there are so many A brief review on current trends of AUV is presented in
challenging tasks are being bounded within theoretical this paper. Cooperative structure of a group of AUVs to
limitations. Some of these difficult but essential tasks are: perform a given task is explained with its applications. Recent
formation control of AUVs, spacecraft formation etc. Some of works done on AUVs in India as well as in rest parts of the
world are presented. The history of chronological development
the experimental results verifying the theoretical formation
of AUVs is explained. Future perspectives of AUV are
control laws show the usefulness of the formation control. presented.
Hybrid and bio mimic controller
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