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MiniReview
Blackwell Publishing Ltd

Developmental Impacts of Heavy Metals and Undernutrition


Gail A. Wasserman1,2, Xinhua Liu3, Pam Factor-Litvak3, Julie Meeks Gardner4 and Joseph H. Graziano3
1
Division of Child and Adolescent Psychiatry, Columbia University, New York, NY, 2New York State Psychiatric Institute,
New York, NY, 3Mailman School of Public Health, Columbia University, New York, NY, USA, and
4
Caribbean Child Development Centre, University of the West Indies, Kingston, Jamaica
(Received April 12, 2007; Accepted September 21, 2007)

Abstract: A recent Lancet series highlighted enormous loss to young children’s developmental potential in developing
countries, from exposure to sociocultural and health risks. The possibility that nutritional deficiencies might exacerbate the
adverse impact of environmental exposures to developmental toxicants such as heavy metals and pesticides has not been
explored. While both arsenic and manganese exposures have known neurotoxicity in adults, systematic investigation in
young children has only recently begun. Five hundred and ninety 6- and 10-year-old Bangladeshi children participated in
three overlapping studies. Well-water arsenic and manganese were measured from home wells; urine and blood samples
were provided; and sociodemographic and household characteristics obtained. For new analyses, ‘stunting’ was defined as
2 or more standard deviations below the Centers for Disease Control and Prevention gender-specific height-for-age norms.
Developmental assessments employed culturally adapted variants of the WISC-III (age 10) or WPPSI-III (age 6). In prior
analyses, after adjusting for social factors, well-water arsenic and manganese were both significantly associated with poorer
developmental scores at age 10; associations for water arsenic at 6 years were significant, but attenuated. Negative associations
with metal exposures held up in newer analyses, and stunting was significantly associated with lower intellectual functioning
in analyses considering either metal. There were no significant stunting-by-metal interactions. Developmental risks often
co-occur. Millions in South Asia are exposed to naturally occurring arsenic and manganese through household wells.
Stunting affects more than 25% of young children in developing countries. The combined neurocognitive loss from both
risks, although rarely jointly studied, represents a substantial loss of global potential.

Several excellent reviews have considered the global impact biphenyl exposure, for which there are consistent reports of
of environmental exposure to developmental neurotoxicants infant psychomotor deficits in developed nations [6], but
[1,2]. A recent Lancet series [3–5] on risks for severely which have not been examined in developing nations. Other
compromised development in young children in developing examples include methyl mercury exposure, with well-
nations reviewed the evidence linking compromised develop- documented adverse impact in developed nations [7] but
ment with modifiable biological and psychosocial risks with a single study in a developing nation [8], and pesticides
encountered by children from birth to age 5 years. [9]. Features that strongly limit scientific rigor in many other
The Lancet papers [3–5] focused on impact on children studies in developing nations include the use of ecological
from developing nations, in order to estimate global risk from designs that do not measure individual exposure, and the
a wide range of adverse nutritional, social and environmental failure to adjust for social and individual covariates that are
factors. On the assumption that risks might operate differently, likely to confound the exposure/outcome relationship.
or cumulatively, in children growing up in more marginalized One of the Lancet review papers [5] identified four key
environments, the Lancet review panel identified a series risks with urgent need for intervention: stunting, inadequate
of research gaps. Beyond metals exposure, which has been cognitive stimulation, iodine deficiency and iron deficiency
well-studied globally, there are several additional environ- anemia. The authors also concluded that evidence was
mental exposures for which solid evidence of neurotoxic sufficient to warrant public health interventions for five other
impact exists from studies in developed nations, but these factors: heavy metals, malaria, intrauterine growth retardation,
have either not been tested or have not been well-tested in maternal depression and exposure to violence. Collectively,
developing nations. These include studies of polychlorinated these risk factors affect millions of children around the
world. They also commonly co-occur, although the impact
of exposure to multiple risks has rarely been investigated in
children from developing nations.
Author for correspondence: Gail A Wasserman, New York State
Our group has been engaged for a number of years in the
Psychiatric Institute, 1051 Riverside Drive, Unit 78, New York,
NY 10032, USA (fax +1 (212) 543 1000, e-mail wassermg@ study of developmental consequences of metals for young
childpsych.columbia.edu). children in developing countries. We examined intellectual
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MiniReview METALS AND UNDERNUTRITION 213

development in a cohort of children whose mothers were lead exposure [11], that considered studies of 1333 children
enrolled during pregnancy, through 12 years of age, some of from seven sites in four countries.
whom were exposed to high levels of lead from a smelter In Bangladesh, we have examined the impact of naturally
and mining operation in Kosovo [10,11]. More recently, we occurring arsenic and manganese exposures from well-
have examined intellectual development in cross-sectional water. While both arsenic and manganese exposures are
samples of 6- and 10-year-old Bangladeshi children exposed known to elicit neurotoxicity in adults, their systematic
to high concentrations of arsenic and manganese from investigation in young children has only recently begun. For
drinking water [12–14]. example, in a study in Mexico [20], urinary arsenic has been
Here, we review the impact of growth deficiencies and associated with children’s lower verbal intelligence scores,
of metals exposure (lead, arsenic and manganese) on early and in an ecological study in Taiwan [21] adolescents from
development. In new secondary analyses, we then consider high exposure regions scored more poorly than those
the joint impact of growth deficiency and metals exposure in from low exposure regions in some aspects of intellectual
each of these cohorts. function. In a study in Paris [22], preschoolers with high
manganese exposure from drinking water showed poorer
attention, non-verbal memory and hand skill, while in an
Undernutrition
ecological study in China [23,24], 11–13-year-old from a region
Early childhood undernutrition has been consistently asso- with high exposure due to sewage scored poorly on similar
ciated with continuing deficits in intellectual and school tests. Much of this work relies on ecological study, rather
functioning [15]. In developing countries, a third of children than individual measures of exposure, and most such studies
below age 5 years (156 million) experience stunting [16]. provide little statistical adjustment for the social charac-
Stunting is defined as height 2 standard deviations or more teristics that confound the exposure–outcome relationship.
below age standards, reflecting chronic undernutrition and A total of 590, 6- and 10-year-old children in Araihazar,
disease, rather than genetic differences. In young children, Bangladesh, were recruited for three overlapping studies. In
patterns of growth are similar across countries [17]. Growth Bangladesh, 30–40 million people are exposed to high levels
problems generally begin before or soon after birth, and are of arsenic from household wells; in our study area, roughly
pronounced in the first 1.5 years of life. If not ameliorated 75% of wells exceed the WHO standard for arsenic of 10 µg/l
by approximately 40 months, stunting is likely to persist and 80% of wells exceed the WHO standard for manganese
through to adulthood [4]; there are almost no new incident (400 µg/l). All children were the offspring of adults from a
cases after early childhood. Stunted children show poorer cohort of approximately 12,000 being studied by a multi-
school progress or cognitive development in cross-sectional disciplinary team; all participants receive regular medical
studies in 17 developing nations around the globe. In six care at our clinic.
other national studies, stunting between 1 and 3 years In Study 1 (table 1), we examined a random sample of
predicted later measures of intellectual function or school 201 10-year-old children, nearly all of whom (n = 196)
progress [4]. used their own household wells. Children were assessed on a
When food supplements are provided in randomized culturally adapted variant of the WISC-III [12]. While
trials, children show concurrent benefits to mental develop- Study 1 children had a range of exposures to arsenic, we had
ment [18]. Studies that provide supplementation to children not selected them on the basis of their water manganese
before obvious signs of undernutrition have appeared gener- exposure. Accordingly, for Study 2 we included the 54
ally report better outcomes than those supplemented after children whose home wells were very low in arsenic (<10 µg/l)
malnourishment has occurred [5]. and supplemented the sample with 88 newly recruited 10-
year-old children with similarly low arsenic exposure and a
range of manganese exposures [13]. Study 3 examined
Metal exposures
intellectual function on an adaptation of the WPPSI-III in a
Worldwide prevalence levels of elevated blood lead in random sample of 6-year-old children in relation to arsenic
children are estimated to be approximately 40%, with children exposure [14].
in developing countries being at greater risk of exposure to For all studies, well-water arsenic and manganese were
environmental lead than those in developed countries [19]. measured from children’s household wells; urine and blood
In both developing and developed nations, lead exposure is samples were provided; and sociodemographic and house-
associated with decrements in the range of 2–5 IQ points hold characteristics obtained. Water samples were analysed
that persist after adjustment for social confounders [11]. In by graphite furnace atomic absorption (GFAA) method;
a longitudinal study of children living near a lead smelter in samples whose water arsenic was less than the GFAA detec-
Kosovo, modest deficits in intellectual, motor, visual-motor tion limit of 5 µg/l were subsequently analysed by mass
and behavioural development appeared from age 2 through spectrometry (ICP-MS) [25] whose detection criterion was
10 years, even adjusting for social confounders [10]. Similar 0.1 µg/l. Children came for developmental assessments to
results have appeared in other prospective studies of lead our local clinic. Because these tests were not standardized
exposure in the USA and in Australia, and have been for Bangladesh, and because cultural adaptation had
confirmed in a recent pooled analysis of the consequences of resulted in item deletions and substitutions, we examined

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Journal compilation © 2008 Nordic Pharmacological Society. Basic & Clinical Pharmacology & Toxicology, 102, 212–217
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214 GAIL A. WASSERMAN ET AL. MiniReview

Table 1.
Characteristics of participants in three studies of exposure in Bangladesh.
Study 1 Study 2 Study 3
Arsenic age 10 Manganese age 10 Arsenic age 6
Measure n = 201 n = 141* n = 301
Male (%) 48.8 50.3 49.8
Child height (cm) 125.6 126.5 108.5
Paternal education (years) 3.7 3.9 3.7
Maternal education (years) 2.9 3.1 3.3
Father is a labourer/farmer 23.5% 34.5% 18.3%
Father is a factory worker 33.3% 34.5% 35.6%
House type
Thatched roof or poorer 10% 13.5% 13.6%
Corrugated tin 74.1% 71.6% 78.1%
Concrete construction 15.2% 14.8% 8.3%
Maternal Raven score (intelligence) 14.4 14.1 14.2
Water arsenic (µg/l) 117.8 3.0 120.1
Urinary arsenic (µg/l) 116.6 57.5 110.7
Water manganese (µg/l) 1386 797 1302
*One child from the original 142 was missing information on height, and was dropped from these analyses.

raw item totals for scores from WISC-III or WPPSI-III well-water arsenic was significantly associated with
tests. We used multiple regression analyses to predict test poorer scores on the Performance and Full Scale measures
scores from exposure, adjusting for potential confounders. of intellectual function. In Study 2, in which water arsenic
Table 2 presents unadjusted and adjusted associations was exceeding low (mean = 3 µg/l), well-water manganese
with intellectual function for both metals exposure. Before was negatively associated with children’s Verbal, Perform-
adjustment, in Study 1, arsenic exposure was significantly ance and Full Scale scores, even after adjustment for
associated with all aspects of intellectual function. Before maternal education and intelligence, house type, television
adjustment, in Study 2, manganese exposure was signifi- access, stunting, and water arsenic. In Study 3, well-water
cantly associated with all aspects of intellectual function. In arsenic was negatively associated with children’s Perform-
Study 1, after adjusting for maternal education, maternal ance and Processing Speed scores, even after adjustment for
intelligence, quality of house construction (as a marker for maternal education and intelligence, child school attend-
socio-economic status: concrete, tin, thatched roof), child ance, stunting, water manganese and childrearing qualities
stunting and television access (as a marker of stimulation), of the home. The prevalence of undernutrition is very high in

Table 2.
Predicting WISC-III raw scores from arsenic and manganese exposure and stunting.
Study 1 Study 2
Full Scale Performance Verbal Full Scale Performance Verbal
Variable raw score B raw score B raw score B raw score B raw score B raw score B
Unadjusted analyses
Water arsenic (log) –2.16*** –1.84*** –0.32* – – –
Stunting –7.67* –6.57* –1.09 –17.90*** –15.31*** –2.50**
Water manganese (log) – – – –5.20*** –4.43*** –0.80*
Adjusted analyses
Maternal education
None –10.92* –7.98* –2.95** –8.59 –5.08 –3.10*
1–5 years –3.54 –2.68 –0.86 –3.84 –2.46 –1.07
5–13 years – – – – – –
Maternal Raven score 0.37 0.40 –0.03 0.68 0.58 0.43
House type
Thatched roof or poorer –7.69 –6.16 –1.53 –1.36 –2.21 0.79
Corrugated tin –0.89 –0.72 –0.17 3.54 2.90 0.65
Concrete – – – – – –
Television access 5.92* 4.12 1.80* 3.72 3.07 0.41
Water arsenic (log) –1.79*** –1.57*** –0.22 – – –
Stunting –7.79* –6.67* –1.12 –16.20*** –13.72*** –2.36*
Water manganese (log) – – – –4.26** –3.70*** –0.60****
*P < 0.05, **P < 0.01, ***P < 0.001, ****P < 0.10.

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Journal compilation © 2008 Nordic Pharmacological Society. Basic & Clinical Pharmacology & Toxicology, 102, 212–217
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MiniReview METALS AND UNDERNUTRITION 215

Fig. 1. Raw scores by quartile of (A) water arsenic (As) for children who are stunted; (B) water As for children who are not stunted;
(C) water manganese (Mn) for children who are stunted; and (D) water Mn for children who are not stunted.

Bangladesh, and many of our participants were quite small significant negative association between stunting and both
by Western standards. While each study had adjusted for Full Scale and Performance Raw scores in Study 1, and for
markers of growth (current height and head circumference), all three measures of intellectual function in Study 2.
we did not explicitly examine the role of stunting. In order Including stunting in models did not alter the contribution
to examine the role of undernutrition in explaining these of other variables. In each case for which we had earlier
results, and to consider whether grossly undernourished found a metals effect, we retained that effect even with
children might have a particular vulnerability to the stunting in the model (except for a slight reduction in signifi-
impact of metals exposure, we conducted an additional set cance for the impact of water manganese on Verbal score).
of analyses of the children in Studies 1 and 2. International The stunting-by-water arsenic interaction was consistently
growth standards exist for children only through 5 years, negative for all three measures of intellectual function in
and they have been found to apply adequately to children of both Study 1 and Study 2 (data not shown), although none
both high-resource and low-resource countries [17,26]. of these interactions was significant.
Therefore, following the procedures undertaken in the Figure 1A–D presents dose–response associations for
Lancet papers, we relied on US norms for 10-year-old stunted and non-stunted children, between both arsenic and
children, defining children as ‘stunted’ if they were 2 manganese exposure and intellectual function in 10-year-old
standard deviations or more below the Centers for Disease children. Examining the figure provides some insight into
Control and Prevention gender-specific height-for-age the relative impact of metal exposures and stunting on intel-
norms [27]. By this procedure, 45 children in Study 1 and lectual function. For example, at each level of stunting, as
48 in Study 2 were characterized as stunted (respectively, arsenic exposure increases from the lowest to the highest
22% and 34%). quartile, Full Scale scores decreased by 11.5 points. At each
We repeated our regression analyses, adjusting for the level of stunting, as manganese exposure increases from the
same variables as in the original studies, but in each case lowest to the highest quartile, Full Scale scores decreased by
replacing the terms for child height and head circumference approximately 20 points. On the other hand, as compared
with a term for stunting, and then adding another for the to not stunted children, stunted children from Study 1
metal-by-stunting interaction. As table 2 shows, there was a (fig. 1A,B) received Full Scale scores that were lower by 7.9

© 2008 The Authors


Journal compilation © 2008 Nordic Pharmacological Society. Basic & Clinical Pharmacology & Toxicology, 102, 212–217
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216 GAIL A. WASSERMAN ET AL. MiniReview

points; in Study 2, stunted children received Full Scale programmes intended to mitigate risk. As a final caution,
scores that were 15.8 points lower than those received by we should underscore that policy decisions must be based
not stunted children (fig. 1C,D). The relatively greater loss on analyses of risk factors and their interactions that are
resulting from stunting in Study 2 reflects the higher adequately powered.
functioning of Study 2 non-stunted children relative to
those in Study 1; stunted children have similar scores across Acknowledgements
both studies. The greater impact of stunting in Study 2 may This work was supported in part by two grants from the
be due to removing the effect of arsenic exposure by design. National Institute of Environmental Health Sciences (P42
Similar analyses considering our younger sample (Study ES 10349, and P30 ES 09089).
3) revealed essentially the same results for younger children
(data not shown). Finally, similar analyses considering lead
exposure and moderate stunting in our Kosovo data (data References
not shown) also revealed no significant interactions in
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MiniReview METALS AND UNDERNUTRITION 217

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