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Frederick E. Brenk On Plutarch, Religious Thinker and Biographer
Frederick E. Brenk On Plutarch, Religious Thinker and Biographer
Editors
Editorial Board
Lucia Athanassaki
Mark Beck
Ewen L. Bowie
Timothy Duff
Rainer Hirsch-Luipold
Judith Mossman
Anastasios G. Nikolaidis
Christopher Pelling
Aurelio Pérez Jiménez
Luc van der Stockt
Frances B. Titchener
Paola Volpe Cacciatore
volume 1
Edited by
Luisa Lesage
leiden | boston
Library of Congress Cataloging-in-Publication Data
Names: Brenk, Frederick E., author. | Roig Lanzillotta, Lautaro, editor. | Lesage,
Luisa, contributor.
Title: Frederick Brenk on Plutarch, religious thinker and biographer : “The religious
spirit of Plutarch of Chaironeia” and “The Life of Mark Antony” / edited by
Lautaro Roig Lanzillotta, with the collaboration of Luisa Lesage.
Other titles: Aufstieg und Niedergang der r?omischen Welt.
Description: Leiden ; Boston : Brill, 2017. | Series: Brill's Plutarch studies,
ISSN 2451-8328, volume 1 | Includes bibliographical references and index.
Identifiers: lccn 2017016212 (print) | lccn 2017027888 (ebook) |
isbn 9789004348776 (E-Book) | isbn 9789004348769 (hardback : alk. paper)
Subjects: lcsh: Plutarch. Antonius. | Plutarch. Lives. | Plutarch. Moralia.
Classification: lcc pa4382 (ebook) | lcc pa4382 .b745 2017 (print) |
ddc 888/.01–dc23
lc record available at https://lccn.loc.gov/2017016212
Typeface for the Latin, Greek, and Cyrillic scripts: “Brill”. See and download: brill.com/brill-typeface.
issn 2451-8328
isbn 978-90-04-34876-9 (hardback)
isbn 978-90-04-34877-6 (e-book)
part 1
The Religious Spirit of Plutarch of Chaironeia
Introduction 7
1 Life 10
4 Plutarch’s Daimonology 43
9 Dreams 103
11 Delphi 114
part 2
The Life of Mark Antony: A Literary and Cultural Study
3 Narrative 200
1 Time 200
2 The Unified Plot 208
3 The Episodic Plot 212
4 Point of View 220
Bibliography 267
Index of Authors and Texts Cited 313
Index of Historical Persons 328
Index of Subjects 332
Abbreviations of Journals and Series
ac L’Antiquité Classique
AGLComo Annuario del Ginnasio Liceo A. Volta di Como
AJPh American Journal of Philology
Ann. ephe Annuaire de l’École Pratique des Hautes-Études
anrw Aufstieg und Niedergang der Römischen Welt
Arch. Ztg. Archäologische Zeitung
azp Allgemeine Zeitschrift für Philosophie
bics Bulletin of the Institute of Classical Studies
Bull. Corr. Hell. Bulletin de Correspondance Hellénique
cb Classical Bulletin
cfc Cuadernos de Filología Clásica
cj Classical Journal
cp Classical Philology
cq Classical Quarterly
cr Classical Review
crai Comptes-rendus des séances de l’Académie des Inscriptions et
Belles-Lettres
cs Critica Storica
cw Classical World
da Dissertation Abstracts
E. Clas. Études Classiques
epro Études Préliminaires aux Religions Orientales dans l’Empire
Romain
Gnom. Gnomon. Kritische Zeitschrift für die gesamte klassische Alter-
tumswissenschaft
grbs Greek, Roman and Byzantine Studies
HSCPh Harvard Studies in Classical Philology
ics Illinois Classical Studies
ja Journal Asiatique
JbAC Jahrbuch für Antike und Christentum
jhs Journal of Hellenic Studies
jrs Journal of Roman Studies
L’Inform. Lit. L’Information Littéraire
Nov. Test. Novum Testamentum
ocd Oxford Classical Dictionary
opiac Occasional Papers, Institute for Antiquity and Christianity
paca Proceedings of the African Classical Association
viii abbreviations of journals and series
It is approximately seventy years ago that Frederick E. Brenk began his studies
at Marquette University. During his long and fruitful career, Professor Brenk
successfully combined his numerous academic duties and positions in the
usa, uk and Italy with a prolific scientific activity. Resulting of the latter is his
abundant scholarly production, which from the beginning centers on the figure
of another prolific author, Plutarch of Chaeronea. Among the large amount of
articles, edited volumes, and books devoted to the polygraph from Chaeronea
the two studies included in this book occupy a special place. To begin with,
“The Religious Spirit of Plutarch of Chaironeia” and “The Life of Mark Antony:
A Literary and Cultural Study” are, together with his study on “demonology”
from 1987,1 the only ‘book length’ articles of his scholarly production. However,
our choice to include both articles in the present volume is not only due to the
article’s length. In fact, both studies are also representative of Brenk’s integral
approach to the corpus Plutarcheum, which duly reflects his wide interest in the
two parts this corpus consists of. As to the former study, it surveys Plutarch’s
religious thought mainly (though not only) in the Moralia; as to the latter, it
provides a most interesting literary and cultural analysis of the Antonius in
particular and of the Lives in general. But what characterizes these articles the
most is that they both represent a turning point in Plutarchan studies: with his
characteristic lively style Brenk masterfully synthesizes previous scholarship,
engages in contemporary scholarly debates, and advances our knowledge of
the numerous themes dealt within them by means of a fruitful interdisciplinary
approach.
The first of the two studies included in this book were first published as “An
Imperial Heritage: The Religious Spirit of Plutarch of Chaironeia,” in W. Haase
and H. Temporini (eds.), Philosophie, Wissenschaft. Technik. ii. Philosophie (Pla-
tonismus [Forts.]; Aristotelismus). Aufstieg und Niedergang der römischen Welt
ii.36.1 (De Gruyter, Berlin/New York, 1987) 248–349. The lengthy index to the
article was included at the end of the following volume “Index,” Aufstieg und
Niedergang der römischen Welt ii.36.2 (1987) 1300–1322. Written at the end of
the 1980s, “The Religious Spirit of Plutarch of Chaironeia” represents an impor-
1 F.E. Brenk, “In the Light of the Moon: Demonology in the Early Imperial Period,” in anrw
ii.16.3 (1986) 2068–2145; Indices, anrw ii.36.2 (1987) 1283–1299.
tant breakthrough the study of Plutarch’s Moralia, due to its exclusive focus
on the religious aspect. Professor Brenk’s overview of Plutarch’s religious views
and concepts provides an analysis of the most salient issues to understand
Plutarch’s thought. His life, the formation of his religious thought, his idea of
God and his view on daemonology roughly occupy the first half of the study,
and Brenk managed to place Plutarch in the wider religious and philosophical
context of the first two centuries ce. Equipped with these tools, the reader can
then further proceed to unravel Plutarch’s allegorical interpretation and the
syncretism behind De Iside; understand his polemics vis-à-vis the Stoics; and
the role daimon and Tyche play in the Lives. Brenks polymathia also introduces
the reader to other lesser but nevertheless important issues, such as the belief
in omens, portents, or dreams, and, of course, to Plutarch’s conviction on divine
retribution. Plutarch’s lifelong relationship with Delphi and his approach to
Roman religion close the study.
Professor Brenk’s presentation of the main aspects of Plutarch’s religious
thought is far from static. His overview introduces the reader to both the main
scholarly discussions on these aspects and to the actors behind them. In this
sense ideas and / or interpretations are not devoid of their human background.
Indeed the main protagonists of the 20th century scholarly discussion on
Plutarch populate his pages: Rudolph Hirzel, Konrat Ziegler, Robert Flacelière,
Donald Russell, Heinrich Dörrie, Cornelia J. de Vogel, Yvonne Vernière, Philip
Merlan, John Dillon, John Gwyn Griffiths, and many others. The wide range
of disciplines behind all these names already reflects the growing attraction
Plutarch exerted far beyond the narrow scope of Classical Philology: Graeco-
Roman and Egyptian Religion, Religious studies, Archaeology, History, Philos-
ophy, History of Ideas, Philology and Comparative Literature, etc. If during the
20th century Plutarch could still be seen by some as mainly an antiquarian,
Brenk’s study made sufficiently clear that Plutarch’s prolific production is a cru-
cial witness for the reconstruction of innumerable aspects of the cultural world
of the first and second centuries ce.
The second of the studies included here was published five years later than
the former, in 1992, and first saw the light as “Plutarch’s Life of Markos Anto-
nios: A Literary and Cultural Study,” in W. Haase (ed.), Aufstieg und Nieder-
gang der römischen Welt. Geschichte und Kultur Roms im Spiegel der neueren
Forschung. Teil ii. Principat. Band 33: Sprache und Literatur 6. Teilband (All-
gemeines zur Literatur des 2. Jahrhunderts und einzelne Autoren der trajan-
ishen und frühhadrianischen Zeit) (De Gruyter, Berlin/New York 1992) 4348–
4469; with the indexes in the same volume, on pages 4895–4915. To a cer-
tain extent this is a rather different kind of study than the previous one.
As its title already advances, the History of Religions approach makes room
introduction 3
for a more literary, psychological, and philosophical inquiry both of the Life
of Mark Antony in particular and of numerous other Lives and their histori-
cal contexts in general. As Brenk rightly emphasizes, “If we consider Plutarch a
philosopher by nature, vocation, and divine design (pronoia), and a biographer
only through chance (tyche or to automaton), then he deserves serious consid-
eration as a philosophical biographer or a biographical philosopher.”
In order to do so, Professor Brenk’s study provides a wide ranging analy-
sis structured in four large sections, all of which cover essential aspects of
Plutarch’s method as a biographer. While the first part, “The Neronian Back-
ground to the Life,” provides an interesting analysis of the historical context
in which the Life was written that attempts to uncover veiled references, the
second focuses on Mark Antony itself. The comparison with Demetrius allows
Brenk to analyze Plutarch’s characterization technique, and to point out the
pivotal role played in it by his notion of virtue. The third part, “Narrative,” delves
into a deep investigation of Plutarch’s narrative technique that places it in the
modern narratological discussion. The section begins by evaluating how the
notion of time is dealt with both in the Lives and in Moralia—an example
of the interdisciplinary approach referred to above—, further compares the
three notions of time of the De genio Socratis with the straightforward récit
or chronological arrangement of the Mark Antony. Literary, theoretical, and
philosophical analysis intermingle in a deep going investigation that uncovers
interesting aspects of Plutarch’s thought. The fourth section, finally, is focused
on the examination of a few passages that highlight the “baroque” aspect of
Plutarch’s style with scenes usually combining agitated or ethereal movement,
and a richness of motifs with supplementary, graceful figures. Plutarch’s ten-
dency to include theatrical grandeur, emphasizing emotional intensity and
dramatic crisis, exploiting striking contrasts, could indeed be described as “Hel-
lenistic baroque”.
The present re-edition of Frederick E. Brenk’s two seminal studies in book
format intends in the first place to make them accessible to a wider public. The
volume includes the revised and updated text of the original articles included
in anrw, in which changes were kept to the minimum. Professor Brenk has
carefully revised the whole manuscript a couple of times, updating, unifying
and adapting references to current standards. In some cases original footnotes
have also been rearranged, updated or corrected when necessary. Both articles
originally included separated bibliographies; the new edition combines them
in a single bibliographical section that includes all the references mentioned
in the book. This goes also for the original indexes of both studies that are
merged into a single section at the end of the volume. Thirty years after the
original publication, the abundant bibliographic references included by Pro-
4 roig lanzillotta and leão
∵
Introduction
1 An extensive bibliography on studies of Plutarch’s religion, and related studies, up to 1977 can
be found in my book, F.E. Brenk, In Mist Apparelled. Religious Themes in Plutarch’s Moralia
and Lives (Leiden, 1977). The books by Hamilton, Griffiths, Corlu, Hani, Flacelière’s introduc-
tions to the Pythian dialogues, and D. Babut, Plutarque et le stoïcisme (Paris, 1969), contain a
great amount on Plutarch’s religious attitudes. Among studies concentrating on this aspect
of his thought are: K.J.L.M. Eichhoff, Über Plutarchs religiös-sittliche Weltansicht (Elberfeld,
1833); T. Schreiter, De doctrina Plutarchi theologica et morali (Leipzig, 1838); G.G. Nitzsch,
De Plutarcho Theologo et Philosopho Populari (Kiel, 1849); J.K. Pohl, Die Dämonologie des
Plutarch (Breslau, 1860); O. Gréard, De la morale de Plutarque (Paris, 1866); R. Fabricius, Zur
religiösen Anschauungsweise des Plutarch (Königsberg, 1879); R. Schmertosch, De Plutarchi
sententiarum quae ad divinationem spectant origine (Leipzig, 1889); J.D. Bierens de Haan,
Plutarchus als godsdienstig Denker (The Hague, 1902); J. Oakesmith, The Religion of Plutarch
(London, 1902); T. Eisele, “Zur Dämonologie des Plutarch von Chäronea,” Arch. für Gesch.
der Philos. 17 (1904) 29–51; W. Schaefer, Der Gottesbegriff Plutarchs im Lichte der christlichen
Weltanschauung (Regensburg, 1908); G. Abernetty, De Plutarchi Qui Fertur de Superstitione
Libello (Regensburg, 1911); L. Valentin, “L’idée de dieu dans Plutarque,” Rev. Thomiste 14 (1914)
313–327; R.M. Jones, The Platonism of Plutarch (Menasha, Wisconsin 1916); B. Latzarus, Les
idées religieuses de Plutarque (Paris, 1920); P. Geigenmüller, “Plutarchs Stellung zur Religion
und Philosophie seiner Zeit,” Neue Jb. klass. Alt. 47 (1921) 251–270; H. von Arnim, Plutarch
über Dämonen und Mantik (Amsterdam, 1921); H.J. Rose, The Roman Questions of Plutarch
(Oxford, 1924); idem, The Greek Questions of Plutarch (Oxford, 1928); G. Méautis, “Plutarque et
l’ orphisme,” in Mélanges Gustave Glotz i (Paris, 1932) 575–585; M. Codignola, “La formazione
spirituale di Plutarco e la sua personalità filosofico-religiosa,” Civiltà Moderna 9 (1934) 471–
490; A. Ferro, “Le idee religiose di Plutarco,” Arch. della Cult. Ital. 2 (1940) 173–232; M. Hadas,
“The Religion of Plutarch,” Rev. of Rel. 6 (1941–1942) 270–282; G. Soury, La démonologie de
Plutarque (Paris, 1942); A.M. Pizzagalli, “Plutarco e il cristianismo,” Atene e Roma 10 (1943)
97–102; R. del Re, “Il pensiero metafisico di Plutarco: Dio, la natura, il male,” Stud. Ital. di Filol.
Class. 24 (1950) 33–64; H. Erbse, “Plutarchs Schrift Περὶ δεισιδαιμονίας,” Hermes 80 (1952) 295–
314; H. Cherniss and W.C. Helmbold, Plutarch’s Moralia xii, 2–223 (The Face on the Moon);
S. Szydelski, “The Divinity according to Plutarch” (in Polish), Rocz. i Teol. Kanon. 7 (1960)
93–101; J. Moellering, Plutarch on Superstition (Boston, 1963); B. Mackay, “Plutarch and the
Miraculous,” in C.F.D. Moule (ed.), Miracles. Studies in Their Philosophy and History (Lon-
don, 1965) 93–113; M.L. Danieli, “Plutarco a Delfi: Note sulla religiosità plutarchea,” Nuovo
Didaskaleion 15 (1965) 5–23; R. del Re, “De Plutarcho Chaeronensi immortalitatis animo-
rum assertore,” Latinitas 13 (1965) 184–192; P. Merlan, “The Later Academy and Platonism,”
in A.H. Armstrong (ed.), The Cambridge History of Later Greek and Early Medieval Philosophy
(Cambridge, 1967) 53–64; E.D. Phillips, “Plutarque, interprête de Zoroastre,” in Association
Guillaume Budé, Actes du viiie Congrès (Paris, 1969) 506–511; F.E. Brenk, “Le songe de Bru-
tus,” ibid., 588–594; J.G. Griffiths, Plutarch. De Iside et Osiride (Cambridge, 1970); F.E. Brenk,
“ ‘A Most Strange Doctrine’, Daimon in Plutarch,” cj 69 (1973) 1–11; idem, “From Mysticism
to Mysticism: The Religious Development of Plutarch of Chaironeia,” sbl Sem. Papers 1
(1975) 193–198; R. Flacelière, “La théologie selon Plutarque,” in P. Gros & J.-P. Morel (eds.),
Mélanges de philosophie, de littérature et d’histoire ancienne (Rome, 1974) 273–280; J. Hani,
La religion égyptienne dans la pensée de Plutarque (Paris, 1976); H. Dörrie, Platonica Minora
(Munich, 1976); M. Baltes, Die Weltentstehung des Platonischen Timaios nach den antiken Inter-
preten i (Leiden, 1976); Y. Vernière, Symboles et mythes dans la pensée de Plutarque. Essai
d’ interprétation philosophique et religieuse des Moralia (Paris, 1977); H. Dörrie, “Gnostische
Spuren bei Plutarch,” in R. Van den Broek and M.J. Vermaseren (eds.), Studies in Gnosti-
cism and Hellenistic Religions (Leiden, 1981) 92–117; J. Whittaker, “Plutarch, Platonism and
Christianity,” in H.J. Blumethal and R.A. Markus (eds.), Neoplatonism and Early Christian
Thought (London, 1981) 64–78; P.G. Walsh, “Apuleius and Plutarch,” ibid., 20–31; A. Aloni
and G. Guidorizzi, Il demone di Socrate, I ritardi della punizione divina (De genio Socratis, De
sera numinis vindicta) (Milan, 1982); C.J. De Vogel, “Der sogennante Mittelplatonismus, über-
wiegend eine Philosophie der Diesseitigkeit?,” in H.-D. Blume & F. Mann (eds.), Platonismus
und Christentum (Münster, 1983) 277–302.
2 H. Dörrie, “ ‘Der Weise vom Roten Meer:’ Eine okkulte Offenbarung durch Plutarch als Plagiat
entlarvt,” in P. Händel and W. Meid (eds.), Festschrift für R. Muth (Innsbruck, 1983) 95–110;
P. Borgeaud, “La mort du grand Pan,” Rev. Hist. Rel. 200 (1983) 3–39; V. Citti, “Plutarco, Nic.
1.5,” in A. Mastrocinquie (ed.), Storiografia e biografia (Padua, 1983) 99–110; D. Babut, “La
doctrine démonologique dans le De Genio Socratis de Plutarque: cohérence et fonction,”
L’ Inform. Lit. 35 (1983) 201–205. The new index to the Teubner volumes of the Lives contains
a bibliography to the Lives and an index of names of gods, men, and places, besides an
index correlating the listing of the Lives with the Teubner volumes: K. Ziegler and H. Gartner,
Plutarchus. Vitae Parallelae iv: Indices (Leipzig, 1980). Of the two volumes edited by H.D. Betz,
Plutarch’s Theological Writings and Early Christian Literature (Leiden, 1975) and Plutarch’s
Ethical Writings and Early Christian Literature (Leiden, 1978), the first contains, besides the
studies mentioned in the notes, the following pertinent ones: H.D. Betz & E.W. Smith, “De
Iside et Osiride (Moralia 351c–384c),” 36–84; idem, “De E apud Delphos (Moralia 384c–394c),”
85–102; W.G. Rollins, “De Pythiae oraculis (Moralia 394d–409d),” 103–130; K.O. Wicker, “De
defectu oraculorum (Moralia 409e–438e),” 131–180; H.D. Betz, P.A. Dirkse, & E.W. Smith, “De
sera numinis vindicta (Moralia 548a–568a),” 181–235; W.A. Beardslee, “De facie quae in orbe
lunae apparet (Moralia 920a–945d),” 286–300; D.E. Aune, “De esu carnium orationes i and ii
part 1, introduction 9
Flacelière of France and Heinrich Dörrie of Germany, who lately did most
for the humanistic understanding and scholarly interpretation of Plutarch.
The latter through his great love of France not only won the respect of his
countrymen but the hearts of fellow classicists across the Rhine.3
(Moralia 993a–999b),” 301–316; H.D. Betz, “Fragmenta 21–23, 157–158, 176–178,” 317–324. As for
the second volume, it includes H.D. Betz, “De tranquillitate animi (Moralia 464e–477f),” 198–
230; and H. Martin & J.E. Phillips, “Consolatio ad uxorem (Moralia 608a–612b),” 394–441; and
H. Martin, “Amatorius (Moralia 748e–771e),” 442–537.
3 [en: after Brenk’s article the following studies of different aspects of Plutarch’s religion have
been published: F.E. Brenk, “Lo Scrittore Silenzioso: Giudaismo e Cristianesimo in Plutarco,”
in I. Gallo (ed.), Plutarco e la Religione, 239–262; W. Burkert, “Plutarco: Religiosità Personale
e Teologia Filosofica,” in I. Gallo (ed.), Plutarco e la religione. Atti del vi Convegno plutarcheo
(Ravello, 29–31 maggio 1995) (Naples, 1996), 11–28; F.E. Brenk, “Plutarch, Judaism and Chris-
tianity,” in M. Joyal (ed.), Studies in Plato and the Platonic Tradition: Essays Presented to John
Whittaker (Aldershot, Hampshire: Ashgate, 1997) 97–117; A. Pérez Jiménez, “Ciencia, Religión
y Literatura en El ‘Mito De Sila’ De Plutarco,” in M. Brioso Sánchez & F.J. González Ponce (eds.),
Actitudes literarias en la Grecia romana (Sevilla: Libros Pórtico, 1998) 283–294; F.E. Brenk, “‘Isis
Is a Greek Word’: Plutarch’s Allegorization of Egyptian Religion,” in A. Pérez, Jiménez, J. García
López, & R. Aguilar Fernández (eds.), Plutarco, Platón y Aristóteles: Actas del v Congreso Inter-
national de la i.p.s. (Madrid-Cuenca, 4–7 de Mayo De 1999) (Madrid: Ediciones Clásicas, 1999)
227–238; F.E. Brenk, Relighting the Souls: Studies in Plutarch, in Greek Literature, Religion and
Philosophy, and in the New Testament Background (Stuttgart: Steiner, 1998); R. Hirsch-Luipold
(ed.), Gott und die Götter bei Plutarch: Götterbilder—Gottesbilder—Weltbilder (Berlin; New
York: Walter de Gruyter, 2005); F.E. Brenk, With Unperfumed Voice: Studies in Plutarch, in Greek
Literature, Religion and Philosophy, and in the New Testament Background (Stuttgart: Steiner,
2007); L. van der Stockt, F. Titchener, H.G. Ingenkamp, & Pérez Jiménez, A. (eds.), Gods, Dai-
mones, Rituals, Myths and History of Religions in Plutarch’s Works. Studies Devoted to Professor
Frederick E. Brenk by the International Plutarch Society (Málaga: Universidad de Málaga, 2010);
F.E. Brenk, “Religion under Trajan: Plutarch’s Resurrection of Osiris,” in P. Stadter & L. van
der Stockt (eds.), Sage and Emperor. Plutarch, Greek Intellectuals, and Roman Power in the
Time of Trajan (98–117a.d.) (Leuven: Leuven University Press, 2002) 72–92; D. Olster, “Why
the Oracles Do Not Speak (Like Before): Plutarch and the Riddle of Second-Century Reli-
gion,” Ploutarchos 22 (2005) 55–70; P.T.R. Gray, “Humor and Religion in Plutarch’s Writtings,”
in A. Pérez Jiménez et al. (eds.), Valori letterari delle opere di Plutarco: studi offerti al professore
Italo Gallo dall’International Plutarch Society (Málaga: Universidad de Málaga; Logan (Utah):
Utah State University, 2005) 197–205; R. Hirsch-Luipold, “Aesthetics and Religious Hermeneu-
tics in Plutarch,” ibidem, 207–213; P. Green, “Possession and Pneuma: The Essential Nature of
the Delphic Oracle,” in M. Stefanou, & K. Bourazelis (eds.), Πρακτικά του Συμποσίου “Μύθος μετά
λόγου: διάλογοι για την ουσία και τη διαχρονική αξία του αρχαίου Ελληνικού μύθου”: Αγ. Κήρυκος, Ικαρία,
17–20 Ιουνίου 2005 (Athens: Festival Ikarias, 2007) 159–176; F. Frazier, “Philosophie et religion
dans la pensée de Plutarque: quelques réflexions autour des emplois du mot Πίστις,” Études
Platoniciennes 5 (2008) 41–61; F.E. Brenk, “Plutarch and ‘Pagan Monotheism’,” in L. Roig Lanzil-
lotta & I. Munoz Gallarte (eds.), Plutarch in the Religious and Philosophical Discourse of late
Antiquity (Leiden: Brill, 2012) 73–84.]
chapter 1
Life
Surprisingly little of exactitude is known about the life of the greatest ancient
biographer. Scholars debate both the date of his birth (between 40 and 45 ad),
and death (between 120 and 125 ad). For the most part what we know of
him must be gleaned from his writings.1 He was born in the small town of
Chaironeia, for which he professed great loyalty, and was partial to the neigh-
boring Boiotian city of Thebes. The plain, with its natural suitability for war,
must have encouraged a sense of history in the young Plutarch, who later
recalled with emotion the defeat of Athens there under Philip of Macedon and
the armies of the imperator Sulla. Any admiration for Mark Antony would have
been tempered by his great-grandfather’s recollections of being forced to carry
grain down to Antikyra on the Corinthian gulf, under the whips of Antony’s
agents (Antonius 68).
His family, which kept horses, was reasonably wealthy, having connections
with the local aristocracy, and attached to the famous shrine at Delphi. In his
earlier years he seems to have traveled extensively in Greece, possibly having
visited Smyrna, as Christopher P. Jones suggests (Anim. an corp. 501ef), but
certainly Alexandria (Quaest. conv. 678c). While a young man he took part in a
deputation, probably to represent Chaironeia, before the proconsul of Achaia
(Praec. ger. 816c). Around 66 or 67ad he was “soon to join the Academy” after
passing through training in mathematics, as a pupil of Ammonios. Just who this
1 The standard reference work for Plutarch’s life and writings is the re article, “Plutarchos,”
xxi. 1 (1951) 636–962, by K. Ziegler, which appeared first in 1949 and then received some
corrections and additions in the Stuttgart, 1964, 2nd edition, Plutarchos von Chaironeia.
Since that time a somewhat unreliable and more popular study, although with some good
observations, was produced by R.H. Barrow, Plutarch and His Times (London, 1967), largely
based on Ziegler. An excellent contribution is C.P. Jones, Plutarch and Rome (Oxford, 1971).
A.E. Wardman, Plutarch’s Lives (London, 1974), is a specialized study for the most part of
ethical values of the heroes as they appear in the Lives. J.M. Dillon, The Middle Platonists
(London, 1976), has an excellent chapter on Plutarch and his philosophical milieu. F.J. Frost,
Plutarch, is to appear in Major World Writers (London, 1984). The Thesaurus Linguae Graecae
computer project at Irvine, California now has the entire Plutarch on computer. For an
index see E. Simon, Plutarque, Vies xvi. Index des noms propres (Paris, 1983). J. Barthelmess is
preparing a critical bibliography for Classical World. [en: J. Barthelmess, “Recent Work on the
Moralia,” in F.E. Brenk & I. Gallo (eds.), Miscellanea Plutarchea, Atti del I Convegno di Studi su
Plutarco (Roma, 23 novembre 1985) (Ferrara, 1986).]
Ammonios was, what his exact relationship to the Academy—if the Academy
really existed then—and where he came from, are matters of some speculation.
We are grateful to Christopher P. Jones and John Dillon for unraveling many
of these knots and for illuminating the intellectual and political background
of our hero.2 Later travels are difficult to determine. He indicates that he
had visited Rome several times, but it is impossible to date these trips. In De
curiositate 522de he relates an incident about a certain Rusticus refusing to
open a letter delivered him from the emperor until the lecture was over. Jones
believes that this Rusticus was probably the consul of 92 ad who was executed
in 93 (for having in his biography of Paetus Thrasea—or Thrasea Paetus—
called his subject sanctus (ἱερός), Dio 67.13.2; though Tacitus does not mention
the sanctus part [Agricola 2] and Plutarch puts the matter more strongly, that
Domitian liter killed him out of envy of his reputation τῇ δόξῃ φθονήσας, 522e).3
As A. Momigliano points out, Rusticus would have been influenced by the
new school of Roman humanistic biography which had centered around Cor-
nelius Nepos at the end of the Republic.4 D. Babut felt that Plutarch may have
been strongly influenced by Rusticus in his life of Cato, and that his personal
friendship with this Stoic moderated his antagonistic attitude toward the phi-
2 C.P. Jones, “The Teacher of Plutarch,” HSCPh 71 (1966) 205–213; idem, Plutarch and Rome, 9,
13, 16–18, 67; Dillon, The Middle Platonists, 189–192. Ziegler, Plutarchos, 15, without implying
Alexandrian connections. See also L. Pearson & F.H. Sandbach, Plutarch, Moralia xi (London
/ Cambridge, Mass. 1965) 219.
3 On this see Jones, Plutarch and Rome, 23; Barrow, Plutarch and His Times, 38; A.N. Sherwin-
White, The Letters of Pliny (Oxford, 1966) 95; D.A. Russell, “On Reading Plutarch’s Moralia,”
Greece and Rome 15 (1968) 130–146, here 132, note 7. J. Glucker, Antiochus and the Late Academy
(Göttingen, 1978), believes that Plutarch learned his Platonism from Ammonios as a private
tutor, before he and his brother Lamprias entered the Academy. He notes that Plutarch never
mentions his own personal connection with the Academy where we would expect him to,
rather drawing upon the sceptical Academy for arguments against the Stoics and Epicureans.
Glucker suggests that the Academy was a gymnasion at the time of Plutarch, that Plutarch and
his brother joined it not for philosophical purposes but for the ephebeia (Athenian training for
youths between 18 and 20) (270–271). He also discounts the possibility of any kind of school
of Antiochos in Alexandria which could have been a direct influence on Eudoros (96–97).
However, he seems unnecessarily to play down the transmission of Antiochos’ ideas into
Alexandria. J. Geiger, “Munatius Rufus and Thrasea Paetus on Cato the Younger,” Athenaeum
67 (1979) 48–72, has tried to reconstruct from the pages of Plutarch’s Life of Cato, the works
dedicated to the hero by Curtius Rufus and Thrasea.
4 A. Momigliano, The Development of Greek Biography (Cambridge, Mass. 1971) 97–99, mentions
the circle of Nepos. He finds Valerius Maximus and Plutarch “unthinkable” without Nepos
(98).
12 part 1, chapter 1
losophy of that school.5 Perhaps one might say that this friendship was not
incompatible with a dislike for Stoic philosophy. Plutarch, like Suetonius and
Tacitus—as Momigliano noted—refused to become a lackey of the felicitas
temporum. Besides the possibility that he stimulated Plutarch’s interest in biog-
raphy, his execution under Domitian would have contributed to Plutarch’s con-
tempt for that emperor. Yet it must be noted that all we know for certain is that
Plutarch attended a lecture by Rusticus. Plutarch’s friend Avidius Quietus, also
a follower of Thrasea, escaped punishment, but Domitian followed the trials of
this circle with the expulsion of the philosophers from Rome and Italy. Among
them may have been Plutarch.
The enormous importance of Cornelius Nepos on the composition of the
Parallel Lives has recently been studied by J. Geiger.6 He argues convincingly
that the Hellenistic lives in the series were “stepchildren,” that Plutarch began
with lives from the classical period, most and perhaps all contained in Nepos’
De Viris Illustribus, and that Plutarch’s heavy selection of Roman lives from the
late Republican period was due to Nepos. Geiger finds it especially significant
that the last of the Lives from a historical perspective is that of Antony, “one of
his most splendid achievements of character drawing and description,” and he
suggests that the conception and many details were inspired by a life of Antony
by Nepos.
C.B.R. Pelling, in a very penetrating study on the sources of the Roman lives
in the parallel series, asserts that Plutarch became heavily dependent upon
Asinius Pollio, who became his principal source for the fifties, forties, and
thirties.7 Once he discovered Pollio, sometime after writing Cicero and Lucullus,
the detail and quality of the Lives improved enormously. Pelling thinks it
impossible to determine whether he ever read Pollio at first hand, or even found
him in translation, but that his material certainly came from an historical, not
biographical source.8
Plutarch’s Lives,” in J.G. Montes Cala, M. Sánchez Ortiz De Landaluce, & R.J. Gallé Cejudo
(eds.), Plutarco, Dioniso y el vino: Actas del vi simposio español sobre Plutarco, Cádiz, 14–16
de mayo de 1998 (Cádiz, 1999) 359–368; idem, “Parallel Narratives: the Liberation of Thebes
in De Genio Socratis and in Pelopidas,” in A.G. Nikolaïdis (ed.), The Unity of Plutarch’s Work:
Moralia Themes in the Lives. Features of the Lives in the Moralia (Berlin; New York: de Gruyter,
2008) 539–556; idem, “ ‘With Thousand such Enchanting Dreams: The Dreams of the Lives
Revisited’,” in L. van der Stockt et al. (eds.), Gods, Daimones, Rituals, Myths, 315–331; idem,
“Plutarch’s Tale of Two Cities: Do the Parallel Lives Combine as Global Histories?,” in N. Hum-
ble (ed.), Plutarch’s Lives: Parallelism and Purpose (Swansea: Classical Press of Wales, 2010)
217–235.]
14 part 1, chapter 1
quotes it (Horace in Lucullus 39), and this may be at second hand. He apolo-
gizes for his poor Latin, and whatever amount he possessed undoubtedly had
to do double duty in the service of his Bioi and investigations into Roman
religion, a matter sensibly treated in D.A. Russell’s excellent general study of
Plutarch.9
Sometime in mature life, perhaps under Domitian, Plutarch became one of
the two permanent priests at Delphi, probably before, like his friends, serving in
other official capacities associated with the shrine. From this time on we can
presume that he devoted much effort to propaganda on behalf of the shrine,
something evidenced by his Pythian dialogues and numerous references to Del-
phi in the Lives. With the assassination of Domitian in September 96, as Jones
suggests, he might breathe easier, and in this period he reached the height of his
career, being elected epimelete of the Amphiktyons, supervising the erection of
Hadrian’s statue, and, already having received the ornamenta consularia under
Trajan, perhaps recipient of the procuratorship of Greece under Hadrian. If
we can believe Artemidoros, he died of a painful illness as he approached his
eightieth year, and the citizens of Delphi and Chaironeia dutifully erected a
monument to honor him, a humane man who hated bloodshed and tempered
a realistic attitude toward the world of politics with a search for the best in men
and society, and exercised tolerant indulgence when for the most part he could
not find it.10
The chronology of Plutarch’s writings has been attacked by numerous schol-
ars as an interesting problem with which to exercise ingenuity and scholarly
method. The most successful and ample attempt is that by Jones, though at the
most crucial moments he lets us down through lack of information.11 In general
the Lives and major religious treatises belong to his mature period. Most schol-
ars, with some stylistic help, hold his more rhetorical works to be early, place
the philosophical in a middle position, and regard the major religious treatises
as late. However, there are difficulties. His religious works can be divided into
the following classifications:
9 D.A. Russell, Plutarch (London, 1973), is particularly good on Plutarch’s style in the broad
sense. [en: F. Graf, “Plutarco e la Religione Romana,” in Gallo (ed.), Plutarco e la religione,
269–283.]
10 I am indebted to C.P. Jones, Plutarch and Rome, 1–64, for this section. On the ornamenta
see 34 and note 44; on Roman friends, 51–62.
11 C.P. Jones, “Towards a Chronology of Plutarch’s Works,” jrs 56 (1966) 51–74.
life 15
In general, chronology is not all that important, nor can we know if a work
was immediately “published” after it was written. Cross references, for example,
in the Lives may be as confusing and misleading as helpful. We would like to
know which of the Pythian dialogues came first or second, and the order of
the ‘eschatological’ treatises. These are subject to much debate, but Flacelière’s
12 [en: on De sollertia see H. Martin, “Plutarch’s De sollertia animalium 959 b.c. the Dis-
cussion of the Encomium of Hunting,” American Journal of Philology 100 (1979) 99–106;
F.J. Tovar Paz, “Motivos de Ambientación Geográfica y Social en De Sollertia Animalium
de Plutarco,” Estudios clásicos 36 (1994) 81–89; T. Silva Sánchez, “Ribetes Paradoxográficos
en De Sollertia Animalium De Plutarco,” in Montes Cala et al. (eds.), Plutarco, Dioniso y
el vino, 471–479; K.A. Jazdzewska, “Not an ‘innocent Spectacle’: Hunting and uenationes in
Plutarch’s De Sollertia Animalium,”Ploutarchos 7 (2010) 35–45; P. Li Causi, “Granchi, uomini
e altri animali: la genesi della violenza nel de Sollertia animalium di Plutarco,” V. Andò
& N. Cusumano (eds.), Come bestie? Forme e paradossi della violenza tra mondo antico e
disagio contemporaneo (Caltanissetta: Salvatore Sciascia editore, 2010) 189–208; T. Silva
Sánchez, “Sobre el Monólogo de Fédimo en De sollertia animalium,” in A. Pérez Jiménez
& F. Bordoy Casadesús (eds.), Estudios sobre Plutarco, misticismo y religiones mistéricas en
la obra de Plutarco: Actas del vii Simposio español sobre Plutarco: Palma de Mallorca, 2–4
de Noviembre de 2000 (Madrid: Ediciones Clásicas, 2001) 565–577; J.M. Mossman, “Plutarch
on Animals: Rhetorical Strategies in De Sollertia Animalium,” Hermathena 179 (2005) 141–
163; K.A. Jazdzewska, “ ‘Like a Married Woman’: The Kingfisher in Plutarch’s De Sollertia
Animalium and in the Ps.-Platonic Halcyon,” Mnemosyne 68 (2015) 424–436.]
16 part 1, chapter 1
attempt to put De Pythiae oraculis last in the Delphic series makes sense, and
De genio in the matter of “hypostases” seems to be an advance over the other
dialogues of this type.13
13 Ziegler, Plutarchos, 194, and R. del Re, Il dialogo sull’estinzione degli oracoli (Naples, 1934),
and idem, De E delphico (Naples, 1936), preferred a relatively short time between the
Delphic works, while R. Flacelière, “Plutarque et la Pythie,” reg 56 (1943) 72–111 at 72, and
idem, Plutarque. Œuvres morales vi, 40, prefers a later date (around 125 ad) for De Pythiae
oraculis.
chapter 2
1 So Hirzel, Plutarch (Leipzig, 1912) 8–10. Hirzel puts two focal points in Plutarch’s life, at Athens
learning scepticism, at Delphi “religiöser Tiefsinn und Hang zur Mystik.”
2 For example in “Plutarque et la Pythie,” 111, “il en vint à sentir plus ‘théologien’ encore que
‘philosophe’ et sans renier à la ‘philosophie’ à ne plus voir en elle que l’humble servante de la
théologie, ancilla theologiae.” On this see my article Brenk, “From Mysticism to Mysticism,”
193–198.
3 Philosophie der Griechen (Leipzig; 3rd ed., 1909 [1852]) 193. For comparison with other con-
temporary writers see J. Whittaker, “Ammonius on the Delphic E,” cq 19 (1969) 185–192, who
shows close parallels, as for example in the ages of man. For more on De E, see H.D. Betz
and E.W. Smith, “Plutarch, De E apud Delphos,” Nov. Test. 13 (1971) 217–235. Plutarch’s horror
of human sacrifice, influenced by his Pythagorean tendencies, reveals itself in his Lives. The
historical accuracy of the account of the sacrifice of the Persians at Salamis in Themistokles 13,
and its relationship to Greek ritual is treated by A. Henrichs, “Human Sacrifice in Greek Reli-
gion,” in Le sacrifice dans l’ antiquité (Vandœuvres-Geneva, 1981) 195–235 (208–224). Henrichs,
who regards Plutarch’s account (from Phainias) as a fiction, believes most accounts of human
sacrifice in Greek history are fictional, and that where it occurred it was directed against
marginal persons. For the sacrifice at Leuktra, Pelopidas 20–22, see J. Buckler, “Plutarch on
Leuktra,” so 55 (1980) 75–93; W. Burkert, Structure and History in Greek Mythology and Ritual
(Berkeley, 1979) 74–75; A. Henrichs, “Human Sacrifice,” 206; J. Fontenrose, The Delphic Oracle
(Berkeley, 1978) 147, and Brenk, In Mist Apparelled, 49–64, esp. 55–56. [en: now see also F. Fer-
rari, “La Costruzione del Platonismo nel De E apud Delphos di Plutarco,” Athenaeum 98 (2010)
71–87.]
the development of plutarch’s religious ideas 19
takes to be most “heretical” are often points of “orthodoxy” for Dillon, and one
might ask whether the question of orthodoxy is the best one to raise.8
In analyzing Plutarch’s philosophical position Dörrie finds the following
ideas a deviation from Schulplatonismus: the soul as not just created by God
but as part of him and out of him, thus destroying the doctrine of principles
(Quaest. Plat. 1001bc) (the principles being God, Ideas, Matter), God as the
paradeigma (De sera 550d), God among the intelligibles (Quaest. Plat. 1002b),
and the final ascent of the soul after death (a second death here, the separation
of psyche and nous) to join the world of Ideas, going off to become as pure
intelligible, the intelligible central fire (De facie 944e). Dillon concentrates
mainly on Ammonios’ speech at the end of De E, De Iside, and De genio.9
In his view all Middle Platonists after Eudoros—whom, like Dörrie, he feels
to be an important link in the new development reflected in Plutarch—held
the supreme object (telos) of human life to be likeness to God rather than
conformity with nature.
Authors have used Plutarch’s text on the telos in De sera (550d) in differ-
ent ways. Here Plutarch claims that God in Plato (Theaitetos 176e) offers Him-
self as a pattern (paradeigma) of all good things (πάντα καλά, translated as
“excellence” by De Lacy and Einarson),10 thus rendering human excellence (or
Plutarch as important for the movement of which he was a part, an innovative thinker,
not just a systematizer. [en: See now L. Roig Lanzillotta, “Plutarch at the Crossroads of
Religion and Philosophy,” in idem & Israel Muñoz Gallarte (eds.), Plutarch in the Religious
and Philosophical Discourse of Late Antiquity (Leiden: Brill, 2012) 1–21]. He would see his
influence most strongly upon De Iside (strangely omitting a discussion of the end of De E).
Ideas in Plutarch such as that of God, Nous, the One, Logos, World Soul, Ideas, the Kosmos,
etc., not to speak of the demonology, he would see as strongly influenced by Xenokrates.
His interpretation is somewhat different, then, from that of Dörrie and others. They would
see a slower development, and more Alexandrian influence in Plutarch’s “Neo-platonic”
ideas regarding the relationship between the divinity and the world.
8 [en: On Plutarch’s Platonism, see now F.E. Brenk, “Plutarch’s Middle-Platonic God: About
to Enter (Or Remake) the Academy,” in Hirsch-Luipold (ed.), Gott und die Götter bei
Plutarch, 27–49; and the chapter on Plutarch in G.E. Karamanolis, Plato and Aristotle in
Agreement: Platonists on Aristotle from Antiochus to Porphyry (Oxford: Clarendon, 2006)
85–126].
9 [en: T. Thum, “ ‘Welche Fülle von Reden’: Plutarchs Schrift De E Apud Delphos,” in
R. Hirsch-Luipold, H. Görgemanns, M. von Albrecht (eds.), Religiöse Philosophie und philo-
sophische Religion der frühen Kaiserzeit. Literaturgeschichtliche Perspektiven (Tübingen:
Mohr Siebeck, 2009) 237–250.]
10 De sera 550d: Ἀλλὰ σκοπεῖτε πρῶτον, ὅτι κατὰ Πλάτωνα πάντων καλῶν ὁ θεὸς ἑαυτὸν ἐν
μέσῳ παράδειγμα θέμενος τὴν ἀνθρωπίνην ἀρετήν, ἐξομοίωσιν οὖσαν ἁμωσγέπως πρὸς αὑτόν,
the development of plutarch’s religious ideas 21
ἐνδίδωσιν τοῖς ἕπεσθαι θεῷ δυναμένοις. καὶ γὰρ ἡ πάντων φύσις, ἄτακτος οὖσα, ταύτην ἔσχε τὴν
ἀρχὴν τοῦ μεταβάλλειν καὶ γενέσθαι κόσμος, ὁμοιότητι καὶ μεθέξει τινὶ τῆς περὶ τὸ θεῖον ἰδέας
καὶ ἀρετῆς … P.H. De Lacy and B. Einarson, Plutarch’s Moralia vii (London and Cambridge,
Mass. 1967) 194.
11 Dörrie, “Die Stellung Plutarchs,” 200. Dillon seems to read more into the idea of Logos
than Plutarch gives it. Though Eros in Amatorius 764d may play the role of a Middle
Platonic Logos, Plutarch is actually following Plato in the Symposion (Eros leads one to a
vision of Beauty itself). However, it is interesting here that he treats Eros as the intelligible
archetype of the sun, as Dillon points out.
22 part 1, chapter 2
a firm Platonic foundation for his endeavor when the “official” school was dis-
interested, creating for himself a distinctive position among the Platonists of
his time.12
De superstitione is something of an anomaly and has been an embarrassment
to those attempting to analyze Plutarch’s religious views and development.
Though M. Smith recently has had doubts about its authenticity, and his obser-
vations should not be dismissed lightly, the ideas and thought patterns in it
are reflected again and again, and it is a convenient place to begin to discuss
Plutarch’s religious mentality, as H. Erbse realized.13 The theme of the essay is
that superstition (deisidaimonia) is as bad as atheism; but the essay verges off
quickly into a discussion of it as fear of the divinity, then into the satirization
of a number of superstitious practices and beliefs. Frequently Plutarch’s writ-
ings are dominated by the topic at hand, and his youthful writings tend, like
those of many youths, to go to extremes. Although it is difficult to contemplate
him having written this at a later period, we frequently find similar criticisms
of superstition or superstitious practice, sometimes in almost identical termi-
nology throughout his works, and if his attitude changed on certain points, the
subjects remained the same. Erbse has noted the striking similarity of many
passages in this essay and in later works.
A number of these similarities and dissimilarities within Plutarch’s work can
be noted here. First there is a preoccupation with dreaming. Here the dreams
of the superstitious are ridiculed, but in the Amatorius (764f) the dream world
is described as that in which we are closest to a vision of the Forms, the true
period of consciousness, while in De defectu 432c Lamprias explains that the
faculty of prophecy appears mostly in dreams and at the hour of death when
the soul is closer to release from the body, thus releasing the rational faculties
12 Dörrie, “Die Stellung Plutarchs,” 56. See especially his “Le renouveau du platonisme,” for
the general movement.
13 M. Smith, “De superstitione, Moralia 164e–171f,” in Betz (ed.), Plutarch’s Theological Writ-
ings, 1–8; H. Erbse, “Plutarchs Schrift Περὶ δεισιδαιμονίας,” 295–314. See also H. Braun,
“Plutarch’s Critique of Superstition in the Light of the New Testament,” opiac 5 (1972)
193–198. E.R. Dodds’ picture of Greek religion was one of continuing accumulation of
guilt feeling and anxiety leading to the acceptance of Christianity as an escape from
rational responsibility. He made much of Plutarch’s De superstitione, contrasting it with
Theophrastos’ “superstitious man,” The Greeks and the Irrational (Berkeley, 1951); see also
idem, Pagan and Christian in an Age of Anxiety (Cambridge, 1968). One cannot entirely
support this picture, which is much more complex, from Plutarch. For a corrective to
Dodds, see R. Gordon, “Fear of Freedom? Selective Continuity in Religion during the Hel-
lenistic Period,” Didaskalos 4 (1972) 48–60. See also the new introduction, text, translation
and commentary, G. Lozza, Plutarco. De Superstitione (Milan, 1980).
the development of plutarch’s religious ideas 23
so they may turn into “the irrational and visionary.” It is significant that dreams
are very important in the Lives and many come just before death.
At De superstitione 166f–167b, somewhat in the mood of Plato, he ridicules
descriptions of torments in the afterlife. This is surprising in view of his relish
for the horrendous scenes of eschatological torment in his myths, especially
that in De sera, where daimon torturers hurl the souls from one pool of molten
metal to another. Yet in De lat. viv. 1130c–e and Non posse 1104a–1107c, a late
essay, as H. Adam has observed, he finds torments of this sort inconsistent
with the spirituality of the soul.14 He ridicules such torments in De virtute 450a
and De aud. poet. 17c. In De E (394a), De lat. viv. (1130c–e), and De sera (564f),
sometimes humorously against the Epicureans, he toys with the idea that eter-
nal punishment consists of oblivion. But even Plutarch’s great eschatological
myths are done with a touch of humor and wit lightening the otherwise hor-
rendous scenes.
An iconoclast strain is evident in De superstitione 167e–f, as H. Moellering
has noted.15 This appears in a more respectful form in Perikles 39 and Ad princ.
iner. 780e, where human beings are more representative of God than inanimate
objects, in De Iside 382ab, where animals are better than inanimate objects,
and in Numa 8, where he praises the absence of statues in Roman religion
of the early days as a refined religious idea probably due to the influence of
Pythagoras. In Camillus 6, Coriolanus 37–38, and De Pythiae oraculis 398c he
reveals great uneasiness in the face of statue portents. In the Lives he passes
over a number in his sources, though actually finding them most useful at other
times.
14 For the dating of the essay, see C.P. Jones, Chronology, 72, and H. Adam, Plutarchs Schrift
Non posse suaviter vivi secundum Epicurum (Amsterdam, 1974) 3–4 and 67–70; she cites
W. Beck, Mythopoiie des Plutarch (Heidelberg, 1953) 57–85. See also O. Seel, “Zu Plutarchs
Schrift De Latenter Vivendo,” in R. Hanslik, A. Lesky and H. Schwabl (eds.), Antidosis
(Vienna, 1972) 357–380.
15 Moellering, Plutarch on Superstition, 165–173. Older treatment can be found in C. Clerc,
Les théories relatives au culte des images (Paris, 1915), also printed as idem, “Plutarque
et le culte des images,” Rev. Hist. Rel. 70 (1914) 8–124. On the matter of early Roman
statues, and problems of Neopythagorean interpretation which plague this section of
Numa, see K. Latte, Römische Religionsgeschichte (Munich, 1960; 21967) 150, n. 1, and the
reply of H. Wagenvoort, “Wesenszüge altrömischer Religion,” anrw i.2 (1972) 348–376,
to G. Dumézil, La religion romaine archaïque (Paris, 1966) (English Translation: Archaic
Roman Religion [Chicago, 1970]). For the miraculous in Plutarch, see Mackay, “Plutarch
and the Miraculous,” 93–113, and G.T. Smith, The Importance of Miracle in the Religious
Truth of Plutarch of Chaeronea (Diss. New York, 1972).
24 part 1, chapter 2
16 The question of eclipses was intensively studied by Plutarch. See R. Flacelière, “Plutarque
et les éclipses de la lune,”reg 53 (1951) 203–221; Ziegler, Plutarchos, 73–74; Cherniss’ intro-
duction to De facie in the Loeb edition (Mor., xii, 1957); H. Görgemanns, Untersuchungen
zu Plutarchs Dialog De facie in orbe lunae (Heidelberg, 1970), and the review by F.H. Sand-
bach, cr 23 (1973) 32–34, and H. Martin, “Plutarch’s De facie: The Recapitulation and
the Lost Beginning,” grbs 15 (1974) 73–88. Sandbach admires the close interrelationship
between physical and spiritual cosmology. He notes that Plutarch’s heterodoxy in treating
the moon’s substance as earth was a lucky guess, influenced perhaps by non-scientific
contexts such as the mythoi of the Pythagoreans and “space fiction,” that the doctrine
had not been in vogue in philosophical schools for centuries before, and that it did not
appear in scientific studies after Plutarch. See also R. Flacelière, “La lune selon Plutarque,”
in P. Ducrey (ed.), Mélanges d’ histoire ancienne et d’archéologie (Paris, 1976) 193–195.
17 A.W. Gomme (with A. Andrewes and K.J. Dover), A Historical Commentary on Thucy-
dides iv (Oxford, 1970) 428, note how both modern and ancient authors have exagger-
ated Nikias’ superstition. They take the lsj definition of θειασμός as “superstition” to be
erroneous, and define it “as a human utterance about the divine in an inspired state,” not-
ing Thucydides 7.50.4: ἦ γάρ τι καὶ ἄγαν θειασμῷ τε καὶ τῷ τοιούτῳ προσκείμενος. See also
Flacelière, Plutarque, Vies, vii (Paris, 1972) 132–139; Wardman, Plutarch’s Lives, 154–157; and
P.A. Stadter, “Thucydidean Orators in Plutarch,” in P.A. Stadter (ed.), The Speeches in Thucy-
dides (Chapel Hill, 1973) 109–123; and idem, “Plutarch’s Comparison of Pericles and Fabius
Maximus,” grbs 16 (1975) 77–85, where he shows how Plutarch manipulates Thucydidean
material. One can also consult, L. Gil, “La semblanza de Nicias en Plutarco,”E. Clas. 6 (1962)
404–450; F. Frost, Plutarch’s Themistocles. A Historical Commentary (Princeton, 1980) 3–39,
on Plutarch’s use of Thucydides; and Citti, “Plutarco, Nic. 1.5,” 99–110.
chapter 3
Plato left many problems behind him in the realm of theology and in partic-
ular the concept of the divine. The Ideas or Forms in the Timaios, which also
appear in Plutarch as paradeigmata, do not seem to receive as much promi-
nence as they did in Plato’s middle period, considering that we take the Timaios
as late. While retaining a certain place in the Timaios for the Ideas, Plato seems
more interested in the intelligibility (logos or nous) of the kosmos itself and its
relationship to disorder and non-teleological activity. This at least is the tradi-
tional approach to Plato’s theology in the Timaios and Laws and forms the basis
for F. Solmsen’s approach toward Plato’s theology in his book which appeared
30 years ago.1 “God” becomes more and more identified with the intelligible
principles of the universe and its creative power of self-organization. Though
Solmsen does not say so, one might think of the approach of modern scientists
like Einstein, who would see within matter rational principles and the power
of self-organization.2
In the framework of Solmsen’s thought, the kosmos in Plato is divine, even
called theos (Timaios 39de; 41bc; 68e; 92c). The older anthropomorphic con-
cepts of Greek mythology are given by Plato affirmation on a higher level and
on new ground through the orientation of the kosmos toward the Good and
the realm of perfect Forms, and the realization of the operation of nous in it.
Solmsen is still rather cautious, and one could take this line of thought a step
further, as was done in the early Hellenistic period. All the noeton, nous, and
the divine can be seen somehow as the rational, creative, intelligible principle
within the material kosmos itself. Thus the extreme transcendence of Plato’s
middle-period, as represented in the separation between unchangeable being
and being in flux, the world of Forms and the phenomenal world, is united in an
immanentist world sufficient in itself. How much of this was due to the growing
importance and success of Greek science is hard to say. Solmsen believed that
the Timaios was inspired through Plato’s indirect contact with Egyptian and
1 Plato’s Theology (Ithaca, New York, 1942) esp. 84–97, 114–121, and 123–141.
2 On this see F.W. Walbank, The Hellenistic World (Cambridge, Mass. 1981) 184–185, and
G.E.R. Lloyd, Greek Science after Aristotle (London, 1973) 1–7, 154–178, esp. 166–170.
Babylonian astronomy, and the heady scientific advances being made in this
area. However, Plato retained at least literally, Ideas, nous, and the Demiour-
gos, and seems to have resisted a theism which would have united all these
elements, making one supreme God the embodiment of nous, the creator, and
telos of man.
The tendency toward ever greater identification of God or the divine with
the intelligibility of the visible universe, which characterized philosophy and
science after Plato, is reflected in Aristotle’s criticism of Plato. He believed that
Plato wrongly held to a creation in time in the Timaios. One view is that Aris-
totle deliberately misinterpreted Plato, who did not teach a literal ‘creation’, a
position taken in antiquity and advocated by some modern scholars. Recently
T.M. Robinson and J. Whittaker suggest that Plato did teach a “literal” “creation”
of the world and that embarrassed by Aristotle’s critique, and one might add by
the cosmic view of the early Hellenistic period, early Platonists reinterpreted
Plato and even changed the text of the Timaios to make Plato a respectable con-
formist in Hellenistic intellectual circles.3 Robinson, who dates the Timaios to
Plato’s middle period, insists on the temporal language used by Plato, and the
separation between the product of nous and the product of ananke, which are
correlative in the generation of the kosmos (Timaios 47e4). Whittaker argues
that the phrase τί τὸ γιγνόμενον μὲν ἀεί (27d5) was manipulated by later Platon-
ists to substantiate the non-temporal origin of the kosmos as propounded by
Xenokrates, against the accepted reading in antiquity which did not include ἀεί.
These scholars would maintain that Plutarch returned in fact, perhaps unwit-
tingly on his part, to the true Platonic interpretation of the master. Plutarch
himself felt that the majority of Platonists opposed temporal creation “contrary
to Plato’s true meaning.” As H. Cherniss notes, however, such is traditional lan-
guage to clothe Plutarch’s real purpose, a commentary on Plato’s Timaios in
the light of his own theology, and not a rigorous philological and philosophical
attempt to deduce Plato’s fourth century meaning.4
A more complex expression of this general principle of Aristotle’s distor-
tion of Plato’s thought, such as was claimed by the early Platonists, appears
3 T.M. Robinson, Plato’s Psychology (Toronto, 1970) esp. 59–92; J. Whittaker, “Timaeus 77d 5ff.,”
Phoenix 23 (1969) 181–185; and idem, “Textual Comments on Timaeus 27c–d,”Phoenix 27 (1973)
387–391. R. Mohr, “The World-Soul in Platonic Cosmology,” ics 7 (1982) 41–49, suggests that
Plato intended a soul which maintained the “homoeostatic” rather than kinetic condition
of matter, which is not to plan, produce, or keep an eye on the paradeigmata (intelligible
models), and has neither reason nor the possibility of “discarnate” existence.
4 H. Cherniss, Plutarch’s Moralia xiii, Part 1 (London and Cambridge, Mass., 1976), Introduc-
tion, 136–149; on atheists, 136.
plutarch’s idea of god in the light of alexandrian platonism 27
in M. Baltes’ recent book on the genesis of the universe in the Timaios.5 Baltes
notes that Plutarch, studiously avoiding the aid of Aristotle in the justification
of his own position, wanted to proceed with a methodology which was philo-
logically acceptable. Plutarch, for example, does not say the kosmos came to be
χρόνῳ or ἐν χρόνῳ—something explained by Quaest. Plat. 6 (1007c) where dis-
ordered movement does not count as time, but time and the kosmos come to
exist simultaneously. Nonetheless, in Baltes’ interpretation, “earlier” and “later”
have real meaning in Plutarch.6 As Cherniss notes, Plutarch’s interpretation was
meant to refute the “atheists” of Laws 10 who denied that soul was senior to
body. Plutarch instead would hold that God brought the world into existence
from precosmic principles which always existed, an interpretation which “no
known Platonist before Plutarch held.”
In any case Plutarch’s Timaios is a far more fundamentalist and anthropo-
morphic one than Plato’s and undoubtedly more so than that of Eudoros—
though he conceptualized the One as both personal and impersonal, and far
different from a totally impersonal Hellenistic conception. In this sense Plato’s
frequent use of the Demiourgos and theos to describe the agent of his order-
ing are faithfully reflected in Plutarch. But since elsewhere in Plato’s writings
such a theistic concept is absent, the Timaios passages were easily interpreted
as symbolic. In other treatises of Plutarch the end of human aspiration is the
Good or Beautiful, clearly identified with Plato’s Forms, but these also seem
to be closely linked or identical with the divine, or God (to theion or o theos).
More so than Plato, Plutarch in his commentary on the Timaios constantly
puts the “creating” God before our eyes, and downplays the Ideas. Nor is God
or the Demiourgos, as suggested in De Iside 374ef, closely associated with the
Ideas or identical with them. His relationship to them is “as imitator to pat-
tern” (De animae procreatione 1023cd). But this also seems to imply that the
Ideas are paradeigmata, that is, intelligible principles, some of which at least
have a close relationship to the mathematicals, judging by his statements (for
instance, “… Plato regards the substance of soul not as number either, but as
being ordered by number …”), and by the constant mathematical speculation
in the treatise, for example, in 1013cd. Numbers seem to be closely related to
the intellectual structure of visible reality, not just the Good, Beautiful, Just, and
so forth, so prominent in Plato’s middle dialogues. Similarly at 1026ef when
5 Baltes, Die Weltentstehung, 38–45, 93–95 on Plutarch; 32–38, 86–93 on Philo; 83–86 on Kran-
tor and Eudoros. See also P. Moraux, Der aristotelismus bei den Griechen. Von Andronikos
bis Alexander von Aphrodisias i: Die Renaissance des Aristotelismus im i. Jh. v. Chr. (Berlin,
1973).
6 Die Weltentstehung, 43.
28 part 1, chapter 3
the cosmic soul begins to turn the world backwards, it must look back to its
paradeigma to recover its health. Plutarch, using a passage from the Politikos
as his source, gratuitously introduces God rolling it in the right direction. It is
difficult to see how turning back in the right direction could be accomplished
just by reflection on the Good, or even a vision of it. The suggestion is that
somehow the world soul regains an intellectual comprehension of the intel-
ligible principles, equatable perhaps with mathematical terms and ratios used
in geophysics and astronomy, behind the correct order and arrangement of
the celestial bodies and the other components of the kosmos. Moreover, an
anthropomorphic literalism is introduced without Platonic warranty from the
Timaios.7
Plutarch thus broke with Alexandrian Platonism which seemed before his
time to reaffirm the “traditional” Platonic interpretation of the non-temporal
creation of the universe, the position of Eudoros as cited by Plutarch in De
animae procreatione (1013b), following Xenokrates and Krantor. Baltes makes
a very good observation on the contradictory role of Eudoros. He affirmed
the “traditional” interpretation of the Timaios, which maintained symbolic
creation, but at the same time by following in the footsteps “of his teacher,”
Antiochos of Askalon, broke the Aristotelian stranglehold on the interpretation
of that work. Thus he offered an opportunity to read Plato with a fresh eye,
including the passages on the creation of the universe.8
7 [en: On Plato’s myth as a theodicy, see now G. Casadio, “The Politicus Myth (268d–274e)
and the History of Religion,” Kernos 8 (1995) 85–95. On Plutarch’s reception and develop-
ment of the motif, see Dillon, The Middle Platonists, 204–205; W. Deuse, Untersuchungen zur
mittelplatonischen und neuplatonischen Seelenlehre (Mainz: Akademie der Wissenschaften
und der Literatur, 1983) 84; F. Ferrari, Dio, idee e materia: la struttura del cosmo in Plutarco di
Cheronea (Naples: M. D’Auria, 1995); J.M. Dillon, “Plutarch and God: Theodicy and Cosmogony
in the Thought of Plutarch,” in A. Laks and D. Frede (eds.), Traditions of Theology: Studies in
Hellenistic Theology, its Background and Aftermath (Leiden: Brill, 2002) 223–237; J. Opsomer,
“Plutarch’s De animae procreatione in Timaeo: Manipulation or Search for Consistency?,”bics
47 (2004) 137–162; L. Roig Lanzillotta, “Plutarch and the Image of the Sleeping and Waking
Soul,” in S. Amendola, G. Pace & P. Volpe Cacciatore (eds.), Immagini letterarie e iconografia
nelle opere di Plutarco (Madrid: Ediciones Clásicas, 2017) 209–222; on rationalized myths in
general, see G. Hawes, Rationalizing Myth in Antiquity (Oxford—New York: Oxford Univer-
sity Press, 2014).]
8 Die Weltentstehung, 85. [en: see now also Ferrari, Dio, idee e materia; idem, “Dio: padre e
artefice. La theologia di Plutarco in Plat. Quaest. 2,” in I. Gallo (ed.), Plutarco e la religione,
395–409; idem, “Πρόνοια platonica e νόησις νοήσεως aristotelica: Plutarco e l’impossibilita
di una sintisi,” in A. Pérez Jiménez, J. García López & R. Aguilar (eds.), Plutarco, Platon y
Aristoteles, 63–77; idem, “Plutarch. Platonismus und Tradition,” in M. Erler & A. Graeser
plutarch’s idea of god in the light of alexandrian platonism 29
(eds.), Philosophen des Altertums (Darmstadt: Primus Verlag, 2000) 109–127; J. Boulogne,
“Trois Eros?: Comment Plutarque Réécrit Platon,” in A. Pérez Jiménez, J. García López, &
R. Aguilar Fernández (eds.), Plutarco, Platón y Aristóteles, 215–226.]
9 Die Weltentstehung, 94.
10 [en: On God in Plutarch, see S.T. Teodorsson, “La concepción plutarquea del Dios
Supremo,” in Pérez Jiménez & Casadesús Bordoy (eds.), Misticismo y religiones mistéricas
en la obra de Plutarco, 275–281.]
11 Die Weltentstehung, 86–87.
30 part 1, chapter 3
(εἴδη), the intelligible types of different forms of life, as “being from the begin-
ning with God.” Thus later Platonists used Aristotle against himself. Taking the
argument of the eternal activity of God from Aristotle’s De Philosophia, they
turned it against his literal interpretation of the Timaios to support a creatio
aeterna, seeing in Plato’s God a Hellenistic euergetes (benefactor) who would
have no recipients for his benefactions, and thus sorely demoted in status,
should the world not always have existed. The true εὐεργέτης needed the εὐερ-
γετούμενον.12
The movement from earlier immanentist philosophy to the beginnings of
transcendantalism begins to appear by the time of Cicero. Dörrie notes that
the Platonists cited by Cicero have a religious tinge foreign to the religious
indifference of the Academy previous to his time.13 It is interesting, moreover,
that both Cicero and Philo state that according to the Platonists the kosmos
began in time (whereas Plutarch states the opposite). Cicero seems to treat
all Platonists as holding this, in opposition to Aristotle who held the contrary
position. Philo speaks of a minority which loved to pervert the sense of Plato,
pretending that the universe was eternal both as to the past and the future
(Cicero, Tusc. Disp. 1. 70; Philo, De aetern. mundi 13).14 Dörrie speaks of the
surprising lack of a sense of tradition among the new school at Alexandria
where Platonism was rising like a Phoenix out of the ashes, and notes that in
Cicero’s translation of the Timaios at times he is inclined to take Plato literally,
at other times in a symbolic way.15
Further illumination on the individual characteristics of Plutarch’s Platoniz-
ing theology and correspondingly the theology of the early Imperial period has
come through the criticisms of C.J. de Vogel on Dörrie’s Plutarchan and Mid-
dle Platonic writings, and from the last major article Dörrie wrote on Plutarch’s
12 Die Weltentstehung, 91–93. [en: For this and other themes in Philo of Alexandria,
see now David T. Runia, & International Philo Bibliography Project, Philo of Alexan-
dria: An Annotated Bibliography 1997–2006 with Addenda for 1987–1996 (Leiden: Brill,
2012)].
13 “Le platonisme de Plutarque,” 524, 527–529.
14 “Le renouveau du Platonisme,” 20.
15 “Le renouveau du Platonisme,” 19. T. Tobin, The Creation of Man. Philo and the History
of Interpretation (Washington, 1983) notes that since Panaitios and Poseidonios show
interest in the Timaios, Dörrie’s date of 70–60bc for Plutarch’s renewed interest is too late;
he suggests the latter part of the 2nd Cent. bc (note 45). He notes too (44) that Cicero,
who probably translated the Timaios into Latin in 45 bc, is unaware of the philosophical
developments either in Eudoros or Timaios Lokros, and that Cicero’s Pythagoreanism
reflects, instead, that of Publius Nigidius Figulus (98–45bc).
plutarch’s idea of god in the light of alexandrian platonism 31
religious philosophy.16 Dörrie’s approach was in fact not very consistent. On the
one hand he saw Plutarch sizing up Plato with a fresh eye, an inheritor of the
ruins of the Academy after Sulla’s attack on Athens, which destroyed the last
vestiges of the school tradition, if it were alive until then, and permitted new
descendants of Plato to rise, a fresh generation unshackled by dogmatism and
carrying the Timaios under their arm like a Bible. Gone too was the religious
indifference of the New Academy.17 But while noting that Plutarch pushed Pla-
tonism in the direction of transcendence and a personal God, Dörrie also con-
tinued to characterize him as an immanentist who rejected the Platonic Ideas
and preferred the innate logos of the universe. Dörrie, who always fought for
the Alexandrian influence on Platonism of this time and especially of Eudoros,
noted that Pythagoreans of the Hellenistic period neither seemed acquainted
with the Timaios or were interested in analogous questions. In his view it was
Eudoros who originated the telos formula (God as the destiny of man) with its
emphasis on likeness to God (ὁμοίωσις).18 Then Dörrie came to treat Middle and
Later Platonism under a suspiciously categorical division, nous-transcendence
vs. logos-immanence.19 His assertion that the literal understanding of Plutarch
had to be tempered with attention to ambivalence of expression which sug-
gested transcendence, did not entirely set matters right. Plutarch as a Diesseit-
igkeit theologian revealed apparent disdain for the Ideas and an “old fashioned”
approach toward philosophy, anchored in the phraseology and thought of the
Hellenistic interpreters of Plato.20
The matter did not sit well with C.J. de Vogel, who took issue with Dörrie
in his own Festschrift. First she attempted to clarify Plato’s own position. For
her Plato always remained a philosopher of transcendence himself. Though
offering a self-critique in the Parmenides he never abandoned his beloved
theory of Ideas. In her view more than the Timaios was behind the Platonic
revival of the end of the first century bc, as indicated by Cicero’s translations
of the whole Plato not just the Timaios, the strong interest in the Phaidon, and
Philo’s great interest in Plato’s famous middle dialogues. Being in Rome and
having studied philosophy at a younger age, under masters now much older,
Cicero probably had Platonic interests which no longer coincided with those
in Alexandria. Thus his attention would not have been so exclusively focused
on the Timaios as that of contemporary Platonists elsewhere. In any case, these
things would only be fermenting during Cicero’s life and in full swing after his
death.
De Vogel considers Philo the first to introduce a transcendental God. One
might ask, too, though she does not raise the question, whether the strong
tradition of a transcendental God in the Jewish community at Alexandria
did not contribute somewhat to the new conceptions generating in that city.
But she finds Philo disturbingly traditional in his language: God is the mind
of the universe (ὁ τῶν ὅλων νοῦς, De opificio mundi 2), and in her view the
intelligible paradeigma of the kosmos noetos exists in θεοῦ λόγος, the divine
logos, to be distinguished from a creative, still transcendent logos (De opificio
mundi 7.25).21
It is the modern interpreters like W. Theiler, an unhealthy influence on
Dörrie, who perverted the sense of the Timaios.22 In her view the Demiourgos
is the personification of the creative power, on the level of transcendent being,
and not equatable with the world-soul, even if the theistic concept of God from
later Platonism is lacking in Plato. This interpretation puts the whole question
of the Demiourgos in the Timaios on a new footing and is most convincing. One
must admit, though, that the dividing line between a transcendental nous and
treats the matter in idem, “The Nature of God in the Quod Deus,” in D. Winston &
J.M. Dillon (eds.), Two Treatises of Philo of Alexandria (Chico, California, 1983) 217–228.
Citing Abr. 202–204 and Spec. 2.54–55, he notes that Philo attributed to God eupatheia (in
ordinary Greek, “good feeling,” “enjoyment,” but for the Stoics, a good state of the passions).
He adds that this was something the Stoics apparently never did, since for them “God” was
an impersonal force (224–226).
21 “Der sogennante Mittelplatonismus,” 278–280.
22 “Plotin zwischen Platon und Stoa,” in Fondation Hardt (ed.), Les sources de Plotin, 63–86;
65 cited here.
plutarch’s idea of god in the light of alexandrian platonism 33
a nous which is the higher part of the world soul, and like all intelligible reality
by nature detachable from matter, is rather thin. It is also difficult to come to
terms with Philo’s logos, and one suspects that modern commentators give it
an independent existence beyond what Philo intended.23
As she understands Dörrie, Plutarch dispenses with transcendental para-
deigmata and rather puts the Ideas in the world-soul, thus moving the tran-
scendent into the immanent.24 But she sees this as a misinterpretation. Rather,
Plutarch’s understanding of the Timaios was correct. The Demiourgos-Creator
is the transcendent Nous, something carried even farther in Quaest. Plat. 2
where the paradeigma of Timaios 37c8 becomes God, the γεννήσας πατήρ (the
father who has begotten) in Plutarch, going far beyond the Timaios. Thus,
though never putting the Ideas in the mind of God, he virtually equated
Demiourgos, paradeigmata, Ideas, Nous. It was wrong not to credit him with
the movement toward transcendence.25
The weakness in her argument, as in fact in that of Dörrie, and to some
extent Whittaker in his article on the Platonic Question, though he is careful
to balance an immanentist text with a transcendental, is the reliance on one
or two particular texts which may have a life outside Plutarch, without being
that typical of his own position or general outlook. In favor of her position she
relies heavily on Ammonios’ speech at the end of De E, which she regards as a
Parmenidean interpretation of Plato carried à l’outrance, apparently oblivious
of Whittaker’s penetrating study of the speech.26 She finds Plutarch, in contrast
to Plato, saying that man equals soul, that man is nothing, that the phenom-
23 [en: On Plutarch’s Demiurge and his Middle Platonic context see now J. Mansfeld, “Com-
patible Alternatives: Middle Platonist Theology and the Xenophanes Reception,” in R.
van den Broek, T. Baarda & J. Mansfeld (eds.), Knowledge of God in the Graeco Roman
World (Leiden, 1988) 92–117, esp. 96; M. Bonazzi, “Eudoro di Alessandria e il Timeo di
Platone (a proposito di Simpl. In Phys. p. 181,7–30 Diels),” in F. Calabi (ed.), Arrhetos
Theos. L’ineffabilità del primo principio nel medio platonismo (Pisa, 2002) 11–34; F. Ferrari,
“Pronoia platonica e noesi noeseos aristotelica: Plutarco e l’impossibilita di una sintesi,”
in A. Pérez Jiménez, J. García López y R. Aguilar (eds.), Plutarco, Platón y Aristóteles, 63–
77; and J. Opsomer, “Demiurges in Early Imperial Platonism,” in R. Hirsch-Luipold (ed.),
Gott und die Götter bei Plutarch, 51–99; L. Roig Lanzillotta, “Dios como Padre y artífice
en Moralia de Plutarco,” in P. de Navascués, M. Crespo, A. Sáez (eds.), Filiación. Cul-
tura pagana, religión de Israel, orígenes del cristianismo, v (Madrid: Trotta, 2013) 139–156,
esp. 148–149.]
24 “Der sog. Mittelplatonismus,” 283; citing Dörrie, “Die Stellung Plutarchs,” 51–53.
25 “Der sog. Mittelplatonismus,” 284.
26 “Der sog. Mittelplatonismus,” 285; Whittaker, “Ammonius,” 185–192.
34 part 1, chapter 3
enal world has no part in being, even if the speech does not totally exclude par-
ticipation (μέθεξις). Whittaker notes the transitions from neuter to masculine
grammatical forms when Ammonios is speaking about Being.27 He means that
Ammonios moves from Being as a non-personal entity to Being equated with
a personal God. He notes the same procedure in Philo as well. His conclusion
is that the speech seems to be a genuine representation of Alexandrian Mid-
dle Platonism as it existed shortly before Plutarch, that it was influenced by
Eudoros and similar speculation, and that it was “the most sublime that con-
temporary Alexandria could offer.”
Whittaker speculated that the Septuagint version of the Bible, which trans-
lated the name given by Jahweh to Moses as “He-Who-Is,” was an important
link between Jewish speculation and Platonic philosophy.28 But one should
note that outside of the De E, including the De animae procreatione, Plutarch
does not set God up against the phenomenal world or man in the extreme form
which we see in the De E. Nor does Plutarch use “the supreme God” (ὁ ἀνωτάτω
θεός), a slightly different formation than that of Eudoros (ὁ ὑπεράνω θεός) in his
commentary on the Timaios. Rather, this phrase is reserved for Quaest. Plat. 2.
Its addition to the Platonic text suggests Alexandrian Platonism. It is difficult to
date Plutarch’s philosophical writings, but the Quaest. Plat. look more like aca-
demic exercises than the De animae procreatione, an undertaking regarded by
Plutarch himself as personal and individualistic, thus suggesting some matu-
rity.29
More representative of Plutarch’s general view would seem to be the end
of the myth in De facie or the myth of Timarchos in the De genio, where God
seems to be identified with the noeton, the Forms, and nous, and this is located
symbolically if not physically in the highest regions. This suggests a strong tran-
scendental God, though a not too personal one. There is no reason to deny that
27 [en: Besides the studies by F. Ferrari referred to above page 28, footnote 8 and page 33,
note 33, see now idem, “Le Système Des Causes Dans Le Platonisme Moyen,” Aitia 2 (2014)
185–205.]
28 “Plutarch, Platonism and Christianity,” 51. See also in the same volume Walsh, “Apuleius
and Plutarch,” 20–32, noting Apuleius’ esteem for Plutarch, and the latter’s influence
upon him. [en: On Plutarch’s acquaintance with Jewish religious practices and ideas, see
J. Geiger, “Plutarch, Dionysus, and the God of the Jews Revisited,” in L. van der Stockt et al.
(eds.), Gods, Daimones, Rituals, Myths, 211–219.]
29 Ziegler, Plutarchos, 75, would put the actual dating of the De E in the 90’s ad, but the
dramatic date is much earlier, the time of Nero’s visit, 66/67. Thus, if Plutarch is reflecting
the real character of Ammonios’ speech, he might be giving a philosophical situation of
30 years before, while modifying it somewhat to fit his present speculation.
plutarch’s idea of god in the light of alexandrian platonism 35
30 Dillon, The Middle Platonists, 126–127; Tobin, The Creation of Man, 14. See also Winston &
Dillon, Two Treatises of Philo of Alexandria, esp. J.M. Dillon, “The Nature of God in the Quod
Deus,” 217–228, and commentary, 273–358. H. Diels, Simplicii in Aristotelis Physicorum
Libros Quattuor Priores Commentarii (Berlin, 1883) 181, 10ff. (ad Arist., Physica 188 a 19):
κατὰ τὸν ἀνωτάτω λόγον φατέον τοὺς Πυθαγορικοὺς τὸ ἓν ἀρχὴν τῶν πάντων λέγειν, κατὰ δὲ
τὸν δεύτερον λόγον δύο ἀρχὰς τῶν ἀποτελουμένων εἶναι, τό τε ἓν καὶ τὴν ἐναντίαν τούτῳ φύσιν.
ὑποτάσσεσθαι δὲ πάντων τῶν κατὰ ἐναντίωσιν ἐπινοουμένων τὸ μὲν ἀστεῖον τῷ ἑνί, τὸ δε φαῦλον
τῇ πρὸς τοῦτο ἐναντιουμένῃ φύσει.
31 M. Baltes, Timaios Lokros. Über die Natur des Kosmos und der Seele (Leiden, 1972) 23. See
Tobin, The Creation of Man, note 53.
36 part 1, chapter 3
This impulse, not the dialogues of Plato, was the primary influence on
Plutarch, and brought him into relationship with the Gnostics.37 Like Poseido-
nios, Plutarch believed in the creeping degeneration of the kosmos, including
humanity, which was becoming incapable of understanding the manifesta-
tions of logos in cult, rites, and customs. Only by gaining knowledge (gnosis)
could one participate in the knowledge of God, even if Plutarch did not explic-
itly link salvation (soteria) with gnosis.38 The statement on Plutarch’s belief in
the creeping degeneration of humanity will strike most readers of Plutarch as
exaggerated, and can hardly find much support in his work. Dörrie goes on
to find similarities between Plutarch and Philo, thus suggesting that he was
regarding Plutarch now as more of a “transcendental” theologian. Plutarch’s
εὐλάβεια (respect, caution, reserve), however, in dealing with the divine led
to understatement, allusion, symbolism, and disjointedness in place of simple
rational clarity, an irresistible bait to commentators inclined to overinterpreta-
tion.39 Even his eschatological systems become a form of understatement, but
thereby compatible with both Stoic-Poseidonian cosmology and contemporary
Platonic speculation.40
Dörrie’s description of the daimones and the ascent of the soul deserves
special attention. Even if oversimplified in its exclusion of special cases, it is
most accurate for the general picture it draws, in an area often drowned in
fog. The daimones are nothing else than purified souls who act as helpers and
guardians in the destiny of men, a principal theme for Plutarch, but marginal
in comparison to his overriding themes, one of which is the purification and
the ascent of the soul. Thus, daimonology is founded on his eschatology. The
main theme is the purification and ascent of the soul, not through repentance
or conversion, nor bestowed through an act of grace, nor earned through some
great accomplishment, nor dominated by fear, but based on fixed conditions
attached to the purity of the soul, which according to its nature accelerates the
soul toward the region of the sun faster or slower, a process which applies to all
souls sooner or later.41
Dörrie once more approached the problem of transcendence and imma-
nence. He still leaned toward immanence, feeling that Plutarch, like Plato
would deny that the Good could be contaminated or corrupted by matter, and
was reluctant to admit an evil principle or soul, which could only exist not as a
dumb idiot but as the most ingenious deviser of an evil creation.42 The famous
Quaest. Plat. 2 (1001bc) was given a fresh look. While speaking about the soul
as a part of God, Dörrie also interpreted it “as the substance of the father is in
the child.” Whittaker has in fact devoted considerable attention to this passage,
and like Dörrie is concerned with the problems of immanence and transcen-
dence. For Whittaker it represents the search for a compromise between Stoic
immanentism and excessive transcendentalism, represented by the unknowa-
bility of God. The last idea he dates to the time of Cicero, seeing it reflected
in Cicero’s tendentious translation (or mistranslation) of Timaios 28c 3–5: “it
would be impossible to declare him (the creator) to all mankind” as “the con-
cept of the creator cannot be expressed in words” (in Timaeo patrem huius
mundi nominari neget posse).43 Whittaker would then take Plutarch’s imma-
nentist assertion as a commonplace of this time, balanced by the transcenden-
talism of Middle Platonism.44 This, in Plutarch’s time still optimistic, taught the
doctrine of assimilation to God (ὁμοίωσις θεῷ).45 The allegorical interpretation
of the Timaios would be an attempt to syncretize Plato and Aristotle, who in
the outlook of the time were considered as teaching fundamentally the same
doctrine.
Dörrie’s interpretation is validated by comparison with a passage in De sera
559c, where speaking of the crimes of parents being punished through their
children, Plutarch asserts that the son is a part (μέρος) of the father, created
out of him (ἐξ αὐτοῦ), not by him (ἀπ’ αὐτοῦ). We would say that the child
carries the genes of the father. As Plutarch puts it, the child carries around in
himself a part of the father (ἔχει τι καὶ φέρεται). In any case this is different than
saying that the human mind is nothing more than a piece of the divine nous.
This terminology has some bearing on the De animae procreatione where the
nous of the world soul seems to come from the divine nous. Repeating parts
of Timaios 36e–37a, Plutarch does not assert that the nous of the world soul
is a part of God or of the divine nous, but in a more vague way, that out of
the disorderly soul (precosmic soul) and the “most excellent being yonder”
(which Cherniss would take as the “indivisible being” of Timaios 35a 1–2),
the Demiourgos produced a rational and orderly soul, and from himself (ἀπ’
αὐτοῦ) provided intellectuality (τὸ νοερόν) as a form (εἶδος) for the sense and
motive powers of the world soul.46 Plutarch omits the ἐξ αὐτοῦ which appears
in Quaest. Plat. 2.47
The second text for Dörrie’s immanentist Plutarch had been De Iside 373ac,
where Plutarch implies that logos does not lose its value when it comes into
matter, but matter gains something.48 Dörrie links this statement with the cre-
ation of the world in time and Plato’s conviction of the incorruptibility of the
Good.49 However, just as the Platonica Quaestio raises difficulties if treated as
Plutarch’s original thought, so does the De Iside passage. Griffiths and Hani
trace most of the sources to the early and middle Hellenistic periods of ram-
pant immanentism.50 Platonizing interpretations seem to have had a long
history in Alexandria. Hani, who interprets this passage as Platonic in inspi-
ration, is reluctant to deny it a real foundation in Egyptian religion and the-
ologizing. The seemingly fevered, pure Greek speculation (373bc) suggests in
46 Plutarch’s Moralia xiii, Part 1, 143 and 201, on De animae procr. 1016c: Plutarch makes the
demiourgos (craftsman) identical with the “indivisible being.” In Cherniss’ interpretation
of Plutarch, God is the νοῦς (intellect) par excellence. Cf. Quaest. Plat. 1002b (ὁ γὰρ θεὸς ἐν
τοῖς νοητοῖς).
47 [en: On Quaest. Plat. 2 see Ferrari, “Le Système Des Causes”; Roig Lanzillotta, “Dios como
Padre y artífice”; and Vorwerk, “Maker or Father?”].
48 Plutarch really says that the intelligible, good, being (τὸ γὰρ ὂν καὶ νοητὸν καὶ ἀγαθόν)
is superior to change and destruction (373a). The analogy is that the soul of Osiris is
everlasting, but his body Typhon often breaks apart and disperses. [en: G. Casadio, “La
nozione di religione nel De Iside Et Osiride di Plutarco e lo studio scientifico della Reli-
gione,” in U. Bianchi (ed.), The Notion of Religion in Comparative Research. Selected Pro-
ceedings of the xvith Congress of the International Association for the History of Reli-
gions, Rome 3rd–8th September, 1990 (Rome: L’Erma di Bretschneider, 1994) 349–354; idem,
“Strategia delle citazioni nel De Iside et Osiride: un platonico greco di fronte a una cul-
tura religiosa altra,” in G. D’Ippolito & I. Gallo (eds.), Strutture formali dei Moralia di
Plutarco. Atti del iii Convegno plutarcheo. Palermo 3–5 maggio 1989 (Naples: D’Auria, 1991)
257–271; N. Brout, “Au carrefour entre la philosophie grecque et les religions barbares:
Typhon dans le De Iside de Plutarque,” Revue de Philosophie Ancienne 22 (2004) 71–94;
G. Sfameni Gasparro, “Tra δεισιδαιμονία e ἀθεότης: I percorsi della religione filosofica di
Plutarco,” in A. Pérez Jiménez et al. (eds.), Valori letterari delle opere di Plutarco, 163–
183.]
49 “Gnostische Spuren,” 113. Plutarch’s application of this formula to the monarch has been
studied by G.F. Chesnut, “The Ruler and the Logos,” in anrw ii.16.2 (1978) 1310–1332; 1321–
1324 on Plutarch.
50 Griffiths, De Iside et Osiride, introduction; Hani, La religion égyptienne, 20–21, 248–250, 252;
see also E. Chassinat, Le mystère d’ Osiris au mois de Khoiak i–ii (Cairo, 1966–1968).
40 part 1, chapter 3
F.J. González Ponce & A.L. Chávez Reino (eds.), Plutarco como Transmisor. Actas del
Simposio internacional de la sociedad española de Plutarquistas. Sevilla, 12–14 de noviembre
de 2009 (Seville: Secr. de Publicaciones de la Universidad de Sevilla, 2011) 401–417, esp. 409;
idem, “Plutarch’s Anthropology and its Influence on His Cosmological Framework,” in
M. Meeussen & L. Van der Stock (eds.), Aspects of Plutarch’s Natural Philosophy (Leuven,
2015) 179–195, es 189–191.]
56 “Gnostische Spuren,” 106–108.
57 Dörrie may have been misled by a false reading of the text De facie 944e. In “Gnostische
Spuren,” 110, he states: “Es besteht die beruhigende Gewißheit, daß eine jede Seele zur
rechten Zeit den Mond, und daß ein jeder Geist zur rechten Zeit seine Heimat, die Sonne,
erreichen wird; …”
58 H. Cherniss and W.C. Helmbold, Plutarch’s Moralia xii (London and Cambridge, Mass.,
1968), 213. Cherniss notes that the main inspiration is Politeia 507–509, but the thought
is echoed in De Iside 372e; De E 393e; Ad princip. inerud. 780f, 781f; Quaest. Plat. 1006f–
1007a. The last part of the sentence, with the notion of striving after the good, and the
term ἐφετόν are derived from Aristotle, Phys. 1.9 and Metaph. 11.7. One might think of
syncretized Platonism before Plutarch. The passage is reflected in De Iside 372ef and
Amator. 770b. At Amator. 766a Plutarch suggests a vision of the form of the Beautiful after
death (ἐκεῖ γὰρ ἀνακλᾶται πρὸς τὸ θεῖον καὶ νοητὸν καλόν· ὁρατοῦ δὲ σώματος ἐντυχὼν κάλλει
42 part 1, chapter 3
a symbolic position above Nous, but Nous, though joining kinesis and genesis
at the sun, is not explicitly said to reside there.59
καὶ χρώμενος οἷον ὀργάνῳ τινὶ τῆς μνήμης ἀσπάζεται καὶ ἀγαπᾷ, …) but as in Philo, there is
never a clear assertion. Moreover, the vision theme is heavily influenced by Plutarch’s
model, the Symposion, while θεῖον and νοητόν are redolent of Middle Platonism. After
death, at 766b, the lover associates with ta kala, but then returns to another earthly
existence, as though there were no real vision of a single kalon, nor any escape from the
cycle.
59 [en: On Plutarch’s interpretation of Plato’s cosmology, see Sven-Tage Teodorsson, “Plu-
tarch’s Interpretation of Plato’s Cosmology: Plausible Exegesis or Misrepresentation?,”
in Luc van der Stockt et al. (eds.), Gods, Daimones, Rituals, Myths, 419–435; also Roig
Lanzillotta, “Plutarch’s Anthropology and its Influence,” 179–195.]
chapter 4
Plutarch’s Daimonology
1 On this see my articles: Brenk, “ ‘A Most Strange Doctrine,’” 1–11; and idem, “Le songe de Bru-
tus,” 588–594. Authors on the subject are split between attributing to Plutarch views of speak-
ers (and thus misrepresenting him at times), looking for a solution in relative chronology, or
cautiously treating the matter as rather hypothetical and tentative in Plutarch, i.e., more a
view of others than himself. The development theory appears in Volkmann, Erbse, Moeller-
ing, and Babut, but poses many problems. An early protest against overstressing Plutarch’s use
of daimonology, and in particular attributing to him a belief in evil daimones as a powerful
force of evil in the world, is that of Eisele, “Zur Dämonologie Plutarchs,” 28–51, but his concept
of daimon in Plutarch is too restricted. His opinion that the real demonic power was the pre-
cosmic soul comes close to Dillon’s analysis. An exaggerated position can be found in Hirzel,
Der Dialog, 157, following upon Zeller’s systematization of the speech of Kleombrotos, and a
work repeating Zeller by Pohl, Die Dämonologie des Plutarch (Breslau, 1859), and can be found
in R. Volkmann, Leben, Schriften und Philosophie des Plutarch (Berlin, 1869) ii, 247–323. Trench
and Fabricius, Zur religiösen Anschauungsweise did not give it much attention. Hirzel called it
“der eigentliche Mittelpunkt von Plutarchs religiösen Ansichten.” Influenced by this view are
M. Pohlenz, Vom Zorne Gottes (Göttingen, 1909) 136–137; R.M. Jones, The Platonism of Plutarch,
39; Latzarus, Les idées religieuses; E. Seillière, “La religion de Plutarque,” Séances et Travaux de
l’ Académie des Sciences Morales 181 (1921) 422–434. The culmination of this line of thought is
G. Soury, La démonologie de Plutarque (Paris, 1942) which contains much exaggeration and
serious defects in methodology, though very interesting. Much is given to Oriental influence.
Ziegler, Plutarchos, 304, was very cautious, as were M.P. Nilsson, Geschichte der griechischen
Religion ii (Munich, 1951) 403; R. Flacelière (in a running battle with Soury in the pages of
reg) “Plutarque, prêtre de Delphes,” reg 55 (1942) 50–69; idem, “Plutarque et la Pythie,” reg
56 (1943) 72–111; and V. Goldschmidt, “Les thèmes du De defectu oraculorum de Plutarque,”reg
61 (1948) 298–302. The account by Merlan, “The Later Academy and Platonism,” 53–64, is very
misleading and contains some patently false statements about the use of demons to solve
problems (63). Babut, and Griffiths, De Iside et Osiride, though balanced, do not challenge
some of Soury’s assumptions. A more satisfactory account in this regard is Russell, Plutarch,
78. Dillon, The Middle Platonists, 216–221, notes that he is treating views of speakers, but one
still feels that systematization and the influence of Neoplatonism upon his treatment give a
somewhat misleading impression of the importance of evil daimones in Plutarch’s general
religious philosophy. However, balance is achieved by excellent treatment on the problem of
evil in Plutarch. The introduction by A. Corlu to Le démon de Socrate is primarily concerned
with the guardian daimones. For daimones in general one can consult Andres, re Suppl. iii
(1918) 267–322, and Waser, re iv (1901) 2010–2012, and the articles in Reallexikon für Antike und
Christentum: J. Ter Vrugt-Lentz, “Geister (Dämonen) ii. Vorhellenistisches Griechenland,” ix
(1974) 598–615, and C. Zintzen, iiic. “Hellenistische und kaiserzeitliche Philosophie,” ix (1974)
640–668. Ter Vrugt-Lentz traces a movement from dynamism through a personal guardian or
evil spirit to identifying daimon with tyche. Zintzen is impressed by the role of Xenokrates
in the development after Plato to Neoplatonism. Worthwhile are the appropriate sections in
Nilsson. The daimonology can be found in Vernière, Symboles et mythes, 38–40, and 249–262.
She is influenced by Soury and repeats Flacelière’s hypothesis of growing disaffection for dai-
mones in Plutarch.
2 [en: See more recently: Y. Vernière, “Nature et Fonction des Démons chez Plutarque,” in
J. Ries (ed.), Anges et Démons (Louvain-la-Neuve: Centre d’histoire des religions, 1989) 241–
252; M.I. Méndez Lloret, “El Démon: La inteligencia en el Mundo,” Faventia 15 (1993) 23–38; D.
O’Brien, “Empedocles: the Wandering Daimon and the Two Poems,” Aevum Antiquum 11 (2001)
79–179; C. Martínez Maza, “La Cristianización de los démones Mistéricos,” in Pérez Jiménez &
Casadesús (eds.), Misticismo y religiones mistéricas en la obra de Plutarco, 165–177; R. Turcan,
“Les démons et la crise du paganisme Gréco-Romain,”Revue de Philosophie Ancienne 21 (2003)
33–54; E. Almagor, “The king’s daimon (Plut. Art. 15.7) reconsidered,” in L. van der Stockt et al.
(eds.), Gods, Daimones, Rituals, Myths, 31–40; J.A. Fernández Delgado, “Héroes, enigmas y edad
de los démones, de Hesíodo a Plutarco: la intertextualidad fragmentada,” in L. van der Stockt
et al. (eds.), Gods, Daimones, Rituals, Myths, 163–175; G.M.A. Margagliotta, Il demone di Socrate
nelle interpretazioni di Plutarco e Apuleio (Bautz, 2012); D.S. Kalleres, “‘Oh, Lord, Give This
One a Daimon so That He May No Longer Sin’: The Holy Man and His Daimones in Hagiogra-
phy,” Archiv für Religionsgeschichte 14 (2012) 205–235; J.F. Finamore, “Plutarch and Apuleius
on Socrates’ daimonion,” in D.A. Layne & H.A.S. Tarrant (eds.), The Neoplatonic Socrates.
Papers Exploring the Portrait of Socrates Developed by the Platonists in the First Six Cents.
a.d. (Philadelphia (Pa.): University of Pennsylvania Press, 2014) 36–50; C. Addey, Crystal,
plutarch’s daimonology 45
The hostility toward this belief in the power of evil daimones can possibly
be observed in De superstitione 168c where the superstitious believe in the
ambiguously stated “attacks of god or daimon.” At 171c speaking about the
sacrifice of children at Carthage, he seems acquainted with the belief that
human sacrifice is offered to appease evil daimones, and that apotropaic rites
are associated with beings of this nature. The passage here is repeated almost
verbatim in the Life of Pelopidas 21, where a dream commands the hero, before
the battle of Leuktra, to sacrifice a virgin to the shades of the daughters of
Skedasos. The world is ruled by a good God, the father of us all, not by Titans
and Typhons, and it would be the height of folly to believe in the power of
such creatures. In De stoic. repugn. 1051c, a passage not cited by G. Soury, who
finds daimones everywhere in Plutarch, Plutarch associates the theory of evil
daimones particularly with Chrysippos, whose theories on providence he could
not share. Here a belief in evil daimonia, the term Chrysippos seems to use, is
rejected as contradictory to the notion of divine providence.3
An exposition of daimonological theory, in which Xenokrates seems to play
a large role, is given in De defectu and De Iside, and it colors the eschatology of
De genio and De facie. More serious perhaps is its appearance in the speech
of Ammonios at the end of De E, though a different conception emerges
than that of the other dialogues. The interpretation here depends to some
extent on Flacelière’s understanding of De defectu as one in which Plutarch
plays with certain hypothetical views, a dialogue followed by De E and De
Pythiae oraculis.4 The question of this first dialogue is why the oracle has
ceased to function. A solution is offered by a Spartan named Kleombrotos who
applies daimonology and comes to the conclusion that the daimones who were
“The daimonion of Socrates: daimones and Divination in Neoplatonism,” Layne & Tarrant
(eds.), The Neoplatonic Socrates, 51–72.]
3 Plutarch quotes from the third book of Chrysippos’ Peri Ousias: oversights in divine provi-
dence are like a few grains of wheat overlooked in a well-run household, or evil daimonia have
been set over some good men, and much ananke has been mixed in; Plutarch counters that
all three solutions (using the term daimones rather than daimonia) contradict providence
(svf ii, 1178). Babut notes (Plutarque et le stoïcisme, 17) that Plutarch is typical of his period
in seeming to treat the history of Stoicism as stopping with Chrysippos. For Chrysippos in
general, see J.B. Gould, The Philosophy of Chrysippus (Leiden, 1970). The passage is treated
by Babut, 290–293; F.H. Sandbach, The Stoics (London, 1975) 101–108, discusses Chrysippos’
problems on fate, and suggests what he might have said in reply.
4 Plutarque et la Pythie, 72, and more recently in Plutarque. Œuvres morales vi, Dialogues
pythiques (Paris, 1974) 40, he puts the date as late as 125 ad, and repeats his earlier views on
the tentative nature of De defectu, 85–86. C.P. Jones, Plutarch and Rome, 136, would place the
essay, and Plutarch’s death, slightly earlier.
46 part 1, chapter 4
responsible for the prophecy have departed for another world. After a very
long discussion on the possibility of other worlds, Lamprias, Plutarch’s brother,
suggests that a pneuma (exhalation) is responsible for the inspiration, and that
when this gives out, as all material things must, the inspiration ceases.
Problems exist as to why Plutarch should have developed the daimonologi-
cal at such length, and why he should present the doctrine, supposedly largely
dependent upon Xenokrates, the pupil of Plato, as something strikingly new.
But there is no reason to take the daimonological theory here as representative
of his own views. Kleombrotos is dramatically ridiculed for his gullibility and
ignorance, his views are not accepted by the rest of the company, and the major
portion is given to the respectable Lamprias, as Flacelière and others have justly
noted.5 Though Lamprias is portrayed by Plutarch as inclined to the Peripatet-
ics, it is in fact striking how much Aristotelianism can be found in Plutarch, as
Soury himself, Dörrie, R.M. Jones, Dillon, Russell, and others have noted.6 Babut
5 See Eisele, Zur Dämonologie, 40–42; Flacelière, Plutarque et la Pythie, 72; and idem, Sur la
disparition des oracles (Paris, 1947) 22, 52–53, and 62–63; Goldschmidt, “Les thèmes du De
defectu oraculorum,” 298–302; Ziegler, Plutarchos, 327; Flacelière, Plutarque. Œuvres morales
vi, 88.
6 G. Soury, “Les questions de table et la philosophie religieuse de Plutarque,” reg 62 (1949) 320–
327; H. Dörrie, “Emanation,” in K. Flasch (ed.), Parusia. Studien zur Philosophie Platons und
zur Problemgeschichte des Platonismus (Frankfurt, 1965) 119–141 [= idem, Platonica Minora,
70–85]; R.M. Jones, The Platonism of Plutarch, 20; G. Verbeke, “Plutarch and the Development
of Aristotle,” in I. Düring and G.E.L. Owen (eds.), Aristotle and Plato in the Mid-Fourth Cen-
tury (Göteborg, 1960); Babut, Plutarque. De la vertu ethique, 66; S.G. Etheridge, Plutarch’s De
virtute morali. A Study in Extra-Peripatetic Aristotelianism (Diss. Harvard, 1961); M. Pinnoy,
Aristotelisme en Antistoicisme in Plutarchus ‘De virtute morali’ (Diss. unpublished Louvain,
1956); idem, De peripatetische Thema in Plutarchus De virtute morali (Louvain, 1968); Dillon,
The Middle Platonists, 195; Russell, Plutarch, 93–94; F. Becchi, “Contributo allo studio del De
virtute di Plutarco,” Stud. It. 46 (1974) 129–147; and H.G. Ingekamp, Plutarchs Schriften über
die Heilung der Seele (Göttingen, 1971). Recently more has been written on Plutarch’s Aris-
totelianism. P.L. Donini, Tre studi sull’Aristotelismo nel ii secolo d. C. (Turin, 1974) 63–125, has
stressed Plutarch’s use of Aristotelianism as not a direct reading of Aristotle, but as due to
the fact that Aristotelian themes and terminology had entered Middle Platonism before his
time. He suggests that the major intermediary was Aspasios, citing esp. De virt. mor. 443c and
Aspasios 44.13. Evidently in agreement over Plutarch’s knowledge of Aristotle through Middle
Platonism, rather than directly, is F.H. Sandbach, “Plutarch and Aristotle,” ics 7 (1982) 207–
232. After a thorough investigation of Plutarch’s citations, Sandbach concludes: “Plutarch or
his sources knew of Topica, Metaphysics, Nicomachean Ethics, Historia Animalium, Rhetoric
iii, and probably of De Caelo and De Anima. Direct acquaintance of the contents is cer-
tain only for Historia Animalium and Rhetorica iii.” (230). See also F.H. Sandbach, Aristotle
and the Stoics (Cambridge, 1985) 2, 10, 12, 14, 33, 40, 60. (Donini has been attacked by F. Bec-
plutarch’s daimonology 47
suggests that Klembrotos is using Stoic ideas, but his speech is undoubtedly
a composite, and intriguing Egyptian references (the place Kleombrotos has
just returned from) suggest an Alexandrian source. Possibly someone in a cir-
cle with strong geographical interests like Eudoros is involved; for Kleombrotos
has gained his information from a holy man who lived among the Troglodytes
by the Red Sea. Eudoros was also interested in the views of Xenokrates, and it
is Xenokrates who is given center stage.7 The general tenets of the speech are
the following:
chi, “Platonismo medio ed etica plutarchea,” Prometheus 7 (1981) 125–145, 263–284, holding
that Plutarch’s Aristotelian elements in De virt. mor. do not come from a Middle Platonic
source.) See also F. Becchi, “Contributi allo studio del De virtute morali di Plutarco;” and idem,
“Aristotelismo ed antistoicismo nel De virtute morali di Plutarco,” Prometheus 1 (1975) 160–
180.
7 On Xenokrates, see Krämer, Der Ursprung der Geistmetaphysik, 21–173, who sees Xenokrates
as extremely important as a thinker not just a systematizer; and H. Dörrie, “Xenokrates,” re
ix a. 2 (1967) 1512–1528. Dörrie is impressed by Xenokrates’ interest in triplets, of which the
independent race of daimones make a part. He is puzzled by Xenokrates’ fragments which
identify soul and daimon (Arist., Top. 2.6, 112a, 32; 7.1, 152a, 5, alluded to in Alex. Aphrod., 176.13,
and Apul., De deo Socr. 15, and more explicitly in the Suda, 443.32). See also M. Détienne, De la
pensée religieuse à la pensée philosophique. La notion de daïmôn dans le pythagorisme ancien
(Paris, 1963) 65, n. 4; and Dillon, The Middle Platonists, xv; 22–39.
8 Plutarch, or Xenokrates, was not all that observant in regard to the Odyssey, where the use
of daimon seems often to be an evil force, while theos represents a good one: compare 4.275,
5.396, 9.142, 10.65, 11.60, 12.169.
48 part 1, chapter 4
9 Dörrie, Der “Weise vom Roten Meer,” 95–110. See also P. Borgeaud, “La mort du grand Pan,”
plutarch’s daimonology 49
in which one friend, Demetrios, just returned from Britain, tells of the death
of daimones on an island off the coast of Britain where Kronos lies bound in
sleep. Philippos relates a story of the death of the Great Pan as an Egyptian
pilot named Thamous sailed by “the island Paxoi,” an event important enough
to catch the ear of the Emperor Tiberius, who sent his research scholars off to
investigate it.10
Much the same exposition of daimonology, though briefer, appears in De
Iside 361ef, where Isis and Sarapis are identified with Persephone and Pluto,
chthonic daimones in Kleombrotos’ speech, and where the infamous deeds of
the gods in the myths are said to be those of daimones. However, Plutarch is
offering different types of explanation leading up to his symbolic interpretation
of the Isis myth along Platonic lines. More disturbing is the end of De E where
God, symbolized by Apollo (A-pollon), or rather the good Apollo, is contrasted
with another deity or daimon, principle of birth and destruction, who should
really be called, among other names or descriptions, Plouton (Pluto; De E 394b).
However, the thought here seems to be confined to this one passage, and is
probably meant to be highly poetic and symbolic. The closest parallel might
be Plutarch’s description of Zoroastrianism in De Iside 369e–370c. The passage
contains interesting allegory along etymological lines both in the Platonic vein
of the One and the Many and the more Oriental vein of light and darkness.11
Rev. Hist. Rel. 200 (1983). 3–39. Both articles are treated in F.E. Brenk, “In the Light of
the Moon: Demonology in the Early Imperial Period,” anrw ii.16.3 (1986) 2068–2145.
Flacelière actually, though cautious, continued to maintain that Kleombrotos should be
taken seriously. See for example, “La théologie selon Plutarque,” in P. Gros and J.-P. Morel
(eds.), Mélanges de philosophie, de littérature et d’ histoire ancienne (Rome, 1974) 273–280.
10 See J. Hani, “La mort du Grand Pan,” in Association Guillaume Budé (ed.), Actes du viiie
Congrès, 511–519. For a summary of ingenious solutions to the nature of the source of the
story see Flacelière, Plutarque. Œuvres morales vi, 92–95. Most recently, Borgeaud, La mort
du grand Pan, who gives a complete summary of earlier opinion, treats the story as anti-
Roman propaganda.
11 On allegorical interpretation in Plutarch see F. Wehrli, Zur Geschichte der allegorischen
Deutung Homers (Leipzig, 1928) 26–40; F. Buffière, Les mythes d’homère et la pensée grecque
(Paris, 1956) 67–70; J. Pépin, Mythe et allégorie (Paris, 1958) 167; and the interpretation of
the Circe transformation (not alluded to by Pépin and Wehrli) Od. 10.239–240, fr. 200–
201 (Sandbach), Plutarch’s Moralia xv (London and Cambridge, Mass, 1969) 367–375.
Griffiths, De Iside et Osiride, 100–101, and Babut, Plutarque et le stoïcisme, 367–388, who give
rather lengthy discussions on it, note that Plutarch quite surprisingly indulges even in the
Stoic type of allegorizing. Flacelière, “La théologie selon Plutarque,” 372–380, interprets
Plutarch’s use of theologia as the derivation of religious truth out of legends, through the
use of rational criteria.
50 part 1, chapter 4
Perhaps we can get an insight here into the subtle penetration of his Platonic
inspiration by foreign elements. Yet it seems impossible from this passage
to deduce that Plutarch believed literally in a great daimon responsible for
atmospheric disturbances, and there is little hint of super- and sublunary
worlds elsewhere, as divided between these forces.12
Soury’s attempt to find evil daimones at work in the Lives yielded results
almost as elusive as the daimones themselves. The most serious case would be
Dion-Brutus where Plutarch in the introduction seems to be airing the doctrine
of Chrysippos over the intrusion of evil daimones in the lives of good men.
The idea is that evil daimonia (the terminology of Chrysippos in De stoic.
repugn.and Quaest. Rom. [277a]) frighten good men from the path of virtue
lest they receive a better portion in the next life than the daimones themselves.
An objection is raised: only those mentally disturbed or sick believe in such
things, and those who do, have the daimon of deisidaimonia in them. Following
this we have a counter argument: but Brutus and Dion were philosophically
trained and told their friends of their experience. The matter here has some
relationship to De facie 944d, where daimones sent to perform functions like
retribution act out of envy (as here) and must be punished with re-incarnation
(incarnation?). One would expect Plutarch to follow out this manifesto; but
in Dion 54 and 56 he seems to go out of his way to describe Dion’s feelings of
guilt over the murder of his rival Herakleides, and the vision is fittingly that
of a huge Erinys.13 The vision of a daimon to Brutus in chapter 36 of that life
is one of the highlights of the nocturnal bizarre in the biographies. But for
this event, which takes place at Abydos just before Brutus crosses into Greece,
Plutarch introduced disturbing elements as well to the serious demonological
interpretation. Brutus is portrayed as stretched to the limit by anxiety and the
tent is dimly lit. The vision, fittingly Xenocratic in its monstrous size, like that
of Dion, when challenged identifies itself as “your evil daimon,” but the omen
is not recorded by the philosopher Publius Volumnius, who is supposed to
12 [en: See on the issue L. Roig Lanzillotta, “Plutarch of Chaeronea and the Gnostic World-
view,” 401–417.]
13 On this, see my articles: Brenk, “Le songe de Brutus,” 588–594; idem, “‘A Most Strange
Doctrine’,” 4–5; Russell, Plutarch, 77–78. The vision is reported in Appianus, Bell. civ.
4.134. E. Gabba, Appiano e la storia delle Guerre Civili (Florence, 1956) 135 and index, 254,
following Christ-Schmid and Kornemann, finds little likelihood that Plutarch or Appianus
read one another. The incident is mentioned by Nilsson, Geschichte ii, 213. He points out
that the daimon speaks Greek in Valerius Maximus’ version of the story (1.7.7), but the
vision comes to Cassius of Parma after the battle of Actium, not to the other Cassius before
Philippi, much less to Brutus.
plutarch’s daimonology 51
have recorded all of the omens, and the supposedly Epicurean explanation
of Cassius sounds remarkably like our own Plutarch on other problems.14
Moreover, Plutarch’s Roman readers should have been familiar with the story
in Valerius Maximus, an author well-known to Plutarch, who told it of Cassius
of Parma after the battle of Actium. (Incidentally, the phantom spoke Greek in
Valerius.) In the retribution passage, Caesar 69, the appearance of the daimon
is a sure sign that the murder of the imperator was not pleasing to the gods.
Here when Brutus sees it again, “he understood his fate and plunged headlong
into danger.” In short, Plutarch retained his epoche (philosophical caution in
speaking about the divine), and perhaps it is not entirely unchivalrous to
accuse him of exploiting questionable material in the interest of melodramatic
biography.
More fruitful an idea and more at home in Plutarch’s religious philosophy is
the identification of daimon with nous, a facet of the conception of daimon as
the disincarnate human soul. One can find good discussions of this in Babut,
Dillon, Corlu, and Russell.15 This idea was very ancient in Greek philosophy, and
makes itself felt in the Timaios (90a). The theory of the “others” in De defectu,
was that the human soul after death becomes successively heros, daimon, and
theos.16 At the end of the Romulus Plutarch indicates that one does not become
a god by decree but only through virtue and purification, passing through these
stages. His myths are probably meant to be taken as much symbolically as
literally, but his conception of the human composite aids their structure. In De
virtute, De animae procreatione and elsewhere, the human composite is made
up of body, soul, and mind (soma, psyche, nous or logos). Interesting in De
virtute and elsewhere is the frequency with which body is said to be tied to
soul or soul to nous with a cable of some sort.17 The physical nature of the
soul thus permits an ascent into an atmosphere of its own nature, while the
shuffling off of soul by nous leaves what one might call a nous-daimon. Thus his
eschatological myths are more closely related to the celestial geography than
are Plato’s. The concept of nous-daimon is most clearly set forth in De genio, but
as A. Corlu remarks, it does not by its nature exclude the concept of protective
and helping daimones, those who like athletes past their prime run along the
track urging the competitors to the finish, or like swimmers who have made it
to the shore passing a hand to those yet in the sea, a concept put expressly into
the mouths of Pythagorean speakers.18
The most distinctive features of Plutarch’s eschatological myths are his pre-
occupation with the moon, the second death of the souls, his use of Dionysiac
imagery, his avoidance of a vision of the Forms, and in De facie the apparent,
though disguised, release of the soul through love of God, described in terms
of the Platonic Form of the Good (De facie 943–945). De sera, whose theme
is the ultimate punishment of evildoers either in this life, perhaps through
their children, or at least in the next, remains close to Plato and is not all
that ingenious. Its severity is tempered by the suggestion that punishment
after death is a thought more to be promoted among the masses than taken
seriously by intellectuals, and by the humorous reincarnation of Nero into “a
vocal creature, frequenter of marshes and lakes and swamps” for his benefac-
tions to “that race whom the gods most loved,” an amelioration of the sen-
tence to turn his soul, already pierced with incandescent rivets, into a viper
which eats its way out of its mother’s womb.19 As in all his myths the celes-
the soul is conceived of as a ship kept only by its cable from being swept over the sea or
dashed down a river.
18 Le démon de Socrate, 59. For the purpose of harmony, he believes Plutarch downplayed
differences in daimonology. See also Détienne, De la pensée religieuse. Unfortunately he
is a bit too ready to snuff out demons. The work is valuable for the fragments collected.
He believes in a pre-Pythagorean lunar daimonology which influenced all subsequent
ones, but unfortunately the evidence is slim (Aet. Plac. 2.30.1, svf 404.10). Also valuable
is H. Thesleff, An Introduction to the Pythagorean Writings of the Hellenistic Period (Åbo,
1961), and S. Skovgaard Jensen, Dualism and Demonology. The Function of Demonology in
Pythagorean and Platonic Thought (Munksgaard, 1966) esp. 60–107. Recently, J. Hani, “Le
mythe de Timarque chez Plutarque et la structure de l’extase,”reg 88 (1975) 105–120, shows
the close relationship of the myth to the experience of the sleep in the cave of Trophonios.
In the same issue, 206–219, Babut gives a review of recent literature on Plutarch, along
with his own ideas on many subjects, including Corlu’s book on De genio, in “Ἱστορία οἷον
ὕλη φιλοσοφίας:’ Histoire et réflexion morale dans l’ œuvre de Plutarque,” reg 88 (1975) 206–
219.
19 See J. Dumortier, “Le châtiment de Néron dans le mythe de Thespésios,” in Association
plutarch’s daimonology 53
tial voyage is important, and here the course of the souls resembles that of
spindles. Out of Delphic loyalty he seems to include an oracle of Apollo, too
high for his visionary Thespesios to reach because of the shortness of his
cable.
The moon is very important to the other myths.20 Xenokrates had associated
it with the daimones. As Détienne points out, theories about the moon had
entered Pythagorean speculation, and they seem to have interested Stoics
before Plutarch. In Amatorius 766b reincarnation takes place on the moon.
In a fragment of Plutarch’s De anima (201 Sandbach), the Elysian plain is
located on the surface of the moon lit by the sun, and the souls wander in the
celestial region before rebirth.21 In De facie, where it is difficult to tell whether
the scientific part, with Plutarch’s lucky guess that the moon was earth, or
the eschatological part primarily encouraged Plutarch to publish, we find a
surprising harmony of celestial and religious geography.22 Hades (942f, 943c)
lies between earth and moon, while the Elysian plain is described not as we
Guillaume Budé (ed.), Actes du viiie Congrès, 552–559, and R. Frazer, “Nero the Singing
Animal,” Arethusa 4 (1971) 215–218. For the period in general, see E. Cizek, L’époque de
Néron et ses controverses idéologiques (Leiden, 1972).
20 It is difficult to track down the source of this lunar daimonology. See P. Boyancé, “Les
Endymions de Varron,” rea 41 (1939) 319–324 [= in idem, Études sur la religion romaine
(Paris, 1972) 283–289]. He looks for Stoic and Pythagorean precedents, and believes Varro
wrote a book with the title Endymiones, in his Menippean satires, in which beings of this
name lived below the moon (Tert., De an. 54.2, and 55.4: sublimantur animae sapientes
… apud Stoicos sub lunam; in aethere dormitio nostra … aut circa lunam cum Endymion-
ibus Stoicorum). He incorrectly states (284) that the souls of the spoudaioi (sages) alone
become daimones citing Diog. Laert. 7.151; the text reads: Φασὶ δ’ εἶναι καί τινας δαίμονας
ἀνθρώπων συμπάθειαν ἔχοντας, ἐπόπτας τῶν ἀνθρωπείων πραγμάτων· καὶ ἥρωας τὰς ὑπολε-
λειμμένας τῶν σπουδαίων ψυχάς. The implication is that they are separated daimones, who
are spirits that watch over men, and heroes, which are the souls of the just.
21 A pun on Ἠλύσιον Πεδίον (Elysian Plain), as though derived from Ἥλιος (the Sun). The
geography of Plutarch’s myths is modeled on passages like Phaidros 248a–e. Plato here
does not speak directly of a vision of the Ideas, but Plutarch seems to be surprisingly
reticent about it. For Plato see W.K.C. Guthrie, A History of Greek Philosophy iv (Cam-
bridge, 1975) 421–427. For Plutarch’s language in the myths, see Russell, Plutarch, 71–72,
and A. Corlu, Le démon de Socrate, 92–109. On De anima, see M. Tassier, “Plutarchus over
het leven na de dood (De anima),” Kleio 2 (1972) 107–115.
22 On this see H. Görgemanns, Untersuchungen zu Plutarchs Dialog De facie in orbe lunae
(Heidelberg, 1970), and F.H. Sandbach, “Plutarch’s De Facie,” (review of Görgemanns), cr
23 (1973) 32–34. For the composition of the dialogue, see H. Martin, “Plutarch’s De facie:
The Recapitulations and the Lost Beginning,” grbs 15 (1974) 73–88.
54 part 1, chapter 4
might expect, as that part lit by the sun, but as the part which faces the heavens
(only fully in the sun’s rays at new moon). The place of purgation is located in
the “gentlest part of the air,” called “the meadows of Hades,” while the souls,
which resemble rays of light, cling to the moon, from which at times they are
swept away. The interlocutor of this had gained his information from a servant
of Kronos living off the coast of Britain (shades of Kleombrotos in De defectu)
so it is not surprising to learn that the souls, of the same substance as the
moon, suffer in gorges there called Hekate’s recesses, similar to those in the
depths of the Red Sea.23 If they slip off they must be charmed back; “of such
are Tityos, Typhon and the Delphic Python” (945b), psychai without nous (a
somewhat topsy-turvy conception of the disincarnate souls, modeled on the
evil precosmic soul of De animae procreatione).24 The three Moirai (Fates) are
located on sun, moon, and earth, while in a famous passage, as noted before, a
second death takes place on the moon.
The attendants of Kronos here (οἱ περὶ Κρόνον) explain to the clairvoyant nar-
rator a doctrine which looks very much like an attempt by Plutarch to tidy up
his previous thought on the subject. In De defectu the decline of the oracles
was due to the departure of the daimones to another world. Now the daimones
appear to be soul-daimones, who are given a promotion and leave for a bet-
ter position. As they receive the ultimate transformation (ἀρίστη ἐξαλλαγή), the
powers go to another place. This, say the attendants of Kronos, who list them-
selves among the “better ones” (βελτίονες), happened to the Idaian Daktyloi,
the Korybantes in Phrygia, as well as the Boiotian Trophoniads in Oudora, “and
thousands of others in many parts of the world” who keep their rites, honors,
and titles, “but whose powers have gone elsewhere.”25 Of the “better ones” some
receive the transformation sooner, some later, when nous is separated from psy-
che through love (ἔρως) for the image (εἰκών) in the sun, by which “shines forth
the desirable, beautiful, divine, and blessed (τὸ ἐφετόν, καλόν, θεῖον, καὶ μακά-
ριον) for which all nature, in one way or another strives” (De facie 944e). In the
structure of the essay we find a description of soul-daimones arriving at the
23 Something few scholars seem to have noticed. At 944b–c Troglodytes are mentioned (such
as those who lived near the Red Sea mystic in De defectu).
24 On the precosmic soul see Dillon, The Middle Platonists, 202–203. [en: An updated bibli-
ography in L. Roig Lanzillotta, “Plutarch and the Image of the Sleeping and Waking Soul,”
passim, but especially 221–222.]
25 See H. Cherniss, Plutarch’s Moralia xii, 205–213. The word Οὐδώρα is a mystery, appearing
nowhere else (Aldine: οὐδώσᾳ, Basiliensis: Λεβαδίᾳ) but since the shrine at Lebadaia was
in good condition at the time, Cherniss restores Οὐδώρᾳ, the mss. reading.
plutarch’s daimonology 55
moon, with some of them being swept off, that is clinging to the moon, and
then falling off, while others turn upside down and sink into it as though “drop-
ping into the deep.” Others gain a firm footing, and “crown themselves with
feathers” (943d). Then the subject is dropped for a disquisition on Xenokrates’
great leap (θεῖός τις λογισμός) in understanding the nature of the moon and its
relationship to the stars (943f–944c). Now begins a new daimonological sec-
tion, suggesting the daimonology of Xenokrates as propounded in De defectu,
but introduced in such a way that the daimones here seem to be the souls of
the type previously left clinging to the moon. Not the departure of interme-
diate being daimones for other worlds in a multiple universe, but the trans-
formation of the soul-daimones into pure nous is responsible for the decline
of the shrines. Presumably they now move into the noeton (the intelligible
realm).
At 944e there is a statement which has been interpreted as applying to all
human beings, but which as a matter of fact only applies to the “better” soul-
daimones: once their soul (psyche) has been separated from their mind (nous),
they will achieve the “ultimate alteration” (so Cherniss for ἀρίστη ἐξαλλαγή).
The nous is separated from the psyche by love (ἔρως) for the image (εἰκών) in
the sun through which shines forth the manifest. Plutarch does not explicitly
say “God” here, but in the light of his general theism, a reader well acquainted
with all his writing would probably think of God. At 945d he seems to introduce
the creator God somewhat gratuitously, though suggested by the Timaios, and
only a few lines before the close of the treatise. Finally, though to kalon seems
most apt in traditional Platonic language about the Forms as the destiny of the
soul, to epheton, to theion, and to makarion suggest a theistic God rather than
an Idea.
Dörrie presumes that all souls eventually achieve the “best transformation,”
that into pure nous, an assertion not necessary from the De facie.26 Those
referred to are the “better ones,” daimones who have a cult or operate as atten-
dants at a cult site. Presumably they have gone through an initial purification,
and are different from the soul-daimones who in section 943d either fall off
the moon or sink back into it, following the daimonological theme of nature
finding its own place, or the daimones of 944d, who seem to be Xenocratic dai-
mones, but who are later described as being reincarnated, “cast out upon earth
confined to human bodies” for exceeding their license to punish malefactors.
Thus these daimones are clearly treated as soul-daimones.27 It is possible that
such souls or daimones could never escape the cycle. In the similar passage
of De defectu 415bc, the better (βελτίονες) souls reach the transformation from
souls into daimones, but only some souls pass “from the daimones” through
purification to share completely in divinity (θειότης).
In De genio metempsychosis naturally takes place on the moon, the moon’s
affinity to daimones is stressed, the road to Hades is the side of the moon
opposite the sun, the moon passes over the “Styx” from which the better
souls are rescued, and the unclean slip off in terror and consternation. But
his major preoccupation is with the concepts of nous, daimon, and psyche.
The souls in their celestial voyage are carried from above by their own nous
or daimon floating over the soul like a cork, a symbol of its activity in life,
especially in the life of Sokrates (De genio 592af). The souls ascend through
a magnificent celestial sea, a passage as much worth reading for its literary
flamboyance as for its religious exuberance.28 Meteorological bodies pass by
Timarchos in psychedelic colors to the accompaniment of the harmony of the
spheres; then celestial elements in exotic gyrations open up on rivers of fire
transforming blue to white and causing the “sea” to boil; then to a great abyss
“in what seemed to be a sphere cut away,” in which roars and groans of animals,
wailing of babies, and mingled lamentations of men and women startle the
hero out of his life. When a celestial guide appears from nowhere to ask if
he would like anything explained, Timarchos responds, “Everything, for what
etary spheres. Rather, Plutarch conceives of a celestial sea with shoals and shallows—
possibly representing the Milky Way—planets floating by like islands, and the abyss
(χάσμα)—probably the earth (= Hades). The Styx is the path to Hades, and souls fall
off the moon at periods of 6 months, presumed to be those of lunar eclipses. Professor
Sandbach suspects that the Styx is the cone of air which is in the shadow cast by the
earth.
28 There have been several recent attempts to reconcile the political and philosophical parts
of the De genio: M. Riley, “The Purpose and Unity of Plutarch’s De genio Socratis,” grbs 18
(1977) 257–273; A. Aloni, “Ricerche sulla forma letteraria del De genio Socratis di Plutarco,”
Acme 33 (1980) 45–112; and D. Babut, “Le dialogue de Plutarque Sur le démon de Socrate.
Essai d’ interprétation,” Bull. Budé 1 (1984) 51–76. Riley sees Sokrates as resolving the ten-
sion between philosopher and citizen (269). Aloni notes a more all-embracing providence,
based on metempsychosis in Theanor’s speech as opposed to that of Simmias (77). Babut
sees Plutarch dividing humanity into three groups according to their relationship with
the divine: those with complete mastery of self in direct communication with the divine
world, those who are slaves to their passion, and an intermediate group represented by
the conspirators, whose courage and moral qualities do not completely shelter them from
passion, and who are often troubled and surprised by events and deceived by the predic-
tions of their divination (69).
plutarch’s daimonology 57
here is not marvelous?” (590c–591a).29 Through the work of P.H. De Lacy and
B. Einarson, though we may still find the vision marvelous, we need not be quite
so confused as Timarchos. Now J. Hani, while substantially in agreement with
their interpretation, has added further clarification, and even offered a celestial
map for the aid of future voyagers intending to duplicate that trip.
Plutarch’s allegorizing and humanizing of religious myth can be observed
here. As Timarchos looks down into a great abyss (χάσμα), he hears the cries
of roaring animals, wailing infants, and the mingled lamentations of men and
women. This abyss, also apparently called Hades, is loosely identified with the
earth, the place of punishment for souls. Hani would take the cries of the babies
to be not those of the untimely dead, the ἄωροι of Vergil, Aeneid 6.426–429,
but rather souls departing for rebirth as beasts or babies. But this does not
explain the mingled lamentation of men and women. More likely these are
souls returning from life on earth, like those in De facie 944b, described as the
souls of the chastised coming up from the earth to the moon, and out of its
shadow, with lamentation and wailing. In any case, Hades is a purgatorio, not
an inferno. The stumbling block in this myth is the sudden appearance of what
seems to be hypostases, something strikingly Neoplatonic in tone which has
intrigued Krämer, Dörrie, and Dillon.30 The suggestion of Dionysiac themes
29 P.H. De Lacy and B. Einarson, Plutarch’s Moralia vii (Cambridge, Mass. 1959) 461–467;
J. Hani, Plutarque. Œuvres morales viii (Paris, 1980) 39–67, esp. 55–58, and 226–232. He
sees the principal theme as the unifying of the πρακτικός (practical) and θεωρητικὸς βίος
(theoretical, i. e. philosophical life) (61). Hani agrees on virtually all details with De Lacy
and Einarson, except on the “surge:” “As they crested the surge, the islands ‘came back’.”
The word used for “surge” (ῥόθια) is actually plural. Hani argues rather convincingly that
Plutarch has in mind a planetary map. De Lacy and Einarson took the surge to be the
belt bounded by the tropics, or the tropics themselves, as the shores of the planetary sea
(464). Hani, Plutarque, 227 note 8, prefers the crests of the ecliptic on a zodiacal map,
with the farthest point away being the height of the surge. See also D.A. Stoike, “De genio
Socratis (Moralia 575a–598f),” in Betz (ed.), Plutarch’s Theological Writings, 236–285. For
Plutarch’s interest in color in these myths see Russell, Plutarch, 71–72. For another possible
parallel between Vergil’s Aeneid 6.739–742 (aliae panduntur inanes / suspensae ad ventos)
with De genio 590b, see F. Solmsen, “The World of the Dead in Book 6 of the Aeneid,” cp 67
(1972) 37, and my article: F.E. Brenk, “Most Beautiful Horror: Baroque Touches in Vergil’s
Underworld,” cw 73 (1979) 1–7. [en: See now J.N. Bremmer, “The Golden Bough: Orphic,
Eleusinian, and Hellenistic-Jewish Sources of Virgil’s Underworld in Aeneid vi,” Kernos 22
(2009) 183–208].
30 Krämer, Der Ursprung der Geistmetaphysik, 98, n. 250. See also Dörrie, “Zum Ursprung,”
331–343. The matter from Dillon can be found in his The Middle Platonists, 188–230,
esp. 214–215.
58 part 1, chapter 4
along with the afterlife is also most intriguing, as R. Turcan has noticed.31 In De
Iside 362b Dionysos is identified with Osiris-Sarapis and associated with death
and rebirth. In De sera 565e–566a Lethe receives a quite original description in
which Dionysiac imagery seems to express elements ambivalently good or evil.
In this rather light interlude in Plutarch’s otherwise horrendous, though
sometimes witty, Nekyia Thespesios is carried up by beams of light until he
reaches a great chasm. Other souls draw themselves together like birds, alight,
and walk around the rim of the chasm. But this part is no inferno. Instead, a
Bacchic grotto with pleasant foliage and flowers wafts soft, perfumed breezes to
induce a quasi-alcoholic inebriation as of wine, making the souls expansive and
friendly. This place, called the place of Lethe (Forgetfulness) by the heavenly
guide, is already beginning to capture the fancy of Thespesios as an ideal place
to stay, when the guide pulls his Pinocchio away by force, explaining that his
faculty of reasoning (τὸ φρονοῦν) is quickly “dissolved away and liquefied by
pleasure,” while the non-rational part (τὸ ἄλογον) feeds upon it and stimulates
the recollection of the body, thus drawing the soul towards birth (γένεσις)
through “earthward inclination” (ἐπὶ γῆν νεῦσις). This lack of conscious choice,
which has been supplanted in the myth by pure emotional inclination and
an almost natural drift downward, is untypical of Plato’s Politeia but fits in
somewhat with his Laws and parts of the Phaidros. In Plutarch the process
of purification, or the movement up, is not so clear, and ascent seems more
a product of natural disposition than a conscious effort to escape from this
world. One might in particular cite De sera 565e where one soul is borne
down toward birth (γένεσις, that is, rebirth) through a weakness of logos and
31 Les sarcophages romains à représentations dionysiaques (Paris, 1966) 3. See also M.P. Nils-
son, The Dionysiac Mysteries in the Hellenistic and Roman Age (Lund, 1967) 123; Y. Vernière,
“Le Léthé de Plutarque,” rea 66 (1964) 22–32; R. Turcan, “Les sarcophages romains et
le problème du symbolisme funéraire,” anrw ii.16.2 (1978) 1700–1735; and G. Koch and
H. Sichertmann, Römische Sarkophage (Munich, 1982). The negativity of the Dionysiac
imagery in De sera Numinis Vindicta is strange, considering the associations of Dionysos
with liberation and purity of soul in the gold tablets from South Italy; see B. Feyerrabend,
“Zur Wegmetaphorik beim Goldblättchen aus Hipponion und dem Proömium des Par-
menides,” Rh. M. 127 (1984) 1–24. The Lethe passage has also been studied by S.G. Cole,
“New Evidence for the Mysteries of Dionysos,” grbs 21 (1980) 223–238, notes: “Souls
who drink from this water will tread a sacred road in the underworld which other mys-
toi and bakchoi tread.” She argues that it means a follower of Dionysos, and refers to
Plutarch’s Consolatio ad uxorem 611de, where consoling his wife over the death of a child
he argues that bacchic initiation has removed the fear of death (224, 237). See also W. Burk-
ert, Griechische Religion der archaischen und klassischen Epoche (Stuttgart, 1977) 436–
440.
plutarch’s daimonology 59
32 See De Lacy & Einarson, Plutarch’s Moralia vii, 285–289, for text, translation, and com-
mentary. The comparison of the souls to birds appears in Vergil, Aeneid 6.309–312, where
he uses Homeric similes to heighten his effect, but the idea of the souls receiving wings
is from the Phaidros. See also, A. Aloni and C. Guidorizzi, Il Demone di Socrate. I ritardi
della punizione divina; R. Klaerr & Y. Vernière, Plutarque. Œuvres morales vii (Paris, 1974)
167, however, take to praktikon as “par besoin d’ agir.” This seems to be supported by Arist.,
en 1139a 27, where praktike is opposed to theoretike; i.e. the souls have no taste for intel-
lectual life or contemplation and are drawn toward immersing themselves in the world
again. For a commentary on the myth itself, see 215–225, esp. 220–222, with rather full
notes and bibliography. For Philo’s doctrine of “evil angels,” i.e. souls which fall into bod-
ies, see J.M. Dillon, “Philo’s Doctrine of Angels,” in Winston & Dillon, Two Treatises of Philo
of Alexandria, 197–206. Fr. 200 Sandbach has some similarities with Philo in the natu-
ral tendency of the soul toward rebirth and the role of pleasure. Particularly striking is:
ποθοῦσαι δὲ καθ’ ἡδονὰς τὴν συνήθη καὶ σύντροφον ἐν σαρκὶ καὶ μετὰ σαρκὸς δίαιταν ἐμπίπτου-
σιν αὖθις εἰς τὸν κυκεῶνα … (34–36) F.H. Sandbach, Plutarchi Moralia vii (Leipzig, 1967)
126.
33 T.J. Saunders, “Penology and Eschatology in Plato’s Timaeus and Laws,” cq 23 (1973) 232–
244. [en: On Plutarch’s eschatology, see H.G. Ingenkamp, “Juridical and Non-Juridical
Eschatologies—and Mysteries,” in Pérez Jiménes & Bordoy Casadesús (eds.), Misticismo y
religiones mistéricas en la obra de Plutarco, 131–141; A. Pérez Jiménez, “En las Praderas de
Hades: imágenes, metáforas y experiencias escatológicas de las almas buenas en Plu., De
Facie 943c–e,” in L. van der Stockt et al. (eds.), Gods, Daimones, Rituals, Myths, 333–343;
A. Setaioli, “Plutarch and Pindar’s Eschatology,” ibidem, 397–405.]
60 part 1, chapter 4
eschatology. Here a divine guide helps out, and in De genio, soul-daimones who
have completed the course of life assist others, but elsewhere in De facie, the
rise of the soul depends upon its purity, the achievement of which is not well
explained. In the myth of Timarchos in De genio, souls which have a docile
inferior part guided by a strong nous seem to rise without difficulty whereas
others only rise with difficulty or not at all. In the myth of De genio some souls
simply fall off the moon and float down as a “Styx” approaches and are carried
away by “Hades,” which here seems to be rebirth; and other souls coming up
from incarnation, which are foul and unclean (ἀκάθαρτοι) and rejected by the
moon, fall away and are borne downward, all without a conscious choice (591c).
In another symbolic approach, Timarchos is told by the guide that the soul
overcome by passion is like a submerged body barely held up by a buoy (nous-
daimon) and souls returning from incarnation are like things rising from the
mud. In one more approach, the soul-nous-daimones are stars: stars which are
extinguished are souls sunk in the body; those lighted up and reappearing from
below are souls coming back from incarnation; stars moving about on high are
the “daimones of men said to possess nous” (591f).
In Consolatio ad uxorem 611d–f, he asks his wife to draw support from
the teaching of the Dionysiac mysteries into which they have been initiated,
that a child’s soul, having little contact with matter, has a better chance of
escaping rebirth than that of an adult. In De anima fr. 178, death (teleute) is
etymologically allegorized as mystery (telete), and in De facie 943c, the entry of
the blessed into heaven is described as the return of exiles, with a joy most like
that of initiates. He need not be speaking of Dionysiac mysteries or symbolism
here, but the thought is near. In the Amatorius, the “mysteries of Eros” resemble
those of a Dionysiac thiasos (procession). The true lover (erotikos) when he has
reached the place beyond and has associated with the beautiful (τὰ καλά) as is
his right (θέμις) grows wings and celebrates the mysteries of the god, escorting
him in the dance above until it is time for him to go to the meadows of Selene
and Aphrodite; then drugged by sleep (καταδαρθών), he begins another birth
(γένεσις) (766b).34
Recently D. Babut has turned his attention to the De genio with an eye
toward integrating the apparently inconsistent daimonological parts, or per-
haps better, integrating a dialogue where no inconsistency might have been
observed save for the acuteness of the Quellenforscher.35 In De genio a num-
major myths, she discusses his use of allegorical interpretation, daimonology, doctrinal
content, nature of the eschatology, nature of the gods, celestial geography, myth as a
literary genre, its importance in Plutarch, and his relationship to later Platonists who wrote
myths.
36 “Gnostische Spuren,” 92–116, here 109.
62 part 1, chapter 4
G. Soury, La démonologie de Plutarque has led scholars astray for too long, as at
least partially a parody by Plutarch of pseudo-scientific literature. This aspect,
developed at length in Dörrie’s last article, “‘Der Weise am Roten Meer’,” seri-
ously undercuts Kleombrotos’ speech and puts the last stake through the exag-
gerated demonological approach to Plutarch.37
Babut’s sensible approach to De genio, harmonizing and emphasizing Plu-
tarch’s consistent attitude toward daimon and daimones, should lead to a better
understanding not only of his religious philosophy but also of the composi-
tional technique of the Plutarchan dialogue. Though not entirely modeled on
Plato’s and at times structured differently, for example, the Amatorius com-
pared to the Symposion of Plato, the basic conception is the same. An initial
speaker with unacceptable positions raises the central issues to be discussed.
Thrasymachos’ assertions in the Politeia are not Plato’s highest thoughts, but
track the discussion of the Politeia into one of justice and injustice. Moreover,
the individual viewpoints, kaleidoscopic in their diversity, stimulate the mind
toward appreciating the nuances in the final or superior conception, as for
example in the Symposion where “wrong” ideas about Eros and beauty become
sublimated into a comprehension of the instinctive drive of the psyche toward
the intellectual possession of the Form of the Beautiful. The false starts aid in
correcting wrong impressions.
By applying a proper understanding of compositional technique to Plu-
tarch’s daimonological treatises one can put logos into their apparently dis-
ordered souls. For example in De genio, Galaxidoros’ false start frames the
question of to daimonion, really daimones and daimon, as one of supernatural
clairvoyance and communication. Soon we see the close relationship between
daimonic, daimones, and nous, and the nature of the daimonic man’s soul as
opposed to that of the multitude who only faintly achieve spiritual perception.
The myth of Timarchos illustrates the internal perspective, the tractability of
the daimonic man’s psyche to his nous, while opening a new vista, the impor-
tance of hearing the daimones, that is, the supernatural logos, not for this life,
but for its relationship to the destiny of the soul in the next. We also learn
that daimones are former human souls who out of compassion and sympathy,
having completed a similar course, help those in bodies reach the goal. The
myth of Timarchos removes a curtain to reveal the eschatological dimension
of human life, but since its major purpose is to illustrate the necessity of the
37 “Der ‘Weise vom Roten Meer’,” 95–110. M. Détienne, “Xénocrate et la démonologie pytha-
goricienne,” rea 60 (1958) 271–279, put all but the finishing touches to the supposed
reconstruction of Xenokrates’ daimonology by R. Heinze, followed by J. Daniélou.
plutarch’s daimonology 63
docility of psyche to nous, never introduces a vision of the final destiny of the
nous released from the soul.38
Not only De genio contains parts leading to an architectural whole, to use
Babut’s conception, but also the complex of Plutarch’s dialogues arrives at a
more comprehensive view of this new daimonology. On a logical basis, De
defectu would appear to be the first major consideration of daimonology by
Plutarch. The apparent ineptitude of Kleombrotos not only raises the daimono-
logical issues causing so much controversy within the dialogue but also states
the themes which haunted Plutarch throughout his life, and which he even-
tually sublimated into forms peculiarly his own. Among the various elements
raised by Kleombrotos are the guardianship of the daimones, the nature of evil
daimones, the relationship of daimones to human souls, their role in cult and
shrines, their nature as “superior” beings, and their death and final destiny—
conceived here as the departure for another world.
The De defectu, rather tentative and hesitant, seems willing to entertain folk
superstition. From there on, in this theoretical framework at least, Plutarch
moved in an allegorizing direction, though the basic assumption that daimones
are human souls goes back to Hesiod. As Ammonios says, “Are they anything
else than souls that make their rounds “in mist appareled,” as Hesiod says?”
(431c). Particularly Kleombrotos’ talk of the death of daimones, an idea directed
toward Greek nature deities (Kleombrotos speaks of Naiads, while Hesiod
speaks of “Nymphs with goodly locks, daughters of Zeus bearing the aegis,”
fr. 304 Merkelbach and West),39 is later elevated to the concept of the death
of the psyche on the moon, liberating the nous (apparently for the noeton and
the vision of God, synthesized with Plato’s Forms and One).
Plato himself in the Symposion not only composed in Diotima’s speech
the passage which became the foundation for Middle Platonic daimonology,
the intermediate status of the daimones and their role as mediators between
the divine and men, but also allegorized away his “great daimon” Eros into
the instinctive drive for possession of the Form of the Beautiful. Thus Plato
followed the general tendency of Greek intellectuals toward folk religion and
superstition. The process is similar to that of Euripides in the Bakchai who
turned the daimon Dionysos into the primitive life forces and communion with
38 [en: On Plutarch’s notion of the tripartite soul in the context of Platonic tradition, see
Raúl Caballero Sánchez, “La Estructura Tripartita del Alma de los dioses en la tradición
platónica: Los Testimonios de Alcínoo, Plutarco y Plotino,” Luc van der Stockt et al. (eds.),
Gods, Daimones, Rituals, Myths, 85–109.]
39 R. Merkelbach & M.L. West, Fragmenta Hesiodea (Oxford, 1967) fr. 304 (Rzach 1913, fr. 171)
158. See also R. Flacelière, Plutarque. Œuvres morales, vi (Paris, 1974) 186.
64 part 1, chapter 4
nature associated with the mythology and religion of that god, or who in the
Hippolytos equated Aphrodite with the psychic instinct for love and sexual
pleasure, while Artemis becomes identified with the instinct for sexual purity,
freedom, athleticism, and a pure communion with nature.
The leap in Plutarch’s thought here can be seen by comparing two dialogues,
De defectu and De sera, the former of which appears to be earlier. De defectu
explains the cessation of oracular activity as the departure of the daimones for
another kosmos in an Epicurean universe which has an infinite or at least a
very large number of kosmoi. The theory runs into intense opposition and is
denounced as a plagiarism, itself philosophically dubious. However, apparently
later and after more reflection, the same idea is reconstituted in a new form.
The daimones which appear in Kleombrotos’ speech as intermediate beings
which have nothing to do with human souls now have their descriptions, activ-
ity in cults, mysteries, shrines and so forth, transferred to daimones which are
former human souls. While waiting for the “best of transformations” they are
employed on earth. With good behavior they are promoted, achieve the separa-
tion of nous from psyche, and depart for their new assignment, thus causing the
cessation of the oracle. Plutarch as usual treats such daimonological material
with a touch of humor, but his new conception illustrates a radical recasting
of the identical matter, incorporated now into his basically serious theme of
the identification of daimones with souls in a state of purification toward their
final destiny. De defectu did not need an eschatology, but Plutarch at that time
might have been incapable of the newer conception which encouraged such
visions.
The De sera looks like a magnificent place to introduce the final vision, but
instead, mingling horror with wit, Plutarch ended with Nero’s soul saved from
the daimon torturers, incandescent rivets, and life as a future Indian, Pindaric,
or Nicandrian viper (according to the readings of various textual critics) to
become reincarnated:
into a species more gentle, some sort of singer of odes, an animal living by
swamps and ponds; for where he has gone wrong he has paid his debts,
and he deserves something worthy from the gods, since of his subjects,
the race best and dearest to God he liberated.40
40 Plutarch, De sera 567f. On the passage, and some textual difficulties, see Klaerr & Vernière,
Plutarque. Œuvres morales, vii, 224, note 4.
plutarch’s daimonology 65
that he liked the euhemerist approach.4 Plutarch gives some description of the
theories of Euhemeros of Messene, though in the eyes of some modern scholars
he misunderstood the novelistic or fictional quality of Euhemeros’ writing.
Plutarch thinks the theory leads to atheism (360a) but actually, perhaps drifting
from his source, speaks more favorably of it later on. The daimonological
interpretation (360e–361d) is very close to that in De defectu, but more stress
is put upon its being at home in Greek thought (Homer, Hesiod, Empedokles)
and it is trimmed down a bit to fit the Isis legend more specifically. Typhon
would be an evil daimon and Isis and Osiris daimones turned into gods. Physical
allegory forms a bridge to the dualist section. As for the Greeks Kronos is
time (chronos), Hera air (aera), so Osiris is the Nile, Isis the earth, Typhon
the sea; or Typhon is heat, hostile to moisture (363d), or the solar world, vs.
Osiris the lunar world, while Isis is the moon made pregnant by the sun and
so forth. In this passage the dismemberment of Osiris is compared to that of
Dionysos.
There follows a strongly dualistic passage, which Griffiths thinks is repre-
sentative more of the spirit of the essay and a spirit of compromise than a deep
seated view of Plutarch, but Babut may be right in seeing his hostility toward
the Stoics as inclining him in this direction. Herakleitos is praised and the Sto-
ics are condemned, the first for seeing the world as caught between opposing
forces of good and evil, the later for making God responsible for all, including
evil (369b). Theopompos is his source for the Zoroastrian section. Its essentials
are the creation of gods between Oromazdes (Griffiths prefers Horomazdes)
and Areimanios (a daimon), the removal of Oromazdes beyond the sun, the
alternate periods of success for each side in battles lasting three thousand years,
the eventual victory of Oromazdes, and the apocalyptic paradise: “the earth
shall be flat and level and one way of life and one government shall arise of all
Mythe et allégorie, 167, and A.J. Festugière, “L’exégèse allégorique dans le De Iside de Plutar-
que,” Ann. ephe, 5ème sect. (1960–1961) 104–105.
4 R. Flacelière, É. Chambry & M. Juneaux, Plutarque. Vies, i. Thésée-Romulus, Lycurgue-Numa
(Paris, 1957); See H.J. Rose, “Euhemerus,” ocd (1970) 414–415, treated at greater length by
H.F. Van der Meer, Euhemerus of Messene (Amsterdam, 1949); and H. Dörrie, Der Königskult
des Antiochos von Kommagene im Lichte neuer Inschriftenfunde (Göttingen, 1964) 218ff. Grif-
fiths, De Iside et Osiride, 378–379, thinks Euhemeros’ influence was considerable and that his
work was known and admired at Rome. G. Vallauri, Evemero di Messene. Testimonianze e fram-
menti (Turin, 1956) 48, noted that Kallimachos accused Euhemeros of falsity and bad faith,
and that the inexactness in Plutarch leads to the conclusion that he had never himself seen
the Hiera Anagraphe. See also K. Thraede, “Euhemerismus,”rac vi (1965) 877–890; here, 881–
882.
de iside et osiride: allegorical interpretation and syncretism 69
men, who shall be happy and speak the same language,” the crushing of “Hades”
and the happiness of men needing no sustenance and casting no shadow. Hani,
Nilsson, and Del Re felt Plutarch was quite traditional here.5 Zaehner, Molé, and
Benveniste describe Plutarch’s religion as a form of Zervanism, though as Grif-
fiths notes, there are many problems with the development of Persian religion.6
E.D. Phillips felt that Plutarch had missed the spirit of the great apocalyptic
struggle, the Frashkart.7 At any rate, outside of his investigations into Roman
and Greek religion, which are by no means thorough, Plutarch does not show
much inclination to investigate other religions. He never mentions Christian-
ity in his works, has little to say about Judaism (and that is not well-informed),
and seems to avoid investigation of foreign religious practice in the Lives. From
the standpoint of method, one might say that he tended to follow his sources,
as here, without making independent investigation or bringing matters up to
date. For example, in Turcan’s view, he followed Poseidonios for the tantalizing
passage on the Mithraic rites of the pirates in the Life of Pompey (24), without
going beyond that author.8
Next comes a description of Chaldaean dualism, regarding two beneficent
and two maleficent planets, and a discussion of dualism in Herakleitos, Empe-
dokles, Pythagoras, Anaxagoras, Aristotle, and Plato. As Griffiths notes, Plutarch
opposes the Dyad, rather than the older Pythagorean Plurality, to the One
(370e). This had been done by him, with Lamprias speaking, in De defectu 428f,
where the One is more in the realm of numbers than principles, strictly speak-
ing (a passage discussed by Dillon).9 Interestingly, in Ammonios’ speech at the
end of De E, the One is opposed to Plurality. In regard to Plato, Plutarch in De
Iside 370f speaks rather seriously of Plato changing his view in old age, and in
the Laws (896d) openly speaking of what he had hinted at in the Timaios (35a),
that the cosmos was moved by two souls, one good, one evil.10
Then comes an allegorical interpretation which is based on ideas appearing
in Plutarch’s De animae procreatione. Here the world is like Plutarch’s concep-
tion of the human composite (soma, psyche, nous). Matter always existed, but
only when logos associated with psyche (here manifested by movement and
opinion [doxa]), did the world (kosmos, with a play on kosmos as order) come
into being. Then incorporating ideas from numerous Platonic dialogues, he sug-
gests that the reversal of the world’s motion is due to its forgetting the vision
of the paradeigma it once had, at which time it must be recalled to its former
state:11
There will be a time and often has been in the past, during which time
its reflective power (to phronimon) becomes dull and is lulled to sleep,
filled with forgetfulness of its proper role, and that element which from
the beginning has been in communion and sympathy with body, drags
it down and makes it heavy and unwinds the progress of the universe
toward the right; it cannot, however, altogether disrupt it, but the better
8 See Mithras platonicus, 14–22, for an analysis of Plutarch’s approach (“Le témoignage de
Plutarque”); and for reliance on Poseidonios for the pirate incident, Mithras platonicus,
5.
9 Griffiths, De Iside et Osiride, 484; Dillon, The Middle Platonists, 199.
10 Plutarch liked to give priority to Plato’s “older” views. Cf. Griffiths, De Iside et Osiride, 485,
who cites Num. 11, and Quaest. Plat. 1006c, though actually the Timaios belongs to the
“older Plato.”
11 Plutarch, De animae procr. 1026ef [en: For more recent bibliography on the issue see Roig
Lanzillotta, “Plutarch and the Image of the Sleeping and Waking Soul.”]
de iside et osiride: allegorical interpretation and syncretism 71
element rouses itself again and looks toward the model (paradeigma)
with God aiding it to turn again and straighten itself out.
One can find reflections of these ideas throughout Plutarch’s writings. Here
Isis is the female principle, nurse, receptacle, with a longing for the highest
things (Osiris as the Good).12 The identification of the Good with a god (God)
shows a characteristic inclination in Plutarch’s thought (as for example the
passage in De facie which introduces the idea of a second death) as is the
longing for the Good (God). Horos is the world, a blend of matter and the
Forms, but the picture gets more complicated: there is an elder Horos (iden-
tified with Apollo, born while Isis and Osiris were in the womb of Rhea), but
this was only a picture and vision of the world (373c). The soul of Osiris is
everlasting, but his body can be dismembered by Typhon. Hermes is logos,
which causes Horos to win out over the destructive element. Whatever the
sources of these ideas, one can find parallels with De animae procreatione
and De sera, parts of the eschatological myths, the moral treatises, and the
like.13
In De Iside the allegorizing is along the lines of the Platonic conception of the
universe, though the idea of logos playing an important part becomes charac-
teristic in later Platonism. However, Dillon’s interpretation of the passage on
Osiris at 373ab may be misleading. He speaks of Osiris as the Logos, which has
two aspects, the immanent and transcendent, distinguished as the soul and
body of Osiris, the body being the Logos or Ideas immanent in matter. In reality
Plutarch speaks of “the image of being in matter” (372f: εἰκὼν γάρ ἐστιν οὐσίας
ἐν ὕλῃ γένεσις καὶ μίμημα τοῦ ὄντος τὸ γιγνόμενον [“for in matter generation is
an image of being and becoming is an imitation of the existent”]). The soul of
Osiris is not explicitly said to be the Ideas but more specifically “that which
really is and is intelligible and good,” suggesting something like God in the
speech of Ammonios in De E, rather than a plurality of Ideas. The body of Osiris
is “the images from this with which the sensible and corporeal is impressed,
and the relationships, forms, and likenesses which this takes upon itself, like
impressions of seals in wax” (not necessarily immanent ideas).14 (Immediately
12 De Iside 372ef, ἔχει δὲ σύμφυτον ἔρωτα τοῦ πρώτου καὶ κυριωτάτου πάντων, ὃ τἀγαθῷ ταὐτόν
ἐστι κἀκεῖνο ποθεῖ καὶ διώκει.
13 [en: Abundant bibliography in H.-G. Nesselrath (ed.), Plutarch On the Daimon of Socrates.
Human Liberation, Divine Guidance and Philosophy (Tübingen: Mohr Siebeck, 2010).]
14 Dillon, The Middle Platonists. He sees the wax image as common in Middle Platonism
(Arius Didymus, Compendium of Platonic Doctrine, in Eusebius, Pr. Ev. 211.23, 3–6, and
in Philo, Ebr. 133, Migr. 102, Mut. 134). To be more precise: Horos is not pure and uncon-
72 part 1, chapter 5
The interpretation is “as taught by Plato and Pythagoras:” the change of a soul
into a shape according to its inclinations; how logos (Hermes) guards one
against falling into bestial shape and leads the soul to the good (Good); and
how fate and nature, like Empedokles’ daimon, wrap the soul in “unfamiliar
shirt of flesh” (fr. b126, also quoted in De esu carnium 998c). Kirke, child of the
sun, “joins birth to death and death to birth in unending succession.” Aiaia is
the region of space where the souls enter on arrival. Kirke’s brew (the kykeon) is
birth, mingling (kykosas) the mortal and the immortal. The crossroad (trioklos)
refers to the parts of the soul: those guided by the appetitive are reincarnated
as asses or swine, those guided by the irascible into wolves or lions (after Plato,
Phaidon 108a, Gorgias 524a). In the next fragment (201), on Odyssey 4.563, the
Elysian plain is the surface of the moon illuminated by the sun, where the
good live. As J. Pépin notes, these ideas appear in slightly different form, though
taminated logos like his father; physis by undergoing changes of form in regard to noeton
brings about the kosmos; Horos is the visible image (εἰκών) of the kosmos noetos (intelli-
gible world) (373b). Thus the language is more redolent of logos than Ideas. Though the
passage speaks of εἰκόνες, λόγοι, εἴδη, ὁμοιότητες, Ideas are not explicitly mentioned, unless
one takes εἴδη and ὁμοιότητες as the Platonic Ideas. In something of a dualistic scheme,
the Good (τὸ γὰρ ὂν καὶ νοητὸν καὶ ἀγαθόν) is opposed to the Evil. Through the force of
logos—apparently the same as “the Good,” “the first and most dominant”—overcome by
love, Isis-physis allows this Osiris, Good, First, most Lordly, Better, Logos to impregnate her
with “emanations and likenesses” (ἀπορροαὶ καὶ ὁμοιότητες, 372f). The passage is a curious
mixture of the middle and later Plato with the Egyptian Isis theology.
15 See the text, translation, and commentary of F.H. Sandbach, Plutarch’s Moralia xv (Lon-
don and Cambridge, Mass. 1969) 368–369.
de iside et osiride: allegorical interpretation and syncretism 73
similar, in Pseudo-Plutarch, De vita et poesi Homeri 126, which was most likely
written in the early Empire, and in Pseudo-Herakleitos, Quaest. Homericae
72–73 (Pépin does not seem to have noticed the Plutarch fragments).16 In all,
Hermes is identified with logos; like Plutarch, both stay close to the wording of
Phaidros 256b and Politeia 614. Pseudo-Plutarch has the transformation of the
men as palingenesis, but Aiaia as the place of wailing.
The De Iside contains a wealth of material on Egyptian religion and Greek
interpretation of it. For an evaluation one should consult Griffiths, but his prin-
cipal conclusions can be noted here. It is striking that Osiris receives so much
attention, and Sarapis almost none. As mentioned, little relates to Plutarch’s
own Sitz im Leben, for example, shrines in Greece. The whole study is based
on literary works relating to Egypt, while the interpretations are intensely
Greek (Neoplatonic and Stoic, as Griffiths calls them). There are affinities with
Philo, the Johannine gospel, and a touch of Gnostic-sounding matter. Unlike
Apuleius, who stresses pantheism and pansyncretism, Plutarch identifies Isis
with Demeter, and she is a goddess of wisdom, leading to gnosis of the highest
being. The myth stresses the phallic element, offers a new episode in Byblos,
and Dionysos is reflected in Osiris as pioneer of civilization. There is a surpris-
ing multiplicity of interpretation; that is, Osiris is Hades, Plouton, Dionysos,
Okeanos, as well as the unmixed and dispassionate logos and the vertical side
of the most beautiful of triangles. Isis, for example, is less Egyptian, the arbiter
of sexual love. Typhon as the dry element seems to be a Greek elaboration. Her-
mes (Thoth) is given much prominence.
The religious ideas Plutarch promotes are eternal life and immortality, based
upon knowledge and insight, terms associated with God or Zeus, and later with
Osiris, while the theme of overcoming death finds little attention. He looks for
examples of moral purity: Osiris, the logos, “pure, uncontaminated, unmixed,
and without passion,” is the guide for the souls when the souls are “set free and
migrate into the realm of the invisible and unseen, the undefiled and unspot-
ted, and the unmixed and dispassionate,” presumably the intelligible sphere.
Only in philosophy, before this, can they obtain “a dim vision of his presence”
(373b and 382d–383a, with 352a, 371a, and 375e). He avoids associating Isis with
sexual life, women, the bearing of children, and love of parents for children,
and there is no inkling of the Hellenistic and Roman conception of Isis-Tyche.17
16 Pépin, Mythe et allégorie, 112–121, gives a very ample bibliography and texts. See also Wehrli,
Zur Geschichte; and F. Buffière, Les mythes d’Homère et la pensée grecque (Paris, 1956). For
the Plutarch text and notes, see Sandbach, Plutarch’s Moralia xv, 367–375.
17 Griffiths, De Iside et Osiride, 33–75, esp. 46. For an interesting and important textual
74 part 1, chapter 5
20 See Walsh, “Apuleius and Plutarch,” 20–32; 22 and 31 note 10. The reference is to Ovid, Met.
1.2.1 and 2.3.2.
21 See C.P. Jones, Plutarch and Rome, 24–25. Plutarch probably had even stronger feelings
about the matter than Jones believed. See F.E. Brenk, “Plutarch’s Treatment of Nero,” in
A. Ceresa-Gastaldo (ed.), Atti delle xiv Giornate Filologiche Genovesi. Il protagonismo nella
storiografia classica (Genoa, 1987).
22 See F. Dunand, Le culte d’Isis dans le bassin oriental de la Méditerranée (Leiden, 1973) 4–17,
29–39, 132–153, 167–178.
23 See M. Malaise, Les conditions de pénétration et de diffusion des cultes égyptiens en Italie
(Leiden, 1972) 414–417; Cf. idem, “La diffusion des cultes égyptiens dans les provinces
76 part 1, chapter 5
gion, with its exotic aspects, its roots in the class of liberti and foreigners, and
Domitian’s favoritism might have created in Plutarch a certain aversion if not
contempt.24
Plutarch’s own interpretation of the religion is in fact a perversion of true
Isism, the reduction of the myth and cult to a Middle Platonic allegory. Cer-
tainly he was not uninfluenced by some attractive aspects of the religion. In
fact at a critical point in the De Iside, the myth, perhaps unconsciously, influ-
ences his Middle Platonism construct.25 His own essay on love, the Amatorius,
with its idealized conception of heterosexual love may be inspired among other
things by the idealization of the love of Isis for Osiris, a love going beyond the
grave to win the beloved’s resurrection. However, for Plutarch the culmination
of the religion is in the figure of Osiris, who represents the Platonic Logos, Form,
and telos.26
We know little of the inner spirit of Isis religion at Rome at the time of
Apuleius. Still, Lucius’ final initiation into the mysteries of Osiris, as the height
of his religious conversion, sounds suspect.27 One would not get the impression
from the aretalogies, the cult objects, and most of the inscriptions that Osiris,
not Isis, is the culmination of the religion. In fact even the “Isis book” of
européennes de l’ Empire romain,” anrw ii.17.3 (1984) 1616–1684, esp. 1645. See also A. Rou-
let, The Egyptian and Egyptianizing Monuments of Imperial Rome (Leiden, 1972) 23–34;
F. Coarelli, “I monumenti dei culti orientali in Roma: Questioni topografiche e crono-
logiche,” in U. Bianchi and M.J. Vermaseren (eds.), La soteriologia dei culti orientali nell’Im-
pero Romano (Leiden, 1982) 33–67; 63–64.
24 For the ethnic and social components see Malaise, Les conditions, 67–100.
25 See S.M. Chiodi, “Tematica ierogamica nel De Iside,” in Brenk and Gallo (eds.), Miscellanea
plutarchea, 121–126. She observes that the figure of Isis (receptacle-chora) in Plutarch
becomes very much conflated with both Eros and Penia of the Symposion, and at times
takes on very positive aspects (124–126).
26 This would seem to be the import of De Iside 371a–c, and 382f–383a, since Plutarch
appears to conflate Osiris—as nous, logos, and as leader and king toward the Form of the
beautiful—with the Form itself.
27 See J.G. Griffiths, Apuleius of Madauros. The Isis-Book (Metamorphoses, Book xi) (Leiden,
1975) 53–54. He rightly argues against R. Thibau, “Les métamorphoses d’Apulée et la
théorie platonicienne de l’ erôs,” Studia Philosophica Gandensia 3 (1965) 89–144, on this
score (that in Apuleius the culmination is in Osiris, not Isis). He notes that there were
distinctive rites for Osiris at this time (330, 335), but the evidence he cites proves nothing
about the Roman shrine. Griffiths would think of the rites of Osiris being connected with
the Serapeum. However, R.A. Wild, “The Known Isis-Sarapis Sanctuaries of the Roman
Period,” anrw ii.17.4 (1984) 1739–1851, believes that the Serapeum of the Isis Campense
may not have been constructed until the time of Alexander Severus, since 1st and 2nd
cent. writers only speak of Isis in the Campus Martius (1813).
de iside et osiride: allegorical interpretation and syncretism 77
Apuleius, an appropriate name for the book, does not leave that impression
from its imagery and description of the festival.28 Apuleius, then, with his stress
on Lucius’ lineage deriving from Plutarch, may be saying as recent authors
suggest, that the key to interpreting his Metamorphoses, and in particular the
last, “Isis book,” is Plutarch’s Middle Platonic allegorizing of the religion, and
that it is Middle Platonism, not Isism, which constitutes the true approach
to the divine. The Isiac religion would be, then, only the final part of the
general Platonic allegory running through the Metamorphoses. In the light of
this interpretation, the initiation into the mysteries of Osiris is not historical
for the Roman center, at least in the importance given it, but is essential to the
Platonic allegory. Apuleius’ romance ends, then, with the novelistic expression
of Plutarch’s Middle Platonic essay, very correctly entitled, not On Isis but On
Isis and Osiris.29
28 There is some counter evidence. A number of inscriptions are made both to Isis and
to Osiris, or to Osiris alone. See L. Vidman, Sylloge Inscriptionum Religionis Isiacae et
Sarapiacae (Berlin, 1969) 189–221. However, one should note that he records only 4 Greek
and 2 Latin inscriptions at Rome with the name of Osiris, though there are numerous ones
to Sarapis (indices, 342, 344). Presumably Osiris would receive some importance through
the Heuresis or Inventio Osiridis (The Finding of Osiris), which seems to have formed a part
of the Roman religious calendar in the Julio-Claudian period (see Malaise, Les conditions,
221–228). However, this festival can be understood as representing the triumph of Isis, and
in fact Apuleius symbolically puts the climax of his work at the Navigium Isidis, not the
Inventio Osiridis.
29 I am grateful to Prof. M.R. Salsman of Boston University for looking at this section and
making some useful suggestions. She is inclined, however, to believe that there were real
mysteries of Osiris at Rome.
chapter 6
1 Plutarque et le stoïcisme: on allusion to Stoics of his own day, 16; dualism, 288; on admiration
of certain Stoic tenets, 470–527; on basic separation from Stoics, 533; on evil daimones and
Chrysippos’ idea of providence, 288–293. Cf. Russell, Plutarch, 67–71, who follows Babut.
Dillon, The Middle Platonists, 189, notes that Plutarch’s rhetorical compositions on ethical
subjects, following a long established tradition, affected the austere “Stoic” attitude. He
believes “a series of variation on topoi” have led commentators astray. Rather, he argues,
Plutarch took a more broadminded stance in ethics, like that of Antiochos, against the Stoic-
Pythagorean asceticism seen in Eudoros and Philo, and used Aristotelian rather than Stoic
terminology, 193. He also argues that, like other Middle Platonists, he developed no opposition
to the principate like that of the Stoics, 198. For Dillon, Theon’s speech in De E reflects not
Stoicism so much as the Platonism which had been infiltrated by Stoic logical concepts, 228.
See also M. Zanatta, Gli opuscoli contro gli Stoici i. Delle Contraddizioni degli Stoici (Bari,
1976); and H. Cherniss, Plutarch’s Moralia xiii, Part 1 (De stoicorum repugnantiis) (London
/ Cambridge, Mass., 1976) esp. 369–406.
all things,” and at the end of De defectu Lamprias attacks the unitary view of
the kosmos (the orderly world) and the materialistic conception of it.
In religious matters we find epoche (philosophical caution) and dualism.
Babut feels he never solved the problem of evil, but was troubled by Stoic
attempts, which as he saw made God responsible for evil. This is exemplified
in the attack on Chrysippos over providence (1050e), and over the attempt to
evade the dilemma by alleging certain oversights or through the use of evil
daimones. At the same time Babut finds him sympathetic to Stoic pessimism,
in the view that evil is everywhere and good is difficult to find (An virtus
doceri possit 439b, De audiendis poetis 25b); and throughout the Lives one finds
that there is no such thing as pure and unmixed virtue in this life. He has
a tolerance for views on nemesis (probably from his sources) in Pompey 42,
Aemilius 27, Camillus 37; and in Caesar 63 and Aratos 43 speaks of destiny as
irrevocable. In morals he rejected apatheia (suppression of all the passions),
and in questions of determinism rejected the Stoic position. Thus in Quaest.
convivales 740d, Lamprias outlines a theory of three causes (fate, free will, and
tyche). Determinism would destroy the idea of providence. He criticized the
Stoic telos as putting means before ends. He criticized the Stoic allegorical
interpretation (which as Pépin notes, he used himself). But he appreciated
their belief in monotheism and repugnance to anthropomorphism, their belief
in the divine power and its willingness to communicate with men. Babut takes
the progression to divinity through the states of hero, daimon, god at the end of
Romulus to be Stoic, a view Plutarch was willing to accept, even though against
divine filiation.
Babut believes that the doctrine of evil daimones was important to the Stoics,
that the terminology used for it reflects that of Chrysippos (De defectu 419a,
Quaest. Rom. 276f–277a, not in svf), and that the idea of a guardian daimon
was Stoic. Where it is difficult to go along with Babut is in his judgment that
Plutarch came more and more to accept the theory of evil daimones.2 However,
it is quite possible that the introduction to Dion-Brutus either reflects a Stoic
source, or that Plutarch wanted to introduce a Stoic theory into it. But as we
have seen, the theory rather withers away within the Lives of these men.
In Babut’s judgment there were a number of substantial matters where he
was in sympathy with the Stoa: the fatherhood of God, divine intervention
in the world, the incorruptibility and power of virtue, purity of intention in
prayer, true piety, the use of superstition as a means of government, belief
in portents—though wishing to see them as working according to natural
laws—in seeing limits to rationalism, and looking for a middle ground between
3 Plutarque et le stoïcisme, 533, “Tandis que chez Plutarque, alors même que les mots sont les
mêmes que dans les textes stoïciens, le fond, le soubassement d’idées et de croyances qu’ils
traduisent, se révêle inconciliable avec la vision stoïcienne du monde.” [en: On Plutarch
and Stoicism, see: P. Donini, “Science and Metaphysics: Platonism, Aristotelianism, and Sto-
icism in Plutarch’s On the face in the moon,” in A.A. Long & J.M. Dillon (eds.), The Question of
Eclectism. Studies in Later Greek Philosophy (Berkeley: Univ. of California Press, 1988) 126–144;
T.L. Tieleman, “Diogenes of Babylon and Stoic Embryology: Ps. Plutarch, Plac. v 15. 4 Reconsid-
ered,” Mnemosyne 44 (1991) 106–125; A.A. Long, “Stoic Readings of Homer,” in R. Lamberton &
J.J. Keaney (eds.), Homer’s Ancient Readers: the Hermeneutics of Greek Epic’s Earliest Exegetes
(Princeton, n.j.: Princeton Univ. Press, 1992) 41–66; Ch. Gill, “Peace of Mind and Being Your-
self: Panaetius to Plutarch,” anrw ii.36.7 (1994) 4599–4640; Ph.T. Mitsis, “Natural Law and
Natural Right in Post-Aristotelian Philosophy: the Stoics and their Critics,”anrw ii.36.7 (1994)
4812–4850; M. Mignucci, “The Liar Paradox and the Stoics,” in K. Ierodiakonou (ed.), Topics
in Stoic Philosophy (Oxford / New York: Oxford University Press, 1999) 54–70; S.Th. Newmyer,
“Speaking of Beasts: The Stoics and Plutarch on Animal Reason and the Modern Case Against
Animals,” Quaderni Urbinati di Cultura Classica 63 (1999) 99–110; M.D. Boeri, “The Stoics on
Bodies and Incorporeals,” The Review of Metaphysics: a Philosophical Quarterly 54 (2001) 723–
752; J. Mansfeld, “Plato, Pythagoras, Aristotle, the Peripatetics, the Stoics, and Thales and His
Followers On Causes: (Ps.-Plutarchus Placita i 11 and Stobaeus Anthologium i 13),” in A. Bran-
cacci (ed.), Antichi e moderni nella filosofia di età imperiale. Atti del ii Colloquio Internazionale
Roma 21–23 settembre 2000 (Naples: Bibliopolis, 2001) 17–68; R. Brouwer, “The Early Stoic Doc-
trine of the Change to Wisdom,” Oxford Studies in Ancient Philosophy 33 (2007) 285–315;
G. Roskam, On the Path to Virtue: The Stoic Doctrine of Moral Progress and its Reception in
(Middle-)Platonism (Leuven: Leuven University Press, 2005); Ch. Gill, “Competing Readings
of Stoic Emotions,” in R. Salles (ed.), Metaphysics, Soul, and Ethics in Ancient Thought: Themes
from the Work of Richard Sorabji (Oxford / New York: Oxford University Press, 2005) 445–470;
R. Caballero Sánchez, “Entre la necesidad del destino y la libertad del átomo: el clinamen
epicúreo y la libertad de indiferencia (Plut., Stoic. Rep. 23, 1045 b–f),” A. Pérez Jiménez &
I. Calero Secall (eds.), Δῶρον Μνημοσύνης: miscelánea de estudios ofrecidos a mª Ángeles Durán
López (Sevilla: Libros Pórtico, 2011) 69–82; idem, “The Adventitious Motion of the Soul (Plu.,
De stoic. repugn. 23, 1045b–f) and the Controversy between Aristo of Chios and the Middle
Academy,” in Roig Lanzillotta & Muñoz Gallarte (eds.), Plutarch in the Religious and Philosoph-
ical Discourse, 55–72; F. Aronadio, “Tracce di Una Polemica fra Accademici e Stoici: [Platone]
Demodoc. 382e–384be Plut., De Stoic. Rep. 1034e,” in W. Lapini et al. (eds.), Gli antichi e noi:
scritti in onore di Antonio Mario Battegazzore (Genoa: Brigati, 2009) 225–237; R. Bett, “Did
the Stoics Invent Human Rights?,” in R. Kamtekar (ed.), Virtue and Happiness: Essays in Hon-
our of Julia Annas (Oxford / New York: Oxford University Press, 2012) 149–169; J. Mansfeld,
“Ps.Plutarch / Aëtius Plac. 4.11: Some Comments on Sensation and Concept Formation in Stoic
Thought,”Mnemosyne 67 (2014) 613–630. See also R. Hirsch-Luipold, “Aesthetics and Religious
Hermeneutics in Plutarch,” in Pérez Jiménez et al. (eds.), Valori letterari delle opere di Plutarco,
207–213.]
chapter 7
In contrast to the Moralia, where daimon is used for the divinity, a spirit, or
even the mind itself, in the Lives daimon is frequently associated with fortune
or luck (tyche), if not even a synonym for it. One might recall that one of the
chapters in M.P. Nilsson’s monumental study of Greek religion, as he came to
the Hellenistic period, was entitled “Tyche and Daimon.”1 Another contrast is
that, in the Moralia, tyche is often conceived as a godless linking of chance
occurrences, a denial of reason or providence. Such is the line implicit at times
in De fortuna Romanorum and De Alexandri Magni fortuna to some extent,
more expressly in De fortuna, De sera, De tranquilitate, and in De defectu in
Lamprias’ speech on the infinity of worlds. In the Lives, we find a drift toward
what G. Herzog-Hauaser has noticed, Tyche as a divine power, or as a symbol of
the guiding hand of providence.2
1 Geschichte der griechischen Religion ii, 200–218. Cf. U. von Wilamowitz-Moellendorff, Der
Glaube Der Hellenen (Darmstadt: Wischaftliche Buchgesellschaft, 1976) i, 362–368, and ii,
297–311. He notes, ii, p. 303, n. 1, a line from Eur. Iph. Aul. 1136 where tyche, moira, and
daimon seem to be equated. [en: See now also J. Sfameni Gasparro, “Daimôn and tuchê in
the Hellenistic Religious Experience” in P. Bilde (ed.), Conventional values of the Hellenistic
Greeks (1997) 67–109; Y. Ustinova, “Either a Daimon, or a Hero, or Perhaps a God: Mythical
Residents of Subterranean Chambers,” Kernos 15 (2002) 267–288; A. Timotei, La démonologie
platonicienne: histoire de la notion de daimōn de Platon aux derniers néoplatoniciens (Leiden:
Brill, 2012).]
2 “Tyche,” re vii a, 2 (1948) 1643–1689. The only monograph on tyche in Plutarch is E. Lassell,
De fortunae in Plutarchi operibus notione (Marburg, 1896), a collection of passages and some
attempt at source criticism. He felt Plutarch was more tyche conscious when following
Phylarchos (Pyrrhos, Aratos, Agis and Kleomenes) than Douris (Demosthenes), that in general
he was less enthusiastic about tyche than his sources, but used it as a deus ex machina
for historical and philosophical difficulties. A more general study is A. Buricks, Peri Tyches
(Leiden, 1955). See also A. Pérez Jiménez, “Actitudes del hombre frente a la Tyche en las
Vidas Paralelas de Plutarco,” Bol. del Inst. Helen. 7 (1973) 101–110. See also L. Edmunds, Chance
and Intelligence in Thucydides (Cambridge, Mass., 1975). [en: See now the following studies:
Torraca, “I Presupposti teoretici e i diversi volti della Tyche Plutarchea,” in Gallo (ed.), Plutarco
e la Religione, 105–155; F. Mestre Roca & P. Gómez Cardó, “Tyche e individuo: Ambigüedad
de usos en las Vidas Paralelas de Plutarco,” in A. Pérez Jiménez et al. (eds.), Valori letterari
di Plutarco, 295–305; W.J. Tantum, “Another Look at Tyche in Plutarch’s Aemilius Paullus—
Timoleon,” Historia: Zeitschrift für alte Geschichte = Revue d’Histoire Ancienne 59 (2010) 448–
461; the volume edited by F. Frazier & D. Leão, Tychè et Pronoia: la marche du monde selon
his sources, and seldom removes all contradictions. Thus while his own per-
ception of the divine in the world should have excluded any grand role for an
autocratic and independent tyche, we sometimes find passages which seem to
support the opposite view. Within the pages of Plutarch’s Lives one can find a
tyche which operates as pure capricious chance and one which is closely iden-
tified with providence. Or one might say, the sure sign of divine intervention
toward a predetermined event in history is the striking presence of tyche.
One of Plutarch’s major sources was Polybios, who lived a good two centuries
before Plutarch. All of Plutarch’s meanings for tyche were already present in
him, though its identification with the rise of the Roman Empire was obviously
not so clear as in Plutarch. F.W. Walbank some twenty-five years ago devoted
considerable attention to this problem in Polybios, and more recently he has
added a few additional strokes.3 In general Walbank finds Polybios using tyche
to describe acts outside the area of rational analysis, but in practice limiting
it to sensational, apparently capricious events, such as the sudden reversal of
a man’s fortunes, something that was almost a rule for Polybios. In contrast to
Plutarch, he did not believe that the divine was swayed by moderate behavior
(μετριότης) nor that arrogance in itself brought down divine vengeance. In con-
trast to such theistic preoccupations, he is more a child of the earlier Hellenis-
tic period in that the instability of tyche is without reference to a theological
framework. However, tyche begins to appear increasingly as something pre-
determined and teleological in the punishment of the wicked—in Walbank’s
3 F.W. Walbank, A Historical Commentary on Polybius i (Oxford, 1957) 17–25; idem, Polybius
(Berkeley, 1972) 61–65; idem, The Hellenistic World, 219–220. K. Sacks, Polybius on the Writing
of History (Berkeley, 1981) (reviewed by K.-E. Petzold, in Gnomon 58 (1986) 139–145), separates
two kinds of historical writing in Polybios, narration of events and praise and blame situa-
tions. In the latter, tyche and metabolai play a large role, since Polybios felt free to write “tragic
history.” In the historical narrative, tyche was only to be used as a last recourse (36.17), 136–140.
See also A. Roveri, “Tyche bei Polybios,” in K. Stiewe & N. Holzberg (eds.), Polybios (Darmstadt,
1982) 297–326. Plutarch seems to have invented much of the material on tyche in Aemilius.
Polybios: 29.21, introduced the tyche theme, drawing heavily on Demetrios of Phaleron’s Peri
Tyches. This suggests an all-powerful tyche. Livy 45.8.5, simply says: sine errore humano seu
casu seu necessitate indiderunt (Perseus’ revolt from Rome), and goes on to speak of multorum
regum populorumque casibus, speaking to the Romans on his staff in Greek; then speaking to
the others in Latin, he drops a phrase about the mutability of fortuna. At 45.9, speaking about
the fall of Macedon, he omits fortuna altogether. For Polybios’ biography of Philopoimen,
see H. Achleitner, “Polybios’ Philopoimen-Biographie als Quelle für Livius,” Hermes 110 (1982)
499–502. Plutarch’s language (Philop. 17) is ambiguous, but suggests the imposition of a divine
plan on a previous random tyche or all-powerful tyche theme. [en: M.R. Guelfucci, “Polybe, la
Τύχη et la marche de l’ Histoire,” in Frazier & Leão (eds.), Tychè et Pronoia, 141–168.]
84 part 1, chapter 7
view very close in conception to fate or providence. This type of tyche was then
moved one step further to become linked with the rise of Rome, which forms
the major subject of Polybios’ history, and became strongly teleological with
words like σκοπός and οἰκονομία (1.4.1; 1.4.3) to describe it. Tyche then witnesses
a fantastic transformation from pure chance into Stoic pronoia.
Walbank also found a curious tension in Polybios, which perhaps we could
extend farther and apply to Hellenistic historiography in general. According to
the Hellenistic mode of thought, one should be able to find rational principles
governing causes and events. In Polybios’ case the whole purpose of his history
was to illustrate the intelligible principles that determined the rise of Rome.
But this is absurd if the major events of history are dictated by pure chance.
Polybios, of course, could still seek intelligible principles for success or failure
without the need for a theological framework, and in a sense, perhaps, that
is what Stoic pronoia is, a kind of predestination through the intelligible links
between cause and effect.
Walbank put to the test a suggested possibility, that Polybios had moved
from an earlier Hellenistic concept of tyche such as that of Demetrios of Pha-
leron, and then through his own meditation on events gave it a new rationalistic
orientation. But he found no support for this theory in relative chronology,
since both rational and irrational tyche appeared in closely linked passages. He
then concluded that Polybios was strongly influenced by current Hellenistic
usage, which treated tyche as an objective reality, even as a goddess: it became
a convenient label for one like himself, fundamentally a religious sceptic, to
characterize fortuitous events or “acts of God,” without giving them a theolog-
ical interpretation.
A somewhat surprising result if one moves back from Plutarch to Polybios
is that tyche, theos tis, to daimonion and to automaton seem to be synonymous.
This is not so surprising if one moves in the opposite direction, from Homer to
Polybios. But in Plutarch to daimonion seems clearly linked with a divine plan.
The Latin title of Plutarch’s essay on why to theion (= to daimonion) is slow to
punish used numen, and the English translations prefer “God” or “the Divinity.”
Certainly fortuna or “luck” would be mistranslations. In contrast places in the
Lives where to daimonion punishes, especially if they are drawn from Hellenis-
tic authors, might still retain a vestige of the tyche conception. In Polybios to
daimonion seems especially associated with retribution, particularly when the
characteristic vice brings its own damnation. Thus in 4.81.4 to daimonion, by
directing the mercenaries’ vices of impiety and lawlessness (ἀσέβεια and παρα-
νομία) against themselves, encompasses their destruction.
In his more recent Sather lecture and in his new book on Hellenistic civ-
ilization Walbank, while not modifying his original statements, adds a fur-
religion in the lives: daimon and tyche 85
4 C.P. Jones, Plutarch and Rome, 67–71, is impressed by Plutarch’s knowledge of Rome at the
time the De fortuna Romanorum was written. He sees Plutarch inspired by Polybios, but with
the peculiar viewpoint that Rome “was a stable element in the chaos of history, an anchor in
storm and change,” 70, something reflected in his mature work.
86 part 1, chapter 7
tyche so much as an example that the world is a mixture of good and evil; for in
the moment of triumph he suffered the loss of his sons, something he attributes
to the gods, nemesis, or tyche (following Livy, or very likely, Polybios).
One might say that really two pictures of tyche emerge. One is based on
Plutarch’s dualism and recognition of the world as balanced between good and
evil, an idea enunciated in De tranquilitate (474b) where he comments on a
verse of Menander:
5 F.H. Sandbach, Menandri Reliquiae Selectae (Oxford, 1972) 714 (550–551 Körte) 321; A.W.
religion in the lives: daimon and tyche 87
The theme of the mutability of tyche runs through many Lives, and is usually
disconnected from the idea of providence working through tyche. As Dillon
suggests, Plutarch may have been influenced by Plato’s Laws 709b: “God con-
trols all that is, and fortune (tyche) and opportunity (kairos) cooperate with
God in the control of all human affairs.”6 Generally the mutability of tyche is
part of the human condition, though at other times hints are given that this
is working under a higher cause. Plutarch puts a statement into the mouth of
Lamprias in Quaest. conv. 740d, “virtue obeys no master, but tyche predeter-
mines many things in our life by reason of the various forms of education and
society which different groups enjoy,” a statement which is much more opti-
mistic than what we often find in the Lives. Particularly touching is the Life
of Pompey, where toward the middle (46) Plutarch comments that if Pompey
had died then, he would have had the reputation of Alexander, at whose age
he now was, but after this time his eutychiai (strokes of good luck) only made
others envious and his dystychiai (strokes of bad luck) were irreversible. In 74,
75, and 76 we have an extremely sympathetic treatment of Pompey in discus-
sions with his young wife Cornelia. She believes that her “heavy daimon” has
destroyed Pompey as it did Publius, the son of Crassus, who was her first hus-
band and perished on the Parthian campaign. He reassures her with advice on
the mutability of tyche, and the hope that being so bad it can only get better.
But when he complains about providence to Kratippos the philosopher at Myti-
lene, Plutarch suggests that Kratippos should have asked him if he would have
used his tyche better than Caesar had he been the victor. Plutarch adds that
Kratippos might have pointed out that the condition of the Republic demanded
monarchia (one man rule), something we have seen in the Brutus.7
Gomme & F.H. Sandbach, Menander. A Commentary (Oxford, 1973) 378. Sandbach notes Her-
akleitos, b119 d-k; ἦθος ἀνθρώπῳ δαίμων, and [Epicharmos] fr. 258 Kaibel: ὁ τρόπος ἀνθρώποισι
δαίμων ἀγαθός, οἷς δὲ καὶ κακός. Sandbach notes that μυσταγωγός was by Cicero’s time used for
guides at temples (Cicero, Vert. 4.132) and Strabo even uses it for a man who took him around
Arsinoe.
6 The explanation of Lamprias in Quaest. conv. 9 (740c) is somewhat complicated: “[according
to Plato] heimarmene [fate] interweaves with tyche, while that ἐφ’ ὑμῖν [that within our control
(Loeb: our free will)] combines with one or the other of them, or with both simultaneously.”
Dillon, The Middle Platonists, 209.
7 Kratippos was a Peripatetic philosopher of Pergamon whose distinction seems to have out-
88 part 1, chapter 7
paced his originality. Cicero gave him Roman citizenship and put his son under his charge,
apparently not with the best of results (De off. 1.1, 3.2; Brut. 250). C. Schneider, Kulturgeschichte
des Hellenismus i (Munich, 1967) 964, sees him as an important link between Hellenistic cul-
ture and Roman education. See also K. Büchner, Cicero. Bestand und Wandel seiner geistigen
Welt (Heidelberg, 1964) 432. Plutarch also mentions him in Cic. 24 and Brut. 24.
8 Antipater of Tarsos is mentioned by Plutarch in De tranq. an. 469de. The passage may have
been influenced by Poseidonios of Apameia, cited here for the disease and death of Marius.
He was in Rome at the time of Marius’ death, and his history, continuing that of Polybios, was
used by Plutarch. For his influence on Plutarch see Babut, Plutarque et le stoïcisme, 20 and
216–218, and on the passage, Flacelière, Plutarque. Vies, vi, 154. For his influence at Rome, see
G. Verbeke, “Le stoïcisme: une philosophie sans frontiers,” anrw i.4 (1975) 3–42. For attitudes
toward Marius, see T.F. Carney, “The Changing Picture of Marius in Ancient Literature,” paca
10 (1967) 5–22. B. Scardigli, “Echi di atteggiamenti pro e contro Mario in Plutarco,” cs 14 (1977)
185–253, argues that Plutarch had at his disposal a large number of contemporary sources on
Marius, but preferred critical ones, organizing these tightly in a schematic way. E. Valgiglio,
“L’autobiografia di Silla nelle biografie di Plutarco,” Stud. Urb. 49 (1975) 245–281, examining
parallel passages in the Marius, felt that Plutarch drew much of the Sulla from the hero’s
Memoirs.
religion in the lives: daimon and tyche 89
9 The use of Timaios as a source for the Life and the religious beliefs of Timaios himself are
hotly debated by modern scholars. M.J. Fontana, “Fortuna di Timoleonte. Rassegna delle fonti
letterare,”Kokalos 4 (1958) 3–23, felt Timaios was responsible for Plutarch’s picture of the hero.
Flacelière, Plutarque. Vies vi, 3–15, believes in strong influence from Timaios but with tyche
synonymous with providence.
90 part 1, chapter 7
longer had any successes after he denied that his victories were due to tyche.
Since Plutarch uses the Timotheos incident elsewhere, though in a somewhat
different way, the suspicion is that Plutarch rather than Sulla was responsible
for the comparison.12
Caesar’s murder, which should belong to the to daimonion type of retribu-
tion as it appears in Hellenistic historians, the result of a series of chance events
which reveals a supernatural force demanding vengeance, becomes in Plutarch
(Caesar 66) an anti-tyche happening. First the unheeded warnings of Calpurnia
(Caesar’s wife), a soothsayer, and the philosopher Artemidoros are classified,
through what seems total illogicality, possible acts of to automaton. But Caesar’s
position under the statue of Pompey in his “theater,” the most likely candidate
for to automaton, is not even listed as the work of to daimonion, or even the
daimon (that is, the divinity), but of some daimon directing events so the mur-
der would happen there. Invoking the principle of over-determination Plutarch
has the Epicurean Cassius stoop so low as to invoke the statue, presumably the
12 Latte, Römische Religionsgeschichte, 187–188 and 279–280, saw Sulla’s tyche as a divine
force emanating from within him and expressing the guidance of the divine powers:
Venus, the symbol of divine favor would be related to tyche ( fortuna) in war. He sees
the Hellenistic goddess Tyche as important to this development. Besides the Venus of
Pompeii, represented in the guise of the Tyche of Antioch type, Sulla erected a statue of
the Artemis type (the Aphrodite of Aphrodisias) (cf. Herzog-Hauser, re vii a, 2 [1948]
1686). With only one exception Tyche does not appear in Attic vases, but in the exception,
she is in the company of Aphrodite (thus Epaphroditos?) (see G. Körte, “Eichelförmige
Lekythos mit Goldschmuck aus Attika,” Archäologische Zeitung 37 [1879] 93–96, here 95),
and Apelles had painted a picture of Tyche accompanying Aphrodite (Herzog-Hauser,
1688). Perhaps even his “Bellona, Ma, Selene” goddess brought back from the Orient could
be associated with tyche through the Artemis connection. Plutarch comments elsewhere
on Timotheos: Reg. et imper. 187e, De Herod. malign. 856b (suspiciously different!). W.-
H. Friederich, “Caesar und sein Glück,” in O. Hiltbrunner, H. Kornhardt, & F. Tietze
(eds.), Thesaurismata (Munich, 1954) 1–24 (repr. in: idem, Dauer im Wechsel. Aufsätze
von W.-H. Friederich [Göttingen, 1977] 376–388), saw Caesar’s belief in his fortuna or star
(De fort. Rom. 319b–d) as a literary invention based on the influence of comparisons
with Alexander and the partiality of authors writing about Pompey. H. Ericsson, “Sulla
Felix. Eine Wortstudie,” Eranos 41 (1943) 77–89, shows how Plutarch misunderstood and
distorted the Roman concept of fortuna, represented by Venus. See also Iiro Kajanto,
“Fortuna,” anrw ii.17.1 (1981) 502–558, and J. Champeaux, Fortuna. Recherches sur le culte
de la Fortune à Rome et dans le monde romain des origines à la mort de César. i Fortuna dans
la religion archaïque (Rome, 1982). [en: L. Torraca, “I Presupposti teoretici e i diversi volti
della Tyche Plutarchea,” in Gallo (ed.), Plutarco e la Religione, 105–155; Tatum, “Another
Look at Tyche in Plutarch’s Aemilius Paullus—Timoleon."]
92 part 1, chapter 7
shade of Pompey, before the Attentat. Finally, as the blood of Caesar drenches
the pedestal of Pompey’s statue, we are informed that Pompey seemed to be
presiding over his vengeance.
In Caesar 69, however, where in Hellenistic historiography one is condi-
tioned to expect another to daimonion event, to daimonion does not punish
Brutus and Cassius, though the supernatural is evidenced again by a series of
chance events and by the characteristic vice of the guilty. Rather Caesar’s “great
daimon,” apparently a reference to Caesar’s tyche, becomes an avenger and is
responsible for succeeding events. The proof is an obvious tyche event: Cassius
slays himself with the same dagger he had used on Caesar. But suddenly our
ideological perspective changes to evil meteorological phenomena, classified
as among the divine events (τὰ θεῖα). This is followed by more daimonologi-
cal and demonological confusion: the introduction of the evil daimon which
appeared to Brutus at Abydos on his crossing from Asia to Philippi. Plutarch
then notes the second visit of the daimon before the battle of Philippi, and
positions it immediately before Brutus’ suicide so that it flows as a natural con-
sequence of the appearance of the monster. This daimon seems different from
Caesar’s great daimon, though by now the totally confused reader might think
so, and it is not impossible. But there is no confusing this daimon with the tyche
kind. Both the Caesar and Alexander are remarkably free of tyche, an approach,
at least for Alexander, reflected in an apparently earlier essay on the tyche of
Alexander.
The evil daimon which appears to Brutus at Abydos, unlike the great dai-
mon of Caesar, if the two are different, is operating with higher hierarchical
approval:
excellence (ἀρετή).” Thus Brutus’ evil daimon really is an evil daimon in a new
sense, and will be punished with reincarnation.
The introduction to Dion-Brutus presupposes, it would seem, the daimono-
logical background of Plutarch’s dialogues touching on the subject, in particu-
lar the De facie. It seems very likely that this passage, or the Lives themselves
of Dion and Brutus, were written after the Caesar, and with more reflection
on the theological consequences. In any case the two parallel passages reveal
the totally different biographical and theological perspectives which Plutarch
could use in moving from one personage to the other, in each case concerned
about presenting him in a favorable light where possible. Moreover, as Pelling
notes, the Caesar seems to be conceived more in terms of historical perspec-
tive, stasis (revolution), demos (the people) and tyrannos (demagogic dictator),
while the Dion-Brutus has a very moralistic perspective.13 One might add that
the involvement of Dion with the school of Plato in the first Life may have
influenced the introduction of corresponding philosophical discussion within
a Platonic framework into the second.14 If the daimonological passages here
were written after those in the Caesar, which seems very likely considering
the attention given them, then we find the traditional attitude in Plutarch and
other educated Greeks to do away with monstrous beings of folk superstition,
substituting for them soul-daimones. A more benevolent divine world, less out
of control, and the subjugation of superstition to rational theology can be seen.
But at the same time the Hellenistic world of tyche, even a tyche corresponding
to pronoia (providence) is undermined.
The great innovation which Plutarch introduced into the Brutus has scarcely
been noticed by scholars, along with the remarkable way that the concept of
parallel lives affected the Brutus. Far from being pragmatike historia of Poly-
bios, even in its moral dimension, this Life takes on an eschatological orien-
tation, not only looking back to philosophical autobiography such as that in
Empedokles’ Katharmoi, but forward to Christian hagiography. The introduc-
tion, more philosophical than historical, appears to refer to a daimonological
treatise Plutarch was working on at the time. This suggests even more that he
conceived of Brutus, albeit in a very timid way, as one of the soul runners or
swimmers of De genio, and as a nous of De facie looking for eventual libera-
tion from the psyche. Through Dion’s attachment to the school of Plato, whose
15 However, in Flamininus 11, after the defeat of Philip at Kynoskephalai, he has the friends of
the hero, in a little disquisition which is obviously Plutarch’s own thoughts, lay the blame
not on the vagaries of a callous tyche but on the eternal contentiousness of the Greeks. For
Plutarch’s ideas on war and peace consult A. García Bravo, “El pensamiento de Plutarco
acerca de la paz y de la guerra,” cfc 5 (1973) 141–191.
chapter 8
1 [en: On portents: see J. Isager & R.S. Lorsch, Divination and Portents in the Roman World
(Odense: University Press of Southern Denmark, 2000); J.C. Meyer, “Omens, Prophecies and
Oracles in Ancient Decision-making,” in J.E. Skydsgaard & K. Ascani (eds.), Ancient History
Matters: Studies Presented to J.E. Skydsgaard (Rome: L’Erma di Bretschneider, 2002) 173–183;
S.W. Rasmussen, Public Portents in Republican Rome (Rome, 2003); P. McKechnie, “Omens of
the Death of Alexander the Great,” in Pat V. Wheatley & Hannah, Robert (eds.), Alexander
& his Successors: Essays from the Antipodes. Essays Resulting from the Third International
Conference on Alexander held at the University of Otago in Dunedin, New Zealand, in 2006
(Claremont [Calif.]: Regina Books, 2009) 206–226; C. Barat, “Miracles et apparitions: les statues
voyageuses de Sinope et leur signification Politique,” in G. Hoffmann & A. Gailliot (eds.), Rituels
et transgressions de l’ Antiquité à nos jours: actes du colloque (Amiens, 23–25 janvier 2008)
(Amiens: Encrage, 2009) 211–222.]
In spite of his regard for eclipses as scientific phenomena, he uses them with
surprising frequency. This curious mentality can be seen in Perikles 6, where
Anaxagoras, by dissecting the brain, explains the cause of a horn growing out of
the head of a goat, but Plutarch also accepts the seer Lampon’s interpretation
that it signified the one man rule of Perikles. In Nikias 23 (the eclipse before
Syracuse which caused Nikias’ fatal delay) Plutarch relates how Plato was the
first to subordinate scientific causes to the theological. Thus, he accepts the fact
that the eclipse was a scientific phenomenon which should not have altered
Nikias’ plans, but also claims that a good soothsayer would have seen that the
eclipse was a good omen for their escape.
In Sulla (7) some Neopythagorean speculation may have entered. According
to Etruscan scholars (logioi), in the intervals between the Great Years clear
signs are given out by to daimonion; during the rest of time divination falls
into disfavor because of weak signs. This comes after he has enumerated, in
annalistic fashion, a number of astounding portents, even if they would not
startle Livy, and Plutarch’s clarification does not explain his ordinary practice
in the Lives. This explanation is followed by a rather trivial Roman portent. A
sparrow carrying a cicada or grasshopper (tettix) in its beak flies into the temple
of Bellona where the Senate is being held. It leaves half the insect behind and
flies off. Plutarch’s explanation may be offered as an excuse for the large number
of portents in the Sulla, or he may have intended to reveal the mentality of the
time, as well as underscoring the momentous change from Republic to Empire.
On the whole the portents are used to accompany and portray the rise and
fall psychologically and often morally of the hero, and in this regard are often
used with striking effect. Mounting portents often signify the moral and phys-
ical end of the hero as he is devastated in soul and mind. In Marcellus 28
2 Livy, Ab urb. cond. 22.1.8–13. The passage is discussed by Rose, The Roman Questions, 16–17.
Professor Sandbach believes Rose made an unnecessary fuss over σαλεύω. The use of the word
to “toss” or “shake” something seems to have been popular in Plutarch’s day.
98 part 1, chapter 8
3 On a visit to the site of Philippi, still untouched by modern development, the author saw bees
swarming from a stone mask lying on the ground among the ruins.
4 In Alexander 2, 3, 14, 17, 26, 27, and 31, favorable portents accompany the hero on his tri-
umphant march to fame.
5 Aristoboulos is given by Arrian (7.23) as his source for a ribbon portent, not recorded by
Plutarch. This portent is similar but somewhat different in Diodoros 17.116. Aristoboulos is
also the source for the man on the throne. Only Plutarch mentions his name (Dionysios).
This raises interesting possibilities. Flacelière, Plutarque. Vies, ix (Paris, 1975) 7–8, believes
Alexander posed as Neos Dionysos to avoid retribution for Thebes. In reality, Plutarch only
hints at this theme. A.D. Nock, Essays on Religion and the Ancient World i (Oxford, 1972) 134–
157, sees no contemporary evidence for Alexander equating himself with Neos Dionysos, and
even finds counter-evidence. There also seems to be a link between Dionysos and Sarapis here
(interpretatio Graeca). On this see J. Stambaugh, Sarapis under the Early Ptolemies (Leiden,
1972) 9–11, and W. Hornbostel, Sarapis (Leiden, 1973) 44–45. Nock, Essays, 140, places the
equation Neos Dionysos = Sarapis in the 3rd cent. In Alex. 14, Plutarch attributes the death of
Kleitos to Dionysos, though in 50 he attributes it to Kleitos’ evil daimon. [en: E. Suárez de la
omens and portents 99
Torre, “Dioniso y el Dionisismo en Plutarco,” in A. Pérez Jiménez, J. García López, & R. Aguilar
Fernández (eds.), Plutarco, Platón y Aristóteles, 29–55.]
6 See F. Le Corsu, “Cléopatre-Isis,”bsfé 82 (1978) 22–23, and idem, Isis. Son mythe et ses mystères
(Paris, 1977) 86–91. She believes that Kleopatra’s and Antony’s assimilation to Isis and Osiris
(along with Aphrodite and Dionysos) led to the romantic image taken advantage of by
Octavian’s propaganda. See also idem, Plutarque et les femmes dans les Vies Parallèles (Paris,
1981); on Kleopatra, see 220–223. The best treatment of Antony’s and Kleopatra’s relationship
to Dionysos and Aphrodite, and to a lesser extent Osiris and Isis, can be found in P.M. Fraser,
Ptolemaic Alexandria (Oxford, 1972). Where he does not treat certain points explicitly, the
reader can deduce for himself what Antony’s and Kleopatra’s relationship to the ideology
and ritual of these gods must have been, e.g.: Dionysos-Osiris, 192, 202, 206, 211, 497; the
pompe at Alexandria, 231–232; Ptolemaic descent from Dionysos, 44–45, 202–203; Antony as
Dionysos, 205; on the possible temple built for him by Kleopatra, 24; royal support for the
cult of Aphrodite, 238–240; association of Aphrodite with Isis, 671–672; and Kleopatra as
100 part 1, chapter 8
Portents are used with reserve and with significance for the hero. In Marius
8 good sacrifices encourage the hero to strive for the consulship. In 36, while
fleeing from Sulla’s cavalry, he is buoyed up by the recollection of a portent
during his youth, the discovery of a nest with seven eagles, interpreted to mean
he would have seven consulships. In 39 an ass seeking water indicates flight by
sea. Finally, in 45 evil portents and nightmares undermine him psychologically
as Sulla advances. The suspicion is that Plutarch took the portent of the eagles
from Marius’ youth and transferred it to this important psychological moment.
(Then he goes on to disprove the possibility of an eagle laying seven eggs.)
Sometimes he seems to relate a portent out of ars gratia artis. Such might be
in the description of the landscape near Apollonia (Sulla 27), an idyllic passage
into which the ominous fire of volcanic eruption hints at evil. This is followed
by the capture of a satyr bleating unintelligibly, an incident which disturbs
Sulla, who feels it signifies the disbandment of his troops when he reaches Italy.
His spirits are raised by an apparition of two armies (or goats, depending on
one’s textual preference) fighting in the sky over Campania. The portent seems
a little unnecessary, but it does indicate Sulla’s problem, his apprehension over
it, and the reason for his confidence when once approaching Rome.7
A very skillful and touching use of portents comes at the end of the Cicero
(48) where the externals are closely related to the inner psychological world
of Cicero with his native culture and humanity grotesquely overwhelmed by
barbarity and horror in a world turned upside down on itself. Near Caieta the
place where Cicero is to embark, there is a temple of Apollo above the sea.
Crows rise up from the temple and land on Cicero’s ship as it is being rowed
to land, an event regarded as a bad omen by the spectators. Cicero, however,
“New Isis,” 244–245. Plutarch was aware of the titles Neos Dionysos and Nea Isis for Antony
and Kleopatra (61). He also suggests in this chapter that Antony identified himself with the
kingdom of Pergamon. (His name was on the statues at Athens of Attalos and Eumenes, which
were blown down.) Perhaps Kleopatra’s trip by barge on the Knidos was modeled on an Isis
ritual by boat. On this see R. Merkelbach, Isisfeste in griechisch-römischer Zeit. Daten und Riten
(Meisenheim, 1963), 39–41 and 45–47. Fraser, however, notes that no surviving document links
Kleopatra with Isis; see i, 245, and ii, 397, note 441.
7 Actually there was nothing all that portentous about the volcanic stream; see Flacelière,
Plutarque. Vies vi, 340. It was described by Ael., v.h. 13.16 and Plin., nh 2.106. Professor
N.G.L. Hammond has told me that such streams are still to be found in the area. The vision
at 27.8 of two goats (mss.) was corrected by Ziegler and Flacelière to “armies,” on the basis of
Iul., Obs. 57 and Aug., De civ. Dei. 2.25. One wonders whether there might have been confusion
in the Latin mss., between aries and acies, just as there would be between στρατοί and τράγοι.
Plutarch, influenced by the satyr portent, might himself have seen a connection between a
satyr and a goat portent.
omens and portents 101
goes to his villa, which is infested by crows which caw hideously and try to drag
the garments from his face. The slaves then reproach themselves for standing
by for their master to be murdered while wild, dumb creatures try to save him.
They then put him in a litter and carry him back to the sea.
This is another of Plutarch’s literary masterpieces in the manneristic style.
Crows were long associated with Apollo and therefore appropriate. Not only
was Apollo a great benevolent god in Augustan ideology, which may have
helped to popularize the story, but Plutarch, who at the age of fifty held the
highest priesthood at Delphi and was a great Delphic propagandist, would be
interested in any cult of Apollo and in presenting him in the most benevolent
way. Here the god tries to save the great Roman orator, himself the most
prominent Phil-Hellene of his age, from the murderous hands of assassins
hired by power-mad and cruel politicians and soldiers. Thus again Plutarch
can intertwine the Greek and Roman worlds both within the complex of two
separate lives and in the individual pages of each. The contrast between Apollo,
the symbol of idealized and refined humanity and culture, and the hideous
crows, who are at the same time his attribute, in the milieu of approaching
murder and barbarism is a touch which causes no regret for Plutarch not
restricting himself to pragmatike historia. Perhaps Augustan history with its
Apollinine ideology preserved the incident of the temple. In the very short
versions of Appian and Valerius Maximus this touch is not to be found.8
The temple of Apollo is mentioned by Livy (40.21.1) while reviewing por-
tents at the time of a dispute between Perseus of Macedon and his brother,
Demetrios. Plutarch may personally have seen the temple at Caieta on an Ital-
ian trip, or reviewed the topography of Cicero’s death with Roman friends,
either in Italy or Greece, and might have been reminded of the temple while
preparing material for his life of Aemilius Paullus. It is not impossible that his
fancy made the connection between the crows and the temple of Apollo at Cai-
eta.
The inhumanity of man to man is underscored by the betrayal of Cicero by
a young man he had educated, the pathetic description of the old orator trying
to accept death stoically “in the pose he was most famous for, with his chin
resting on his left hand, but his hair long and covered with dust and face filled
with anxiety,” and the description of the hands and head cut off and nailed
to the rostra “where the viewers saw not Cicero’s members but the soul of
8 Appian, Bell. Civ. 4.19, Valerius Maximus, 1.4.5. In Valerius, a crow takes the hand of a sun dial
in its beak. See D. Magnino, Vita Ciceronis (Florence, 1963) 168–169; Flacelière & É. Chambry,
Plutarque. Vies, xii 162–163.
102 part 1, chapter 8
Antony.” In many respects the passage contains personal touches of the author.
It is in sympathy with his own “Pythagorean” animal treatises that the passage
here emphasizes the humanity of animals and animality of human beings. He
was intrigued by divination through birds, and by korakes (crows or ravens)
in particular, referring to them in the Gryllos (989a), using them in Tiberius
Gracchus before the death of the hero, and in Alexander for the march to Siwah,
in contrast to the snakes used by Arrian. It is possible that he turned things
around so that we have a touching expression of the sympathy of nature for an
afflicted man rather than a mere ominous portent such as he may have found
in his source.9
On occasion, but really very seldom, a hero ignores a portent with impunity,
though some, naturally, are misunderstood. He was highly selective and, as can
be seen, took rather surprising liberties with his sources. At times one gets the
feeling that through them, as through dreams in Plutarch (and in Homer), the
gods initiate the course of history in the strange manner of the interaction
of the human and divine, which A. Lesky describes as double causality and
motivation.10
9 On this see H. Homeyer, Die antiken Berichte über den Tod Ciceros und ihre Quellen (Baden-
Baden, 1964), and idem, “Ciceros Tod im Urteil der Nachwelt,” Altertum 17 (1971) 165–174.
However, at a meeting of American Ancient Historians at the University of Michigan,
1971, E. Badian criticized her study as excessive Quellenkritik. Dio, 47.8, omits portents
for Cicero’s death. In Appianus, Bell. civ. 4.74 the korakes try to warn the slaves that their
conduct is not pleasing to the gods. In De sollertia 976c birds are praised for their ability
in divination, and korakes are used as portents in Cic. 4, Alex. 27, and 73, T. Grach. 17
and Nic. 13, and appear in Pomp. 25 and Flam. 10, where he explains that the supposed
omen was due to natural causes. The whole death scene has a decidedly Plutarchan touch.
For an evaluation of the work on the sources for Alexander, see J.R. Hamilton, Plutarch.
Alexander. A Commentary (Oxford, 1969) xlix–l.
10 A History of Greek Literature, 249. A great many portents appear before battles and death.
Here the pattern is typical for both Greek and Roman Lives. The absence of portents in
Philopoimen-Flamininus, one vanquished and the other victorius, taken from the pages of
Polybios, may reflect the influence of that source.
chapter 9
Dreams
1 [en: See the volume edited A. Annus (ed.), Divination and Interpretation of Signs in the Ancient
World (Chicago: The Oriental Institute, 2010) and the following articles included in it: J. Jacobs,
“Traces of the Omen Series Šumma Izbu in Cicero, De Divinatione,” Annus (ed.), Divination
and Interpretation, 317–339; J. Allen, “Greek Philosophy and Signs,” in Annus (ed.), Divination
and Interpretation of Signs, 29–42; M. Nissinen, “Prophecy and Omen Divination: Two Sides
of the Same Coin,” in Annus (ed.), Divination and Interpretation of Signs, 341–351; see also
V. Rosenberger, Divination in the Ancient World: Religious Options and the Individual (Stuttgart:
Franz Steiner Verlag, 2013).]
2 On this see the extensive bibliography given in F.E. Brenk, “The Dreams of Plutarch’s Lives,”
Latomus 34 (1975) 336–349. Since then, R.J. White, The Interpretation of Dreams. The Oneir-
ocritica of Artemidorus (Park Ridge, 1975), and N. Lewis, The Interpretation of Dreams and
Portents (Toronto, 1975), are available. One can also consult C.A. Meier, “The Dream in Ancient
Greece and its Use in Temple Cures,” in G.E. Von Grunebaum (ed.), The Dream in Ancient Soci-
ety (Los Angeles, 1966) 303–319, and G. Devereux, Dreams in Greek Tragedy. An Ethno-Psycho-
Analytical Study (Berkeley, 1976). He notes, 30–31, that dreams involving auditory sensations
the symbolic, the vision or horama dream, and the oracular (chrematismos),
with particular stress put upon the oracular, these divisions are not all that
useful in treating the Lives, where the lines often merge and where the dreams
are frequently of the anxiety type. Notably absent is the healing dream.3 About
53 dreams occur.4 In general they need little interpretation, though no dream
is a straightforward vision of the future. The oracular dream is very common,
though it looks more Greek than Roman, since it is restricted to Greek Lives or
to Romans when on Oriental soil, with only a few exceptions and where the
source may be a Greek author.
As with portents, dreams are closely related to the aims of what one might
call ancient psychological biography and are particularly apt for relating anxi-
ety. But the heroes do get encouragement also, particularly through the oracu-
lar dream. Pure mysterious voices are a little ominous: to Agesilaus to sacrifice
his daughter at Aulis (Agesilaus 6), to a Spartan that one chair should replace
the four of the ephors (Kleomenes 7), and to Marius to beware the arrival of
Sulla (in dactylic hexameter [Marius 45]). But a number of distinguished per-
are extremely rare, and that in clinical practice dreams which involve articulate speech are
practically non-existent. He believes that dreams in Greek drama became more psycholog-
ically plausible, though less so in the latest plays of Euripides. [en: On dreams see now, in
general: J. Bilbija, The Dream in Antiquity: Aspects and Analyses (Amsterdam: Vrije Univer-
siteit, 2012); J. Harrison, Dreams and Dreaming in the Roman Empire: Cultural Memory and
Imagination (London: Bloomsbury Academic, 2013); B. Ten Berge, “Dreams in Cicero’s De div-
inatione: philosophical tradition and education,” arg 15 (2013) 53–66. Dreams in Plutarch:
C.B.R. Pelling, “Tragical Dreamer: Some Dreams in the Roman Historians,” Greece and Rome
44 (1997) 197–213; G. Roskam, “A Παιδεία for the Ruler: Plutarch’s Dream of Collaboration
between Philosopher and Ruler,” in Stadter & van der Stockt (eds.), Sage and Emperor, 175–
189; A. Giardina, “Μῆτιω in Rome: A Greek Dream of Sulla,” in T. Corey Brennan & Harriet
I. Flower (eds.), East & West. Papers Presented to Glen W. Bowersock, Papers in Ancient History
Presented to Glen W. Bowersock (Harvard: University Department of the Classics, 2009) 61–
111; C.J. King, “Plutarch, Alexander, and dream divination” ics 38 (2013) 81–111; Pelling, “‘With
thousand such enchanting dreams’ ”.]
3 Most helpful is E.R. Dodds, The Greeks and the Irrational (Berkeley, 1951) 102–134; and idem,
Pagan and Christian in an Age of Anxiety (Cambridge, 1964) 40–46, though like much else
in the two books, one must be careful in accepting generalizations. The weakness is his
underestimation of the importance of the anxiety dreams.
4 Greek Lives: Ages. 6; Alk. 39 (with an alternate); Alex. 2 (2 dreams); 3; 18; 24; 26; 50; Arist. 11; 19;
Demet. 4;19; 29; Dem. 29; Eum. 6; Kim. 18; Kleom. 7; Lys. 20; Pel. 21; Per. 3; 13; Pyr. 11; 29; Them.
27; 30; Timol. 8. In the Roman Lives: Ant. 16; 22; Brut. 20 (= Caes. 68); Caes. 32; 42 (= Pomp. 68);
63 (with an alternative); 68; Cic. 2 (possibly not a dream); 44; Cor. 24; G. Grach. 1; Luc. 10; 12;
23; Mar. 45; Pomp. 32; 68 (= Caes. 42); 73; Rom. 2; Sul. 9; 28; 37.
dreams 105
5 Plutarch’s language here seems to reflect Parmenides b1.18, where the philosopher is led on his
106 part 1, chapter 9
mystic voyage to the world beyond. The dream may have come from L. Crassicus of Tarentum,
surnamed Pasicles, a freedman who was active in the theatre and wrote a commentary on
Cinna’s Zmyrna. Plutarch seems unaware of Cinna’s place in Roman literature. On this see
J. Granarolo, “L’ époque néotérique ou la poésie romaine d’avant-garde au dernier siècle de la
République,” anrw i.3 (1973) 278–360 (299–302). C.B.R. Pelling, “Notes on Plutarch’s Caesar,”
Rh. M. 127 (1984) 33–45, defends the text in Caesar 42, with Ziegler and Garzetti, against
Flacelière and others who see a lacuna here (which would have contained the material on
Caesar’s descent from Venus, as in the parallel passage in Pompey 68). Pelling’s argument rests
on the severe abbreviation in the chapter and Plutarch’s lack of interest in divine geneology
in the Life (44–45). On Pompey’s dream about decorating the statue of Venus in his theatre,
see Brenk, In Mist Apparelled, 225.
dreams 107
before crossing he dreamt the unlawful dream, that he was sleeping with his
own mother.6 He thus suggests Caesar’s willingness, if that were necessary, to
rape his own mother to achieve his ends. Suetonius (7) had put the dream in
Spain during Caesar’s quaestorship where it indicated future mastery over his
country. Plutarch may have found the dream, in his sources, occurring at the
Rubicon, but judging by other accounts this seems doubtful. The dream came
to Hippias before Marathon in Herodotos 6.107 where the tyrant, taking the
dream to indicate his restoration at Athens, is frustrated in his hopes and dies
shortly after. There is then a hint of murder and the ultimate fruitlessness of
Caesar’s ambition.
The dream at the Rubicon deserves attention as part of compositional tech-
nique. At first one might suspect that Alexander’s crossing of the Granikos in
the parallel Life has influenced the Caesar, giving the Rubicon a significance it
did not have before Plutarch. However, both in tone and in ideology, the com-
parable passages have little in common.7 At best Alexander needs a little tolme
(daring) to conquer the physical aspects of the river. Caesar’s role is primarily
the psychological conquest of his own restraints and fears, set in the gloomy
framework of irrationality overcoming cautious prudence and respect for law.
In Suetonius (Caesar 32–33) the crossing of the Rubicon is like that in a fresco,
6 The dream of sleeping with one’s mother was more than amply discussed by Artemidoros,
Oniroc. 1. 79, where innumerable variations on it are given. Under four different conditions,
it could indicate death for the dreamer. See White, The Interpretation of Dreams, 61 and 64.
Soph. o.t. 981–982, and Paus. 4.26.3, also refer to it. See Dodds, Greeks, 47 and 61–62. Devereux,
Dreams in Greek Tragedy, xxii, doubts whether Greeks and Romans ever had flagrant incest
dreams involving a parent, something which he has never come across in his practice.
7 The most important recent studies on Plutarchan sources and his manner of composition
are those by Pelling, “Plutarch’s Method,” 74–96; idem, “Plutarch’s Adaptation of His Source
Material,” jhs 100 (1980) 127–140. He discusses the problem of the relationship of the Brutus
to the Caesar, in general seeming to support the composition of the two Lives at relatively
the same time, and collecting material for them simultaneously. On the difficult problems of
the assassination in the two Lives see “Plutarch’s Method,” 78–79. Pelling reviewed B. Scardigli,
Die Römerbiographien Plutarchs (1979), in jrs 72 (1982) 216–217. This is an indispensable work
of enormous labor in not only collecting the sources but in citing references to all critical
comment on them. However, Pelling criticizes her for “too Quellenforschung an approach,”
ignoring more recent theory on Plutarch’s use of sources. On this see the section on Plutarch’s
use of sources and mode of remembering in Frost, Plutarch’s Themistocles, 40–59. On the
incident at the Rubicon, see A. Garretti, Plutarchi Vita Caesaris (Florence, 1954) 106–107;
E. Hohl, “Cäsar am Rubico,”Hermes 80 (1952) 246–249; E. Häussler, “Keine griechische Version
der Historien Pollios,” Rh. M. 109 (1966) 339–355; H. Glaesener, “Un mot historique de César,”
ac 22 (1953) 103–105.
108 part 1, chapter 9
the glorious crossing of the army led by a breathtakingly handsome male figure,
a supernatural vision (ostentum) who seizes a trumpet to begin the passage.
A closer parallel to the Life is Lucan’s description (Pharsalia 1.183–203) where
out of the darkness a huge Vergilian vision of Roma distraught, with unkempt
white hair, bare arms, a sad face, and groans, appears, to challenge the legiti-
macy of his act. At first sight the influence of Lucan upon Plutarch may seem
improbable, judging by his abysmal ignorance of Latin poetry.8 However, a line
from De genio (590f) describes “the cries of thousands upon thousands of liv-
ing beings, the wailing of babes, and the mingled sighs of men and women” (καὶ
στεναγμοὺς ζῴων μυρίων δὲ κλαυθμὸν βρεφῶν καὶ μεμιγμένους ἀνδρῶν καὶ γυναικῶν
ὀδυρμούς …). A Roman could hardly help escape a feeling of déjà vu, especially
at the phrase μυρίων δὲ κλαυθμὸν βρεφῶν, recalling some lines of Vergil, Continuo
auditae uoces uagitus et ingens /infantumque animae flentes, in limine primo …
(Aeneid 6.426–427). (“At once are heard voices and great wailing, the souls of
infants weeping on the very threshold …”), unless this was a Hellenistic com-
monplace, for which there is no evidence. Roman friends of Plutarch may have
informed him of similar passages in Roman authors as he was working on his
own compositions.
Plutarch’s Aeschylean Caesar is faced with an ambiguous dream, but one
interpreted by Plutarch as suggesting daring in the face of illegality. As so often
in Plutarch, the dream contributes to the collapse of rational behavior through
psychological disturbance, in this case leading to the daring of a gambler. Each
step toward the Rubicon is one if not of illegality, at least of extreme daring. He
halts in his tracks, checked by the magnitude of his own tolme (daring), contem-
plating the suffering he would inflict on the human race and the fame (logos)
they would leave behind. At this point, “like men embarking on tychai (actions
requiring luck) without exit and acts of daring (tolmai)” he utters the expres-
sion which has rung through history, “Let the die be cast” (ἀνερρίφθω κύβος).9
Whatever the expression meant in other authors, as Gelzer suggests through
his translation “Hoch fliege der Würfel!” (“Let’s give it a fling!”), Plutarch seems
8 For Plutarch’s knowledge of Latin literature see Pelling, “Plutarch’s Method,” 88–89. For the
effect of parallelization on the Lives, one can consult the excellent study of Geiger, “Plutarch’s
Parallel Lives,” 85–104, but this is primarily from an historical rather than literary perspective.
9 The saying, not in Caesar’s own writings, is different in Appianus, Bell. civ. 2.35 (140), Zonaras,
Histories 10.7, and Ps. Plutarch, Reg. et Imper. Apophth. 206c. The exact expression (judging
by Suetonius’ “decretum est. iacta alea est,” changed by Erasmus to “iacta alea sit,”) appears in
Menander, fr. 59 (Körte and Sandbach; Sandbach, Menandri Reliquiae, 303), and is discussed
in Gomme and Sandbach, Menander, 690–691, with bibliography. The Menandrean passage
refers to the risk of marriage, “which is worse than going out to sea!”.
dreams 109
to be referring to the future not the immediate past act of the decision.10 The
expression ἀναρρίψαι alone or with κύβος in Plutarch invariably refers to a battle
in the future (Caesar 40; Pompey 84; Brutus 40; Aratos 5; Dion 54; Demosthenes
20; Fabius Maximus 14), where the enterprise results in disaster or becomes
extremely dangerous. The expression does not signify Caesar’s ability to make
a difficult decision and to stand with it, so much as risk, daring, and abandon-
ment of all else in an enterprise of chance.11 Even the ἀνερρίφθω κύβος may owe
much to Plutarch. It is much at home in his Lives, where similar expressions
occur, and he had even written an essay on life as a game of dice, Περὶ βίων,
ἐν ἄλλῳ δὲ Περὶ τοῦ τὸν βίον ἐοικέναι κυβείᾳ (On Lives or How Life Is Like a Game
of Dice).12 We must conclude that the passage is a highly artistic creation of
ancient biography, where Plutarch’s personality has deeply impressed itself.13
10 Sandbach interprets the saying as referring to the past decision. However, according to
L.A. Post, “Dramatic Uses of the Greek Imperative,” ajp 59 (1938) 30–59, the present and
perfect imperative indicate solemnity, majesty, and destiny and are not necessarily linked
to aspect. M. Gelzer, Caesar. Politician and Statesman (Oxford, 1968), 193, note 3 (original:
Caesar. Der Politiker und Staatsmann [Wiesbaden, 6th ed., 1960] 176, note 399).
11 For the improvement in quality effected by Plutarch’s change to Asinius Pollio as a major
source for the Roman Lives, see Pelling, “Plutarch’s Method,” 74–96, esp. 84–85. In Plutarch,
the hero turns to Pollio before making his decision. The text at 46.2 relates that “Caesar
uttered the phrase in Latin, but Pollio has written it in Greek.” This sentence has been
changed by most scholars into “uttered in Greek, but written in Latin.” But possibly the
text is right. If so, Pollio added the Greek original to his Latin text, slightly mistranslating
it. Thus, Plutarch can certify that he is closely following his source.
12 Lamprias catalogue, 105.
13 On this see Hohl, “Cäsar am Rubico,” 246–249. Scholars do not seem to be quite agreed
on the exact meaning of the expression which appears here, and probably goes back
to Pollio (see above note 11). The saying is first found in Menander, Arrephoros, fr. 59
(see above page 108, note 9); cf. Gomme and Sandbach, Menander, 690–691, who see it
as something emphasizing the decision, and Gelzer, Caesar, 193, note 3, who takes it to
emphasize the risk. See also J. Taillardat, “Comica,” reg 64 (1951) 4–9. Plutarch seems to
want the expression to parallel the tone of the dream. This tone of daring appears in
ἀναρρίψαι used with μάχην (battle) in Caes. 40, with κύβος (dice) in Brut. 40 and Pomp.
74; Nik. 11; Demos. 20; Brut. 54; and in Arat. 4 with κίνδυνος (danger). All but the Nikias
passage involve famous battles, and all but the Nikias use the aorist. The likelihood is that
the perfect is meant to emphasize the action; see Post, “Dramatic Uses,” 30–59. Sandbach
explains the use of the perfect here as ordering the acceptance of what has been done, and
refers to its documentation in M.M. Kokolakis volume on the morphology of the dicing
simile, Μορφολογία τῆς Κυβευτικῆς Μεταφορᾶς (Athens, 1965), 5–41. I am grateful to Professor
E.N. O’Neil for helping to locate the passages in Plutarch. Neither Taillardat nor Sandbach
think Caesar was consciously quoting Menander.
chapter 10
Divine Retribution
Plutarch’s De sera is devoted to the proposition that crime does not pay. The
culprit has little escape.1 If not punished in this life in a proper manner, he
will at least suffer from a guilty conscience; if not, he will find his children
punished for him, or be justly compensated by infernal torments. At 567e the
children of the evildoer fly at his soul, which tries to hide. The souls are descen-
dants of Homer’s shades, who gibber like bats, but in the necessary course of
evolution have developed new psychological motivation. They gibber shrilly
in memory of what they have suffered through the fault of the ancestor, and
unlike Homer’s shades they cling and swarm like bees or bats in an attempt
to punish the guilty one. Here Plutarch, like Vergil, seems to merge Home-
ric and Hellenistic Nekyia (Underworld) images, retaining the passivity and
pathetic helplessness of the Homeric shades. He motivates them, too, with the
grotesque and pathetic desire to obtain their revenge in the energetic manner
of fearsome creatures appropriate to the horror of the inferno. Such manner-
istic touches deserve comparison with Vergil, who in general is quite removed
from Plutarch’s eschatology. Plutarch seems never to mention the great Latin
poets, or understand their work, but it would be incredible if his Roman friends
in Achaia never discussed with him at least in a rough way the masterpiece of
Vergil, as Plutarch poured over touches to complement his own eschatological
scenes.
“The mills of the gods grind slow but fine” (ὀψὲ θεῶν ἀλέουσι μύλοι, ἀλέουσι δὲ
λεπτά). He was really not all that sure about punishment after death. In De sera
554a–555c, An vitiositas 498d, 500a, and Non posse 1102e, he argues that vice is
its own punishment and divine intervention need only be taken symbolically.
In Non posse, his spokesman, Theon, argues against the Epicureans that to
theion (the divine) is not prey to feelings of anger and favor, rather its nature
is to bestow favor and lend aid, not to be angry and do harm; real punishment
is separation “from the delight and pleasure of the relationship to the divine”
(1102f–1103e). But he thinks the masses should not be illuminated, since the
fear of God may keep them from evil.2
1 The introduction to De Lacy & Einarson, Plutarch’s Moralia vii, 170–179, gives an interesting
summary of the effect of the essay on European intellectual history.
2 Non Posse is probably datable to ca. 99 ad through the dedication to L. Herennius Saturni-
nus, proconsul of Achaia in 98–99 ad (1107d, pir 2.h.126). See Ziegler, Plutarchos, 126, and
C.P. Jones, Chronology, 72. Jones is, however, not convinced it was written during Saturni-
nus’ consulship. [en: Extra bibliography in L. Roig Lanzillotta, “Plutarch’s Idea of God in the
Religious and Philosophical Context of Late Antiquity,” in Roig Lanzillotta & Muñoz Gallarte
(eds.), Plutarch in the Religious and Philosophical Discourse, 137–150.]
3 [en: T.J. Saunders, “Plutarch’s De sera numinis vindicta in the tradition of Greek penology” in
O. Diliberto (ed), Il problema della pena criminale fra filosofia greca e diritto romano (Actes
du deuxième colloque de philosophie penale, Cagliari, 20–22 Aprile 1989) (Naples, 1991–1992)
63–94; J. Krašovec, “Plato’s and Plutarch’s theories of punishment,” ZAnt 43 (1993) 5–30;
J. Krašovec, “Plato’s and Plutarch’s Theories of Punishment,” in idem, Krašovec, Jože. Reward,
Punishment, and Forgiveness: The Thinking and Beliefs of Ancient Israel in the Light of Greek
and Modern Views (Leiden: Brill, 1999) 715–738.]
4 Plutarch is alone of extant classical authors in seeing divine retribution in this incident.
Cicero, De div. 2.23, mentions that Caesar fell at the base of Pompey’s statue, but only draws
the conclusion that we are better off not knowing the future. Valerius Maximus 1.1; Suetonius,
Caes. 81; and Appianus, Bell. civ. 21.149, do not refer to the coincidence.
112 part 1, chapter 10
Plutarch apologizes for the delay, but feels that the retribution was sufficient
since he was murdered by his wife and outraged after death (Pelopidas 35).5 It
is even better if the punishment fits the crime, such as in the case of Cassius
and Kallippos who are killed with the swords used on their victims (Caesar
69, Dion 58). Sourena, who tricked Crassus, is betrayed and slain by Hyrodes;
Hyrodes treacherously killed by his own son. Brutus, like Cassius, commits
suicide with his own sword (Caesar 69).6 Philologus, who betrays Cicero is
forced to cut off his own flesh and eat it, “the only good thing Antony did in
this affair.”
One might be suspicious of the horror of Nasica’s punishment for the murder
of Tiberius Gracchus, being sent by the senate to Pergamon, where he ends
his life “ignominiously,” and perhaps of Sertorius’ assassin who ends his life in
a poor village “hated by all men” (Tiberius Gracchus 21; Sertorius 27). But it is
better if the end is more gruesome. Plutarch is not without a bit of sadism.
The punishment of the ironically named Philologus is told with some relish
in Cicero (48) Pompey’s murderers are discovered and executed to the last one
“with every possible torture” (Pompey 80). Marius drinks himself to death in
a state of hallucination, and his evil son kills himself shortly after (Marius
45).7 Plutarch had to apologize for Timoleon’s blindness, “not retribution, but
5 In De Herod. malign. 856b, historians who give base motives to Thebe, Alexander’s wife, are
attacked. In Pel. 35 she acts out of fear of divorce because of her sterility, or for Alexander
executing one of her favorites, though Plutarch admits uncertainty about the motive. In De
Herod. malign. she acts out of a noble spirit and hatred of evil (dread of faithlessness and
hatred of cruelty). In Amat. 768b the death is for the sexual abuse of the boy Pytholaus
(Thebe’s brother in Pel. 35), who for this reason kills Alexander. For modern doubts on the
authenticity of De Herod. malign., see A. Podlecki, The Life of Themistocles (Montreal, 1975)
69. Modern scholars take it to be by Plutarch, but in the Lives he certainly does not follow
all the criticisms in the essay, and the author is inclined to believe Plutarch did not write it.
Frost, Plutarch’s Themistocles, 55, takes it as genuine. See also J.W. Boake, Plutarch’s Historical
Judgment with Special Reference to the De Herodoti malignitate (Diss. Univ. of Toronto 1975).
P.A. Hansen (ed.), De Herodoti malignitate (Amsterdam, 1979), and H. Homeyer, “Zu Plutarchs
De malignitate Herodoti,”Klio 49 (1967) 181–187, defend it on the basis of the diatribe genre and
reaction to excessive admiration.
6 Some unconscious parallelism may have crept into the Lives here, since in Brut. 43 Cassius
is simply found decapitated, with some suggestion of foul play. G.A. Lehmann, “Dion and
Herakleides,” Historia 19 (1970) 401–406, notes how Plutarch followed a source hostile to
Herakleides.
7 According to Livy, Per. 88, the younger Marius died in a suicide duel with the youngest son of
Pontius Telesinus, the Samnite general. J. Bayet treats the matter as a revival of archaic military
ideals at the time: “Le suicide mutuel dans la mentalité des Romains,”L’Année Sociologique 38
divine retribution 113
heredity” (Timoleon 37) and passed lightly over Sulla’s last illness, treating it
medically rather than morally, as one might expect, thus revealing how easy it
is to play this game as one wishes.8
To complete this list, there are the lesser luminaries: Aristion of Athens’
punishment is revealed by to daimonion as approved by the gods (Sulla 14),
Marius’ bloody bodyguards are shot down by Sertorius (Sertorius 5), Philip dies
of grief after unjustly putting his son to death (Aemilius 8), Antony executes
the man who stole the cloak he put over Brutus’ body (Brutus 53), and the
murderers of Otho fill the last pages of one piece with a clutter of dead bodies
(Galba 27). Victims of injustice must be recompensed. There is the elaborate
description of the funeral honors of Philopoimen taken from the pages of
Polybios (Philopoimen 21), and similar descriptions are found in Cato Minor
71 and Cicero 49. The latter ends with a tribute from Augustus to Cicero’s
patriotism (told to his grandson who was furtively reading the orator’s works);
and in Antonius 87 we find the family of Cicero removing the honors and
statues of Antony, and hereditary vice from Antony’s line (“none of whom
henceforth were allowed to bear the name Marcus”) eventually accumulating
in Nero “who came near to destroying the whole Empire.”
(1951) 35–89, reprinted in idem, Croyance et Rites dans la Rome Antique (Paris, 1971) 130–176;
on the young Marius, 131.
8 Though Plutarch describes the debauchery of Sulla’s last days, he surprisingly leaves out ret-
ribution here, and he treats his end as the last manifestation of his glorious tyche. Appianus,
Bell. civ. 1.192, does something similar. Pliny, nh 7.138, presents a hostile tradition, apparently
suppressed by Plutarch, in contrast to the hostile tradition in Marius toward Marius.
chapter 11
Delphi
A prejudice for Delphi fills the Lives, as one might expect from a high func-
tionary there, with close connections to important Romans, including Trajan,
and Hadrian, who rewarded him handsomely. Hadrian would do much him-
self to revitalize the shrine. Besides underlining its role in the great accom-
plishments of Greece, Plutarch wished to show the long-standing relationship
between Delphi and the triumphs of Roman history, and the cultivation of the
shrine by noble Romans of the past.1 Only five Greek Lives fail to mention the
oracle (Kimon, Dion, Eumenes, Alkibiades, and Pyrrhos). Much of the informa-
tion was the stock and trade of Greek historiography, but Plutarch enlarges
upon it, adds a certain emphasis, and at times radically rewrites it. An inter-
esting problem was caused by Agesilaus and Theseus. According to the ora-
cle, one of these heroes should not have been king, and the other should not
even have been born. Plutarch is puzzled in both cases, a puzzlement largely
left to the syncrisis, and some sharpness is required to notice that the ora-
cles came from Delphi. In Lysandros 18 and 25–26, with Douris as his source,
1 For the bibliography on the Delphic Oracle, see J. Fontenrose, The Delphic Oracle. Its Responses
and Operations with a Catalogue of Responses (Berkeley, 1978). His major reference is to
H.W. Parke and D.E.W. Wormell, The Delphic Oracle (Oxford, 1956). See also S. Levin, “The
Old Greek Oracles in Decline,” anrw ii.18.2 (1989) 1599–1649. [en: See also S.C.R. Swain,
“Plutarch, Hadrian, and Delphi,”Historia: Zeitschrift für Alte Geschichte = Revue d’Histoire Anci-
enne 40 (1991) 318–330; M. Maass, Das antike Delphi (Munich, 2007); M. Baltes, “Der Nieder-
gang des Delphischen Orakels: Delphis Oracula Cessant,” in J. Gebauer, E. Grabow, F. Jünger,
& D. Metzler (eds.), Bildergeschichte: Festschrift Klaus Stähler (Bildergeschichte, Bibliopolis
(Möhnesee), 2004) 1–15; S. Hotz, “Delphi: eine störrische Ziege und Priester unter Druck,” in
G. Schwedler, S. Hotz, S. Weinfurter, & C. Ambos (eds.), Die Welt der Rituale: von der Antike bis
heute (Darmstadt: Wissenschaftliche Buchgesellschaft 2005) 102–105. On Plutarch and Delphi
see: Ph.A. Stadter, “Plutarch: Diplomat for Delphi?,” in Lukas de Blois (ed.), The Statesman in
Plutarch’s Works: The Statesman in Plutarch’s Greek & Roman Lives 1 (Leiden: Brill, 2004) 19–31;
J. McInerney, “ ‘Do You See What I See?’: Plutarch and Pausanias at Delphi,” in De Blois (ed.),
The Statesman in Plutarch’s Works 1, 43–55; A. Casanova, “Plutarch as Apollo’s priest at Del-
phi,” in L. Roig Lanzillotta & I. Muñoz Gallarte (eds.), Plutarch in Religious and Philosophical
Discourse, 151–157; A. Müller, “Dialogic Structures and Forms of Knowledge in Plutarch’s The
E at Delphi,” shps 43(2) (2012) 245–249; M. Scott, Delphi: a History of the Center of the Ancient
World (Oxford, 2014).]
2 Nock, Essays i, 248, is rather sceptical about Plutarch’s account of both Lysandros and
Demetrios. In the latter case, the Dionysia was not eliminated from the festivals, but the
Demetreia added to it. Nilsson, Geschichte ii, 139, is also very sceptical.
3 Plutarch gives the oracle in the original Dorian, apparently to underscore its authenticity. See
Fontenrose, The Delphic Oracle, 319–320.
4 Parke & Wormell, The Delphic Oracle, do not include this passage. The word πυθόχρηστος
(“worthy of the Pythia?”) might be a reflection of Aischylos, Choephoroi 900–901, and 940,
where it may have received the meaning “reliable” by Plutarch’s time. Flacelière, Plutarque.
Vies, i, 69, takes it as from Delphi, believing it to be based on a Hellenistic decree (Sylloge, 3rd
ed., 550). Plutarch alone gives “of the god Asylum,” but the change of the case here from -ου to
-ον would give “the asylum of the god” (i e., Jupiter Capitolinus). In Arist. 11.5 and 6, an oracle
of Delphi is at stake but the meaning would be intelligible as “oracle.”
116 part 1, chapter 11
the institution of the asylum, and the story of Kleomedes of Astypalaia, who
disappeared like Romulus, may have been conscious or unconscious attempts
at parallelism with the Theseus. More clear signs of linking Rome with Delphi
are in the sending of a Roman embassy to Delphi before the capture of Veii
in Camillus 4. Plutarch’s account offers striking differences from that of Livy,
though both must have looked at the account of Fabius Pictor, an ambassador
to Delphi in the Punic Wars. Plutarch curiously is alone in naming the ambas-
sadors sent, but omits the names of the deputation who gave the golden bowl
in thanksgiving. Also (did he think it out of character?) his Camillus prays to
Zeus and the other gods before Veii, while Livy’s (5.21) (Pictor’s?) prays to the
Pythian Apollo.5 He is our only source for the golden bowl offered Delphi after
Marcellus’ victory over the Gauls (Marcellus 8).6 At the time of Hannibal’s inva-
sion into Italy, the deputation in Livy is part of the superstitious panic ensuing
upon the Roman catastrophe (22.55). Plutarch does away with this atmosphere
in Fabius 18, treating the consultation as very normal, is silent about the stupid
response recorded by Livy, and omits the request by the priests there for a part
of the booty.
Trips of Roman supermen there are treated with the greatest care. Chapter
twelve of Flamininus is taken up mainly with descriptions of the dedications
and honors performed at the time. Aemilius Paullus (Aemilius 28) arrives in
Delphi for the erection of his statue, related in some detail, then returns after
the victory over Perseus to offer thanks.7 Sulla caused much trouble, both to the
shrine and to Plutarch’s Life. Plutarch plays it both ways. The desecration of the
shrine and the attempt of a “friend of Phokis” to spare it are related in a pathetic
manner (12). The Amphiktyons themselves, in Putarch’s description, are forced
5 The oracle was quite blunt in Livy (22.55–57): Si ita faxitis Romani, uestrae res meliores
facilioresque erunt magisque ex sententia res publica uestra uobis procedet uictoriaque duelli
populi Romani erit. Pythio Apollini re publica uestra bene gesta seruataque lucris meritis donum
mittitote, deque praeda manubiis spoliisque honorem habetote lasciuiam a uobis prohibetote.
On Fabius Pictor, a delegate to Delphi, and undoubtedly behind much of this, see E. Badian,
“The Early Historians,” in T.A. Dorey (ed.), Latin Historians (London, 1966) 1–38; and D. Timpe,
“Fabius Pictor und die Anfänge der römischen Historiographie,” anrw i.2 (1972) 928–969.
6 Commented upon by K. Ziegler, “Plutarchstudien xxii. Drei Gedichte bei Plutarch,”Rh. M. 110
(1967) 53–64.
7 The inscription on the Aemilius monument is still intact: L-Aimilius-L-f-inperator-de-rege-
Perse / Macedonibusque-cepet. See Flacelière, Plutarque. Vies, iv, 104, and L. Budde, “Das
römische Historienrelief i,” anrw i.4 (1973) 800–804. Plutarch relates Delphi three times to
the career of Alexander (3; 14; 37), and in 40 he mentions the hunting scene dedicated by
Krateros and executed by Lysippos and Leochares. See Flacelière, Plutarque. Vies, ix, 83, 122,
239.
delphi 117
8 Fontenrose, The Delphic Oracle, with the catalogue of “quasi-historical” oracles (268–354).
See also the review of Fontenrose by F.E. Brenk, Gnomon 52 (1980) 700–706, and Fontenrose’s
review of M. Delcourt, L’ oracle de Delphes (reprint of 1955 ed., Paris 1981), Gnomon 55 (1983)
264–265.
118 part 1, chapter 11
9 M. Manfredini & L. Piccirilli, Plutarco, La vita di Solone (Roma, 1977), point out, 133–134, that
the third verse of the oracle given in Solon 9 recalls the argumentation of Solon before the
Spartan arbitrators concerning the orientation of the corpses. This supports the Athenian
mode of orientation, thus, perhaps, added at a later date. Parke and Wormell surprisingly
rejected this oracle.
delphi 119
deserter. The earliest source, Cicero, has only the noble Veientine. Dionysios,
Livy, and Plutarch add the Delphic oracle to the soothsayer (or fata), both
saying the same thing. Fontenrose notes that it is unclear whether Delphi also
gave an actual ritual prescription to reinstate the Latin festival, in the supposed
account. He rejects the oracle on the grounds of Roman contact with Delphi
being improbable at this early date, an argument which seems to be becoming
weaker. Parke, too, listed it among legendary oracles. In Cicero 5 (q 248) the
oracle tells Cicero that he is to make his own nature, not the opinion of the
multitude, his guide in life. This rather unspectacular oracle, which sounds
more like Zeno than Apollo, is quickly discredited by Fontenrose on the basis of
its absence in Cicero’s writings. Perhaps Plutarch absorbed it from his Roman
friends, but it sounds suspiciously like the imaginary stories invented by tourist
guides to enhance their sites for particular nationalities.
In Pliny, Naturalis Historia 34.12.26 (q 228), during the time of the Samnite
war—for Parke and Wormell, the second war—the Romans receive an ora-
cle from Delphi that “they are to erect images of the bravest and the wisest
Greek.” Accordingly they set up statues of Alkibiades and Pythagoras in the
Forum. Pliny says they were removed in Sulla’s time. The oracle was anony-
mous at first or attributed to the Sibylline Books, on the basis of q 229, an oracle
about Roman consultation for a plague. This was attributed to Delphi by Ovid
(Metamorphoses 15.637–640) but to the Sibylline books by Livy (10.45.7) and
Valerius Maximus (1.8.2). But Plutarch on the statues (Numa 8) only mentions
an unidentified oracle and does not date it. Fontenrose even suggests that the
statues may never have existed in the first place and that the introduction of
Delphi is simply Pliny’s assumption. In any case, one would suspect that had
Plutarch read Pliny he would have labeled the oracle as Delphic. Otherwise
we have an incredible lapse on his part. That Ovid and Pliny introduce Delphi,
apparently gratuitously, suggests that Plutarch often finding Delphi mentioned
where its activity is not substantiated in other extant authors, did not neces-
sarily have to invent its presence. Ovid’s purpose was something like that of
Plutarch’s, to link the Greek and Roman world, and for different purposes both
liked oracles. Thus it is not unusual that we should find them as interesting
bedfellows, even if in this case in different beds.
Recently V. Citti has noted the sacral dimension given to Plutarch’s Lives by
the use of oracles and dreams which guide the devout man with arete, who
is attentive to the will of the divine through the course of history.10 As an
10 Citti, “Plutarco, Nik. 1.5,” 99–110. He notes that the latter part of the oracle given to Cicero
(Cicero 5) seems to be a citation from Plato, Kritias 44c: ἀλλὰ τί ἡμῖν, ὦ μακάριε Κρίτων, οὕτω
120 part 1, chapter 11
example he cites the discussions in Nikias 13 and 14 on the oracles and signs
before the battle of Syracuse, where the Athenians had been clearly warned by
heaven not to attack Syracuse, but led on by greed and glory, abetted by the evil
influence of Alkibiades, ignored or perverted oracles and portents. They were,
moreover, particularly misled by an oracle from Ammon that they would “take”
the Syracusans. Citti also cites Aristeides 11 and Pelopidas 20 where before the
battles of Plataiai and Leuktra the hero is advised by oracles and dreams.
Certainly Plutarch’s use of the sacred distinguishes his Lives from pragmatike
historia, but few of the aggressive politicians and soldiers of the Lives were the
daimonic men of the Moralia. Even Pelopidas is only a marginal figure among
the military philosophers who form the participants in De genio. Ammon
actually bungles its role of clairvoyant, at least in so far as any reasonable man
would interpret its response, though Plutarch would not stoop so low as to
underline its inferiority to Delphi. Moreover, Nikias’ prime fault is superstition,
a trait exaggerated in Plutarch over Thucydides. The actual makers of history
in Plutarch’s Lives frequently suffered disaster by ignoring the benevolence of
the divine, through blindness and insensitivity, while only a minority of whom
saw their eusebeia (piety) rewarded with success. But the daimonic readers of
Plutarch have been left to listen to many silent words by which they can learn
of the divine guidance of human affairs.
τῆς τῶν πολλῶν δόξης μέλει. Citti traces this theme in Plutarch of “not following the opinion
of the multitude,” and its philosophical precedents. R. Flacelière, “à Delphes,” in Études
Delphiques à la Memoire de P. de La Coste-Messeliere (Bull. Corr. Hell., Suppl. 4) (Paris, 1977)
159–160, discredits the authenticity of the oracle to Cicero.
chapter 12
Plutarch’s Life of Herakles is lost. However, the Lives of Theseus, Romulus, and
Numa are mythical to a great extent, as he himself confessed. Since Theseus was
balanced against the more historical Romulus, Plutarch was more or less forced
to follow the line of allégorisme réaliste and réalisme historico-géographique—
in Pépin’s terminology—a direction followed by Strabo and Diodoros.1 Plutarch
tells us as much in the introduction. Flacelière notes that he never cites the
Cyclic poets, rejects the Homeric line referring to Theseus, omits Bacchylides
17 on Theseus’ reception by Poseidon at the bottom of the sea, discounts a
sixth century Theseid, and criticizes the national prejudices of the drama-
tists. He cites numerous prose writers, Aristotle, logographers, Atthidographers,
Diodoros Periegetes, and Andron of Halikarnassos, whose taste in myth and rit-
ual undoubtedly suited Plutarch’s own. Euhemerism, which he disdains in De
Iside, appears in the interpretation of the Minotaur as a general of Minos, the
labyrinth as a prison (with Philochoros as source), and the descent to the under-
world as a journey to the Molossian king (Theseus 16; 19; 35).2 Rademacher
treats the life as primarily the glorification of Theseus as founder of the Attic
state, but this impression is misleading.3 Though political reasons are often
given for mythical actions, only one tenth of the Life concerns Theseus’ politi-
cal activity, and that falls mostly in 24 and 25. Plutarch rejects, as is natural, his
divine birth (2), but relates rather seriously encounters with monsters and rob-
bers (the Krommyonian sow being a female robber). He includes interesting
alternate versions, even when a bit fantastic, and is not averse to treating four
rapes and two illicit unions, pressing his historical acumen to decide whether
1 Jean Pépin, Mythe et Allégorie. Les origines grecques et les contestations Judéo-Chrétiennes
(Paris, 1958) 146;151.
2 Flacelière, Plutarque. Vies, i, 3–11, esp. 5. Flacelière, 10, n. 2, believes Plutarch may have been
influenced by Plato’s advice: “Let us not believe or permit ourselves to say that Theseus,
the son of Poseidon and Peirithoos, the son of Zeus, attempted any of these abductions so
criminal” (Politeia 391c).
3 Mythos und Sage bei den Griechen (Darmstadt, 1968 [1943]), esp. ch. 1, “Die vier Tendenzen
der Theseusbiographie,” 241–261. He finds four themes (260): Theseus as patron of the Attic
deme, as the hero of the small states around Attica, Theseus absolved from guilt, and Theseus
parallel to Herakles (but that the ktistes [founder] theme prevails). He thinks that Plutarch’s
break with rationalism belongs to the religious revival of Augustus and after (248).
Theseus participated in the Argonaut rape of Helen. Quite a bit is given to the
interpretation of ritual, possibly to balance the life with that of Romulus.4 This
falls mostly in 4, 5, 12, 21, 33, and 35—rather neatly spread out in the Life. The
two Lives reflect the comparative method, used not only in biography, but in
the Greek and Roman Questions, most of which are concerned with religion. In
general, Plutarch is a little puritanical. He attempts to avoid the impression of
savagery in the portrayal of Theseus, whose aim is quixotically “to do no wrong
but to punish those who offer violence” (7). Thus he downplays the Skiron and
Prokrustes incidents. Nor does he say anything about Pasiphae’s love for the
bull, though he seriously discusses the color of Theseus’ sails, and gives much
space to the repulse of the Amazons.5 The latter probably was interesting as
background to much Greek and Greek inspired art of his period. It is then a
little misleading to think of him struggling with might and main to turn these
Lives into history.
He was much harder on Romulus. He discards his divine birth, though
giving an interesting story about a daimonios phallos (“supernatural phallus”).
This rises from the hearth to perform its duty, which is the impregnation of
the kingly line (2). The story is puzzling in its note of antiquity, but is from
an historian, Promathion, who may have lived not much before Plutarch’s
time.6 In contrast to Theseus, we are well informed that Romulus’ reign began
4 A very exhaustive study of the sources of Theseus can be found in H. Herter, “Theseus,” re
Supplbd. xiii (1973) 1045–1238. He believes Plutarch’s account was mainly based on Istros.
Another recent account is R. Higgins, The Quest for Theseus (London, 1970). Flacelière refers to
his article, “Sur quelques passages des Vies de Plutarque,”reg 59 (1948) 67–105. For some more
recent work on Theseus, see L. Gianfrancesco, “Un frammento sofistico nella Vita di Teseo di
Plutarco,” in M. Sordi (ed.), Storiografia e propaganda (Milan, 1975) 7–20. The same volume
contains P. Ferrarese, “Caratteri della tradizione antipericlea nella Vita di Pericle di Plutarco,”
21–30, and S. Fuscagni, “Callistene di Olinto e la Vita di Pelopida di Plutarco,” 31–55. Herter
has also written an article on Theseus: “Θησεύς,” Platon 25 (1973) 3–13. F. Brommer, Theseus.
Die Taten des griechischen Helden in der antiken Kunst und Literatur (Darmstadt, 1982), offers
a perspective of the Theseus legend in art and literature, a comprehensive bibliography, and
notes, esp. to the artistic representations. Strangely he omits Plutarch from his chronological
list of ancient authors. For the difficulties in identifying the crane dance at Delos (Plutarch,
Theseus 21) on Attic vases, mostly from the archaic period, see 83–85.
5 Plutarch, Theseus 15, explains the human sacrifice incident of the Minotaur legend as in
the style of tragedy (τραγικώτατος μῦθος), and offers Euripides’ description of the Minotaur
(fr. 996, 997 Nauck). The Life is filled with alternate accounts.
6 A king with an Etruscan sounding name (Tarchetius), sees the phallus rising from the hearth
and is told by an oracle of Tethys in Etruria that he must have his daughter impregnated by
it. She is saved by Hestia, a maid performs the duty, and the twins are born (2). T.J. Cornell,
the mythological lives and roman religion 123
and ended in blood. At the end of the Life Plutarch discards any abnormal
type of divinization for Romulus, preferring to regard his divinization as the
normal progressive purification from human to hero, daimon, and god, which
is the theory of the “others” in De defectu.7 The disappearance of Romulus is
considered a fable, like that related of Kleomedes of Astypalaia, and of Aristeas
of Prokonnesos—which, according to Plutarch, took place at Kroton—and
the disappearance of the body of Alkmena.8 Finally, he modifies the words of
“Aeneas and the Twins: The Development of the Roman Foundation Legend,” pcps 21 (1975)
1–33, gives a 1st cent. bc date to Promathion. E. Gabba, “Considerazioni sulla tradizione letter-
aria sulle origini della Repubblica,” in Les origines de la République Romaine (Vandœuvres—
Geneva, 1967) 133–174, speculated that Plutarch was affected by late Republican “Etruscoma-
nia” (148).
7 R. Palmer, Roman Religion and Roman Empire. Five Essays (Philadelphia, 1974), has com-
mented on Plutarch’s inconsistency in treating the disappearance of Romulus (8), his use of
Varro for the horoscope of Romulus (Rom. 12), and his references to human sacrifice, which
he abhorred, performed in Rome in his own day (154, 157). For accounts of the disappearance
of Romulus and some newer original ideas see F. Coarelli, “Il Pantheon, l’apoteosi di Augusto
e l’apoteosi di Romolo,” in Kjeld de Fine Licht (ed.), Città e architettura nella Roma Imperiale
(Rome, 1983) 41–46. [en: C. Pelling, “Making myth look like history: Plato in Plutarch’s Theseus-
Romulus,” in A. Pérez Jiménez et al. (eds.), Plutarco, Platón y Aristóteles, 431–443; P. Marchetti,
“Autour de Romulus et des Lupercalia: une exploration préliminaire,” lec 70(1–2) (2002) 77–
92; F.E. Brenk, “Religion under Trajan: Plutarch’s resurrection of Osiris,” in Stadter and Van der
Stockt (eds.), Sage and Emperor. Plutarch, Greek Intellectuals, and Roman Power in the Time of
Trajan (98–117 a.d.) (Leuven, 2002) 72–92.]
8 Flacelière, Plutarque. Vies, i, 234, notes that Herodotos (4.13–15) put Aristeas at Kyzikos, but
feels that Plutarch, who often deviates from Herodotos, and may have been influenced by
Pythagorean sources, probably wrote what the mss. have, κρότωνος rather than κυζίκου. See
his article “Plutarque et les oracles béotiens,” Bull. Corr. Hell. 70 (1946) 199–207 (205–207).
Aristeas has been treated by J.D.P. Bolton, Aristeas of Proconnesus (Oxford, 1962) (on this
passage, 16, 128, 129, 201), who explains how Aristeas came to be associated with Croton. The
matter has been treated by Flacelière, “Sur quelques passages des Vies de Plutarque,” and
previously by K. Scott, “Plutarch and the Ruler Cult,” tapa 60 (1929) 117–135. Flacelière saw
Plutarch downgrading Romulus by giving him the status of daimon rather than theos, and
making arete, not a state decree, the qualification for divinization (94–98). Plutarch however,
in contrast to Livy who offers a rationalistic explanation for belief in the apotheosis, gives
more credence to the apotheosis, but locates it in the general context of divinization for all
‘good’ men, who advance “by nature and divine justice” from the state of heroes, to daimones,
to gods. Unlike De defectu 415b, divinization is not restricted to a ‘few’ of the good souls, nor to
the ‘better’ daimones as in De facie 944d. Moreover, here Plutarch only uses two of the terms
for the telos used at 944e, omitting ἐφετόν and θεῖον and expressing more explicitly the telos
and the idea of transformation into gods (εἰς θεοὺς ἀναφέρεσθαι, τὸ κάλλιστον καὶ μακαριώτατον
τέλος ἀπολαβούσας, 28). See also G.W. Bowersock, “Greek Intellectuals and the Imperial Cult
124 part 1, chapter 12
Romulus after death to Julius Proculus on the Appian Way, making them less
militaristic and nationalistic. Livy’s Romulus says: “So farewell and declare to
the Romans that my Rome shall be the capital of the world; so let them cherish
the art of war and let them now teach their children that no human strength
can resist Roman arms.” (1.16). Plutarch’s Romulus is more schooled in the art of
international diplomacy: “So farewell and tell the Romans that if they practice
self-restraint and add to it valor, they will reach the utmost heights of power.”
(28).
The Numa is more concerned with religious questions and rites than with
the shadowy Numa. The disappearance of Aristeas suggests Neopythagorean
sources for the Romulus, but these sources are more evident in Numa.9 In con-
trast to Cicero, who regarded the association of Numa with Pythagoras as a
ridiculous fraud of Pythagorean scholarship (inveteratus error, De Rep. 2.15.29),
and Livy (1.18–21), who like Cicero makes Numa a born and bred Sabine unaf-
fected by Greek influence, Plutarch plays upon possible Pythagorean influence,
and relates the discovery of the Books of Numa without underlining the possi-
bility of forgery. His Numa receives many possible ideas from Pythagoras, or
at least that possibility is left open, including the prohibition against images
of the gods (a special interest of Plutarch’s in De Iside, and in his discussion
of Jewish religion, as well as in De superstitione). The Numa is also more witty,
and Plutarch seems to delight in telling the story of how the hero, with the help
of Picus and Faunus, cajoled and outwitted Jupiter when he asked for human
sacrifice (15), and the story of the keeper of the temple of Hercules, who, while
shooting dice with the god, offered the prostitute Laurentia as a dubious prize
(5).
in the Second Century ad,” in W. Den Boer (ed.), Le culte des souverains dans l’Empire Romain
(Vandœuvres-Geneva, 1973) 179–206 (189); and S.F. Price, “Gods and Emperors: The Greek
Language of the Roman Imperial Cult,” jhs 104 (1984) 79–95; and idem, Rituals and Power. The
Roman Imperial Cult in Asia Minor (Cambridge, 1984), esp. 115–116. See also F.E. Brenk, “From
Rex to Rana: Plutarch’s Treatment of Nero,” in A. Ceresa-Gastaldo (ed.), Il Protagonismo nella
Storiografia Classica (Genoa, 1987) 121–142.
9 On this see Flacelière’s introduction to the Numa (Vies i, 166–178). He doubts G. Dumézil’s
theories about historicized myth in Numa on the basis that the Numa legend does not seem
strong in 2nd cent. bc literature (Ennius). Dumézil’s theories can be found in Mitra-Varuna
(Paris, 1948), and idem, Archaic Roman Religion (trs. Chicago, 1970). Flacelière notes the
theory of E. Pais, Storia critica di Roma durante i primi cinque secoli i (Rome, 1913) 447–456,
that Pythagoreans of South Italy in the 4th cent., finding an ancient river god Numicius near
the stream of Egeria, grecized the myth, changing Numicius into Numa. On Numa, see now
M. Manfredini and L. Piccirilli, Le Vite di Licurgo e di Numa (Milan, 1980) 290–338.
the mythological lives and roman religion 125
Plutarch relied heavily upon Livy, Fabius Pictor, Diokles of Peparethos, Varro,
and Dionysios of Halikarnassos, and probably received help from his Roman
friends, such as Sextius Sulla of Carthage. Such sources were used for the
Quaest. Rom., where he incorporated a number of other sources: among the
Greek, Juba, Aristotle, Kastor, Sokrates of Argos, Favorinus, Plato, Chrysippos,
Alexander Polyhistor, Pyrrho of Lipara, and Herodoros; among the Latin, Cato,
Cicero, Livy, Nigidius Figulus, Fenestella, Antistius Labeo, Ateius Capito, and
Cluvius Rufus. Ziegler felt that the number of mistranslations suggests that he
consulted authors like Varro directly, then later used his notes on them, being a
little unconcerned to question his friends on minutiae. Thus the October Equus
appears as the December Equus (apparently counting December as the “tenth”
month).10
H.J. Rose in a thorough study of the sources of the Quaest. Rom. felt that
Plutarch’s principal source was the Homoiotetes (Similarities) of King Juba of
Mauretania, whose interests would be similar to those of Plutarch, and who
drew heavily on Dionysios and Varro. Juba had married a daughter of Antony,
and presumably his knowledge of Latin would have been excellent. In Rose’s
view 53 out of 113 questions might have been taken directly from Varro, but
were more likely found in Juba, and may even have been in other authors.
In his opinion whatever the original or intermediate sources, Plutarch was
surprisingly independent. Rose thinks that he found Livy in Juba (though he
also used him directly), as well as Nigidius Figulus and Ateius Capito. Since he
used Fenestella for Sulla and Crassus, this was a direct source. Rose reduced
to twenty-five the number of passages resembling the work of Verrius Flaccus,
very recent in Plutarch’s day; but he went on to show that many of these
parallels were not all that convincing and suggested that Verrius might have
been used by Juba. His eventual feeling was that Verrius, like Varro, was found in
Juba, and Plutarch went on to consult these authors directly, but at a later time.
Rose concluded that Plutarch drew on good sources and not unintelligently,
that the mistakes were a small percentage of the whole, and thus the work was
on the whole quite reliable.11
10 For Plutarch’s sources see Flacelière, Vies i, 55; Ziegler, Plutarchos, 223–224; Pelling, “Plu-
tarch’s Method,” 74–96; and idem, “Plutarch’s Adaptation,” 127–140. For the Quaest. Rom.
there is a full, but rather confusing treatment of the sources in Rose, The Roman Questions,
11–45; 27 on use of Juba; 30 on questions from Varro. On Plutarch’s use of Varro see
E. Valgiglio, “Varrone in Plutarco,” Atti del Congresso Internazionale di Studi Varroniani ii
(Rieti, 1976) 571–595. Plutarch seems to have ignored the De Lingua Latina.
11 An example (in regard to covering the head when praying) from Kastor, “when he is trying
126 part 1, chapter 12
to bring Roman customs into relation with Pythagorean doctrines: the daimon within us
entreats and supplicates the gods without, and thus he symbolizes by the covering of the
head the covering and concealing of the soul by the body” (266e).
the mythological lives and roman religion 127
(amulets worn like a locket), and the Lupercalia.12 Often he rightly suspects a
taboo or apotropaic sacrifice, as that of a dog to the wolf on the Lupercalia. But
at times one suspects that his intention is to justify rather than to explain, for
example, that raw flesh is repulsive, like an open wound.
Hardly convincing is Plutarch’s attempt to relate the October Equus to the
Trojan horse, and the Argeii to Herakles, or the Consualia to a feast of Poseidon,
thereby explaining the putting of garlands on horses and asses. That the Lares
are clad in dog skins because they are like the Erinyes is an interesting guess. His
relationship of the Lupercalia to the purification rites in Boiotia is valuable, as is
his frequent reference to dogs or dog sacrifice. Still, we must tolerate his opinion
that the Flamen Dialis did not anoint himself in the open air through an
aversion to Greek pederasty, and his being careful not to step under ivy because
of what happened to the women of Bakchos. As so often with Plutarch, we can
remain less grateful for his opinions than thankful for the information, though
such views reflect the thought patterns of his day in the field of comparative
religion. Finally, according to Plutarch (sounding like an incipient structuralist)
the Flamen Dialis does not touch raw meat because it “… neither is a living
creature nor has it yet become a cooked food. Now boiling or roasting, being a
sort of alteration and mutilation, eliminates the previous form; but raw fresh
meat does not have a clean and unsullied appearance, but one that is repulsive,
like a fresh wound.”
After so many details in the complex and not always consistent or unitary
religious philosophy of Plutarch, it may be well to conclude with a passage
from De tranquilitate which gives a broad sweep and optimistic attitude toward
the world, religion, and our destiny.13 He begins with an introduction from
the Cynic Diogenes, who when seeing someone preparing for a holiday said
“Is not every day a holiday?” This rather non-cynical remark suggests a Stoic
framework for his coming declaration, but in effect it is deeply Platonic. The
kosmos is a temple, most holy and worthy of God. Man is introduced into
it as a spectator of sensible imitations (μιμήματα) of the intelligibles (νοητά)
revealed, according to Plato by the divine nous (intelligence) (Timaios 92c,
Epinomis 984a). These imitations have within them the principle (ἀρχή) of life
and motion, both in the celestial bodies and on the earth we live in. Life itself
is an initiation (μύησις) and most perfect mystery rite (τελετὴ τελειοτάτη). It
should be full of cheerful tranquillity (εὐθυμία) and joy. True we are happy when
14 For a broader picture of this essay, see D. Tsekourakis’ volume on the popular works of
Plutarch, Οἱ λαϊκοφιλοσοφικές πραγμάτειες του Πλουτάρχου. Η σχέση τους με τη διατριβή και
με άλλα παραπλησία γραμματειακά είδη (Thessalonika, 1983) 77–177. J.M. Dillon, “Plutarch
and Second Century Platonism,” in A.H. Armstrong (ed.), Classical Mediterranean Spir-
ituality. Egyptian, Greek, Roman (New York, 1986) 214–229, gives a summary of Plutarch’s
spirituality. He identifies its guiding principles as devotion to Apollo and Delphic worship,
cosmic dualism, and in ethics, moderation; and Plutarch separates static and dynamic
concepts of daimones. Dillon finds it difficult to place Plutarch in a precise relationship to
other thinkers of his period because of the insufficiency of the extant writings. However,
he finds Plutarch’s spirituality to be “basically optimistic and world-affirming,” recognizing
the tension between good and evil without falling into Manichean or Jansenistic gloom.
He, thus, sees Plutarch as more like Plotinos than many of his contemporaries, who were
living, according to Dodds, in an “age of anxiety.” I am grateful to Professor Dillon for hav-
ing let me see his manuscript before publication.
the mythological lives and roman religion 129
ever human nature failed to conform in the most excellent way to that toward
which he saw all nature striving, the paradeigmata, perfect Beauty and Good-
ness.15
15 I would like to thank Professor F.H. Sandbach of Trinity College, Cambridge, for looking
over an earlier draft of this article, and Professor Harold W. Attridge of Southern Methodist
University for looking over some of the newer sections, in particular that on Middle Pla-
tonism. Professor Pier Luigi Donini of the University of Turin has kindly made some
corrections and offered some helpful suggestions on Plutarch’s Aristotelianism. Professor
John Dillon of Trinity College, Dublin, and Professor John Whittaker of Memorial Univer-
sity, St. John’s, Newfoundland, also were willing to read the manuscript and offer some
suggestions. Patricia di Martino graciously helped correct the proofs. Professor Werner
Mayer of the Pontifical Biblical Institute detected some remaining infelicities.
part 2
The Life of Mark Antony:
A Literary and Cultural Study
∵
For F.H. Sandbach in memoriam
∵
chapter 1
At the termination of the Antonios, the reader suddenly discovers that the
real villain is Nero.1 In the longest genealogical ending of the Lives, Plutarch
dedicates special interest to the fate of Antony’s children:
1 This article is greatly indebted to C.B.R. Pelling, Plutarch. Life of Antony (Cambridge, 1988), and
to R. Scuderi, Commento a Plutarco, Vita di Antonio (Florence, 1984); Cf. O. Andrei & R. Scuderi
(introduction B. Scardigli and M. Manfredini), Plutarco. Demetrio. Antonio (Milan, 1989). See
also B. Scardigli, Die Römerbiographien Plutarchs. Ein Forschungsbericht (Munich, 1979) 144–
151; and idem, “Scritti recenti sulle Vite di Plutarco (1974–1986),” in F.E. Brenk & I. Gallo
(eds.), Miscellanea Plutarchea, Atti del i Convegno di Studi su Plutarco (Roma, 23 novembre 1985)
(Ferrara, 1986) 7–21—besides K. Ziegler, Plutarchos von Chaironeia (Stuttgart, 1964) (= rev. ed.
of Realencyclopädie der classischen Altertumswissenschaft xxi [Stuttgart, 1951] 636–962), 259–
266. In the notes “Professor” (in a general sense and irrespective of holding a chair) is used
before a scholar’s name when the information has been communicated either in a letter or
in conversation. Where a name is primarily geographical, often the Greek spelling has been
used, e.g., “Aktion,” even when the normal English spelling has been used in another context,
e.g., “The Battle of Actium.”
Antony left seven children by his three wives, of whom Antyllus, the
eldest, was the only one executed by Caesar. The rest were taken over
by Octavia, who brought them up with her own children. Kleopatra, the
daughter of Kleopatra, Octavia gave in marriage to Juba, a very edu-
cated and distinguished king. Antonius, the son of Fulvia, she managed
to advance to an extraordinary degree. While Agrippa held the high-
est honors under Augustus, and Livia’s sons the second highest, Anto-
nius was considered, and really was, the third in line. Through Marcel-
lus, Octavia had two daughters and one son, also named Marcellus. The
Emperor made Marcellus both his son and son-in-law, and married off
one of Octavia’s daughters to Agrippa. But Marcellus died shortly after
his marriage, and Caesar, from among his other friends, could not find
a son-in-law he could trust. Octavia, therefore, proposed that Agrippa
should marry Augustus’ own daughter, dissolving the marriage with her
own. Augustus was first persuaded by her, then Agrippa. Whereupon
taking back her own daughter she married her to the young Antonius,
while Agrippa married Augustus’ daughter. Antonius left two daughters
by Octavia, one of whom married Domitius Ahenobarbus. The other
Antonia, who was renowned for her beauty and virtue, was married to
Drusus, Livia’s son and the stepson of Augustus. From this marriage, Ger-
manicus and Claudius were born. Of the two, Claudius became emperor,
and of the children of Germanicus, Gaius reigned madly, but only for
a short while, and then was murdered along with his wife and child.3
2 Antonios 87; C.B.R. Pelling, Plutarch, Life of Antony (Oxford, 1988) 114–115. [en: See now
H. Halfmann, Marcus Antonius (Darmstadt, 2011); S. Moorhead, & D. Stuttart, 31 v. Chr.:
Antonius, Kleopatra und der Fall Ägyptens (Stuttgart, 2012); J.L. Zecher, “Antony’s Vision of
Death?: Athanasius of Alexandria, Palladius of Helenopolis, and Egyptian Mortuary Religion,”
jla 7 (2014) 159–176.]
3 See Pelling, Life of Antony, 326, who for the ms. ἐπιφανῶς (87.8) accepts ἐπιμανῶς (following
Jones, Plutarch and Rome, 80, note 50). K. Ziegler, Plutarchi Vitae Parallelae ιιι.1 (Leipzig, 1971)
the neronian background to the life 135
The passage with its formal genealogical ending returns to the very origins of
Greek literature. Surprisingly, in perhaps the last of his Lives, Plutarch seems
inspired by the genealogies of oral poetry. One might recall in particular Hes-
iod’s Theogony, but in a sense too, the Works and Days with the successive
deterioration of the human race. The Homeric epics also come immediately
to mind, though in reality the genealogies there are extremely restrained. The
genealogies of the Homeric epics look both forward and backward, stretching
the glorious lineage of a hero into the distant or mythical past, and even back
to an original insemination by the divine. Hesiod’s Theogony is a progression
in its general lines downward in time but upward in virtue, as the gods become
symbols of refinement and power exercised with caution and reason. The Cat-
alogue of Women at the end of the Theogony offers an instance of a genealogy
terminating a literary work.4 The general result of the genealogy is positive,
with the progeny a lesser god or hero. The weakness of the human condition
may be hinted at in the genealogy of Ino, Semele, Agave. But these three would
be exceptions that prove the rule.5 Moreover, the poet of this section of the
retains the ms. reading as do R. Flacelière & É. Chambry, Plutarque. Vies xiii (Paris, 1977)
185, who translate “de façon voyante.” But see W.R. Paton & E.L. Hicks, The Inscriptions of Cos
(Oxford, 1891): Ἐ]νιαυτοῦ πρώτου τᾶς Γαΐ]ου … ἐπιφανείας (Inscr. Cos 391); and Amatorius 753e,
where Semiramis (φαύλη) rules “gloriously” (ἐβασίλευσε ἐπιφανῶς πολὺν χρόνον) over Asia.
4 On the Theogony, see M.L. West, The Hesiodic Catalogue of Women. Its Nature, Structure
and Origins (Oxford, 1985). A very long treatment of genealogy, primarily in archaic and
classical Greece, can be found in R. Thomas, Oral Tradition and Written Record in Classical
Athens (Cambridge, 1989) 153–195, with a very extensive bibliography. The Iliadic genealogies
are somewhat limited in scope: Aeneas, 8 generations (20.200–241), Glaukos, 6 (6.145–211),
Achilleus’ only goes back two generations to a god (21.188–191). (As a descendant of Aeneas,
perhaps Nero inherited a long genealogy!) Thomas notes the aristocratic and telescoping
aspect of most genealogies, which skip back to an illustrious or divine ancestor (157). She also
mentions Plato’s contempt (Theaet. 174e–175b) for persons (like Antony), who traced their
ancestry back to Herakles, an ancestry which has no bearing on their own character (174).
5 Semele in Euripides’ Bacchai, as one struck by lightning (diobletos), has received a shrine and
cult (6–8). See A.B. Cook, Zeus. A Study in Ancient Religion i: Zeus, a God of the Bright Sky (Cam-
bridge, 1914) 22–29; M.P. Nilsson, Geschichte der griechischen Religion i, 71–73; W. Burkert,
“Elysion,” Glotta 39 (1960–1961) 208–213; idem, Greek Religion. Archaic and Classical (Oxford,
136 part 2, chapter 1
Theogony was possibly unaware of the tragic stories of these women as known
to us from the Bacchai of the strikingly original Euripides. Finally, these Hes-
iodic genealogies are not especially consistent or well organized.
Genealogical tables bespeak a serious interest in the transmission of virtue,
arete (excellence) or vice, through the blood line, expressing perfectly the con-
cept of dynasty. Still, in the Parallel Lives Plutarch treated a number of Hel-
lenistic monarchs whose dynastic posterity was important, without delineating
this lineage. In general, he contents himself with the brief genealogies lead-
ing to the hero’s birth. The Demetrios, the Life paired with the Antonios, has
a typically brief genealogy. Even the Antonios is more interested in childhood
influences on the hero than in the bloodline itself. The ending of the Antonios
is, then, an exception. The mention of numerous women in the genealogy of
Nero emphasizes even more the biological transmission of human qualities.
Plutarch is non-committal on Claudius, but Gaius (Caligula) certainly seems
symptomatic of a deteriorating biological species, almost Stoic in its concep-
tion.6
Though a genealogical ending might appear normal or even necessary in
Biography, a comparative study reveals the rarity of its appearance in Plutarch’s
Lives. At the termination of the Phokion, the hero’s son is described as worthless,
so ruled by sexual passion for a slave girl he loved as to ransom her from a
brothel (38).7 In Aratos (54) the end of the Macedonian line is Perseus, who
succeeded Philip and was displayed in Aemilius’ triumph. However, Perseus
is considered by Plutarch the supposititious son of a seamstress, not a direct
descendant of Philip. Aratos’ descendants are then described as living in Sikyon
1985) 126 (= idem, Griechische Religion der archaischen und klassischen Epoche [Stuttgart, 1977]
201).
6 [en: See Ph.A. Stadter, “Φιλόσοφος και φίλανδρος: Plutarch’s View of Women in the Moralia
and the Lives,” in S.B. Pomeroy (ed.), Plutarch’s Advice to the Bride and Groom and A Con-
solation to His Wife: English Translations, Commentary, Interpretive Essays, and Bibliography
(Oxford: Oxford University Press, 1999) 173–182; B.B. Buszard, “The Speech of Greek and
Roman Women in Plutarch’s Lives,” cp 105 (2010) 83–115; R.M. Aguilar Fernández, “La valía
de las mujeres en Plutarco,” in Ribeiro Ferreira, Van der Stockt, & Fialho (eds.), Philosophy in
Society, 9–17; M. Durán Mañas, “Valores y virtudes de las mujeres en la Vida de Demetrio,” in
Ribeiro Ferreira, Van der Stockt, & Fialho (eds.), Philosophy in Society, 75–98; E. Melandri, “La
virtù al femminile,” in Ribeiro Ferreira, Van der Stockt, & Zambujo Fialho (eds.), Philosophy
in Society, 173–193.]
7 Cf. L.A. Tritle, “Plutarch’s Life of Phocion: An Analysis and Critical Report,” anrw ii.33.6 (1992)
4293. [en: See also C. Mossé, “Le procès de Phocion,” Dike 1 (1998) 79–85; M. d. C. Fialho “The
Interplay of Textual References in Plutarch’s Life of Phocion,” Ploutarchos 8 (2010–2011) 91–
102.]
the neronian background to the life 137
and Pellene in the time of Plutarch. As so often in the endings of the Lives,
he creates a context of retribution for the villain and reward for the hero or
his children. In Themistokles 32 the hero’s descendants are entitled to certain
honors even in the author’s own time. A Themistokles of Athens, presumably a
direct descendant, enjoyed these revenues and was Plutarch’s companion and
friend in the “school of Ammonios the philosopher.”8
The only other genealogy, or more accurately, reference to descendants, out-
side the pair Demetrios-Antonios, also belongs to the Julio-Claudian dynasty—
excluding the evil end of Marius Junior (Marios 46), and the revenge of Cicero’s
sons who engaged in the damnatio memoriae of Antony. (His sons removed
the statues and honors of Antony and forbade use of the name Marcus to his
descendants [Cicero 49]). The line of Marcellus, according to the author, contin-
ued its splendor down to the time of Marcellus, the nephew of Augustus, whose
library and theater “bear his name” (Marcellos 30.11).9 Thus, the genealogy at the
end of Demetrios seems written to parallel the long genealogy designed for the
Antonios (53.8–9):
posed to have had a son by Eurydike, named Korrhagos. His line came
down in successions of kings to the last of them, Perseus, in whose reign
the Romans conquered Macedonia.10
10 Ziegler, Plutarchi Vitae Parallelae iii.1. There are some variations in the mss. over the
spelling of the children’s names. There is no suggestion here, as in Aratos 54, that Perseus
might not be a direct descendant.
11 On the section see Pelling, Life of Antony, 323–327; Scuderi, Vita di Antonio, 119–123. Tech-
nically speaking, Antony did not suffer damnatio memoriae, but his treatment was a fore-
runner of the Imperial form of it; Cf. Pelling, Life of Antony, 323. The endings of the Lives of
Cato Maior and Cato Minor depict the prevalence of good blood, which produces heroic
offspring, while Aristeides ends with an anecdote concerning an apparently degenerate
offspring. [en: M.B. Trapp, “Socrates, the Phaedo, and the Lives of Phocion and Cato the
Younger,” in A. Pérez Jiménez, J. García López, & R. Aguilar Fernández (eds.), Plutarco,
the neronian background to the life 139
Platón y Aristóteles, 487–499; D.P. Orsi, “Le pere di Catone l’Uticense: (Plutarco, Cato
Minor 46,4),” aflb 54–55 (2011–2012) 75–76; L.M. Günther, “Catos Feigen aus Karthago:
zur Interpretation einer Anekdote (Plutarch, Cato maior, 27, 1),” in J. González et al. (eds.),
L’ Africa Romana. Le ricchezze dell’Africa. Risorse, produzioni, scambi Atti del xvii convegno
di studio Sevilla, 14–17 dicembre 2006 (Roma: Carocci editore, 2008) 151–156; Ch. Carsana,
“Il Catone di Plutarco: da modello ad antimodello,” in A. González & M.T. Schettino
(eds.), L’ idéalisation de l’ autre. Faire un modèle d’un anti-modèle (Besançon, 2014) 243–
266; T. Means, “Plutarch and the Family of Cato Minor,” cj 69 (1974) 210–215.]
12 See for example, F.E. Brenk, “Auorum Spes et Purpurei Flores: The Eulogy for Marcellus
in Aeneid vi,” AJPh 107 (1986) 218–228; F. Coarelli, “Il Sepolcro degli Scipioni,” Dialoghi
di Archeologia 6 (1972) 36–106; J. van Sickle, “Stile ellenistico-romano e nascita dell’epi-
gramma a Roma,” in G. Flores (ed.), Dall’epigramma ellenistico all’elegia romana. Atti del
Congresso della s.i.s.a.c. (Naples, 1984) 9–26; idem, “The Elogia of the Cornelii Scipiones
and the Origin of Epigram at Rome,” AJPh 108 (1987) 41–55, esp. 44–48.
13 D. Sansone, “Atticus, Suetonius and Nero’s Ancestors,” in C. Deroux (ed.), Studies in Latin
Literature and Roman History, iv (Brussels, 1986) 269–277, believes that T. Pomponius Atti-
cus, the friend of Cicero, probably wrote the genealogy of Nero’s family used by Suetonius,
and that others, like M. Terentius Varro, C. Iulius Hyginus, and M. Valerius Messalla Rufus,
turned out genealogies in this period. The dynastic concept is strong in Augustan iconog-
raphy, e.g., the Gemma Augustea and related art; Cf. P. Zanker, The Power of Images in the
Age of Augustus (Ann Arbor, 1988) 230–238, pls. 182 (Kunsthistorisches Museum, Vienna,
ixa.79); 183b (British Museum, London, gr 1866.8–6.1.) (= idem, Augustus und die Macht
der Bilder [Munich, 1987] 229–235, Abb. 182, 183b).
140 part 2, chapter 1
The simile has been considered a generic statement of the human condi-
tion, followed by a specific one of genealogy, in which man is separated from
the leaves and the rest of the non-human world by a distinct lineage, by the
remembrance of named individuals.14 The Lives constantly play between these
poles, the generic and the specific. Thus, the genealogy at the end of Anto-
nios carefully delineates the specific vice of the protagonist as an individual
and its transmission in one family line, as though it were “tagging” a dis-
ease.15
There is a hint of degeneration in the paradigmatic Glaukos genealogy as
well, though Glaukos recites it as a means of suggesting his own valor. He is not
the indomitable warrior that Bellerophon was, and inferior to Sarpedon, who
also was a descendant of Bellerophon. Even Bellerophon at life’s end wanders
around hated by gods and men, while Isandros, his son, is slain by the Solymoi, a
race unable to defeat his father. Perhaps by their very nature genealogies which
descend from a hero must express deterioration. At the same time, Glaukos
too is a hero, and in a deconstructionist sense, Plutarch, though ambiguous
about Antony and condemnatory of Nero, by projecting them into an epic-
like genealogy of the legendary past endows them with heroic, semi-divine
status.
But there is another aspect to the genealogy as related by Glaukos, the estab-
lishment of a link with the present. The actions of a distant ancestor create a
salvific rapport with the contemporary condition. In the case of Glaukos, the
14 J.M. Redfield, Nature and Culture in the Iliad. The Tragedy of Hector (Chicago, 1975) 102,
notes how the genealogy stresses the individual and kinship, while the nature similes
emphasize the continuation of the species.
15 The concept is extremely important for Plutarch’s De sera. As the principal speaker, he
presents an argument (against Bion), based on the prevention of evil. Having seen his
own children punished for his sins, in the next incarnation the malefactor should avoid
making the same mistake; the children, aware of their inherited vice, will take measures
against it (561b–f). See P. De Lacy & B. Einarson, Plutarch’s Moralia vii (Cambridge, Mass.,
1969) 177. In Broutos 1 and the first chapters of the Cato Lives, family genes are responsible
for transmitting even extremely specific traits (such as exterminating tyrants).
the neronian background to the life 141
is a bitter one. Before the battle of Actium, “all the citizens” of Chaironeia
“under the whip” carried grain to the sea for transport to Antony’s army. The
“salvation” of the city was assured when news arrived of his defeat at Actium
(68).19
At the end of the Nerogonia, Plutarch is extremely reticent about the danger
the Emperor brought to the author. He tends to review his character with
cool detachment, respectful of the distance of time and space. The ending of
Antonios then, does not convey the great personal suffering he experienced
indirectly through the punishment or execution of elder members of a circle on
whose fringe he later figured, and perhaps, under Domitian—who revived the
persecution against this group, the necessity to save his own life by a hasty flight
from Rome: “This Nero, who became emperor in my time, killed his mother and
by his folly and madness nearly brought down the Roman Empire. He was the
fifth in descent from Antonius” (87.4).
The comment underscores two points, matricide, and mental instability
(ἐμπληξίας καὶ παραφροσύνης) which nearly caused political catastrophe.
Plutarch’s nature, which seeks redeeming good in everyone, contrasts with
that of Tacitus, who slashes at persons he despises. Unearthing hidden sadism,
Tacitus depicts, in an inimitably appropriate style, human depravity erupting
from the darkest recesses of the soul. But Plutarch treats Antony amazingly well
for a case study in moral deficiency. Given his nature, one would be surprised
to find him exceptionally hard on Nero. Still, his attitude toward Nero deserves
mentum Epigraphicum Graecum 1 [Leiden, 1923] 181), citing Jones, Plutarch and Rome, 10.
Lamprias, Plutarch’s grandfather, would have been fifty years younger than Philotas.
19 Pelling, Life of Antony, 288. He or Nikarchos was presumably Lamprias’ father and eighty
years old at Plutarch’s birth, something of a Methuselah; but he might have had enough
wits about him to relate the tale to our budding author. [en: On the use of anecdotes
in the Lives, see M.A. Beck, Plutarch’s Use of Anecdotes in the Lives (Diss. Univ. of North.
Carolina, 1998); and idem, “Plato, Plutarch, and the Use and Manipulation of Anecdotes
in the Lives of Lycurgus and Agesilaus: History of the Laconic Apophthegm,” in A. Pérez
Jiménez, J. García López, & R. Aguilar Fernández (eds.), Plutarco, Platón y Aristóteles, 173–
187; Ph.A. Stadter, “Plutarch’s Compositional Technique: The Anecdote Collections and
the Parallel Lives,” grbs 54 (2014) 665–686; L.H. Feldman, “Parallel Lives of Two Lawgivers:
Josephus’ Moses and Plutarch’s Lycurgus,” in J.C. Edmondson, S. Mason & J. Boykin Rives
(eds.), Flavius Josephus and Flavian Rome. Contributions présentées à un colloque qui s’est
tenu à Toronto en mai 2001 (Oxford / New York: Oxford University Press, 2005) 209–242;
S. Nevin, “Negative Comparison: Agamemnon and Alexander in Plutarch’s Agesilaus—
Pompey,” grbs 54 (2014) 45–68; D. Sansone, “Agesilaus and the Case of the Lame Dancer,”
ics 37 (2012) 75–96; K.M. Trego, “Competition in Context philonikia in Agesilaus-Pompey,”
Ploutarchos 10 (2012–2013) 63–74.]
the neronian background to the life 143
What was Plutarch’s attitude toward Nero?20 Classical historians have noted
Plutarch’s extreme frankness and courage in writing his biographies.21 He did
not allow biography to degenerate into an instrument of Imperial propaganda.
Nor did he allow the benefactions of the Flavian emperors to Delphi to influ-
ence his notably hostile attitude toward these rulers.22 Passages in Plutarch’s
Othon and Galbas sometimes cited for the view that Nero had some spark of
virtue, in fact, are not convincing.23 Elsewhere, outside of purely technical ref-
erences, allusions to Nero are universally negative: the massive extermination
of his political enemies (Galbas 8), his excessive prodigality (16), actions deserv-
ing the fate he received (17), outrages committed by his “sacrilegious” procu-
rators in Spain (4), embarassment caused by his theatrical performances, the
murder of his mother and “slaughter of his wife” (14), his debauchery, the seduc-
tion of Poppaea, the wife of Crispinus—with a hint she found the emperor sex-
ually disgusting—and, again, the killing of his mother and “wife-sister” (19).24
20 See F.E. Brenk, “From Rex to Rana: Plutarch’s Treatment of Nero,” in A. Ceresa-Gastaldo
(ed.), Il protagonismo nella storiografia classica (Genoa, 1987) 121–142, for Plutarch’s hatred
of Nero. A milder judgment is offered by Jones, Plutarch and Rome, 16–19, 120, and Russel,
Plutarch, 2–3.
21 A. Momigliano, The Development of Greek Biography. Four Lectures (Cambridge, Mass.,
1971) 99–100.
22 Jones, Plutarch and Rome, 25; see also idem, “Towards a Chronology of Plutarch’s Works,”
jrs 55 (1966) 61–74 (63–66). [en: J.M. Mossman, “Travel Writing, History, and Biography,” in
B. McGing & J. Mossman (eds.), The Limits of Ancient Biography (Swansea: Classical Press
of Wales, 2006) 281–303.]
23 [en: A. Anagnostou-Laoutides & M.B. Charles, “Galba in the Bedroom: Sexual Allusions
in Suetonius’ Galba,” Latomus 71 (2012) 1077–1087; L. De Blois, “Soldiers and Leaders
in Plutarch’s Galba and Otho,” in A. Kriekhaus & H.M. Schellenberg (eds.), A Roman
Miscellany: Essays in Honour of A.R. Birley (Gdansk: Foundation for the Development of
Gdansk University, 2008) 5–13.]
24 Brenk, “From Rex to Rana,” 126–127. For Plutarch’s Lives of the emperors, see A. Georgiadou,
“The Lives of the Caesars and Plutarch’s Other Lives,” in Marcovich et al. (ed.), Plutarch,
349–356. She notes a great amount of synkrisis already in these Lives.
144 part 2, chapter 1
A passage from the life of Flamininus (12) on the hero’s liberation of Greece,
with reference to the later liberation by Nero, is often cited by scholars as
expressing admiration for Nero. However, it only relates that both liberations
took place at the Isthmian Games. Plutarch may, in fact, be implicitly con-
demning Nero, contrasting the more modest honors Flamininus received with
the extravagant and sacrilegious ones of Nero.25 Besides, the abolition of taxes
involved in the liberation may have meant a larger burden on Plutarch and his
wealthy friends. Among other negative aspects of Nero’s philhellenism were his
failure in Greece to visit either Athens or Eleusis, places dear to Plutarch, and
his seizure of treasure from the sanctuaries at Athens, Delphi, Olympia, Thes-
piai, and Pergamon after the great fire of 64 ad26 Such depredations to pay for
his extravagance may have occurred earlier as well. Plutarch himself was not
only a priest of the shrine at Delphi, but also its leading propagandist in his
day. According to Pausanias (10.7.1), Nero stole five hundred bronze statues of
gods and men.27
Passages from the Moralia are more damning: through flattery Nero was
degraded to the status of a stage actor, a profligate egged on by Petronius
(Quomodo adulator 56e, 60b); an irascible person who smarted at the loss
of expensive and irreplaceable objects (De cohibenda ira 462a); a tyrant who
deserved to be murdered (De garrulitate 505c). Possibly the most damning
statement is in Praecepta gerendae 810a, where Nero is described as hating and
fearing Thrasea, yet acknowledging his merits as a judge. Hinting that Nero
belonged to those “by nature evil and criminally inclined,” Plutarch records the
Emperor’s acknowledgement of Thrasea’s virtue.28
25 On this section see C.B.R. Pelling, “Synkrisis in Plutarch’s Lives,” in Brenk & I. Gallo (eds.),
Miscellanea Plutarchea, 83–96 (84–89); S. Swain, “Plutarch’s Philopoemen and Flamininus,”
in Marcovich et al. (ed.), Plutarch, 335–347. Swain notes Plutarch’s realism about Roman
liberation (343). [en: J. Raeymaekers, “The Origins of the Rivalry between Philopoemen
and Flamininus,” AncSoc 27 (1996) 259–276.]
26 For Plutarch’s interest in Athens see A.J. Podlecki, “Plutarch and Athens,” in Marcovich et
al. (ed.), Plutarch, 231–243.
27 Brenk, “From Rex to Rana,” 128–130.
28 A. Wallace-Hadrill, Suetonius. The Scholar and his Caesars (London, 1983; New Haven
1984) 142, following B. Mouchavá, notes that Suetonius’ Nero goes from initial liberality,
clemency, and geniality (10), to luxury and lust (26–31), then avarice (32) and finally cruelty
(33–38). On his extravagance see 167–174, 179. Professor Pelling notes that in Moralia, e.g.,
Quomodo adulator, 56e, 61a–b, De fortuna Romanorum, 319e–f, Plutarch is notably more
negative in similar “one-liners” about Antony than in the more considered verdicts in the
Lives.
the neronian background to the life 145
The shadow, or shade, of Thrasea Paetus, thus, indirectly falls over the Anto-
nios. Presumably Plutarch was first influenced by the contradictory combina-
tion of artistic philhellenism and sadistic cruelty in Nero, and only later became
interested in Antony as a rather remote biographical subject. Plutarch person-
ally knew Nero’s victim and the group keeping his memory alive under Domi-
tianus. His own troubles began as the noose drew around those faithful to the
memory of the Stoic saint. On the request of Arulenus Rusticus, a follower of
Thrasea, the younger Pliny possibly defended Plutarch’s brother, Timon, who
had been summoned to Rome.29 Later, seven persons in a group adhering to
the memory of Thrasea were executed or sent into exile. Among them was Aru-
lenus, executed in 93ad. Plutarch himself possibly fled Rome at this time to
escape the terror.30
Since he tells us little about these events, we must turn to Tacitus. Plutarch
never cites Tacitus in his works and presumably had not read him. However,
having links with the circle of Rusticus and Thrasea, he should have had access
to similar information, and presumably a similar viewpoint. In Annales 16.21–
25, the Roman historian relates the execution of the Stoic hero:
a milder penalty for a praetor who had written lampoons on Nero, his delib-
erately absenting himself from the voting of divine honors to Poppaea, Nero’s
deceased wife, and not assisting at her funeral.32 In the charge drawn up by
Capito, Thrasea is also accused of evading the customary oath, of never offer-
ing sacrifice for the welfare of the Emperor or his “celestial voice,” of being a
continual opponent and source of faction within the Senate, of condemning
religion, and of parading himself as a champion of liberty (16.22).
The Annales continue with Thrasea subjected to humiliations or personal
suffering before his execution. He is ordered to avoid the reception for Tiridates,
who has arrived at Rome to be invested with the kingdom of Armenia. Nero’s
convening of the Senate offers an occasion for Tacitus to present two speeches
with opposing viewpoints on Thrasea’s next move. Some advise an honorable
death rather than perishing in silence like a coward; others stress the ignominy
of a Senate provoked to physical violence against him, the folly of attacking
Nero for his crimes, the cruelty Nero might exercise on Thrasea’s wife and
daughters, and hint at suicide as the best solution (16.25–26).
After a touching scene between father and daughter at the trial of a fellow
victim, Soranus (16.30–33), there follows the decree of the Senate “according
free choice of death” and the arrival of the quaestor at Thrasea’s house. Thrasea
is “nearer to joy than sorrow,” since Helvidius, his son-in-law, is only to be exiled.
Then, retiring to his bedroom with two friends, he opens his arteries (16.35.1–2):
… offered the arteries of both arms, and when the blood had begun to flow,
sprinkling it upon the ground, called the quaestor nearer: ‘We are making
a libation.’ he declared, to Jupiter the Liberator. Take a look, young man—
and may the gods indeed avert the omen—but you are living in times
when you must steel your mind with examples of firmness. Afterwards, as
the slowness of his departure from life brought excruciating pain, turning
his gaze to Demetrius …33
32 That Thrasea should have competed in singing is a surprise, and a surprising piece of
propaganda.
33 For the historical problems in these passages, see E. Koestermann, Cornelius Taci-
the neronian background to the life 147
At this dramatic point the Mediceus cruelly breaks off leaving posterity
without thirty chapters of this book and without the whole of xvii and xviii,
including undoubtedly, the death of the villain.
The horrible brutality in the Tacitean death scenes of members of the ideo-
logical and political resistance to Nero seems light-years away from Plutarch’s
restrained comments. But his own closeness to these “subversives” in the for-
mative years of his life undoubtedly left a tremendous impression upon him,
engendering for the monster behind these executions, a reaction of contempt-
ible detestation. The impression that Plutarch has a “soft spot” in his heart
for Nero because of his benefactions to Greece derives from a passage in
De sera (567e–f). Although Plutarch appears to forgive Nero, he may have
injected a hidden double meaning. If the text is considered solely in the light
of Plato’s Republic, Nero gets off reasonably well. Nonetheless, in the Middle
Platonic period Plato’s Timaios was very popular and enjoyed immense pres-
tige. Besides, Plutarch himself wrote an important and original commentary on
this work. At the end of the Timaios (91d) Plato describes the origin of differ-
ent species through reincarnation. The utterly worthless are transformed into
marine creatures. The Timaios here apparently expresses a new eschatology,
where the individual psychic state automatically determines a place in a world
ultimately constituted by four elements.34 The nearest thing to personal inter-
vention in this impersonal scheme is at 92b where “the remoulders” construct
water creatures from the most depraved human beings. The transformation of
humans into water creatures, moreover, is the result of their utter πλημμέλεια.
Originally meaning “out of tune” in a musical sense, the word came to signify
mental instability and moral depravity.35 The phrase ὑπ’ ἐμπληξίας καὶ παραφρο-
tus. Annalen, iv: Buch 14–16 (Heidelberg, 1968) 376–388, 408–409. He sees a decrescendo:
with the exitus of Thrasea and Barea Soranus begin the processes for laesa maiestas
against lesser luminaries (377); and (16.35.1–2) sees a poetic touch in humum super spar-
gens (Horatius, Epodi, 5.25; Ovidius, Metamorphoses 1.67) (409). See also R.H. Martin,
“Structure and Interpretation in the Annals of Tacitus,” anrw ii.33.2 (1990) 1501–1581
(1569–1575), and M. Morford, “Tacitus’ Historical Methods in the Neronian Books of the
Annals,” ibidem, 1582–1627 (1598–1601).
34 So T.J. Saunders, “Penology and Eschatology in Plato’s Timaeus and Laws,” cq 23 (1973)
232–244; esp. 234–235, 238, 243–244. [en: F.E. Brenk, “O Sweet Mystery of the Lives!: The
Eschatalogical Dimension of Plutarch’s Biographies,” De Blois (ed.), The Statesman in
Plutarch’s Works, 61–73.]
35 Plutarch elsewhere uses the term in a musical sense, but Aristotle for impiety toward the
gods (De virtutibus et vitiis 1251a31). Plato (Leges 691a) employs the term to describe kings
who “by living ostentatiously in luxury ruin all.”
148 part 2, chapter 1
σύνης (“by his stupidity [or capriciousness] and madness”) used for Nero at the
end of Plutarch’s Antonios suggests a similar concept.
The mysterious voice of De sera which adjudicates a milder fate for Nero may
also belong to a satirical context:
Ἔσχατα δὲ ὁρῶντος αὐτοῦ τὰς ἐπὶ δευτέραν γένεσιν τρεπομένας ψυχὰς εἴς
τε ζῷα παντοδαπὰ καμπτομένας βίᾳ καὶ μετασχηματιζομένας ὑπὸ τῶν ταῦτα
δημιουργούντων, ὀργάνοις τισὶ καὶ πληγαῖς τὰ μὲν κολλώντων μέρη καὶ συνε-
λαυνόντων, τὰ δὲ ἀποστρεφόντων, ἔνια δ’ ἐκλεαινόντων καὶ ἀφανιζόντων παν-
τάπασιν ὅπως ἐφαρμόσειεν ἑτέροις ἤθεσι καὶ βίοις, ἐν ταύταις φανῆναι τὴν
Νέρωνος, τά τε ἄλλα κακῶς ἔχουσαν ἤδη καὶ διαπεπαρμένην ἥλοις διαπύροις.
προκεχειρισμένων δὲ καὶ ταύτῃ τῶν δημιουργῶν Νικανδρικῆς ἐχίδνης εἶδος, ἐν
ᾧ κυηθεῖσαν καὶ διαφαγοῦσαν τὴν μητέρα βιώσεσθαι, φῶς ἔφασκεν ἐξαίφνης
διαλάμψαι μέγα καὶ φωνὴν ἐκ τοῦ φωτὸς γενέσθαι προστάττουσαν εἰς ἄλλο
γένος ἡμερώτερον μεταβαλεῖν, ᾠδικόν τι μηχανησαμένους περὶ ἕλη καὶ λίμνας
ζῷον· ὧν μὲν γὰρ ἠδίκησεν δεδωκέναι δίκας, ὀφείλεσθαι δέ τι καὶ χρηστὸν αὐτῷ
παρὰ θεῶν ὅτι τῶν ὑπηκόων τὸ βέλτιστον καὶ θεοφιλέστατον γένος ἠλευθέρωσε
[τὴν Ἑλλάδα].36
Viewing the final part of his vision of the souls directed toward a sec-
ond birth—bent by force into all sorts of living creatures, and turned into
different shapes by these crafters, with blows from various tools, draw-
ing and gluing together different members, rejecting some, or rubbing
down others almost to the point of disappearance, that they might adapt
them to lives of different ethos—he saw among them the soul of Nero,
already otherwise in a sorry plight, pierced through with glowing rivets.
The craftsmen had manufactured a form for this one, that of Nikandros’
viper, in which once conceived and having eaten through its mother, it
was to live. Suddenly a great light flashed, and from the light, a voice com-
manding them to transfer the soul into a more gentle species, devising
instead a singing type, a creature of swamps and ponds. Having paid the
penalty for his injustices, he deserved something worthy from the gods,
since—among his subjects—to the race best and dearest to the gods, he
had given freedom.
36 De sera 567ef Loeb text of De Lacy & Einarson, Plutarch’s Moralia vii, 296–298, with
Morel’s conjecture, vs. W.R. Paton, M. Pohlenz, W. Sieving, & I. Wegehaupt (eds.), Plutarchi
Moralia iii (Leipzig, 1929, rpt. 1972) 443, which retains Πινδαρικῆς—all the mss. (Pindar,
ft. 276)—and the Budé edition of R. Klaerr & Y. Vernière, Plutarque. Œeuvres Morales vii.2
the neronian background to the life 149
The mysterious divine voice recalls a famous decree from Akraiphiai in Boi-
otia, granting divine honors to Nero. Since Akraiphiai was near to Plutarch’s
native Chaironeia, he perhaps was acquainted with the document. In the
decree, probably typical of many conferred, Nero, shining upon (ἐπιλάμψας)
the Greeks as a new Helios and a Zeus Eleutherios, is extolled for his grant
of freedom (ἐλευθερία) to the Greeks.37 In Plutarch’s dialogue, a great light—
presumably identifiable with Apollon Helios—shines forth (διαλάμψαι), and in
return for the liberty granted the Greeks, the god bestows upon the ex-Neos
Helios, ex-Zeus Eleutherios, the form of a frog.
(Paris, 1974) 172, which accepts Ziegler’s conjecture Ἰνδικῆς, based on Herodotos, 3.109. This
cannot be right, since Herodotus is referring to Arabia in the passage, not India, and the
type of viper is found in several countries.
37 H. Dessau, Inscriptiones Latinae Selectae ii.2 (Berlin, 1906) 8794 (= H. Dittenberger, Syl-
loge Inscriptionum Graecarum [3rd ed., Leipzig, 1915–1924] 814): ὁ ἀρχιερεὺς τῶν Σεβαστῶν
διὰ βίου καὶ Νέρωνος Κλαυδίου Καίσαρος Σεβαστοῦ Ἐπαμεινώνδας Ἐπαμεινώνδου εἶπεν· προ-
βεβουλευμένον ἑαυτῷ εἶναι πρός τε τὴν βουλὴν καὶ τὸν δῆμον, ἐπιδὴ ὁ τοῦ παντὸς κόσμου κύριος
Νέρων, αὐτοκράτωρ μέγιστος, δημαρχικῆς ἐξουσίας τὸ τρισκαιδέκατον ἀποδεδειγμένος, πατὴρ
πατρίδος, νέος Ἥλιος ἐπιλάμψας τοῖς Ἕλλησιν, προειρημένος εὐεργετεῖν τὴν Ἑλλάδα, ἀμειβόμε-
νος δὲ καὶ εὐσεβῶν τοὺς θεοὺς ἡμῶν παριστανομένους αὐτῷ πάντοτε ἐπὶ προνοίᾳ καὶ σωτηρίᾳ τὴν
ἀπὸ παντὸς τοῦ αἰῶνος αὐθιγενῆ καὶ αὐτόχθονα ἐλευθερίαν πρότερον ἀφαιρεθεῖσαν τῶν Ἑλλήνων
εἷς καὶ μόνος τῶν ἀπ’ αἰῶνος αὐτοκράτωρ μέγιστος φιλέλλην γενόμενος [Νέρων] Ζεὺς Ἐλευ-
θέριος ἔδωκεν, ἐχαρίσατο, ἀποκατέστησεν εἰς τὴν ἀρχαιότητα τῆς αὐτονομίας καὶ ἐλευθερίας,
προσθεὶς τῇ μεγάλῃ καὶ ἀπροσδοκήτῳ δωρεᾷ καὶ ἀνεισφορίαν, ἣν οὐδεὶς τῶν πρότερον Σεβα-
στῶν ὁλοτελῆ ἔδωκεν. δι’ ἃ δὴ πάντα δεδογμένον εἶναι τοῖς τε ἄρχουσι καὶ συνέδροις καὶ τῷ δήμῳ
καθιερῶσαι μὲν κατὰ τὸ παρὸν τὸν πρὸς τῷ Διὶ τῷ Σωτῆρι βωμόν, ἐπιγράφοντας, Διὶ Ἐλευθερίῳ
[Νέρων]ι εἰς αἰῶνα, καὶ ἀγάλματα ἐν τῷ ναῷ τοῦ Ἀπόλλωνος τοῦ Πτωΐου συνκαθειδρύοντας τοῖς
[ἡμῶν] πατρίοις θεοῖς [Νέρωνος] Διὸς Ἐλευθερίου καὶ Θεᾶς Σεβαστῆς [Μεσσαλίνης], ἵνα τούτων
οὕτως τελεσθέντων καὶ ἡ ἡμετέρα πόλις φαίνηται πᾶσαν τειμὴν καὶ εὐσέβειαν ἐκπεπληρωκυῖα
εἰς τὸν τοῦ κυρίου Σεβαστοῦ [Νέρωνος οἶκον]. εἶναι δὲ ἐν ἀναγραφῇ τὸ ψήφισμα παρά τε τῷ Διὶ
τῷ Σωτῆρι ἐν τῇ ἀγορᾷ ἐν στήλῃ καὶ ἐν τῷ ἱερῷ τοῦ Ἀπόλλωνος τοῦ Πτωΐου. Translations in
D.C. Braund, Augustus to Nero: A Sourcebook on Roman History 31 bc–ad 68 (London, 1985)
102–103, and E.M. Smallwood, Documents Illustrating the Principates of Gaius, Claudius
and Nero (Cambridge, 1967) 64. Discussed by S.R.F. Price, “Gods and Emperors: The Greek
Language of the Roman Imperial Cult,” jhs 104 (1984) 79–95 (82–83 and note 37), who
also gives a translation. S.R.F. Price, Rituals and Power. The Roman Imperial Cult in Asia
Minor (Cambridge, 1984) 115–116—modifying somewhat G.W. Bowersock, “Greek Intel-
lectuals and the Imperial Cult in the Second Century ad,” in W. den Boer (ed.), Le culte
des souverains dans l’ Empire Romain. Entretiens sur l’ Antiquité Classique 19 (Vandœuvres-
Geneva, 1973) 179–206. Price argues that Plutarch was antagonistic toward the imperial
cult (116); so also, F. Millar, “Discussion,” in Den Boer, Le culte des souverains (207). D. Fish-
wick, “Votive Offerings to the Emperor?,” zpe 80 (1990) 121–130, notes, vs. Price, that the
evidence for votive offerings to a living emperor is dubious.
150 part 2, chapter 1
Some of the humor of Plutarch’s dialogue may depend upon Nero’s assimi-
lation to Apollo.38 In Nero’s triumph, that is, a musical one on returning from
Greece, he entered the Circus Maximus in a chariot used for Augustus’ tri-
umphs. Wearing a purple robe and a Greek chlamys adorned with stars of gold,
he bore on his head the Olympic crown, while holding in his right hand the
Pythian one. After passing through the place where the arch of the Circus Max-
imus had been demolished to provide room, he proceeded to the Temple of
Apollo on the Palatine. There, he placed sacred crowns on the couches of his
bedchamber and on statues representing him in the guise of a lyre player (Sue-
tonius, Nero 25). The assimilation to Apollon Citharoedus, Apollo the lyre player,
seems unmistakable. The crown of stars, on the other hand, suggests an assim-
ilation to a celestial Apollon Helios, Apollo the Sun God.39
There could be a sinister double meaning as well in Nero’s non-transforma-
tion into a viper. The viper reincarnation is rightly understood as an allusion to
Nero’s assassination of his mother, Agrippina. Overtly, the viper transformation
38 The satirical context has affinities with the Senecan Apocolocyntosis, the title of which
plays on “apotheosis.” Besides Claudius’ pretensions to divinity, his venality and cruelty are
attacked; Cf. M.T. Griffin, Seneca. A Philosopher in Politics (Oxford, 1976) 130; J.P. Sullivan,
Literature and Politics in the Age of Nero (Ithaca, 1985) 48–55. In the work (4.1) Apollo,
speaking of Nero, proclaims: … uincat mortalis tempora uitae / ille mihi similis uultu,
similisque decore / nec cantu nec uoce minor / … flagrat nitidus fulgure remisso / uultus …
Sullivan dismisses attempts to deny the work’s authenticity (48, note 62); on which also
see K. Abel, “Seneca: Leben und Leistung,” in anrw ii.32.2 (1985) 653–775 (726–728) and
K. Bringmann, “Seneca’s Apocolocyntosis: Ein Forschungsbericht 1959–1982,” ibid. 885–914.
39 On Nero as Apollo Citharoedus, see Griffin, Nero, 120–121, 149, 163, and A. Bélis, “Néron
musician,” crai (1989) 747–763. Following J. Irigoin, Bélis believes the famous qualis artifex
pereo was said in Greek, οἷος τεχνίτης … (i.e. Dionysos) (the first part of an iambic trimeter)
(764). She is enthusiastic about Cassius Dio’s observation (63.28.4–5) that Nero began
to live the monstrosities of matricide, infanticide, and the like, which previously had
only been theatrical fantasies; and she observes that his own death was a mise en scène
presented for his friends (763). B.E. Levy, “Nero’s ‘Apollonia’ Series: the Achaean Context,”
nc 149 (1989) 59–68, notes that on coins issued after the liberation of Greece representing
him as the patron of the whole of Hellas, Nero is called Neron Apollon Ktistes (59, coin
no. 85, plate 18). The games were held to honor him as a benefactor, while the coins
represent him as interested in the federal institutions of Achaia (66–68). At Aphrodisias,
he is linked with Helios (Griffin, Nero 216; J. Reynolds, “New Evidence for the Imperial
Cult in Julio-Claudian Aphrodisias,” zpe 43 [1981] 317–327 [324, no. 9, plate xii d]). In
the inscription (1st ad) he is not exactly identified with Helios, but his name, column a
(νερων κλαυδιοσ δρουσοσ καισαρ σεβαστοσ), accompanies the god’s name, column
b (ηλιοσ), with which, presumably, a relief was associated. After Nero’s fall in 68 ad the
still legible νερων was erased.
the neronian background to the life 151
would enact a fitting punishment for Nero, since the mother viper is supposedly
destroyed by her offspring, who eat their way out of her pregnant womb.40
But Plutarch may have Plato’s Laws in mind. There (870d–e), “according to the
mysteries” vengeance is enacted in Hades, but in reincarnation also “the natural
penalty” must be paid. The matricide must return to earth as a female to be
slain by “his” own children, since “for the pollution of common blood there is
no other purification” (872c–873a).41
In the light of the Laws passage, Nero, entering the underworld, faces Dante’s
“Lasciate ogne speranza, voi ch’intrate” (“Abandon all hope, you who enter
here.”) (Inferno iii.9). For all eternity he will be denied the possibility of oblit-
erating the pollution—the miasma, the “damned spot” of matricide clinging to
his soul.
Antony’s entry into Ephesos (24) may be influenced by the more immediate
events of the reign of Nero, though with a difference. Antony’s arrival at the
capital of Asia is set in a Bacchic thiasos of pageantry, music, and feasting,
similar to the accounts of Nero’s own entertainments in Rome and travels
abroad, especially in Greece. The double nature of Nero as both generous
and predatory is suggested in the description of Antony as not only Dionysos
Meilichios and Charidotes (Beneficent and Giver of Joy) but also Omestes and
Agrionios (Carnivorous and Savage). Then Plutarch digresses on the dangers of
flattery, which left the hero a victim of opportunists: he could not believe that
those insulting him in jest, were actually corrupting him in earnest, removing
from flattery its insipid nature by injecting frankness, like a touch of tartar
sauce. The words recall Quomodo adulator 56e (and 60b), where Antony and
Nero are treated similarly:
40 Nikandros 132–135; just before, the female tears the male’s head off after mating; A.S.F. Gow
& A.F. Schofield, Nicander. The Poems and Poetical Fragments (Cambridge, 1953) 36–37.
41 Pointed out by P. Cosenza, “Reati contro parenti e sangue familiare nelle Leggi di Platone,”
in F. Vattoni (ed.), Sangue e Antropologia nella liturgia. Atti della iv Settimana di Studi
(Rome, 1984) 1–17 (9–10). Professor Pelling suggests that Plutarch may have intended the
“gentler punishment” of Nero’s frog transformation to satisfy the more rigorous demands
for expiation found in the Laws passage.
152 part 2, chapter 1
In the second passage (60b) frank speech and criticism are more damnable.
Its practitioners are the most unscrupulous of flatterers. Surrendering to such
flattery is considered Heraklean and Dionysian, since Herakles enjoyed the
company of the Kerkopes, and Dionysos the Silenoi. Even more serious is
flattery that encourages a person’s vicious tendencies; so Petronius egged on
Nero’s profligacy by accusing him of being niggardly and cheap.
Nothing in the life of Antonios suggests that the hero was guilty of Nero’s
excesses in receiving divine honors. In fact, though, Nero, compared with other
emperors, was not excessive in this regard.42 Still the attack on divine honors
in Demetrios may reflect some vague association in Plutarch’s mind between
Demetrios, Antony, and Nero.43 Indeed, many of Plutarch’s harshest attacks on
ruler cult appear in Demetrios. Ultimately they are based on hostile sources.44
Still, their inclusion may reflect personal antagonism toward excesses of the
Neronian period. One of the Julio-Claudians most notorious in this respect was
Gaius, who even if the conjecture “madly” (ruling) is not correct, seems roundly
condemned at the termination of the Antonios.
Demetrios 10 contains Plutarch’s condemnation of the extravagant honors
awarded Demetrios and Antigonos.45 These awards supposedly are deliber-
ately exaggerated by the Athenians to make the rulers more odious. Antigonos
and his son are called Savior Gods (Soteres), and a priesthood is established
for them, with the year dated by their rule. Their figures are woven into the
sacred peplos of Athena for the Panathenaic festival, an altar is erected where
Demetrios first alighted from his chariot, and two demes (phylai) are named in
their honor.46 In 12, Demetrios is condemned for changing the month Mouny-
chion to Demetrion, and the Dionysia to the Demetria. Apparently as a sign of
divine condemnation—derived from a hostile source—the peplos with their
figures embroidered into it was rent by a hurricane, the soil teemed with hem-
lock around the altars of the Soteres, and it was frosty at the Dionysia. Worst
of all—according to the parallel biographer—the Athenians were to obtain
an oracle from Demetrios to determine the dedication of the sacred shields
at Delphi. Not unpredictably, the man who proposed these honors later went
mad.47
45 The whole matter is treated in great detail by K. Scott, “The Deification of Demetrios
Poliorcetes,” AJPh 49 (1928) 137–166, 217–239; and by I. Kertész, “Bemerkungen zum Kult
des Demetrius Poliorketes,” Oikumene 2 (1978) 163–175. Kertész notes that Athena Proma-
chos appeared on Demetrios’ coins, that Athena Alkis was a protective divinity of the
Macedonian royal house, and that many of Demetrios’ soldiers were Athenians (166–
167). The hostile propaganda obscures the positive effects of Demetrios’ overtures toward
Athens.
46 See Andrei & Scuderi, Demetrio, 142–155, on these matters. They note (145, note 70) that
the epigraphic documentation—vs. Plutarch—mentions Antigonos and Demetrios not
as Θεοὶ Σωτῆρες but rather only as Σωτῆρες, citing L. Moretti, Iscrizioni storiche ellenis-
tiche (Florence, 1967–1975) i.5, lines 16–21. [en: A.V. Zadorojnyi, “Sappho and Plato in
Plutarch, Demetrius 38,” in A. Pérez Jiménez (ed.), Plutarco, Platón y Aristóteles (Madrid,
1999) 515–532; M. Monaco, “Folly and dark humor in the Life of Demetrius,” Ploutarchos 9
(2011–2012) 49–59; idem, “The bema and the Stage: Stratocles and Philippides in Plutarch’s
Demetrius,” ics 38 (2013) 113–126; G.W.M. Harrison, “Plutarch the Dramaturg [Sic]: State-
craft as Stagecraft in the Lives,” De Blois et al. (ed.), The Statesman in Plutarch’s Works,
53–59.]
47 See Andrei & Scuderi, Demetrio, 149–153, for slight errors in Plutarch’s account here. De
fortuna Alexandros 338a also mentions the incident of the sacred embassy (theoria) to
Demetrios. E. Capellano, Il fattore politico negli onori divini a Demetrio Poliorcete (Turin,
1954) 33–35, notes that Demetrios’ coinage flourishes at this time. She suspects a link
between Bacchos, Iacchos, and Eleusis, as important for Demetrios, but notes that ref-
154 part 2, chapter 1
erences to Hellenistic monarchs venerated as Dionysos at Athens are late and in Roman
authors. In contrast, Demetrios clearly assimilated himself to Poseidon and Helios (33–
37). On the “ingratitude” of the Athenians, see C. Habicht, Gottmenschentum und griechis-
che Städte (Munich, 1956) 187–189, who notes that Kataibates (alighting) suggests an
assimilation to Zeus (50).
48 Flamininus 10–12, De sera 567ef; see Flacelière & Chambry, Plutarque. Vies xiii, 3; cf.
Pelling, “Synkrisis,” 84–88. Professor Pelling sees the possibility of inner contradiction:
excessive honors (timai) corrupt the “love of honor” (philotimia). [en: R. Feig Vishnia, “A
Case of ‘Bad Press’?: Gaius Flaminius in Ancient Historiography,” zpe 181 (2012) 27–45.]
the neronian background to the life 155
No Hellenistic king ever waged a more just war. The treasures amassed
by subduing barbarians were now lavishly spent upon the Greeks to win
repute and honor.
8.2–3
But like Flamininus and Nero, Demetrios allows his good intentions to be
spoiled by the divine honors he expropriates to himself. Here Plutarch hides
behind the satirical verses of Philippides, in which the bestowing of divine
honors upon men, such as the impious ones for Demetrios and Antigonos, is
responsible for the frost and the fierce wind which rent the Panathenaic robe
(12.7).49
Another link with Nero’s career is Demetrios’ desire to be initiated into the
mysteries. Nero, however, apparently did not visit Eleusis. The hostile tradi-
tion reported in Suetonius (Nero 34) attributes his absence to the murder of
Agrippina, which rendered him unworthy.50 According to Plutarch (26), as
Demetrios was getting ready to return to Athens, he wrote letters in advance
indicating his desire to be initiated into all the grades at Eleusis. This was not
lawful; and, besides, according to Plutarch, the lesser rites were performed in
the month Anthesterion, the great rites in Boëdromion, and the final rites,
the Epoptika celebrated a year after the Greater Mysteries. On the motion of
Stratokles, then, the current month Mounychion is changed into Anthesterion,
and the lesser rites at Agra are performed for Demetrios, after which Mouny-
chion became Boëdromion instead of Anthesterion. Demetrios thus receives
the remaining rites and is admitted to the highest grade, epoptos.51
49 See Andrei & Scuderi, Demetrio, 152–153, for the epigraphic documentation.
50 Cf. K. Clinton, “The Eleusinian Mysteries: Roman Initiates and Benefactors, Second Cen-
tury bc to ad 267,” anrw ii.18.2 (1989) 1499–1539 (1514). K.R. Bradley, Suetonius’ Life of Nero
(Brussels, 1978) 206, notes that supposedly for the same reason, Nero did not visit Athens or
Sparta (Cassius Dio 63.14.3), though the sites have produced representations of him there,
citing C.C. Vermeule, Roman Imperial Art in Greece and Asia Minor (Cambridge, Mass.,
1968) 209–211.
51 See Andrei & Scuderi, Demetrio, 186–188. Philochoros (F. Jacoby, Die Fragmente der grie-
chischen Historiker i [Berlin / Leiden, 1923] 328, f 69–70), criticized the procedure as
sacrilege; but Diodoros (20.110.1) defended it because of Demetrios’ benefactions.
156 part 2, chapter 1
Nero’s own interference in religious ritual, though, was of a milder type. Besides
introducing the Neronia at Rome, in Greece he tampered with the traditional
competitions at the religious festivals. All, even those widely separated in time,
were condensed into a single year, so he could compete in each; and, contrary
to custom, he introduced a musical contest at Olympia. He also removed the
statues and busts of former victors (Suetonius, Nero 23–24).54
Apparently Nero’s benefactions to Greece, real or promised, never overrode
Plutarch’s detestation for the emperor. For Plutarch he remains, as a paradigm
of the worst excesses of the human spirit, a tyrant who deserved to be assas-
52 For the historical reality, see the very thorough discussion of G. Marasco, “Introduzione
alla biografia plutarchea di Demetrio,” Sileno 7 (1981) 35–70 and Sileno 9 (1983) 35–54, who
regards Plutarch in general as credible, but influenced by distorted sources ([1981] 46–49;
[1983] 48, 50–52). At stake are the decree of Stratokles, the liberation of Greece, the priest
of the Soteres replacing the eponymous archon, the change of the months, the Demetria,
soap for Lamia, and the initiation at Eleusis.
53 μορφὴν δ’ ἀμείψας ἐκ θεοῦ βροτησίαν / πάρειμι Δίρκης νάματ’ Ἰσμηνοῦ θ’ ὕδωρ. E.C. Kopff,
Euripides. Bacchae (Leipzig, 1982) 3, seems to misunderstand Plutarch’s change. Ziegler
unnecessarily makes Plutarch’s text deviate (νάμαθ’ Ἱσμηνοῦ) from that of Euripides. P. Car-
rara, “Plutarco ed Euripide: Alcune considerazioni sulle citazioni euripidee in Plutarco
(De aud. poet.),” in Marcovich et al. (ed.), Plutarch, 447–455, attributes such citations to
Plutarch’s schoolboy memorization (450). Conveniently, he cites from the beginning of
the play.
54 See Griffin, Nero, 210–211; Brenk, “From Rex to Rana,” 129–130. Nero made a grant of 400,000
sesterces to Delphi, but after the fire in Rome (64ad) confiscated temple treasure there
and elsewhere, expropriated temple lands, and despoiled the shrine of 500 bronze statues
(Pausanias 10.7.1; cf. 10.19.2). As a priest at Delphoi, Plutarch should have been sensitive
about these depredations.
the neronian background to the life 157
sinated.55 Plutarch’s expansive style and customary generosity toward his sub-
jects, however, conceals his repulsion. He seems to paint, in the luminous colors
of a fresco, atrocities whose horror deserves the chiaroscuric tones of Tacitus’
Annales.
The Nerogonia, which terminates the Antonios, hints at the theory of inherited
vice, but strictly speaking does not directly attribute the vice of the ultimate
descendant to the ancestor and hero of the Life. Still, what use are genealo-
gies unless they presume the transmission of genes of greatness—heroism,
grandeur, and at least the possibility of great achievement—or depravity? Pin-
dar underscores such aspects again and again. Among the Roman Scipiones,
the untimely death of a young scion is doubly tragic, since ancestry would have
guaranteed great accomplishments.
Inherited virtue or vice is fundamental to some of Plutarch’s moral theology,
at least in the sense of inherited propensities.56 By introducing different speak-
ers and opinions, he sometimes distances himself from a particular solution. In
De sera, though, as a priest of the Delphic Apollon, he is the principal speaker.
The logic and justice of inherited punishment is based on the solidarity of city
or family.57 Members of a “bad or wicked line” should be punished (ἐκ κακῶν
γεγονότες ἢ πονηρῶν, 558b), since descendants, of a worthy ancestor are hon-
ored (558b). A city, like a living organism, should be treated as an entity (559a).
Even more should a family be treated so, “deriving … from a single origin which
reproduces in the members a certain force and mutual characteristic pervading
them all” … (559c). Such moral generalizations are illustrated with the example
of a forewarned physician treating a son for a malady which caused his father’s
death (561d). No one expects scorpions not to have stings nor snakes venom; so
is there nothing extraordinary in vice being inherited (562cd). Finally not all:
τὰ τῶν τεκόντων σφάλματ’ εἰς τοὺς ἐγγόνους … “the parents’ transgressions onto
the offspring [the gods turn …]” (556e). Sometimes “out of a scoundrel is born
a worthy man,” “adopted out of vice” supposedly, but, if not, he deserves to pay
the debts of an inherited estate (562f).58
Perhaps the discussion about inherited vice in a vague way reflects the
importance of dynastic descent in the Julio-Claudian line and the shock caused
by the extermination of the line.59 Though evidently written after 81 ad, the
dramatic date is eleven years after Nero’s fall; for the Sibyl forecasts the eruption
of Vesuvius (August 24th–26th, 79ad) (566e). A further reference to the gentle
death of a good emperor would put the dramatic date between the 24th of
June and the 24th–26th of August, 79ad60 In the period between Nero’s death
and writing the dialogue, Plutarch had ample time to mull over the dynastic
weakness in the Julio-Claudian line. The stress placed upon inherited vice in
the dialogue, and the prominence of Nero within the eschatological scene
suggests an association between the two. The strong hint of inherited vice
coursing through the Julio-Claudian veins in spite of worthy specimens links
the Antonios with the theological context of De sera.
But what vice did Antony transmit to Nero? Taking a hint from Einstein’s the-
ory of relativity, we should play the Antonios backwards from Nero to Antony,
or more exactly, from Plutarch’s experience of the Neronian period back to his
research on Antony. What passages in the Life seem influenced by his experi-
ences of the Neronian period and his reading of Neronian historians? Plutarch
was somewhat constrained by using Antony’s assimilation to Dionysos as a
58 A. Nauck, Tragicorum Graecorum Fragmenta (2nd ed.; Leipzig, 1889; rpt. with Supple-
mentum, B. Snell, Hildesheim, 1964) Euripides, fr. 980, identified at 556e as Euripidean.
“Adopted out of vice” (562) is a conjecture: οἷον ἐκποίητος (Victorius according to De Lacy
& Einarson, Plutarch’s Moralia vii, 266; Bachet de Méziriac according to Paton et al.,
Plutarchi Moralia iii, 431), for the mss. ἐκ ποιότητος.
59 [en: J.H. Lane, The Political Life and Virtue: A Reconsideration of Plutarch’s Parallel Lives
(Diss., Boston College, 1998); E. Alexiou, “Parallelität und die moralischen Ziele Plutarchs:
Coriolanus und Alkibiades,” Hermes 127 (1999) 61–74; D.H.J. Larmour, “Statesman and Self
in the Parallel Lives,” in De Blois et al. (eds.), The Statesman in Plutarch’s Works, 43–51;
T.E. Duff, Plutarch’s Lives: Exploring Virtue and Vice (Oxford: Clarendon Pr, 1999); idem,
“Plutarch’s Readers and the Moralism of the Lives,” Ploutarchos 5 (2008) 3–18; see also the
volume edited by Ribeiro Ferreira, Van der Stockt, & Fialho (eds.), Philosophy in Society
with the following papers: F. Becchi, “Virtù e fortuna nelle Vitae e nei Moralia di Plutarco,”
39–52; P. Carrara, “I poeti tragici maestri di virtù nelle opere di Plutarco,” 65–74; M. do
C. Fialho, “From Flower to Chameleon: Values and Counter-Values in Alcibiades’Life,” 108–
116; R. Giannattasio Andria, “La philia tra Moralia e Vitae,” 137–153; L. van Hoof, “Plutarch
on (un)sociable Talk: Ethics and Etiquette?,” 209–232; P. Volpe Cacciatore, “Il concetto di
δικαιοσύνη negli Opuscoli contro gli Stoici,” 233–242.]
60 See De Lacy & Einarson, Plutarch’s Moralia vii, 173–174.
the neronian background to the life 159
guiding thread in the Life. Nero was more the incarnation of Apollon, Helios,
or Zeus, than Dionysos. Still his famous tragic performances belong to the inti-
mate domain of Dionysos. Like Dionysos, Nero was basically non-military, artis-
tic, and, moreover, well-educated, and, arguably, refined, compared with the
rather rough-and-tough Antony, a soldier, whose Dionysian activities were to
be portrayed as more oinological than thespian. The more refined, or degen-
erate, Dionysian traits suit Nero better than Antony. Nonetheless, oscillations
between military hardship and real or imagined submission to effete luxury
allowed the Dionysos assimilation to be used for Antony. Undoubtedly, vicious
propaganda and the mythological archetype of an Ares-Mars seduced by an
Aphrodite-Venus, now realized in Antony and Kleopatra, helped fix the anal-
ogy in the popular mind.
Antony’s assimilation to Nero is suggested in the emphasis on extravagance,
drinking, and womanizing in Antonios. The triumvir’s grandfather, Antony
Creticus, the orator, is kindly, honest, and generous (1).61 Antony’s extrava-
gance and generosity, however, are sometimes tinged with cruelty. In chap-
ter 2 Plutarch notes a lack of restraint in drinking bouts, sexual pleasure, and
extravagant expenditures (εἰς πότους καὶ γύναια καὶ δαπάνας πολυτελεῖς, 2.4).
These traits are combined with demagoguery, the Asiatic style in oratory, and a
“swashbuckling and boastful life, full of empty exultation and distorted ambi-
tion.” There is method in his madness, however, since his excesses make him
popular among the troops (4). Nero’s political base depended on something
similar (for example, Suetonius, Nero, 10–13).62 Chapter 9 continues this type of
61 Pelling, Life of Antony, 117, notes that unlike Plutarch, who seems to be using a tech-
nique of linking father to son, other sources depict M. Antonius Creticus as avaricious
(Sallustius, Historiae 3.3; Cicero, Verres 2.3.213–217). As S. Swain, “Character Change in
Plutarch,” Phoenix 43 (1989) 61–68, analyzes Plutarch’s thought, heredity is extremely
important, but one cannot predict entirely from heredity how a person’s character will
develop; “environment”—change of birth, background, circumstances, luck—can either
altogether cancel the inherited trait, or make it difficult to recognize for a long time
(e. g., De sera 559bc, 562b). [en: D.R. Shipley, A Commentary on Plutarch’s Life of Age-
silaos: Response to Sources in the Presentation of Character (Oxford / New York: Oxford
University Pr, 1997); E. Almagor, “Hold your Horses: Characterization through Animals in
Plutarch’s Artaxerxes 1,” Ploutarchos 7 (2009–2010) 3–21; idem, “Hold your Horses: Char-
acterization through Animals in Plutarch’s Artaxerxes 2,” Ploutarchos 11 (2014) 3–18; on
which C. Von Binder, Plutarchs Vita des Artaxerxes: ein historischer Kommentar (Berlin,
2008); J.M. Mossman, “A Life Unparalleled: Artaxerxes,” in Humble (ed.), Plutarch’s Lives,
145–168.]
62 However, Nero was not the military man that Antony was. Griffin, Nero, 221–234, outlines
Nero’s need for military accomplishments and his designs in this respect before his death.
160 part 2, chapter 1
63 Stage name of the freedwoman, Volumnia, and in a late, and dubious, tradition associated
with Lycoris for whom Gallus wrote his elegies (Pelling, Life of Antony, 139). For this
interesting woman (and period), see Nisbet’s account, in R.D. Anderson, P.J. Parsons, &
R.G.M. Nisbet, “Elegiacs by Gallus from Qaṣr Ibrîm,” jrs 69 (1979) 125–155 (151–155).
64 Pelling, Life of Antony, 139, notes that in 43–42 bc, Antony’s coin types represent lions,
citing M.H. Crawford, Roman Republican Coinage (Cambridge, 1974) 489.5–6 and 533.1;
comment, ii, 740, note 1. Plutarch possibly chose the lion chariot image to enhance the
later associations with Dionysos, as in the entry to Ephesos (24). For the iconography
see C. Gasparri, “Dionysos/Bacchus,” in L. Kahil et al. (eds.), Lexicon Iconographicum
Mythologiae Classicae iii.1 and iii.2 (Zurich / Munich, 1986) iii.1, 540–566, iii.2, 428–
456; iii.1, 551, 558; iii.2 fig. 245 = 133 = 142 (Baltimore, Walters Art Gallery 23.31, Tomb of
Pisones); Cf. R. Turcan, Les sarcophages romains à représentations dionysiaques. Essai de
chronologie et d’histoire religieuse (Paris, 1966) 224–225. The Indian triumph is represented
with animals which look like female lions, or lion-like panthers (“tigri”—Gasparri), pulling
the chariot of Dionysos.
65 Griffin, Nero, 44–45. Plutarch simply writes “the temple of Apollon Pythios.” Flacelière and
Chambry, Plutarque. Vies xiii, 216, and Griffin, understand a temple at Athens, while Jones,
“Towards a Chronology,” 65, suggests Megara as a possibility; but Pelling, Life of Antony, 176,
argues convincingly that Delphoi is meant; Cf. Andrei & Scuderi Demetrio, 60–61.
the neronian background to the life 161
ing many persons of their property, he becomes Dionysos Giver of Joy and
Beneficent (Charidotes and Meilichios) to some, but to most, Carnivorous and
Savage (Omestes and Agrionios) (24.5).66 In 27 in Kilikia, Antony tries to sur-
pass Kleopatra in the splendor and elegance of his banquets. At Alexandria he
becomes famous for extravagant dinners, squandering time in an association
called the “Inimitable Livers” (Ἀμιμητόβιοι), with “expenditures of unbelievable
profusion” (28.2–3). Nero’s dinners as depicted in Suetonius’ Life, and Trimal-
chio’s grotesque imitation in the pages of Petronius’ Satyrica come to mind.
Chapter 53 digresses on Antony’s marital problems, torn between wife and mis-
tress, a matter which occupied the biographers of Nero. Antony’s disrespect-
ful treatment of Octavia, because of his infatuation with Kleopatra, reflects
Octavia’s treatment by Nero, who preferred Poppaea, although she was already
married to Otho. Antony’s benefactions to the technitai of Dionysos at Priene,
and his enjoyment of athletics and the theater at Athens also forge a link with
Nero’s philhellenism (57).67
66 Appianus, Bell. Civ. 5.4.15, only records a sacrifice to the Ephesian Artemis; possibly Plu-
tarch was anticipating the Dionysiac identification (Andrei & Scuderi, Demetrio, 62). On
the contradictory aspects of Zeus Meilichios and of Dionysos, see R. Parker, “Festivals of
the Attic Demes,” in T. Linders & G. Nordquist (eds.), Gifts to the Gods. Uppsala Studies
in Ancient Mediterranean and Near Eastern Civilizations 15 (Uppsala, 1987) 137–147 (140);
M. Jameson, “Notes on the Sacrificial Calendar from Erchia,” bch 89 (1965) 154–172 (159–
166); B. Einarson & P.H. De Lacy, Plutarch’s Moralia. xiv (London, 1967) 120–121; C. Segal,
Dionysiac Poetics and Euripides’ Bacchae (Princeton, 1982) 183–184; M. Detienne, Dionysos
en ses parousies: un dieu épidémique, in L’association dionysiaque dans les sociétés anci-
ennes (Paris / Rome, 1986) 53–83 (74); E. Valgiglio, Divinità e religione in Plutarco (Genoa,
1988) (26, 177); Forni, La fortuna dei Romani, 120, note 89. Plutarch generally uses μειλί-
χιος only in a positive way, but in De superstitione 166de and Theseus 12 there is a hint
of the dread aspects of Zeus Meilichios. In Quaest. conv. (613d) the Nymphs introduce
Dionysos “as kind and gentle to our bodies;” the Muses present him “as Meilichios and
Charidotes to our souls.” Besides Theseus 12 and the Antonios passage in the Lives, the
term appears in De superstitione 166de, Quaest. Rom. 281e, De fortuna Rom. 322f; De Iside
370cd; De defectu 417c; Quaest. conv. 613d; 692e; De esu carn. 994a; and Non posse 1102e—
for a number of gods, but most frequently for Dionysos. S. Swain, “Cultural Interchange
in Plutarch’s Antony,” quuc 34 (1990) 151–157, notes that elsewhere in Plutarch Dionysos
Omestes is always associated with human sacrifice (citing Themist. 13.3; Arist. 9.2; Quaest.
Graec. 299f); and that Plutarch pits neither Antony’s philhellenism nor Greek luxury,
against Roman mores, but rather contrasts Kleopatra’s Alexandrianism with the expected
mores of a Roman general (154). See also S. Swain, “Plutarch’s Lives of Cicero, Cato, and
Brutus,” Hermes 118 (1990) 192–203, and idem, “Hellenic Culture and the Roman Heroes of
Plutarch,” jhs 110 (1990) 126–145, esp. 126–131.
67 F. Chamoux, Marc Antoine dernier prince de l’ Orient grec (Paris, 1986) 27, observes that
162 part 2, chapter 1
A further link is suicide. Nero was the first and last of the Julio-Claudians
to dispose of himself, and like Antony, under some compulsion. Still, Antony’s
suicide is not as solitary as Nero’s but closely intertwined with the fate of
Kleopatra. Like Nero in Suetonius’ Life, Antony suffers military defeat and
the desertion of his friends. Like Nero, too, he witnesses his enemies, Roman
generals, tightening the noose around him. Cruelty also links the hero to Nero.
This feature appears primarily in the proscriptions, where Antony is painted
with particularly somber colors.68 In Tacitean style, Plutarch castigates this
bartering in blood relatives, as the triumvirs whet their appetite for vengeance:
οὐδὲν ὠμότερον οὐδ’ ἀγριώτερον τῆς διαμείψεως ταύτης δοκῶ γενέσθαι· φόνων
γὰρ ἀντικαταλλασσόμενοι φόνους, ὁμοίως μὲν οἷς ἐλάμβανον ἀνῄρουν οὓς ἐδί-
δοσαν, ἀδικώτεροι δὲ περὶ τοὺς φίλους ἦσαν οὓς ἀπεκτίννυσαν μηδὲ μισοῦντες.
οὕτως ἐξέπεσον ὑπὸ θυμοῦ καὶ λύσσης τῶν ἀνθρωπίνων λογισμῶν, μᾶλλον δ’
ἀπέδειξαν ὡς οὐδὲν ἀνθρώπου θηρίον ἐστὶν ἀγριώτερον ἐξουσίαν πάθει προσ-
λαβόντος.
Plutarch is the only source to mention Antony’s early stay in Greece. In his “Vues nou-
velles sur Marc Antoine,” Échos du Monde Classique 30 (1986) 231–243, he notes Antony’s
fascination with the East long before meeting Kleopatra at Tarsos. In 58 bc, at the age of
twenty-five, he studied in Athens, and after his defeat wanted to retire there as a private
citizen (Antonios 72). He was gymnasiarch at both Athens and Alexandria, and a patron
of the arts and theatre (237–238). Pelling, Life of Antony, 175, sees the Life contrasting his
affection for Greece earlier (Antonios 23, 33) with the sufferings he brought upon it later
(62–68). A.E. Raubitschek, “Phaidros and his Roman Pupils,” Hesperia 18 (1949) 96–103,
considers that in spite of Cicero’s condemnation, Antony’s appointment in 51 bc of Lysi-
ades, son of the Epicurean philosopher Phaidros, to the Areopagos was an excellent one
(102–103). On Antony’s life in general, besides Chamoux, Marc Antoine, see A. Roberts,
Mark Antony. His Life and Times (Upton-upon-Severn, 1988).
68 For the much treated scene see the extensive bibliography in Andrei & Scuderi, Demetrio,
56.
the neronian background to the life 163
So far under the influence of emotion and rage did they deviate from
rational humanity. Or rather, they demonstrated that no wild animal is
more savage than a human being whose passion is backed by power.
46.6
Cicero’s execution had already been related in his Life. Nonetheless, in the
Antonios, Plutarch repeats the scene. Cicero is now described more vividly as
“butchered” (Κικέρωνος δὲ σφαγέντος, 20.3), and there follows the account of
the amputation of the head and right hand, and Antony’s reaction, again in the
Tacitean manner:
καὶ κομισθέντων ἐθεᾶτο γεγηθὼς καὶ ἀνακαγχάζων ὑπὸ χαρᾶς πολλάκις· εἶτ’
ἐμπλησθεὶς ἐκέλευσεν ὑπὲρ τοῦ βήματος ἐν ἀγορᾷ τεθῆναι, καθάπερ εἰς τὸν
νεκρὸν ὑβρίζων, οὐχ αὑτὸν ἐνυβρίζοντα τῇ τύχῃ καὶ καταισχύνοντα τὴν ἐξου-
σίαν ἐπιδεικνύμενος.
69 Pelling, Life of Antony, 167, who notes that in Cicero 48.6 both of Cicero’s hands are cut
off, suggests that the Antonios passage has Pollio as its source. D. Magnino, Plutarchi
Vita Ciceronis (Florence, 1963) 171–173. See also J.L. Moles, The Life of Cicero (Warminster,
Wiltshire, 1988) 200–201. K. Scott, “The Political Propaganda of 44–30 bc,” Memoirs of
the American Academy in Rome 11 (1933) 7–50, notes that Suetonius, Augustus 13.1–2—
undoubtedly Antonian propaganda—has Octavius sending Brutus’ head to Rome to be
thrown at the foot of Caesar’s statue (22), while the Octavian propaganda laid the horrors
of the proscriptions on Antony, only ending when he became sated (19).
164 part 2, chapter 1
And this girl, in the twentieth year of her life, surrounded by centurions
and soldiers, by foreknowledge of future ills already cut off from life, still
rested not in the peace of death … Bound fast with cords, her veins were
opened in every limb; and because the blood arrested by terror ebbed
too slowly, she was slaughtered in the vapor of a steaming bath. Added is
more hideous cruelty; the head, amputated and carried to Rome, Poppaea
viewed. For all these atrocities offerings were made in the temples. Is there
any need to mention it?70
Annales 14.64.1–3
The tragic-pathetic style of the passage, a masterpiece of its type, helps explain
the ambience of similar passages in Plutarch. In its harshness, the Antonios
passage contrasts in other respects with the Cicero, though Plutarch is usually
more benevolent when relating an incident concerning the protagonist of a
Life. The account in Cicero is more factual.71
Cicero’s extremities are brought to Rome while Antony is conducting an
election. Seeing them, he exclaims, “now let our proscriptions have an end,”
and has the members attached to the rostra. This is “a sight horrifying to the
Romans,” who believe they are viewing “not the visage of Cicero, but an image
of Antony’s soul.” But with uncustomary sadism, Plutarch praises Antony for
having done “one decent thing.” Philologus, the hero’s “betrayer,” is delivered
over to Cicero’s sister-in-law, who forces him to roast his own flesh and eat it
(49). Perhaps embarrassed by the inhumanity of the incident itself and his own
lack of sensitivity in reporting it, Plutarch omits it in the Antonios.
The Life of Cicero reveals the inner soul of Cicero, achieves an effect of
pathos and creates sympathy for the hero. Moreover, it leaves an illusion of
poetic justice, reward for Cicero, and divine punishment for Antony. After a
relatively sympathetic picture of Cicero’s attempted flight and cruel execution,
Plutarch depicts the reaction of Antony, the nailing of the extremities to the
70 Koestermann, Cornelius Tacitus, 153–154, notes that Octavia was actually twenty-two years
old, not twenty, citing R. Syme, Tacitus ii (Oxford, 1952) 746, and that she died on June 9th,
six years to the day before Nero committed suicide. See also H. Martin, “Structure and
Interpretation,” 1566; Morford, “Tacitus’ Historical Methods,” 1604–1606. Morford sees the
murders of Agrippina and Octavia as extremely important to Tacitus’ themes of the
decline of liberty and the emergence of autocracy.
71 [en: A.W. Lintott, Demosthenes and Cicero (Oxford: Oxford University Press, 2013).]
the neronian background to the life 165
rostra, and the punishment of Philologus (49). The work closes with a visit
of Augustus to a grandson who was reading Cicero, the Emperor’s praise for
the orator’s life, his rewarding of Cicero’s family, and punishment of Antony’s
family—that no member should bear the name Marcus. To be more explicit,
“the daimonion devolves upon the family of Cicero, the final steps in the pun-
ishment of Antonius” (49.6). The punishment of Philologus, presented as some-
thing decent, forms part of a general context of retribution in the Life of Cicero.
The sadism of Cicero’s family in the Cicero, however, is counterproductive,
detracting from the inhumanity of his enemies.
The synkrisis comparing Antony and Demetrios also reflects Neronian traits.
Both heroes are condemned for insolence in prosperity and abandonment to
luxury. Demetrios, however, is praised for not allowing pleasure to interfere
with business, unlike Antony. Antony drives away his lawful wife and conspires
in his uncle’s murder. Finally, he deserts others fighting for his sake and com-
mits suicide “in a cowardly, pitiable, and ignoble way,” even if escaping a humil-
iating capture and death (93 = comp. 6).
The cowardliness of Antony’s death strikes a new and discordant note, more
explicable in the light of Nero’s insubstantial ghost lurking in the shadows. The
death scene in the Life, in fact, is laced with heroics. Seeing himself deserted,
Antony retires into the city, protesting his betrayal by Kleopatra. When her
messengers falsely announce her death, he reviles himself for being inferior in
courage to a woman. He immediately decides on suicide, ordering his slave,
Eros, to despatch him with his sword. When Eros kills himself instead, he
praises him for setting a good example and he falls on his sword. When the
blow proves insufficient, he begs the bystanders to finish him off (76).72
Plutarch’s strictures on Antony’s suicide better fit the Suetonian Nero. First
Nero bids his companions prepare a grave to his measurements and material
for cremation. Then, frightened of plans to execute him in the ancient Roman
way—striped naked, his head in a wooden fork, flogged to death with sticks—
he snatches two daggers and tests them. But protesting the anticipation of the
fatal hour, he puts them away. He then begs others to commit suicide first,
lamenting his cowardice, and he attempts to compose himself. Only with the
hoof-beats of the approaching cavalry in his ears, does he dispatch himself. He
too, “botching the job” like Antony, is half alive when the cavalry arrives, but
72 Andrei & Scuderi, Demetrio, 114; Pelling, Life of Antony, 76. Pelling, “Plutarch’s Method,” 74–
96 (85, 89) suggests a biographical source here; Russel, Plutarch, 140, suggested a memoir of
a friend like Aristokrates or Lucilius. Chamoux, Marc Antoine, 393, believes that Plutarch
admired not only Antony’s courageous acceptance of suffering and death but also his final
proclamation of indissoluble union with Kleopatra.
166 part 2, chapter 1
his final words are quite different (Nero 49).73 The last promise extorted from
his friends is not to be decapitated, but to be buried without mutilation. His
last words to the despatching centurion are “Sero.” and “Haec est fides?” Thus,
according to the principles of De sera and only slightly less than one hundred
years after the death of our hero the Divine (to daimonion) in a mysterious way,
acting through biology and the laws of genetics, settled the score with the victor
of Actium.
The genealogy at the end of Antonios with its almost violent condemnation
of Nero is so striking, that it suggests Plutarch found and highlighted in the Life
of Antony traits that characterized the reign of the Emperor. Plutarch’s misgiv-
ings about that period were associated in particular with the sufferings of mem-
bers of the Stoic opposition, either known to him personally or admired from
a distance, and with his own unpleasant and dangerous experiences under
Domitianus. He seems to have sincerely believed in the genetic transmission
of tendencies toward particular vices, and thus he would be tempted to see
Antonian traits in Nero and Neronian traits in Antony. Antony’s interest in the
arts, his extravagance, and his cruelty receive special prominence. But Plutarch
does not consistently underscore Neronian characteristics and often excuses
his hero’s lapses or describes penitence and a change for the better. In fact, the
bitter damnatio of Nero, the ultimate descendant of Antony, after the problem-
atic if not sympathetic treatment of the hero’s death, is a surprising cry in the
wilderness.
73 Bradley, Life of Nero, 273, praises the compression, vividness, and detail in Suetonius’
narrative of Nero’s death. There was popular exitus literature, e.g., that of Titinius Capito
and C. Fannius (Pliny, Epistolae 5.5.3; 8. 12.4) (Bradley, Life of Nero, 18). See also M.M. Sage,
“Tacitus’ Historical Works: A Survey and Appraisal,” anrw ii.33.2 (1990) 851–1030 (1016–
1017).
chapter 2
1 Pelling, though omitting the synkrisis from his text, actually devotes more than eight pages
of his commentary to parallelism in Demetrios-Antonios (18–26), much of the fascination of
the Lives being in the material’s resistance to easy comparison or formulation (25). See also
P.A. Stadter, “Plutarch’s Comparison of Pericles and Fabius Maximus,” grbs 16 (1975) 77–85—
primarily from an ethical standpoint; Russell, Plutarch 109–116; D.H.J. Larmour, “Plutarch’s
Compositional Methods in the Theseus and Romulus,” tapa 118 (1988) 361–375, who believes
(in Romylos-Theseus) Plutarch is constantly aiming at the synkrisis (375); cf. idem, “Making
Parallels: Synkrisis and Plutarch’s Themistocles and Camillus,” anrw ii.33.6 (1992) 4154–4200
(4157–4174). See also F. Frazier, “A propos de la composition des couples dans les Vies Parallèles
de Plutarque,” RPh 61 (1987) 65–74, for whom Demetrios-Antonios fits into the “political
conduct category” (71–72), common to lives 16–23 in Jones, “Towards a Chronology,” 68; and
P. Desideri, “La formazione delle coppie nelle Vite plutarchee,” anrw ii.33.6 (1992) 4470–
4486 (4481–4486). Frazier sees the parallelism as part of “Graecia capta.” This becomes a
comparative re-analysis of the great figures of the past and of the underlying principles and
foundations of Graeco-Roman civilization, which, while abstracting universal values, inflicts
a subtle but cruel revenge, depriving the Romans of their own cultural identity (4486). [en:
W.J. Tatum, “Antiquarianism and its Uses: Plutarch’s Roman Questions and His Lives of Early
Romans,” Athenaeum 102 (2014) 104–119.]
2 Just how much precedent there was for “genuine” biography and parallel biography is a matter
of some debate. Discussions can be found in Momigliano, The Development of Greek Biogra-
phy, 1–42, 96–99; Dihle, Die Entstehung der historischen Biographie, 7–27; J. Geiger, Cornelius
Nepos and Ancient Political Biography (Stuttgart, 1985) 9–65; and B. Gentili & G. Cerri, History
and Biography in Ancient Thought (Amsterdam, 1988) 66–67 (= idem, Storia e biografia nel
pensiero antico [Roma / Bari, 1983] 71–77). Few, however, mention the eschatological dimen-
sion.
3 [en: On Theseus, see C. Schubert, “Die Method der Atthidographen: die Kleidemos-Frag-
own merits, his Lives reflect the grandiose artistic conceptions of his time and
present some complicated problems of interpretation. First, the immediate Life
before us can be considered an artistic work in itself, in this case, Antonios.
But an individual Life is like a facing statue on a tomb. Moreover, Lives seem
issued in bundles, so to speak, with some reciprocal rapport. Most striking is the
unexpected change of perspective when the same material appears in different
Lives. The cross-references within the Lives, though, suggest that after a certain
point Plutarch realized he was constructing a grandiose and complex edifice,
not just individual or matching showpieces.4
Handling the comparison of individual points in two Lives and giving some
indication of their construction is extremely complex in itself, but fitting an
individual Life into the complete “architectonic” structure of the ensemble
does strain the imagination and ingenuity of a commentator. The task is ren-
dered more difficult by Plutarch’s growing realization of the titanic scale of
his enterprise. No attempt will be made here to incorporate the Antonios into
the entire series. Only its obvious relationship to the Demetrios will be consid-
ered. However, that the Antonios was meant to add the polishing stroke to an
epoch is suggested by the genealogy of Nero. If so, it would finish off both the
Julio-Claudians and Plutarch’s career as a parallel-biographer.5 He had already
treated this epoch in his Lives of certain emperors. Even if he wanted to redo
them, he might have appreciated the value of letting his Lives die with the end
of the Republic. Different historiographical and biographical principles would
be at stake, since no Greek hero could quite challenge a Roman Emperor, the
monarch of both Rome and Greece.
If we consider Plutarch a philosopher by nature, vocation, and divine design
(pronoia), and a biographer only through chance (tyche or to automaton), then
he deserves serious consideration as a philosophical biographer or a biograph-
ical philosopher.6 Most of us labor under the Platonically mistaken impression
that a person only lives once. For some persons that impression may not be
mistaken. However, in the Platonic theory of reincarnation, which Plutarch
endorses philosophically and depicts with horrendous images, one’s life is
not so linear. Moreover, many Stoic philosophers considered all things recur-
ring again in exactly, or almost exactly, the same manner. Though Plutarch
remained an enemy of Stoic apokatastasis (the regeneration of the entire cos-
mos), the doctrine would have reinforced the Platonic idea that in incarnation
or reincarnation, one swallow does not make a spring.7
In the scheme of Platonic metempsychosis, the importance of the particular
events of a specific period of time becomes less significant than the generic
nios, the shortness of the Philippi account—without cross reference—and suggests looking
for other interrelationships within the group (in part due to common source material and
working methods). Geiger, “Choice of Heroes,” believes the availability and quality of the
source material is often decisive: of the seven Hellenistic Lives, three, Eumenes, Demetrios
Poliorketes, and Pyrrhos, derive from Hieronymos of Kardia, who also wrote of Antigonos
Monophthalamos, Demetrios’ father, an important figure in Demetrios (91). Hieronymos
offered abundant material to pair with Antonios. Geiger maintains that the choice of Hel-
lenistic Lives was quite original and they were not included in the initial plan (92, 94). [en:
For Pyrrhos, see J. Edwards, “Plutarch and the Death of Pyrrhus: Disambiguating the Con-
flicting Accounts,” Scholia 20 (2011) 112–131; for Eumenes: E.M. Anson, “The Battle of Gabene:
Eumenes’ Inescapable Doom?,” in V.A. Troncoso & E.M. Anson (eds.), After Alexander: The
Time of the Diadochi (323–281 bc) (Oxford/Oakville: Oxbow Books, 2013) 99–109.]
6 Brenk, In Mist Apparelled, 274–275; idem, “The Religious Spirit,” 119–120; and, rather original
in conception, W. Den Boer, “Plutarch’s Philosophical Basis for Personal Involvement,” in
J.W. Eadie and J. Ober (eds.), The Craft of the Ancient Historian. Essays in Honor of Chester
G. Starr (Lanham, Maryland, 1985) 373–386, esp., 381–382.
7 A.A. Long & D.N. Sedley, The Hellenistic Philosophers (Cambridge, 1987) i. Translations of the
Principal Sources, with Philosophical Commentary ii. Greek and Latin Texts with Notes and
Bibliography i, 274–279; ii, 271–277; R. Sorabij, Time, Creation and the Continuum (London,
1983) 21–27, 98–112, 371–377; idem, Matter, Space and Motion (Ithaca, 1988) 160–185.
170 part 2, chapter 2
quality of one’s life.8 Presumably, given a different time frame and even a dif-
ferent culture, the person’s character would reveal itself in a similar way. But
the theory is not necessarily true. Having lived one good life might be insignif-
icant, since the conditions might simply have been favorable. Rather it might
take several lives to test virtue worthy of escape from the cycle.9 Plutarch’s De
defectu (415b–c) suggests that multiple incarnation is not a necessary condi-
tion, but that escape is limited to the relatively few, and only after a life of virtue
in our terrestrial world and a purgatory in the next.10 This doctrine would seem
to exclude the majority of the heroes he has taught us to love, not only the cau-
tionary Demetrios and Antony.11
In any case, just as an illustrated lecture with two projectors renders it psy-
chologically or culturally impossible ever to project fewer than two images at
any time, so the concept of Parallel Lives should have rendered it impossible
ever to write a commentary on only one Life. Unfortunately, the astuteness
of modern scholars has outwitted Plutarch. Still, for the reader of the Lives
as intended, attention to one individual is necessarily limited, while “compare
and contrast” is encouraged, in the hope that the reader will eventually arrive
at general principles by a process of abstraction. The time period, nationality,
and cultural background at times utterly vanish as the virtue of the protagonist
is put under a microscope. True, Plutarch, like the precosmic soul in his com-
mentary on the Timaios, sometimes becomes absorbed in the exciting flow of
the phainomena, the forbidden fruit of Platonism, and seems less than non-
chalant about particulars. Still, at the termination of most Lives the compar-
ison, the synkrisis, attempts to pull us up by our boot straps, underlining the
non-phenomenal aspect of the two human endeavors, and focusing our gaze
through the spectacles of centuries, if not through those of cyclical regenera-
tion or eternity.12
Nonetheless, the eschatological aspect of the Lives is not obtrusive; in fact,
it can barely be found. Plutarch uses divine intervention or hints of it quite
frequently, but apparently regarding biography as a different genre from phi-
losophy, he is virtually silent about the eschatological result. The only real
exception is Dion-Broutos, in which the stupendous diabolical part belongs
more to the Roman hero than the Greek. The daimonic intervention is sup-
posed to prevent the hero from obtaining a better place in the next life than the
malicious spirit (daimon) himself (2).13 However, this preface and the demono-
logical developments within the particular pair are quite exceptional.14 The
12 Pelling, “Synkrisis,” 83–96, who considers the synkriseis, with their simplistic moral tone,
disappointing, believes the real comparisons are embedded in the Lives’ more intractable
matter, which defies simple analysis; on Demetrios-Antonios, 89–90.
13 Brenk, “The Religious Spirit,” above 92. idem, “I veri demoni greci ‘nella nebbia amman-
tellati’? Esiodo e Plutarco,” in E. Corsini & E. Costa (eds.), L’autunno del diavolo, Diabo-
los, Dialogos, Daimon. I Mondo antico e giudaico-cristiano (Milan, 1990) 23–36 (29–30).
In the Derveni Papyrus (lines 9–10) both daimones and Eumenides seem to be souls, as
noted by A. Henrichs, “The Eumenides and Wineless Libations in the Derveni Papyrus,”
in Atti del xvii Congresso Internazionale di Papirologia ii (Naples, 1984) 254–268 (257–
258).
14 P.A. Stadter, “The Proems of Plutarch’s Lives,” in Marcovich et al. (ed.), Plutarch, 275–
295, is impressed by the great diversity in the introductions; for Dion-Broutos, where the
supernatural factor enters, see 285. [en: J. Dillon, “Dion and Brutus: Philosopher Kings
adrift in a Hostile World,” in Humble (ed.), Plutarch’s Lives, 87–102; M. Pade, “‘I give you
back Plutarch in Latin’: Guarino Veronese’s version of Plutarch’s Dion (1414) and Early
Humanist Translation,” crcl 41 (2014) 354–368; A.V. Zadorojnyi, “The Ethico-Politics of
Writing in Plutarch’s Life of Dion,” jhs 131 (2011) 147–163.]
172 part 2, chapter 2
diabolical incursions are, moreover, not very integral to the main thread and
are undercut during the course of the narration.15
Given the philosophical necessity of abstracting from individual phenom-
ena, the importance and advantage of parallel Lives becomes more evident.
Demetrios-Antonios offers one slice of history from the Hellenistic world of
around 338bc to 283bc and another from the Roman world of 86 bc to 30 bc
The two time segments are almost exactly equal. Antony at the age of fifty-
six disposed of himself with the sword, conveniently terminating his life in
a chronological span equivalent to that finished by Demetrios’ last kylix of
wine. The choice of these Parallel Lives was even more propitious; for Antony
followed in many footsteps of his predecessor, historically and biographically
speaking. Overtly, however, Plutarch avoided comparison on temporal or geo-
graphical similarities, and focused on the supposed heroic perversity of soul
found in these examples of cautionary vice. Still, sailing over the same waves
and tramping through the same sands did not hurt parallelism. There seems,
moreover, to be a large amount of contamination in the two Lives. The geneal-
ogy, for example, following Demetrios’s death is the longest in the Lives after
that of Antony. At any rate, the Demetrios-Antonios seems especially conscious
of parallelism.
2 Parallels in Vice
The Lives begin with a long preface excusing the inclusion of two scoundrels in
an otherwise noble series (1.6):
οὕτως μοι δοκοῦμεν ἡμεῖς προθυμότεροι τῶν βελτιόνων ἔσεσθαι καὶ θεαταὶ καὶ
μιμηταὶ βίων, εἰ μηδὲ τῶν φαύλων καὶ ψεγομένων ἀνιστορήτως ἔχοιμεν.
15 Brenk, “The Religious Spirit” 50–52. idem, “Demonology,” 2128–2129. P. Desideri, “Teo-
ria e prassi storiografica di Plutarco: una proposta di lettura della coppia Emilio Paolo-
Timoleonte,” Maia 41 (1989) 199–215, asks whether Plutarch’s heroes becoming daimones
after death, as alluded to in Dion-Broutos and Romulos 31, intervene in human affairs.
Regarding this as not improbable, he suggests a different twist: a regaining by contem-
poraries of the motivations, ideals, and capacity for action of great men of the past. In
this sense, the Lives, by rediscovering the reasons and the driving force behind an individ-
ual action, constitute a profound rethinking of the Polybian and Thucydidean conception
of the utility of historical reflection (214–215).
antonius and demetrios 173
It immediately adds that Demetrios and Antony were “great natures” (μεγάλαι
φύσεις, 1.8), and, thereby, bear testimony to a saying of Plato (the location of
which has baffled modern scholars) that great natures bear witness to great
vices as well as great virtues.16 The similar great vices of the present heroes
are not immediately specified, but presumably they would be erotic passion,
heavy drinking, extravagance, and overbearing or lawless conduct (ὑβρισταί,
1.8). A military nature and munificence, other similarities mentioned, cannot
be considered qualities which Plutarch would universally condemn. The next
great similarity is the oscillation of their fortune (tyche). Supposedly all during
life they enjoyed tremendous success but also great reverses. Finally, both
came to a bad end, one in captivity, the other on the verge of a similar fate
(1).
Obviously, the reasoning of the preface is somewhat specious. A biogra-
pher could not overlook such prominent and dashing heroes. Demetrios was
perhaps a womanizer, but less so, Antony. Plutarch would not have neglected
Antony’s eroticism, but probably felt the need to exaggerate this compari-
son, which in the end is unconvincing, only conforming to the propagandistic
stereotype. Moreover, the supposed oscillation of tyche (fortune), or Tyche—
the darling of Hellenistic historians—though important for Demetrios, is
hardly so for Antony. His fortunes mark a rather steady rise until his failure on
the Parthian campaign, the real turning point of his political fortunes.17 There-
16 Dihle, Entstehung der historischen Biographie, 13 and 16, attributes “praise and blame”
to the influence of enkomion literature, an ancestor of biography. Stadter, “The Proems,”
notes different kinds of rhetorical enkomion and Plutarch’s flexibility in using them (277–
284). Pelling, Life of Antony, 15, remarks, though, that Demetrios-Antonios is not so much
interested in “protreptic” moralism as in “descriptive ethical truths” about human nature.
[en: A.V. Zadorojnyi, “The Rhetoric and Philosophy of Plutarch’s Mirrors,” in Humble (ed.),
Plutarch’s Lives, 169–195; T.E. Duff, “Plutarch’s Lives and the Critical Reader,” in G. Roskam,
& L. Van der Stockt (eds.), Virtues for the People: Aspects of Plutarchan Ethics. Essays
Originally Presented at an International Conference at Delphi in September 2004 (Leuven:
Leuven University Press, 2011) 59–82.]
17 S.C.R. Swain, “Plutarch’s Aemilius and Timoleon,” Historia 38 (1989) 314–334, treats tyche
in these Hellenistic Lives (esp., 314–315). [en: See now W.J. Tatum, “Another look at tyche
in Plutarch’s Aemilius Paullus—Timoleon,” Historia 59 (2010) 448–461; P. Tansey, “A Note
on the Repulsae of L. Aemilius Paullus (cos. 182, 168),” Athenaeum 99 (2011) 185–188;
174 part 2, chapter 2
At any rate, although she had already lost the flower of youth by this time,
and found Demetrios much younger than herself, she so overcame and
possessed him by her charm that he became for her alone the lover, of all
other women, the beloved.
In 19.6 his conduct seems to merit more a smile than the lash:
Plutarch seems unconcerned that the following chreia dulls the splendor of
Lamia’s conquest (19.8):
And again, having learned his son was sick, Antigonos went to visit him,
and encountered a beauty at the door.18 Entering and seating himself
at his side, he grasped him by the hand. ‘The fever is gone now.’ said
Demetrios. ‘I can believe that, son,’ he replied, ‘I just passed it on the way
in’.
3 Parallels in Assimilations
Having announced his general program in the preface, Plutarch proceeds to the
particulars. Demetrios was extremely handsome as a young man, so handsome
that his beauty lacked adequate reproduction in painting and sculpture. A
bon vivant, devoted to drinking and luxurious living, he was also energetic,
persistent, and effective in action, a Dionysos (2.3):
ᾗ καὶ μάλιστα τῶν θεῶν ἐζήλου τὸν Διόνυσον, ὡς πολέμῳ τε χρῆσθαι δεινότατον,
εἰρήνην τ’ αὖθις ἐκ πολέμου τρέψαι [καὶ] πρὸς εὐφροσύνην καὶ χάριν ἐμμελέ-
στατον.
… he, therefore, of all the gods most emulated Dionysos, since more
than any other god he was most terrible in waging war but most accom-
plished, once war was over, in turning peace to joyfulness and graceful
artistry.
The Hellenistic Neos Dionysos reflected here contrasts with the crude image of
a drunken Bacchus as conjured up by the Augustan propaganda machine.19
18 The Greek (τῶν καλῶν) leaves it unclear, perhaps deliberately on Plutarch’s part, whether
a woman or a boy is at stake, though the term is usually used for boys. In 24, a boy called
Damokles ὁ καλός in an attempt to avoid Demetrios’ advances leaps into a tub of boiling
water.
19 For Dionysos and Rome see J.-M. Pailler, Bacchanalia: La répression de 186 av. J.-C. à Rome
et en Italie (Paris, 1988) 746–770; E.S. Gruen, Studies in Greek Culture and Roman Pol-
icy (Leiden, 1990) 72–78; and J.-P. Brisson, “Rome et l’âge d’or: Dionysos on Saturne?,”
mefra. Antiquité 100 (1988) 917–982—not so convincing, however, in its central argu-
ment. A bitter propaganda war was waged at the time, as delineated in K. Scott, “The
Political Propaganda of 44–30bc,” with Octavius taking great pains to refute Antony (48).
See also I. Becher, “Augustus und Dionysos—ein Feindverhältnis?,” Zeitschrift für ägyptis-
che Sprache und Altertumskunde 103 (1976) 88–101; and for the iconographical campaign
against Antony, Zanker, The Power of Images, 57–65 (65–72 in the German ed.). [M. Böhme,
176 part 2, chapter 2
ἔνθεν τις ἠχὼ χθόνιος, ὡς βροντὴ Διός, / βαρὺν βρόμον μεθῆκε, φρικώδη κλύ-
ειν· … ἐς δ’ ἁλιρρόθους / ἀκτὰς ἀποβλέψαντες ἱερὸν εἴδομεν / κῦμ’ οὐρανῶι
στηρίζον, … / κἄπειτ’ ἀνοιδῆσάν τε καὶ πέριξ ἀφρὸν / πολὺν καχλάζον πον-
“Plutarch und die Attische Demokratie,” in V.V. Dement’eva, & Tassilo Schmitt (eds.), unter
Mitarb. von Moritz Böhme & Claudia Horst, Beiträge zu einem von den Universitäten Bre-
men und Jaroslawl organisierten Kongress in Jaroslawl 2007 (Göttingen: Ruprecht 2010)
149–158.]
20 B.V. Head et al., A Guide to the Principal Coins of the Greeks from circ. 700bc to a.d.270
(London, 1965) Period ivb, 10 (54 and pl. 29).
21 E.g., E.T. Netwell, The Coinages of Demetrius Poliorcetes (London, 1927) 166–169 and Pls. i 1,
5, 11, 16–18.
22 Scutum 104. Netwell, The Coinages, 72–73, argues for the Poseidon identification; on the
desire to glorify Salamis after Ipsos (31). In Athenaeus, 6.62–63, Demetrios calls himself
the son of Poseidon. An enormous number of Poseidon coin types can be found in
Netwell, The Coinages, 24–27, pl. ii, 1–19, but also iii–xviii, and in other collections such
as A.B. Brett, Catalogue of Greek Coins. Museum of Fine Arts, Boston (Boston, 1955) 94–
95; #705–711, p1.38. However, less convincingly, K. Scott, “The Deification of Demetrius
Poliorcetes,” AJPh 49 (1928) 137–166; 217–239, on the basis of the prevalent assimilation
of Hellenistic rulers to Dionysos, believes the horns represent Dionysos.
antonius and demetrios 177
τίωι φυσήματι / χωρεῖ πρὸς ἀκτὰς …/ αὐτῶι δὲ σὺν κλύδωνι καὶ τρικυμίαι /
κῦμ’ ἐξέθηκε ταῦρον, ἄγριον τέρας· / οὗ πᾶσα μὲν χθὼν φθέγματος πληρου-
μένη / φρικῶδες ἀντεφθέγγετ.’ εἰσορῶσι δὲ / κρεῖσσον θέαμα δεργμάτων ἐφαί-
νετο.23
There we heard a heavy rumbling sound, like the thunder of Zeus, but
it rose out of the earth with a deep roar, horrible to hear … Gazing out
to the breaking surf, we saw a wave of unearthly size, rearing to the
sky … Then, swelling still higher, and spattering foam on every side, it
rushed seething and hissing to the shore … In the moment of bursting
and crashing, the wave threw forth a monstrous savage bull, whose bellow
filled the whole earth with an appalling echo, a sight too great for mortal
vision.
The assimilation of both Demetrios and Antony to Herakles at times falls more
or less to the wayside. The numismatic assimilation of Demetrios to Herakles
on coins was common in that epoch. But in chapter 4, Plutarch almost derails
Antony’s Dionysiac assimilation by stressing his lineage from Herakles. This
assimilation was based on physiognomy, but the Antonii were Herakleidai,
descended from Anton, son of Herakles (4.2). Supposedly Antony fostered
this assimilation by wearing his tunic girt high, bearing a large sword, and
wearing a heavy cloak.24 The mythical lineage serves to underscore Antony’s
military competence, drinking, camaraderie, womanizing, boastfulness, and
liberality, in short the qualities of “great natures” (μεγάλαι φύσεις) in which
erotic passion and heavy drinking, accompany extravagance and overbearing
conduct (ὑβρισταί).
Plutarch’s disdain or reluctance to exploit the Herakles assimilation of either
Demetrios or Antony reveals a certain dislike of rather mechanical parallels,
though aspects like the passion for Kleopatra could be made to correspond
with Herakles’ fatal love for Iole. Moreover, the Herakles assimilation would
obscure Antony’s degeneration in Alexandria. This aspect of the hero’s char-
acter is symbolized by Dionysos, one of the principal gods of the city, and is
necessary for the Dionysiac thiasos which abandons Alexandria before the bat-
tle there.25
The Herakles assimilation in Antonios, however, is not totally abandoned,
but remains at a lower level of importance. Later this assimilation, along with
that of Dionysos, constitutes one of the important portents before the Battle
of Actium (60). In Patrai, during Antony’s sojourn there, the Herakleion is
destroyed by lightning. At Athens, Dionysos in a statuary group of the Battle of
the Giants dedicated by Attalos of Pergamon, at the south wall of the Acropolis
is dislodged by the wind. After an allusion to Antony’s Heraklean lineage,
Plutarch relates the assimilation to Dionysos, “in the mode of life he adopted,”
and in his title, Neos Dionysos. The unusual wind portent may be intended as
a parallel to an earlier one in Demetrios. Here (12) figures of Demetrios and
Antigonos had been added to those of Zeus and Athena in the Panathenaic
robe of Athena, but as the procession was passing through the Kerameikos the
robe was rent by a furious wind. The parallel is not underlined, though, and in
Demetrios, the portent is a threat for usurping divine honors. The wind portent
in both Lives takes place at Athens, one affecting the Kerameikos, and the other
the Acropolis and the area below.26
25 J.M. Mossman, “Tragedy and Epic in Plutarch’s Alexander,” jhs 108 (1988) 83–93, with one
exception, regards all the allusions to Dionysos and Alexander in the Life of Alexander
as sinister (87). [en: See now S.R. Asirvatham, “Olympias’ Snake and Callisthenes’ Stand:
Religion and Politics in Plutarch’s Life of Alexander,” in S.R. Asirvatham, C.O. Pache, &
J. Watrous (eds.), Between Magic and Religion: Interdisciplinary Studies in Ancient Mediter-
ranean Religion and Society (Lanham (Md.): Rowman and Littlefield, 2001) 93–125;
D. Aubriot-Sévin, “Quelques observations sur la religion d’Alexandre (par rapport à la
tradition classique) à partir de Plutarque (La Vie d’Alexandre) et d’Arrien (L’Anabase
d’ Alexandre),” Métis 1 (2003) 225–249; K.D. Nawotka, “Persia, Alexander the Great and the
kingdom of Asia,” Klio 94 (2012) 348–356.]
26 In Antonios 60 the tempest striking the Akropolis overturns the Statues of Eumenes and
Attalos upon which Antony’s name had been inscribed; see Pelling, Life of Antony, 265–
266.
antonius and demetrios 179
Besides the location of the wind portents at Athens, there are other geo-
graphical points of contact between Demetrios and Antonios. Both heroes
have encounters at Gaza, Demetrios meeting defeat and Antony early success
(Demetrios 5, Antonios 3), in Syria (Demetrios 6, Antonios 30, 51), and Sidon
(Demetrios 32, Antonios 51). Moreover, both had important interests in Cyprus
(Demetrios 15, a-54); their careers carry them to Athens (Demetrios 8, 23–24,
26–27, 33–34, Antonios 34), to Ephesos, defeat for Demetrios (30), glory fol-
lowed by defeat for Antony (24, 56), and Tarsos (Demetrios 47, a-26). Both cross
the Euphrates (Demetrios 7, Antonios 37) and conduct battles in Makedonia
(Demetrios 39, Antonios 22), not to mention the other footsteps of Demetrios
followed by Antony.
Analysis of the Ephesos adventure illuminates Plutarch’s “bi-biographical”
style and the importance of intertextuality.27 Presuming the Demetrios has
been read first, one encounters a Demetrios in flight but strangely marked by an
act of piety, respect for the Temple of Artemis (30). Intertextuality should make
one suspect a similar mishap in Antony’s future. The first Ephesos adventure of
Antony and the only one of Demetrios occupy a similar position in the Lives
(Demetrios 30, Antonios 24). Antony’s first entry into Ephesos is surprisingly a
Bacchic triumph, though tainted with rapacity—also a theme in the Demetrios
chapter—, the hero himself is mysteriously respectful of the Temple.
27 On Dionysos at Ephesos see R.E. Oster, “Ephesus as a Religious Center under the Princi-
pate i. Paganism before Constantine,” anrw ii. 18.3 (1990) 1661–1728 (1673–1676, esp. 1674,
the entry of Antony into the city; 1676, the technitai of Dionysos). Plutarch’s generos-
ity to Antony may be motivated by his respect for the Artemision (judging by Antonios
24 and 56). Like other Romans, according to Strabo 14.1.26, he apparently did not “rob”
the Artemision treasury, a “sacrilege” probably common to the Attalid monarchs. On the
other hand, though he doubled the asylum space, he dragged some of Brutus and Cas-
sius’ partisans from the peribolos of the Temple, and tore from the altars Kleopatra’s
sister and, possibly, brothers. See L. Boffo, “I re ellenistici e i centri religiosi dell’Asia
Minore,” in Pubblicazioni della Facoltà di Lettere e Filosofia dell’Università di Pavia 37
(Florence, 1985) 150–163, esp. 156, 159–160, citing C. Picard, Éphèse et Claros. Recherches
sur les sanctuaires et les cultes de l’ Ionie du Nord (Paris, 1922) 150–151, G.W. Bowersock,
“Plutarch,” in P.E. Easterling & B.M.W. Knox (eds.), The Cambridge History of Classical
Literature i. Greek Literature (Cambridge 1985) 665–669, who notes the “unmistakable per-
sonal quality” of Plutarch’s writing, sees him avoiding big cities like Athens, Ephesos, or
Smyrna, and preferring Chaironeia in Boiotia, “the proverbial home of dullards” (666–
668).
180 part 2, chapter 2
Parallelism does not mean that equal space or importance is given to the
similar visits to Ephesos. Antony’s first visit (24) consumes much more narra-
tive space than Demetrios’ (30). First comes the Dionysian entry, then Antony’s
exactions against the cities of Asia. The exactions part occupies more space
(34 lines in the Teubner) than the triumphal entry (only 6 lines, but 15 previ-
ous lines on Asia); but the triumph, because of its brilliant use of imagery and
its exploitation of the popular iconography of the Indian triumph of Dionysos,
has left the exactions in the shadows. The final part of the exactions section
dilates on the simplicity of Antony’s character, his repentance when the fault
is pointed out, and restitution to the wronged. These observations form some-
thing of an introduction to the ultimate evil (τελευταῖον κακόν), his destructive
love for Kleopatra (25.1).28 The important allotment of space to the somber
side of Antony’s visit to Ephesos takes on more significance when one recalls
Demetrios’ entry into the city.29 Later, during Antony’s second visit to Ephesos
(56), his political and military position is more akin to Demetrios’. After the
defeat in Parthia, he is in the process of making stupendous preparations for
the Battle of Actium, where destiny will seal his doom. The passage most similar
to Demetrios’ retreat into Ephesos, however, is the description, a little earlier
in the Life, of Antony’s flight to Leuke Kome (51) between Berytos and Sidon
(Demetrios 30.2–5):
But Demetrios, fleeing with five thousand foot and four thousand horse,
marched hurriedly to Ephesos. Here everyone thought lack of funds
would make it impossible to resist plundering the temple treasury. But he,
fearing his soldiers might do so, departed quickly, sailing for Greece—of
his remaining hopes, putting most in Athens. For he happened to have
28 P.J. Bicknell, “Caesar, Antony, Cleopatra and Cyprus,” Latomus 37 (1977) 324–342, claims
Antony actually gave Kleopatra little at the Kydnos meeting and even took away Kypros
(334–335), that he temporarily arraigned Megabyzos (the priest of Artemis) for shielding
Arsinoe (Appianus, Bell. Civ. 5.8–9) (336), and that at Leuke Kome Kleopatra drove a hard
bargain, not releasing funds without more compensation (342). On the Ephesos scene,
see also Chamoux, Marc Antoine, 234–236, who notes Dionysiac qualities in Antony, such
as being generous after being savage. E.S. Gruen, The Hellenistic World and the Coming of
Rome i (Berkeley, 1984) 270, claims philhellenism had “no relation” to public policy, and
might be a political liability.
29 Pelling, Life of Antony, 192, suspects a conspiracy of silence here: Arsinoe, Kleopatra’s sister,
dragged from sanctuary at Ephesos and killed, along with the surrender of the disloyal
admiral Serapion at Tyros, and of a pretender to the throne (Appianus, Bell. Civ. 5.9;
Josephus, Jewish Antiquities 15.88–93).
antonius and demetrios 181
left there ships, money, and his wife Deïdameia, and thought no securer
refuge in his plight could exist than the good will of the Athenians. As
he approached the Kyklades, however, an Athenian embassy met him,
begging him not to approach the city, since the assembly had passed a
vote refusing admittance to any of the kings, and informing him that
Deïdameia had been sent to Megara with a fitting escort. Then, in his
anger he lost control of himself, although he had borne his other mis-
fortune very easily and in so great a reversal of his situation had shown
himself neither mean-spirited nor ignoble. But that he should be utterly
deceived in his hopes by the Athenians, and that their apparent goodwill,
when tested, was to appear insubstantial and fabricated, was painful to
him.
Two passages from the Antonios recall the earlier one. The first, Antonios 51.1–
4:
But now, pushing on through much wintry weather, which was already at
hand, and incessant snowstorms, he lost eight thousand men along the
march. He himself, though, went down with a small company to the sea,
and in a village between Berytos and Sidon, called Leuke Kome, awaited
Kleopatra. As her coming dragged on, beside himself with anxiety, he
immediately started drinking and getting drunk, although he remained
not long seated, but in the midst of the company would spring to his feet,
until she arrived in port, bringing with her a large quantity of clothing
and money for his soldiers. Some, however, allege that the clothing he did,
indeed, receive from Kleopatra, but the silver, taken from his own private
funds, he distributed as though she had given.30
But he himself, taking Kleopatra with him, arrived at Ephesos, where his
naval force was gathering from all over the world … Antonius, persuaded
by Domitius and some others, ordered Kleopatra to sail for Egypt and
there await the outcome of the war. Kleopatra, however, persuaded Cani-
dius with large bribes to intercede for her with Antonius. He pleaded the
injustice of driving away from the war a woman whose contributions were
so large, the necessity for Antonius not to demoralize the Egyptians, who
formed a large part of his naval force, and the equality of Kleopatra in
intelligence with any of the allied rulers … Such counsel—since every-
thing eventually was to end in Caesar’s hands—prevailed. As soon as all
the forces were united, then, sailing to Samos, they spent their time in
enjoyment … So the word went round, ‘What will the victory celebrations
be like, once the war is won, if with such extravagance they celebrate the
preparations?’
There is much similarity in the battle scenes in the two Lives, though Plutarch
has to a great extent, from an impressionistic point of view, denied Antony any
victories except his minor iuuenalia. Demetrios as a very young man engages in
battle for the first time at Gaza, while Ptolemaios is away attacking Syria. The
hero meets disaster. He not only loses 13,000 men, either slain or captive, but
also his tent, his money, and his personal belongings (5). Antony’s early and
brilliant engagement at Pelousion in the Gaza strip contrasts with Demetrios’
debacle (Antonios 3). The account of Demetrios’ defeat was coldly factual, even
omitting details of the battle. Antony’s dashing actions at Pelousion are now
vividly portrayed against a romantic backdrop (Antonios 3.6):
But more than the war, the march to Pelousion was feared, since the route
lay through deep sand without water, as far as the Ekregma and Serbonian
marshes, which the Egyptians call the blasts of Typhon, although they
appear to consist of backwater and seepage from the Red Sea at the
narrowest point of the isthmus between them and the Mediterranean …
The Egyptian color so early in the Life serves to foreshadow the later scenes at
Alexandria. The passage also elevates Antony to the heroic rank of Alexander,
by recalling Alexander’s march across to the shrine of Zeus Ammon, after the
army of Kambyses, as narrated in Herodotos, had disappeared in the sands.
Previous to the march related in the Alexandros the hero had taken Gaza
(25), then founded Alexandria, later so intimately associated with Antony (26)
before thinking of Siwah (Alexandros 26.11–12):
antonius and demetrios 183
The march is long, filled with toils and miseries, and two perils. One is
the dearth of water, absent for several days. The other occurs when a
fierce southeaster descends upon travellers in deep and boundless sand,
as, indeed, once happened to Kambyses’ army, transforming the plain
into huge breakers and billows of sand, burying fifty thousand men and
destroying them.
31 In Alexandros 2.1, Alexander is descended from Herakles on his father’s side, through
Karanos.
32 Professor Eric Gruen has brought this to my attention. Perhaps, Plutarch felt one Roman
Alexander, Caesar, was enough. However, Professor Pelling points out that the Alexander
comparison is prominent in Pompeios (Cf. 2.1, 34, and 46), and that in Antonios, parallels
with Demetrios would tend to preempt those with Alexander.
33 [en: On Pompeius, see T.P. Hillman, “Pompeius in Africa and Sulla’s Order to Demobilize
(Plutarch, Pompeius 13, 1–4),” Latomus 56 (1997) 94–106; J.M. Candau Morón, “Plutarch’s
Lysander and Sulla: Integrated Characters in Roman Historical Perspective,” AJPh 121(3)
(2000) 453–478; T.P. Hillman, “Notes on the Trial of Pompeius at Plutarch, Pomp. 4. 1–
6,” RhM 141 (1998) 176–193; J. Beneker, “Thematic Correspondences in Plutarch’s Lives of
Caesar, Pompey, and Crassus,” in De Blois (ed.), The Statesman in Plutarch’s Works, 315–325;
idem, “Asêmotatos or autokratôr? Obscurity and Glory in Plutarch’s Sertorius,” in Humble
(ed.), Plutarch’s Lives, 103–119; P. Payen, “Sertorius et l’Occident dans les Vies parallèles
de Plutarque: acculturation et contraintes narratives,” Pallas 60 (2002) 93–115; M. Durán
Mañas, “Influencia aristotélica en los sueños de las Vidas plutarqueas de Alejandro y
César” cfc(g) 20 (2010) 231–246; V. Nasel et al., “Nouveaux fragments d’un papyrus de
la Vie de César de Plutarque (P.Gen. inv. 477 et 504),” mh 70 (2013) 10–15; J. Lundon,
“P.Köln xiii 499 and the (In)completeness of Plutarch’s Caesar,” zpe 185 (2013) 107–110;
M. Giebel (ed.), Caesar (Stuttgart: Reclam, 2015); W.G. Schropp, “Der zweite Kaiser oder
184 part 2, chapter 2
ein zweiter Caesar: Überlegungen zu Plu. Numa 19.6 und App. Ill. 13.39,” Mnemosyne 68
(2015) 1003–1007.]
antonius and demetrios 185
ingly, in Antonios we have no cross reference to the Broutos, but this omission
is understandable if Antonios were “published” with the Broutos. However, the
story of Antony’s generosity to the fallen Brutus (Broutos 53) is repeated in an
embellished and slightly different version.34 There is also a gruesome touch,
the order that Hortensius, who had killed Antony’s brother Gaius in Macedo-
nia, be executed on his tomb. The generosity toward Brutus—Antony laying
his expensive purple cloak over the enemy’s body and providing for decent
funeral rites, then executing the freedman who absconds with the money—
poetically justifies the final respect for the body of Antony, and his obsequies
(77). The Parthian disaster of Antony is another event which parallels one in
Demetrios’. Nothing as dramatic occurs in the Greek Life, though the hero,
winding up the skein of war, wanders about ineffectively while campaigning
in the Seleukid kingdom. Both heroes cross the Euphrates and at times Antony
leaves the impression of pressing on the footsteps of his biographical and his-
torical predecessor. In particular, Demetrios’ condition in chapter 47.1–2 resem-
bles Antony’s 45.7–12:
Τέλος δὲ καὶ νόσου τῷ λιμῷ συνεπιτιθεμένης ὥσπερ εἴωθεν, ἐπὶ βρώσεις ἀναγ-
καίας τρεπομένων, τοὺς πάντας οὐκ ἐλάσσονας ὀκτακισχιλίων ἀποβαλών, ἀνῆ-
γεν ὀπίσω τοὺς λοιπούς· καὶ καταβὰς εἰς Ταρσόν, ἐβούλετο μὲν …
καὶ λιμὸς ἥπτετο τοῦ στρατοῦ … τραπόμενοι δὲ πρὸς λάχανα καὶ ῥίζας, ὀλίγοις
μὲν ἐνετύγχανον τῶν συνήθων, ἀναγκαζόμενοι δὲ πειρᾶσθαι καὶ τῶν ἀγεύστων
πρότερον, ἥψαντό τινος πόας ἐπὶ θάνατον διὰ μανίας ἀγούσης … φθειρομένων
δὲ πολλῶν καὶ τῶν Πάρθων οὐκ ἀφισταμένων, …
Famine also seized the army … turning, therefore, to greens and roots and
finding few they were used to, they were compelled to experiment with
untasted ones. Thus, they consumed a certain herb which was fatal, after
first causing insanity … Many perished this way, and the Parthians would
not desist …
Antonios 45.7–12
34 Pelling, Life of Antony, 173, notes that Antony also returned Brutus’ ashes to his mother
Servilia (Broutos 53.4).
186 part 2, chapter 2
When Antony held a review of his troops, he discovered that twenty thou-
sand infantry and four thousand cavalry had perished, not all through the
enemy, but more than half overcome by disease (50).
Antony still duels riskily with intertextuality by not dying like Crassus in the
interior of the Asian land mass. Also, the campaign in this part of the world is
really the finish for Demetrios. Afterwards his character disintegrates, and he
destroys his own health. In the Roman Life, just before reaching safety across
the river Araxes, Antony loses hope of escape and is close to suicide. But the
retreat does not terminate his career. He returns to Armenia (in 34 bc) (50)
to avenge himself, or more properly take revenge on a scapegoat, the Arme-
nian king. On the return from Parthia (51), though, Antony stays at Leuke Kome
where he drinks heavily, much like the vanquished Demetrios.
Plutarch’s biographical technique here is interesting in that the real parallel
is not with Demetrios but with Krassos. The tremendous length of the Parthian
Campaign in the Antonios indicates its importance for the author. The cam-
paign in Antonios covers 16 chapters (37–52) in a work of 87 chapters. Thus, a
sixth of the Life consists of the Parthian campaign, 16 times more space than
the Battle of Philippi, and about 6 chapters, or a third more, than the Battle at
Actium (56, 60–68)!35 The allocation of space is roughly equal to the campaign
in Krassos’ (16–33), but since the Krassos’ has only 33 chapters, the Parthian
campaign occupies half the Life. The complexity and extraordinary length of
the Antonios allow the two campaigns of Parthia and Actium together to con-
stitute only a third of the Antonios narrative space.
The narration of the campaign in Antonios, then, suggests a rather complex
concept of Parallel Lives. Besides the two immediate Lives at stake, other types
of parallelism enter, eventually embracing, at least indirectly, all the Lives in
the series.36 Strangely, though, Antony himself makes no reference to Cras-
sus. Rather he brings to mind the successful campaign of Xenophon’s Ten-
Thousand, while symbolically tracing, and striving mightily not to trace liter-
ally, the footsteps of Crassus. Antony, nonetheless, only saves his life through
the hindsight of not repeating Crassus’ mistakes, at least not every one. Crassus
is only mentioned twice. At the beginning of the campaign Antony demands
back the standards of Crassus (37). More importantly, toward the end, the
35 Pelling, Life of Antony, 220, considers the Parthian Campaign a pendant to the Battle of
Actium.
36 [en: On the issue of parallelism in Plutarch’s Lives, see now the following articles included
in the volume edited by Humble, (ed.), Plutarch’s Lives: Ph.A. Stadter, “Parallels in three
dimensions,” 197–216; W.J. Tatum, “Why Parallel Lives?,” 1–22.]
antonius and demetrios 187
Parthian guide, Mithridates, kindly warns Alexandros, one of the officers, that
Antony will suffer the fate of Crassus if he proceeds by the plain (46). Otherwise
Plutarch’s Antony is sublimely unaware of either the life or Crassus.37
The Battle of Actium in Antonios, though, is much enhanced by knowledge
of Demetrios’ victory at Kypriote Salamis. The paired hero had been invincible
at sea; and Antony himself had been successful earlier in the naval engagement
near Dyrrachion, while fleeing the forces of Pompeius Magnus. Demetrios’
victory was stupendous, even if—except for numismatics—ephemeral. Still,
though frustrated in war, he remained undefeated at sea. Only the land brought
him humiliation and ultimate defeat. Antony’s position is the reverse. Canidius
advises him to surrender the sea to Caesar, who had been victorious in Sicily,
and rely on his army (63). The argument is summed up in a touching vignette.
A centurion begs Antony to fight on land:
Both Demetrios and Antonios alternate remarkably between open and closed
space. Battles, in particular those at sea in a large open space, are preceded
or succeeded by drinking and merrymaking in an enclosed space.38 The bat-
tle scenes tend to symbolize the hero’s Heraklean virtue. The partying suggests
the debilitating erosion of logos through passion, in particular, the darker side
of Dionysos, an alcoholism born of the paralysis of moral degeneration.
This alternation can be represented schematically:
37 [en: A.V. Zadorojnyi, “Tragedy and Epic in Plutarch’s Crassus,” Hermes 125 (1997) 169–
182.]
38 For the concept of open/closed space see C. Segal, Tragedy and Civilization. An Interpreta-
tion of Sophocles (Cambridge, Mass. 1981) 105–107.
188 part 2, chapter 2
Demetrios Antonios
1 (allusion)39 1 (Dem. 1)
2 5–7 2 3
14 15–16 4 7–8
23–27 9 17–18
28–29 22
31–36 24–29 37–50
41–42 43–44 51
46–50 53
52 56 56
61–66
71 74
75 76
The schema above reveals the oscillation between the overtly public life of the
hero and his more private life. A keen nose would discern the decadent scent
of the Neronian period. Luxury, extravagance, and satiety become morbidly
associated with death.40 Enhanced by a profusion of pictorial detail, the elegant
scenes reflect the ideals of the baroque manner. Huge interior vistas of halls
with banqueters parallel even vaster panoramas of land and sea, upon which
appear military arrays or naval formations.
In addition to the simple alternation between poles of exterior and inte-
rior scenes, there is the distribution of these scenes in a particular section.
For example, Antonios 24–30 begins with his Bacchic entry into Ephesos, but
39 An allusion to the Spartan custom of getting helots drunk in the presence of the young,
to exemplify the evils of drink, is used to justify the “cautionary” tales of Demetrios and
Antonios.
40 Different aspects are developed in W. Arrowsmith, “Luxury and Death in the Satyricon,”
Arion 5 (1966) 304–331; F. Zeitlin, “Petronius as Paradox: Anarchy and Artistic Integrity,”
tapa 102 (1971) 657–684—the banquet as an artificial world, finally destroyed by the real
one (662); Sullivan, Literature and Politics, 160–161; C. Saylor, “Funeral Games: the Signif-
icance of Games in the Cena Trimalchionis,” Latomus 46 (1987) 593–602; and A. Novara,
“Rude saeculum que l’ âge d’ or selon Sénèque (d’ après Ad Lucil. 90.44–46),” Bulletin Budé
(1988) 129–139 (esp. 132).
antonius and demetrios 189
passes quickly into the τελευταῖον κακόν (“the ultimate evil”) (25.1), his love for
Kleopatra. His passion is symbolized by the feasting on board ship at Tarsos,
and the banquets, pleasures, and diversions of Alexandria. In 33–35 there is
some digression on Antony’s relationship to Octavius and Octavia.41 But then
we find the preparations for the Parthian War and an exceedingly long section
dedicated to the campaign. The preparations and initial phase of the war are
described in 33–37. The military part is then interrupted by a digression on
Antony’s love for Kleopatra (36). After this, the actual campaign is narrated in
37–50. A similar pattern appears in Demetrios 23–27, where his extravagance,
feasting, and wenching at Athens is followed by the campaigns (in their Greek
form) at Ipsos, the Chersonesos, Syria and Kilikia, the Peloponnesos, Athenai,
Sparta, Makedonia, and Thessalia (28–39). The narrative space in 23–27 is rel-
atively equal to that for Antony’s diversions.
41 Antony’s private life was not a model of simplicity. E. Huzar, “Mark Antony: Marriages
vs. Careers,” cj 81 (1986) 97–111—perhaps not the most felicitous title—lists his wives
and lovers: Fadia (1), daughter of a freedman; Antonia (2), divorced for adultery with
P. Cornelius Dolabella; Fulvia (3), the widow of Clodius; Octavia (4). Among the mistresses
were Cytheris, and Glaphyra of Kappadokia (the latter, at least according to Cicero 97).
42 See, for example, Swain, “Character Change in Plutarch,” 66–68.
43 M. Reingold, From Republic to Principate. An Historical Commentary on Cassius Dio’s
Roman History Books 49–52 (36–29bc) (Atlanta, 1988) 57–62, believes Antony’s army had
100,000 troops, the largest ever mobilized against Parthia, and that he lost over twenty-five
percent of his forces.
44 Pelling, Life of Antony, 195; P.M. Fraser, “Mark Antony in Alexandria: A Note,” jrs 47 (1957)
71–73, reinterprets W. Dittenberger, Orientis Graeci Inscriptiones Selectae (Leipzig, 1903–
1905) i, 195 in the following manner (72): Ἀντώνιον μέγαν | ἀ̣μίμητον ἀφροδισίοις | Παράσιτος
τὸν ἑαυτοῦ θεὸν{ε̣} | κ̣ αὶ εὐεργέτην, l ιδ τοῦ καὶ δ, | Χοιὰχ Κθ. He believes the club might have
been a Dionysiac thiasos; Cf. idem, Ptolemaic Alexandria (Oxford, 1972) i, 204, note 113.
190 part 2, chapter 2
of its predecessor. Not the menu but the modality would be changed. The feast-
ing is now inextricably linked with coming death. Moreover, before the battle
at Alexandria, Antony bids his servants pour out the wine more generously,
expecting to be dead on the morrow (75). Antony is Dionysos to the end. In the
moment of death—not for evil motives, but either “because thirsty or hoping
to be released more quickly”—he asks Kleopatra for a drink of wine, which he
consumes before expiring (77.6–7).
After his defeat in the Tauros range, Demetrios, a bird in Seleukos’ gilded
cage, drinks himself to death in the Syrian Chersonesos. Demetrios fares worse
than Antony. At first employing himself in hunting and other pursuits, he
gradually abandons himself only to drinking and dicing:
… either running away from his sober thoughts about his present con-
dition and smothering his reason in drunkenness, or convinced this was
the life he had always longed for and striven to attain but missed through
folly and empty ambition, thereby bringing many troubles upon himself,
many upon others, in weapons and fleets and armies seeking the good
(τὸ ἀγαθὸν ζητῶν), which now to his surprise, he had discovered in inac-
tivity and leisure and repose. What other limit than this exists to wars and
risky adventures, for worthless kings, wicked and mindless as they are, not
because they pursue luxury and pleasure instead of virtue and goodness,
but because the enjoyment of true pleasure or luxury escapes their com-
prehension?
52.3–4
a self-destructive character. She sees the tragic overtones of Demetrios spilling over into
Antonios (92–93).
47 However, the cook seems to have a good sense of humor about it.
48 D.P. Fowler, “First Thoughts on Closure: Problems and Prospects,” Materiali e Discussioni
per l’Analisi dei Testi Classici 22 (1989) 75–122, notes the strong ending or closure of the
Iliad (81–82). In his view, biography is close to drama, yet manifests great variety, even
if seemingly predetermined by the birth, life, and death of the subject; for example, that
“Antonius’ moment of expiry comes in a participial phrase at the opening of chapter 78,”
but the work continues for another ten chapters before concluding with Nero (116).
49 [en: E. Voutyras, “Le cadavre et le serpent ou l’ héroïsation manquée de Cléomène de
Sparte,” in V. Pirenne-Delforge & E. Suárez de la Torre (eds.), Héros et héroïnes dans les
mythes et les cultes grecs (Liège: Centre International d’Étude de la Religion Grecque
Antique, 2000) 377–394.]
192 part 2, chapter 2
urn, are conveyed by the largest flagship. Cities where they pass adorn the urn
with garlands or send men in funeral attire to escort it to its destination. At
Corinth the urn, decorated with royal purple and a diadem, is surrounded by
an honor guard on deck, while a celebrated flautist sitting beside the precious
remains, plays the most sacred music (53.5):
καὶ πρὸς τοῦτο τῆς εἰρεσίας ἀναφερομένης μετὰ ῥυθμοῦ τινος, ἀπήντα ψόφος
ὥσπερ ἐν κοπετῷ ταῖς τῶν αὐλημάτων περιόδοις.
To these sounds the stroking of the oars responds in a fixed rhythm, like
beating the breast, to the cadences of the melodies of the flute.50
Throngs along the shore are overcome by pity and sorrow, seeing the young
Antigonos humbled and overcome by tears. The banquets of Antony and
Kleopatra at Alexandria perhaps in real life were the inspiration for the Ver-
gilian banquets of Dido and Aeneas with their potential for desperation and
self-destruction.51 In the final chapters of the Plutarchan version, “The Insepa-
rable in Death,” or more exactly, “Those About to Die Together”—actually begin
planning their departure from this world to another. Antony had attempted sui-
cide at Paraitonion but was dissuaded by his friends (69). He then enters his
Timoneion at Pharos to separate himself from the evils of civilization.52 The
50 The flautist, Xenophantos of Thebes, appears in an inscription; see Andrei & Scuderi,
Demetrio, 262; Flacelière & Chambry, Plutarque. Vies xiii, 208.
51 Pelling, Life of Antony, 17–18, detects striking similarity between the accounts of Plutarch
and Vergil, though there is no evidence for him having read Vergil. However, the wail-
ing of babies in the approach to the celestial “underworld,” De genio 590f (μυρίων δὲ
κλαυθμὸν βρεφῶν), might be inspired, at least indirectly, by Vergil, Aeneid 6.426–429;
see Brenk, “The Religious Spirit,” 55–57. Plutarch’s Roman friends might have described,
recited, or translated Vergil. See A.T. Davis, “Cleopatra Rediviva,” g & r 16 (1969) 91–93,
for associated motifs of drinking, death, and destruction in the Cleopatra ode (Horatius,
1.37).
52 T.E.V. Pearce, “The Tomb by the Sea: History of a Motif,” Latomus 42 (1983) 110–115, lists
tombs by the sea, many of which were tourist attractions in Plutarch’s day, e.g. Achilleus in
the Troad (Strabo 13.1.32) and Aias at Rhoiteion (Strabo 13.1.30). Scipio Africanus Maior’s
supposedly was by the sea (Strabo 5.4.4), as was Cato Minor’s (Plutarch, Markos Katon
71), Opimius’ at Dyrrachion (Cicero, Pro Sestio 140), and in Lucanus 8.771–772; 8.816–
818, Pompeius Magnus’ on the African shore. Moreover, in Egypt Menelaos had built a
cenotaph for Agamemnon (Odyssey 4.584). Pearce sees heroic pathos, with an emphasis
on death in a strange land, exile, and isolation. See also, F.E. Brenk, “Unum pro multis caput:
Myth, History, and Symbolic Imagery in Vergil’s Palinurus Incident,” Latomus 43 (1984)
antonius and demetrios 193
event offers an occasion for an extremely selective and rather morbid digres-
sion on Timon the Misanthrope. Two principal elements, separation from civ-
ilization and suicide, harmonize with the main plot: Timon offered his tree for
anyone wishing to hang himself; and his tomb slipping into the water became
“completely inaccessible to man.”
But as he is deserted by the dynasts, the hero either has second thoughts
about the vices of civilization or fails to grasp the opportunities and benefits of
an eremitical life of contemplation which might have offered salvation to one
who had formerly studied philosophy.53 He abandons the Timoneion. The life
of isolation now changes to an obsessive Götterdämmerung against a backdrop
of the transient pleasures of earthly phenomena.
… as if gladly laying aside his hopes, thus laying aside his anxieties, he
forsook his dwelling by the sea, which he called the Timoneion; received
back into the palace by Kleopatra, to dinners, and drinking bouts, and the
distribution of gifts, he turned the city …
71.2–3
There follows the creation of the other society “not at all inferior in daintiness
and luxury and extravagant outlay,” called “Those about to Die Together (συνα-
ποθανούμενοι)” with the enrollment of friends for this purpose. At this moment,
Kleopatra begins to experiment with poison.
776–801 (esp. 779–781), and W.S.M. Nicoli, “The Sacrifice of Palinurus,” cq n.s. 38 (1988)
459–472. The introduction of Timon, however, in Antonios produces a mock heroic or
anti-heroic tone. In its function the Timoneion is suspiciously like Kleopatra’s monument-
tomb?
53 C. Pelling, “Plutarch: Roman Heroes and Greek Culture,” in M. Griffin and J. Barnes (eds.),
Philosophia Togata (Oxford, 1989) 199–232, esp. 216–222, citing J. Moles, Cicero, introduc-
tory note, observes that Plutarch left two types of life open to Cicero, the political and the
philosophical; but Cicero, makes a number of dispiriting choices and in the end refuses
to retire to Greece and seriously pursue philosophy. Though his life is the opposite of
Antony’s (Cicero 43.2), the destructive contrast is not between philosophy and public life,
but between noble and ignoble public life (221–222). The Timoneion fits into the con-
text of, especially Cynic, ideas of self-sufficiency (autarkeia). G.W. Most, “The Stranger’s
Stratagem: Self-Disclosure and Self-Sufficiency in Greek Culture,” jhs 109 (1989) 114–133,
believes the ideal of perfect autarkeia, closely linked to the ephemerality of human life,
arises out of a profound desire among Greeks to be dependent upon no one, except the
gods (129). See also F.E. Brenk, “Old Wineskins Recycled: Autarkeia in i Timothy 6.5–10,”
Filologia Neotestamentaria 3 (1990) 39–51.
194 part 2, chapter 2
The night before the battle of Alexandria is also marked by this coincidence
of opposites of life and death, feasting and drinking, a Dionysiac thiasos, and
thoughts about the grave.54 Departing for battle against Octavius, Antony is
“conscious that there was no better death for him than that by battle.” He then
drinks and eats heavily, “since he is uncertain whether he will be alive on the
morrow, and not lying dead a mummy (or skeleton) and nothing more” (75.2).55
54 Dionysos, through the mysteries, is closely linked with death and the afterlife, as well as
with the pleasures of this world. See W. Burkert, Ancient Mystery Cults (Cambridge, Mass.
1987) esp. 21–23, 33–35, 104–106. See also C. Bérard & C. Bron, “Bacchos au creur de la
cité. Le thiase dionysiaque dans l’ espace politique,” in L’association dionysiaque dans les
societés anciennes (Paris, 1986) 13–30; see also F. Dunand, “Les associations dionysiaques
au service du pouvoir lagide (iiie s. av. J.-C.),” L’ association dionysiaque, 85–104; J. Scheid,
“Le thiase du Metropolitan Museum (igur i 160),” en L’association dionysiaque dans les
societes anciennes (Rome 1986) 275–290; C. Segal, Dionysiac Poetics and Euripides’ Bacchae
(Princeton, 1982), sees in the Dionysos complex a special relationship with women, non-
integration of adult personality, arms, anger, and phallic propensities, besides the inability
to distinguish truth and illusion (159–160, 189–195, 234)—traits which Plutarch’s fertile
imagination would quickly find in Antony.
55 A. Dihle, Studien zur griechischen Biographie (Göttingen, 1965) 96, detects tragic pathos in
many of Plutarch’s sayings (apophthegmata, chreiai). The skeletos was a prominent fea-
ture of Graeco-Roman banquets, the significance of which varied considerably within
different contexts; Pelling, Life of Antony, 302–303. K.M.D. Dunbabin, “Sic Erimus Cuncti …
The Skeleton in Graeco-Roman Art,” jdai 101 (1986) 185–255, claims the motif reached its
greatest popularity in the first centuries bc and ad (194). She suggests an Egyptian origin
to the custom, since wooden mummy figures a cubit or two long were common at ban-
quets of the wealthy (Herodotos, 2.78: περιφέρει ἀνὴρ νεκρὸν ἐν σορῷ ξύλινον πεποιημένον,
μεμιμημένον ἐς τὰ μάλιστα καὶ γραφῇ καὶ ἔργῳ … δεικνὺς δὲ ἑκάστῳ τῶν συμποτέων λέγει· Ἐς
τοῦτον ὁρέων πῖνέ τε καὶ τέρπευ· ἔσεαι γὰρ ἀποθανὼν τοιοῦτος) 208, note 84, citing A.B. Lloyd,
Herodotus Book ii. Commentary 1–98 (Leiden, 1976) 335–337; cf. Lloyd, “Herodotus on
Egyptians and Libyans,” in O. Reverdin & B. Grande (eds.), Hérodote et les peuples non grecs.
Entretiens sur l’ Antiquité Classique 35 (Vandœuvres-Geneva, 1990) 215–244; esp. 229–231.
G. Wöhrle, “ ‘Eine sehr hübsche Mahn-Mumie …’ Zur Rezeption eines herodoteischen
Motivs,”Hermes 118 (1990) 292–301, believes Thales’ comment on the practice in Plutarch’s
Septem sapient 148b, is probably close to the Egyptian outlook: mutual affection should
exist at a banquet, since life, which is short, should not be marred by evil conduct (… τὸν
βίον μὴ τῷ χρόνῳ βραχὺν ὄντα πράγμασι κακοῖς μακρὸν ποιεῖν [295]). The contrast between
war, strife, and the ideals of the symposion appears in a Greek inscription from Egypt
G. Kaibel, Epigrammata Graeca ex Lapidibus Conlecta [Berlin, 1878] no. 1049—cited by
W.J. Slater, “Sympotic Ethics in the Odyssey,” in O. Murray (ed.), Sympotika. A Symposium
on the Symposion (Oxford, 1990) 213–220. Slater stresses the necessity of graciousness,
good-humor (χάρις) in jesting—citing Plutarch’s Quaest. conv. 629e (214, notes 12 and 19).
Plutarch alludes to the practice in Septem sapient. 148a and De Iside 357f (J.G. Griffiths,
antonius and demetrios 195
He refuses, moreover, to lead his friends out to a combat, which is only a cover
for realizing his own death. At this point there follows the famous description
of the Dionysiac thiasos which in the stillness of midnight, amid revelry and
tumult, departs from the gate facing the enemy, a sign “that Antonius had been
deserted by the god who protected him” (75.6). This too is an epic and tragic
touch, much like Apollon in the Iliad abandoning Hektor before his death
(22.212–213), or Artemis in Euripides’ Hippolytos withdrawing from the hero
before he expires (1437–1439).56
The concept of parallel Lives affects the interpretation of the Antonios here.
Judging by the Demetrios, one would expect the Life to terminate with funeral
rites for Antony at the monument of Kleopatra, followed by mention of the
joint tomb there and some other tribute to the hero. She, indeed, pouring
libations and embracing the urn which holds his ashes, asks to be hidden and
buried with him, since the greatest of her misfortunes was “this short time I
lived without you” (ὁ βραχὺς οὗτος χρόνος ὃν σοῦ χωρὶς ἔζηκα 84.7), and then
departs from this life (86).57
When compared with the Demetrios, though, the Antonios almost seems
to obscure the burial of the hero. Kleopatra rather than Antony becomes
the central personage, along with Octavius, who ultimately appears on stage.
Extremely little of the final chapters is given to the funeral of Antony, and
its position is not especially significant. After the lamentations of Kleopatra
over the dying Antony (77)—which risk becoming grotesque—there follows a
long break until 82, when in one sentence Plutarch dispenses with the burial
(82.2):
The final chapter and line of the penultimate chapter, instead—after four chap-
ters describing the last days of Kleopatra—are concerned not with the burial,
but with the damnatio memoriae of Antony, and with the Nerogonia. After
preparing the reader for a magnificent funeral, Plutarch defeats our expecta-
tions, only mentioning it in passing. The expression “by her hands,” contrasting
with the magnificent escort accompanying the last remains of Demetrios, even
suggests a humble, private quality to these obsequies.
Moreover, not only in the finale, but throughout the Lives Plutarch has cre-
ated the poetic justice which demands a magnificent funeral. Both heroes
show great respect for the dead. But death grazes Antony more closely and
he responds to it more continuously. Demetrios is “naturally humane” (φιλάν-
θρωπον φύσει, 4.1) in general, but the trait is best displayed, after his victory at
Salamis, toward the vanquished enemy (17.1):
So brilliant and splendid a victory coming his way adorning it still more by
his humanity and kindness of heart, Demetrios buried the fallen enemy
magnificently and liberated his prisoners. Moreover, upon the Athenians,
from the spoils, he bestowed twelve hundred panoplies.58
58 H. Martin, “The Concept of Philanthropia in Plutarch’s Lives,” AJPh 82 (1961) 164–175, dis-
cerns a fundamental relationship between philanthropia and civilization, but describes
the term as rather flexible in Plutarch (174). A.E. Samuel, The Shifting Sands of History.
Interpretations of Ptolemaic Egypt. Publications of the Association of Ancient Historians 2
(Lanham, Maryland and London, 1990) 78–79, remarks that there is a new type of phi-
lanthropia proclaimed in the 2nd cent. bc and evident in official documents such as
P. Tebt 5—reflecting an ideology of kingship, developed by philosophers and propagan-
dists in that century, in which the monarch becomes the personal protector of his peo-
ple.
59 C. Pelling, “Aspects of Plutarch’s Characterization,” in Marcovich (ed.), Plutarch, 257–
274, believes Plutarch missed excellent opportunities to discuss the hero’s childhood and
only produces disappointing results (258); see also idem, “Childhood and Personality in
Greek Biography,” in C. Pelling (ed.), Characterization and Individuality in Greek Literature
(Oxford, 1990) 213–244. He claims that though Plutarch had a great interest in childhood,
as a representative Greek he was unable to exploit it (225–226). See also B. Bucher-Isler,
“Norm und Individualität in den Biographien Plutarchs,” Noctes Romanae 13 (Bern, 1972)
21, 24, 49, 67–68; C. Gill, “The Question of Character-Development: Plutarch and Tacitus,”
cq 33 (1983) 469–487; A. Dihle, Studien zur griechischen Biographie, 81; and C. Pelling,
“Plutarch: Roman Heroes and Greek Culture,” 231.
60 C.B.R. Pelling, “Plutarch and Catiline,” Hermes 113 (1985) 311–329, suggests Plutarch used a
198 part 2, chapter 2
funeral oration over the mutilated body of his commander Caesar. Plutarch
describes Antony as hypocritical but is sensitive to the powerful effect it pro-
duced on the plebs. Supposedly generosity was a family trait. His father was
“kindly, honest and exceptionally generous in repaying favors” (εὐγνώμων δὲ
καὶ χρηστὸς ἄλλως τε καὶ πρὸς τὰς μεταδόσεις ἐλευθέριος, 1.1).61 After the battle at
Philippi, Antony acts nobly toward the fallen Brutus (even if Hortensius might
have thought differently about it) (22.6–8):
The cruelest blow, then, is the literary denial of epic funeral to Antony. The
reader puts away the Life, at least before reading the synkrisis, not with a funeral
dirge in his ears and a complacent feeling of literary recompense, but with the
disquieting note of the murders and madness of Nero. The last funeral touch, a
little before, is, in fact, reserved for the Egyptian queen rather than the Roman
imperator (86.7):
But Caesar, though irritated at this end to her life admired her nobility,
and ordered that her body be buried with that of Antonius, in splendid
and regal fashion (λαμπρῶς καὶ βασιλικῶς). Honorable also was the inter-
ment which her women received at his command.
Nor is the synkrisis much help. Both Demetrios and Antony are condemned for
their deaths: one “by wine and belly tamed like an animal … whereas Antonius
in a cowardly, pitiful, and ignoble way (δειλῶς μὲν καὶ οἰκτρῶς καὶ ἀτίμως), but
hypomnema (set of notes) of Ciceronian material for the later Lives, and then adapted this
for the subject in hand (322), but influenced more by his immediate interest than a desire
to present the version most favorable to the hero (322–324, 326).
61 Not really, according to Pelling, Life of Antony, 117, who thinks Plutarch wanted to link
father to son.
antonius and demetrios 199
at least before his enemy could make himself master of his body, he disposed
of himself” (93 [6].4).
But in a sense their deaths outshine the splendor of any funeral trappings,
even those of Demetrios. Moreover, so utterly identified with another have
Kleopatra and Antony become that her death terminating the Life becomes a
tribute rather than a slur, like that of a widow or a person of a royal household
who prefers extinction to living without the deceased.
The parallelism of Demetrios-Antonios would be philosophically grounded
for Plutarch in the Platonic doctrine of metempsychosis and the expectation
of either a release from terrestrial life after death or the commencement of a
new cycle of rebirth. Thus, individual circumstances fade into insignificance
compared to the more stable and decisive traits of virtue or vice which the
soul either brings with it from a previous existence as a spirit or from a previ-
ously sullied existence in this world. Thus, the concept of parallel lives from two
distinct periods, by transcending time and space, highlights the importance of
moral qualities which remain stable, even through reincarnations. This pair of
Lives is so particularly rich in parallels that one seems to have influenced the
other. Some similarities are moral, such as the propensity toward passionate
excess in eros or drink. Others are more circumstantial, such as sailing over the
same seas, tramping over the same ground, visiting the same cities, assimilation
to the same gods, or a peculiar generosity toward the dead. Also characterizing
the Lives is an alternation between exterior and interior space. Finally, there is
a general pattern of initial success followed by isolation and defeat, demoral-
ization and death, heroic threnody and solemn obsequies.
It would be unworthy to terminate without ring composition. The enormous
importance given the preparations for death in both Lives, particularly in
Antonios, seems to reflect Plutarch’s interest in the future of the soul, and not
just the terrestrial career alone of his heroes. The major purpose for life and
a Life in this Platonic sense is its profitability for the coming one. In Antonios
the importance of Kleopatra and her own devotion to Isis, a goddess related to
the dead, and one of the most popular, suggests even more this other-worldly
dimension to Plutarchan Lives.
chapter 3
Narrative
1 Time
1 For récit and temps racontant, see G. Genette, Figures iii (Paris, 1972) 77–78 (partly trans-
lated into English as Narrative Discourse. An Essay in Method [Ithaca, 1980] 33–35); and
idem, Figures of Literary Discourse (New York, 1982) 127–146; “Frontiers of Narrative” (from
Figures ii [Paris, 1969]); also S. Chatman, Story and Discourse. Narrative Structure in Fiction
and Film (Ithaca, 1978); and G. Prince, “Narratology: The Form and Functioning of Narra-
tive,” Janua Linguarum 108 (1982) 26–34. The concept is G. Müller’s “Erzählzeit und erzählte
Zeit” from his Morphologische Poetik (Tübingen, 1968), in Italian, “tempo della narrazione,” in
English, “narration time” (vs. “narrative time”). Chatman, Story and Discourse, 62–84, prefers
the expressions “story-time” and “discourse time.” Narrative time is real time, the duration
of the events recounted in the narrative. “Narration time” is the material time necessary
to tell the story. In dialogues, narration time is very close to narrative time, but normally
it is much shorter (Genette, Figures, iii 122–144 [English 86–112]). W.C. Booth, The Rhetoric
of Fiction (Chicago, 1961, rev. 1983) 439–441, is particularly impressed by Genette’s ideas on
speed, duration, repetition, and frequency. For a survey of these modern narratological posi-
tions, see J.L. Ska, “Our Fathers Have Told Us: Introduction to the Analysis of Hebrew Nar-
ratives,” Subsidia Biblica 13 (1990). A. Deremetz, “Plutarque: histoire de l’origine et genèse
du récit,” reg 103 (1990) 54–78, interprets the Life of Romulus according to Ricœur’s “Temp
et Récit.” He sees Plutarch bringing the reader into the actual “hermeneutical” process of
the récit, as he examines contradictory versions, evidence, problems involved, and as he
attributes relative credibility to the ability of the account to solve the problems, the apor-
iai (62). The Life of Romulus is, thus, a “mise en intrigue” in which the “heterogeneous tax-
onomies,” through the archetype of heroic myth and the corresponding matrix of Diokles
as a source, become (re)composed into an intelligible cosmos which is not only coher-
ent but also necessary and purposeful (72–73). [en: H.D. Betz, “Credibility and Credulity in
Plutarch’s Life of Numa Pompilius,” in idem, Gesammelte Aufsätze. 5: Paulinische Theologie
und Religionsgeschichte (Tübingen: Mohr Siebeck, 2009) 191–207; idem, “Plutarch’s Life of
Numa: Some Observations on Graeco-Roman messianism,” idem, Gesammelte Aufsätze, 166–
190.]
2 Daimonion here means something like “the supernatural phenomenon” and is misleadingly
translated into Latin as genius. The Loeb editors translate it as “divine sign,” but as P.R. Hardie
wittily remarks in “Sign Language in On the Sign of Socrates,” in Luc Van der Stockt (ed.), A
Miscellany of Essays on Plutarch (Leuven, 1996) 123–136, above all, the one thing the daimonion
is not, is a sign, since the daimonic converses directly with men. On the dialogue see M. Riley,
“The Purpose and Unity of Plutarch’s De genio Socratis,” grbs 18 (1977) 257–273; A. Aloni,
“Ricerche sulla forma letteraria del De genio Socratis di Plutarco,” Acme 33 (1980) 41–112;
P. Desideri, “Il De genio Socratis di Plutarco: Un esempio di ‘storiografia tragica?’,” Athenaeum,
n.s. 72 (1984) 569–585; K. Döring, “Plutarch und das Daimonion des Sokrates (Plut., de genio
Socratis Kap. 20–24),” Mnemosyne 37 (1984) 376–392; A. Barigazzi, “Plutarco e il dialogo
‘drammatico’,” Prometheus 14 (1988) 141–163 (141–154); D. Babut, “La part du rationalisme
dans la religion de Plutarque: l’ exemple du De genio Socratis,” in Marcovich et al. (eds.),
Plutarch, 383–408; A. Barigazzi, “Una nuova interpretazione del De genio Socratis,” ibidem,
409–425.
3 At 579e–f Theanor, the Pythagorean stranger from Magna Graecia, spends the night at the
tomb of Lysis intending to remove the remains unless “something supernatural” (ti daimo-
nion) in his sleep should prevent him. At 583b he remarks that to daimonion of Lysis had
revealed his death to them (probably something supernatural emanating from Lysis, rather
than Lysis’ daimon, as translated in the Loeb edition by De Lacy and Einarson, Plutarch’s
Moralia vii [London / Cambridge, Mass., 1959] 421). In 585e a certain sign (semeion)
202 part 2, chapter 3
this communication between past and present are “flashbacks” into legendary
Theban myth or previous history.
Three alternating times appear in the dialogue: the succession of events in
the historical narration, the somewhat timeless or slow-moving discussion of
Sokrates’ daimonion by the participants in the dialogue proper, and the quasi-
temporality of the daimones in the philosophical myth, which involves souls
passing to or from reincarnation. Subordinate to the others is a fourth time, that
of a past narrated in analepses (flashbacks).4 The historical narration, in no way
a “cold” narrative, is constantly affected by the psychological world of surprise,
despair, and elation, of souls in bodies as it were, the miserable creatures
described in the dialogues of Plato’s middle period, and by the unforgettable
verses of Vergil’s underworld (Aeneid 6.733–734).
Each of these lines of development receives a different kind of récit time.
In modern critical terms, the récit (or “narrating” or “story”) time taken to
narrate the dialogue proper, the discussion on Sokrates’ daimonion, is roughly
equal to the time consumed by the event itself. Obviously, the “narrating” of
the historical events is very condensed, though they occurred—conveniently
for Plutarch and for Aristotelian theories about drama—in a twenty-four-hour
time span. The daimonic time of the myth, however, eludes definition. The
souls, or daimones (mind [nous] + psyche), travel very lightly and almost at the
speed of light. Their only real baggage is the weight and recalcitrance of the
appearing in the sleep of the Pythagoreans had revealed the death of Lysis. At 585f Theanor,
who summons the soul of Lysis, sees no vision but hears a voice saying “move not the immove-
able.” Lysis’ soul has already been “joined by lot to another daimon and released for reincarna-
tion” (585f), suggesting, surprisingly, that reincarnation is immediate, not after an immensely
long period, as in Plato.
4 See Genette, Figures iii, 77–121. Analepsis (flashback) is the telling of events after the moment
in which they took place chronologically; “prolepsis” is anticipation; “ellipsis” is a gap, a lack
of information contrived by temporal displacement; Cf. M. Sternberg, The Poetics of Biblical
Narrative: Ideological Literature and the Drama of Reading (Bloomington, 1985) 237. Gaps are
relevant to the narration. See also H. Weinrich, “Tempus: Besprochene und erzählte Welt,”
Sprache und Literatur 16 (Stuttgart, 1964); J. Vogt, Aspekte erzählender Prosa: Grundstudium
Literaturwissenschaft (Düsseldorf, 1972) 40–53; A. Marchese, L’officina del racconto. Semiotica
della narrativa (Milan, 1983) 132–153; C. Segre, Introduction to the Analysis of a Literary Text
(Bloomington, 1988) 223–234 (= idem, Avviamento all’analisi del testo letterario [Turin, 1985]
273–274), and idem, Structures and Time. Narration, Poetry, Models (Chicago, 1979) 18–19 (=
Le strutture e il tempo. Narrazione, poesia, modelli [Turin, 1974] 24–26). Segre (Structures and
Time, 5–57) stresses the interdependence of narrative and cultural models, holding that the
semiotic models, which unlike those of logic or mathematics are historical, have the same
convergence points as the cultural or societal ones.
narrative 203
psyche they drag behind them. Thus, the duration of the récit of their voyage
can be considered roughly equivalent to their actual supersonic ascent through
the heavens.
Behind the temporality of this dialogue are some fundamental ideas about
time in Antiquity. First, as a Platonist, Plutarch was well aware of the a-tem-
porality of the Platonic Forms. At least on one occasion he attributes to God
the eternal or instantaneous time in which Being exists. He was acquainted
with the cyclic time of the Stoic conflagration and reintegration of the world
(ekpyrosis and apokatastasis). Possibly he knew of discussion on the nature of
time during the conflagration (ekpyrosis), when there is no ordered universe
(kosmos) against which to measure motion, the foundation of our perception
of past and present. There were other debates over the nature of cyclical
time, whether events and persons repeated themselves exactly, or almost so,
with slight changes in each reconstitution of the universe. The Epicureans,
moreover, needed atoms which travelled at incredible velocity, “at a speed
like that of thought,” in a disintegrating universe which had little chance of
identical reconstitution.5
For a Platonist the human soul does, or at least might, enter the stream of life
more than once. Still, reincarnation is not mentioned in the Lives. The nearest
hint appears in the introduction to the Broutos, where daimones are clearly
beings who interfere in the lives of good men, terrorizing them so as to remove
them from the path of virtue, lest they receive “a better portion” in the next life
than the daimon himself. Still, Plutarch maintains the biographical fiction (at
least for a Platonist) that life is a ‘one shot’ affair, that there is no possibility of
reprieve by returning to one’s starting point.
Nonetheless, in its essence the concept of parallel Lives intimates that the
individual circumstances of the period in which we live are relatively indiffer-
ent compared to good or evil character asserting itself under many different
conditions. Thus, should Demetrios live again, he might not have corrected his
false opinions, during the years of his intermediate or transient purgatory, and
might affect events and be affected by them in a way not dissimilar to that
of his previous existence. The individual epoch of our transitory existence is
not tremendously important. Human situations repeat themselves and certain
human traits reappear again and again. The phenomenal world is only one part
5 See Long & Sedley, The Hellenistic Philosophers i, 304–313; #47–48, 50, 72; ii, 301–309, #43–
46, 75–78; R. Sorabji, Time, Creation and the Continuum. Theories in Antiquity and the Early
Middle Ages (London, 1983) 21–32, 80–83,98–130; idem, Matter, Space and Motion. Theories
in Antiquity and Their Sequel (Ithaca, 1988) 160–185; and J. Whittaker, God Time Being. Two
Studies in the Transcendental Tradition in Greek Philosophy. so Fasc. Supplet. 23 (Oslo, 1971).
204 part 2, chapter 3
of reality, and the minor part. As the reader moves from Life to Life, he expe-
riences transmigration in a microcosmic way, entering different phenomena
and a different time, being vicariously reincarnated. So he might himself move
from life to life, being progressively reborn in a chronological order. Individual
events are subordinate to the exercise of “virtue” (arete) in each reincarnation.
In the general composition of the Lives, one oscillates between two blocks
of time, one for the “glory that was Greece,” another for the “grandeur that
was Rome.” At times the two paths cross, as in the Lives of Flamininus and
Philopoimen, but this is the exception which proves the rule. Generally a
rather large temporal distance divides the two protagonists, such as the 4th–
3rd centuries bc, in which Demetrios operated, and the 1st century bc in which
Antony lived. In the light of regeneration, however, temporal distancing is a
necessity.
The manner of dividing a récit into two distinct but interacting units is one
of the earliest features of Greek literature, already operative in the Homeric
poems, especially in the Iliad. The discussions of the gods above alternate
with and determine human events below. The gods have little use for the a-
temporality of the Platonic Forms.6 They drink, eat, and, whether tired or not,
retire to their couches to enjoy the pleasures of Aphrodite. Thus, their existence
resembles the cyclical temporality of the heavenly bodies. At the same time,
they experience human time. They observe and enter into the general narrative
of the war. And there is progression within their own society, even if largely
mental or emotional. Certain decisions are made, certain compromises and
agreements are decided upon, and they become aware of mistakes or impasses.
They must habituate themselves to an unpleasant decision or outcome. But
because they are free of the imperative of death, they can view human events
with more detachment. They do deeply empathize with the human condition.
They can show anxiety, for example, as does Here before the threats of her
consort Zeus, the wielder of the thunderbolt. But they do not like the human
protagonists face the prospect of declining powers, fading beauty, old age, and
death.
6 According to J. Whittaker, “The ‘Eternity’ of the Platonic Forms,” Phronesis 13 (1968) 131–
144—though contested by Sorabji, Time, Creation and the Continuum, 105–107—the Forms
exist forever, but without being given non-duration by Plato. Aristotle’s god, however, clearly
has eternal duration (Sorabji, 127). On the other hand, in the new and radical solution of
Augustinus, past, present, and future are nothing more than mental states (Sorabji, 29). Some
of the Stoic positions seem to foreshadow “imaginary time;” see S.W. Hawking, A Brief History
of Time. From the Big Bang to Black Holes (New York, 1988) 136–141.
narrative 205
7 D. Babut, “La part du rationalisme dans la religion de Plutarque,” 385–386, argues for a great
amount of rationalism in the dialogue, and notes that mention is never made of direct
divine intervention in the course of the historical events. However, Plutarch may have been
following genres, as in the case of Moralia in contrast to Lives. Moralia allows a great amount
of supernatural interference, while the Lives tend to omit it altogether or speak in rather
general terms, such as “seeing that the daimonion did not wish,” etc. But Plutarch surely
must have intended the reader to believe that during the revolution at least Epameinondas
was guided by the supernatural. Moreover, it is difficult to believe that the discourse of the
rationalist Galaxidoros is on the same level as those of the Pythagoreans, even if Plutarch did
not necessarily endorse one particular view, or all of them. [en: See, however, the volume
edited by A.G. Nikolaïdis, (ed.), The Unity of Plutarch’s Work: Moralia Themes in the Lives.
Features of the Lives in the Moralia (Berlin; New York: de Gruyter, 2008).]
8 So M. Bettini, “ ‘In cammino’: riflessioni di antropologia letteraria,” in idem, Antropologia
206 part 2, chapter 3
final part of the biography events are beyond his control, as he becomes the
victim of a runaway destiny. Thus, the récit of human events suggests little
respite from the incessant press of events. In De genio, the rather dispassionate
inquiry of the participants into the “supernatural” of Sokrates offered a striking
paradox, with the preoccupations of conspirators devastated or elated by every
rumor. But in Antonios, the “quiet scenes” often reveal the same sense of inqui-
etude and abandonment to the phenomenal, the same entrapment, perhaps
even the same death urge, as ultimately appears in the more active scenes on
the public stage of politics and military campaigning. Antonios’ vice is the mor-
tal sin of Platonism, to be so enmeshed in the phenomena of this world and, in
particular, to be so tossed by every wind of passion as to leave no moment for
contemplation of one’s true destiny.
But before examining the contrasts between active and quiet scenes, we
should consider the simplicity of the biography’s chronological structure. What
is most striking is the straightforward manner of the telling, without many
ellipses (gaps), or analepses (flashbacks), though it is characterized by the alter-
nation of non-military “quiet” scenes with those of rapid and tempestuous
military engagements. For example, Plutarch dispenses with Antony’s origins
in one chapter. Except for his being reared by a stepfather, Cornelius Lentulus,
nothing is said of his childhood. His youth up to the campaign with Gabinius
takes another chapter. Thus, the first 25 or 28 years of the hero’s life are covered
in only two chapters.9 The campaign in Palestine and Egypt (57–54bc) is dis-
missed in one chapter. The next nine years are compressed into another four
and a half chapters of historical narration. However, two chapters of reflection
on Antony’s character create the psychological effect of elongating the narrat-
ing of the historical events of these years. The psychological or “Kallimachean”
time of the Life is evident from the narration of events preceding the murder
of Caesar and its aftermath, a very short period in real life (“narrative” or “story
time”) but occupying five chapters in the Life (“narration” or “discourse time”).
e cultura romana. Parentela, tempo, immagini dell’anima (Rome, 1986) 144–152, citing (146)
Seneca, De breuitate uitae 3.2. R. Barthes, The Semiotic Challenge (New York, 1988) 212 (=
idem, L’ aventure sémiologique [Paris, 1985] 184), without mentioning Ricœur, notes that
contemporary researchers give primacy to logic over chronology, vs. Propp, who argued for
the irreducibility of the chronological order; Cf. C. Bremond, “Logique du récit,” Collection
Poétique (Paris, 1973) 30, note 1, supporting Propp against C. Lévi-Strauss, “La structure et la
forme,” Cahiers de l’ Institut de Science Économique Appliquée 99 (1960) 3–36 (29).
9 The year of his birth is unknown. Plutarch’s sources gave either fifty-six or fifty-three years
old at his death in 30 bc (86). Pelling, Life of Antony, 322–323, gives evidence for preferring
fifty-three.
narrative 207
The narration then speeds up slightly to cover the defeat of the tyrannicides (six
chapters). Another chapter (23) brings us to 41 bc. Then eight chapters are ded-
icated primarily to the private, or semi-public, life of Antony, before the defeat
of Sextus Pompeius and the termination of the disastrous Parthian Campaign
(36 bc).
The Parthian Campaign, though quite brief in Antony’s real life, consumes
an enormous amount of narration time, though there is an interlude in 35
with Octavia’s distress and the pact at Tarentum, and in 36 with a reflection on
Antony’s passion for Kleopatra. The Parthian Campaign of 36 bc, slows down
the récit, with fifteen chapters dedicated to the military events of the cam-
paign, and one chapter to its aftermath. An interlude takes place in 53, in which
Kleopatra supposedly wards off the influence of Octavia, her rival for Antony’s
affection; in 54, with the donations of Alexandria; and in 55, which details
Octavius’ propaganda campaign against the hero. The reader would probably
be oblivious to the fact that almost five years have passed by in three chap-
ters consisting largely of infighting between Octavia, Kleopatra, and Antony.
By 56 we are preparing for the battle at Actium. Suddenly the récit slows to
a snail’s pace. Time is no longer measured as much by the orderly progres-
sion of the celestial bodies, the time of Plato and Aristotle, as by the human
psyche’s perception of events, “the temporality” of Augustinus, in part because
of the momentousness of the event, but also because of the momentousness
to the hero.10 Thus, only a year slips by, though narrated in fourteen chapters.
Another five chapters concern the fighting of a single day. “Slow motion” almost
becomes “stop motion.”
A final dragging of narration time occurs in the description of the final year
at Alexandria just before Antony’s death. A total of eighteen chapters are dedi-
cated to this tragic and even lugubrious period, followed by another chapter
devoted to the Nachleben—or the Nerogonia—the destiny of Antony’s chil-
dren and grandchildren. The narration of these events contrasts strikingly with
Actium or the Parthian Campaign, récits of equal length. In this final section
the narration “decelerates” to an even greater degree to depict Kleopatra’s final
days amid threnodic swan songs. The time span is uncertain, but the impres-
sion is one of only a few days. Kleopatra’s final weeks and demise consume nine
chapters in all, a very considerable part of a Life of eighty-seven chapters, and
excepting the one-day naval encounter of Actium, the most “extended” part
10 Discussed by P. Ricoeur, Time and Narrative iii (Chicago, 1988), “The Time of the Soul and
the Time of the World: The Dispute between Augustine and Aristotle,” 12–22 (= Temps et
récit iii [Paris, 1985], “Temps de l’ âme et temps du monde: Le débat entre Augustin et
Aristote,” 19–36).
208 part 2, chapter 3
In this narrating of the active and private lives of Antony and of the death of
Kleopatra, we find a very unified plot with each event leading into the other
and almost all extraneous matter suppressed.11 The overall impression is much
less episodic than that resulting from Demetrios where the logical connections
between events often remain mysterious. The episodes in the Roman Life all
bear on the main narrative, though some were selected primarily to illustrate
character, such as Antony’s early gallantry in the attacks on Jerusalem and
Pelousion.12
11 See R. Scholes & R. Kellog, The Nature of Narrative (New York, 1966) 207–239, esp., 214;
Genette, Figures iii, 72; Chatman, Story and Discourse, 19–22. In the unified plot all the
episodes are relevant to the narrative and have a bearing on the outcome of the events
recounted. In an episodic plot there is a rather disconnected narration. R.S. Crane, “The
Concept of Plot and the Plot of Tom Jones,” in R.S. Crane (ed.), Critics and Criticism, Ancient
and Modern (Chicago, 1952) 616–647, distinguishes three main types of episodic plot
(action, character, thought): change in situation, change of values (in the protagonist),
and change in thought and feeling. But, as in Antonios, a single narrative usually combines
several kinds of plots. Plutarch should be primarily interested in a change of values, but he
usually speaks, instead, of revelation of character. Following Aristotle’s Poetics, Chatman
speaks of plots of resolution and revelatory plots (48). Most ancient literature contains
plots of resolution, but since Plutarch’s interest is primarily biographical and ethical, in
a certain sense his plots are those of revelation. R. Barthes, s/z (New York, 1974) 17 (=
idem, Paris, 1970, 21), uses the term “hermeneutics,” functions which articulate in various
ways a question and its response, sometimes done by chance events. Chatman, Story and
Discourse, 53–56 also speaks of “kernels” (Barthes’ “noyaux”)—narrative moments which
give rise to cruxes, the branching points upon which the structure rides, e.g., Achilleus
giving up Briseis—and “satellites,” minor non-crucial events which entail no choice but
depict the consequences of choices made in the kernels.
12 Pelling, Life of Antony, 33–36, notes how Plutarch reshaped episodes, moved stories to
different contexts, or transferred them from one person to another, how he exaggerated
and simplified, borrowed from stereotypes, fabricated details (even perhaps inventing
a major river and a range of hills), conflated events, and otherwise took great liberties,
much like a novelist. At the same time, he avoids total fabrication; for example, he did not
construct an imaginary boyhood for Antony. See also, C.B.R. Pelling, “Truth and Fiction in
Plutarch’s Lives,” in A.D. Russel (ed.), Antonine Literature (Oxford, 1990) 19–53, esp. 38.
narrative 209
καὶ γενόμενος καταφανὴς τοῖς πολεμίοις καὶ διωκόμενος, τὸν μὲν ἐκ τούτων
κίνδυνον διέφυγε, λαμπροῦ νότου κῦμα μέγα … ἐκφερόμενος δὲ ταῖς ναυσὶ πρὸς
κρημνοὺς καὶ φάραγγας ἀγχιβαθεῖς …
Being discovered by the enemy and pursued, he escaped the danger from
them, since a violent Notos brought a heavy swell … but he was carried
with his ships toward cliffs and precipices running deep into the sea.
After running, though not fleeing, at the Lupercalia in 12, he gets a foretaste
of his Parthian campaign in 17. Following the Battle of Mutina, while escaping
13 Plutarch, De E, following Herakleitos, claims that it is impossible to lay hold twice of any
substance in a permanent state; it is alway “coming and going” (πρόσεισι καὶ ἄπεισιν) 392c;
cf. 392ef.
narrative 211
the forces of Hirtius and Pansa, he is reduced to the most dire straits of exhaus-
tion and hunger (17.3–6):
Upon Antonius fleeing, many difficulties fell; famine was the most ines-
capable … after such a life of extravagance and luxury, content to be
drinking foul water and eating wild fruit and roots. Bark was also eaten,
supposedly, and they laid their hands on animals never tasted before—
while traversing the Alps.
οὐ γὰρ ἔφθη τὴν ἐκείνης ἰδὼν ναῦν ἀποπλέουσαν, καὶ πάντων ἐκλαθόμενος, καὶ
προδοὺς καὶ ἀποδρὰς τοὺς ὑπὲρ αὐτοῦ μαχομένους καὶ θνῄσκοντας, εἰς πεντήρη
μεταβάς, Ἀλεξᾶ τοῦ Σύρου καὶ Σκελλίου μόνων αὐτῷ συνεμβάντων, ἐδίωκε τὴν
ἀπολωλεκυῖαν ἤδη καὶ προσαπολοῦσαν αὐτόν.
For he wasted no time once he saw her ship sailing away, then oblivious
of everything else, betraying and running away from those fighting and
212 part 2, chapter 3
dying on his behalf … hastened after the woman who had already ruined
him and would bring additional ruin.14
The account of the hero’s “private life” is at least partially episodic.15 The
presumed intention of these vignettes is to reveal character through the small
traits which offer a great revelation of the soul.16 Nevertheless, there is a definite
14 Following Pelling’s text which rejects Ziegler’s conjecture: τὴν ⟨ἑαυτὴν⟩ ἀπολωλεκυῖαν.
15 Scholes & Kellog, The Nature of Narrative, 208–210, give as examples of the episodic plot
Gilgamesh and Beowulf.
16 In modern terminology, one finds “dynamic” and “static” characters, “flat” or “round;” but
Chatman proposes a distinction between “trait” and “habit” (119–134). A “trait” is “a great
system of interdependent habits,” and a “habit” is a tendency to repeat regularly the same
action, gesture, or words in similar circumstances. As Chatman, Story and Discourse, 122–
123, notes—and his point is very pertinent for the Lives—some habits can be inconsistent
with a trait. Plutarch’s minor characters are generally rather “flat” as is the almost invisible
Octavius in Antonios. Plutarch describes Kleopatra as very complex, and her actions
correspond to this complexity, in spite of his propagandistic sources and influences. The
Russian Formalists and French Structuralists tried to go beyond the surface of characters
and elaborated a system of “functions” (V. Propp, Morphologie du conte russe [Paris, 1966]);
or “actants” (A.-J. Greimas, Sémantique structurale. Recherche de méthode [Paris, 1966]
192–195). For comments see R. Scholes, Structuralism in Literature. An Introduction (New
Haven, 1974) 104–117; J. Culler, Structuralist Poetics. Structuralism, Linguistics and the Study
of Literature (London, 1985); R.M. Polzin, “Biblical Structuralism: Method and Subjectivity
in the Study of Ancient Texts,” Semeia Supplements 5 (Philadelphia, 1977). For a semiotic
approach see P. Hamon, “Pour un statut sémiologique du personnage,” in R. Barthes,
narrative 213
εἰς γοῦν Ἔφεσον εἰσιόντος αὐτοῦ, γυναῖκες μὲν εἰς Βάκχας, ἄνδρες δὲ καὶ παῖ-
δες εἰς Σατύρους καὶ Πᾶνας ἡγοῦντο διεσκευασμένοι, κιττοῦ δὲ καὶ θύρσων καὶ
ψαλτηρίων καὶ συρίγγων καὶ αὐλῶν ἡ πόλις ἦν πλέα, Διόνυσον αὐτὸν ἀνακαλου-
μένων Χαριδότην καὶ Μειλίχιον. ἦν γὰρ ἀμέλει τοιοῦτος ἐνίοις, τοῖς δὲ πολλοῖς
Ὠμηστής …
Coming into Ephesos, at any rate, women dressed like Bacchai, and men
and boys like Satyrs and Pans proceeded him, and of ivy and thyrsos
W.C. Booth, P. Hamon, & W. Kayser, Poétique du récit (Paris, 1977) 115–180. Cf. Chatman,
Story and Discourse, 15–17.
214 part 2, chapter 3
wands and harps and pan-pipes and flutes the city was full, the people
hailing him as Dionysos, Giver of Joy and Beneficent. He was, indeed, to
some, but to the greater part, the Carnivorous and Savage …
17 [en: E. Alexiou, “On ἀπάθεια in Plutarch’s Lives,” in M. von Baumbach, H. Köhler, &
A.M. Ritter (eds.), Mousopolos Stephanos: Festschrift für Herwig Görgemanns (Heidelberg:
Winter, 1998) 380–389.]
18 392b, 393ab. The point is underscored by A. Benjamin, “Time and Interpretation in Her-
aclitus,” in A. Benjamin (ed.), Post Structuralist Classics (London-New York, 1988) 106–131
(118–122).
narrative 215
exudes the eroticism of Euripides’ Hippolytos where water and, above all, the
sea are so intimately associated with passion. Plutarch seals this touch with
double banquets over water, one on Kleopatra’s barque, the next by Antony.
Somehow meetings and banquets by water in the Life suggest abandonment
to corruption. Earlier, Antony, Lepidus, and Octavius met “on a small island
in a river” to initiate the proscriptions, the bloodbath of friends, former asso-
ciates, and relatives (19.1). Later, in 32, banqueting on ships docked at Misenum,
Octavius, Sextus Pompeius, and Antony divide the world among them—a set-
ting which offers Sextus a temptation for murdering Octavius and Antony.19
Moreover, the banquets of Antony and Kleopatra, which at Tarsos are a symbol
of destructive eroticism, later become a symbol of satiety, neglect of duty, and
death.
Hints of Antony’s struggle against the closing vice of mortality are developed
in progression. His father dies in the prime of life (1). His stepfather Lentulus
is executed (2). Caesar is assassinated at the height of his power (14). Fulvia,
Antony’s first wife and the former wife of Clodius, who was murdered in his
prime, dies prematurely at Sikyon while sailing to join Antony (30). Antony’s
love of Antyllus, his eldest son by Fulvia, is colored by the boy’s vulnerability to
extermination by the political vultures who hover over him (57 and 71). In the
latter chapter Antyllus receives the toga virilis with the purple hem, an event
celebrated by Antony with “drinking parties and feasting” (συμπόσια καὶ κῶμοι
καὶ θαλίαι), “which occupied him for many days” (71.3). Immediately after this,
the society of the “Inimitable Livers” (Amimetobioi) is dissolved to become that
of “The Inseparable in Death” (Synapothanoumenoi) (71.4). Antyllus will be the
first of Antony’s children to be executed.
Still, Plutarch does not indulge morbidly in the heavy imagery of banquet-
ing, passion, and death that Vergil so brilliantly exploits. He even treats it lightly
at times, playing on the more external aspects of Kleopatra’s eroticism, such as
the charm of her conversation, the magic of her presence, the persuasiveness
of her discourse, the music of her voice, the deftness of her multilingualism
(27). A more ominous tone appears in the formation of the “Inimitable Liv-
ers,” the Amimetobioi, but this is capable of humorous treatment in 28. Still,
the banquets, like the processions and voyages by water, underscore the transi-
tory and exceptional rather than the normal patterns of life, even if the excep-
tional, through repetition, has become the normal. The protagonists, first for
diversion, then in a seemingly impassioned attempt to stop time, grasp at the
pleasures of this life. Nonetheless, Plutarch only mildly condemns the Antony
19 Pompeius’ honor prevents him from allowing the assassination of Antony and Octavius at
this time.
216 part 2, chapter 3
None of these things, though, disturbed him, but as if he gladly laid aside
his hopes, so as also be freed of his anxieties, he forsook his habitation
by the sea, which he called the Timoneion, after he had been received
into the palace by Kleopatra, and turned the city into a series of banquets,
drinking parties, and distributions of gifts …
narrative 217
His eating and drinking is hardly just “revelation of true character,” the sec-
ond reason alleged for Demetrios’s drinking. Rather it appears to be a natural
response to events, an inability to face life.
While at supper, just before the Battle of Alexandria, Antony, thinking about
his coming death, drinks heavily and feasts generously. This time he even
speaks of himself as a future mummy (or skeleton), who would be lying dead
on the morrow (75). Death, drinking, and feasting could hardly be more closely
linked. The final portent in his life is the departure of Dionysos, the god of wine,
from the city (75). Antony is abandoned by the god he had assimilated himself
to—so the interpretation given by Plutarch. But on a symbolic level it can be
read as the departure of the life-giving, joyous Dionysos, in which wine is the
gift of cheer and respite from troubles. Ultimately, when Antony raises the final
cup to his lips, the wine serves to speed death rather than to affirm life (77.6–
7):
καταπαύσας δὲ τὸν θρῆνον αὐτῆς Ἀντώνιος ᾔτησε πιεῖν οἶνον, εἴτε διψῶν, εἴτε
συντομώτερον ἐλπίζων ἀπολυθήσεσθαι. πιὼν δὲ παρῄνεσεν αὐτῇ … μάλιστα …
Προκληΐῳ πιστεύουσαν …
But stopping her lamentations, Antonius asked for a drink of wine, either
thirsty, or hoping for a more speedy dissolution from this life. When
he had drunk he advised her … to put most confidence in Procleius
…
In the synkrisis Plutarch surprisingly condemns Antony for a suicide that was
“cowardly, pitiful, and ignoble” (6). But in the narration, immediately following
his last words in 77, he faces death rather heroically, wanting no tears and
advising Kleopatra (77.7):
… not to lament him for his last reverses but to count him blessed for the
good things that fortune brought, having become the most illustrious of
men and having exercised supreme power, now not ignobly, a Roman by
a Roman conquered.
Nor is Antony exactly Kleopatra’s slave. In 51, after the arrival at Leuke Kome,
he drinks heavily and springs constantly to his feet in expectation of her arrival.
218 part 2, chapter 3
But she brings clothing and money. At Actium he chooses a naval battle to
please Kleopatra (62, 63). When she, turning traitor, hoists sail, he scurries after,
thus clearly proving (66.7):
… τὴν ψυχὴν τοῦ ἐρῶντος ἐν ἀλλοτρίῳ σώματι ζῆν—ἑλκόμενος ὑπὸ τῆς γυναι-
κὸς ὥσπερ συμπεφυκὼς καὶ συμμεταφερόμενος.
… the soul of a lover lives in another’s body, being dragged along by the
woman as if grown together and carried along.
But though “the nineteen legions of undefeated men-at-arms and twelve thou-
sand horsemen” hold out for seven days, the commanders, including Canidius,
who argued so firmly for a land battle, have already deserted. Antony’s suicide is
triggered by the false news of Kleopatra’s death. His motive is that “she was the
only remaining excuse for being attached to life.” This could be interpreted as
part of the “Inseparable in Death” motif, but in fact Plutarch’s narrative implic-
itly and the synkrisis explicitly (93) leave him little choice but death. Most
certainly he would have been executed.
The “episodic” plot, therefore, is not a flat portrait of an Antony mastered by
lust and liquor, but a complex and baffling depiction of character. At the ter-
mination of the Life the reader perhaps surrenders to the mystery of human
nature.20 But the reader also surrenders to the brilliance of a biographer who
did not suppress inconsistencies with his overt analysis of the hero’s charac-
ter.21
20 Recent critical theories devote much attention to the reader. Reader-Response Criticism
uses terms such as “implied author,” “real author,” “narrator”—“narratee,” “implied reader,”
“real reader,” and the involvement of the reader in an active reading. One of the main rep-
resentatives is W. Iser, The Act of Reading. A Theory of Aesthetic Response (Baltimore, 1978)
(= idem, Der Akt des Lesens. Theorie ästhetischer Wirkung [Munich, 1976, rev., 1984]). See in
particular chapter iii, “Phenomenology of Reading,” 107–159, and iv, “Interaction between
Text and Reader,” 163–232. A summary of positions can be found in W. Schlotthaus, “Condi-
tioning Factors of Textual Understanding,” in D. Meutsch and R. Viehoff (eds.), Comprehen-
sion of Literary Discourse. Results and Problems of Interdisciplinary Approaches, Research
in Text Theory (Berlin / New York, 1989) 74–88 (76–78). Critics speak of three reading
positions: “reader-elevating” (the reader knows more than the characters), “character ele-
vating” (the character knows more than the reader), and “evenhanded.” Plutarch’s Lives
pose a problem, since educated readers should have known the general history and its
outcome before reading the Lives, but often the reader would be in the same position as
the character.
21 Critics are also concerned with the “reader’s interest.” W.C. Booth, The Rhetoric of Fiction
narrative 219
Besides the “episodic” narrating of Antony’s life, the subplots deserve con-
sideration. One is the career of Kleopatra. The other is the rise of the young
Octavius, or Octavianus—called “Caesar” by Plutarch—the future Augustus.
In the Lives, the rival often emerges at the end, surveying the battlefield, the
hero’s downfall, and even his corpse. In the Antonios, though, even the most
private sphere is invaded by the newcomer. Alexandria, once a counterpoint to
Antony’s distant battles, now witnesses the hero’s final stand near his beloved.
Later, Octavius supplants Antony as the most important Roman in Kleopatra’s
life, entering the sphere, if not the space of her private life.
A Life, begun like history, begins to transform itself into something ap-
proaching modern biography. The contrast with Demetrios is striking. Deme-
trios has 53 chapters, Antonios has 87, more than any other of Plutarch’s Lives.
In chapter 49 of the first Life, Demetrios having fought his last battle, is pre-
vented from suicide by his friends, as is Antony later. Only three chapters cover
Demetrios’ life from surrender to death, the point reached in Antonios 76. But
in Antonios, the four previous chapters are devoted largely to the hero’s private
life. The eleven extra chapters are an enormous expansion over the Demetrios.
One suspects the influence of the Greek romance, or at least its ingredients. In
any case Plutarch seems to be composing a new genre of historical biography.
An unprecedented aspect for a Plutarchan Life is the change of protagonists.
Antony is already dead in 77. One or two chapters should wind up the skein.
Instead, Kleopatra, already a prominent actor in the previous chapters, now
suddenly occupies center stage. For almost ten chapters she serves as the
focal point.22 Her death in 86, not that of Antony—which is followed by the
(Chicago, 1961, rev. 1983) 125–136, speaks of “intellectual” or “cognitive” (eager to have the
facts, or the truth about life itself), “qualitative” (a strong desire to see a pattern, or further
development completed), and “practical” or “human” (a strong desire for the success or
failure of those we love or hate, or the hope of a change in character), corresponding to the
search for truth, beauty, and goodness. The first kind relates to Sternberg’s “historiographic
and ideological interests” and the second to his “aesthetic interest” (Chatman, Story and
Discourse, 41–42). Much of the fascination of Plutarch’s Lives probably results from the
interaction of all these factors. Barthes, s/z, 10–12, speaks of the plurality of codes with
which the reader approaches a text, but with meanings established not by the reader or
others but by the “systematic mark.”
22 Pelling, Life of Antony, 294, notes how unusual Kleopatra’s role is for a Plutarchan Life. Pos-
sibly the Life at this point is heavily influenced either by already existing Greek romances
or by the literary currents that produced them. The Isis motif, which enters strongly into
these final scenes, is frequently found in the Greek novel; cf. G. Anderson, Ancient Fic-
tion. The Novel in the Graeco-Roman World (London, 1984) 75–87, 144–145, 198–201; and
T. Hägg, The Novel in Antiquity (Berkeley, 1983) (= idem, Den Antika Romanen [Uppsala,
220 part 2, chapter 3
4 Point of View
From whose viewpoint does Plutarch narrate the Life? Recently the “point of
view” in narratological studies has aroused controversy. The question “Who
sees or perceives?” (the center of perception) is different from the question
1980] = idem, Eros and Tyche. Der Roman in der antiken Welt [Mainz, 1987]) 26–32, 86–87,
101–103, 182–183. [en: J. Beneker, The Theme of Erotic Love in Plutarch’s Late-Republican Lives
(The University of North Carolina at Chapel Hill: 2003); E.L. Bowie, “Poetry and Music in
the Life of Plutarch’s Statesman,” in De Blois (ed.), The Statesman in Plutarch’s Works, 115–
123; J. Beneker, The Passionate Statesman: Eros and Politics in Plutarch’s Lives (Oxford; New
York: Oxford University Press, 2012); M. Tröster, Themes, Character, and Politics in Plutarch’s
Life of Lucullus: the Construction of a Roman Aristocrat (Stuttgart: Franz Steiner, 2008);
M.A. Beck, “The story of Damon and the ideology of euergetism in the Lives of Cimon and
Lucullus,” Hermathena 182 (2007) 53–69; P. Gómez Cardó, “Laconismo como virtud en la
Atenas del s. v a.C.: a propósito de la Vida de Cimón de Plutarco,” Myrtia 22 (2007) 69–81.]
narrative 221
“Who is the narrator?”23 The narrator may in fact relate events from the per-
spective of one or several characters. One basic classification is “internal” or
“external point of view.” If the narrator is the hero or heroine, the point of view
is ordinarily internal. Such a point of view is extremely rare in the Antonios. If
the point of view is that of the omniscient narrator, the point of view is ordinar-
ily external/ internal. But the omniscient narrator, the narrator par excellence
in the Lives, can also enter into his characters’ minds. In this case, the viewpoint
is internal, even though the viewpoint remains his own. In general, ancient lit-
erature prefers the external viewpoint.24
Another categorization delineates three major “perspectives” or “focaliza-
tions:” “from without” (corresponding to “external point of view” or “focaliza-
tion”), “vision with”—accompanying a person and seeing and feeling what he
perceives—and “vision from behind”—where the narrator “spies” on his char-
acters and reveals their inner thoughts or motivations. This point of view also
called “zero focalization,” “non-focalized narrative,” or “wide angle” is frequent
in classical narratives. In external focalization the narrator reveals less than the
character knows; in internal focalization, only what the character knows; and
in zero focalization, more than any character can know. Often the shift is indi-
cated by a character speaking to himself, something used rarely by Plutarch,
or by “free indirect discourse,” used quite frequently in the Lives.25 Some crit-
ics prefer to speak of a shift “in” point of view rather than a shift “of” point of
view. The point of view remains that of the omniscient narrator, but he enters
into the minds of his protagonists. Though the narrator sees through the eyes
of the character, the latter does not determine the perspective or focalization
of the entire narrative.26 Real internal point of view is very rare in the Anto-
23 Genette, Figures iii, 203–211 (English transl., 185–211); idem, “Nouveau discours du récit,”
Collection Poétique (Paris, 1983) 43; Chatman, Story and Discourse, 196–262; W. Kayser, “Qui
raconte le roman?,” in R. Barthes (ed.), Poétique du récit, 59–84; Barthes, The Semiotic
Challenge, 122–126; P. Pugliatti, “Lo sguardo nel racconto: Teorie e prassi del punto di vista,”
Critica Letteraria Contemporanea 3 (Bologna, 1985) 26–32; Booth, 149–165.
24 Genette, Figures iii, 204 (English, 186), Scholes and Kellog, The Nature of Narrative, 175–
176.
25 On the major perspectives, see Genette, Figures iii, 205–211 (with more precision in idem,
Nouveau discours, 43–52); Marchese, L’officina del racconto, 157–168. The classifications are
due to J. Pouillon, “Temps et roman,” La jeune philosophie 3 (Paris, 1946) and T. Todorov,
“Les catégories du récit littéraire,” Communications 8 (1966) 125–151. Genette uses a new
terminology for them: “focalization,” instead of “vision,” “aspect,” or “point of view.”
26 The external point of view of the omniscient narrator becomes internal when he restricts
his perspective to a protagonist’s thoughts or vision and enters the realm of the character’s
222 part 2, chapter 3
nios. Characters are astoundingly mute in the Lives. Perhaps Plutarch felt that
the free invention of speeches would undermine the credibility of a biograph-
ical account, which usually has rather shaky sources to begin with. He has no
complexes, though, when it comes to interpreting the motives or psychological
reactions of his characters.
Antony’s own words are very limited. In 4 he defends his generosity. In 23
he disparages the council house (bouleuterion) of the Megarians. In 45, strug-
gling through the middle of Asia he exclaims again and again “O the Ten
Thousand!”—“thereby expressing admiration for Xenophon’s army …” (and
somehow sharing Plutarch’s faith in parallelism).27 Fleeing Actium in 67,
Antony demands the name of Eurykles, the pursuer trying to avenge his father’s
murder. Quite surprising, then, is Antony’s lament over his own timidity when
he discovers that Kleopatra had preceded him in death, a feigned death as it
later proved to be, and after this, the similar complaint about his servant, Eros
(76). The statements in 4 and 23 resemble those of famous generals and states-
men, the apophthegmata. His remark in 67 is trivial but reveals the devastation
already done to Antony’s psyche. The exclamation in 45 strikes one as the reflec-
tion of the narrator rather than a personal statement by Antony. Thus, in 76
his inner reflection on Kleopatra’s supposed suicide attracts attention. But is it
mere theater, a set-piece, or a real revelation of character? Despite Plutarch’s
lavish praise of Kleopatra as an exciting and enchanting conversationalist, he
hesitated to risk trying her out on his readership. She briefly comments on
Antony’s angling (29.7):
“παράδος ἡμῖν” ἔφη “τὸν κάλαμον αὐτόκρατορ τοῖς Φαρίταις καὶ Κανωβίταις
βασιλεῦσιν· ἡ δὲ σὴ θήρα πόλεις εἰσὶ καὶ βασιλεῖαι καὶ ἤπειροι.”
inner world (“vision with” in the terms of Pouillon). But the character does not determine
the perspective (focalization) of the entire narrative. B.A. Uspensky, A Poetics of Compo-
sition. The Structure of the Artistic Text and Typology of a Compositional Form (Berkeley,
1973) (= idem, Poetika Komposizii Struktura Khudozhestvennogo Teksta i Tipologiia Kom-
pozitsionnoi Formy [Moscow, 1970]) 8–16, studies point of view under the aspects of ideol-
ogy, phraseology, time and space, and psychology, but has been criticized for introducing
too much complexity into the different levels. B.X. De Wet, “Contemporary Sources in
Plutarch’s Life of Antony,” Hermes 118 (1990) 80–90, notes that some details in the Antonios
which reflect the hero’s viewpoint, for example at 2.2 and 10.2, are preserved nowhere else.
He believes Plutarch personally read Antony’s Replies to the Philippics, and by referring to
him as a source, sought to add authenticity to his portrayal of the hero’s character.
27 Pelling, Life of Antony, 221, believes the frequent allusions to Xenophon (37.2, 41.3, 45.12,
49.5) are Plutarch’s embellishment.
narrative 223
“Hand over to us.” she said, “the fishing pole, Imperator, to the rulers of
Pharos and Kanopos. Your sport the hunt of cities is, and kingdoms and
continents”.
Less delightfully, she darkly threatens with torture Geminius, who had been
dispatched from Rome by Antony’s friends (59). Her conduct, therefore, is
extraordinary in 83, when she actually defends herself before Octavius, and in
84, when she laments Antony’s death. Her last speech, 17 lines in the Teubner
text, must be one of the longest in the Lives.
Each phrase reveals some characteristic of Kleopatra: the witty and play-
ful nature which captivated Antony, a nasty and murderous streak, the polit-
ical wheedling of her feminine demeanor, and finally her role as a loving and
lamenting “Isis.” But the ingredients are also rather general or expected. The
last speech, with its antitheses, chiasmus, and ring composition, recalls the “set
speeches,” which were the bane of school boys, scholars, and historians (84.4–
7):
“ὦ φίλ’ Ἀντώνιε” εἶπεν “ἔθαπτον μέν σε πρώην ἔτι χερσὶν ἐλευθέραις, σπένδω δὲ
νῦν αἰχμάλωτος οὖσα καὶ φρουρουμένη μήτε κοπετοῖς μήτε θρήνοις αἰκίσασθαι
τὸ δοῦλον τοῦτο σῶμα καὶ τηρούμενον ἐπὶ τοὺς κατὰ σοῦ θριάμβους. ἄλλας δὲ
μὴ προσδέχου τιμὰς ἢ χοάς·
ἀλλ’ αὗταί σοι τελευταῖαι Κλεοπάτρας ἀγομένης. ζῶντας μὲν γὰρ ἡμᾶς οὐθὲν
ἀλλήλων διέστησε, κινδυνεύομεν δὲ τῷ θανάτῳ διαμείψασθαι τοὺς τόπους, σὺ
μὲν ὁ Ῥωμαῖος ἐνταῦθα κείμενος, ἐγὼ δ’ ἡ δύστηνος ἐν Ἰταλίᾳ, τοσοῦτο τῆς σῆς
μεταλαβοῦσα χώρας μόνον. ἀλλ’ εἰ δή τις τῶν ἐκεῖ θεῶν ἀλκὴ καὶ δύναμις—
οἱ γὰρ ἐνταῦθα προὔδωκαν ἡμᾶς—, μὴ πρόῃ ζῶσαν τὴν σεαυτοῦ γυναῖκα,
μηδ’ ἐν ἐμοὶ περιίδῃς θριαμβευόμενον σεαυτόν, ἀλλ’ ἐνταῦθά με κρύψον μετὰ
σεαυτοῦ καὶ σύνθαψον, ὡς ἐμοὶ μυρίων κακῶν ὄντων οὐδὲν οὕτω μέγα καὶ δεινόν
ἐστιν,
ὡς ὁ βραχὺς οὗτος χρόνος ὃν σοῦ χωρὶς ἔζηκα.”
“O dear Antonius.” she said, “I was burying you a little while ago with
my hands still free but now pour libations as a captive; guarded lest with
beating my breast and with lamentations, I disfigure this poor slave body,
preserved for the triumphs over you. Other honors or libations expect
not; these are the last you will receive from Kleopatra. For living, nothing
parted us, one from the other. But now here we risk in death changing
places, you a Roman lying here, and I, miserable one, in Italy, obtaining
only this much of your land. But if the gods there have some might
and power—for the gods here have betrayed us—abandon not your wife
224 part 2, chapter 3
while alive nor, in my person, overlook that you are being triumphed over,
but here, hide me with yourself; and bury me; as of the myriad ills I suffer
none so great and dire is, as this brief time which, without you, I have
lived”.
This lament, which suggests the haunting repetitions of a psalm, is quite plau-
sible.28 Though general and artificial in tone, the circumstances gain our indul-
gence. It fits Kleopatra’s unique situation and wins sympathy. But some sort
28 Pelling, Life of Antony, 316–318, believes the lament is probably original with Plutarch.
He notes that direct discourse, very sparing in Plutarch, is used for important themes
or for private affections and tragedy. Refrains are characteristic of threnody; Cf. M. Alex-
iou, The Ritual Lament in Greek Tradition (Cambridge, 1974) 134. Somewhat uncharac-
teristically, according to Pelling, Kleopatra does not dwell on the greatness of Antony,
nor curse Octavius. Pelling also sees the “bridal” theme in this lament; cf. R.A.S. Seaford,
“The Tragic Wedding,” jhs 107 (1987) 106–130; Alexiou, The Ritual Lament, 120–122. How-
ever, though Sophokles’ Antigone 1237–1241 is close: … παρθένῳ προσπτύσσεται,/ καὶ φυσιῶν
ὀξεῖαν ἐκβάλλει ῥοὴν /λευκῇ παρειᾷ φοινίου / ταλάγματος. κεῖται δὲ νεκρὸς περὶ νεκρῷ, τὰ
νυμφικὰ /τέλη λαχὼν δείλαιος εἰν Ἅιδου δόμοις. (Seaford, “The Tragic Wedding,” 120), none
of the examples given by Seaford mentions union, vs. separation in burial, the theme
of the Synapothanoumenoi. However R. Lattimore, Themes in Greek and Latin Epitaphs
(Urbana, 1942) 247–250, cites a number of examples where togetherness in death is
the principal theme. Apt are (togetherness in the tomb): Aeschylos, Choephoroi 894–
895; Sophokles, Antigone 1240–1241, Elektra 1165–1170; Euripides, Alkestis 363–368; Prop-
ertius 4.7.93–94; Ovidius, Metamorphoses 8.709–710; eglc (Kaibel) 253.5–6; 386.1–2; ig
12.7.113 (3rd cent bc); ce 68.5 (Roman Republic). None is an exact parallel to Kleopatra’s
lament, but Metamorphoses 11.698–699 (Alcyone), not mentioned by Lattimore, comes
very close: … neque enim de uitae tempore quicquam non simul egissem, nec mors discreta
fuisset. J.R. Morgan, “A Sense of the Ending: The Conclusion of Heliodoros’ Aithiopika,”
tapa 119 (1989) 299–320, studies how the Greek romance both frustrates and fulfills the
reader’s expectation, keeping the happy ending in doubt as long as possible (318). Then,
good overcomes evil, and the providence of the gods is vindicated (320). Antonios in
this sense becomes something of a romance in reverse, keeping the tragic ending in
doubt as long as possible. But like the novel, the Antonios closes with the “consumma-
tion,” but in a non-literal sense, of the novel’s principal value, true love (Cf. Morgan,
320). On endings, see also F. Kermode, The Sense of an Ending. Studies in the Theory
of Fiction (Oxford, 1967) and M. Torgovnick, Closure in the Novel (Princeton, 1981). One
might note the epic quality to the lament: like Patroklos in the Iliad (23.81–92), who
desires common burial with Achilleus, Kleopatra wishes to be buried with the hero,
Antony. Scuderi, Antonio, 117, would attribute the essentials of the lament to Olympos,
Kleopatra’s physician and a major source for Kleopatra’s last days. For the Alexandria
of the time and the tombs of Antony and others, see M.-L. Bernhard, “Topographie
narrative 225
The statement contrasts with the alleged opinion of the omniscient narrator
but not with his generally sympathetic treatment.
The internal viewpoint frequently appears in indirect discourse or is skill-
fully inserted into the narration itself. In 16, for example, Antony is motivated
by a dream of being struck by lightning and by the news that Octavius is plot-
ting against him. An Egyptian divination about the inferiority of his daimon
to that of the young “Caesar,” is followed by losses in games of chance, which
motivate Antony’s departure from Italy (33). The hero is “annoyed, though he
did not show it” (33.5). In 75, before the Battle of Alexandria, Antony conveys to
his slaves his uncertainty about the morrow, and his fear of being a corpse the
next day. The description of the Bacchic thiasos which exits from the city, how-
ever, belongs to the rumor-gathering of the omniscient narrator, “it was said.”
Some passages, though, do make the reader peep through Antony’s spectacles.
In 7 he is being pursued by Pompeius’ fleet. Though the ostensible viewpoint
is that of the omniscient narrator, we seem to see with the hero’s eyes (7.4–
6):
Again, the whole Parthian campaign is almost seen through Antony’s eyes. The
source is probably Q. Dellius, a staff officer, who later defected to Octavius
and could at times be critical of Antony’s conduct. In most of the narrative
the distancing is rather slight. Presumably Antony and the officer saw and
feared relatively the same things. Nonetheless, Plutarch begins with a general
criticism of Antony’s strategy (38). Some passages are revealing. For example,
the destruction of the baggage train “distressed all the followers of Antonius”
narrative 227
(τοῦτο πάντας μὲν ὡς εἰκὸς ἠνίασε τοὺς περὶ Ἀντώνιον, 39.1). One detects the
viewpoint of the source. Antony is often presented as doing or saying what a
staff officer might have written in his memoirs. In 39 “all” are despondent when
the cavalry pursuit of the Parthians has little success. Nonetheless, excepting
scenes explicitly depicting Antony from the outside, the events of the war
coincide with his viewpoint.
The Battle of Actium is less personal and more distanced than the Parthian
campaign. Plutarch keeps shifting the viewpoint. He moves from Octavius, to
Canidius, to Kleopatra, to a slave of Octavius, to a soldier of Antony. Only in the
middle of 66 is the viewpoint primarily Antony’s. However, this internal view-
point is jarred by the assertion that the enemy beheld Kleopatra’s ships taking
advantage of the wind and making for the Peloponnesos, and by Plutarch’s
reflection on Antony’s soul living, like that of all lovers, in another’s body (66.7).
Events related from Antony’s perspective occupy less than a brief chapter, or 45
lines in the Teubner edition.
In conclusion, Plutarch rarely lets a character speak his mind. This is quite
striking, since the propaganda war offered abundant material for Antony’s
defense of himself. Rather, the hero, like a cadaver in a medical theater, is
dissected from outside, or, like a defendant in a court which permits no self-
defense, is left timidly watching the proceedings. Though seemingly a defect,
the relative muteness of Plutarch’s protagonists contributes to the tone of
apparent objectivity which pervading his biographical reporting endows it
with an aura of authority.
The Antonios, then, is an interesting subject for the critical microscope of the
narratologists. Time is represented in a very straightforward way, virtually with-
out prolepsis and analepsis, quite in contrast with some dialogues in Plutarch’s
Moralia. But in the background is a more complicated time scheme of two
segments of the historical past, the larger cycles of reincarnation, and the a-
temporal order of the noetic world, the last of which includes the Forms, the
Divine, and the blessed existence of the soul. The ephemerality of “phenome-
nal” time is particularly conveyed through the constant movement, and even
flight, of the protagonists and the futile attempt to give permanence to the tran-
sitory pleasures of wine, love, and song. In contrast to the main narrative, an
episodic plot has its own dynamic, illuminating character through the private
details, foibles, and interrelationships of personal life. Thus, interior scenes,
at times almost oppressively rich in sensual detail and redolent of passion,
alternate with the exterior and more coldly factual scenes of battle, risk, and
hardship. Plutarch’s characters, like good children, are seen rather than heard.
The viewpoint of the omniscient narrator universally prevails, except for a few
brief private outbursts. Even for the Parthian campaign a slight distance sep-
228 part 2, chapter 3
arates the reader from the hero. When the omniscient narrator is absent, the
perspective is not that of Antony himself but of a fellow officer on the cam-
paign. In spite of enormous liberties with details and even the themes of his
sources, the Life’s authoritative voice, enhanced by brevity of exposition and
comment, creates a convincing tone of imperturbable objectivity.
chapter 4
Though the treatment here will necessarily be very selective and impression-
istic, an examination of a few passages from the Antonios can help illumi-
nate Plutarch’s style, especially its “baroque” aspect.1 This is a quality obvi-
ously very difficult to define, but it certainly includes aspects of grand design
and magnificent, rich, backdrops, elevation of theme, and theatrical or epic
depictions of heroized figures of more than normal emotions in idealized atti-
tudes. Moreover, the scenes are usually characterized by agitated or etherial
movement, and a richness of motifs and supplementary, graceful figures. Some
scholars prefer terms like “High Classical” for the Renaissance, and the term
“Mannerism” for the more imaginative and fantastic type of art which fol-
lowed, terms perhaps definable only in the examination of an individual artist’s
work. Hellenistic baroque has been characterized as theatrical, as emphasiz-
ing emotional intensity and dramatic crisis, exploiting striking contrasts and
open forms which deny boundaries and disrupt or conceal artistic balance.
Moreover, scale, movement or tumult, as well as cosmic grandeur also come
into play, as in the Great Altar at Pergamon. In the Neronian Age of Plutarch’s
youth the baroque ideal, especially in architecture and painting, was realized
in a brilliantly new manner.2 Clearly, Plutarch’s Lives, which were so often
1 Professor Winfried Bühler, who looked over a draft of this section, would prefer another term.
Some aspects of Neronian art and literature, for instance in Petronius, are strikingly similar
to those of European “Mannerism,” but Plutarch’s writing belongs to a more restrained and
classical form of art approximating the European Baroque.
2 For a definition of the Baroque, see S.J. Freedberg, Painting in Italy 1500–1600. Pelican History
of Art (New York, 1971, rev., 1979) 15, and for Mannerism, his comments in idem, Circa 1600.
A Revolution of Style in Italian Painting (Cambridge, Mass., 1983) esp. 60; J. Shearman, Man-
nerism. Style and Civilization (Harmondsworth, 1967), esp. 15–48, 49–81. J.J. Pollitt, Art in
the Hellenistic Age (Cambridge, 1986) 79–127, esp. 104–105, 111. For Vergil, see F.E. Brenk,
“Most Beautiful Horror: Baroque Touches in Vergil’s Underworld,” cw 73 (1979) 1–8. For char-
acteristics of the Neronian period, see Sullivan, Literature and Politics, 74–114. “Manneris-
tic” touches are particularly strong in Petronius’s Cena Trimalchionis. Describing “Baroque”
painting in the Neronian period, H. Eschebach, Pompeji. Erlebte antike Welt (Leipzig, 1978)
27–29, highlights the advent of pathos and brutality, sensuous nudity, and limitless back-
grounds.
3 See R. Guerini, “Plutarco e la biografia. Personaggi, episodi, moduli compositivi in alcuni cicli
pittorici romani 1540–1550,” in S. Settis (ed.), Dal testo all’immagine. La “pittura di storia” nel
Rinascimento, Memoria dell’antico nell’arte italiana 2. I generi e i temi ritrovati. Biblioteca di
Storia dell’Arte (Turin, 1985) 83–93. According to Guerini, the moral element in Plutarch’s
Lives (πράξεις-ἀρεταί: facta-mores) corresponded perfectly to the desires of those commis-
sioning the works (84–85). Guerini concludes that “the choice of personages and episodes
from classical history found in Plutarch, as a narrative pattern, was a counterpart to the icono-
graphic projects envisaged; thus, Plutarch performed a function of the first order in the artistic
culture of the age of Paul iii” (92–93). [en: M. Linder, “Plutarch’s use and Mention of Famous
Artists in the Parallel Lives,” Ancient society 45 (2015) 53–81.]
4 So E. Norden, Die antike Kunstprosa vom vi. Jahrhundert v. Chr. bis in die Zeit der Renaissance
(2nd ed., Berlin, 1915) 392–394.
5 K. Ziegler, Plutarchos, 293–301, who lamented the lack of a comprehensive study of Plutarch’s
style (294). Ziegler, moreover, stresses his avoidance of hiatus, and use of rhythms to end
a colon (Cf. F.H. Sandbach, “Rhythm and Authenticity in Plutarch’s Moralia,” cq 33 [1939]
194–203). For general principles and some misapprehensions about Plutarch’s style see now
S. Yaginuma, “Plutarch’s Language and Style,” anrw ii.33.6 (1992) 4726–4742. He notes in par-
ticular that a preference for sentences with hypotaxis (subordinate clauses following the main
verb—Blass’s “absteigende” period—or preceding and following) is especially “Plutarchean”
(4731–4734). [en: See also L. Torraca, “Lingua e stile nei Moralia di Plutarco,” anrw ii.34.4
(1998) 3487–3510.] On the Atticizing writers see W. Schmid, Der Atticismus in seinen Hauptver-
tretern. Von Dionysius von Halikarnass bis auf den zweiten Philostratus (Stuttgart, 1887–1897),
and the very illuminating study of F. Lasserre, “Prose grecque classicisante,” in H. Flashar
(ed.), Le classicisme à Rome, aux Iers siècles avant et après J.-C., Entretiens sur l’Antiquité Clas-
sique 25 (Vandœuvres-Geneva, 1979) 135–163. Lasserre notes the close relationship between
this literature and rhetoric, the ambiguity caused by the detestation of Asianism, while
some aspects of style 231
His style has also been characterized as typical of the classicizing revolution
of the Augustan and post-Augustan age, a positive and constructive archaism,
which sought to enrich the classical models rather than to imitate them slav-
ishly, a style meticulous in periodic structure, studied word-patterns, avoidance
of hiatus, and carefully chosen vocabulary, while at the same time noteworthy
for varied syntax and sophisticated word-order. Plutarch is considered simi-
lar in some respects to Dionysios of Halikarnassos. But he ostensibly disliked
Dionysios’ style, as has been noted, rewrote him when using him as a source,
and took more liberties in drawing from wider sources to exploit the new
enrichment of classical style.6 Other scholars describe a diction noteworthy
for poetic words, new composites, neologisms, and verbs with a non-classical
meaning. They see a lack of pretention to elegant style (καλλιγραφία) citing
De tranquilitate 464e. This style, in their view, is characterized by an over-
charged, redundant, and “ponderous” phraseology which is seldom content
to say in one word what two or three, even synonyms, could say just as well,
and for neologisms which roused the ire of the ancients.7 Other observations
are the rarity of chiasmus, sentences that ramble but are easy to follow, rela-
tively frequent asyndeton, unremarkable similes, metaphors that are rare but
effective at critical points in the narrative, extreme interest in variety, a remark-
able power of visualizing a scene, and a psychological incapability of hewing
simultaneously there is an inner creative dynamic within rhetoric toward enrichment of lan-
guage and toward excess. He observes, moreover, that there is a contrast between Attic style
and contemporary language—since both grammar and vocabulary reflect a combination of
purism, poeticism, and ordinary speech (137, 143–145). D.A. Russell, “Classicizing Rhetoric and
Criticism: Pseudo-Dionysian Exetasis and Mistakes in Declamation,” in Flashar (ed.), Le clas-
sicisme à Rome, 113–130, sees rhetorical effectiveness and moral acceptability as marks of the
2nd and 3rd centuries ad. He remarks that Longinos (35.4), who turns Kallimachos on his ear,
would rather have “the Rhine and the Danube than any little spring” [the symbol of Kallima-
chos’ poetry], “however holy” (115).
6 Russell, Plutarch, 18–41, esp. 21–22.
7 R. Flacelière & J. Irigoin, “Histoire du texte des Œeuvres Morales de Plutarque,” in R. Flacelière,
J. Irigoin, J. Sirinelli, & A. Philippon (eds.), Plutarque. Œeuvres Morales i.1 (Paris, 1987) ccx–
ccxi citing Phrynichos (W.G. Rutherford, The New Phrynichus. Revised Text of the Ecloga of
the Grammarian Phrynichus [London, 1881]). But Rutherford notes that Phrynichos, who
cites δυσωπία (clxvi) and σύγκρισις (ccxlv) as having non-classical meaning in Plutarch, is
mistaken about classical δυσωπία (which was a presentiment of evil or danger). He observes
that Aristotle, Theophrastos, and Philemon used σύγκρισις in Plutarch’s meaning (278, 344).
Moreover, in De tranquilitate 464f—even if he is only posing—Plutarch excuses the lack of
καλλιγραφία as due to haste, since he had to deliver the essay to a friend who was sailing shortly
for Rome.
232 part 2, chapter 4
Plutarquistas (Málaga, 1990) 9–20. Excellent studies are, though the application is primar-
ily to the Moralia, Flacelière & Irigoin, “Histoire du texte des Œeuvres Morales de Plutar-
que,” ccxxvii–cccxxiv; A. Garzya, “La tradizione manoscritta dei Moralia: Linee generali,”
in I. Gallo (ed.), Sulla tradizione manoscritta, 9–38; idem, “Planude e il testo dei Moralia,”
ibidem, 39–54; M. Manfredini, “Codici plutarchei contenenti Vitae e Moralia,” ibidem, 103–
122; and idem, “Sulla tradizione manoscritta dei Moralia 70–77,” ibidem, 123–138. For the
Lamprias catalogue, which has some bearing on authenticity and other problems, see
J. Irigoin, “Le Catalogue de Lamprias: Tradition manuscrite et éditions imprimées,” reg
99 (1986) 318–331, and his treatment of it in Flacelière (ed.), Œeuvres Morales i. 1, cciii–
ccxviii.
11 Use of this passage was suggested by a lecture of Professor Winfried Bühler, “La fuga
di Temistocle in Persia secondo Tucidide e secondo Plutarco,” University of Rome, La
Sapienza, February, 1988.
12 So P. Huart, Le vocabulaire de l’ analyse psychologiquc dans l’oeuvre de Thucydide (Paris,
1968) 1–32, esp., 21–31. He observes (23, note 2) that Dionysios of Halikarnassos wrote a
letter entitled “Concerning the Characteristics of the Language of Thucydides” (H. Usener
& L. Radermacher, Dionysii Halicarnassei Opuscula [Leipzig, 1899] 375).
13 So J.H. Finley, jr., Thucydides (Cambridge, Mass., 1942) 250–288, esp. 253–255, 264–266,
271, 275–276, 286.
14 So J. de Romilly, Histoire et raison chez Thucydide (Collection d’Études Anciennes; Paris,
1956) 40–52, 84. See also her “Plutarch and Thucydides or the Free Use of Quotations,”
Phoenix 42 (1988) 22–34, and her “Rencontres avec Plutarque,” in Marcovich et al. (ed.),
Plutarch, 219–229. In the first article she notes how Plutarch often omits evaluations
fundamental and brilliant in Thoukydides and how he injects different meaning into
the same words. She attributes these differences not just to biographical genre but to an
234 part 2, chapter 4
ideological change between 5th cent. Athens and the Imperial period (24–28, 33). In the
second article, she underscores Plutarch’s moral interest in the hero, which goes beyond
mere psychology, and is concerned with interpersonal relationships—the result being
subtle, but profound and persuasive, modifications in the sources (221–223).
some aspects of style 235
at the hearth. And when Admetos has returned a little later, he reveals
who he is and that Admetos should not consider it right, even if once he
opposed his request to the Athenians, to take revenge on him a fugitive.
For in his present condition he might come to harm at the hands of a
much weaker person, but the decent thing was to take vengeance among
equals on fair terms. Besides, he had opposed Admetos in the matter of a
petition and not over a question of life or death; but if he should surren-
der him to his pursuers (explaining who they were and the charge), it was
his life’s salvation of which he would deprive him.
136
Hearing this, Admetos raises him up, together with his own son (even as
he still sat holding him, and this was the most powerful form of suppli-
cation there). Not long after, he does not surrender him to the Lakedai-
monians and Athenians who arrived, but gives him an escort—since he
wanted to go to the King—to the other sea, overland, to Pydna the capital
of Alexander. Here, chancing on a merchant vessel setting sail for Ionia,
and going aboard, he is carried off in a storm to the base of the Athenians
besieging Naxos. Being afraid (for his identity was unknown to those in
the vessel) he tells the captain who he is and why he is fleeing, and says
that if he will not save him, he will accuse him of bribery in taking him
aboard, and that their only hope of salvation is for no one to leave the ship
before sailing, and if persuaded, he will remember the favor handsomely.
The captain does as bidden and, after riding out the gale a day and a night
just outside the Athenian base, on the next day arrives at Ephesos.15
137
15 Text of H.S. Jones, rev. J.E. Powell, Thucydidis Historiae i (Oxford, 1942). The reader is asked
to forgive the literalness of the translations, the main purpose of which is not to infuriate
Greek scholars and English readers, even Miltonians, but to highlight the peculiarities,
especially in word order, tense, and phraseology. In cases where the meaning would be
absolutely unintelligible or slight changes would make little difference, the Greek word
order and phraseology has been changed. On the arbitration and flight see R. Flacelière,
“Sur quelques points obscurs de la vie de Thémistocle,” rea 55 (1953) 4–28; R. Flacelière,
É. Chambry, & M. Juneaux (eds.), Plutarque. Vies ii (Paris, 1961) 130; L. Piccirilli, “Temistocle
εὐεργέτης dei Corciresi,” asnp 3 (1973) 317–355; idem, Gli arbitrati interstatali greci i.
Dalle origini al 338 a.C. (Pisa, 1973) 61–66; F.J. Frost, Plutarch’s Themistocles. A Historical
Commentary (Princeton, 1980) 200–208; and C. Carena, M. Manfredini & L. Piccirilli
(eds.), Le vite di Temistocle e di Camillo. Plutarco. Vite Parallele, Scrittori Greci e Latini
(Verona, 1983) 270–274. [en: J. Marr, Life of Themistocles (Warminster: Aris and Phillips,
236 part 2, chapter 4
Προαισθόμενος δ’ ἐκεῖνος εἰς Κέρκυραν διεπέρασεν, οὔσης αὐτῷ πρὸς τὴν πόλιν
εὐεργεσίας. γενόμενος γὰρ αὐτῶν κριτὴς πρὸς Κορινθίους ἐχόντων διαφοράν,
ἔλυσε τὴν ἔχθραν εἴκοσι τάλαντα κρίνας τοὺς Κορινθίους καταβαλεῖν καὶ Λευ-
κάδα κοινῇ νέμειν ἀμφοτέρων ἄποικον. ἐκεῖθεν δ’ εἰς Ἤπειρον ἔφυγε, καὶ διω-
κόμενος ὑπὸ τῶν Ἀθηναίων καὶ τῶν Λακεδαιμονίων, ἔρριψεν ἑαυτὸν εἰς ἐλπίδας
χαλεπὰς καὶ ἀπόρους, καταφυγὼν πρὸς Ἄδμητον, ὃς βασιλεὺς μὲν ἦν Μολοσ-
σῶν, δεηθεὶς δέ τι τῶν Ἀθηναίων καὶ προπηλακισθεὶς ὑπὸ τοῦ Θεμιστοκλέους,
ὅτ’ ἤκμαζεν ἐν τῇ πολιτείᾳ, δι’ ὀργῆς εἶχεν αὐτὸν αἰεί, καὶ δῆλος ἦν εἰ λάβοι
τιμωρησόμενος. ἐν δὲ τῇ τότε τύχῃ μᾶλλον ὁ Θεμιστοκλῆς φοβηθεὶς συγγενῆ
καὶ πρόσφατον φθόνον ὀργῆς παλαιᾶς καὶ βασιλικῆς, ταύτῃ φέρων ὑπέθηκεν
ἑαυτόν, ἱκέτης τοῦ Ἀδμήτου καταστὰς ἴδιόν τινα καὶ παρηλλαγμένον τρόπον.
ἔχων γὰρ αὐτοῦ τὸν υἱὸν ὄντα παῖδα πρὸς τὴν ἑστίαν προσέπεσε, ταύτην μεγί-
στην καὶ μόνην σχεδὸν ἀναντίρρητον ἡγουμένων ἱκεσίαν τῶν Μολοσσῶν. ἔνιοι
μὲν οὖν Φθίαν τὴν γυναῖκα τοῦ βασιλέως λέγουσιν ὑποθέσθαι τῷ Θεμιστοκλεῖ
τὸ ἱκέτευμα τοῦτο καὶ τὸν υἱὸν ἐπὶ τὴν ἑστίαν καθίσαι μετ’ αὐτοῦ· τινὲς δ’ αὐτὸν
τὸν Ἄδμητον, ὡς ἀφοσιώσαιτο πρὸς τοὺς διώκοντας τὴν ἀνάγκην δι’ ἣν οὐκ ἐκδί-
δωσι τὸν ἄνδρα, διαθεῖναι καὶ συντραγῳδῆσαι τὴν ἱκεσίαν.
24
Θουκυδίδης ἐκπλεῦσαί φησιν αὐτὸν ἐπὶ τὴν ἑτέραν καταβάντα θάλατταν ἀπὸ
Πύδνης, οὐδενὸς εἰδότος ὅστις εἴη τῶν πλεόντων, μέχρι οὗ πνεύματι τῆς ὁλκάδος
εἰς Θάσον καταφερομένης ὑπ’ Ἀθηναίων πολιορκουμένην τότε, φοβηθεὶς ἀνα-
δείξειεν ἑαυτὸν τῷ τε ναυκλήρῳ καὶ τῷ κυβερνήτῃ, καὶ τὰ μὲν δεόμενος, τὰ δ’
ἀπειλῶν καὶ λέγων ὅτι κατηγορήσοι καὶ καταψεύσοιτο πρὸς τοὺς Ἀθηναίους, ὡς
οὐκ ἀγνοοῦντες, ἀλλὰ χρήμασι πεισθέντες ἐξ ἀρχῆς ἀναλάβοιεν αὐτόν, οὕτως
ἀναγκάσειε παραπλεῦσαι καὶ λαβέσθαι τῆς Ἀσίας.
25
1998); T.E. Duff, “The Opening of Plutarch’s Life of Themistokles,” grbs 48 (2008) 159–
179; idem, “Plutarch’s Themistocles and Camillus,” Humble (ed.), Plutarch’s Lives, 45–86;
C.D. Graninger, “Plutarch on the Evacuation of Athens (Themistocles 10.8–9),” Hermes 138
(2010) 308–317; K. Uchibayashi, “Plutarch’s Parallel Lives and Heroic Legends: the Lives of
Themistocles and Camillus Interpreted as a Single Unit,” jcs 56 (2008) 77–88; T. Späth,
“Erzählt, erfunden: Camillus,” in M. Coudry & T. Späth (eds.), L’invention des grands
hommes de la Rome antique (Paris, 2003) 341–412.]
some aspects of style 237
But being forewarned, to Kerkyra he crossed, there being under his name
a benefaction to the city … Thence he fled to Epeiros.16 And being pur-
sued by the Athenians and by the Lakedaimonians, he threw himself into
hopes difficult and inextricable, fleeing to Admetos, who was king of the
Molossians, and who having asked a favor of the Athenians, and being
insultingly refused by Themistokles when he was at the height of his
powers, was filled with rage ever after and clearly, if he might seize him,
intending to take revenge. But in the present misfortune, Themistokles
was more afraid of family and manifest hatred than of anger ancient and
monarchial. Taking himself there, he cast himself on Admetos as a sup-
pliant, making use of a most peculiar and twisted form. For taking the
king’s young son in his arms, he fell down at the hearth, since the Molos-
sians considered this the most sacred and nearly the only supplication
impossible to refuse. Some say, indeed, that it was Phthia, the king’s wife,
who suggested to Themistokles this form of supplication, and that she
seated her son on the hearth with him, but others that Admetos, to create
a pretence of religious obligation for the pursuers, so as not to surrender
the man, arranged things and collaborated in staging this. (24) … Thouky-
dides says he set sail from Pydna, going across to the opposite sea, no one
of the passengers knowing Themistokles’ identity, until, as the vessel was
carried by the wind to Thasos, at that time besieged by the Athenians,
being frightened, he revealed himself to the master and the captain, both
begging and threatening, and claiming he would accuse and falsely tes-
tify before the Athenians to their having taken him aboard, not as being
ignorant but as having been bribed from the very beginning; that thus he
compelled them to sail by and make for Asia … (25).17
16 Or “to the mainland” (ἤπειρον). Frost, Themistocles, 203, notes that in Thoukydides the
territory was not yet the land of the Molossians.
17 Text of C. Lindskog & K. Ziegler, Plutarchus. Vitae parallelae i.1 (Leipzig, 1957). The sec-
tion 24.1–5 is found in shorter form in Schol. Thuc., 1.136.1–2: C. Hude, Thucydidis Historiae
i (Leipzig, 1913) 99; Schol. bd Ael. Arist. 46.233.17: W. Lindskog (ed.), Aelius Aristides iii
(Leipzig, 1829) 680; Schol. Oxon. Ad. Arist., 46.233.17: Lindskog, iii, 680; and part in POxy.
1012 c (Fr. 9) ii, 11.23–34 (Piccirilli, Temistocle εὐεργέτης, 318, 349) but there are no striking
similarities with Plutarch’s phraseology, except for εὐεργεσία in POxy. 1012 c (Fr. 9) 26. The
matter of 24–25 is covered briefly in Nepos, Themistocles 8; Diodoros, 11.56; and Aristode-
mos, Fr. 10.1–3: F. Jacoby, Die Fragmente der griechischen Historiker 104, ii, a (Berlin, 1926)
499—commentary, FGrHist, ii, c (Berlin, 1926) 326–327. The date of Aristodemos, who
probably used Ephoros, is uncertain, despite attempts to put him in the 4th or 5th cent.
ad (Jacoby, ii, c, 319–321). Again, there are no striking parallels in phraseology between
238 part 2, chapter 4
First, compared with Thoukydides, Plutarch’s text reveals a much fuller and
more flowery, though not excessively periodic, style, with more attempt at
harmony and balance in the sentence structure.18 Thoukydides’ sentences here
are generally composed of an introductory participle or prepositional phrase
with the verb near the middle of the sentence, followed by another participle
or prepositional phrase. Infinitives are frequent and in natural word positions.
The sentences are relatively brief, paratactic, and uniform in length. Nor is there
a noticeable number of lengthy middle-passive participles.
In chapter 24 Plutarch may be trying to reproduce the flavor of Thoukydides,
where he at times seems to be imitating him.19 However, the complication of
Plutarch and Diodoros or Aristodemos. In fact, Plutarch went out of his way to rewrite his
sources. In Aristodemos (10.2), as in Thoukydides, Admetos’ wife (unclimactically!) pro-
poses the supplication, and (10.3) Themistokles (not very imaginatively!) threatens to kill
the ship captain if not obeyed; in Nepos, 8.7, he promises a great reward (multa pollicens)
if saved; Cf. Frost, Themistocles, 206–208.
Ziegler gives Νάξος in place of the mss. “Θάσος” (25.2), but Flacelière, “Sur quelques
points obscurs de la vie de Thémistocle,”rea 55 (1953) 4–28, esp. 4–8; idem, Plutarque. Vies
ii, 130; and Carena et al., Temistocle, 273–274, convincingly argue that Plutarch intended to
write Θάσος.
18 S. Yaginuma, “Thucydides 6.100,” in E.M. Craik (ed.), “Owls to Athens.” Essays on Classical
Subjects Presented to Sir Kenneth Dover (Oxford, 1990) 281–285, finds five sentences: the
first 137 words long, the second 7, the third 13, the fourth 25, and the fifth 22. He rejects
the view of J. Steup (J. Steup and J. Classen, Thukydides i [Berlin, 51919] lxxviii) that the
difference in length is due to Thoukydides being in a line of development from εἰρομένη
λέξις (linear style) to κατεστραμμένη λέξις (periodic style). He argues, rather, that in the
long sentences, hypotactical units are united into larger paratactical units to express a
single action or event in a single sentence “in its multi-faceted entirety with motives,
grounds, purposes, expectations, results and so on” (284).
19 P.A. Stadter, “Thucydidean Orators in Plutarch,” in P.A. Stadter (ed.), The Speeches in Thucy-
dides. A Collection of Original Studies with a Bibliography (Chapel Hill, 1973) 109–123, con-
vincingly demonstrates how Plutarch distanced himself from the stylistic and intellec-
tual characteristics of Thoukydides’ speeches (120–123). However, D.P. Tompkins, “Stylistic
Characteristics in Thucydides: Nicias and Alcibiades,” in A. Parry (ed.), Studies in Fifth-
Century Thought and Literature (Cambridge, Mass., 1972) 181–214, shows that the speeches
are much more individualistic and dramatic than critics have allowed (214). [en: T.E. Duff,
“The First Five Anecdotes of Plutarch’s Life of Alkibiades,” in De Blois (ed.), The Stateman
in Plutarch’s Works, 157–166; J.M. Candau Morón, “Plutarco como transmisor de Timeo:
la Vida de Nicias,” Ploutarchos 2 (2004–2005) 11–34; E. Alexiou, “Plutarchs Lysander und
Alkibiades als Syzygie: ein Beitrag zum moralischen Programm Plutarchs,” RhM 153 (2010)
323–352; I.S. Chialva, “… Como una tragedia: historía y páthos en las Vidas de Nicias y Craso
de Plutarco,” in F. Vergara Cerqueira & M.A. Silva de Oliveira (eds.), Ensaios sobre Plutarco
some aspects of style 239
(24)
(25)
A preference for the longer participal form, even in the present active, is
observable in 24.2, where the abundant and more charming, but also somewhat
prosaic and factual, “there being under his name a benefaction to the city”
(οὔσης αὐτῷ πρὸς τὴν πόλιν εὐεργεσίας) replaces Thoukydides’ simpler and more
prosaic phrase, “being their benefactor” (ὢν αὐτῶν εὐεργέτης).21
There is a tendency toward the longer periodic sentence, though with great
variety accompanied by “defeating of expectation.” The first 31 lines of Thouky-
dides yield 10 sentences vs. Plutarch’s 7 for the same number of lines. The
opening 11 lines of chapter 25 consist of a single sentence, which, beginning
non-periodically, keeps accumulating information and heightening suspense.
The more natural language of Thoukydides, in contrast, is more staccato and
less flowing.22 Plutarch, whose object is “biography not history,” achieves this
21 Plutarch’s source was Theophrastos, Περὶ Καιρῶν, on which, according to the Lamprias cat-
alogue, he wrote a commentary. The Theophrastos passage, which is transmitted in POxy.
1012 c (Fr. 9) col. ii, 11.23–35, contains both a εὐεργέτης and εὐεργεσία: ὅτ[ι ἦ]ν αὐ| τὴ[ν]
εὐ[εργέ]της τὴν εὐεργεσίαν | [οὐκ εἶπε ταύ]την· The original source of the fragment is the
Atthis (attributed to Kleidemos [or Kleitodemos], floruit c. 350 bc). Another version of the
Admetos incident would have been transmitted through Ephoros to Nepos and Diodoros.
Cf. Piccirilli, Gli arbitrati, 6–63; idem, Temistocle εὐεργέτης, 318, 340, 355; Manfredini, Thucy-
dides, 201–203. Gomme, A Historical Commentary on Thucydides i, 438, notes that ὢν αὐτῶν
εὐεργέτης was an official title of honor, such as often given by states to foreigners or to
other states (citing M.N. Tod, A Selection of Greek Historical Inscriptions to the End of the
Fifth Century b.c. [Oxford, 1933], no. 84, line 30; no. 86, line 28). M.N. Tod, Greek Historical
Inscriptions ii (Oxford, 21946), gives two inscriptions (no. 116 [p. 45], and no. 148 [p. 147])
where εὐεργεσία appears; however, οὔσης εὐεργεσίας does not occur. The term εὐεργέτης
almost always appears with some form of the verb εἶναι, usually in the form εὐεργέτην
εἶναι.
22 In his lecture on Thoukydides and Plutarch, Professor Bühler noted that the Thucydidean
some aspects of style 241
(24)
(25)
(24)
passage is characterized by parataxis, a larger number of facts, and the simple relation
of dangers rather than mention of their existence. He also observed that where citing
Thoukydides Plutarch has employed unusually long indirect discourse, even if natural in
the circumstances.
23 Professor Bühler notes that the parallelism of these phrases differs considerably, with
some words belonging to different categories of thought.
242 part 2, chapter 4
(25)
24 Loeb: “threw himself upon grievous and desperate chances of escape” (B. Perrin, Plutarch’s
Lives ii [London, 1914] 65); Budé: “il se jeta dans une tentative péri1euse et désespérée”
(R. Flacelière et al., Plutarque. Vies ii, 129).
some aspects of style 243
ing” (δείσας, 137.2). Plutarch emphasizes more “entreaties and threats” without
relating explicitly, as does Thoukydides, the Machiavellian scheme leaving the
pilot no choice. The condensed versions in Diodoros (11.56.1–3) and Nepos’
Themistocles (11.8.3–8), like Plutarch’s, omit the Odyssean craftiness used by
Themistocles against Admetos (Thoukydides, 136.4). But for dramatic effect, in
24 Plutarch may have desired to concentrate everything on the supplication
with the boy. Thus, he reserves for 25.2, as an example of the hero’s cunning, an
exaggerated version of Themistokles’ intimidation of the ship captain. Nor do
Diodoros and Nepos indulge in the Plutarchan doubling. Adding to the baroque
effect of the Plutarchan Life is the constant intimation of motion. Following
Thoukydides, he relates that Themistokles “crossed over”—followed by back-
ground information on his role of arbitrator at Kerkyra (Corcyra); “thence he
fled” to Epeiros (24), and “threw himself” into … hopes—followed by infor-
mation on Admetos; then “threw himself down” at the hearth—followed by
explanation of the form of supplication, and the two versions of the story. After
this he “made his way to the sea,” “set sail,” “compelled them to sail by and
make the coast of Asia.” Thoukydides, however, who shifts the viewpoint to the
Kerkyrians, depicts a Themistokles who is not “conveyed” but who “fled.” He
then “approaches” Admetos’ wife, is instructed, and presents a rather sophis-
tical argument to Admetos, who “gave him an escort” to go to Pydna. Later in
Thoukidides, Themistokles tells the captain why he is “fleeing,” and then the
ship “arrives” at Ephesos. Plutarch’s account uses 6 verbs of motion associated
with Themistokles, 4 of which are swift or violent motion. In contrast, Thouky-
dides employs only 2 verbs of active motion for the hero.
καὶ γενόμενος καταφανὴς τοῖς πολεμίοις καὶ διωκόμενος, τὸν μὲν ἐκ τούτων κίν-
δυνον διέφυγε, λαμπροῦ νότου κῦμα μέγα καὶ κοίλην θάλατταν ταῖς τριήρεσιν
αὐτῶν περιστήσαντος, ἐκφερόμενος δὲ ταῖς ναυσὶ πρὸς κρημνοὺς καὶ φάραγ-
γας ἀγχιβαθεῖς, οὐδεμίαν ἐλπίδα σωτηρίας εἶχεν. ἄφνω δὲ τοῦ κόλπου πολὺν
244 part 2, chapter 4
ἐκπνεύσαντος λίβα, καὶ τοῦ κλύδωνος ἀπὸ τῆς γῆς εἰς τὸ πέλαγος διαχεομέ-
νου, μεταβαλόμενος ἀπὸ τῆς γῆς καὶ πλέων σοβαρῶς ὁρᾷ ναυαγίων περίπλεων
τὸν αἰγιαλόν. ἐνταῦθα γὰρ ἐξέβαλε τὸ πνεῦμα τὰς διωκούσας αὐτὸν τριήρεις,
καὶ διεφθάρησαν οὐκ ὀλίγαι· καὶ σωμάτων πολλῶν καὶ χρημάτων ἐκράτησεν
Ἀντώνιος, καὶ Λίσσον εἷλε, καὶ μέγα Καίσαρι παρέσχε θάρσος, ἐν καιρῷ μετὰ
τηλικαύτης ἀφικόμενος δυνάμεως.
Being discovered by the enemy and pursued, he escaped the danger from
them—a violent Southeaster bringing a heavy swell and creating great
troughs in the sea—but carried with his own ships toward steep cliffs
and craggy shores running down to the deep, had no hope of escape.
Suddenly, with a strong Southwester blowing from the bay, and the surf
rolling out from land to the open sea, reversing his course away from the
land and sailing aggressively along, he saw the shore filled with wrecks.25
For here the wind had cast up the triremes pursuing him and destroyed
not a few. Antony took many bodies and much treasure, captured Lissos
and gave great confidence to Caesar, by arriving with such great force in
the opportune moment.26
The account, with its focus on the protagonist and its simplification of the
historical sequence, radically contrasts, both in the narration of details and
in emphasis, with Caesar’s Bellum Civile and Appian’s Bella Civilia.27 In Caesar
the central themes are the skill and (lack of) experience of his army, his own
generosity, the danger to his inexperienced troops, and the perversity of the
enemy. Absent from the account is the number of the soldiers transported,
something which in Plutarch’s version magnifies the risk. Plutarch omits the co-
commander of the operation, Fufius Calenus, something which would distract
from the importance of Antony. Caesar also depicts the army’s morale as
somewhat forcing the issue, and makes the pursuer, Coponius, in command of
the Rhodian fleet, a protagonist. Coponius at first pursues with a failing wind,
25 The term σοβαρῶς, translated “haughtily” here, is frequent in Plutarch. It combines the
ideas of speed and vigor (lsj i: violent or rushing motion as of the wind), with haugh-
tiness, pride, and magnificence (Pelling, Life of Antony, 133). lsj also gives “triumphant,”
“insolent,” “fearless.”
26 Ending with a mouthful, the labored phrase τηλικαύτης ἀφικόμενος δυνάμεως is Plutarch’s
third most favored rhythm – ⏑ ⏑ ⏑ x – (Cf. Sandbach, “Rhythm,” 194).
27 Plutarch’s imagination has altered the source, possibly through a misunderstanding of the
Latin at 7.5 (Pelling, Life of Antony, 133).
some aspects of style 245
to take advantage of his heavier fleet. Then the same south wind (Auster) as it
rises aids the Caesarian fleet; but Coponius relentlessly continues the pursuit,
hoping somehow to take advantage even of the tempest. The Caesarian fleet
is carried past Dyrrachion by the storm, still pursued by Coponius. Finally it
turns into a harbor (Nymphaion), three miles beyond Lissos, protected from
the southeast wind (Africus) but not from the south (Auster). At this moment
the south wind (Notos), which had been blowing for two days, suddenly turned
into a southwest wind (Lips). While the Caesarian ships are protected by the
harbor, the Rhodian ones are dashed along the coast and their crews either
killed against the rocks or captured and sent home by Caesar. Later, how-
ever, two Caesarian ships with inexperienced troops, which had been pursuing
a slower course, anchor opposite Lissos, foolishly surrender, and are massa-
cred.
To highlight the centrality of Antony and narrate events from his viewpoint,
Plutarch omits many of the Caesarian details. Narrated with an almost Homeric
simplicity, the account pits Antony either against almost nameless adversaries
or the elemental forces of wind and waves.28 Dreamlike visions of flight and
pursuit are depicted against a universal seascape: violent winds, swells, precip-
itous coastlines, shores lined with shipwrecks.
Again, he transforms the Caesarian phraseology. The “south wind” becomes
a “violent south wind.” He gratuitously adds a “heavy swell” (κῦμα μέγα),
“precipices and crags dropping deep into the water” (κρημνοὺς καὶ φάραγγας
ἀγχιβαθεῖς), “without hope of escape,” “swell running from land out to sea” (τοῦ
κλύδωνος ἀπὸ τῆς γῆς εἰς τὸ πέλαγος διαχεομένου). The destruction of “sixteen
Rhodian vessels” now becomes an expressionistic “shore covered with wrecks.”
All are, presumably, the offspring of his own fertile imagination. Elsewhere in
the Lives Plutarch delights in the sudden reversal of a situation. His imagina-
tion could not resist the magnificent, though probably unfounded, addition—
Antony reversing his course and sailing aggressively along (πλέων σοβαρῶς) as
he surveys the wrecks of the enemy fleet. Plutarch eliminates the loss of the two
Caesarian ships, which would have weakened the effect of sudden reversal. His
penchant for magnification through doublets is also evident here:
γενόμενος καταφανὴς … καὶ διωκόμενος, κῦμα μέγα καὶ κοίλην θάλατταν, πρὸς
κρημνοὺς καὶ φάραγγας, μεταβαλόμενος … καὶ πλέων σοβαρῶς, ἐξέβαλε … καὶ
διεφθάρησαν (having become clearly seen … and being pursued, a heavy
28 See, for example, Brenk, “Unum pro multis caput,” 793–801; and Nicoll, “The Sacrifice of
Palinurus,” 461–462.
246 part 2, chapter 4
swell and hollow sea, toward grags and precipices, turning about, and
sailing proudly, thew out … and destroyed.)
ὁ δ’ Ἀντώνιος τοὺς ἑτέρους ἐπὶ τὰς ναῦς ἐπιβήσας Ἀπολλωνίαν μὲν παρέπλευ-
σεν, ἱστίοις μεστοῖς ἐπιπνέοντος ἀνέμου· χαλάσαντος δὲ τοῦ πνεύματος περὶ
μεσημβρίαν εἴκοσι τοῦ Πομπηίου νῆες, ἐπ’ ἔρευναν τῆς θαλάσσης ἀναχθεῖσαι,
καθορῶσι τοὺς πολεμίους καὶ ἐδίωκον. τοῖς δὲ ὡς ἐν γαλήνῃ δέος ἦν πολύ, μὴ
σφᾶς ἀνατρήσειαν ἢ καταδύσειαν αἱ μακραὶ τοῖς ἐμβόλοις· καὶ τὰ εἰκότα παρε-
σκευάζοντο, σφενδόναι τε ἠφίεντο ἤδη καὶ βέλη. καὶ ὁ ἄνεμος ἄφνω μείζων ἢ
πρότερον ἐπέρραξεν. αἱ μὲν δὴ μεγοις ἐξ ἀέλπτου τὸ πνεῦμα ἐδέχοντο καὶ διέ-
πλεον ἀδεῶς· αἱ δ’ ἀπελείποντο, ῥοθίῳ καὶ πνεύματι καὶ θαλάσσῃ κοίλῃ κακο-
παθοῦσαι. καὶ μόλις ἐς ἀλίμενα καὶ πετρώδη διερρίφησαν, δύο τινὰς ἐς τέλμα
τῶν Καίσαρος κατενεχθείσας ἑλοῦσαι. Ἀντώνιος δὲ ταῖς λοιπαῖς ἐς τὸ καλούμε-
νον Νυμφαῖον κατήχθη.
Antony embarked the remainder of the army and sailed past Apollonia
with a strong favoring wind. About noon the wind failed, and twenty of
Pompeius’ ships, which were searching the seas, discovered and pursued
them. For Antonius’ men being in a calm there was great fear of the enemy
ramming and sinking them, that is, the enemy warships with their rams.
They prepared themselves, therefore, for the eventuality and began to dis-
charge stones and darts. Unexpectedly, however, the wind began to blow
more strongly than before. With their large sails they received the wind
and sailed on fearlessly. The other ships were left behind, pounded by the
swell, wind, and troughs of sea. They were scattered along a harborless
and rocky coast and only with difficulty captured two of Caesar’s ships
that had run aground on a shoal. Antonius, though, with the remainder
sailed into the port of Nymphaion.30
The account is rather coldly factual except for mention of the troops’ fear, but
even their anxiety is expressed in relatively weak terminology (δέος ἦν πολύ,
ἀδεῶς). The description of cliffs, sea, wind, coastline, and wrecks are a pale
reflection of Plutarch’s.
Unfortunately, for the Battle of Actium (chapter 66) we lack a good source with
which to compare Plutarch.31 Cassius Dio wrote long after Plutarch and prob-
ably is influenced by him. Still, Dion’s narrative helps reconstruct Plutarch’s
originality in the reshaping of sources and the imposition of his own literary
conception. In Plutarch, “the kings” have already begun to defect. Antony’s gen-
eral, Canidius, advises Antony to dismiss Kleopatra and decide the issue by
land, either in Thrace or Macedonia, and surrender the sea to “Caesar,” who has
already demonstrated his naval superiority in the war against Sextus. However,
Kleopatra’s preference for a naval battle prevails, “though she was already con-
templating flight” and disposing her forces for easy escape (63.8). A centurion
also begs Antony to fight on land rather than on “rotten timbers,” but the hero
can only offer a cheery look and pass on. He “has no good hopes”—according to
our author—since he compels the captains to bring their sails along. After four
days of stormy seas, during which the fleets lie idle, favorable conditions return
and battle is decided upon (64). The opposing commanders are said to have
30 Bellum Civile 2.59 Text of L. Mendelssohn, rev., P. Viereck, Appiani Historia Romana ii
(Leipzig, 1905) 195. The last line seems to be corrupt; Cf. Viereck, ad loc.
31 Pelling, Life of Antony, 278–291; see also B. Scardigli, Die Römerbiographien Plutarchs, 149.
248 part 2, chapter 4
… although the sea battle was still undecided and equally favorable to
both sides, suddenly the sixty ships of Kleopatra were seen hoisting their
sails for breaking away, and then fleeing through the middle of the com-
batants. For they had been stationed in the rear of the warships, and by
breaking out through the engaged vessels created confusion. The enemy
looked on with amazement as they observed them taking advantage
of the wind and heading for the Peloponnesos. Here, then, Antonius
revealed himself to be guided not by a commander’s, nor a man’s, nor even
by his own tactics, but as a wit remarked “a lover’s soul dwells in another’s
body,” so he was dragged along by the woman as if grown attached and
carried along. For he wasted no time watching her ship sail away, but
oblivious of all, betraying and running away from men fighting and dying
on his behalf, he embarked on a five-oared galley, where Alexas the Syrian
and Skellios were his only companions, and hastened after the woman,
who having destroyed him already was about to add to his destruction.32
32 Ziegler adds the less elegant ἑαυτήν before the mss.’ ἀπολωλεκυῖαν in 66.8. The normal
some aspects of style 249
struggle between and on the opposing ships, resolved only in the most horrible
way when “Caesar” orders fire to be launched against the enemy ships. An
inferno ensues which initiates the ghastly destruction of the enemy, “overcome
by the smoke, consumed in their armor, wounded by the missiles, drowned or
struck by their opponents, or mangled by sea-monsters.” Dion contrasts the
horror of these deaths with those of others who were killed by their fellow
soldiers or found some other way to die, “for they having had no tortures to
endure, dead as on a pyre, were cremated in the ships.” A grim cautionary tale
of avarice follows: others, of “Caesar’s” own troops, who had hoped to seize
treasure, sealed their own doom as “through the flame and their robberies
they perished” (50.33–35).34 “Caesar” despatches part of his fleet to pursue
Antony; but realizing their inability to overtake him, they return (51.1). The
battle narrative ends abruptly at this point.
Compared with Plutarch’s version, Antony’s flight is relatively unclimactic,
even if Dion’s narrative does not entirely bear out his theory of a pretended
battle. In Dion, since Antony’s retreat supposedly has already been decided
upon, the battle only serves as a diversion for the flight. Obviously then his
flight cannot be motivated through eros for the femme fatale. Rather his flight
is motivated through belief that the battle had already been lost and his own
forces routed. The flow of the narrative, perhaps to create suspense, is broken by
exceedingly long speeches and by constant digressions on motives or military
strategy. The viewpoint of the battle scenes shifts back and forth between the
engaged combatants, except for the brief moment in 33.3, where Antony sees
the Egyptian queen fleeing.35 Immediately after, the viewpoint returns to the
combatants, then passes to “Caesar,” who issues the last command. The final,
manneristic depictions of nightmarish agonies inflicted on anonymous and
anti-heroic troops might be read symbolically as a statement on the magnitude
of cruelty and perversity which lies dormant within the human psyche.
Plutarch, after an introduction divided between the two commanders,
focuses our attention almost entirely on the psychological reactions of Antony.
Two exceptions are Octavius’ delight at witnessing the spontaneous advance of
Antony’s fleet and the amazement registered by “Caesar’s” men when they see
the Egyptian vessels streaking for the Peloponnesos. Even more than in Dion,
Antony is dragged along rather than shaping destiny. His ships without an order
advance to the attack; his own ships are surrounded by Caesarian ships attack-
34 The text ends very suddenly here, as though something were lost in the transmission.
35 According to Pelling, Life of Antony, 284, Kleopatra’s treachery, which was first related in
Iosepos (Josephus), Against Apion 2.59, seems unknown to the Augustan poets.
some aspects of style 251
ing like wasps and are encircled by Agrippa; the center falls into confusion; and
the sixty ships of Kleopatra flee. The sole positive action of Antony is his hasty
retreat into a galley to pursue “the [woman], who already having destroyed him
was about to add to his destruction.” This focusing is reinforced by frequent
use of the hero’s name: “those of Antonius,” “about one [ship] of Antonius,”
“the [soldiers] of Antonius,” “Antonius revealed himself.” The next chapter (57)
employs his name ten times. Here his initial rapid action to prevent Kleopatra’s
ship from being rammed by Eurykles is succeeded by his sulking at the prow.
Plutarch’s account, like that for Dyrrachion, is dreamlike, but not a night-
mare. Compared with Dion’s it is a model of simplicity. The actual engagement,
a battle momentous for all future history, occupies less than a single chapter.
Skirmishes between or on board ships are subordinated to the general tactical
movements of the fleets. The protagonists thus reduce themselves, as though
on a stage, to a relatively small number: Antony, “Caesar,” Agrippa, Publicola,
Kleopatra—followed by the minor characters Alexas and Skellios, the late arriv-
ing Eurykles, and a chorus of anonymous soldiers and sailors. Where Dion
relishes the confused and detailed horror of visual phenomena, Plutarch more
abstractly and intellectually surveys events from a distance, generating quasi-
universal battles against quasi-universal seascapes, and concentrates on the
passion of the protagonists: the sea tossed for four days by the wind, the wind
rising from the sea at the sixth hour, Antony’s left wing put in motion, “Cae-
sar’s” backward motion, smaller Caesarian ships surrounding the monstrous
hulks of Antony, Agrippa’s left wing beginning the encircling movement, Pub-
licola’s center in confusion, Kleopatra’s ship sailing away, and “the soul of a
lover dwelling in another’s body.” Then Plutarch’s lens seems to “zoom in” on
more individualistic detail. As Kleopatra’s ship sails away, Antony embarks in
the ship of Alexas and Skellios, a five-oared galley (penteres). Kleopatra recog-
nizes Antony and hoists him aboard, as though offering a premonition of his
death scene later in her monument near the sea at Alexandria. There follows
the somewhat detailed confrontation with Eurykles and the intimate details
on board ship. Finally, like the divine couple of Homer the two are persuaded
to “eat and sleep together,” thus drawing the curtain on the Battle of Actium.
Plutarch has also motivated his scenes much more through interior feelings
than has Dion. Dion’s Kleopatra does turn and sail away through anxiety about
the outcome, but Plutarch’s characters are much more Euripidean in their
emotional motivation. “Caesar” is “astonished” (ἐθαύμασεν, 65.6) to see the
enemy motionless, as though riding at anchor. The soldiers “impatient of delay”
advance without orders. “Caesar” is “delighted” (ἥσθε, 65.8) at this unexpected
turn. However, Plutarch unexpectedly omits any rational or irrational motive
for Kleopatra’s flight. His silence perhaps results from his focusing upon the
252 part 2, chapter 4
singular viewpoint of his hero, but it also suggests an irrational motive for her
retreat. Plutarch reflects rather on the soul of Antony, which is dragged along
by eros as though no longer in his own body but biologically attached to that of
his love. He also omits any emotional reaction of Kleopatra in 67 as she hauls
Antony aboard. Thus, the reader’s attention can be entirely focused on Antony’s
depression, his defense against Eurykles—who is himself motivated by the
passion for vengeance—and his sulking “either through anger or ashamed to
face her” (εἴθ’ ὑπ’ ὀργῆς εἴτ’ αἰδούμενος ἐκείνην). He returns to normal existence
through conversation (λόγοι), followed by eating and sleeping with Kleopatra.
The scene foreshadows his later, self-imposed exile at the “Timoneion” on
Pharos and his return from isolation, when he abandons himself to banquets
and, one would piously suppose, the pleasures of love.
At Actium the wind and sea and in particular the shifting breeze act as a
symbolic background to the untrustworthiness of Kleopatra and the instabil-
ity of erotic passion which governs the hero’s conduct.36 The motifs of the early
seascapes of Antony’s escapade with the Pompeian fleet over against Dyrra-
chion in chapter 7 hauntingly return, charged with new meaning and defeating
expectation. Some phrases in 64–67 reflect those of the earlier adventure, even
if there is no explicit reference to the previous exploit. Near Dyrrachion there
was “a huge wave from a brisk south wind and troughs in the sea” (λαμπροῦ νότου
κῦμα μέγα καὶ κοίλην θάλατταν, 7.4), “a strong southwest wind blowing from the
gulf” (τοῦ κόλπου πολὺν ἐκπνεύσαντος λίβα, 7.5), and “a swell running from land
to the open sea” (τοῦ κλύδωνος ἀπὸ τῆς γῆς εἰς τὸ πέλαγος διαχεομένου, 7.5). The
similar yet diverse phraseology offers a revelation into the care Plutarch took
in recomposing the sources into his own linguistic medium, the fullness of lan-
guage often balancing the brevity of the account.
At Actium there is “the open sea churned to waves by a great wind” (μεγάλῳ
πνεύματι κυμανθὲν τὸ πέλαγος, 65.1), followed by a fifth day “of windless weather
and a sea without breakers” (νηνεμίας καὶ γαλήνης ἀκλύστου, 65.1), then at the
sixth hour “a wind rising on the open sea” (πνεύματος αἰρομένου πελαγίου, 65.7).
The variability in expression corresponds to the variability of the wind itself.
36 For the sources see also R.T. Ridley, History of Rome. A Documented Analysis (Rome, 1987)
342–344. Plutarch, De fortuna rom. 324b, expands at great length on the metaphor of “the
great daimon of Rome” as a steady breeze. The source may be Latin, since the pun (uentus-
spiritus) is not evident in δαίμων-ἄνεμος, while Plutarch in turn may be influenced by the
Roman or Imperial genius (δαίμων) principis. On the passage see Forni, Plutarco. La fortuna
dei Romani, 125–126; F. Frazier & C. Froidefond, Plutarque. Œeuvres Morales v. 1 (Paris,
1990) 22, 26.
some aspects of style 253
Another small touch ironically recalls us to the earlier scene near Dyrrachion.
There, after the wind had changed, Antony had escaped, and the shore was
lined with the wreckage of enemy ships, the hero sailed along σοβαρῶς (“haugh-
tily,” “insolently,” 7.5) surveying the coast. After Actium, it is Eurykles the Lako-
nian, who in a Liburnian, presses on Antony’s heels σοβαρῶς (67.2), brandishing
a spear, but to be frustrated in his mission of vengeance.
The high, or baroque, style of the narrative is once again enhanced by
Plutarch’s penchant for doubling, often with solemn, grandiose, multi-syllabic
phrases. But one also finds an incredible variety which defeats expectation
rather than resulting in an artificial or ponderous attempt at balance. Still, on
occasions the revelation flashes before us all too clearly that God, or nature,
or destiny created Plutarch to see all things with double vision, to describe
all things in parallel: “the heights and the greatnesses” (τοῖς ὕψεσι καὶ μεγέθεσι,
65.7), “sluggish and slow-moving” (ἀργὰς καὶ βραδείας, 65.8), “were neither ram-
mings nor smashings” (ἐμβολαὶ μὲν οὐκ ἦσαν οὐδ’ ἀναρρήξεις, 66.1), “hard and
rugged” (στερεὰ καὶ τραχέα, 66.1), “shields and spears and pikes and firethrow-
ers” (γέρροις καὶ δόρασι καὶ κοντοῖς … καὶ πυροβόλοις, 66.3), “thrown into con-
fusion and intertwined” (θορυβουμένων … καὶ συμπλεκομένων), “undecided and
equal” (ἀκρίτου δὲ καὶ κοινῆς, 66.5), “grown attached and carried along” (συμπε-
φυκὼς καὶ συμμεταφερόμενος, 66.7), “betraying and running away” (καὶ προδοὺς
καὶ ἀποδράς, 66.8), “battling and dying” (μαχομένους καὶ θνῄσκοντας, 66.8), and,
finally, “having ruined and ready to ruin more” (ἀπολωλεκυῖαν ἤδη καὶ προσα-
πολοῦσαν, 66.8). With due respect for the most famous of biographers, even
the protagonists appear in parallel: Egyptians and Phoenicians (64.3), Mar-
cus Octavius and Marcus Insteius (65.1), “Caesar” and Agrippa (65.3), Antony’s
Canidius and “Caesar’s” Taurus (65.3), Eutychos and his donkey Nikon (65.5),
Agrippa and Publicola (66.4), Alexas and Skellios (66.8), and above all, Antony
and Kleopatra themselves are the paradigmatic pair, who, as the battle fades
from sight and the shadows of even fall, are persuaded “together-to-dine and
together-to-lie-down-to-sleep” (συνδειπνεῖν καὶ συγκαθεύδειν, 67.6).37
Besides the elevation of diction, many of the above phrases and others are
brilliant in their suggestive onomatopoeia, often employing Plutarch’s beloved
full-blown and even parallel participles. In the contrasting expressions μεγάλῳ
πνεύματι κυμανθὲν τὸ πέλαγος and νηνεμίας καὶ γαλήνης ἀκλύστου γενομένης, (“the
sea turned to surge by a great wind,” and “windlessness and a waveless calm,”
65.1) we sense the surge of the sea followed by calm. In πνεύματος αἰρομένου
πελαγίου δυσανασχετοῦντες … (“with the wind rising from the sea, getting impa-
tient …,” 65.7), we almost feel the waves beginning to roll and the creaking of
the rigging. Others can be noted: πρὸς χαλκώματα στερεὰ καὶ τραχέα (“against
bronze, hard and rugged,” 66.1); τετραγώνων ξύλων μεγάλων σιδήρῳ συνηρμοσμέ-
νων καὶ πρὸς ἄλληλα δεδεμένων … (“of huge square timbers—fastened together
with iron and … constrained,” 66.2), with its symbolic sense of immobility;38
θορυβουμένων δὲ τούτων καὶ συμπλεκομένων (“these cast into confusion and
being entangled with,” 66.5); συμπεφυκὼς καὶ συμμεταφερόμενος (“having grown
attached and being carried along,” 66.7); ἑλκόμενος ὑπὸ τῆς γυναικὸς … (“dragged
along by the woman …,” 66.8). The phrase οὔτ’ ἄρχοντος οὔτ ἀνδρὸς οὔθ’ ὅλως ἰδίοις
λογισμοῖς διοικούμενον (“neither of a commander, nor of a man, nor even by his
own reasoning, directed,” 66.7) simultaneously suggests Antony’s lack of reso-
lution, and the rocking of his vessel in the waves.39
Periodic structure accompanies the grandiloquent phraseology. The Dyrra-
chion adventure begins with a very long period of 12 lines, in which “Gabinius,”
“Antonius,” “Caesar,” and “Libo” succeed one another as subjects (7.3). A 6 line
period, centered on Antony, follows (7.4). Next comes the sentence beginning
“Suddenly, the bay sending forth a strong southwest wind …” Though otherwise
a rather normal period, it commences with the rather startling ἄφνω (“sud-
denly”), which fits the suddenness of the event and the excitement of the troops
(7.5). The first part of the next sentence—or the entire next sentence, depend-
ing how one divides these paratactic constructions—is short, and periodic.
Finally, Antony’s triumph is structured on the Laconic style of Julius Caesar’s
“ueni, uidi, uici”—took prisoners, captured Lissos, inspired “Caesar” (… ἐκρά-
τησεν … εἵλε … παρέσχε …, 7.6).40 But the passage terminates with the high
sounding μετὰ τηλικαύτης ἀφικόμενος δυνάμεως (“so great, arriving with a force,”
7.6). Only the very long first sentence and the next longest one reserve the verb
for the final position (… ἀνήχθη, 7.3; … οὐδεμίαν ἐλπίδα σωτηρίας εἶχεν, 7.4).
The Actium scene, though quite different in conception, is marked by a
similar brilliant coordination between sentence structure and action. At 65.7
a short three-word main clause notes the hour. Then, a 3 line periodic main
clause follows, describing the wind gradually rising, the impatience of the
troops, and their motive for believing victory possible. A non-periodic, but
38 Using the much more melodic reading of Richards, καί … δεδεμένων, adopted by Pelling.
39 Also, the meter of the clausula ending (– ⏑ – – ⏑ x) is unusual, listed by Sandbach
(“Rhythm,” 194) as no. 8 (not in De Groots’s list, but also avoided by Plutarch). It does not,
however, end the sentence.
40 Pelling, Life of Antony, 134, notes the effect of the exaggerated paratactic style in καὶ … καὶ
… καὶ … καὶ …, while the perils are conveyed in more complex structures.
some aspects of style 255
high-style sentence of 5 lines then depicts “Caesar’s” elation and outlines his
ensuing tactics (65.8). Chapter 66 begins with a sentence of about 50 words,
counting connectives and the like, full, but non-periodic. The first half, with
a long introductory phrase which announces the beginning of the conflict,
precedes the main verb. Then proceeding in a rambling manner it explains
why ramming was not employed (66.1). A sixteen word non-periodic sentence,
beginning with the main verb, then describes the actual damage done to the
ships (66.2). Next, are 3 short non-periodic sentences on tactics used (66.3).
A periodic sentence of 2 lines depicts Agrippa’s encircling movement and
Publicola’s reaction (66.4).
The denouement is marked by extreme variety in sentence structure. A
very periodic introduction of three and a half lines mirrors the confusion of
battle. Immediately after, the sentence snaps in two with “suddenly” (αἰφνίδιον,
66.5)—corresponding to the “suddenly” (ἄφνω) 7.5—Kleopatra’s fleet hoists
sail, and we move out of the periodic mode (66.5). Two short non-periodic
sentences follow, one to indicate the location of Kleopatra’s ships, the other
to depict the astonishment of “Caesar’s” crews as they view the flight of the
Egyptians toward the Peloponnesos (66.6).41 The chapter—and the battle—
ends with a non-periodic, compound sentence of eleven lines. The first part
castigates the indignity of Antony’s conduct. The second—breaking into two
balanced parts separated by the conjunction “and”—expands in an abstract
way upon the degrading effect of erotic passion, relates in a more detailed
manner Antony’s departure in the boat of Alexas and Skellios, and terminates
with the famous participles describing the femme fatale. As a general rule,
throughout these passages the main verb is located in the middle of a sentence
or main clause, and frequently after a full introductory phrase. On occasion
(66.2, 3, 5, 8) the main verb comes first, but only twice (65.7, 66.4, 6) receives
the final position. Very characteristic is an introductory main clause, with tag-
on participles or subordinate clauses, often in periodic structure. The periodic
element especially occurs as an introduction to a surprising turn in the action.
Plutarch also achieves brilliant change of pace in the texture of the account.
For example, he balances Antony’s review of his troops, going around in a row-
41 Plutarch likes to capture the critical moment with a frozen visual tableau (Pelling, Life of
Antony, 280). Possibly he was influenced by “expressionist” painting. in this case an actual
depiction of Kleopatra’s flight at Actium—like the mosaic at Pompeii of the Battle of Issos;
Cf. F. Villard, “Painting,” in J. Charbonneaux, R. Martin, & F. Villard (eds.), Hellenistic art
(330–50 bc) (New York, 1973) (= “Peinture,” in J. Charbonneaux, R. Martin, & F. Villard
(eds.), Grèce hellénistique, 330–50 av. J.-C., Coll. L’Univers des Formes 18 [Paris, 1970]) 97–
197 (114–118, figs. 115–117).
256 part 2, chapter 4
boat and speaking in indirect discourse, with that on land by Octavius. The
mise en scène of each has great symbolic value. Direct discourse is used for
“Caesar” and Eutychos the donkey-driver—a surprising change of focalization
and level of discourse—with prolepsis anticipating the erection of the statue
of Eutychos and his donkey at Actium after the victory. The disposition of
the forces is related in rather staccato and paratactic language. Finally, the
interior reflections on Antony are in expansive language reminiscent of Plato’s
dialogues. Finally, Plutarch sustains the interest of the reader by his intense
personalization of the scene as he moves from character to character, even if
the guiding thread is the effect on Antony.
Though the seascapes for the battle near Dyrrachion and for the battle at
Actium can be imagined as paintings or frescoes, they present themselves more
as a series of scenes than as one great painting. In contrast, the depiction
of Antony “picnicking” in 9, his arrival at Ephesos in 24, and the arrival of
Kleopatra’s barge on the Kydnos near Tarsos in 26 create the impression of
single tableaux. The scene at Tarsos actually breaks into the arrival, banquet
aboard Kleopatra’s yacht, and the reciprocal banquet on Antony’s; but the
initial scene overpowers the others.
The picnicking in chapter 9 derives from Cicero’s Philippics, as the author
hints, but it is filled with life, movement, and even a bit of sympathy, foreign
to the original.42 Dolabella has introduced a law for the abolition of debts.
Antony decides to oppose it, but is accused of being motivated by the suspicion
that Dolabella was his wife’s lover. Egged on by the Senate, he joins battle
with Dolabella in the Forum, which the latter had occupied by force. He thus
makes himself “bitterly unpopular among the masses,” while “to respectable
and decent citizens he was unacceptable because of his life in general, as Cicero
says; in fact, they hated him … disgusted at …”
At this point Plutarch uncharacteristically reels off a number of disgust-
ing vices: drunkenness, expenditures, womanizing, sleeping by day and revel-
ing by night, and passing time with mime actors and comics. Antony, while
42 Only, that Antony’s conduct made him hated by decent citizens is attributed to Cicero.
However, Pelling, Life of Antony, 137, sees 9.5–9 as a pastiche from several passages in
Philippics ii, with Plutarchan exaggerations, for example, the ἐν γάμοις μίμων καὶ γελωτο-
ποιῶν (9.5) probably based solely on Hippias’ wedding (mentioned in 9.6; Philippics 2.63).
some aspects of style 257
conducting business in the Forum, vomits into his toga. The first part of the
chapter adheres closely to Cicero and is similar to the weak imitation of it in
Dion (45.27–29). But then he impresses his own personality upon the material,
describing Antony’s trips out of town (9.7–8):
καὶ Κυθηρὶς ἀπὸ τῆς αὐτῆς παλαίστρας γύναιον ἀγαπώμενον, ὃ δὴ καὶ τὰς
πόλεις ἐπιὼν ἐν φορείῳ περιήγετο, καὶ τὸ φορεῖον οὐκ ἐλάττους ἢ τὸ τῆς μητρὸς
αὐτοῦ περιέποντες ἠκολούθουν. ἐλύπουν δὲ καὶ χρυσῶν ἐκπωμάτων ὥσπερ ἐν
πομπαῖς ταῖς ἀποδημίαις διαφερομένων ὄψεις, καὶ στάσεις ἐνόδιοι σκηνῶν καὶ
πρὸς ἄλσεσι καὶ ποταμοῖς ἀρίστων πολυτελῶν διαθέσεις, καὶ λέοντες ἅρμασιν
ὑπεζευγμένοι, καὶ σωφρόνων ἀνδρῶν καὶ γυναικῶν οἰκίαι χαμαιτύπαις καὶ σαμ-
βυκιστρίαις ἐπισταθμευόμεναι.
… and Cytheris, when visiting various towns, he brought her around with
him in a litter, which had no fewer lackeys following than his mother’s—
from the same “wrestling school”—his beloved playmate. Sorrowed were
people by the sight of golden beakers borne about during his excursions
from the city as though in sacred processions, of wayside pavilions erected
near groves or streams, of expensive repasts in the country, of lions har-
nessed to chariots, and of respectable men and women’s habitations, for
streetwalkers and sambuca girls requisitioned”.43
9.7–8
43 Pelling, Life of Antony, 137–138, delightfully analyzes the sentence structure here (9.5–9),
with its cumulative effect and the violent and crude climax in χαμαιτύπαις καὶ σαμβυκι-
στρίαις ἐπισταθμευόμεναι. The mannered effect, which softens the blow, though, suggests a
Plutarch more artistic than moralistic.
44 F. Frazier, “À propos de la composition des couples dans les Vies Parallèles de Plutarque,”
RPh 61 (1987) 65–75, puts Demetrios-Antonios among Lives of “political conduct” and takes
the choice of the pairing as based on the heroes’ luxurious and wanton lifestyle (τρυφή)
(72).
45 See Pelling, Life of Antony, 139, for this section.
258 part 2, chapter 4
included the hero’s use of a golden chamberpot (nh 33.50). Probably pure
invention, though, are lion excursions through idyllic landscapes. Just as the
naval battle near Dyrrachion foreshadows that at Actium, so the processions of
chapter 9 prepare us for the entry into Ephesos (24.1–5):
Ἐπεὶ δὲ Λεύκιον Κηνσωρῖνον ἐπὶ τῆς Ἑλλάδος καταλιπὼν εἰς Ἀσίαν διέβη
καὶ τῶν ἐκεῖ πλούτων ἥψατο, καὶ βασιλεῖς ἐπὶ θύρας ἐφοίτων, καὶ βασιλέων
γυναῖκες ἁμιλλώμεναι δωρεαῖς πρὸς ἀλλήλας καὶ κάλλεσιν ἐφθείροντο πρὸς
αὐτόν, ἐν Ῥώμῃ δὲ Καίσαρος στάσεσι καὶ πολέμοις ἀποτρυχομένου, πολλὴν
αὐτὸς ἄγων σχολὴν καὶ εἰρήνην ἀνεκυκλεῖτο τοῖς πάθεσιν εἰς τὸν συνήθη βίον,
Ἀναξήνορες δὲ κιθαρῳδοὶ καὶ Ξοῦθοι χοραῦλαι καὶ Μητρόδωρός τις ὀρχηστὴς
καὶ τοιοῦτος ἄλλος Ἀσιανῶν ἀκροαμάτων θίασος, ὑπερβαλλομένων λαμυρίᾳ καὶ
βωμολοχίᾳ τὰς ἀπὸ τῆς Ἰταλίας κῆρας, εἰσερρύη καὶ διῴκει τὴν αὐλήν, οὐδὲν
ἦν ἀνεκτόν, εἰς ταῦτα φορουμένων ἁπάντων. ἡ γὰρ Ἀσία πᾶσα, καθάπερ ἡ
Σοφόκλειος ἐκείνη πόλις, ὁμοῦ μὲν θυμιαμάτων ἔγεμεν, ὁμοῦ δὲ παιάνων τε
καὶ στεναγμάτων· εἰς γοῦν Ἔφεσον εἰσιόντος αὐτοῦ, γυναῖκες μὲν εἰς Βάκχας,
ἄνδρες δὲ καὶ παῖδες εἰς Σατύρους καὶ Πᾶνας ἡγοῦντο διεσκευασμένοι, κιττοῦ
δὲ καὶ θύρσων καὶ ψαλτηρίων καὶ συρίγγων καὶ αὐλῶν ἡ πόλις ἦν πλέα, Διόνυσον
αὐτὸν ἀνακαλουμένων Χαριδότην καὶ Μειλίχιον. ἦν γὰρ ἀμέλει τοιοῦτος ἐνίοις,
τοῖς δὲ πολλοῖς Ὠμηστὴς καὶ Ἀγριώνιος.
46 Possibly φορουμένων ἁπάντων (24.2) means “all this tribute was being collected,” but the
normal word for collecting tribute is φορολογέω. Festugière gives it a personal meaning:
“tout le monde se laissant porter de ce côté” (120).
47 Oidipous Tyrannos, 4–5.
some aspects of style 259
thyrsoi and harps and pipes the city was full, Dionysos, the people calling
him, Joy-Giver and Beneficent. For he was such undoubtedly to some, but
to most, the Carnivorous and Savage.
The scene uses a similar frame of reference to the excursions out of Rome
earlier in the Life but is related in a more elevated style corresponding to the
magnitude of the event.48 First, items from the hostile tradition are checked
off: excess in food and drink, his association with the scum of the earth, the
exploitation of honest citizens. Then, in Plutarch’s generally charitable manner,
the redeeming qualities of the hero are discussed. In the earlier chapter the
catalogue of his vices was followed by the narration of his reform under the
firm auspices of Julius Caesar and of Antony’s new wife, Fulvia. This scheme is
followed in 24. The change in tone between chapters 9 and 24 is something like
that from Vergil’s Eclogues to the Aeneid, nor is it altogether impossible that the
shades of Dido and Aeneas have fallen over Plutarch’s landscapes. At any rate,
sylvan spreads by the groves and streams of the Roman Campania or Arcadian
Italy, which Antony shared with a companion obscure to history and of low
rank, give way to the cities of Greece, Asia, Italy, kings and the wives of kings.
The nameless actors and musicians of chapter 9 are replaced with famous, or
infamous, performers. The passage is graced with a citation from tragedy, taken
from the opening lines of the Oidipous Tyrannos, and, granted, these may have
been learned on school benches, they still resonate with a solemn, religious
tone.49
Moreover, at Ephesos Antony is described in terms of the explicitly Dio-
nysiac thiasos, which characterized the official iconography and ideology of
48 The reasons for complaint all depend on the initial ἐπεί, in an intricate and balanced
period, but are separated into four groups of increasing length and color; the solemn quo-
tation from Sophokles changes the tone, moving the theme to divine honors—a statement
expressed in a strong balanced period—next come the outrages in sharp, simple sen-
tences, then direct discourse (the complaint of Hybreas), and, finally, a thoughtful analysis
employing heavier structure and style (Pelling, Life of Antony, 176–177).
49 P. Carrara, “Plutarco ed Euripide,” 447–455, paints a none too rosy picture of Plutarch’s
use of citations. According to Carrara, Plutarch had a vast literary education, often reveals
direct knowledge of an original text, and is acquainted with citations not found elsewhere
in extant literature. However, most are loci communes cited in other authors and in
anthologies (447). He concludes that Plutarch often used collections or intermediate
authors, particularly where Stoic παραδιόρθωσις (the use of texts for moral purposes,
with some alteration to fit the sense) is at stake, and that one must always take into
consideration the nature of the work and the context of the citation (454–455).
260 part 2, chapter 4
Πολλὰ δὲ καὶ παρ’ αὐτοῦ καὶ παρὰ τῶν φίλων δεχομένη γράμματα καλούντων,
οὕτως κατεφρόνησε καὶ κατεγέλασε τοῦ ἀνδρός, ὥστε πλεῖν ἀνὰ τὸν Κύδνον
ποταμὸν ἐν πορθμείῳ χρυσοπρύμνῳ, τῶν μὲν ἱστίων ἁλουργῶν ἐκπεπετασμέ-
νων, τῆς δ’ εἰρεσίας ἀργυραῖς κώπαις ἀναφερομένης πρὸς αὐλὸν ἅμα σύριγξι
καὶ κιθάραις συνηρμοσμένον. αὐτὴ δὲ κατέκειτο μὲν ὑπὸ σκιάδι χρυσοπάστῳ,
κεκοσμημένη γραφικῶς ὥσπερ Ἀφροδίτη, παῖδες δὲ τοῖς γραφικοῖς Ἔρωσιν
εἰκασμένοι παρ’ ἑκάτερον ἑστῶτες ἐρρίπιζον. ὁμοίως δὲ καὶ θεραπαινίδες αἱ
καλλιστεύουσαι Νηρηίδων ἔχουσαι καὶ Χαρίτων στολάς, αἱ μὲν πρὸς οἴαξιν, αἱ
δὲ πρὸς κάλοις ἦσαν. ὀδμαὶ δὲ θαυμασταὶ τὰς ὄχθας ἀπὸ θυμιαμάτων πολλῶν
κατεῖχον. τῶν δ’ ἀνθρώπων οἱ μὲν εὐθὺς ἀπὸ τοῦ ποταμοῦ παρωμάρτουν ἑκατέ-
ρωθεν, οἱ δ’ ἀπὸ τῆς πόλεως κατέβαινον ἐπὶ τὴν θέαν. ἐκχεομένου δὲ τοῦ κατὰ
τὴν ἀγορὰν ὄχλου, τέλος αὐτὸς ὁ Ἀντώνιος ἐπὶ βήματος καθεζόμενος ἀπελεί-
φθη μόνος. καί τις λόγος ἐχώρει διὰ πάντων, ὡς ἡ Ἀφροδίτη κωμάζοι πρὸς τὸν
Διόνυσον ἐπ’ ἀγαθῷ τῆς Ἀσίας.
sails billowing in the wind, while the stroking of the rowing of silver
oars kept time to a flute, in harmony with pipes and lutes. She herself
reclined beneath a gold-spangled canopy, attired as in a painting like
Aphrodite, while boys resembling painted Erotes, standing on either side,
fanned her. Likewise, her serving maids, in the flower of beauty, wearing
the robes of Nereids and the Graces, some at the steering oars, others
at the reefing ropes took their station. Wonderful fragrances from many
incense burners filled the riverbanks. Of the bystanders, some followed
on either side of the river, others issued from the city to behold the sight.
But when the crowd in the agora had poured out, in the end, seated upon
the tribunal, Antonius was left to himself. A certain rumor spread abroad,
moreover, that Aphrodite was entering the revel along with Dionysos, for
the good of Asia.52
The scene is characterized by conceptual simplicity, much like the entry into
Ephesos, the naval battle near Dyrrachion, or even the Battle of Actium. Plu-
tarch’s restraint is noteworthy, and the ability to leave the reader thirsting for
more rather than surfeited with excess may have contributed to his biographi-
cal success. Here one might compare him with a contemporary, Petronius, who
in the Satyricon overwhelms the reader with detailed minutiae. The generaliz-
ing simplicity of presentation, besides rendering the narration more compre-
hensible, casts the experience in universal and familiar terms. Though quite
a number of details appear in the Kydnos scene, they are rather general and
related briefly. For example Plutarch dispenses with Kleopatra’s banquet which
follows that of Antony, “a spread beyond words to describe,” in only 10 lines.
In contrast, 22 lines survive of Sokrates of Rhodes’ description of the banquet.
With little subtlety he enumerates the extravagant preparations of Kleopatra
followed by the resulting stupor of Antony and his men. Sokrates achieves
this effect through the uninspired and Petronian like piling on of externals:
gold, jewels, tapestries, Ethiopian boys carrying torches, horses with silver har-
nesses, roses of priceless quantity. For Plutarch, however, the banquet is only
one card in the intensely psychological atmosphere of “games people play.” The
Egyptian queen pits her ploys against the blustering Roman, more Mars than
Dionysos, with the eventual triumph of the queen, modestly endowed with
physical beauty according to the generous Plutarch, but according to the coins,
52 See Pelling, Life of Antony, 186–187, for the suggestive rhythms, languorous words, and
change of pace in this scene.
some aspects of style 263
of modest looks if not slightly ugly.53 The complexity and length of Petronius’
Cena Trimalchionis, written probably a generation before the Antonios, imme-
diately comes to mind.
The Kydnos scene is a mixture of rather universal visual and audial effects.
Nothing is very explicit except the names of the river, of Kleopatra, and of
Antony, who inject themselves into an otherwise mythological scene. Twice,
in fact, Plutarch invites the reader to imagine a painting, though his exact
words refer only to the attire of Kleopatra and the boys masquerading as Erotes.
Plutarch may be teasing the reader. He really plays on all the senses: a view
of the river and the agora, the odor of perfume, the beating of the oars and
the symphony of the musical instruments. Nor is the scene static. Usually one
painting does not convey a sequence. Plutarch here actually presents two focal
points difficult to join in one painting. In one, Kleopatra-Aphrodite sails up the
river followed by a growing crowd of admirers. In the other, Antony, sitting in
the agora is abandoned by the dwindling crowd. An ingenious painter could
represent the scene in higher and lower registers or on opposite sides of a large
canvas or fresco.
Metatextually this scene was prepared for by a previous tableau, that of the
funeral cortege at the end of Demetrios. Here too Plutarch balanced visual and
audial effects. Xenophantos plays the flute, while the oars of the rowers on the
funeral vessel seem to harmonize with the melody. Much artistry is devoted
naturally to the specific sounds of the funeral dirge in Demetrios, but great
similarities still exist (53.5):
53 Most of the description concerns the spectacular illumination at the banquet. Pelling,
Life of Antony, 190, notes a similarity with Vergil’s Aeneid 1.726–727. Perhaps the Aeneid
banquet was influenced by the Alexandrian ones, and Plutarch should have known about
the Aeneid. Suetonius (Nero 31) does not mention light effects in his description of the
Domus Aurea, though they might be involved in the dining room (i.e., in the circular ceiling
which revolved like the heavens). Similarly, Petronius, Satyricon (60) has nothing about
light effects in the Cena. Pelling, Life of Antony, 189, mentions the account of Kleopatra’s
dinners at Tarsos in Sokrates of Rhodes (FGrHist 192, Fr. 1 [Jacoby, ii, b, 927, commentary
ii, c, 621]). H. Gärtner, “Sokrates. 3,” in K. Ziegler, W. Sontheimer, H. Gärtner (eds.), Der
kleine Pauly. Lexikon der Antike v (Munich, 1975) 255, would put him in the 1st cent. bc.
That Plutarch uses a psychological approach, in contrast to the phenomenological one of
Sokrates, was suggested by Professor Pelling. [en: F.B. Titchener, “Everything to do with
Dionysus: Banquets in Plutarch’s Lives,” in Montes et al. (eds.), Plutarco, Dioniso y el vino,
491–499.]
264 part 2, chapter 4
… προσηύλει τῶν μελῶν τὸ ἱερώτατον· καὶ πρὸς τοῦτο τῆς εἰρεσίας ἀναφερομέ-
νης μετὰ ῥυθμοῦ τινος, ἀπήντα ψόφος ὥσπερ ἐν κοπετῷ ταῖς τῶν αὐλημάτων
περιόδοις.
… played along with the flute, of melodies, the most sacred. And to this
music, the measured rowing of the oars responded, like the beating of the
breast, to the cadences of the flute.
… τῆς δ’ εἰρεσίας ἀργυραῖς κώπαις ἀναφερομένης πρὸς αὐλὸν ἅμα σύριγξι καὶ
κιθάραις συνηρμοσμένον.
… while the revolutions of the rowing of silver oars kept time to a flute, in
harmony with pipes and lutes.54
Antonios, 26.1
The Kydnos scene is not only one of splendor, opulence, and joy, but also,
because of its relationship to the Demetrios, is disturbingly ambiguous. Perhaps
the reader would not be expected to recall the Demetrios passage, but closing
the Life on such a grand scale, it is really quite unforgettable. Thus, the recollec-
tion of oars striking the water in response to a tune might evoke the last voyage
by water of Demetrios. Just as the assimilation of Antony to Dionysos is not all
joy and merriment, but a mixture of gaiety and savagery (Carnivorous, Savage),
the aspects we find in the Dionysos of Euripides’ Bacchai. So Kleopatra’s arrival
at Kydnos, in terms of intertextuality, is not simply that of the life-bringing
Aphrodite. But even without reference to intertextuality, the gilded prow, pur-
ple sails, canopy gold-spangled, flute, and incense, suggest the decadence later
associated with the death-haunted revelry and banquets at Alexandria. Kleopa-
tra here, who seems to rise mysteriously out of the sea like Aphrodite, becomes
in fact the destructive Aphrodite of Euripides’ Hippolytos, the τελευταῖον κακόν
announced at the beginning of chapter 25. Still, the scene follows the same pat-
tern as Antony’s arrival in Ephesos. Moral condemnation of vice is succeeded
by an indulgence and sympathy which relate the intriguing details of semi-
private life: charm compensating for beauty, the persuasion and stimulation
of her multi-lingual conversation, and the sweetness of her voice. The gentle
pen of Plutarch fashions her more into a humanly ambiguous though under-
standable Circe than an overtly monstrous and destructive Scylla.
57 Gratitude is due in particular to Professor C.B.R. Pelling, University College, Oxford, who
looked over the entire text, and offered a great number of corrections and suggestions.
Professor Katherine A. Geffcken of Wellesley College read over the first section; Professor
Jean Davison of the University of Vermont, the second; Professor Jean-Louis Ska of the
Pontifical Biblical Institute, Professor William S. Kurz of Marquette University, Mary
Hopkins looked over the third section; and Professor Charles L. Babcock of Ohio State
University and the American Academy, Rome, the fourth. All caught many errors and
made many helpful suggestions. Professor Winfried Bühler of the University of Hamburg
looked over an early draft of the last section, making many excellent points. Professor
Ronald Mellor of the University of California at Los Angeles read the proofs of the
first and second sections, Dr. Patricia de Martino, the third section; Professor Steven
Lowenstam of the University of Oregon, the last; and Timothy Duff of the University of
Cambridge the second proofs. Hopefully they will not disagree with all the views expressed
in the article and having been called upon, on brief notice, to sacrifice their time will
continue to remain friends. Thanks are also due to the American Academy, the Deutsches
Archäologisches Institut, and the École Française, for the use of their libraries in Rome,
and to Marquette University, and to the University of Cambridge, for the use of their
libraries.
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Index of Authors and Texts Cited
Josephus Ovidius
Antiquitates Judaicae Metamorphoses 17
15.88–93 180n29 1.2.1 75n20
Contra Apionem 1.67 147n33
2.59 250n35 7.456–460 117
Juba 125, 134, 138 8.709–710 224n28
Julius Obsequens 57 100n7 11.698–699 224n28
15.637–640 119
Livius (Livy)
Ab urbe condita Panaetius (Panaitios) 30n15, 78, 80n3
1.16 124 Papyri
1.18–21 124 Derveni papyrus 171n13
5.16,9 118 POxy. 1012c 237n17, 240n21
5.21 116 Parmenides
10.45,7 119 Frgm. b 1.18 105n5
22 98 Pausanias
22.1 96 Graeciae descriptio
22.1.8–13 97n2 1.27,10 117
22.55 116 2.27,1 195n56
22.55–57 116n5 3.8,9 117–118
40.21,1 101 4.26,3 107n6
45.8,5 83n 8.11,12 118
45.9 83n 10.7.1 144, 156n54
Per. 88 112n7 10.19.2 156n54
Longinus (Pseudo-) Petronius
De sublimitate Satyricon 161
35.4 265n55 Cena Trimalchionis 161, 229, 263, 263n53
Lucanus Phaenias 18n3
Pharsalia Philemon 231n7
1.183–203 108 Philippides 115
8.771–772 192n52 Philo
8.816–818 192n52 De Abrahamo
Lucretius 202–204 32n20
3.912–915 195n55 De aeternitate mundi
13 30
Manetho 67 14 29
Menander De ebrietate
Frgm. 59 (ed. Sandbach) 108n9 133 71n14
Frgm. 714 86n5 De gigantibus
Menecrates (Menekrates) 117 17–18 59
Musonius 78 De Josepho
125 35
Nepos De migratione Abrahami
Themistocles 102 71n14
8 237n17 De mutatione nominum
8.7 238n17 134 71n14
11.8,3–8 243 De opificio mundi
Nigidius Figulus 30n15, 125 2 32
7,25 32
index of authors and texts cited 317
De providentia Timaeus
4–5 29 27d5 26
28–29 30 28c3 38
De specialibus legibus 29e–30a 21
2.54–55 32n30 35a 70
Philochorus 35a1–2 39
FGrHist 328f 155n51 36e–37a 38
Phrynichus 37c8 33
clxvi 231n7 37d–38a 29
ccxlv 231n7 39de 25
Phylarchus 67, 81n2, 190n45 40a 59
Pindarus 41bc 25
Fr.276 148n36 42bc 59
Plato 47e4 26
Critias 68e 25
44c 119n10 90a 51, 61
Gorgias 91d 59, 147
524a 72 92b 147
Leges 92c 25, 127
691a 147n35 Pseudo-Plato
709b 87 Epinomis
716b 21 984a 127
870de 151 Plinius, the Elder (Pliny)
872c–873a 151 Naturalis Historia (nh)
10 (884a–910d) 27 2.106 100n7
896d 70 7.138 113n8
903e5–904a1 59 8.55 257
Phaedo 33.50 258
108a 72 34.12,26 119
114bc 170n9 34.45 152n42
Phaedrus Plinius, the Younger
248a 21 Epistolae
248a–e 53n21 5.5.3 166n73
248e–249a 170n9 8.12.4 166n73
256b 73 Plotinus 40, 128n14
Respublica Plutarchus
391c 121n2 Moralia (Ethika)
507–509 41n58 Ad principem ineruditum (Ad princ.
613ab 21 iner.)
614 73 780e 23
617c 41 780f 41n58
621cd 170n9 781f 41n58
Symposium 21n11, 42n58, 62, 63, Amatorius
76n25 753e 135n3
Theaetetus 764d 21n11
174e–175b 135n4 764f 22
176b 21 766a 41n58
176e 20 766b 42n58, 53, 60
768b 112n5
318 index of authors and texts cited
De garrulitate 382ab 23
505c 144, 157n55 382d–383a 73
De genio Socratis (De genio Socr.) 382f–383a 76n26
579e–f 201n3 De latenter vivendo (De lat. viv.)
583b 201n3 1130c–e 23
585e 201n3 De Pythiae oraculis (De Pyth. Or.)
585f 202n3 397c 66
588e 61 398c 23
590b 57n29 399bc 117
590c–591a 57 408a 118
590f 108, 192n51 De recta ratione audiendi (De aud.)
591a–c 40, 57 43b 118
591b 41 De sera numinis vindicta (De sera
591c 60 num.)
591f 60 550d 20
592a–f 56 552f 111
De Herodoti malignitate (De Her. mal.) 553bc 111
856b 91n12, 112n5 554a–555c 110
De Iside et Osiride (De Is. et Os.) 555c 111
352a 73 556e 157, 158, 158n58
357f 194n55 558b 157
360a 68 559a 157
360e 48 559bc 159n61
360e–361d 68 559c 157
361e 99 559c 157
361ef 49 561b–f 140n15
362b 58 561d 157
363d 68 562b 159n61
364e 99 562cd 157
369b 68 562f 158
369e–370c 49 564f 23
370cd 161n66 565e 58
370e 70 565e–566a 58
370f 70 566e 158
371a 73 567e 110
371a–c 76n26 567e–f 147, 148
372e 41n58 567f 64
372ef 41n58, 71n12 De sollertia animalium (De soll. an.)
372f 71, 72n14 976c 102n9
373a 39n46 De Stoicorum repugnantiis (De Stoic.
373ab 71 rep.)
373ac 39 1050e 79
373b 72, 73 1051c 45
373bc 40 De superstitione (De sup.)
373c 71 166d–e 161n66
374de 29 166f–167b 23
374ef 27 167ef 23
375e 73 166de 161n66
378–379 68n4 168c 45
320 index of authors and texts cited
Xenocrates 20n7, 26, 28, 44n1, 45–48, 47n7, Zeno 36, 119
47n8, 53, 55, 62n37, 65, 67, 69n5 Zonaras
Xenophon Histories
Hellenica 7.20 118
3.3.3 118 10.7 108n9
Zoroaster 47, 126
Index of Historical Persons
Admetos 234–237, 238n17, 240n21, 241–243 Augustus, Octavius (see also Caesar) 113,
Aelius (see Hadrian) 121n3, 106, 134, 137, 141, 150, 165, 174n17,
Aemilius 167n7 219
Aemilius Paullus, Lucius 75–77, 85, 89, 116 Autoboulos (friend of Plutarch) 17
Agesilaus 104, 117 Autolykos 105
Aglaonice 24 Avidius Quietus 12–13
Agrippa 134, 138, 248–249, 251, 253, 255
Agrippina, mother of Nero 135, 138, 145, 150, Brutus, Marcus Iunius 48, 50–51, 88, 92, 93,
155, 164n70 106, 112–113, 163n69, 184–185, 198
Alexander (murderer of Pelopidas) 111,
112n5 Caesar (title) 174n17, 182, 183n32, 184, 187,
Alexander (the Great) 87, 91n12, 92, 98n5, 196, 198, 209, 211, 219–220, 226, 247–258,
105–107, 116n7, 118, 154, 170n11, 176, 261
178n25, 182, 183, 183n31, 183n33, 260, Caesar, Gaius Iulius 87–88, 91–92, 105–109,
265 111, 134, 163n69, 182, 198, 206, 209, 215,
Alexander Polyhistor 125 243–247, 254, 259
Alexandros (son of Demetrios) 137 Caesarion 209, 225
Alcibiades 106, 119–120 Calenus 244, 246
Ammonios (friend of Plutarch) 10, 11n3, 18– Caligula 136
20, 29, 33–35, 45, 63, 70, 103, 137, 141 Calpurnia 91, 106
Anaxagoras 70, 97 Canidius 187, 209, 218, 227, 247, 253
Antigonos 137, 153–155, 169n5, 174–175 Capito 125, 146, 166n73
Antigonos (son of Demetrios) 178, 191–192 Cassius, Gaius Longinus 50n13, 51, 51n14, 91,
Antiochus of Ascalon 28 92, 106, 112, 112n6, 179n27, 184
Antiochus (philosopher) 78n1 Cassius of Parma 50n13, 51
Antipater of Tarsos 88 Cato Minor (Marcus Porcius Uticensis)
Antonia 134, 163n69, 166, 189n41 192n52
Antonius, Marcos (see Plutarch, Life of Censorinus 258, 261
Antonius) Charmion 225
Antonius (son of Antonius) 134 Cicero, Marcus Tullius 30, 32, 38, 87n5, 88n7,
Antyllus 134, 209, 215 94, 100, 101, 102n9, 111n4, 112–113, 118–
Apollonios (teacher of Cicero) 94 119, 120n10, 124–125, 137, 139n13, 162n67,
Aratos 81n2, 136 163–167, 193n53, 197–198, 256–257
Araxes 186 Cinna, Lucius Cornelius (the conspirator)
Archias (tyrant) 106 105–106
Areios 209, 225 Claudius 150n38
Aristion 113 Cleopatra (daughter of Cleopatra) 134
Aristoboulos 98n5, 183, 210 Cleopatra 89, 99, 100n6, 134, 159, 161, 162, 165,
Aristokrates 165n72 174, 177n24, 178, 179n27, 180–182, 189–
Arsinoe (sister of Kleopatra) 180n28–29 196, 199, 207–209, 212–227, 247–253,
Artavasdes 209, 216 256, 260–264
Arulenus Rusticus 145 Clodius 189n41, 215
Attalids 179n27 Coponius 244–246
Attalos 100n6 Cornelia 87
Attalos of Pergamon 99, 178 Crassus 89, 112, 186–187
Atticus 139n13 Crassus, Publius 87
index of historical persons 329
Epaphroditos 90, 91n12 flight Antonios 143, 180, 209, 214, 227
Epeiros 237, 243 Demetrios 179
ephebeia (ephebes) 11n3, 137n8 Nero 164–165
Ephesos 99, 151, 154, 160n4, 179–181, 179n27, focalization 221, 221n25, 222n26, 256, 265
188, 191, 213–214, 235, 243, 256, 258–260, foreign cults 24
262, 264 foreshadowing 141, 154, 184, 209, 252
epheton 49, 63 Formalists 212n16
Epicureanism (and epicureans) 19n3, 31, 59, Forms (Ideas) 19, 21–22, 25, 27, 30, 34, 41, 52,
59n14, 72, 99, 118, 170n67, 203n55, 211 71, 201, 203
epigonoi 273 fortune (fortuna) 81, 83n3, 84, 87, 90, 91n12,
epoche 59, 104, 144 94, 170n11
epoptos 163 Forum (Roman) 13, 1119, 163, 256–257
eques 21 Frashkart 69
Er 265 free indirect discourse 221
Erinys, Erinyes 50, 94, 127 fresco 107, 157, 256, 261, 263
eros (erotikos) 21n11, 48, 60, 62–63, 76n25, fundamentalism 27
165, 191, 199, 214, 222, 249, 250, 252 funeral (burial) 90, 113, 126, 146, 184–185, 188,
eschatology 15, 21, 23, 36–37, 45, 59, 59n33, 191–192, 195–199, 220, 224n28, 225, 263
60, 61n35, 64, 105, 110, 147
ethos 148, 216 Galaxidoros 61–62, 205n7
euergetes 30 Gauls 116
Euhemerism 67, 68, 68n4, 121 Gaza 179, 182, 210
Eumenides 171n13 Gemma Augustea 139n13
euocatio 195n56 genealogy 135–137, 135n4, 139–141, 139n13,
eupatheia 32n20 140n14, 166, 168, 209, 220, 265
Euphrates 105, 179, 185 generosity 157, 159, 179n27, 185, 198–199, 213,
Eusebeia 120 222, 244
eutychia, euthychiai 87, 89, 94 genesis 27, 29
euthymia 86 Geneta Mana 126
Eutychos 248, 253, 256 genius 220n2, 252n36
evil 36, 38, 40–41, 43–45, 43n1, 44n1, 45n3, geophysics 28
47n8, 50–54, 58–59, 59n32, 63, 65, 68, Gigantomachia 99
70, 72n14, 74, 78n1, 79, 86–87, 90, 92– Gilgamesh 212n15
93, 98n5, 100, 110, 112, 112n5, 120, 128n14, Giver of Joy and Beneficent 151, 161, 214, 259,
137, 140n15, 144, 180, 188n39, 189–192, 261
194n55, 203, 213–214, 224n28, 231n7, 249, Glaukos 135n4, 139–141
266 gnosis 45, 81
extravagance 141, 144, 144n28, 159, 166, 173, Gnostic 36, 37, 40, 67, 73
177, 182, 188–189, 191, 211, 213, 225, 258 god, gods 2, 7, 8n2, 19–21, 20n7, 23–38,
32n20, 39n46, 42–43, 45–59, 51–52, 55,
fabrication 208n12 60–61, 61n35, 63–74, 64, 68, 71, 73, 78–
fatum, fata 82, 118–119 79, 81, 84–87, 87n6, 89–92, 91n12, 92,
Faunus 124, 126 94, 98–99, 99n6, 101–102, 102n9, 105,
felicitas temporum 12 110, 113, 115n4, 116–118, 123–124, 124n9,
Felix (title of Sulla) 90 126n11, 127–128, 135, 135n4, 140, 144, 146,
Fetiales 126 147n35, 148–150, 153, 156–157, 161n66,
Fides 126 175, 177n24, 178, 193n53, 195, 195n56, 199,
Flamen Dialis 127 203–204, 204n6, 214, 217, 223, 224n28,
flattery 144, 151–152 225, 253
336 index of subjects
Good 21, 25, 27–28, 38–39, 41, 52, 66, 71, 72, Iacchos 154n47
129, 266 iconoclast 23
Götterdammerung 193 Idaian Daktyloi 54
Granikos 107 Ideas (see Forms)
Great Pan 49 identical reconstitution 203
Great Year 48, 97 ideology (ideological) 82, 90, 92, 99n6, 101,
Great Altar at Pergamon 229 107, 197n58, 219n21, 234n14, 259
great natures 173, 177 idyllic landscapes 258
Greece 10, 14, 50, 73, 75, 94, 101, 114–115, 118, illusion 164, 194n54, 211
135n4, 144, 147, 150, 151, 154, 156, 162n67, immanentism 38–39
169, 180, 193n53, 204, 258–259, 261 imperator 10, 51, 198, 223
Greek romance (novel) 219, 219n22, 224, imperial cult 67, 74n17, 152n43
224n28 individualistic detail 251
guilt 22n13, 50, 111, 121n3 infinity of worlds 81
gymnasion 11n3, 137n8 Inimitable Livers 161, 189, 191, 215
Ino 135
Hades 35, 53–54, 56–57, 60, 66, 69, 73, 151 Inseparable in Death 189, 192, 195, 195n55,
Halikarnassos 154 215, 218, 225
harmony of spheres 56 inspiration 46, 66
Haroueris 40 intelligible central fire 20, 21
heimarmene 87n6 interpretatio graeca 98n5
Hekate’s recesses 54 intertextuality 179, 186, 264
Hektor 193, 195, 212 Inventio Osiridis 77n28
Helen 122 Iole 178
Helios 149, 152n42, 154n47, 159 Ipsos 154, 176, 176n22, 189–190
Hellenistic world 8, 12, 25–26, 39, 65, 67, 73, Isandros 140
81, 84, 88n7, 90–93, 108, 154, 172–173, 229 Isis (Isism) 40, 49, 67–68, 71–77, 72n14,
Heraclitan flux 266 76n25, 76n27, 77n28, 99, 99n6, 100n6,
Herakles (Herakleidai, Herakleion) 99, 124, 195n55, 199, 219n22, 223, 225
127, 135n4, 152, 176–178, 183, 183n31 Ismenos 156
heredity (hereditary) 111, 113 Isodaetes 66
hermeneutics 208n11 isolation 174, 192n52, 193, 199, 252
Hermes 71–73 Issos 255n41
heros 51 Iuuenalia 182
Hestia 105, 122n6
hetaira, hetairai 190 Jahweh 34
Heuresis or Inventio Osiridis 77n28 Jansenism 128n14
High Classical 229 Janus 126
Hippolytos 176 Jerusalem 183, 195n56, 208, 210, 216
Hipponion tablet 58n31 Jewish religion 34n28, 124
homoeostatic condition 26n3 Joy-giver and Beneficent 259
horama 104 Judaea 216
Horos 71–72, 72n14 Judaism 69
human sacrifice 18, 45, 122n5, 123n7, 124, Julio-Claudian 77n28, 137–139, 141, 150n39,
161n66 153, 158, 162, 168
human and daimonic worlds 205 Jupiter 105, 115n4, 124, 126, 146
hypomnema 198n60
hypostases 16, 57 kairos 87, 87n6, 201
hypotaxis 230n5 Kallimachean time 206
index of subjects 337
statue 14, 23, 23n15, 51n14, 85, 91, 91n12, 92, theoria 153n47
99, 100n6, 106n5, 111, 111n4, 113, 116, 117, Theseus 117, 121, 121n2, 121n3, 122, 122n4, 167,
119, 137, 144, 150, 152n42, 156, 156n54, 167n3, 176
163n69, 168, 178n26, 220, 249, 256 Thespesios 53, 58
Stoicism (Stoic) 2, 11, 11n3, 12, 32, 36, 36n34, Thespiai 144
37, 38, 41, 43, 45n3, 47, 49n11, 51n16, 53, Thessalia 189
53n20, 67, 67n2, 68, 73, 78–79, 78n1, thiasos 60, 99, 151, 178, 189n44, 191, 194, 195,
80n3, 84, 127, 136, 145, 166, 169, 203, 212, 214, 226, 258, 259, 260, 261
204n6, 259n49 Thrace 247
style 14n9, 18, 94, 101, 122n5, 142, 157–164, 179, threnos (threnody) 195n56, 199, 224n28
229–238, 238n18, 253–255, 254n40, 259– thyrsos, -oi 213, 259, 261
260, 259n48, 265 timai 154n48
Styx 56, 56n27, 60 Timarchos 34, 41, 56, 57, 60, 61, 62, 65, 201
suicide 92, 112, 112n7, 146, 162, 164n70, 165, time (temporality) 3, 26, 27, 29, 30, 39, 47,
174, 186, 192, 193, 209, 216–220, 222 60, 68, 70, 116, 135, 142, 156, 160, 161, 169–
sun (Sol) 19n7, 21n11, 35, 37, 40, 41, 42, 53, 172, 190, 196, 199, 200–204, 200n1, 204n6,
53n21, 54, 55, 56, 68, 72, 101, 150, 152n42, 206–207, 209, 214, 215, 222n26, 227
177n24 Timoneion 192, 193, 193n52, 193n53, 216, 252
superstition 15, 22, 24n17, 63, 79, 80, 93, 120 Titans 45
symphony 214, 263 tolme, tolmai 107, 108
symposion 194n55 tomb 13, 160n64, 168, 185, 192, 193, 193n52,
Synapothanoumenoi 215, 224n28 196, 198, 201, 201n3, 224n28, 225n28
synkrisis, synkriseis 143, 165, 167n1, 171, topoi 78n1
171n12, 198, 217, 218, 230, 265 transcendence (transcendent, transcenden-
Syracuse 24, 94, 97, 118, 120 talism) 7, 8, 25, 30–33, 35–38, 41, 65, 71,
Syria 179, 182, 189 128
transformation 47, 49n11, 54, 55, 56, 61, 64,
Tainaron 209 72, 73, 84, 92, 123n8, 147, 150, 151n41
Tarentum 207 Trimalchio(nis) 161, 229, 263
Tarsos 88, 162n67, 179, 185, 189, 191, 214, 215, triumph 77n28, 86, 90, 114, 136, 150, 160n64,
256, 261, 263n53 179, 180, 209, 223, 254, 260, 262
taxis 18 Troad 192n52
technitai 161, 179n27 Troglodytes 47, 54n23
telete 60 Trojan horse 127
teleute 60 truth 49n11, 173n16, 194n54, 219n21, 249n33
telos 19, 20, 21, 26, 31, 76, 79, 123n8, 266 Tyche (tychai) 2, 3, 15, 44n1, 73, 79, 81–95,
temporality 202–205, 207, 210, 217 81n1, 81n2, 83n3, 87n6, 89n9, 91n12,
Terminus 126 93n14, 95n15, 108, 111, 113n8, 169, 170n11,
Tethys in Etruria 122n6 173, 173n17, 174n17
tettix 94 Typhon(s) 39n48, 45, 54, 68, 71, 73, 182
Thamous 48 tyrannos (tyrant) 93, 107, 140n15, 144, 156
Thasos 237 Tyros 180n29
Theanor 56n28, 61, 201, 201n3, 202n3
Thebes 10, 98, 213 underworld 58n31, 110, 121, 151, 192n51, 202
theion 27, 41, 55, 84, 110
theism 7, 26, 55 vegetarianism 17
theologia 49n11 Veii 116, 118
Theon 66, 78n1, 110 Veneralia 126
theoretike 59n32 ventus-spiritus 252n36
342 index of subjects
Venus 90, 91n12, 106n5, 126 ἀρετή, -αί 20n10, 21, 21n10, 93, 230n3
Vesta (and vestals) 126, 220 ἀρίστη ἐξαλλαγή 54, 55
Vesuvius 158 ἀρχή 21n10, 35n30, 127, 236
vice 84, 88, 89, 92, 110, 113, 128, 136, 140, ἀσέβεια 84
140n15, 157, 158, 158n58, 166, 170n11, 172, ἀτίμως 199
173, 193, 199, 206, 214, 215, 256, 259, 264 αὐτοῦ (ἀπ’) 38, 39
victory (see also triumph) 68, 88, 90, 106, 115, αὐτοῦ (ἐξ) 38, 39
116, 182, 184, 187, 197, 210, 254, 256 ἄωροι 57
Vicus Patricius 126
viper 52, 64, 148, 148n36, 150, 151 βαρυδαίμων 89
visions 21n11, 22, 28, 41, 41n58, 42, 50, 50n13, βασιλικῶς 196, 198
51, 52, 53n21, 57, 61, 63, 64, 65, 66, 70, βελτίονες 54, 56
73, 75, 94, 104, 108, 148, 202n3, 205, 245, βραχὺς ὁ βίος 196n57
281–282 βραχὺς χρόνος 194n55, 196, 196n57, 223
Vulcanus (temple of) 126
γένεσις 58, 60, 71
water (symbolic value) 58, 98, 100, 147, 215, γεννήσας πατήρ 33
265 γῆν νεῦσις (ἐπί) 58
White Village (see Leuke Kome)
Witch 24 δαίμων, δαίμονες 53n20, 86, 87n5, 196n57,
womanizing, womanizer 159, 160, 173, 177, 252n36
213, 256 δειλῶς 199
διαλάμψαι 148, 149
Xouthoi 261 δόξα, -αι 11, 120n10
δυσωπία 231n7
Zagreus 66
Zaleukos 126 εἶδος, εἴδη 30, 39, 72n14, 128n14, 148
Zervanism 69, 69n6 εἴδωλα 36
Zeus (Eleutherios, Ammon, Soter, Meilichios) εἰκών, εἰκόνες 54, 55, 71, 72n14
63, 73, 82n2, 105, 115, 116, 121n2, 149, εἰρομένη λέξις 238n18
154n47, 159, 161n66, 177, 178, 182, ἐκπεσεῖν 214
204 ἐλευθερία, -αι; ἐλευθέριος, -οι 149, 149n37, 198,
Zoroaster 47n1, 126 223
Zoroastrianism 49, 67, 68, 69n5, 69n6 ἐμφάσεις 36
ἐξαλλαγή (see ἀρίστη ἐξαλλαγή)
ἀδημονῶν 181n30 ἐξομοίωσις, -σεις 20n10, 21
ἀεί 26, 29 ἕπεσθαι θεῷ 21, 21n10
ἀειγενής 29 ἐπιθυμία 59
ἀΐδιος 29 ἐπιλάμψας 149, 149n37
ἀκάθαρτοι 60 ἐπιμανῶς 134n3
Ἀμιμητόβιοι 161 ἐπιφανῶς 134n3, 135n3
ἀμίμητον 189n44 εὐγένεια 220
ἀναβακχεύσας 214 εὐγνώμων 198
ἀναρρῖψαι 109, 109n13 εὐεργεσία, εὐεργέτης 30, 189n44, 234, 235n15,
ἀνερρίφθω κύβος 106, 108, 109 236, 237n17, 240, 240n21
ἀόρατον 40 εὐθυμία 127
ἀποθεώσεις 154 εὐλάβεια 37
ἀπολωλεκυῖαν 211, 212n14, 248, 248n32, 253 ἐφετόν 41n58, 54, 123
ἀπορροαί 72n14 ἔχει τι καὶ φέρεται 38
index of subjects 343