Quarterly Snapshot Analysis Period: July 1, 2021 - September 30, 2021

NAME: ROMAN J MENDEZ QUINONES and LUISA CASILLAS DE MENDEZ INVESTMENT ADVISOR: CARIBBEAN & LATIN AMERICAN SECURITIES, LLC
ACCOUNT: U2227140 INVESTMENT OBJECTIVES: Preservation, Growth, Income
ACCOUNT TYPE: Joint (Advisor Client) PERFORMANCE MEASURE: TWR
BASE CURRENCY: USD

Net Asset Value Cumulative Return Key Statistics

-7.07% 1.77% -2.23%
CUMULATIVE RETURN BEST RETURN WORST RETURN
07/01/21 - 09/30/21 09/23/21 09/28/21

Beginning NAV: 79,509.80 Max Drawdown 7.42%

Deposits/Withdrawals: -4,000.00 Peak-To-Valley 07/01/21 - 09/30/21
Ending NAV: 70,061.71 Sharpe Ratio -2.24
Standard Deviation 0.78%

Allocation
Financial Inst. Long (%)

Stocks 54,719.80 78.10

ETFs 11,269.64 16.09
Cash 4,072.27 5.81
Total 70,061.71 100.00

Distribution of Returns
Asset Class Long (%)

Equities 65,989.44 94.19

Cash 4,072.27 5.81
Total 70,061.71 100.00

Sector Long (%)

Technology 37,903.80 54.10

Consumer Cyclicals 7,795.84 11.13
Broad 6,530.95 9.32
Other 17,831.12 25.45
Total 70,061.71 100.00

IMPORTANT NOTE:
This portfolio analysis was generated using Interactive Brokers' PortfolioAnalyst tool, which allows Interactive Brokers clients to generate analyses of their accounts using market data provided by third parties along with trade and account data contained in Interactive Brokers' systems. This analysis is for information purposes
only and is provided AS IS. Interactive Brokers makes no warranty of any kind, express or implied, as to this report analysis and its contents. The data provided for use in this Portfolio Analysis is believed to be accurate but completeness and accuracy of the information is not guaranteed, and Interactive Brokers has no liability
with respect thereto. The data regarding accounts held outside of Interactive Brokers is obtained either directly from you or from the financial institutions holding those accounts through a third-party service provider and Interactive Brokers has not reviewed its accuracy.

This material in this analysis is intended only as a reference and should not be relied upon for the maintenance of your books and records for tax, accounting, financial, or regulatory reporting or for any other purposes. This analysis is not an offer or a solicitation of an offer to buy or sell any security. This material does not and
is not intended to take into account the particular financial conditions, investment objectives or requirements of individual customers. Before acting on this material, you should consider whether it is suitable for your particular circumstances and, as necessary, seek professional advice.

PortfolioAnalyst
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 Brokerage Account Quarterly Activity Summary
July 1, 2021 - September 30, 2021

Interactive Brokers LLC, Two Pickwick Plaza, Greenwich, CT 06830

Account Information
Account Holder(s) ROMAN J MENDEZ QUINONES and LUISA CASILLAS DE MENDEZ
AV SUR 10 QTA PITUSA
URB LOS NARANJOS
Address of Account Holder(s) CARACAS, VE-M 1080
Venezuela
Account Number U2227140
Investment Advisor CARIBBEAN & LATIN AMERICAN SECURITIES, LLC
777 SW 37th Ave., Suite 510
Address of Investment Advisor Miami, FL 33135
Customer Type Joint
Account Capabilities Margin
Base Currency USD
Your Investment Objectives ¹ Preservation,Growth,Income
Notes
1. Please carefully review the investment objectives and other information listed above for your account and notify the Interactive Brokers Customer Service Department (see below) if anything is incorrect or if anything changes.
These investment objectives are explained below.

Below for your convenience is a summary of the activity in your Interactive Brokers Account for the dates indicated. Please note that this summary is not a substitute for your account statement and does not include a listing of each
transaction in your account during the dates covered. To review daily or monthly account statements, please login to Account Management on the Interactive Brokers website.

Net Asset Value

June 30, 2021 September 30, 2021
Total Long Short Total Change Change in NAV Total

Cash 28,123.64 4,063.32 0.00 4,063.32 -24,060.32 Starting Value 79,509.80

Stock 51,378.39 65,989.44 0.00 65,989.44 14,611.05 Mark-to-Market -5,389.93

Dividend Accruals 7.77 8.95 0.00 8.95 1.18 Deposits & Withdrawals -4,000.00

Total 79,509.80 70,061.71 0.00 70,061.71 -9,448.09 Dividends 242.54

Withholding Tax -36.38
Time Weighted Rate of Return -7.07% Change in Dividend Accruals 1.18
Advisor Fees -218.03
Commissions -47.47
Ending Value 70,061.71

Brokerage Account Quarterly Activity Summary - July 1, 2021 - September 30, 2021 Page: 1
Open Positions
Symbol Quantity Mult Cost Price Cost Basis Close Price Value Unrealized P/L Code
Stocks
USD
AAPL 25 1 145.5174022 3,637.94 141.5000 3,537.50 -100.44
ADBE 5 1 621.9061294 3,109.53 575.7200 2,878.60 -230.93
AEO 133 1 34.2751365 4,558.59 25.8000 3,431.40 -1,127.19
AFRM 30 1 114.2433333 3,427.30 119.1300 3,573.90 146.60
AVGO 5 1 366.7200 1,833.60 484.9300 2,424.65 591.05
CRWD 6 1 257.0634675 1,542.38 245.7800 1,474.68 -67.70
CSCO 47 1 56.5551907 2,658.09 54.4300 2,558.21 -99.88
CWS 50 1 41.5000 2,075.00 46.5190 2,325.95 250.95 SY
DRIV 55 1 29.099545 1,600.47 27.4200 1,508.10 -92.37 SY
F 134 1 13.0014273 1,742.19 14.1600 1,897.44 155.25
FB 10 1 357.3619624 3,573.62 339.3900 3,393.90 -179.72
GRWG 100 1 42.0163545 4,201.64 24.6700 2,467.00 -1,734.64
MA 8 1 344.762256 2,758.10 347.6800 2,781.44 23.34
MRO 34 1 13.8651022 471.41 13.6700 464.78 -6.63
MRVL 14 1 57.8157266 809.42 60.3100 844.34 34.92
MSFT 10 1 286.1413838 2,861.41 281.9200 2,819.20 -42.21
NUE 26 1 99.3309738 2,582.61 98.4900 2,560.74 -21.87
OIH 3 1 211.3426237 634.03 197.0100 591.03 -43.00
PEP 14 1 139.8770371 1,958.28 150.4100 2,105.74 147.46
PLTR 32 1 31.475873 1,007.23 24.0400 769.28 -237.95
PSCE 236 1 7.9949527 1,886.81 7.6200 1,798.32 -88.49 SY
PYPL 13 1 280.3908493 3,645.08 260.2100 3,382.73 -262.35
SHOP 3 1 1,141.801389 3,425.40 1,355.7800 4,067.34 641.94
SKYT 63 1 30.5893986 1,927.13 27.2000 1,713.60 -213.53 SY
SNOW 6 1 304.2766667 1,825.66 302.4300 1,814.58 -11.08
T 65 1 28.5656923 1,856.77 27.0100 1,755.65 -101.12
UPS 11 1 170.7254545 1,877.98 182.1000 2,003.10 125.12
XLB 8 1 88.0610014 704.49 79.1100 632.88 -71.61
XLE 4 1 52.2330562 208.93 52.0900 208.36 -0.57
YYY 250 1 19.1508791 4,787.72 16.8200 4,205.00 -582.72 SY
Total 69,188.82 65,989.44 -3,199.38

Brokerage Account Quarterly Activity Summary - July 1, 2021 - September 30, 2021 Page: 2
Trade Summary by Symbol
Buys Sells
Symbol Quantity Avg. Price Proceeds Quantity Avg. Price Proceeds
Stocks
USD
AAPL 25 145.44 -3,636.12 0 0.00 0.00
ADBE 5 621.71 -3,108.53 0 0.00 0.00
AEO 133 34.26 -4,556.89 0 0.00 0.00
AFRM 30 114.21 -3,426.30 0 0.00 0.00
ALK 0 0.00 0.00 -13 53.39 694.07
AMD 3 85.42 -256.25 -17 100.95 1,716.20
ARKK 0 0.00 0.00 -25 121.42 3,035.42
AXP 18 169.67 -3,054.03 -28 174.10 4,874.74
CRWD 6 256.94 -1,541.61 0 0.00 0.00
CSCO 47 56.53 -2,656.77 -17 53.49 909.26
DAL 81 40.05 -3,244.14 -81 38.85 3,147.18
DRIV 55 29.09 -1,599.95 0 0.00 0.00
EL 0 0.00 0.00 -3 313.63 940.88
F 106 13.41 -1,421.85 -194 14.11 2,738.06
FB 10 357.19 -3,571.90 0 0.00 0.00
FDX 0 0.00 0.00 -3 294.26 882.79
GRWG 50 42.57 -2,128.27 0 0.00 0.00
JPM 10 155.29 -1,552.88 -10 151.27 1,512.73
LITE 0 0.00 0.00 -22 84.41 1,856.92
MA 8 344.59 -2,756.72 0 0.00 0.00
MGM 0 0.00 0.00 -46 39.14 1,800.36
MGNI 0 0.00 0.00 -19 29.75 565.23
MRO 0 0.00 0.00 -33 13.09 431.98
MRVL 14 57.79 -809.02 0 0.00 0.00
MS 40 91.54 -3,661.41 -40 102.04 4,081.67
MSFT 10 286.00 -2,859.98 0 0.00 0.00
NUE 17 95.58 -1,624.85 -8 92.54 740.29
PYPL 13 280.25 -3,643.26 0 0.00 0.00
QCOM 21 148.16 -3,111.30 -21 133.81 2,809.92
SHOP 1 1,475.00 -1,475.00 0 0.00 0.00
SKYT 63 30.57 -1,926.17 0 0.00 0.00
SPHB 43 75.13 -3,230.50 -43 73.29 3,151.50
SQ 12 261.45 -3,137.36 -12 265.19 3,182.25
XLB 0 0.00 0.00 -24 81.38 1,953.24
XLE 0 0.00 0.00 -10 51.98 519.80
XLF 0 0.00 0.00 -30 37.77 1,133.10
XLI 0 0.00 0.00 -13 100.96 1,312.47
Total -63,991.06 43,990.08

Brokerage Account Quarterly Activity Summary - July 1, 2021 - September 30, 2021 Page: 3
Other Information

Interactive Brokers LLC is the clearing and carrying broker for your account. Interactive Brokers LLC is a member of the Securities Investor Protection Corporation (SIPC), the Financial Industry Regulatory Authority
(FINRA) and the National Futures Association (NFA).
Your account is managed by an independent Financial Advisor selected by you. Your Advisor is not employed by, an agent of, affiliated with, or recommended by Interactive Brokers. It is your sole responsibility to
conduct due diligence with respect to, and monitor the investment decisions or instructions of your Advisor. It is also your sole responsibility to determine whether your Advisor is appropriate for you and acting
consistent with your instructions. Interactive Brokers does not review or supervise the suitability of your Advisor’s investment decisions. Interactive Brokers is not liable for, and you have broadly agreed to indemnify it
against all claims relating to the activities of your Advisor.
Our records show the following information for your Advisor:
Financial Advisor: CARIBBEAN & LATIN AMERICAN SECURITIES, LLC
IB Calculated Advisor Fee automatically billed to the client's account with blanket client authorization.
Advisor Fees Being Deducted: • Your Advisor calculates the fees and removes the fees from the client account up to a limit of 300.00 per month.
If you have any questions about this Quarterly Activity Summary, please contact your Financial Advisor.
To report any problem or inaccuracy or discrepancy in this statement, or in your account, please contact the Interactive Brokers Customer Service Department at the Interactive Brokers website
www.interactivebrokers.com or call: Interactive Brokers LLC, 877-442-2757.

Explanation of Investment Objectives

Objective Description
Growth Increase the principal value of your investments over time rather than seeking current income. Investor assumes higher degree of risk.
Hedging Take positions in a product in order to hedge or offset the risk in another product.
Income Generate dividend, interest or other income instead of, or in addition to, seeking long-term capital appreciation.
Preservation Seek maximum safety and stability for your principal by focusing on securities and investments that carry a low degree of risk.
Speculation Substantially increase the principal value of your investments by assuming substantially higher risk to your investment capital.
Trading Increase the principal value of your investments by using shorter term trading strategies and by assuming higher risk.

Codes
Code Meaning Code (Cont.) Meaning (Cont.)
A Assignment LI Last In, First Out (LIFO) tax basis election
ADR ADR Fee Accrual LT Long Term P/L
AEx Automatic exercise for dividend-related recommendation. Lo Direct Loan
Adj Adjustment M Entered manually by Broker
Al Allocation MEx Manual exercise for dividend-related recommendation.
Aw Away Trade ML Maximize Losses tax basis election
B Automatic Buy-in MLG Maximize Long Term Gain tax basis election
Bo Direct Borrow MLL Maximize Long Term Loss tax basis election
C Closing Trade MSG Maximize Short Term Gain tax basis election
CD Cash Delivery MSL Maximize Short Term Loss tax basis election
CP Complex Position O Opening Trade
Ca Cancelled P Partial Execution
Co Corrected Trade PI Price Improvement
Part or all of this transaction was a Crossing executed as dual agent by Broker for two
Cx Po Interest or Dividend Accrual Posting
Broker customers
Part or all of this transaction was executed by the Exchange as a Crossing by Broker
ETF ETF Creation/Redemption Pr against a Broker affiliate and is therefore classified as a Principal and not an agency trade
Ep Resulted from an Expired Position R Dividend Reinvestment
Ex Exercise RED Redemption to Investor

Brokerage Account Quarterly Activity Summary - July 1, 2021 - September 30, 2021 Page: 4
 Codes
Code Meaning Code (Cont.) Meaning (Cont.)
IB acted as agent for the fractional share portion of this trade, which was executed by an IB RP IB acted as agent for the fractional share portion of this trade, which was executed by an IB
FP affiliate as principal. affiliate as riskless principal.
IB acted as agent for both the fractional share portion and the whole share portion of this IB acted as agent for both the fractional share portion and the whole share portion of this
FPA RPA
trade; the fractional share portion was executed by an IB Affiliate as principal. trade; the fractional share portion was executed by an IB Affiliate as riskless principal.
G Trade in Guaranteed Account Segment Re Interest or Dividend Accrual Reversal
HC Highest Cost tax basis election Ri Reimbursement
HFI Investment Transferred to Hedge Fund SI This order was solicited by Broker
HFR Redemption from Hedge Fund SL Specific Lot tax basis election
I Internal Transfer SO This order was marked as solicited by your Introducing Broker
Customer designated this trade for shortened settlement and so is subject to execution at
IA This transaction was executed against a Broker affiliate SS prices above the prevailing market
INV Investment Transfer from Investor ST Short Term P/L
This transaction was executed as part of an IPO in which IB was a member of the selling Positions that may be eligible for Stock Yield. Potential for additional annualized income of
IPO SY
group and is classified as a Principal trade. 48.55 USD
L Ordered by Broker (Margin Violation) T Transfer
LD Adjusted by Loss Disallowed from Wash Sale Un Unvested shares from stock grant

Brokerage Account Quarterly Activity Summary - July 1, 2021 - September 30, 2021 Page: 5