Professional Documents
Culture Documents
Kathrin LaFaver
Carine W. Maurer
Timothy R. Nicholson
David L. Perez Editors
Functional
Movement
Disorder
An Interdisciplinary Case-Based Approach
Current Clinical Neurology
Series Editor
Daniel Tarsy
Beth Israel Deaconness Medical Center
Department of Neurology
Boston, MA, USA
Current Clinical Neurology offers a wide range of practical resources for
clinical neurologists. Providing evidence-based titles covering the full range
of neurologic disorders commonly presented in the clinical setting, the
Current Clinical Neurology series covers such topics as multiple sclerosis,
Parkinson's Disease and nonmotor dysfunction, seizures, Alzheimer's
Disease, vascular dementia, sleep disorders, and many others. Series editor
Daniel Tarsy, MD, is professor of neurology, Vice Chairman of the Department
of Neurology, and Chief of the Movement Disorders division at Beth Israel
Deaconness Hospital, Boston, Massachusetts.
Functional Movement
Disorder
An Interdisciplinary Case-Based
Approach
Editors
Kathrin LaFaver Carine W. Maurer
Movement Disorder Specialist Department of Neurology
Saratoga Hospital Medical Group Renaissance School of Medicine at
Saratoga Springs, NY, USA Stony Brook University
Stony Brook, NY, USA
Timothy R. Nicholson
Neuropsychiatry Research and David L. Perez
Education Group Departments of Neurology and Psychiatry
Institute of Psychiatry Psychology & Massachusetts General Hospital
Neuroscience Harvard Medical School
King’s College London Boston, MA, USA
London, UK
This Humana imprint is published by the registered company Springer Nature Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Preface
v
vi Preface
vii
Contents
Part I Framework
Part II Presentations
ix
x Contents
Part III Management
xiii
xiv Contributors
Richard A. A. Kanaan
A history of one of mankind’s oldest maladies So, in addition to celebrating its birth, I will dis-
would be a monumental work, but that is not this cuss what the differences in FND are, and what
chapter. This chapter explores the history of func- difference they may make.
tional neurological disorder (FND), a malady of
much more recent birth. How recent? A search on
PubMed for “functional neurological disorder” The Way It Was
suggests its first English-language appearance was
perhaps in 2015 [1]. That year there were 2 publi- It would be hard to exaggerate how dire the situ-
cations using the term; the following year there ation of conversion disorder was at the turn of the
were 6, and a further 9 using the Americanized millennium. After a burst of popularity 100 years
“neurologic”. In 2016, mere months after this first earlier, when some of the greatest minds in medi-
appearance, the authoritative 700-page handbook cine (including leading neurologists and psychia-
of clinical neurology on the subject chose trists) shared a fascination for the disorder at the
“Functional Neurologic Disorders” as its title [2]. Salpêtrière Hospital in Paris (Fig. 1.1), it had
Strikingly, for a term that was not the official sunk into a prolonged and profound decline.
choice of DSM-5, ICD-10, or the proposed ICD- Psychiatry seemed to have found a way to ignore
11, it (“FND”) was incorporated into the name of it entirely, announcing its disappearance [3];
every patient group in the field. FND had very Neurologists could only wish it had disappeared,
clearly arrived, seemingly out of the blue. left grappling with a problem they did not under-
But this magical manifestation is of course an stand, and did not think was really theirs [4].
illusion, and in the following I will explore the Clinicians of all specialties would describe the
history of its arrival and its conquest. In discuss- disorder with dislike, or worse, and question
ing ‘FND’ as opposed to ‘hysteria’, or ‘conver- whether it was really all just deliberate feigning
sion disorder’, I am not indulging in mere [5, 6]. For a disorder of such prevalence and such
pedantry: as any historian will tell you, one can- morbidity, clinical research was astonishingly
not simply transplant the concepts of the present sparse, with not one single properly-powered
into the past – and, make no mistake, the concept clinical trial ever conducted during the twentieth
of FND involves profound changes from the past. century, and a medley of treatment approaches
proliferated, based on the lowest grades of evi-
R. A. A. Kanaan (*) dence [7]. The public, meanwhile, was barely
Department of Psychiatry, University of Melbourne, aware of its existence: though ‘hysteria’ remained
Austin Health, Heidelberg, VIC, Australia a popular cultural motif, it was viewed almost
e-mail: richard.kanaan@unimelb.edu.au
Fig. 1.1 Jean-Martin Charcot’s Lectures on the Diseases Hysterics (1892) and Sigmund Freud’s Studies on
of the Nervous System (1872), and two of the critical Hysteria (1895). (Images are available in the public
works of his students, Pierre Janet’s The Mental State of domain)
tainly old-fashioned, and perhaps no longer There was a real reputational danger there, as
readily interpretable by most psychiatrists [9]. outlined above: a criterion which depended on a
There was a once-in-a-generation opportunity neurologist’s ability or zeal in finding an alterna-
for change, with both DSM-5 and ICD-11 in tive explanation risked becoming the wastebasket
preparation. for every patient the neurologist did not take seri-
ously or whose symptoms they could not quite
put together. The psychiatric aetiology require-
… in With the New ment had protected against that, in theory, since
the patient has to pass that test as well, and with-
For such ‘old-fashioned’ ideas to be so enduring out it the risk would be clearly exposed. There
suggests that replacing them would not be was a solution, however: make the neurologist
straightforward, however. They certainly had prove that the case was functional – make a ‘posi-
high-level endorsement, after all, and perhaps tive diagnosis’. If they could identify features
there were simply no better alternatives. That the specific to the diagnosis that would mean they
neurological symptoms would not fit with identi- could demonstrate what it was, not just what it
fiable pathology was established by Jean-Martin was not, and that risk would be removed.
Charcot (Fig. 1.1), arguably the greatest neurolo- Or nearly so. Unfortunately, distinguishing it
gist of all time, in the nineteenth century [26]. from feigning would be as difficult as ever for
The suspicions around feigning were part of the most features of conversion disorder [30], but if
same discussion. Neurologists at the time were excluding feigning was removed from the crite-
inclined to explain these apparently voluntary ria, and feigning no longer considered as a likely
movements as malingering [27], since no better alternative, the new criterion could still be con-
explanation was on offer [3]. The idea that these sidered ‘positive’ in regards to neurological alter-
symptoms would be instead ‘psychogenic’ dates natives. And this ‘positive diagnosis’ was to
from the same era, most famously in Sigmund become the new principal diagnostic criterion in
Freud’s seminal “Studies on Hysteria”, where he DSM-5 (Box 1.1).
essentially argues for a post-traumatic aetiol- But there were more changes in store. The
ogy – the novelty being that the traumas were name ‘conversion disorder’ still clearly harked
‘emotional’ ones (psychological conflicts), which back to Freud, and suggested a “one size fits all”
became ‘converted’ into physical symptoms [28]. psychodynamic process, even if the criteria did
This construction survived largely intact for a not. Neurologists had been using the term ‘func-
century in conversion disorder, while all around it tional’ to refer to these symptoms since at least
every other psychodynamic construction was the time of Charcot, who argued that any lesion
being torn down [9]. Why it showed such unique invisible to his microscopes must be a ‘func-
longevity is unclear, given the ethos of the times tional’ lesion of the underlying brain region [31].
was so strongly against aetiological criteria. Though the meaning of the term was opaque
Perhaps the loss of psychiatric interest allowed it [32], it appeared to be a popular alternative with
to ‘slip under the radar’. Or perhaps it just could both patients and neurologists [33]. We, and oth-
not be understood psychiatrically without it. The ers, suggested ‘functional neurological symp-
symptoms, after all, were not psychiatric: what toms’ [15], or ‘functional neurological symptom
else was there about the disorder that would jus- disorder’ [16], which latter DSM-5 finally
tify it being a psychiatric condition, if not its aeti- adopted. But in an early draft, perhaps following
ology [29]? Suggestions for improving the an earlier suggestion [34], it proposed ‘functional
criteria by simply removing the requirement for a neurological disorder’ – a small difference, but
psychiatric formulation [15] would have left it one which shifted the emphasis from the symp-
looking distinctly neurological, but a neurologi- toms being neurological to the disorder being
cal syndrome for which no neurological explana- neurological, a shift too far for most neurologists
tion could be found. [20, 32]. Yet, this is the name that emerged trium-
1 A Historical Perspective on Functional Neurological Disorder 7
phant, despite DSM-5’s choice, and has become The embrace of the disorder by patient groups
the standard bearer for the disorder: as of March represents a tremendous advance for the field. As
2020, a search on PubMed for “Functional noted in the introduction, they have universally
Neurological Disorder” yields 55 references adopted FND into the names of their groups,
since 2019, while “Functional Neurological which seems unlikely to be a coincidence. Patients
Symptom Disorder” yields only seven. have consistently expressed a preference for the
With regard to movement disorders more spe- term ‘functional’ over the more psychiatric sound-
cifically, the subject of this book, similar changes ing alternatives [33], but clearly the groups also
were underway. Long known as ‘psychogenic preferred ‘FND’ over ‘FNSD’ - the advantage,
movement disorder’, arguments were made on other than perhaps euphony, presumably being
the same grounds [35] that they should instead be that it more strongly implies the disorder is neuro-
known as ‘functional movement disorder’ (FMD) logical. The stigma of a psychiatric diagnosis is
[36]. Turning again to PubMed, ‘functional unfortunately commonplace, and has very real
movement disorder’ first appears in 2012 [37], consequences [39], but in the case of FND it
though a publication a year earlier uses the term appears bound up with the idea that the disorder is
with ‘functional’ in scare quotes [38]. But it has not real – is imaginary, or hallucinatory, or simply
already come to dominate the field: since 2019, made up [10]. Though these attributions are not
as of May 2020, “functional movement disorder” fixed [40], they are virtually absent from neuro-
yields 25 references, and “psychogenic move- logical disorders: a shift to a neurological disorder
ment disorder” only six. definitively makes the disorder seem more ‘real’.
Dropping the ‘exclusion of feigning’ criterion
should also have helped in that regard. Patient
What Difference Does It Make? groups also expressed concern with the psycho-
genic diagnostic criterion, and its implication that
Much has changed since the turn of the millen- they had suffered a trauma, when not all reported
nium. Clinical interest in the disorder has grown such experiences [29] - so dropping that criterion
considerably – the first international conference should also be welcome. Finally, a ‘positive’ dem-
(2017) open to all was hugely over-subscribed. onstration of FND could only help patient accep-
A vibrant research community has developed tance, alleviating doubts about the diagnosis
and properly-powered clinical trials are finally being an excuse for medical incompetence or a
underway. Public interest is increasing. Writing way of dismissing unwelcome patients.
from Australia, FND has featured on 3 prime- There were clear potential advantages for neu-
time current affairs TV programs in the last few rologists too. Conversion disorder was a source
years, having never featured before. And patient of great anxiety to neurologists, who found their
attitudes are changing – most patients in my patient encounters uniquely uncomfortable [4].
clinic have now actively sought an appointment Their diagnostic approach of discovering incon-
in the clinic, instead of grudgingly accepting sistency encouraged them to consider their
their neurologist’s referral, or failing to attend patients as deceptive, while also involving the
once they understand what it’s about – a posi- neurologist in a deception - of tricking their
tion colleagues tell me is true more globally. patients into revealing the truth [22]. But when it
The world of FND is a clearly different world to came to explaining their diagnosis, it involved
the world of Conversion Disorder. It’s different them in discussions of such concepts as the sub-
in its appeal, to neurologists and patients in par- conscious, on which they felt unqualified; these
ticular. We cannot be sure what caused these could be interpreted as implying feigning, or dis-
changes, and it seems unlikely that it was any missal, or incompetence, and greeted with anger
one thing, but it is easy to see the new criteria [24]. The new criteria were in these areas a major
and the new name as either causes or embodi- advance. All mention of feigning was dropped, so
ments of this difference. that the ‘positive’ demonstration could be inter-
8 R. A. A. Kanaan
preted as of FND alone. Moreover, this meant the of transcranial magnetic stimulation (TMS) or
inconsistencies could be shown to the patient, physiotherapy most keenly may be the psychia-
removing any deception on the neurologists’ trists and psychologists who thought that ‘con-
part, and, in an inspired maneuver, turning these version disorder’ was fundamentally more valid,
‘tricks’ into ways of creating patient insight and for all its flaws. Interviews with psychiatrists who
support for the diagnosis [41]. Without the need specialize in the disorder suggests considerable
to discuss some psychogenic aetiology, neurolo- discomfort with the new approach – that they cer-
gists could stay within a zone more comfortable tainly do not all think it is valid [47]. A survey of
for them and the patient, so that their encounters psychiatrists in the UK and Australia confirmed
need no longer be hostile [42]. this, with respondents overwhelmingly reporting
they think conversion disorder is psychogenic,
and that a psychiatric formulation is not merely
So, Are the Problems All Over Now? helpful for management, but essential to the diag-
nosis [48].
The above-discussed developments represent Thirdly, the new criteria will not diagnose the
critical, and very welcome, changes. They have same patients as before. Any change in the sense
already transformed the disorder and have the of the criteria will inevitably affect their refer-
potential to solve most of the problems that con- ence – the patients whom they do or do not fit.
version disorder faced. But it would be naïve to One obvious change from an aetiological crite-
think this most intractable of medical conun- rion to a symptomatic criterion is that a larger
drums ‘finally sorted’, and these changes may yet number of seemingly straightforwardly neuro-
lead to new problems. logical patients will now be included if they have
Firstly, the thrust of the changes can be seen as any symptoms that are functional. Previously, the
rendering the disorder more neurological. The patient with a stroke who also developed a func-
‘psychogenic’ criterion is no longer essential; the tional weakness need not have been diagnosed
diagnosis can now be made by neurologists with conversion disorder if the psychiatrist did
alone; the diagnosis appears in the neurological not formulate them as such: now, a ‘positive sign’
section of ICD-11 as well [43]. The name FND, should be enough to make the diagnosis, as long
as we noted before, now appears to state that it is as it is enough to cause distress. This view, of the
so. That initial alarm about the name has qui- symptom as sufficient, is not new [17], and not
etened. A steady stream of neuroimaging studies, wrong, but it clearly broadens the number of
while not, as a class, telling us anything we did potential FND patients enormously. Conversely,
not already know [44], make a neurological view the diagnosis was ‘positive’ before, in theory, in
of the disorder seem more comfortable, and more terms of a ‘positive psychiatric formulation’, and
natural. This is no bad thing, inherently. The divi- removing this will exclude others. There will be
sion of disorders into psychiatric and neurologi- patients who do have a positive psychiatric for-
cal has always been somewhat arbitrary, and mulation but in whom no ‘positive signs’ are
many have suggested the two should be consid- found, so would no longer be diagnosed with
ered one. But it does encourage the view that the FND. Just how many of these there may be is not
psychiatric aspects are secondary, and can per- clear, as large-scale studies have not been con-
haps be ignored in management. We are currently ducted outside of specialist centres, but it could
riding a wave of optimism that a neurological be a lot. One recent study, for example, suggested
model will prevail [45], and that physical treat- that most paediatric patients diagnosed with FND
ments may be enough, at least for most patients did not meet that criterion [49]. Some of the ‘pos-
[46]. They may not, and the effect of that failure itive signs’ are of doubtful discriminatory value
on ‘FND’ as a concept is hard to predict. [50], and certainty is typically rationed in neuro-
Secondly, not everyone will be happy. Among logical diagnoses: insisting on certainty, or on
those who will be looking to the results of trials only the most valid signs, would doubtless lead to
1 A Historical Perspective on Functional Neurological Disorder 9
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1 A Historical Perspective on Functional Neurological Disorder 11
Mark Hallett
precipitate or perpetuate the FMD. Predisposing the reticulospinal tract. The rubrospinal tract,
factors, such as early life stress, can influence the present in monkeys, has disappeared in humans.
developing central nervous system and render a The reticulospinal tract is primitive and generally
person less resilient to stress later-on in life [4]. just deals with automatic and reflex movements.
It also receives input from the cortex. The cortex
is the main controller of voluntary movement. A
Normal Function small stroke involving just the corticospinal tract
will produce a severe hemiplegia.
In order to understand the pathophysiology, it is The motor part of the corticospinal tract origi-
necessary to understand the normal processes for nates in the primary motor cortex (M1, area 4)
making movement [5] (Fig. 2.1). Movement is with contributions from the premotor cortex
generated by muscles, and the muscles are under (PMC, lateral area 6) and the supplementary
control of the spinal cord (or for the cranial mus- motor area (SMA, medial area 6). Contributions
cles, the brainstem). The spinal cord receives to the corticospinal tract from the post-central
controlling signals in the corticospinal tract and cortex go mostly to the dorsal horn of the spinal
Cerebellum
Medulla oblongata
Fig. 2.1 Illustration of the parts and pathways of the brain that generate the movement command (see text for details).
(Redrawn with modifications from Tortora and Derrickson [6])
2 Free Will, Emotions and Agency: Pathophysiology of Functional Movement Disorder 15
cord and gate sensory information rather than anterior midline structures, the anterior/middle
adding to the motor command. What controls the cingulate, pre-SMA, SMA and then to PMC and
motor cortex, controls movement. Such influ- M1.
ences come from subcortical and cortical If you are hungry and felt rewarded recently in
connections. this situation when eating a chocolate bar, you
The two major subcortical networks involve might go toward the kitchen to find some choco-
the basal ganglia and the cerebellum. Both get late. This is top down control [7]. Seeing the
important input from the cortex and then have chocolate bar then triggers picking it up and eat-
their principal output back to the cortex via the ing it. If the chocolate bar is moldy, then this
thalamus. The loop involving the basal ganglia would discourage eating it. This is bottom up
appears to help the cortex in controlling when control. The details of skilled movements like
and what will be moved, including both whole picking up the chocolate bar are stored in parietal-
motor programs and the individual muscles that motor pathways, perhaps because they are
contribute to the motor programs. Abnormal learned with trial and error feedback from the
function of the basal ganglia can lead to symp- periphery [8].
toms such as bradykinesia and dyskinesias. The The brain events associated with an internally
loop involving the cerebellum appears to help the triggered, top down movement, activation of the
cortex in the precise control of the spatial- SMA and PMC, can be identified in the EEG as
temporal features of movement, and the principal the Bereitschaftspotential (BP), also known, in
result of abnormality is ataxia. There are impor- the English translation, as the readiness potential
tant connections between these loops and the (RP) [9]. This is a slowly rising negative potential
functions may not be as distinct as was once over the anterior midline of the brain. It can be
thought. Also, relevant for aspects covered below, identified in the 1 to 2 seconds prior to the onset
both the basal ganglia and cerebellum are of movement.
involved in non-motor cognitive and affective Some brain events have correlates in con-
processes. sciousness. We do not understand how the con-
The entire cortex provides direct or indirect tents of consciousness arise, but we are all aware
input to the motor areas. Thus, the motor output of them. Each content element is a quale. Goals
at any one time reflects a complex calculation of of behavior are appreciated as intentions, and the
an enormous number of competing influences. final command signal for making a movement is
M1 receives strong input from PMC and SMA, appreciated as willing. The quale of willing often
and the latter two structures appear to synthesize has the sense that the action has been freely cho-
much of this information for M1 as well as con- sen by the person. This is the sense of free will
tribute to the corticospinal tract. As a generality, [10]. When the brain generates goals and motor
the posterior part of the brain provides informa- commands, there are feedforward signals to the
tion about the external world while the anterior inferior parietal lobule and temporoparietal junc-
part of the brain provides information about the tion (TPJ) in the posterior part of the brain. If
internal world, the body and its regulation. The these same regions get sensory input in accord
posterior part of the brain does receive all the with what was willed, this can be an indication
sensory input, visual, somatosensory and audi- that the brain caused that movement. This will be
tory. Information is then routed from there to pre- appreciated as the quale of agency, the person is
frontal and premotor areas where it can influence the agent of the movement, and this is another
motor actions. The anterior part of the brain aspect of the sense of free will. In one study of
receives information about body function, agency, the amount of control of a representation
homeostasis, emotions, and drives such as hun- of a hand on a computer screen by the subject’s
ger, thirst, sex, reward, and therefore is likely to hand was systematically varied. The right TPJ is
develop long and short-term goals. Information an important node in the multimodal integration
from the anterior part of the brain funnels to the network that identifies the match of command
16 M. Hallett
and result [11]. When there is a match, all is well, down” goal-oriented attention. The ventral atten-
and the TPJ is relatively quiet; it becomes more tion network is right lateralized and includes the
active with mismatch. Other relevant areas in the TPJ and the ventral frontal cortex and is thought
network concerned with bodily awareness are the to be involved, bottom-up, with orienting to
right anterior insula, right precuneus, and several salient stimuli. In relation to salience, there is a
regions in the frontal lobe [12]. separate, but related [14], salience network
The brain can focus on only one (or perhaps a including the anterior insula and dorsal anterior
few) thing at a time. This includes the qualia. The cingulate as well as some subcortical structures
focusing mechanism is called attention, and this including the amygdala, substantia nigra and
is a distributed system in the brain with at least periaqueductal gray. For an illustration of these
two networks that have been defined, dorsal and and other brain circuits implicated in the patho-
ventral [13]. The dorsal attention network is physiology of FMD, see Fig. 2.2.
bilateral including the intraparietal sulcus and the There is another important aspect to brain
junction of the precentral and superior frontal function that appears relevant. The brain creates
sulcus (in the region of the frontal eye fields) and reality for each person on an individual basis,
is said to be involved with voluntary or “top- framed as its predictive capabilities. Perception
Fig. 2.2 Display of brain circuits (and related constructs) Similarly, the amygdala is part of both the salience and
that are emerging as important in the pathophysiology of limbic networks. Prefrontal brain regions are intercon-
functional neurological disorder (FND). As depicted, nected with striatal-thalamic areas (not shown), and these
FND is a multi-network disorder involving abnormalities pathways should also be factored into the neural circuitry
within and across brain circuits implicated in self-agency, of FND. TPJ indicates temporoparietal junction, FEF
emotion processing, attention, homeostatic balance, frontal eye fields, dlPFC dorsolateral prefrontal cortex,
interoception, multimodal integration, and cognitive/ pgACC perigenual anterior cingulate cortex, sgACC sub-
motor control among other functions. Circuits are genual anterior cingulate cortex, OFC orbitofrontal cor-
described by their related dysfunction in the pathophysiol- tex, SMA supplementary motor area, AMY amygdala,
ogy of FND. It should also be noted that several areas cut HYP hypothalamus, PAG periaqueductal gray. (From:
across multiple networks; for example, the dorsal anterior Drane DL, Fani N, Hallett M, Khalsa SS, Perez DL,
insula is most strongly interconnected with the dorsal Roberts NA, A framework for understanding the patho-
anterior cingulate cortex (dACC), while the posterior physiology of functional neurological disorder [15], pub-
insula receives afferent projections from the lamina I spi- lished with permission)
nothalamocortical pathway and somatosensory cortices.
2 Free Will, Emotions and Agency: Pathophysiology of Functional Movement Disorder 17
of external and internal stimuli depend not only Hoover sign will show normal strength when the
on the stimulus but on a person’s current belief muscle is acting as an automatic synergist. All
(expectations). Beliefs can be, but are not neces- these clinical features indicate that the motor
sarily, updated by the stimuli. Someone nervous command (M1) and its most proximal control
about catching a cold, when feeling hot may (SMA and PMC) are largely working normally.
believe they have a fever, but might change their
belief when they find out that the room they are in
has a high temperature. This can be called predic- Cortical Motor Areas
tive coding [16]; there is an a priori probability
of how to interpret a stimulus, but after the stimu- In patients with functional weakness, transcranial
lus, the probabilities might be modified. A hypo- magnetic stimulation (TMS) of M1 will produce
thetical extension of this is called active inference a normal response in the somatotopic muscle, a
where a movement can be generated by the brain motor evoked potential (MEP) with normal
in order to modify the environment to generate latency and amplitude [22]. This further confirms
sensory data that would be in accord with an a the integrity of the pathway from M1 to the mus-
priori belief [17]. How predictive coding is cle as anticipated from the clinical observations.
instantiated in the brain is not well established However, modulation of the MEP is abnormal.
but appears to include broadly distributed brain Normally, if a person thinks about moving a mus-
areas, including frontal areas and multimodal cle (without moving it), the MEP gets larger. In
integration brain areas (TPJ, dorsal anterior cin- patients with functional weakness, the MEP gets
gulate cortex, anterior insula) [18, 19]. Shifting smaller [23, 24]. Thinking about a movement
of a belief utilizes dopaminergic mechanisms should increase M1 activity, but in patients the
[19] and may involve the anterior insula [20]. activity decreases. A similar phenomenon can be
A summary of normal motor function as seen with fMRI; trying to make a movement pro-
described in this section is illustrated in a block duced a deactivation of the motor cortex [25].
diagram in Fig. 2.3. Thus, there is some top down process that is
inhibiting M1. There have been other functional
imaging studies in patients attempting to make
Pathophysiology of FMD movements that have not occurred. In these stud-
ies, dysfunctional activation is seen in the frontal
The involuntary movements in patients with lobes [26], and the frontal areas are particularly
FMD look like voluntary movements but lack the strongly connected to the “paretic” motor cortex
sense of willing and self-agency [21]. For exam- [27].
ple, they never have the quick, simple appearance The physiology of motor preparation in
of cortical myoclonus or a tremor faster than patients with functional weakness has been stud-
10 Hz. A tremor in one arm will either entrain or ied with the contingent negative variation (CNV),
stop with rhythmic tapping of the other arm as a widespread cortical negativity measured with
would happen with voluntary production of alter- EEG in between a warning stimulus (S1) and the
nating movements [21]. The EMG of the muscle go stimulus (S2). Patients with unilateral func-
activity looks like that of voluntary movement. tional weakness were compared to normal sub-
Stimulus sensitive functional myoclonus is at the jects performing normally and normal subjects
latency, and has the variability, of a voluntary feigning weakness [28]. A low amplitude CNV
reaction time movement. With functional weak- was found only for the symptomatic hand of the
ness, improved strength can be demonstrated by FMD patients. The CNV was analyzed in patients
changing the task and shifting the focus of atten- with hyperkinetic FMD and the CNV was also
tion. A patient who does not have any plantar low in that situation, even if the movement did
flexion force might be able to walk on his toes. not affect the limb being studied [29].
Additionally, exam findings such as a positive Interestingly, the CNV normalized in those
18 M. Hallett
Prediction Error
Belief
Predictive Coding
Intention
Emotion
Homeostasis
Interoception Movement
Planning
Movement
Generation
Feedforward
Signals
Multimodal
MOVEMENT Integration
Feedback
patients who improved with treatment. Although In patients with functional myoclonus, a
the interpretation of this finding is not completely hyperkinetic movement, analysis of the EEG just
clear, it could be indicative of suppressed motor prior to the movement shows a potential that
preparation in frontal midline structures such as looks like a normal BP, in timing, morphology,
the cingulate area, pre-SMA, and SMA. and amplitude [30]. This indicates that the final
2 Free Will, Emotions and Agency: Pathophysiology of Functional Movement Disorder 19
common pathway to the motor command is simi- important finding, but paradoxical since it might
lar to that of voluntary movement. Thus, not only be expected that involuntary tremor might be
M1, but SMA and PMC are functioning nor- more of a mismatch. Additionally, there were
mally, pushing the origin of the disorder even fur- some areas in the frontal lobe that were more
ther up in the hierarchy of motor control. active with the involuntary tremor. Another group
Paradoxically, the BP was absent in 59% of the of patients were studied with resting state fMRI
FMD patients for their normal voluntary move- (Fig. 2.4) [32]. Using the right TPJ as a region of
ments. A possible explanation for this is dis- interest, it was found to have decreased func-
cussed below. tional connectivity to the right sensorimotor cor-
tex, cerebellar vermis, bilateral SMA, and right
insula. The connection to the sensorimotor cortex
Loss of Self-Agency and SMA might be part of the feedforward path-
way. The connection to the insula might be part
In FMDs, the patient feels that the abnormal of the ventral attention/salience networks. In a
excessive movement (or limb weakness) is invol- study of normal movements in patients with
untary – that is, there is no perceived self-agency. FMD in the same paradigm described above
For other types of involuntary movements seen in where the amount of control of a representation
movement disorder patients, the motor command of a hand on a computer screen by the subject’s
is not produced in a normal fashion. In hemibal- hand was systematically varied, all the appropri-
lismus or Huntington chorea, the movements are ate areas were activated but the modulation by
thought to arise in the basal ganglia (although the percent control was poor [33]. Like the rest-
definitive proof is lacking). In cortical myoclo- ing state fMRI study, this result shows abnormal
nus, an epileptic-like event occurs in the motor network function even in the absence of abnor-
cortex causing a quick movement but apparently mal movements.
not generating a normal feedforward signal
despite the origin in M1. It is also the case that in
most FMD patients, sensation is normal, so there Loss of Willing
is no abnormality of the pathway from the periph-
ery to the primary sensory cortices. Therefore, An involuntary movement is characterized by a
there are two main possibilities; there is either an loss of intention or willing as well as a loss of
abnormal feedforward signal considering that it agency. Indeed, if there is no willing, there can-
does not arise solely in M1 or there is an abnor- not be any agency. No willing means no feedfor-
mality in the agency network. ward signaling. However, we already know in
As noted earlier, a particularly important node FMD, that the processes of motor cortex activa-
in the agency network is the right TPJ. The first tion in the involuntary movements are normal.
indication that this was an area of abnormal activ- Hence, there appears to be aberrant willing
ity in FMD was in a study of functional tremor. A whereby movement occurs normally, but the
group of patients were identified that could trig- feedforward signal is abnormal. This is compati-
ger their involuntary movement by moving their ble with evidence about the TPJ just discussed,
arm into a certain position, and they were also input from the sensorimotor area and SMA are
able to voluntarily mimic their involuntary tremor deficient.
[31]. The movements looked the same to external Further evidence for a failure of feedforward
observers, but they had a clear sense of when it signaling comes from studies of sensory gating.
was voluntary and when involuntary. These Sensory gating is the reduction of sensation and
patients were studied in the two conditions with somatosensory evoked potentials (SEPs) from a
fMRI, and the biggest difference in the two con- limb at the onset of, and during, self-generated
ditions was in the right TPJ. The TPJ was less movement. Studied in a mix of FMD patients,
active with the involuntary tremor, clearly an sensory gating was decreased in the patients [34,
20 M. Hallett
z = 62 z = 55
z = 52
z = 19 z = -15
Fig. 2.4 Decreased functional connectivity (FC) between bilateral supplementary motor area (SMA) (circled), (b)
the right temporoparietal junction (rTPJ) and bilateral right precentral gyrus (circled), (c) right postcentral gyrus
sensorimotor regions in patients with functional move- (circled), (d) right insula (circled), and (e) cerebellar ver-
ment disorders (FMD). Maps demonstrate group differ- mis (circled). The threshold for display was set at p < 0.02;
ences in rTPJ resting-state FC between patients with FMD cluster size .28 voxels. (Republished with permission
and healthy controls. Images show decreased FC in from Maurer et al. [32])
patients with FMD between the rTPJ (seed) and the (a)
35]. In one study of force matching, patients did command to the sensory system, thus dampening
not overestimate the force required as the normal the sensory feedback from the movement. A pos-
controls did, indicating that they did not have sible function of gating is to reduce sensory input
normal gating [35]. In the other study of SEPs, from expected sensory events. There are two
the N20 and N30 potentials were not suppressed important implications. First, this is evidence for
as they should have been [34]. Gating must be abnormal feedforward signaling. Second, a loss
due to feedforward signaling from the motor of the gating function would mean that the move-
2 Free Will, Emotions and Agency: Pathophysiology of Functional Movement Disorder 21
ment related to the sensation would be more tem. Incidentally, it can be noted that increased
likely to be interpreted as externally generated emotional activity can affect other movement
rather than internally generated; this would foster disorders also; for example, increasing tremor in
a loss of the sense of agency. patients with Parkinson disease.
Thus, one of the main problems in FMD may In another study, patients with FMD per-
be in the premotor structures where intentions formed either an internally or externally gener-
develop. As noted earlier, there are many excit- ated 2-button action selection task in a functional
atory and inhibitory inputs to these structures, MRI study [41]. During both types of movement,
and in the next sections some of these will be patients relative to normal volunteers had higher
explored. Abnormalities of one or more of these right amygdala, left anterior insula, and bilateral
inputs could be fundamental to FMD. posterior cingulate activity and lower left SMA
activity. During internally versus externally gen-
erated action in patients, the left SMA had lower
Emotion Processing functional connectivity with bilateral dorsolateral
prefrontal cortices.
The limbic network of the brain centers on the A quantitative structural MRI study using
amygdala and its connections, particularly to the voxel-based morphometry in patients with FMD
orbitofrontal cortex, ventromedial prefrontal cor- compared with healthy controls exhibited
tex and hypothalamus (see Fig. 2.2). Additionally, increased volume of the left amygdala, left stria-
the salience network described above is also tum, left cerebellum, left fusiform gyrus, and
implicated in emotion processing. As noted ear- bilateral thalamus, and decreased volume of the
lier, emotion processing is one of the major fac- left sensorimotor cortex – abnormalities of the
tors influencing movement choice and often limbic and motor systems [42]. More work is
thought to be important in FMD [36]. Limbic needed to understand the role of laterality in
structures, such as the amygdala, can be influ- limbic-related brain areas across the structural
enced by genetic factors and/or early life stress, and functional neuroimaging literature.
important factors in the biopsychosocial model One influence of the amygdala is on the startle
of FMD. In an fMRI study of faces showing dif- reflex. Patients with FMD show an increased
ferent affects, patients with FMD showed startle response to positive affective pictures as
increased activation of the right amygdala [37]. well as negative ones, indicating abnormal regu-
There was a pattern consistent with impaired lation of the startle response [43]. Even the sim-
amygdala habituation even when controlling for ple startle reflex is increased [44].
depressive and anxiety symptoms. Using psycho- The data are clear that there is limbic system
physiological interaction analysis, patients with hyperactivity and increased influence on the
FMD had greater functional connectivity between motor system. In resting state fMRI study using
the right amygdala and the right SMA, and graph theory-based analyses [45], increased
Granger Causality Modeling showed a direc- functional connectivity in FMD patients was
tional influence from the right amygdala to the found involving motor regions to the bilateral
right SMA. Overactivity of the amygdala was posterior insula, TPJ, middle cingulate cortex and
confirmed in other studies [38, 39], and increased putamen. From the right laterobasal amygdala,
activity in the SMA was also seen in one of these the patients showed enhanced connectivity to the
studies [38]. In another study of emotional face left anterior insula, periaqueductal grey and
processing in a group of patients with functional hypothalamus among other areas. Symptom
tremor, overactivity was seen in the cingulate/ severity correlated with increased information
paracingulate region, and not in the amygdala flow from the left anterior insula to the right ante-
[40], but this region is also part of the limbic sys- rior insula and TPJ.
22 M. Hallett
While there is strong evidence for hyperactiv- Interoceptive deficits based on use of a heartbeat
ity of the limbic and salience networks, it is curi- detection task have been described in individuals
ous that many patients with FMD have with FMD [48]. The likely locus of abnormality
alexithymia, a psychopathological trait charac- is the insula, which is well known to process such
terized by the inability to identify and describe information, particularly in its posterior seg-
emotions experienced by one’s self or others. ments. Deficits in interoception could also be
Thus, this hyperactivity, which might be trans- considered as a problem with bodily-related
lated as representing the increased influence of attention.
emotion on action, is not recognized in con-
sciousness. This might be due to a lack of
attention to this function of the brain. There are Belief and Predictive Coding
problems with attention, which will be consid-
ered next. Other patients conversely do recognize One of the hypotheses about the genesis of FMD
that heightened arousal and negative affective is abnormal belief and predictive coding deficits
states amplify symptoms such as functional [49]. In simple terms, let’s say that a man has the
tremor, which suggests an alternative framing for belief that he is sick and that despite feedback
how to contextualize amygdala, cingulo-insular, that all is well, the belief does not change. The
and periaqueductal gray hyperactivations. prior does not update. From a clinical point of
view, this often seems the case. A patient may
feel that there is some structural brain disorder,
Attention such as a brain tumor, and refuses to drop that
belief even after normal studies and a doctor’s
From clinical assessment alone it is clear that reassurance. The patient goes on to find another
there is an important problem with attention [46]. doctor. While normal movement should update
Maintenance of functional movements or paresis the prior, abnormal movement verifies the prior
might well depend on attending to the malfunc- and helps maintain it. It becomes circular. The
tioning body part. If the patient’s attention is dis- patient believes he/she has a tremor disorder and
tracted away from the abnormal movement by, the fact that he/she has tremor confirms that
for example, by asking a patient to do a task with belief. To go one step further, if active inference
a different body part, the abnormality might dis- is an actual function, then the belief itself might
appear. A tremor in the left arm might stop when generate the tremor in order to maintain the
a patient is asked to do a task with the right arm belief. If this is occurring, the process cannot be
or solve a mathematical problem. Abnormalities conscious since the movement is felt to be invol-
in sustained and selection attention have charac- untary. If this process creates involuntary move-
terized patients with functional neurological dis- ments, while the person is also able to generate
orders, best identified in functional seizures [47]. voluntary movements, the involuntary process
would seem dissociated from the brain mecha-
nisms that are functioning normally. Indeed, for
Interoception many patients there is a sense that the FMD is
dissociated from their normal selves. There are
Interoception is the ability to appreciate the inter- two modes of operation, normal and abnormal.
nal state of body functioning. This would include Perhaps this is most apparent with paroxysmal
aspects such as hunger, thirst, or beating of the involuntary movements, such as functional sei-
heart. Interoception and emotional awareness zures, which are often called dissociative seizures
may also be partially inter-related constructs. for this reason. Additionally, the brain must focus
2 Free Will, Emotions and Agency: Pathophysiology of Functional Movement Disorder 23
attention on this belief. If attention is diverted to attention to the belief helps maintain it. The new
normal function, the abnormal function disap- predictive coding from the abnormal belief
pears. The excessive attention to the abnormal hijacks the normal motor apparatus. Movements
belief deprives other brain function of attention, (or paresis) may be generated either from the lim-
possibly including emotion and interoception. bic system or an active inference process stem-
How does an abnormal belief develop? If ming from the belief. This abnormal generation
there is a temporary abnormal condition of the does not create a quale of willing or a proper
body, for example, a heightened emotion, the feedforward signal to the multimodal network of
predictions about what the body should be like the TPJ, and no quale of agency develops either.
are incorrect. A prediction error is then fed back The original normal motor system either exists in
and the underlying probability for a new predic- parallel with the new abnormal network or tog-
tion is altered. A new model of the body might gles back and forth with it. The two systems can
then develop after several iterations. give rise to the sense of dissociation. Attention is
The last paragraphs contain many hypotheti- reduced to other brain functions such as intero-
cals, but as a model has some explanatory power ception and emotion awareness. Additionally, it
for some paradoxical phenomena discussed here is possible that across FMD patient populations,
previously. In patients with functional myoclo- distinct aspects of the neurobiology may play
nus, there is a BP before the involuntary move- more prominent roles in one patient sub-group
ments, but often not before normal voluntary over another. In the end, it is no longer only a
movements [30]. The involuntary movement gen- belief, the patient is truly sick.
erates movements via the usual pathway includ-
ing the SMA, while the voluntary movement
does not have such access. That might explain Implications for Treatment
also why patients with FMD do not improve
reaction time in response to a cue that has high If these hypotheses are correct, or even partially
validity for predicting the required movement correct, the only way of curing the patient at a
[50], and why there is not the normal beta desyn- fundamental level is to dampen down the limbic
chronization prior to movement [51]. system and adjust its functioning to be more
Additionally, it could explain why TPJ activation homeostatic. This may not be easy since its
is less for involuntary tremor than for voluntary development may have been disrupted by factors
tremor [31]; the involuntary tremor creates less such as early life stress that has left it less resil-
mismatch rather than more. ient [52, 53]. A fundamental change is not likely
to happen quickly and may require a multi-
pronged approach. Better understanding about
Synthesis of the Pathophysiology the cellular and molecular neurobiology, and
their detailed connections, will be helpful in the
Certainly, there is more to learn, but a picture is development of individually targeted approaches
emerging (Fig. 2.5). The fundamental building to treatment of FMD.
blocks of normal movement are established, and A second approach which might help reverse
that provides a basis for understanding the patho- the disorder, but will likely still leave the patient
physiology of FMD. An overactive limbic system vulnerable, would be to correct the illness belief
disrupts brain function including a heightened and its top down influence on the motor system.
influence on the motor system. Prediction errors Develop methods to encourage the brain to
arise and gradually develop a belief that the per- function more in its normal mode. Deprive the
son is sick due to abnormal movements. Excessive “sick mode” of attention and possibly even shift
24 M. Hallett
Fig. 2.5 Pathophys
iology model of
functional movement Attention
disorders. The normal
mechanism for making
movements is pushed
aside in favor of an
abnormal mechanism
(indicated with bolder Prediction Error
text and lines). Attention
is co-opted for the
abnormal mechanism. lllness Belief
See text for additional Belief Predictive Coding
details
Active
Inference
Intention
Emotion
Homeostasis
Interoception Movement
Planning
Slow path
Movement
Generation
Feedforward
Signals
Normal
movement Involuntary
movement
Multimodal
MOVEMENT
Integration
Feedback
it back to the normal mode by utilizing predic- appropriate fashion could support shifting. To a
tion error. There is some evidence, quoted certain extent, that is what psychologically sup-
above, that shifting of predictive coding is sup- ported physical therapy can provide by encour-
ported by dopaminergic mechanisms. Thus, aging patients to understand that they can
using reward or even dopamine itself in an function normally.
2 Free Will, Emotions and Agency: Pathophysiology of Functional Movement Disorder 25
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The Biopsychosocial Formulation
for Functional Movement Disorder
3
Lindsey MacGillivray and Sarah C. Lidstone
balances her paid work with volunteering roles any history of emotional, sexual or physical
that she has accumulated over the years— for abuse. Of note, she has been chronically high
instance, the local parent teacher association achieving. She was an academic gold medalist in
and community food bank. At home, she is the high school and is a former national-level dancer.
primary caregiver for the children and takes Her friends describe her as being “the nice one
most of the responsibility for managing the who is always willing to help” and “a bit of a
household, as her husband is CEO of a sales perfectionist.” They wonder how she manages to
agency and has to travel frequently. She wishes do it all.
her husband was able to be home more often but
is proud of his success at work and reports that
they have a mutually loving and supportive rela- Introduction to the Biopsychosocial
tionship. Her medical history is significant for Model and Formulation
dysmenorrhea and migraine headaches through-
out her 20s, but she has been generally healthy In 1977, George Engel postulated a model that
since. She has no formal psychiatric history and aimed to transform the way clinicians conceptu-
denies any past or current symptoms of anxiety, alize disease [1]. By contrast to the dominant bio-
depression or trauma-related disorders. Despite medical model that suggested disease could be
this, a possible generalized anxiety disorder is fully accounted for by measurable biological
suspected given her descriptions of being variables, Engel offered us a more holistic way of
“always on the go,” “being a worrier” and hav- understanding our patients, suggesting that we
ing difficulties “turning my brain off.” On inter- instead simultaneously consider the biological,
view, she presents as animated and anxious. She psychological and social dimensions of illness
talks quickly and you have a sense of her being (including cultural and spiritual aspects where
on ‘overdrive.’ Her body appears tense, with relevant) [1]. While in some respects this biopsy-
mild psychomotor agitation. She describes a chosocial model could inadvertently reinforce a
one-year history of shaking in her right arm, false mind-body dualism by encouraging clini-
starting after a bout of flu-like symptoms. The cians to consider biological factors as discrete
shaking comes and goes but seems to be wors- from psychological and social factors, it is impor-
ening in intensity and frequency and she also tant to remember that psychological experience
notices that she is increasingly forgetful. “It has biological underpinnings and, in turn, that
feels like my brain is in a fog.” Her grandfather biological phenomena often have psychological
suffered from Parkinson’s disease and related correlates. Nonetheless, so long as we are mind-
dementia and she is worried that she, too, is ful that brain, body and mind are parts of an inte-
developing a neurodegenerative condition. She grated whole, the biopsychosocial framework
now pays much more attentive to her body so can help guide us to a holistic understanding of
that she can be on the lookout for new symptoms our patients and to better identify a range of treat-
or other worrisome signs. She continues to push ment targets.
through at work, emphasizing that her employ- To understand and treat patients with FMD,
ees rely on her. you must endeavor to learn their story, i.e. not
Mrs. V is referred to a neurologist who diag- simply the phenomenology of their symptoms,
noses her with a functional movement disorder but the context in which those symptoms
(FMD), after observing that her arm tremor was evolved, and how those symptoms affect the
both readily distractible and entrainable (posi- person before you. You should also seek to iden-
tive signs for functional tremor). The interviewer tify factors that potentially render your patient
remembers from medical school that these disor- at risk for developing FMD and to explore their
ders are likely connected to psychological strengths; awareness of these will help clini-
trauma, and as such is surprised when she denies cians to engage with patients and to assist in
3 The Biopsychosocial Formulation for Functional Movement Disorder 29
treating their symptoms. This information is your patient and is not meant to identify a singu-
often best obtained through open-ended qualita- lar etiology for FMD (there are typically numer-
tive interviews rather than exclusive reliance on ous or many relevant factors)— one size does not
clinical scales or symptom-checklists [2, 3]. fit all. And remember, a formulation is merely a
The standard way to apply the biopsychosocial hypothesis, not conclusive fact. It should not be
model is to generate a list of predisposing, pre- delivered in a top-down fashion as a certainty, but
cipitating and perpetuating factors that align rather is best developed over time in active col-
with biological, psychological and psychosocial laboration with the patient [8].
categories. Many use a three-by-three square grid
to organize this list (see Fig. 3.1). Importantly,
any given factor can apply to one of more catego- Predisposing Vulnerabilities (Risk
ries (e.g. alexithymia may be both a predisposing Factors) for FMD
vulnerability and a precipitating factor).
FMD is a complex neuropsychiatric disorder Predisposing factors confer vulnerability to later
that is best understood as arising in the context of development of FMD. They include demographic
predisposing vulnerabilities (risk factors), acute and characterological factors, comorbid medical/
precipitants and perpetuating factors. Rarely is neurological/psychiatric illnesses and influential
there one identified cause for FMD and, by con- events occurring throughout development.
trast to early psychodynamic theories of conver- Typically, these vulnerabilities are remote from
sion, we now recognize that FMD is not exclusively the onset of the FMD and while they do not nec-
a psychiatric disorder. For some patients, promi- essarily have any direct (proximal) etiological
nent psychological stressors are not readily appar- relevance, they do foster risk.
ent or are not the most relevant factors in
understanding their illness [4–6]. Accordingly, the
most recent version of the Diagnostic and Biological
Statistical Manual for Mental Disorders (DSM-5)
has removed the diagnostic requirement for a psy- Women are more frequently affected by FMD
chological stressor to precede symptom onset [7]. than men, representing an estimated 60-75% of
In general, we suggest that clinicians de-empha- the patient population [9]. This difference may
size an upfront search for a specific cause and vary by FMD phenomenology; functional myoc-
instead focus on the rationale for the FMD diagno- lonus, for instance, appears to be equally or more
sis and the evidence-based treatments that may common in men [10].
help the patient in their recovery journey. However, Comorbid neurological and psychiatric disor-
while an initial focus on “why” someone has ders may play a predisposing role; a broad range
developed FMD may be better left for exploration of pre-existing conditions have been reported in
in the context of engagement in rehabilitation and the FMD population, including but not limited to
psychological treatments, assessing the basic com- multiple sclerosis, Parkinson’s disease, history of
ponents of the biopsychosocial model to formulate head injury, epilepsy, intellectual disability, anxi-
clinical cases aids the development of a patient- ety and depression [4, 11–15]. Sensory process-
centered treatment plan. ing difficulties have been reported in some
Formulation is an active process that requires patients with FMD [16]. Commonly, patients
more than collecting discrete biopsychosocial with FMD also have a history of somatic symp-
data points. To formulate, one uses information toms of unclear etiology. These, too, are broad
gleaned from a holistic interview to generate a ranging, but often include conditions such as
tentative hypothesis about how and why a patient chronic fatigue, fibromyalgia, pelvic pain and
developed symptoms at this juncture in their irritable bowel syndrome [17–19]. Whether these
lives. A formulation should be individualized to conditions are part of a larger “functional syn-
30 L. MacGillivray and S. C. Lidstone
Fig. 3.1 Depiction of the biopsychosocial model for Also, a given factor may cut across multiple levels, such
clinical formulation of patients with functional movement as alexithymia in a given patient being both a predispos-
disorder. Note — other themes not addressed in this ing vulnerability and a perpetuating factor
model may be relevant at the individual patient level.
3 The Biopsychosocial Formulation for Functional Movement Disorder 31
drome” that exists on a continuum is the subject a history of adverse life experiences, including
of debate, but they are nonetheless important to trauma, significant interpersonal difficulties in
screen for in your intake assessment because they one’s family or social environment, or a major
may also be relevant perpetuating factors that loss [6, 29–32]. Chronic pre-existing stressors in
should be addressed in a comprehensive treat- the form of financial strain, low socioeconomic
ment plan. Notably, associated pain, fatigue and status in general and limited psychosocial sup-
psychological symptoms are reported to account ports may also predispose individuals to later
for more disability and impaired quality of life development of FMD [30, 32].
than do the motor symptoms themselves [20, 21]. Historically, functional neurological disorder
(FND) was ascribed in entirety to a psychologi-
cal stressor or emotional conflict. Psychodynamic
Psychological theory held that emotionally-laden stress was
subconsciously repressed and “converted” to
Categorical psychiatric disorders (e.g. general- physical form [33] and previous versions of the
ized anxiety, panic, major depression, post- DSM included a preceding psychological
traumatic stress and personality pathology) have stressor as necessary for the diagnosis of conver-
both biological and psychological substrates and sion disorder [34]. This requirement has been
are present in some individuals that develop removed from DSM-5 given that a substantial
FMD [2, 5, 13]. Health anxiety and a pattern of proportion of patients with FND do not report
somatic vigilance are sometimes prominent [22]. having experienced traumatic events in their his-
More frequently, individuals with FMD have tory [5]. We caution clinicians against making
relational frameworks, personality traits and pat- any direct supposition to patients that their
terns of behavior that, while not necessarily symptoms are “caused” by trauma or stress,
pathological, may render them vulnerable to especially if they themselves deny any such his-
FMD. These dimensional considerations include tory. When present, however, trauma and other
factors such as alexithymia (difficulty identify- psychological factors often play important pre-
ing and labeling emotions), insecure attachment disposing and perpetuating roles in FMD and
patterns and chronic challenges with affect regu- correlate with symptom severity [5]. This is also
lation, neuroticism and/or obsessionality [23– a good example of the inter-relatedness of vari-
25]. There is no singular personality style ous components of the biopsychsocial model;
associated with FMD, but traits we see in some childhood maltreatment has been linked to plas-
patients include excessive responsibility taking, tic changes in the brain that may help explain
chronic high achievement and perfectionism, links between life events and the later develop-
tendencies to put the needs of others before one- ment of FMD [35, 36].
self, and conflict avoidance [26–28]. Some indi-
viduals have a propensity to distance from
emotion, to dissociate in the context of stress or Acute Precipitants for FMD
to adopt a highly active “always on the go” life-
style that might serve to distract from underlying Acute precipitants are proximal factors that tem-
feelings—a manic defense, of sorts [23]. porally associate with onset of FMD. They may
or may not be identifiable. Like predisposing fac-
tors, precipitants are not “causes” of FMD. They
Social should instead be considered as triggers or
“tipping-point” variables. It is likely that precipi-
The most frequently reported predisposing fac- tants set in motion FMD symptom onset only in
tors are psychosocial in nature. Among these are the setting of predisposing vulnerabilities.
32 L. MacGillivray and S. C. Lidstone
Psychological Biological
Psychological precipitants might include panic As mentioned previously, chronic pain and
attacks or acute dissociative events; these are likely chronic fatigue often precede evolution of
to be experienced as frightening and often lead to FMD. Persistence of pain and fatigue, especially
a pattern of somatic vigilance and avoidance [22, that of a debilitating nature often limits participa-
41, 44]. A major loss, perceived failure or interper- tion in motor retraining or psychotherapy treat-
sonal rejection might trigger insecure attachment ment programs [15, 20, 46]. Comorbid medical
patterns and activate early life maladaptive sche- conditions or deconditioning stemming from pro-
mas and automatic negative cognitions [6, 32]. longed motor disuse/reliance on gait aids might
Unprocessed guilt and anger might also play a pre- pose similar barriers [47].
cipitating role. The psychological ramifications of High baseline sympathetic arousal, whether
mild head injuries, e.g. heightened anxiety, adjust- stemming from untreated anxiety, sequalae of
ing to the impact of cognitive dysfunction and post-traumatic stress disorder, persistent pain or
uncertainty regarding recovery, may lay ground- genetic predisposition often contributes to motor
work for an evolving FMD syndrome [45]. hyperactivity, bodily tension and direct perpetua-
tion of functional neurological symptoms [22,
48, 49]. The role of motor learning is also impor-
Social tant: our motor systems can learn and maintain
complex and dysfunctional ways of operating
Many individuals with FMD have faced and (e.g. maintenance of functional tremor), just as
struggled to cope with recent upheavals in their they can learn to execute “normal” motor pro-
relationships, health or employment [6, 14, 30]. grams (e.g. riding a bike). For patients with FMD
These could include events such as bereavement who have developed these abnormal motor hab-
or other losses, divorce, infidelity or losing one’s its, motor-retraining physiotherapy is often a
job. Again, the connection between life events helpful treatment option, provided pain and
and FMD is not straightforward: anxiety, altered fatigue do not impede participation [50].
3 The Biopsychosocial Formulation for Functional Movement Disorder 33
Psychological Social
Patients with FMD often endure a convoluted and Perpetuating psychosocial factors are wide rang-
difficult journey through the healthcare system. ing and can include family dysfunction, interper-
The average time to an accurate diagnosis is typi- sonal or work-related stressors, or pending
cally prolonged and the patient experience with litigation [46]. If, for example, much of the clini-
clinicians is often one of invalidation and incom- cal encounter is spent discussing and completing
plete explanation of their symptoms [51]. This disability related paperwork, less attention is
trying experience, coupled with the stigma associ- being given to catalyzing treatment engagement
ated with the generally unhelpful explanation of and clinical improvement. Unconscious second-
physical symptoms as entirely attributable to psy- ary gains in the form of newly met emotional
chological factors, serves to further entrench mal- needs may also be relevant [32]. Poor communi-
adaptive illness beliefs and creates barriers for cation amongst health care providers can be prob-
diagnostic agreement and subsequent treatment. lematic— even if an individual initially has
Expectations of symptom progression and diagnostic agreement, if other clinicians postulate
irreversibility, or lack of agreement with the diag- alternative diagnoses or order unnecessary inves-
nosis altogether are also likely to perpetuate tigations at the patient’s behest, this may compro-
functional movement symptoms [52]. Ongoing mise recovery. This is not to say that additional
anxiety, self-consciousness about symptoms and diagnoses cannot arise, or that new investigations
fears of secondary injuries or falls tend to foster a are never merited, but it is important that clini-
pattern of behavioral avoidance and disengage- cians are operating from an open and collabora-
ment, which are themselves likely to activate tive model that promotes cohesive care.
more anticipatory anxiety, symptom exacerba-
tions and subsequent avoidance, in a vicious-
cycle fashion [53]. Because symptoms are often I ntegration: Creating a Cohesive
unusual and debilitating, they typically have a Biopsychosocial Formulation
high threat value. Many patients are anxious
about the meaning of symptoms and start to As noted earlier in this chapter, a formulation is
hyper-attend to their bodily sensations so that more than a list of potentially relevant factors. It is a
they can gauge whether action is needed. If clini- hypothesis that postulates how and why your patient
cians are themselves uncertain of the symptom developed a given illness. The formulation can help
etiology, the patient’s state of hypervigilance and guide the development of a patient-centered treat-
functional neurological symptoms often exacer- ment plan, but remember that it is a “work in pro-
bate, again in a vicious-cycle pattern. cess” effort. It is important for the patient to become
Locus of control is another important psycho- aware of their own formulation during their partici-
logical factor to consider. Individuals with an pation in treatment rather than having a detailed for-
internal locus of control have a greater sense of mulation presented to them after only an initial visit.
self-efficacy and ability to change their circum- Such attempts to share an overly detailed formula-
stances; those with an external locus of control are tion with a patient can “fall flat” in large part because
more inclined to formulate that external factors the clinician has not had the sufficient time to
beyond their control play important roles in deter- understand the many nuances regarding the factors
mining outcome [54, 55]. This is relevant given that are at play for a given patient.
that while patients with FMD are not in any way For patients who suffer from FMD, we aim to
“doing this to themselves”, they play an active generate an individualized and holistic under-
role in their own recovery in the context of reha- standing of the context in which the movement
bilitative and psychological guidance from the disorder developed, potential etiological contri-
treatment team. This is in contrast to medications butions and identifiable treatment targets. As
where the “agent of change” is a clear external examples, let us return to our opening case
factor. vignettes for consideration.
34 L. MacGillivray and S. C. Lidstone
Predisposing Vulnerabilities
Physical trauma by father Perpetuating Factors
Pain, bodily
Insecure attachment: difficulties Precipitants tension, fatigue
with trust, emotional
Motor vehicle accient
vulnerability and establishing
close relationships Avoidance
Frightening event, but FMD of activity
he is unlikely to openly
Often stays emotionally distant Anxiety & self-
share feelings
from others consciousness
? Autonomic arousal /
hypervigilance Accident worsens ↑ symptoms
autonomic arousal,
Irritable bowel syndrome ↑ attention to body
hypervigilance to threat
Fig. 3.2 Example of biopsychosocial formulation for Mr. S. FMD indicates functional movement disorder
3 The Biopsychosocial Formulation for Functional Movement Disorder 35
Predisposing Vulnerabilities
Fig. 3.3 Example of biopsychosocial formulation for Mrs. V. FMD indicates functional movement disorder
mon for patients with FMD to have difficulty additional treatment targets for her FMD. See
identifying and labeling the psychological Fig. 3.3 for graphic depiction of the biopsychoso-
aspects of anxiety; look for bodily signs and cial formulation for this vignette.
work with those first.
Precipitants for Mrs. V’s FMD are less obvious
than with Mr. S. Her flu-like illness many have Summary
played a contributing role. We speculate that the 1. Formulation is more than a collection of
onset of her tremor, perhaps a normal physiologi- data points— it is the process of gener-
cal event in the beginning, triggered a cascade of ating an individualized hypothesis about
anxiety, somatic hypervigilance and worsening how and why your patient developed
abnormal movements as she remembered her FMD.
grandfather’s Parkinson’s disease and feared she 2. A rich formulation requires a nuanced
was developing the same. This pattern of anxiety intake assessment, best accomplished
and hypervigilance manifests as autonomic hyper- by an open-ended qualitative interview.
arousal and bodily tension, which likely serve to 3. The biopsychosocial model is a useful
perpetuate her functional tremor. The stress of framework for ascertaining a holistic
managing discord at work and the limited support understanding of your patient and their
she has when her husband is away may also be FMD symptoms.
relevant perpetuating factors. We would poten- 4. One size does not fit all in clinical for-
tially start with education regarding FMD and mulations for patients with FMD. FMD
highlight the importance of brain, body and mind is best understood in the context of pre-
connections. We could provide her with some disposing, precipitating and perpetuat-
introductory breathing and muscle relaxation exer- ing factors that are specific to a given
cises to target autonomic hyperarousal. Motor- patient.
retraining strategies for her tremor might be 5. A well-constructed biopsychosocial
helpful, as could CBT and/or pharmacotherapy for formulation is an important step in iden-
her anxiety, if she was open to this. Over time, tifying potential patient-centered treat-
exploring her behavioral patterns, emotional needs ment targets.
and defenses might provide etiological clues and
36 L. MacGillivray and S. C. Lidstone
Jordan R. Anderson, David L. Perez,
and Bruce H. Price
Clinical Vignette fiber neuropathy were also normal. She was diag-
A 17-year-old high school senior was involved in nosed with dystonia and complex regional pain
an accident during a soccer game when another syndrome. Over several months, her abnormal
player stepped on her right foot. She was medi- right leg posture spread to involve a similar dys-
cally cleared in Urgent Care with only a superfi- tonia of her left leg with increasing ambulation
cial laceration and no fractures, but over the next difficulties. She was evaluated by a movement
several weeks her foot pain continued despite disorders specialist who noted variability and
wound healing. She also experienced inward distractibility in her foot postures, including nor-
turning of her foot, especially in the evenings. In mal gait when concurrently performing serial 7
the subsequent months, she underwent an exten- subtractions. She was diagnosed with a func-
sive evaluation by her primary care physician tional movement disorder (FMD) and referred to
and a general neurologist. Her examination psychiatry with the explanation that the problem
showed, in addition to intermittent posturing of was “stress-related” and needed to be addressed
her right foot and pain to light touch, collapsing/ by mental health professionals. No neurologic
give-way weakness on right foot dorsiflexion. follow-up was offered.
Diagnostic studies were normal including mag- The patient and her parents were confused by
netic resonance imaging (MRI) of her brain, lum- the diagnosis and the psychiatric referral, as she
bar spine, and distal leg where the initial injury had no prior mental health history. While await-
had occurred. Electromyogram, nerve conduc- ing the psychiatric evaluation, her parents took
tion studies and skin biopsy for possible small her to a chiropractor and a naturopathic special-
ist as suggested by a neighbor. She received only
J. R. Anderson (*) mild benefit from musculoskeletal manipulations
Psychiatry and Neurology, Oregon Health and and naturopathic supplements prescribed. At her
Science University, Unity Center for Behavioral psychiatric consultation (which the patient and
Health, Portland, OR, USA
e-mail: andejord@ohsu.edu family almost cancelled), she was diagnosed with
a generalized anxiety disorder and obsessive-
D. L. Perez
Departments of Neurology and Psychiatry, compulsive personality disorder. Her interview
Massachusetts General Hospital, Harvard Medical revealed that the patient had previously excelled
School, Boston, MA, USA scholastically and at sports, with several years of
B. H. Price increased home stress related to in her parents’
Neurology, McLean Hospital and Massachusetts marital difficulties. She was prescribed an anti-
General Hospital, Harvard Medical School,
depressant, which she took inconsistently for 2
Belmont, MA, USA
months but stopped due to lack of benefit. getting sick and that she was working towards
Psychotherapy was also recommended, but the obtaining a college scholarship for soccer given
patient had difficulty getting a new patient her parents’ financial difficulties. Patterns of
appointment given the complexity of her physical “all-or-none” behaviors and emotional avoid-
symptoms. The psychiatrist, who had not encoun- ance were observed, whereby she would push
tered a similar case before, was also perplexed herself for several days followed by periods of
by the severity of the patient’s physical symp- crashing with increased physical symptoms. She
toms. Given the absence of a trauma history, he increasingly recognized her triggers and
wondered whether the diagnosis she had received received guidance in relaxation and grounding
was incorrect. techniques. Over the next 6 months, she regained
As symptoms did not improve, the patient and normal walking and started to practice with her
her parents became increasingly frustrated. Her soccer team again. She did have brief relapses
pediatrician suggested referral for a second that she was able to manage on her own using
opinion to a center with a FMD clinic. As part of rsraction techniques. She continued to follow-up
the assessment, a detailed neuropsychiatric eval- with her neuropsychiatrist regularly.
uation was performed and her FMD diagnosis
based on examination features was confirmed.
Time was spent discussing the diagnosis with the he Origins of the Divide: Shifting
T
patient and her parents, including noting that the Foundations, Dualism and Stigma
condition was common, real, brain-based,
and potentially treatable. The analogy that the In modern medicine, specialty care is commonly
patient had more of a “software” rather than a delivered by professionals trained in the medical
hardware problem was emphasized. When dis- or surgical treatment of a single organ system.
cussing treatment options, it was mentioned that The culture and standard of care within each
physical treatments (physical and occupational medical subspecialty have been crafted and
therapy), as well as talk therapy (psychotherapy), honed over decades of focused study and the
are generally helpful ways of “updating the soft- accumulation of knowledge about its organ sys-
ware” and allowing normal movements to re- tem. These cultures and standards, of course,
emerge. It was also discussed that it is possible develop uniquely in this way. Subspecialty medi-
that at times the “software crashes” because of cine has advantages, but can create narrowness
worries and stressful life factors, and that these that clinicians should be mindful of. In the care of
possibilities could be explored more in psycho- complex conditions that affect multiple different
therapy. She and her parents were engaged, and organs, subspecialties are generally able to work
accepted referrals to physical therapy, occupa- separately, in parallel, toward recovery and health
tional therapy and a psychotherapist affiliated for the patient. The subspecialties of neurology
with the center. and psychiatry are a clear exception, as there are
In physical and occupational therapy, the two disciplines for the same organ system: the
patient learned that distraction techniques were brain (See Fig. 4.1). Notably, neurology and psy-
helpful in normalizing her foot posture, and she chiatry each have their own culture and standard
was empowered to identify ways to focus on nor- of care, and a unique perspective on the brain and
mal movements. When experiencing setbacks, its maladies. For diagnoses that challenge this
she learned to tolerate distress and use breath- artificial separation, including FMD, the frag-
ing techniques to help control muscle tension. In mentation of care causes practical challenges that
cognitive behavioral therapy, she explored con- can impede patient engagement and negatively
nections between her physical symptoms, impact recovery.
thoughts, behaviors, emotions and other life fac- Historically, neurology and psychiatry had a
tors. In particular, she discussed that she was greater level of integration, and we recommend
struggling to stay in all honors classes prior to as detailed later in this chapter that going “back
4 Integrating Neurologic and Psychiatric Perspectives in Functional Movement Disorder 41
to the future” with updates to revive an inte- ies whose work defined certain neurologic con-
grated neuropsychiatric viewpoint is an approach ditions [2, 3]. However, these subspecialties
that can help move the FMD field forward. To diverged from one another with limited cross
provide some historical context, neurology and training by the mid twentieth century. The rea-
psychiatry share common foundations in the sons for this divergence are complex, but exem-
works of important figures such as Jean-Martin plified by conditions in which the assumed
Charcot, Sigmund Freud (a neurologist that etiology was greatly influenced by the presence
studied under Charcot) and Emil Kraepelin, a or absence of objective findings. As discussed by
psychiatrist and neuropathologist regarded as the Joseph Martin in his 2002 seminal article, funda-
founder of modern psychiatry [1]. Arnold Pick (a mental observations of Alzheimer’s were made
psychiatrist) and Alois Alzheimer (a psychiatrist in a psychiatric setting, though “once seen under
and neuropathologist) were also early visionar- a microscope… Alzheimer’s disease was
Fig. 4.1 Neurology and psychiatry depicted as two distinct subspecialties that both care for the same organ system: the
brain. (From Perez et al. Neurology: Clinical Practice 2018 with permission)
42 J. R. Anderson et al.
Additionally, FMD can coexist with other neu- ment is that while physical symptoms are front
rologic conditions [25–27], and making proper and center in clinical discussions, guiding the
distinctions amongst comorbid conditions can patient in understanding how physical symptoms
also be time consuming, adding to the neuro- interact with potentially unhelpful cognitive,
logical challenges. Furthermore, neurologists behavioral, and affective responses is essential
have historically expressed other difficulties [31]. Lastly, illness beliefs are another consider-
when assessing and managing patients ation that offer challenges to psychotherapy. It is
with FMD, and may feel that in the absence of quite common for patients with FMD early in
an obvious neurological lesion and with a their treatment engagement to believe that their
treatment approach emphasizing psychother- symptoms are a mystery never to be solved, or to
apy, this condition is not their problem to solve reject psychological mechanisms when initially
[23, 28]. Part of the issue here is that neurolo- proposed to them [32, 33]. This may lead to
gists are not generally trained in the use of the patients getting lost to follow-up, not attending
biopsychosocial model (the social and psycho- their psychotherapy appointments, or seeking
logical determinants of health), which is foun- multiple re-evaluations.
dational to clinical formulation and longitudinal The nuanced perspective needed to contextu-
care in FMD. This dilemma can leave the neu- alize etiological factors also offers unique chal-
rologist feeling frustrated and ill equipped, lenges. The etiological role of adverse life
particularly given how common FMD is in experiences, including childhood maltreatment,
clinical practice [29]. Furthermore, neurolo- is at the origins of early conceptual frameworks
gists’ lack of training in psychotherapy can for FMD as detailed by Freud, Briquet and Janet
make it difficult for them to answer the ques- among others [34]. High rates of childhood
tion “how is talk therapy going to help me abuse are a well-documented risk factor for
move my leg and walk better?” [30]. FMD, with several studies detailing associa-
While met with distinct challenges, psychia- tions between increased functional neurological
trists and allied mental health professionals have symptom severity and the magnitude of previ-
their own difficulties in guiding the assessment ously experienced adverse life events [15, 35].
and management of FMD. The neurological Recent neuroimaging studies are also working
examination with “rule in” physical signs are the towards bridging etiological factors and the
basis for diagnosing FMD, which places psychia- neural mechanisms underlying FMD [36, 37].
trists with less neurological training at a disad- Despite the above evidence, not all patients with
vantage. Additionally, patients with a FMD can a FMD report childhood maltreatment and/or
report new neurological symptoms over the other traumatic experiences [38]. This suggests
course of treatment, and the ability to assess that there is a “balancing act” that is needed,
those symptoms efficiently is critical to ensuring recognizing the importance of psychiatric and
that treatment moves forward. Conceptual mod- psychosocial factors for some patients as predis-
els for FMD have also moved beyond a singular posing vulnerabilities, acute precipitants and
focus on Freudian conversion disorder, and reli- perpetuating factors [39]. For others, physical
ance on this framework alone can be detrimental factors such as injury and pain (generally in
to the therapeutic alliance. Notably, many well- combination with more subtle psychological
trained psychotherapists (including psycholo- factors) play important roles in precipitating
gists and social workers) do not have prior and perpetuating a FMD [40]. Additionally,
experience working with FMD populations. This those without prominent trauma histories may
is a notable training gap, yet, many of the modali- have other psychiatric/psychological factors
ties of skills-based psychotherapy treatment (e.g., that are relevant to their development of an
cognitive behavioral therapy) showing promise FMD, such as limited stress coping, alexithymia
in treating FMD rely on principles that are well and personality traits [41, 42].
known to psychotherapists. The important adjust-
44 J. R. Anderson et al.
Beyond the clinical assessment, there are truth in it, and the discussion has no place in sci-
ence in 1943” [45].
challenges in guiding the longitudinal manage-
ment of patients with a FMD. Some neurolo-
gists may be reluctant to longitudinally follow Cobb went on to author a textbook in which he
FMD patients, and the neurological complexity discussed the “mind-body” problem further,
of the patients’ presentations can at times have pointing to the separation of two entities as arbi-
psychiatrists and psychotherapists question the trary when they can be better understood on a
diagnosis [43]. There is also the issue of which continuum. He used the examples of agnosia,
provider is overall managing the direction of apraxia and aphasia along with their associated
care [23]. For the vast majority of neurological lesions and anatomical connections to “form the
conditions, neurologists take the lead in both transition, as it were, between the well under-
diagnosing and guiding treatments. An approach stood lower mechanism for sensation and loco-
whereby the neurologist makes the diagnosis motion, and the higher intellectual function.
and the psychiatrist and/or psychotherapist Their zone is the no-man’s-land where psychol-
guides treatment generally does not prove as ogy and neurology meet” [46].
effective as one would like due to heightened More recently, the “mind-body” or “brain-
fragmentation of care [44]. In the following mind-body” connection has been demonstrated
section, we discuss a way forward, one that in studies on neuroplasticity characterizing the
encourages the cultivation of shared (partially effects of environmental and social influences on
overlapping) expertise and close interdisciplin- the brain [47, 48]. Brain – behavior relationships
ary collaborations across the clinical are no longer thought of as unidirectional, but
neurosciences. rather bidirectional, with life experiences inter-
acting actively with a plastic brain [49]. Using
this integrated and interdisciplinary perspective
he Path Forward: “Back
T can broaden the understanding and treatment of
to the Future” Using an Integrated FMD and many other conditions at the intersec-
Neuropsychiatric Perspective tion of neurology and psychiatry. Of relevance,
anxiety, depression and obsessive-compulsive
The notion that psychiatric disorders are disor- disorder are common in “classic” movement dis-
ders of the mind while neurological disorders are orders such as Parkinson’s disease, Huntington’s
disorders of the brain is outdated and problematic disease and Tourette syndrome [3]. Figure 4.2
for patient care. Rather, a more helpful perspec- illustrates the range of specialties across the clin-
tive is that psychiatric and neurologic conditions ical neurosciences and rehabilitation fields that
are both disorders of mind and brain. An early can and should come together to holistically
proponent of this perspective was Stanley Cobb. assess and manage patients with FMD and related
He was trained in Neurology, Psychiatry and functional neurological disorder subtypes [20].
Neuropathology, became Chief of Neurology at To promote fundamental shifts toward a more
Boston City Hospital in 1925, and founded the integrated approach across the clinical neurosci-
Psychiatry department at the Massachusetts ences, important educational and cultural changes
General Hospital in 1934. Troubled by the sepa- are needed at the medical school, residency, fel-
ration of mind and body, he stated, lowship training, and departmental levels. A
“I solve the mind-body problem by stating that JAMA 2020 publication summarized the need to
there is no such problem. There are, of course, move “from a lesion-based model (s) towards a
plenty of problems concerning the “mind”, and the network based one (s), from a uni-directional
“body”, and all intermediate levels of integration toward a bi-directional framework of interac-
of the nervous system. What I wish to emphasize is
that there is no problem of ‘mind’ versus ‘body,’ tions, from exclusive reliance on categorical
because biologically no such dichotomy can be diagnoses towards trans-diagnostic dimensional
made. The dichotomy is an artifact; there is no perspectives, from silo-based toward interdisci-
4 Integrating Neurologic and Psychiatric Perspectives in Functional Movement Disorder 45
Neuropsychiatrists
Psychiatrists Neurologists
Psychologists Subspecialty
Clinicians
FUNCTIONAL MOVEMENT
Occupational Physical
Therapists
DISORDER Therapists
Genetics / Epigenetics
& Environment
Fig. 4.2 The interdisciplinary and multidisciplinary tree of clinical neuroscience and allied rehabilitation specialties
highlights the need for patient-centered assessments and management in functional movement disorder
plinary approaches, and from biologically- affective and perceptual symptoms, are important
isolated methodologies towards integration of to assess and manage within subspecialty move-
neuroscience with psychosocial and cultural fac- ment disorder clinics. Now, movement disorder
tors” [50]. Additionally, traditional “lesion local- fellowship training programs are increasingly
ization” that is the hallmark of neurological incorporating neuropsychiatric elements into
training is being complemented by “network standard training experiences. It is precisely an
lesion mapping” that incorporates principles of expansion of this effort that is needed for patients
network science [51]. Practically, this includes with a FMD. An alternative training opportunity
neurologists-in-training receiving more teaching in the United States is the Behavioral Neurology –
in performing psychiatric and social history Neuropsychiatry fellowship [3]. Similar opportu-
screenings, and for psychiatrists-in-training to nities are available internationally, for example,
receive more instruction in neurological exami- educational opportunities through the British
nation and the use of adjunctive diagnostic tests. Neuropsychiatry Association. This allows a path-
At the fellowship training level, education and way for both neurologists and psychiatrists to
research pursuits within a neuropsychiatric train together and develop shared expertise across
framework should be encouraged throughout the clinical neurosciences, while also working
neurology and psychiatry subspecialities, includ- towards strengthening areas of relative weakness
ing movement disorders, epilepsy, behavioral for each discipline. Dual training in both neurol-
neurology – neuropsychiatry and consultation- ogy and psychiatry is also an option, however,
liaison (medical) psychiatry. As one example, it such training programs are rare and generally
is now well-recognized that non-motor features best suited for trainees that have a clear, well-
of Parkinson’s disease, including cognitive, established desire to work at the intersection of
46 J. R. Anderson et al.
both fields. Lastly, a major goal of the newly rologist or movement disorder specialist taken
formed Functional Neurological Disorder Society greater ownership of the patient’s care. Thus,
(www.fndsociety.org) is to promote collabora- the clinician’s training path—whether it is a fel-
tions and educational opportunities for the lowship in movement disorders, behavioral
full range of clinicians and scientists working to neurology- neuropsychiatry, dual training in
provide clinical care and advance the science of neurology-psychiatry, or neurology or psychia-
FMD and related conditions. try alone—matters somewhat less than their
Facilitating a neuropsychiatric perspective dedication to a shared interdisciplinary perspec-
involves enhancing education to improve the tive in the care of their patients. It is precisely
clinician’s knowledge base and comfort level those clinicians, neurologists with a nuanced
regarding certain principles. For instance, “neu- appreciation of psychiatric and social aspects of
rophobia” has become a subject of concern in care and/or psychiatrists who have sought out
psychiatry given the brain’s complexity and the additional training in neurology that are well
challenging nature of learning clinical neurol- positioned to lead the assessment and longitudi-
ogy [52–54]. As Schildkrout et al. stated, how- nal management patients with FMD. Notably,
ever, “neuroscientific knowledge adds we believe that cultivating an element of shared
consideration of a patient’s cognitive substrate (partially overlapping) expertise should not be
and the focal or network brain localization of limited to FMD subspecialists, but rather this
symptoms, all of which contribute to subjective approach is likely to serve clinicians well across
experience, behavior, and mental status” [52]. a range of brain-based disorders.
Learning to incorporate a bedside neurologic
exam routinely in practice would also assist
psychiatrists in identifying additional manifes- Conclusion
tations of what are otherwise considered psy-
chiatric disorders. Conversely, incorporating a The divide between neurologic and psychiatric
mental status examination during a patient perspectives was, in some ways, a natural conse-
encounter can provide an enriched perspective quence of the era during which the specialties
for a neurologist treating complex neurobehav- were born. What was technologically available at
ioral conditions. There is also a need for neu- that time in medical research greatly impacted
rologists to develop a renewed appreciation of disease conceptualization. This was followed by
the importance of the psychosocial history and the arbitrary separation and eventual stigmatiza-
consider the biopsychosocial formulation to tion of psychiatric conditions that influenced the
optimize treatment planning and outcomes for medical community as well as society at large.
patients [49]. These perspectives are summa- Such deep-rooted and widespread bias does not
rized eloquently by Schildkrout and colleagues, benefit the patients we care for, and this separa-
as a clinician may ask “What person has this tion can be hard to overcome. We hope that read-
brain? How does this brain make this person ers will use information in this chapter and
unique? How does this brain make this disorder throughout this case-based textbook to feel
unique? What treatment will help this disorder empowered in working at this exciting clinical
in this person with this brain?” [52]. neuroscience intersection bridging brain, mind
To bring the discussion back to the clinical and body. Our hope is to engage forward-think-
vignette, it is important to recognize that the ing neurologists, psychiatrists, psychologists,
patient’s overall improvement was not reliant allied mental health professionals and rehabilita-
upon being evaluated by a “neuropsychiatrist.” tion specialists to work together with a unified
In fact, the patient’s care could have been message in the care of those diagnosed with
advanced at earlier stages had the general neu- FMD. We are confident that such a collaboration,
4 Integrating Neurologic and Psychiatric Perspectives in Functional Movement Disorder 47
bringing together overlapping expertise and 3. Arciniegas DB, Kaufer DI, Joint Advisory Committee
on Subspecialty Certification of the American
mutual respect across disciplines, will greatly Neuropsychiatric Association and The Society for
benefit our fields and the patients we care for. Behavioral and Cognitive Neurology. Core cur-
riculum for training in behavioral neurology and
neuropsychiatry. J Neuropsychiatry Clin Neurosci.
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4. Torous J, Stern AP, Padmanabhan JL, Keshavan
Summary MS, Perez DL. A proposed solution to integrating
• The origins of neurology and psychiatry cognitive-affective neuroscience and neuropsychia-
are closely intertwined, with many early try in psychiatry residency training: the time is now.
Asian J Psychiatr. 2015;17:116–21.
leaders in both fields identifying as 5. Yudofsky SC, Hales RE. Neuropsychiatry: back to the
neuropsychiatrists. future. J Nerv Ment Dis. 2012;200(3):193–6.
• In the mid twentieth century, the disci- 6. Burke MJ. “It’s all in your head”-medicine’s silent
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7. Galts CPC, Bettio LEB, Jewett DC, Yang CC,
diverged, a separation that has not Brocardo PS, Rodrigues ALS, et al. Depression in
served well many patient populations at neurodegenerative diseases: common mechanisms
the intersection of both fields. and current treatment options. Neurosci Biobehav
• An educational culture of shared (par- Rev. 2019;102:56–84.
8. Leroi I, O'Hearn E, Marsh L, Lyketsos CG,
tially overlapping) expertise, empower- Rosenblatt A, Ross CA, et al. Psychopathology in
ing neurologists to develop greater patients with degenerative cerebellar diseases: a com-
expertise in psychiatric and social his- parison to Huntington's disease. Am J Psychiatry.
tory interviews, while energizing psy- 2002;159(8):1306–14.
9. Rub U, Seidel K, Heinsen H, Vonsattel JP, den
chiatrists to become more proficient in Dunnen WF, Korf HW. Huntington's disease (HD):
performing and interpreting neurologi- the neuropathology of a multisystem neurodegen-
cal examinations and tests, will advance erative disorder of the human brain. Brain Pathol.
the care of many neuropsychiatric popu- 2016;26(6):726–40.
10. Jorge RE, Robinson RG, Moser D, Tateno A,
lations including FMD. Crespo-Facorro B, Arndt S. Major depression fol-
• To catalyze clinical integration, interdis- lowing traumatic brain injury. Arch Gen Psychiatry.
ciplinary team-based approaches 2004;61(1):42–50.
involve respecting and learning from the 11. Koponen S, Taiminen T, Portin R, Himanen L,
Isoniemi H, Heinonen H, et al. Axis I and II psychiat-
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King BH. Psychiatric comorbidities in neuro-
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15. Perez DL, Matin N, Barsky A, Costumero-Ramos
V, Makaretz SJ, Young SS, et al. Cingulo-insular
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4 Integrating Neurologic and Psychiatric Perspectives in Functional Movement Disorder 49
1 Clinical Vignette: History and a normal CT head. The clinical team con-
sidered treating her for possible stroke with
A 35-year old woman presented to the emergency intravenous thrombolysis.
room on a Saturday evening after noticing the
abrupt onset of right-sided weakness in the mid-
dle of an argument with her partner. She noticed
that her face was asymmetric, she had difficulties History
speaking clearly and she could not control move-
ments of her right arm and leg. She described her The case above illustrates the challenges of estab-
right side as “heavy”. lishing a diagnosis of functional weakness, which
Upon arrival to the emergency room (ER) can, and often does, mimic stroke given its abrupt
she was alert and oriented, and exhibited a dis- onset. The patient’s history is significant for the
crete dysarthria and a clear deviation of the sudden onset of lateralized weakness and sensory
lower lip toward the right side without upper loss in a young woman. The abrupt onset of
facial weakness. While she was initially able to symptoms is typical of functional weakness,
lift her right arm, the arm dropped after 10 sec- occurring in nearly half of cases. In addition,
onds; she was unable to lift her right leg at all. patients with functional weakness most com-
She also had complete loss of sensation of her monly present with a lateralized pattern of symp-
right arm and leg. She did not exhibit ataxia, eye toms, and weakness may be accompanied by
movement abnormalities, visual abnormalities sensory loss. Moreover, functional weakness
or aphasia. She was evaluated by the Stroke most commonly occurs in females between the
Service, and found to have an NIHSS score of 7 ages of 30–50. Although the clinical presentation
raises a high probability of stroke, functional
limb weakness should remain in the differential
diagnosis based upon the history alone.
Functional weakness can present in a very similar
manner to other causes of weakness, with patients
Supplementary Information The online version con-
tains supplementary material available at [https://doi. reporting inability to control some parts of their
org/10.1007/978-3-030-86495-8_5]. body. The history and standard neurological
exam alone are not sufficient to make the diagno-
S. Aybek (*) sis of functional weakness and an additional
Neurology, Inselspital, Bern, Switzerland search for positive signs is needed.
e-mail: Selma.aybek@unige.ch
This chapter will review, with the aid of the diagnosis to include disorders such as myasthe-
above clinical vignette, the demographic charac- nia gravis or hypo/hyperkalemic periodic paraly-
teristics of patients with functional weakness, in sis. In a study of 107 patients with acute onset of
addition to clinical features, specific diagnostic functional weakness, over 40% had identifiable
signs, and treatment options. triggers or associated symptoms [1] including
physical injury to the same limb (20%), pain
(8%), migraine (10%) and functional seizure
Symptom Presentation (12%).
About half of patients with functional limb weak- Gender and Age of Onset
ness present with sudden onset of stroke-like
symptoms occurring over seconds to minutes [1]. An analysis of seven studies comprising a total of
The remainder present with more gradual onset 167 patients with functional limb weakness
of symptoms over the course of hours or days, found an overall proportion of 48% female [13].
opening the differential diagnosis to multiple In other studies, including consecutive cases, a
sclerosis or spinal lesions. Some have recurring preponderance of females was found, with
episodic weakness, expanding the differential females comprising between 60% and 80% of the
5 Functional Limb Weakness and Paralysis 55
total study populations [80% (n = 56) [14], 79% (6% vs 41%), gastrointestinal symptoms (49% vs
(n = 107) [6], 64% (n = 98) [15] and 60% (n = 30) 20%), headache (40% vs 9%) and back pain
[5]]. The reported average age of onset is in the (36% vs 17%) [6]. Comorbidity with functional
mid to late thirties [5–7, 16], with age of onset seizures has been reported in at least two series
ranging from early childhood to older age. (14%) [6]; 23% [19] at rates that are much higher
than the general population, suggesting a shared
etiology or mechanism.
Distribution and Laterality
Table 5.1 Sensitivity and specificity of positive signs for functional weakness
Number Pitfalls/caution in
Test Sensitivity Specificity Case Control Studies interpretation
Motor 98% 13% 15 40 Chabrol et al. [21]
inconsistency
Give-way 90% 100% 20 20 Daum et al. [22] The sign cannot be evaluated if
weakness 69% 98% 107 46 Stone et al. [6] there is joint pain, which would
20% 95% 15 40 Chabrol et al. [21] explain the patient’s voluntary
give-way.
Co-contraction 40% 100% 20 19 Daum et al. [23]
Hoover’s sign 63% 100% 8 116 McWhirter et al. [24] Can only be applied in cases of
75% 100% 16 17 Sonoo [25] unilateral leg weakness
100% 100% 8 11 Tinazzi et al. [26]
95% 86% 63 7 Stone et al. [6]
76% 100% 17 18 Daum et al. [23]
Hip abductor sign 100% 100% 16 17 Sonoo [25] Can only be applied in cases of
unilateral leg weakness
Elbow flex-ex 100% 100% 10 23 Lombardi et al. [27] Requires significant expertise
sign to correctly assess
SCM test 100% 30% 19 20 Daum et al. [23]
90% 63% 30 40 Horn et al. [28]
Drift without 93% 100% 26 28 Daum and Aybek [29] The hands must be carefully
pronation 11% 100% 19 19 Daum et al. [22] positioned in supination before
47% 100% 19 20 Daum et al. [23] observing for at least
10 seconds
5th finger 100% 100% 10 11 Tinazzi et al. [26] Can only be applied in cases of
abduction severe hand plegia
Arm drop 83% 100% 2 7 Daum et al. [22] Very rare sign, only in cases of
severe arm plegia
Spinal injuries 90% 13% 15 20 Daum et al. [22]
center test 98% 100% 14 48 Yugue et al. [30]
Leg dragging gait 8% 100% 107 46 Stone et al. [6]
20% 100% 20 23 Baker and Silver [31]
100% 11% 19 19 Daum et al. [22]
Knee buckling 95% 21% 19 19 Daum et al. [22]
ity of many of these signs (see Table 5.1). tion bed, or the hand cannot accomplish any
Caution must be taken as individual signs are not fine motoric movement), contrasting with
enough to definitively establish the diagnosis; another time of the consultation when the
only a coherent history, absence of neurological patient is able to get dressed by standing on
signs that could explain the symptom, and the the weak limb or is able to manipulate objects
presence of one or more positive signs can ensure such as shoes with the weak hand (see
the correct diagnosis. Below are some frequent Fig. 5.1).
signs suggestive of the diagnosis of functional • Give-way weakness. A sudden loss of force is
weakness: felt by the examiner after an initial good/nor-
mal strength response when a muscle is tested
• Motor inconsistency. A difference in motor against resistance. This sign should be inter-
performance is observed in different testing preted with caution when there is pain in the
conditions. For example, there may a severe limb, especially in a joint. Myasthenia gravis
weakness of a limb during the clinical exam can sometimes also present with give-way
(ie. the leg cannot be lifted from the examina- weakness.
5 Functional Limb Weakness and Paralysis 57
Patient Observation
“Paralyzed” arm
Fig. 5.1 Motor discordance. The patient shows inability (right panel): this illustrates the positive sogn of motor
to move the right arm (left panel) but is able, later in the discordance or inconsistence. (Image with permission
same examination session, to use the arm almost normally from Stone and Aybek [20])
• Co-contraction. When trying to move a limb, Hoover’s sign are also described, including a
no movement at the joint is seen because both failure to extend the healthy hip when attempt-
agonist and antagonist muscles are being ing to flex the weak leg.
recruited. For example, the examiner can feel • Hip Abductor Sign. This is the equivalent of
a contraction in both the quadriceps and the the Hoover’s sign, but applies to abduction/
harmstring, resulting in absence of movement adduction as opposed to flexion/extension of
at the knee. the hip. Involuntary abduction of the weak leg
• Hoover’s sign. The examiner should first test during contralateral abduction against resis-
the strength of hip extension, with the patient tance is noted.
in either in a supine or seated position. The • The elbow flex-ex test. This is the equiva-
examiner will then ask the patient to flex their lent of the Hoover’s sign for the upper limbs:
healthy hip against resistance, while continu- involuntary elbow extension will occur dur-
ing to assess hip extension of the weak leg by ing contralateral flexion against resistance.
keeping their hand below the thigh if the One caveat is that its testing requires signifi-
patient is seated, or below the foot if the cant experience and skill, and it has only
patient is supine. The examiner will feel an been validated in a single study.
involuntary extension of the weak leg when • Sternocleidomastoid (SCM) test. Even
the healthy contralateral leg is forced to flex though this test does not directly address limb
against resistance. A discordance between weakness, it is worth testing and as a positive
voluntary hip extension and involuntary hip test often accompanies functional arm or leg
extension during contralateral hip flexion is weakness. A weakness in head turning to the
considered a positive Hoover’s sign (see side is noted, often when turning towards the
Fig. 5.2). Other ways to interpret a positive paralyzed arm or leg; this often presents with
58 S. Aybek
‘Keep your left heel on the ground – don’t let me lift it up’ ‘Lift up your right leg. Don’t let me push it down’
Fig. 5.2 Hoover’s sign. Left panel: The patient shows weak- the patient focuses on moving the right healthy leg upwards
ness when performing hip extension (pushing the examiner’s against resistance (left hip extension returns to normal). A
hand towards the chair) on the left side (left hip extension is positive Hoover’s sign is present when such discordance is
weak). Right panel: This contrasts with better strength when noted. (Image with permission from Stone and Aybek [20])
a give-way pattern. As the SCM has bilateral their own arm dropped onto their face, the arm
cortical innervation, such asymmetry would avoids the face. In other neurological weak-
not be expected in hemispheric lesions such as ness, the arm will drop on the face. Use cau-
stroke. tion with this test to avoid the patient actually
• Drift without pronation. When testing for hitting themselves regardless of etiology.
pronator drift with the arms outstretched and • Spinal Injuries Center test. In cases of com-
the hands supinated, the hand will drop with- plete unilateral leg weakness this sign can
out pronating in cases of functional weakness. complement the Hoover sign. With the patient
This is in contrast to the drift with pronation supine the weak legs are passively lifted in a
that is seen with pyramidal lesions. flexed position on the bed. In functional hemi-
• Finger Abduction. In rare cases of complete plegia they remain in that position instead of
hand plegia, one can search for synkinetic instantly falling to the side as they would in
movement of the weak hand, consisting of other neurological conditions.
abduction of the fifth finger, during abduction • Dragging monoplegic gait. If functional leg
of the healthy fingers of the contralateral hand weakness is marked, the patient will typically
against resistance. walk with a dragging gait in which the front
• Arm drop. In cases of complete arm plegia, part of the foot remains in contact with the
when the patient with functional weakness has floor through the step. The hip may be inter-
5 Functional Limb Weakness and Paralysis 59
nally or externally rotated although sometimes Studies have quantified the motor discordance
will remain in the normal position. This pat- of the Hoover’s sign [33, 34] and give-way weak-
tern of dragging leg is different from circum- ness [35] in muscle strength but their use in clini-
duction of the leg seen in other cases of cal practice has not been validated. Abnormal
weakness with a spastic component. EMG activation during voluntary ankle flexion
• Knee buckling. In functional leg weakness, has been suggested to help with the diagnosis but
gait may be impaired by sudden give-way has only been tested in 2 cases of functional
weakness at the knee (see Video 5.2). weakness [36].
Several studies looked at the utility of tran-
scranial magnetic stimulation (TMS) studying
motor excitability; normal central motor conduc-
2 Clinical Vignette: Neurological Exam Discussion tion time and motor evoked potentials (MEP) are
As illustrated by our vignette, in the case of expected in FND as opposed to other neurologi-
stroke mimics, an abbreviated neurological cal conditions [12, 37–40]. A small controlled
examination such as the NIHSS, as typically study [41] showed a greater intrasubject variance
performed during stroke triage, is not sufficient in MEP size in patients with functional weakness
to rule out functional weakness from the differ- as compared those with amyotrophic lateral scle-
ential diagnosis. Indeed, the symptoms of func- rosis or healthy controls in a study involving a
tional weakness can produce elevated NIHSS cued ramp-and-hold contraction task; this tool
scores. The careful assessment for positive signs has not been validated in routine clinical practice.
should complement the NIHSS scoring. One A paradoxical decrease of cortical excitability
should also bear in mind that the diagnosis of during movement imagination has been found in
stroke and FND are not mutually exclusive: functional weakness but not in healthy controls
both disorders can co-exist. The presence of (for arm [42] and leg [43]), and is suggestive of
positive signs confirms the diagnosis of FND the diagnosis.
but does not rule out an underlying stroke. This
patient presented 6 positive signs for
FND. Based on clinical grounds a positive diag- ule-Out Tests: Which Tests Are
R
nosis of FND could be made; a comorbid stroke Necessary to Exclude Other
was excluded by the absence of pyramidal signs Neurological Conditions?
on clinical exam and the presence of a normal
brain MRI. Criteria C of the DSM-5 states the following: “the
symptom or deficit is not better explained by
another medical or mental illness”. In clinical
Ancillary Testing practice, this means that a comorbid underlying
neurological condition can be masked by func-
ule-In Tests: Is There Ancillary
R tional signs and should be investigated. In the
Testing Available to Confirm example of our vignette, it means that even if the
the Diagnosis? clinical picture is strongly suggestive of the diag-
nosis of FND a brain MRI should likely be done to
The diagnosis of functional limb weakness is a rule out a co-existing stroke. Brain MRI is also
clinical diagnosis and no tests have been devel- potentially necessary in all cases presenting with
oped yet to assist with the diagnosis. A first step midline splitting sensory loss to search for a tha-
towards validation of a 5-minute resting-state lamic lesion that could explain this pattern of sen-
brain MRI to differentiate FND patients from nor- sory loss. In some cases the functional weakness
mal controls is promising – with 70% accuracy – can impair the examiner’s ability to test for ataxia,
[32] but further steps are needed before it can be and a brain MRI should also be performed to
applied in a clinical setting as a diagnostic tool. search for vascular or multiple sclerosis lesions.
60 S. Aybek
Other tests, such as lumbar puncture or electromy- positive signs can be elicited). In such cases,
ography can be performed, depending on the dif- follow-up should be planned and the patient
ferential diagnosis raised by the clinical findings. asked to film an episode and/or schedule a con-
As a general rule, it is advised to run tests that sult for a time when the symptoms are expected
are necessary to reassure the clinician that FND to re-occur so that the positive signs can be visu-
is the sole diagnosis explaining the symptom. It is alized by the examiner. When patients report
recommended that testing occur early in the diag- particular triggers (fatigue, exercise, particular
nostic process. Patients may return from their ini- food intake, etc.) it may be useful to plan a sec-
tial consultation with many questions, and ond evaluation and ask the patient to self-trigger
requests for additional testing. If a thorough ini- the episode before or during the neurological
tial investigation has been performed, the patient exam.
will have more trust and confidence in the diag- A misdiagnosis in the other direction (label-
nosis. This will avoid repeating unnecessary tests ling a disorder as another neurological condition
later on in the follow-up, avoid multiple medical when it is actually functional) can also be an
consultations, and allow for the patient to engage important pitfall [48], as it can lead to invasive,
early in the appropriate therapy. unnecessary and potentially dangerous treat-
ments, as well as delay appropriate treatment for
FND. In a study of 110 patients misdiagnosed
Pitfalls in the Diagnosis with multiple sclerosis (due to various alterna-
of Functional Weakness tive conditions including functional weakness),
31% experienced unnecessary morbidities due
A fear of mislabeling weakness as functional and often to side effects of unnecessary immuno-
missing the diagnosis of another neurological dis- modulatory therapy [49]. Inappropriately diag-
order has always been strong among neurologists nosing patients with seronegative myasthenia
[44–46]. This has led to the false view that before gravis when FND should be considered may also
making the diagnosis of functional weakness a lead to unnecessary immunomodulatory therapy
thorough process of excluding other diagnoses and the adverse effects associated with this type
must be performed. As discussed above, there are of therapy [50]. In the case of our vignette, the
many specific signs that can and should be used to patient received IV thrombolysis, which is not
make a positive clinical diagnosis, which is now without risks. Fortunately, one series looking at
reflected since 2013 in the new DSM-5 criteria hemorrhage risk among stroke mimics (includ-
B. The rate of misdiagnosis of FND in general has ing FND) who received thrombolysis [51] found
been confirmed to be very low (below 1%), and is low rates of complications, probably explained
similar to that seen with other clinical neurologi- by demographics, as FND patients tend to be
cal or psychiatric diagnoses [47]. younger and have fewer cardiovascular risk
Clinicians should always keep in mind the factors.
potential for a co-occurring neurological disor- Another diagnostic pitfall involves placing too
der. This is of utmost importance because such much emphasis on comorbid psychiatric com-
patients will need two different therapeutic paths plaints, and inappropriately concluding that these
(for example, a patient with both MS and FND complaints imply that a patient’s symptoms must
will require immunomodulatory therapy for mul- be secondary to a neuropsychiatric disorder such as
tiple sclerosis and an interdisciplinary approach FND. Of note, psychiatric complaints can be fre-
for functional weakness). quent in disorders such as myasthenia gravis [52].
Particular attention should be paid to patients It has been suggested that caution should be made
with paroxysmal symptoms that are reported but in interpreting non-specific symptoms such as
not seen during the consultation (ie. when no fatigue as psychiatric, and thus miss or delay a
5 Functional Limb Weakness and Paralysis 61
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Functional Tremor
6
Petra Schwingenschuh
Clinical Vignette ing her morning coffee. The tremor has fluctuated
The patient is a 27-year old woman who suffers in intensity since this time, but it has never disap-
from a tremor mainly affecting her right arm. peared completely. The tremor is reported to be
About 6 months ago, the tremor began suddenly worse when she is tired; on “bad days” it is
5 days after the delivery of her first child. reported to affect both the right and left arms. She
She had mild anxiety upon learning that she is unable to suppress the tremor voluntarily. She
was pregnant, but had remained fit and well dur- and her husband report that symptoms are present
ing the course of the pregnancy. She continued to some degree the whole day but subside during
her job as a waitress in a busy restaurant until sleep. The tremor sometimes interferes with the
the beginning of her maternity leave. At 39 weeks patient’s ability to care for her baby, thus she has
of gestation, the young woman presented to the needed the help of her husband and her mother.
delivery unit following the spontaneous onset of She has not noticed improvement with alcohol
labor. Her husband, who was present throughout consumption, and has had unsuccessful trials with
the delivery, noticed that the patient’s whole propranolol and clonazepam. She denies a family
body was shivering from exhaustion, but they history of tremor. She has no past history of psy-
were told this was normal. A caesarian section chiatric, neurologic or functional somatic disor-
was performed without complications due to ders. She reports mild stress incontinence since the
prolonged and obstructed labor. She was dis- delivery and 3-month history of intermittent dizzi-
charged home 4 days later, and remembers feel- ness. MRI of the brain performed 1 month before
ing happy to be bringing her healthy baby boy her initial presentation was reported as normal.
home. She denied feeling anxious or depressed, although
The following day, she developed sudden onset she endorsed feeling worried about her health and
of shaking of her right (dominant) arm after drink- her future. She was also concerned about being
unable to adequately care for her child on her own
and about being unable to return to her job.
On examination, she exhibited tremor of the
Supplementary Information The online version con-
tains supplementary material available at [https://doi. right arm at rest, with posture, and with volun-
org/10.1007/978-3-030-86495-8_6]. tary movements; tremor amplitude was similar at
rest, with posture and with action. The tremor
P. Schwingenschuh (*) interfered with writing and drawing spirals with
Department of Neurology, Medical University of her right hand. While drawing spirals with her
Graz, Graz, Austria left hand, her right hand tremor stopped. There
e-mail: petra.schwingenschuh@medunigraz.at
was no clear distractibility of her right hand features of functional tremor such as sudden
tremor during mental distraction maneuvers such tremor onset, fluctuating course, inconsistency of
as counting backwards or performing simple symptoms and variable features [3]. A differenti-
arithmetic. Concentrating on the tremor resulted ation between involuntary tremor, like functional
in increased tremor amplitude. Tremor fluctuated tremor, and voluntary tremor, like malingering, is
between flexion-extension and pronation-made. Their differentiation remains difficult, but
supination patterns. Tapping as fast as possible malingering is considered uncommon in clinical
with the thumb and fingers III, V, II, and IV in practice [1].
subsequent order with the left hand induced Functional tremor is the most commonly
breaks in the contralateral upper limb tremor. reported functional movement disorder (FMD),
When instructed to tap to a slow rhythm with her accounting for more than 50% of patients in pub-
left hand, the tremor of the right hand adopted lished cohorts [4]. There is a large variability in
this new rhythm and at times ceased altogether. the reported incidence of functional tremor, rang-
The remainder of the neurological examination ing from a rare disorder to 11% of all tremor
was normal. referrals to a movement disorder clinic [4, 7].
Tremor recordings showed a 5 Hz tremor of At the present time, there is no gold standard
the right arm, with pauses during ballistic move- for diagnosis of functional tremor apart from
ments performed with the left arm. While tapping clinical criteria [3, 16]; as a result, many patients
with the left hand to a metronome at a frequency undergo a large number of diagnostic and thera-
of 3 Hz, the tremor of the right arm adopted the peutic procedures until the final diagnosis is
same frequency (entrainment). established. The importance of making a positive
In summary, this woman suffered from a diagnosis based upon findings on neurological
tremor mainly affecting her right arm that began examination has been repeatedly emphasized [7,
abruptly 5 days after the uncomplicated birth of 10, 20, 48].
her first son. Based on positive signs on history When making a diagnosis of a functional
and clinical examination we made the diagnosis tremor the overall clinical picture needs to be
of functional tremor. When communicating the taken into consideration. There are several fea-
diagnosis, we demonstrated distractibility and tures of the history, positive signs on physical
entrainment to the patient and focused on the examination and electrophysiological testing that
potential reversibility of her symptoms. This was help make the diagnosis (see Table 6.1) [48].
reinforced during a follow-up appointment
4 weeks later. After her second visit, she endorsed
acceptance of the diagnosis, and agreed to an Approach to Diagnosis: Clues
intensive outpatient treatment plan and to psychi- from the History
atric evaluation. She was referred for outpatient
cognitive-behavioral therapy, specialist physio- Tremor Onset
therapy, and occupational therapy. At her follow-
up appointment 3 months later, she reported a The history of the patient’s complaints frequently
near-remission of her tremor and felt confident reveals important information. Patients often
about her future. present with a history of sudden tremor onset,
sometimes even within seconds to minutes.
Similar to the patient described in this chapter,
Introduction patients with functional tremor can often provide
the exact day, time and circumstances of tremor
Tremor is defined as an involuntary, rhythmic, onset. In many patients symptoms start with
oscillatory movement of a body part and is clas- maximal intensity.
sified along two axes, namely clinical character- Many patients describe physical events that
istics and etiology. Axis 1 describes the classical precede the onset of functional symptoms.
6 Functional Tremor 69
Table 6.1 Characteristics of functional tremor insist on heightened stress levels when caring for
Clues from the history: patients with FMD [33].
Sudden onset of the condition
Precipitating factors (e.g. a physical trauma)
Remissions
Variability Over Time
Variability of symptoms over time
Psychological comorbidity
Other functional symptoms and unspecific symptoms The patient in the above clinical vignette
such as pain and fatigue describes having good and bad days. Such vari-
Clinical examination and positive signs: ability in tremor severity is another characteristic
Unusual clinical combinations of rest, postural and of functional tremor, with some patients experi-
kinetic tremors
encing full remissions in between episodes of
Increased attention toward the affected limb
Change or even suppression of tremor during tremor. In other patients, the disease course can
distraction (distractability) be rather static. Rarely, functional tremor pres-
Shift of tremor frequency to contralateral voluntary ents as a paroxysmal movement disorder [17].
tapping frequency (entrainability) Variability of the affected body parts is com-
Variability of tremor phenomenology
monly reported [7, 10, 25].
Suggestibility
Presence of the “whack-a-mole” sign (suppression of
the tremulous body part leads to reemergence or
worsening of tremor in another body part) iscrepancy Between Subjective
D
Co-contraction and Objective Symptoms
Excessive exhaustion during examination or “La belle
indifference”
Taking the patient’s history can sometimes reveal
Appearance of additional and unrelated functional
neurologic signs a mismatch between impairment and reported
level of disability. Patients with functional tremor
may overestimate their daily tremor duration,
thus a history from a caregiver is useful. One
Physical trauma is regarded as a very common study using actigraphy and patient self-report to
precipitating factor [53]. Other common precipi- compare duration and severity of tremor in a real-
tating physical events include surgery (as in the life ambulatory setting in patients with functional
case described here), infections, drug reactions or and neurogenic tremor found that patients with
other illnesses [44]. Physical triggers may play functional tremor dramatically overestimated
an important role in symptom development by their tremor duration [43].
providing initial sensory data, which along with The pathophysiology of this mismatch
psychological factors such as panic, might drive between the patient’s actual versus perceived
subsequent functional symptoms [44]. It is of tremor duration and tremor severity is only
course important to keep in mind that these trig- partly understood. Important roles are attributed
gers are not always readily identifiable in patients to altered attention, abnormal predictions and
with functional tremor. Similarly, when present, expectations related to the symptoms, and an
these features do not exclude the presence of abnormal sense of agency [11, 34]. These patho-
another neurological disorder. In addition, func- physiological features might lead to altered
tional overlay in movement disorders is not rare symptom perception in patients with functional
and neurological disorders such as Parkinson’s tremor, resulting in the observed discrepancy
disease are regarded as risk factors for functional between self-reported symptoms and objective
neurological symptoms [22]. recordings. In contrast to the findings of the
The onset of functional tremor may be tempo- study described above [43], a recent validation
rally related to a stressful life event, but very study using wrist-worn accelerometry and
often an association to a psychological stressor is patient self-report found that patients with func-
unable to be identified. It is thus important not to tional tremor had a similar association between
70 P. Schwingenschuh
subjective and objective tremor symptoms as similar tremor amplitude in all three conditions.
patients with other types of tremor [28]. In bilateral tremors synchronous movements are
characteristic [48].
Other body parts frequently affected include
Other Functional Symptoms the head, legs, and the trunk [7, 10, 25]. Some
patients present with a tremor while standing [7].
Careful history often reveals multiple other The lower limbs can be involved in a variety of
functional neurological symptoms (e.g. weak- tremor disorders. However, if tremor of the lower
ness, seizures or sensory symptoms) and less limbs occurs in essential tremor, Parkinson’s dis-
specific symptoms such as generalized fatigue, ease or dystonic tremor, it is usually associated
nonspecific pain, memory disturbance and with a longer disease duration. A whole body dis-
impaired vision [4]. In some patients a history tribution involving the lower limbs at the initial
or the presence of other functional symptoms, onset of symptoms is another possible clue to the
such as bladder problems or changes in speech diagnosis of functional tremor [47].
and gait can be diagnostic clues. Patients may Facial functional tremors are uncommon.
have past or present psychological comorbidity, However, it is now thought that many cases of
especially depression, anxiety, panic, or post- essential palatal tremor represent a FMD.
traumatic stress disorder. A history of unrespon- Essential palatal tremor presents with the symp-
siveness to medications, response to placebos, tom of an ear click, mostly attributed to rhythmic
and remission with psychotherapy may also be 0.5–3 Hz palatal movements produced by con-
present. tractions of the tensor veli palatini. Other throat
It is important to keep in mind that the neuro- muscles may be involved, but there are no addi-
logical examination begins when a patient enters tional neurological abnormalities. Magnetic reso-
the room. History-taking provides a good oppor- nance imaging of the inferior olives is normal, and
tunity to start the examination by observing the extremity or eye muscles are not involved [8]. A
tremor and its variability and distractibility dur- functional neurological origin has been supported
ing spontaneous speech and behavior. by the fact that the movements in many of these
cases are incongruous, variable, entrainable, and
distractible on electromyographic recordings
pproach to Diagnosis: Clinical
A [52]. Recently, combined electroencephalography
Examination and Positive Signs and electromyography with time-locked video
recordings has been suggested as another useful
Symptom Patterns tool supporting the FMD origin in a patient diag-
nosed with essential palatal tremor [58]. In con-
Distinguishing between functional tremor and trast to this, symptomatic palatal tremor usually
other types of tremor requires a careful clinical does not present with an ear click and involves the
examination by a neurologist or neuropsychia- levator veli palatini and other muscles innervated
trist experienced in movement disorders. by brainstem nuclei (eye movements, face) or spi-
Functional tremor often presents with a complex nal motoneurons (trunk and extremity tremor) and
clinical presentation and marked variability in often is accompanied by ataxia. Symptomatic
tremor phenomenology can often be observed palatal tremor is usually caused by a lesion in the
within one consultation [31]. dentato-olivary pathway and MRI usually reveals
Most patients suffer from a tremor of the olivary pseudohypertrophy [8].
hands and arms. Functional upper limb tremor
may present as rest, postural, or kinetic tremor
and commonly is present in all three conditions. Role of Attention
While most other etiologies for tremor present
with either predominant action or predominant The patient described in the clinical vignette at
resting tremor, functional tremors often have the beginning of this chapter exhibited an increase
6 Functional Tremor 71
in tremor severity with increased attention. ing target performed with the contralateral hand
Indeed, simple observation of patients with func- may also help to reveal distractibility of the
tional tremor has revealed excessive attention to tremor. Additionally, patients may be asked to
their affected limbs and to movements of these perform sudden ballistic movements with the
limbs during examination compared to patients contralateral upper limb; in the case of functional
with other etiologies of tremor [57]. In concor- tremor this may trigger a brief pause in tremor.
dance with this clinical observation, functional Some patients describe other maneuvers that
imaging studies FMD have reported increased induce amelioration or exacerbation of their
activity in areas associated with “self-monitoring” symptoms. The patient should be asked to dem-
[2, 6]. Visual attention to the limb may be a onstrate this. For example, a patient may have
marker of explicit control of movement, usually noticed that being touched at a certain trigger
seen during the performance of novel tasks [60]. point may induce exacerbation of tremor. Other
Sometimes focused attention causes re-patients may mention that listening to a certain
emergence of the functional tremor if previously song can stop the tremor.
absent. Importantly, distraction maneuvers can only
be successful when they sufficiently reduce the
attention directed towards the tremulous limb.
Distractability Before establishing that a tremor is unable to be
distracted, the level of difficulty and the type of
Distraction of attention away from the affected distraction task may need to be adapted. The “dif-
limb forms the basis for most of the clinical tests ficulty level” required for distraction tasks may
used to diagnose functional tremor [12]. vary from patient to patient. Additionally, tremor
Typically, tremor dramatically improves, sub- in different body parts warrants different distract-
sides, or changes frequency and amplitude during ers. Appropriate maneuvers for the lower limbs
distraction tasks. In some patients such distracti- include foot tapping tasks or drawing on the floor
bility of the tremor may already become obvious with the contralateral foot. For head tremor, a
by simple inspection of the tremor during history- task using repetitive eye or tongue movements
taking or during standard neurological may be helpful [48].
examination. An unexplained poor performance on tasks of
Distraction tasks can be cognitive or motor. distraction while the functional tremor is main-
Cognitive distraction maneuvers may include tained may be suggestive of functional tremor
mental arithmetic (counting backwards from [48].
100, serial sevens, etc.), listing days of the week While distractibility is a prominent feature of
or months of the year in reverse order, or recog- functional tremors, in some patients with func-
nizing a number drawn on the dorsum of the con- tional tremor distractibility cannot be demon-
tralateral hand by the examiner’s finger. strated on clinical grounds, even when an
Motor distraction tasks need to be adapted appropriate examination maneuver is used.
based upon the tremor distribution. In clinical Functional tremor should not necessarily be
practice, the most frequently used distraction task excluded when a tremor is unable to be distracted
to assess for functional arm tremor is the sequen- [7].
tial finger tapping method (see Video 6.1). The
patient is asked to tap with the thumb and fingers
II, III, IV, and V in subsequent order. The diffi- Entrainability
culty level is subsequently raised by instructing
the patient to change the tempo of the task. In addition to demonstrating motor distraction,
Finally, the patient is instructed to perform com- finger tapping at a given frequency can also be
plex tapping sequences. The tremor of the contra- used to demonstrate entrainment, which repre-
lateral hand is simultaneously observed to assess sents another clinical hallmark of functional
for distractibility. Finger-to nose-test with a mov- tremor. The patient is asked to tap voluntarily at
72 P. Schwingenschuh
various frequencies set by the examiner with a tuning fork to the affected body part, or applica-
body part unaffected or less affected by tremor; tion of pressure to a certain “trigger point” with
the patient may, for example, be instructed to tap the examiner’s finger. This is performed while
with a finger on a table at a given frequency. suggesting that the stimulus may reduce the
Entrainment occurs if the tremor adapts the same symptoms [20, 56]. Of note, care must be taken
frequency (or a harmonic of this frequency) as when using suggestion as an exam maneuver as
the contralateral movements (see Video 6.1). this may affect the physician-patient
relationship.
Variability
“Whack-a-Mole” Sign
Variability is another red flag suggestive of func-
tional tremor. This variability can present as a Tremor suppression in one body part by the
change in frequency, amplitude, direction (e.g. examiner may cause an immediate appearance of
changing from pronation/supination to flexion/ tremor in another body part. If present, this
extension pattern), or as fluctuation of anatomic “whack-a-mole” sign is regarded as another posi-
tremor distribution. Such tremor variability may tive physical sign and diagnostic maneuver in
occur spontaneously or only become obvious patients with FMD [45].
with a change in the level of attention towards the
tremor [4].
However, it is important to recognize that xcessive Exhaustion or “La belle
E
tremor variability does not necessarily indicate Indifference”
functional tremor. Tremor secondary to other eti-
ologies may also exhibit variable amplitude influ- In patients with functional tremor voluntary
enced by the level of anxiety and exhaustion, movements can appear to be slow throughout
may be position-dependent, or may appear irreg- the performance of rapid repetitive and alter-
ular in rhythm and may change direction (e.g. in nating movements, albeit without the fatiguing
the case of a dystonic tremor) [56]. and decreasing amplitude or the typical arrests
that are seen in Parkinson’s disease [32]. Some
patients with functional tremor seem to struggle
Coactivation Sign and put more effort than needed to perform the
tasks. During examination they may demonstrate
Functional tremors may show a “coactivation exhaustion and excessive fatigue and may use their
sign”, i.e. some underlying antagonistic muscle whole body in order to perform a minor movement
activation whenever their tremor is present. If the [4, 56]. Other patients with functional tremor may
increased muscle tone disappears, the tremor dis- disregard their symptoms despite showing severe
appears too. This is demonstrated during slow, tremor on examination (“la belle indifference”).
arrhythmic, passive movements, for example
during assessment of tone. In functional tremor,
fluctuations of muscle tone may be observed [7, Other Functional Neurological Signs
48].
Sometimes functional tremor may present as part
of a mixed FMD or a mixed functional neuro-
Suggestibility logic disorder. Patients may show other func-
tional symptoms and signs including give-away
Some functional tremors are suggestible and may weakness, functional gait disorder, non-anatomi-
vary in response to certain stimuli. Suggestibility cal sensory loss, or convergence spasm and other
may be assessed with application of a vibrating dysconjugate oculomotor abnormalities [20, 56].
6 Functional Tremor 73
It is important to keep in mind that the pres- ment. Recorded signals are analyzed in the time
ence of other functional neurological signs does and frequency domains [50, 59].
not confirm that the tremor itself is functional. It A variety of electrophysiologic techniques
is possible for a patient with tremor secondary to have been proposed as useful in distinguishing
another etiology, such as a parkinsonian tremor, functional tremor from other types of tremor.
to exhibit other functional features as well [48]. These are mainly used to demonstrate the same
One clinical study has systematically com- clues that are assessed during clinical examina-
pared the effects of various provocative tests on tion, namely entrainability, distractability, co-
patients with essential tremor and functional contraction, and synchronicity [5, 21, 48, 59].
tremor using a standardized protocol [24].
Functional tremor was able to be differentiated
from essential tremor on the basis of negative Entrainability and Distractability
family history, sudden onset, spontaneous remis-
sion, shorter duration of tremor, suggestibility, Functional tremor may entrain at the frequency at
and distractibility. Interestingly, entrainment was which the patient is tapping, with significant
not frequently seen in either tremor type. coherence between the EMG spectra of the trem-
However, the method used to evaluate entrain- ulous extremity and the tapping extremity at the
ment in this study (10 s of wrist extension and tapping frequency [35, 49, 50]. It is important for
flexion in the unaffected arm) is probably not an tapping to be performed at a low amplitude to
adequate assessment of this feature [20]. reduce the likelihood of mechanical transmission
between the limbs, which could erroneously be
reported as coherence. For the same reason, the
Electrophysiology: The Role coherence is calculated between EMG channels
for Tremor Recordings and not between accelerometers [59]. More com-
mon than true entrainment is a significant abso-
Clinical assessment remains the most important lute change in tremor frequency and marked
aspect in evaluating patients with functional intraindividual variability with tapping [49, 61].
tremor and in many patients a confident diagnosis Less accurate tapping performance at
can be made on the basis of clinical criteria alone. requested frequencies is also considered sugges-
In some patients, however, the diagnosis may be tive of a functional etiology. Thus, it is manda-
more challenging. In these cases, electrophysio- tory to record the patient’s tapping performance,
logical characterization can provide a useful in addition to recording the tremor [49, 50, 61].
method to complement the history and physical If the original tremor frequency peak persists
exam, providing additional objective, reproduc- and is accompanied by a new tremor peak at the
ible, and diagnostic information [59]. The devel- frequency of the tapping, this finding can corre-
opment of laboratory-supported criteria for spond to a mirror movement and should not be
functional tremor support this important diagnos- confused with entrainment. Mirror movements are
tic role [19, 20, 49, 50]. involuntary movements of homologous muscles
during voluntary movements of contralateral body
regions. While subtle mirror movements can occur
Standard Equipment in otherwise healthy adults, overt mirror move-
ments are common in many movement disorders
Tremor recordings require two accelerometers, a such as Parkinson’s disease [36].
four-channel electromyography, a metronome, In the ballistic movement test the patient is
and a 500-g weight. Metronomes are easily asked to perform a quick movement with one
accessible, and available as online tools and apps. hand, for example, a fast wrist extension. In con-
Hand tremor is recorded at rest, at posture (with trast to tremor seen in essential tremor and
and without weight loading), and during move- Parkinson’s disease, functional tremor transiently
74 P. Schwingenschuh
stops during ballistic contralateral hand move- tremor include a clonus mechanism and pres-
ment [29, 49]. ence of an “overtrained” tremor that runs auto-
Other signs that may be observed in functional matically and is not perturbed by another
tremor include irregularities in the tremor fre- voluntary movement [21, 46].
quency and amplitude, and an increase in tremor
amplitude when weights are added to the limb
[42, 49, 61]. Test Battery
objective evidence and help when conveying the trial that compared 5-day specialist physiother-
diagnosis to a patient [50]. apy to treatment as usual in 57 patients with func-
tional motor symptoms (9 patients had a
functional tremor). At 6 months, 72% of the
Management intervention group rated their symptoms as
improved, compared to 18% in the control group
Explanation/Education [38]. A larger randomized controlled trial of
physical-based rehabilitation aiming to recruit
Treatment starts with an explanation of the diag- 264 patients with a clinically definite diagnosis
nosis, often aided by demonstration of functional of functional motor disorders (Physio4FMD) is
exam findings, exploration of physical and psy- underway [40].
chological trigger factors and discussion of the The intervention used in the above-men-
potential for reversibility of symptoms [30]. tioned trials uses a “movement retraining”
Sharing positive clinical signs such as tremor model based on the consensus recommenda-
entrainment or distractability illustrates how the tion paper on physiotherapy for FMD [41]. The
diagnosis is made, and provides a powerful approach includes reducing abnormal self-
means of establishing a patient’s confidence in directed attention by distraction techniques
the diagnosis as illustrated in the chapter’s clini- and breaking down learned patterns of abnor-
cal vignette [54]. Visualized electrophysiological mal movement to then retrain normal patterns,
data can also be used as an objective tool to dem- but recognizes the importance of education
onstrate how the diagnosis was made [50]. If and entwining psychological approaches. A
present, the “whack-a-mole” sign can be starting point for physiotherapy may be help-
described to patients as evidence in support of a ing the patient to develop strategies to con-
“software” problem involving broader networks, trol or stop the tremor. Therefore, patients
as opposed to a “hardware” problem affecting a are instructed to actively produce a tremor,
particular anatomical location [45]. then increase the amplitude and decrease the
There is increasing evidence for benefits of frequency, and finally slow the movement to
physical, occupational, as well as psychothera- stillness. The patient can learn how the tremor
peutic interventions, with treatment being tai- can be stopped during distraction by perform-
lored to individual symptoms and comorbidities ing competing movements (e.g. clapping to a
[30]. Most prior treatment studies have included rhythm or performing a large flowing move-
patients with mixed FMD. Only few treatment ment of the symptomatic arm as if conducting
studies have focused on patients with functional an orchestra) [41]. These strategies can help
tremor and will therefore be mentioned here patients develop a sense of control over move-
along with studies that detailed the number of ment without using potentially unhelpful pas-
functional tremor patients in their mixed cohorts. sive coping strategies. Visual feedback from a
mirror can be helpful in establishing control
[41].
Physiotherapy Physiotherapy should discourage habitual
postures and movement patterns which can make
There is growing evidence that physiotherapy is the tremors worse. Functional tremor of the lower
an effective treatment for patients with FMD. A limbs is often triggered by a clonus mechanism
prospective uncontrolled study in 47 patients when the patient sits with forefoot contact with
with functional tremor (n = 9) and other func- the floor. Changing lower limb posture so the
tional motor symptoms first provided evidence to heel and forefoot have floor contact can stop the
support the use of specialist physiotherapy treat- movement. Sometimes patients try to control a
ment in these patients [39]. These findings were functional tremor by increasing the tension in
supported by a subsequent randomized feasibility their muscles, which may actually worsen the
76 P. Schwingenschuh
with functional tremor. The study used validated For additional details regarding the treatment
rTMS parameters that are known to induce long- of patients with functional tremor see Part III of
lasting inhibitory changes in motor cortex excit- this book.
ability. In a second open-label phase all patients
underwent hypnosis combined with single ses-
sions of active rTMS. In the active group, the Conclusion
mean Psychogenic Movement Disorder Rating
Scale scores were significantly decreased after 1 Functional tremor is a common and disabling
and 2 months, with benefit maintained at months movement disorder. It is diagnosed based on
6 and 12. In the sham group, a non-significant characteristic clues from history and positive fea-
improvement was observed after 1 month, but tures on clinical examination. In difficult cases,
scores had returned almost to its baseline by tremor recordings can be useful to differentiate
month 2 and remained unchanged at months 6 functional tremor from other tremor disorders.
and 12. The authors concluded that the stronger There is growing evidence for effective treatment
and longer benefit observed in the active rTMS strategies for these patients, however large ran-
group may represent preliminary evidence of domized controlled studies comparing and com-
rTMS-induced neuromodulation of the motor bining different treatment modalities and
cortex involving long-term depression-like syn- measuring long-term effects are needed.
aptic plasticity mechanisms [55]. Although the
addition of hypnosis in an open-label phase of the
study may have been a confounding factor, fur- Summary
ther research in this area is of interest to test path- • Functional tremor is the most common
ways involved in symptom genesis and identify functional movement disorder.
new treatment targets [30]. This fits in with • Diagnosis of functional tremor relies on
broader testing, with promising, but preliminary positive signs on history and physical
data, in other motor functional neurological dis- examination.
orders (see Chap. 28 for more details on the role • Clues from the clinical examination
of TMS). include the presence of distractibility,
entrainability, and variability in tremor
frequency, axis, and/or topographical
Multidisciplinary Treatment distribution.
Approaches • Sharing these clinical signs with the
patient can provide a powerful means of
Multidisciplinary treatment is a common treat- establishing a patient’s confidence in the
ment approach for patients with functional diagnosis.
tremor. The development of a patient-centered • If features of distractibility, entrainabil-
treatment plan benefits from interdisciplinary ity and/or tremor variability are not clin-
neurologic, psychiatric, allied mental health and ically overt, electrophysiology can
rehabilitation perspectives. Comorbid mood dis- support an early positive diagnosis.
orders may be treated pharmacologically. The
use of anti-tremor medication is not appropriate.
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Functional Dystonia
7
Francesca Morgante
Case Vignette 1 sions over the course of 1 year. We saw her again
A 19-year old girl was referred to the Movement 4 years later for re-evaluation of a complex clini-
Disorders Clinic because of involuntary turning cal picture. Indeed, over the years, she had devel-
of the head to the left beginning 2 years prior. She oped marked disability with onset of severe gait
did not have a family history for movement disor- and balance difficulties, involuntary jerky move-
ders or any other neurological condition. Past ments of all limbs (more prominent on the left
medical history was negative, and she did not side), and urinary retention. She had been
take medications or use any recreational drugs. assessed by several other movement disorders
She was a high-school student and sang in the neurologists and undergone many hospital admis-
church choir. She mentioned that when singing, sions and investigations, including brain mag-
her symptoms resolved. netic resonance imaging, evoked potentials, nerve
At initial examination (Video 7.1, Segment A), conduction studies, electromyography, laboratory
her head was turned and tilted to the left. She had investigations, and genetic testing for genetic dys-
difficulty in turning the head to the right and pain tonias. She had been previously evaluated by two
in the posterior cervical region. When singing or psychiatrists who did not find any evidence of psy-
being engaged in arithmetic tasks, she had marked chopathology or apparent life stressors. She
improvement of head posture. Speaking did not received multiple diagnoses, including “general-
improve her symptoms. She was diagnosed with ized dystonia”, “dystonia-ataxia syndrome”,
cervical dystonia and injected with botulinum “young onset extrapyramidal disorder with spas-
toxin without any benefit, despite repeated ses- ticity”, “spastic paraplegia plus”, “stress disor-
der”, and “medically unexplained disorder”.
At our neurological examination in 2013
(Video 7.1, Segment B), she was in a wheelchair
Supplementary Information The online version con- and catheterized. She could walk for less than
tains supplementary material available at [https://doi.
5 meters only with support, had fixed posturing of
org/10.1007/978-3-030-86495-8_7].
the left foot, and weakness associated with stiff-
ness in both lower limbs. Fixed posturing of the
F. Morgante (*)
Neurosciences Research Centre, Molecular and left foot improved when she was distracted by
Clinical Sciences Research Institute, St. George’s motor tasks other than walking. When lying
University of London, London, UK down, she had a slow tremor affecting both legs
Department of Clinical and Experimental Medicine, that was more prominent on the left. She had
University of Messina, Messina, Italy fixed posturing of the head which was turned and
e-mail: fmorgant@sgul.ac.uk
tilted to the left with associated left shoulder ele- promising her ability to walk. Symptoms started
vation. She could not turn her head to the right, with painful inversion of the left foot occurring
but she could passively turn it using her hand soon after a lower back trauma due to a fall.
pushing on her left cheek. When engaged in alter- Within 3 months from onset, she rapidly wors-
nate repetitive movements with both arms, she ened and developed a severe gait disorder. At our
did not have any overflow of dystonia, but rather consultation, she reported severe disability,
her abnormal head posture improved and shortly reporting that she needed help to perform all
resolved. On neuropsychiatric interview comple- activities of daily living. She had severe pain
mented with self-report measures, she only localized to the whole left lower limb and also
endorsed mild depression and denied anxiety. reported concentration difficulties and “brain
We made the diagnosis of FMD with promi- fog”.
nent functional dystonia based on the demonstra- On examination, she was in a wheelchair,
tion of positive signs, including variability and unable to stand up or walk. She had inversion of
improvement with distraction. We discussed the the left foot and flexion of all toes. There was
diagnosis and showed her how neurological resistance to passive extension of the left leg and
symptoms could be improved by shifting her hip. Passive manipulation of the left ankle and
attention. A multidisciplinary in-patient rehabili- passive extension of the left leg evoked unbear-
tation program for FMD[1] was suggested. She able pain. Complete extension of the left lower
underwent 2-months of multidisciplinary reha- limb was limited by intense pain. When the exam-
bilitation involving neuro-physiotherapy focused ination was performed with the patient’s eyes
on sensation and attention. The program also closed, the left leg was able to be passively
included occupational therapy and sessions with extended without pain (Video 7.2). On mental
a psychologist aimed to regain confidence and status examination, she performed normally on
autonomy. This program resulted in marked the Montreal Cognitive Assessment. She endorsed
improvement (Video7.1, Segment C), with reso- moderate depression. All laboratory tests and
lution of gait abnormality, urinary disturbances, investigations were normal. Specifically, brain
and involuntary movements affecting the upper and spinal magnetic resonance imaging did not
and lower limbs. At 2-month follow-up, she con- identify any structural abnormalities. Motor and
tinued to have turning of the head to the left side somatosensory evoked potentials showed normal
and left shoulder elevation associated with pain conduction times within the central nervous sys-
in the left shoulder. At 1-year follow-up, she tem. A diagnosis of functional dystonia was
showed persistent improvement of gait, balance reached based on the presence of the following
and head posture (Video 7.1, Segment D). Over features: (1) acute onset; (2) rapid progression;
the subsequent 2 years, she underwent three (3) presence of fixed dystonic posturing affecting
additional in-patient rehabilitation admissions the foot; (4) release of fixed posture of the lower
for FMD, which resulted in further gains. After limb upon eye closure, which served as a distrac-
regaining functional independence, she started tive task; (5) absence of brain structural lesions
working as a tour guide and had a daughter. justifying fixed dystonia; (6) absence of any other
Periodically, she complained of increased pain movement disorders (i.e. parkinsonism) or neuro-
and spasms in the left upper trapezius which were logical signs (i.e. apraxia) which might have sup-
treated with a small dose of incobotulinumtoxinA ported the diagnosis of fixed dystonia associated
(20 U). She also continued to practice at home with a neurodegenerative disease.
the physiotherapy exercises prescribed by the Delivery of the diagnosis included a careful
multidisciplinary rehabilitation team. discussion of all the clinical features supporting
the diagnosis of functional dystonia. We explained
Case Vignette 2 the role of minor trauma as a frequent precipitat-
A 41-year woman presented with a 4-year history ing (triggering) factor for this condition, yet we
of abnormal posturing of the left lower limb com- highlighted that the trauma was not causative of
7 Functional Dystonia 83
her symptoms. A 1-month in-patient multidisci- functional dystonia from these other conditions,
plinary rehabilitation program was started, and despite a few clinical features aiding the narrow-
repeated four times over 2 years. This treatment ing of the differential diagnosis [7]. Finally,
strategy was not successful in improving her overlap of functional dystonia symptoms may
motor symptoms due to the interference of pain occur in the context of idiopathic dystonia syn-
during the physiotherapy program. However, the dromes [8], adding to the complexity of thera-
multidisciplinary rehabilitation program aided peutic management. The two case vignettes
improvement of her mood and greater diagnostic above provide a description of the heterogenous
acceptance of her condition. clinical picture of functional dystonia and their
impact on diagnosis and treatment. The follow-
ing sections discuss the diagnostic and therapeu-
Introduction tic approach to functional dystonia.
Table 7.1 Clinical features helpful in differentiating idiopathic or genetic dystonia from the three phenotypes of func-
tional dystonia
Idiopathic or Functional Functional mobile Functional
genetic dystonia fixed dystonia dystonia paroxysmal dystonia
Effect of voluntary action or exercise ↑ − ↑ or ↓ or − ↑ or ↓ or −
Overflow +++ − − −
Variability during the examination − −/+ +++ +++
Change with distraction − −/+ +++ +/−
Effect of increased attention − −/+ ↑ ↑
Geste antagoniste +++ − −/+ NK
Spreading to distant body parts −/+ +++ +++ +++
Presence of other movement disorders −/+ + +++ +++
Tremor + + + +
Abnormal posturing +++ +++ +++ +++
Pain +/− +++ +/− +/−
↑ = increase; ↓ = decrease; + = present; − = not present; +++ = prominent feature; NK = not known
84 F. Morgante
Incorrect and delayed diagnosis of functional Additionally, historical clues and specific posi-
dystonia may lead to unnecessary investigations, tive phenomenological signs as outlined below
increased healthcare costs, and inappropriate represent the pillars of diagnosis for functional
treatments with potential iatrogenic harm and dystonia.
poor prognosis, including limb amputation [10,
11]. Diagnostic delays and lack of treatment
guidelines specific for functional dystonia, par- Historical Clues and Comorbidities
ticularly for the fixed dystonia phenotype, addi-
tionally negatively impact the prognosis of these Although not diagnostic, one core element to
patients, which is generally poor [12]. consider in the clinical history of functional dys-
tonia is the temporal evolution of the symptoms
[24], which typically has a subacute onset with a
Diagnostic Criteria development over days or weeks and a rapid pro-
gression, resulting in many cases in a tonic pos-
Several sets of clinical criteria have been devel- ture. This can be initially corrected but then may
oped to formalize the diagnostic process in peo- become fixed over a short time. Another feature
ple with FMD, and can be applied to functional of functional dystonia is the spreading to other
dystonia. Indeed, the first official diagnostic cri- body sites eventually being associated to other
teria for FMD were developed by Fahn and motor phenotypes (i.e. tremor, ataxia) or other
Williams in 1988 for functional dystonia, for- functional neurological symptoms, as shown in
merly referred to as “psychogenic dystonia” [13]. Case Vignette 1. Such mixed FMD presentations
These set of criteria have defined the level of cer- tend to have a higher burden of non-motor symp-
tainty for this diagnosis based on the clinical toms and are more likely to be diagnosed by a
incongruence or inconsistency of the movement movement disorders neurologist after a long ill-
disorder, with response to suggestion, placebo ness duration [3].
and psychotherapy defining the highest level of The rapid progression and the tendency to
diagnostic certainty. Inconsistency of movement spread and develop other neurological manifesta-
refers to variability over time or during clinical tions is highly supportive of the diagnosis of
examination which is a common feature of all functional dystonia. In contrast to adult-onset
FMD presentations. As the “probable” and “pos- dystonia whose spreading trajectories follow a
sible” categories of diagnostic certainty yield cranio-caudal pattern and tend to affect two con-
overall low agreement for this and other diagnos- tiguous body parts [25, 26], in functional dysto-
tic criteria [14], the importance of a phenotype- nia the spreading does not necessarily follow
specific diagnostic approach has been encouraged adjacent anatomical segments or manifest with
[15] based on identifying positive clinical signs the same motor phenomenology.
to support the diagnosis [2, 16]. Furthermore, the There are a number of comorbidities that may
Gupta-Lang criteria for FMD incorporated elec- be identified and may represent predisposing, pre-
trophysiological findings toward a “laboratory cipitating, and perpetuating factors for the devel-
supported” diagnosis [17]. Yet, there are no vali- opment and maintenance of functional dystonia.
dated electrophysiology-based criteria for func- Non-motor symptoms such as pain, headache,
tional dystonia [18]. A few studies employing insomnia, and fatigue are often reported in
blink reflex [19], transcranial magnetic stimula- patients with FMD [3, 27, 28]. Pain is localized
tion [20, 21] and psychophysiological testing of either in regions affected by functional dystonia
pain thresholds [22] and somatosensory tactile or in other body parts. Whereas the presence of
discrimination [23] have discriminated at group pain in the neck muscles makes functional dysto-
level between functional dystonia and other dys- nia difficult to differentiate from idiopathic cervi-
tonia presentations, but specificity and sensitivity cal dystonia, it should be recognized that pain is
of such tests have not been performed so far. unusual in upper limb adult-onset idiopathic dys-
7 Functional Dystonia 85
tonias, which are often task-specific. Dystonia hyperkinetic disorders represents a great chal-
associated with corticobasal syndrome or lenge and might lead to inappropriate interven-
Parkinson’s disease, which respectively involve tions for “complex intractable dystonia”, such as
the upper and lower limbs, are often painful, but deep brain stimulation [40].
the combination with parkinsonism and/or
apraxia, myoclonus and cortical sensory dysfunc-
tion allows differentiation of these conditions Basic Clinical Features
from functional dystonia. Pain is a major concern
in 41% of patients with fixed dystonia who might The phenomenology of functional dystonia may
also present with clinical features of complex vary over time and the severity of symptoms
regional pain syndrome type 1 (CRPS-1) [5]. might fluctuate with relapses and remissions.
Movement disorders associated with CRPS-1 Remission of symptoms is very rare in idiopathic
have been a subject of controversy over the last dystonia. However, it has to be acknowledged
10 years regarding their nature, with an intense that this can still occur, especially in cervical dys-
debate about the framing of this disorder [29–31]. tonia and blepharospasm [41]. Phenotypic mani-
CRPS-1 dystonia has many similarities with func- festations may vary by temporal pattern of
tional dystonia both in terms of clinical features movement (persistent, paroxysmal), types of dys-
and natural history. Indeed, recent research has tonic manifestations (fixed, mobile), and body
also showed pathophysiological similarities localization (cranial, upper and lower limbs,
between individuals with functional dystonia and trunk).
patients with CRPS-1 and fixed hand postures In the majority of cases the clinical presenta-
[21]. Finally, it has been suggested that joint tion is a unilateral fixed dystonia, mostly affect-
hypermobility syndrome might be a risk factor for ing the distal limb and more frequently the lower
the development and maintenance of functional than the upper limb. When affecting the lower
dystonia [32]. limb, the classical presentation is that of foot
Psychological or physical trauma might pre- plantar flexion and inversion and curling of toes.
date the onset of motor symptoms in about one In the hand, individuals classically present with
third of patients with functional dystonia [27, wrist and finger flexion either with sparing of the
33]. Psychiatric comorbidities are reported more thumb and the index fingers or more rarely with
frequently in patients with fixed dystonia [5], development of clenched fist [5] (Fig. 7.1). A few
particularly anxiety, depression, and apathy [34, other positive signs have been described in peo-
35]. Nevertheless, psychiatric symptoms are also ple with fixed dystonia, but they have not vali-
a prominent component of idiopathic dystonia dated [42]; these additional signs requiring
[36, 37], especially anxiety and depression. further inquiry include the “swivel chair sign”
However, in functional dystonia other psychopa- [43], variable resistance to passive manipulation
thologies have been described such as substance- and the “psychogenic toe sign” [44].
related disorders, schizophrenia, adjustment Functional dystonia may also manifest with
disorder, borderline personality disorder, post- phasic rather than tonic dystonic movements,
traumatic stress disorder, psychotic depression, either with a paroxysmal or continuous presen-
and delusional disorder. Patients with functional tation. Such mobile functional dystonia poses
dystonia are also more likely to have high levels major diagnostic challenges as the phenomeno-
of alexithymia [38] as well as impaired emotional logical features are difficult to dissect from
processing [39]. other forms of mobile dystonia [45]. Functional
Finally, it should be highlighted that func- dystonia lacks the patterned manifestations typ-
tional dystonia may arise in the context of other ical of other dystonia syndromes [45], despite
neurological disorders, including idiopathic dys- the fact that some movements might look ste-
tonias [8]. Such overlap of functional neurologi- reotyped (for example, stereotyped and repeti-
cal manifestations associated with other tive oscillatory movements of the upper limbs).
86 F. Morgante
a b
Fig. 7.1 (a) Fixed dystonia of the upper limb with sparing of the thumb and index; (b) Fixed dystonia of the upper limb
with clenched fist
a b c
Fig. 7.2 In-clinic variability of phenotype in a patient with paroxysmal functional dystonia
a b c
Fig. 7.3 Clinical features of functional facial spasm. (a) Resistance to passive opening of the right eyelid. (c)
Contraction of the frontalis muscle contralateral to the Spontaneous remission 1 year after onset
side of contraction of the orbicularis oculi muscle. (b)
with laterocollis, ipsilateral shoulder elevation and and simultaneous involvement of multiple
contralateral shoulder depression associated to body regions at onset in 30% [52]. Further dis-
pain [50]. Acute onset of retrocollis has been also cussion of functional facial movements can be
described as a rare phenotype [49, 51]. found in Chap. 10.
Functional facial dystonia usually presents Two large studies have described the phenom-
with unilateral lip and jaw deviation and ipsi- enology of functional gait disorders either in iso-
lateral platysma involvement [52]. Given that lation or in combination with another FMD
symptoms are often unilateral, the differential presentation [55, 56]. In both studies, functional
diagnosis includes hemifacial spasm, from dystonic gait and the classic knee-buckling pat-
which functional facial dystonia is distin- tern were among the most common patterns.
guished by absence of the “other Babinski Another characteristic of functional dystonic gait
sign” [53] and presence of frontalis muscle is the lack of improvement of the abnormal pos-
contraction contralateral to spasm of the orbi- ture when walking backwards or sideways, which
cularis oculi [54] (Fig. 7.3). Functional facial is typically seen in other forms of dystonia [57].
spasm may also present with alternating Further discussion of functional gait can be found
spasms from one side of the face to the other in Chap. 11.
88 F. Morgante
anagement of Functional
M In addition to non-pharmacological interven-
Dystonia tions, oral medications targeting psychiatric
comorbidities might be used [62]. Indeed, a
As with other FMD phenomenologies, the treat- recent large cohort study of 410 patients with
ment of functional dystonia starts with explain- FMD revealed that oral medications, including
ing the diagnosis. Acceptance of the diagnosis is antidepressants, benzodiazepines, antiepileptics
required prior to initiation of therapeutic strate- and, rarely, antipsychotics are employed in clini-
gies, which mostly rely on non-pharmacological cal practice by neurologist experts in movement
interventions such as physiotherapy [1, 58, 59]. disorders. In the same study, botulinum toxin was
Explaining the diagnosis successfully is based in employed as a treatment in 13% of cases. Yet,
part on accurate discussion of signs supporting despite anecdotical reports [63], no large-scale
the diagnosis of functional dystonia, which studies have assessed the efficacy of botulinum
should be demonstrated to the patients during the toxin in patients with functional dystonia in
consultation [60]. As shown in Case Vignette 1, whom it might have a potential benefit in treating
diagnostic delay and/or diagnostic uncertainty is tonic postures, thus preventing contractures.
associated with disease progression. Accordingly, intractable contractures [5] repre-
In addition to the timing of diagnosis, pheno- sent a detrimental consequence of fixed dystonia,
type also impacts prognosis in functional dysto- potentially requiring surgery.
nia. Indeed, patients with paroxysmal functional
dystonia seems to have a more favorable outcome
[48] compared to those with fixed dystonia [12]. Conclusions
Data on efficacy of different treatments (phys-
iotherapy, occupational therapy, cognitive Functional dystonia is characterized by a variety
behavioral therapy, pharmacological therapies) of phenotypes which can be mainly grouped into
have not been robustly tested in functional dys- fixed, mobile, paroxysmal forms. More complex
tonia cohorts and it is unknown whether differ- clinical pictures arise in those patients developing
ent phenotypes may be more or less responsive mixed FMD presentations in whom functional
to a specific intervention [61]. Case Vignette 1 dystonia coexists with other motor symptoms or in
shows the success of an in-patient rehabilitation those individuals that have both functional dysto-
multidisciplinary program which included phys- nia and other neurological conditions. Such com-
iotherapy, occupational therapy and psychologi- plexities of clinical manifestations often lead to
cal intervention [1, 2, 61]. In general, a diagnostic delays and inappropriate treatments.
multidisciplinary rehabilitation treatment (see Despite the great challenge in diagnosing func-
Chap. 26) helps to address the complexity of the tional dystonia, there are specific phenomenologi-
movement disorder and the multiple associated cal features that support a diagnosis based on
non-motor symptoms and comorbidities. More positive signs. Yet, many of these signs need fur-
research is also needed to determine the optimal ther validation in larger cohorts. Another unmet
treatment setting for a given patient, across inpa- need is the development of laboratory-based diag-
tient, intensive outpatient and conventional out- nostic criteria for functional dystonia. With grow-
patient treatment settings. Management of pain ing knowledge of the pathophysiology of
is of paramount importance although this might functional dystonia, it is conceivable that diagnos-
be a limiting factor for physiotherapy [58], as tic biomarkers for functional dystonia might be
shown by Case Vignette 2. Indeed, presence incorporated in the future [64]. Such adjunctive
chronic pain, CRPS-1, depression and other biomarkers are also needed to test treatments spe-
functional somatic symptoms is associated with cific for functional dystonia phenotypes, including
worse outcome in fixed dystonia [12]. fixed dystonia which has a guarded prognosis.
7 Functional Dystonia 89
showed significant dopaminergic denervation of threshold) and low frequency (0.5 Hz) with a cir-
the left striatum. cular coil over the motor cortex, leading to a par-
We concluded that the patient had both neuro- tial recovery of symptoms (see section
degenerative Parkinson’s disease as well as func- “Treatment” for additional details). Following
tional parkinsonism. The diagnosis was explained TMS treatment, the patient was prescribed
to the patient. Her neurologist demonstrated the physiotherapy.
positive features leading to the diagnosis of func-
tional parkinsonism, including entrainability and
distractibility. She was referred for physiother- Introduction
apy. She was educated on specific physiotherapy
techniques using a motor learning approach as Functional parkinsonism is defined by the pres-
well as distraction techniques. She was continued ence of a combination of marked slowness of
on dopaminergic medication for treatment of her movement in the absence of progressive decre-
neurodegenerative Parkinson’s disease. ment and variable resistance against passive
movement, that is not caused by neurodegenera-
Clinical Vignette 2 tion or dysfunction of the dopaminergic system.
A 62-year-old man presented with a history of Other functional neurological phenotypes,
rapid onset slowness and rigidity of the left side including functional tremor and functional gait
of the body. The diagnosis of PD had been made impairment, may also be present. Arriving at an
2 years prior, and he had been treated with accurate diagnosis of functional parkinsonism is
levodopa, with a modest effect on his bradykine- essential for initiation of appropriate treatment.
sia. He had no personal or family history of neu- Functional parkinsonism is often incorrectly
rological or psychiatric disorders. diagnosed as idiopathic Parkinson’s disease (PD).
The patient went for a second opinion. The This is often the case in patients with scans with-
neurologist performing this evaluation ques- out evidence of dopaminergic depletion
tioned the diagnosis of PD given the presence of (SWEDD). Most patients with SWEDD are incor-
several atypical features (see Video 8.2). The his- rectly diagnosed as PD, and a proportion of these
tory was notable for sudden onset of rapidly max- patients have undiagnosed functional parkinson-
imal symptoms. On examination, the patient ism. This misdiagnosis can lead to inappropriate
exhibited bradykinesia without gradual decre- treatment, including escalation of antiparkinso-
ment in amplitude, rigidity that diminished with nian treatment and requests for alternative therapy
reinforcement maneuvers, prominent distractibil- such as deep brain stimulation [1]. These patients
ity, and variability in the severity and character- can also be inappropriately enrolled in PD clinical
istics of these clinical signs. The patient reported trials. It is also important to keep in mind that
frequent falls, but no fall was observed during the functional neurological symptoms (including
pull test. There was no freezing of gait, and there functional parkinsonism) can occur comorbid
was a positive Hoover’s sign of the left leg. with neurodegenerative parkinsonism including
The patient underwent a DaTscan, which was PD; the presence of neurodegenerative parkinson-
interpreted as normal. A diagnosis of functional ism is in fact considered a risk factor for func-
parkinsonism was suspected based on clinical tional parkinsonism. This situation is sometimes
signs and normal nuclear imaging. The func- called functional overlay, meaning that functional
tional origin of his symptoms was discussed with neurological symptoms co-occur with a concomi-
the patient and levodopa was discontinued. A tant neurological disease. The identification of
single session of repeated single pulse transcra- both functional and neurodegenerative etiologies
nial magnetic stimulation (TMS) was performed for a patient’s symptoms is crucial, as the approach
at supramotor threshold (150% of resting motor to treatment of these will differ.
8 Functional Parkinsonism 95
At the present time, there are no specific diag- most frequent causes of non-degenerative par-
nostic criteria for functional parkinsonism. Most kinsonism [8].
studies use the diagnostic criteria for functional As previously mentioned, functional neuro-
movement disorder (FMD) [2, 3] or the DSM-5 logical symptoms, including functional parkin-
diagnostic criteria for functional neurological dis- sonism, can co-occur comorbid with Parkinson’s
order (FND) [4]. These criteria include symptoms disease. Wissel and co-authors calculated a
of altered voluntary motor or sensory function, prevalence of 1.4% of PD patients also had
with clinical findings providing evidence of comorbid functional neurological disorder [1].
incompatibility between the symptom and recog- One study performed on 1360 patients with neu-
nized neurological or medical conditions, known rodegenerative disorders ranging from PD to
as “positive neurological signs”. The symptoms Alzheimer’s found that patients with PD and
should not be better explained by another medical dementia with Lewy bodies (DLB) exhibited a
or mental disorder, and should cause the patient higher frequency of somatoform disorders than
clinically significant distress or impairment in other neurodegenerative disorders, including
social, occupational, or other important areas of Alzheimer’s, multiple system atrophy (MSA),
functioning or warrant medical evaluation. progressive supranuclear palsy (PSP) and fron-
One of the first descriptions of functional par- totemporal dementia. Somatoform symptoms
kinsonism was published in 1988 by Walter and included functional motor symptoms such as
colleagues [5], who reported the case of a paresis, abnormal postures, and functional par-
64-year-old man suffering from “hysterical par- kinsonism, and sensory symptoms such as anes-
kinsonism” who exhibited dragging of both legs thesia, multilocalized pain and body deformation
and atypical tremor that had been present for delusions. Of note, the frequency of somatoform
3 years. In 1995, Lang and colleagues [6] pub- disorders was also higher in PD and DLB than
lished the first series of 13 cases of functional in a population of patients selected from a psy-
parkinsonism. Specific features of the tremor, chiatric clinic (1.5%) [10].
rigidity, gait, weakness and evolution were A recent review of the literature described 120
described in this paper; these features are patients with functional parkinsonism [4]. In this
described in Table 8.1 and in the section below on review, the mean age at onset was 45.7 years old,
“Clinical Presentation and Diagnosis”. with female predominance (62.1%). The mean
duration of symptoms at diagnosis was 5.0 years,
with an abrupt onset in half of the patients.
Epidemiology
Table 8.1 Clinical differences between functional parkinsonism and Parkinson’s disease
Parkinson’s disease Functional parkinsonism
Tremor Type Rest Rest/postural/action
Finger tremor + Unusual
Frequency Slow, 4–6 Hz Variability
Entrainability (tremor adapts the same
frequency and phase as voluntary tapping in
another limb)
Coherence of Lack of coherence between Coherence between tremor in different limbs
bilateral tremors tremor in different limbs
Effect of Increases with mental Decreases in amplitude or disappears
distraction calculation or other (distractibility)
distraction techniques
Weight-loading Tremor is not transmitted; Tremor may be transmitted to other body
tremor amplitude may segments
decrease or stay the same Tremor amplitude may increase
Rigidity Plastic rigidity Variable resistance against passive movement
Cogwheeling + Coactivation sign (oppositional rigidity
“Gegenhalten” with no real cogwheeling)
Effect of Rigidity increases Rigidity diminishes
reinforcement
maneuvers
Bradykinesia Sequence effect + No
Distractibility No Marked slowness of voluntary movements with
distractibility
Hypokinesia + No
Difficulty performing everyday tasks/manual
tasks; may be accompanied by grimacing, sighs.
Exaggerated discrepancy between the difficulty
in movement initiation and the actual speed of
movement execution
Balance Pull test Variable retropulsion May have bizarre response to the pull test with
Patient may fall extreme response for very light pulls but usually
no falls.
Better balance observed compared to patient’s
complaints.
Gait Type Slow, stiff, with retropulsion Slow, stiff, may be painful
or propulsion
Arm swing Flexed posture with reduced Diminished or absent on the most affected side;
arm swing arm held stiffly extended and adducted to the
side
Reduced arm swing can Reduced arm swing persists with running
improve with running
Freezing Common Uncommon
Other Buckling of the knees; astasia-abasia
Speech Baby talk; gibberish
Writing Micrographia with decrement Slow but no micrographia with decrement
Other neurologic features Give-way weakness, non-anatomic sensory loss,
unusual diffuse muscle pain and tenderness,
Hoover’s sign
higher than what is usually reported in other FND before or at the time of onset of PD in 61 out of
subtypes [11]. Additionally, in cases of PD with 99 patients (61.6%) [4]. This suggests the possi-
comorbid functional parkinsonism, functional bility of potential shared pathogenic mechanisms
neurological symptoms have been shown to start between both diseases.
8 Functional Parkinsonism 97
other hand, most commonly a large circle. In yet been validated to determine sensitivity and
neurodegenerative parkinsonism, as soon as the specificity. Additional positive signs may be
contralateral voluntary movement is initiated, present in the gait of patients with functional par-
rigidity is noted to increase. kinsonism, including buckling of the knees, or
astasia-abasia, which is defined as an inability to
Bradykinesia stand and walk in the presence of intact motor
The slowness of movement in functional parkin- structures.
sonism is effortful (sometimes called “pseudo-
slowness”), with difficulty in performing
everyday tasks. There may be variability in bra- Psychiatric Comorbidities
dykinesia across different tasks. Movements may
also be accompanied by excessive demonstration Psychiatric history is frequently observed in
of effort, consisting of grimacing, huffing, grunt- patients with functional parkinsonism. In one
ing, or sighing [22], which is known as the “huff- study, 67.6% of patients with functional parkin-
ing and puffing” sign. Slowness is distractible, sonism had a comorbid psychiatric disorder;
without decrement in speed and amplitude and while depression was noted to be the most fre-
without arrests in movement during rapid succes- quent comorbid psychiatric disorder, anxiety,
sive movement tasks. This contrasts to the brady- bipolar disorder, post-traumatic stress disorder,
kinesia in PD, in which a “sequence effect” is personality disorder and substance use disorders
observed, referring to the decrement in amplitude were also noted [4]. Triggering stressors can be
and speed of a repetitive movements over time. In identified in nearly half of the patients (46.8%),
functional parkinsonism, writing can be slow but notably physical injury, stress at work, or loss of
is often without micrographia. friend or family member [4]. It is however impor-
tant to note that while psychiatric history or the
Gait and Balance presence of overt stressors may be identified,
Most often, patients with functional parkinson- these are not requirements for the diagnosis of
ism do not fall during the pull test, although there functional parkinsonism.
can be an exaggerated response to very light
pulls. The observed balance impairment may be
less severe than what is reported by the patient. Functional Parkinsonism
Gait in a patient with functional parkinsonism Overlapping with Parkinson’s
may be slow, stiff, and possibly painful. The arm Disease
swing may be diminished or absent on the most
affected side (vignette 2), with the arm typically Some patients with functional parkinsonism may
held stiffly extended and adducted to the side; also have a comorbid neurodegenerative parkin-
this is in contrast to patients with PD who exhibit sonism, [6, 8, 12, 18, 19, 24], as illustrated in
a flexed posture with reduced arm swing. There is clinical vignette 1.
usually no freezing of gait, a common feature in FND is associated with comorbid neurologi-
idiopathic PD. The swivel chair test may afford a cal disorders in approximately 12% of cases [10].
means of assessing the inconsistency of gait by Interestingly, prior studies of patients with func-
comparing two ways of ambulation. During this tional parkinsonism report rates of comorbid PD
test, subjects are asked to walk forward and back- that vary between 7.1% and 66.6%, with a mean
wards; they are then asked to propel themselves rate of comorbid PD of 32.6% [4]. When the
forward and backwards in a swivel chair with diagnosis is uncertain, DaTscan testing may be
wheels. Patients with functional gait were dem- requested to assess for striatal dopaminergic loss
onstrated to successfully propel themselves in the as is characteristic of neurodegenerative parkin-
swivel chair despite difficulties when walking sonism. As discussed earlier, similar pathophysi-
[23]; it is important to note that this sign has not ology may explain the high comorbidity of both
8 Functional Parkinsonism 99
diseases. Alternatively, although the clinical pre- pathway, which is a cofactor in the dopamine
sentation is similar, “pure” functional parkinson- synthesis pathway, for example, may present
ism may be relying on distinct mechanisms than with a normal DaTscan. It is also important to
functional parkinsonism with comorbid PD, or note that an abnormal DaTscan does not rule out
may also rely on only partially shared mecha- functional parkinsonism, as some patients with
nisms, along with a possible bidirectional rela- functional parkinsonism may have comorbid PD,
tionship. Further prospective studies are as described above.
necessary to verify the high rate of PD comorbid-
ity in functional parkinsonism and to better char-
acterize the differences and similarities between Electrophysiology
pure functional parkinsonism, functional parkin-
sonism with comorbid PD, and PD with comor- The diagnosis of functional parkinsonism may be
bid FND. documented by EMG/accelerometry, which can
help demonstrate and quantify variability in fre-
quency, entrainability, and distractibility of the
Additional Testing tremor [29]. Functional tremor also typically has
a higher frequency (6–11 Hz) than the character-
A positive diagnosis is based on clinical features. istic parkinsonian tremor (4–6 Hz) [28].
However, as seen in vignettes 1 and 2, ancillary Electrophysiology can also be used to demon-
testing can be helpful to confirm the positive strate the coactivation sign, which refers to a
diagnosis of functional parkinsonism and to short tonic coactivation of agonist and antagonist
search for underlying neurodegenerative muscles occurring before the onset of tremor
parkinsonism. bursts. Moreover, loading a tremulous limb with
a weight often increases the amplitude of a func-
tional tremor. It is important to note that electro-
DaTscan physiological testing is not available in most
centers, and only a few experts have sufficient
Striatal dopamine transporter imaging (DaTscan) training to conduct this assessment. For further
involves a ligand that binds to the presynaptic description of the role of electrophysiology in
dopaminergic transporter in the brain and can be assessment of functional tremor, please see Chap.
used to assess the degeneration of the dopaminer- 6.
gic pathway seen in PD and other neurodegenera-
tive parkinsonisms. In functional parkinsonism,
DaTscan shows normal nigrostriatal dopaminer- Role of Medication Response
gic function [18, 24–26]. DaTscan, when normal,
may be useful to rule out an underlying Previous authors [7] have used carbidopa 25 mg,
PD. However, it should always be interpreted which does not cross the blood-brain barrier, as a
with caution, given the possibility of false- placebo to treat patients with functional parkin-
negative results. Of note, one study found that sonism, suggesting that a dramatic improvement
about 2.1% of cases of neurodegenerative parkin- in symptoms after carbidopa would support the
sonism had a normal DaTscan [27]. Moreover, diagnosis of functional parkinsonism. However,
the absence of denervation does not prove a func- this strategy should not be used as a diagnostic
tional origin, given that some other parkinsonian test, and more generally, diagnostic tests based
syndromes may have a normal DaTscan, includ- on placebo treatments should be interpreted with
ing neuroleptic-induced parkinsonism as well as caution because patients with PD can also dem-
some vascular and some genetic parkinsonisms. onstrate an important placebo response [30].
Parkinsonian syndromes caused by enzyme The absence of levodopa-responsiveness is
abnormalities in the BH4 (tetrahydrobiopterin) similarly not a useful test of functional parkinson-
100 M. A. Akkaoui et al.
ism, given that there are many other causes of par- TMS
kinsonism that may be levodopa non-responsive.
TMS applied at supraliminal intensities (120–
150% of the motor threshold) and at low fre-
Treatment quency (0.25–0.5 Hz) has been shown to
significantly improve motor symptoms in
The treatment of functional parkinsonism should patients with FMD [41]. There are currently
proceed in a similar manner to that of other three reported cases of patients with functional
FMD. Treatment relies upon providing an effec- parkinsonism who significantly improved with
tive explanation of the diagnosis [34], and offer- TMS. One patient with a 25-year history of
ing follow-up with a neurologist and/or functional parkinsonism improved by more than
psychiatrist. Showing the patient with functional 50%, as assessed using a modified version of the
motor symptoms their physical signs is actually Abnormal Involuntary Movement Scale and the
one of the most useful things a neurologist can do walking subscore of the disability score from
to persuade patients of the accuracy of their diag- the Burke–Fahn–Marsden Scale [41]. Another
nosis and the potential reversibility of their symp- patient with a 6-year history of functional par-
toms [31]. The medical follow-up should be kinsonism improved by approximately 70%
multidisciplinary, involving a combination of after TMS [42]. The third patient, who had a
neurology, psychiatry and psychology, and reha- 7-year history of functional parkinsonism, had a
bilitative medicine. The effectiveness of manage- full recovery after TMS, which persisted at
ment by both psychiatrists and neurologists has 6-month follow-up [14]. Although usually
been demonstrated [32, 33], and recommenda- attributed to neuromodulation, the effect of
tions for the care of patients with FND have been TMS here may more likely rely on suggestion
proposed [31]. and placebo effect as well as relearning normal
movement and changing of illness model
induced by the brief interruption of tremor dur-
Physiotherapy and Psychotherapy ing the TMS session [42, 43]. This therapeutic
effect remains to be validated in randomized
There are no specific data on the role of physio- controlled trials.
therapy in treating functional parkinsonism, but
several studies have shown the effectiveness of
specialized physiotherapy in FMD in general reating Functional Parkinsonism
T
[35]. The role of physiotherapy and occupational Accompanied by Comorbid
therapy in FMD are further described in Chaps. Neurodegenerative Parkinson’s
23 and 24, respectively. As mentioned in Part III Disease
of this book, FMD symptoms can also improve
with psychotherapy [36–40]; although there are When functional parkinsonism is associated
no specific studies at the present time assessing with comorbid PD, explanation of both diseases
the efficacy of psychotherapy in functional and their potential pathophysiological link is
parkinsonism. particularly important. Additional explanation is
usually necessary regarding comorbid functional
parkinsonism. This can be facilitated by showing
Dopaminergic Treatment and explaining clinical signs such as entrainabil-
ity and distractibility to patients. Specific phys-
After effective explanation of the diagnosis, iotherapy techniques for functional parkinsonism
dopaminergic treatment should be progressively may be explained and physiotherapy may be pre-
discontinued in cases of pure functional scribed. It is also important that treatments for
parkinsonism. PD are continued with the usual follow-up.
8 Functional Parkinsonism 101
[18, 19]. Interestingly, non-motor symptoms [25]. Further supportive clues are a marked
were equally common in patients with cortical response to placebo or suggestion, although,
myoclonus as in those with functional myoclo- again, this is also observed in other movement
nus, while pain was the only symptom that sig- disorders [10, 26].
nificantly occurred more commonly in the
functional myoclonus group [5]. In general,
hyperkinetic FMD are often accompanied by Additional Investigations
high proportions of psychiatric co-morbidity.
Specifically, patients with functional dystonia, Neurophysiological testing is a useful diagnostic
tremor and myoclonus exhibit high rates (50– aid in jerky movement disorders.
80%) of DSM IV axis I disorders (mostly mood The first step in this testing involves evaluat-
and anxiety disorders) and moderate rates (18– ing the jerky movements with polymyographic
45%) of DSM IV personality disorders [1, surface EMG (pEMG). This is helpful in estab-
20–24]. lishing the burst duration and the muscle
recruitment pattern. An EMG burst duration of
<75 ms is very unlikely to represent a jerk of
Neurological Examination functional origin [27, 28]. In myoclonus-dysto-
nia a longer burst duration can occur, so in
Observation of the jerky movements may reveal these cases the duration is of less distinctive
variation in duration, localization, amplitude and/ value. The pEMG muscle recruitment pattern
or direction of the movements within the same can also help with the diagnosis, including find-
patient. High variability is suggestive of a func- ings of entrainment, distractibility, inconsistent
tional etiology. The effect of attention and dis- recruitment pattern and stimulus-sensitivity
traction can be tested during examination, but is supporting a functional origin [29], although
not as reliable as in tremor as the jerks themselves this last feature can also be present in cortical
are irregular and as previously mentioned can be myoclonus. In the case of axial jerks specifi-
paroxysmal. When distracted, the jerky move- cally, the recruitment pattern is of special inter-
ments can decrease or disappear [9]. Also, the est. It is generally considered that patients with
examiner might induce adaptation of the patient’s functional axial jerks reveal a more variable
jerks to a certain frequency, a phenomenon called recruitment pattern. But even with a consistent
“entrainment”, when asking the patient to per- pattern a functional origin cannot be ruled out
form a specific rhythmic task. Generally, if the and back-averaging of the electroencephalogra-
character of the jerky movements can be influ- phy (EEG) time-locked to the onset of the jerk
enced by the examiner, that argues in favor of a (EEG-EMG co-registration) is essential [30,
FMD. 31]. With this technique a Readiness Potential
Additional functional (motor) symptoms can (RP) also known as the Bereitschaftspotential
be found, like functional weakness or dystonia, preceding the movements can be detected,
as patients commonly present with more than one which is a powerful diagnostic aid in functional
functional neurological symptom [4, 19]. While jerky movements. The RP appears about 2 sec-
this is supportive of the diagnosis of functional onds prior to the movement as a slowly rising
myoclonus, it does not rule out the possibility of negative cortical potential (Fig. 9.1) and is
a non-functional myoclonus being comorbid with especially useful in distinguishing functional
a functional neurological disorder. jerks from other jerky movements. A drawback
Abnormal stimulus-sensitivity can be of this procedure is that it is a time-consuming
observed in all FMD, and especially in functional procedure requiring at least 40 jerks in order to
jerky movements; this can present as exaggerated produce a reliable result. In a small study
tendon reflexes or excessive startle reactions assessing the presence an RP preceding jerky
106 Y. E. M. Dreissen et al.
Cz ECR L
µV µV
Cz L Extensor carpi
-40
300
radialis muscle
-30
200
-20
100
-10
0
0
10
-100
20
-200
30
-300
40
50 -400
-2000 -1500 -1000 -500 0 500 1000 1500 ms -2000 -1500 -1000 -500 0 500 1000 1500 ms
Fig. 9.1 Readiness potential, or “pre-motor” potential. the extensor carpi radialis muscle of the left hand. The
Average traces from simultaneous electroencephalogra- readiness potential is visible 1500–2000 ms prior to
phy (EEG) (left) and electromyography (EMG) (right) movement onset
recordings, as derived from 75 extension movements of
Tics originate in most cases in childhood, with ever they are considered to be much less com-
a mean age of onset of 5 years and male prepon- mon. Further, patients with tics may camouflage
derance (male:female ratio 3:1) [36]. This is in the movement by assimilating it into a purposeful
contrast with functional jerks which usually start movement whereas patients with functional jerks
in adulthood [10, 16]. are not able to hide and/or suppress their move-
The most defining feature of tics is that the ments [36, 42, 43]. Echophenomena like echola-
movements are intentional and, in line with this lia (repeating sounds) and echopraxia (repeating
feature, suppressible, while functional jerky actions), and coprolalia (involuntary swearing)
movements are perceived as involuntary [36, 40]. are present in up to 20% of patients with primary
Most patients with tics experience an involuntary tics, while these are rare in patients with func-
pre-motor urge, which is subsequently relieved tional jerks [17].
by carrying out the tic. Patients are often able to The entity of “functional tics” has been
suppress the tics for a certain period of time, in described in small groups of patients [44, 45].
many cases resulting in a rebound of a temporary However, it remains unclear how to distinguish
worsening of the tics. It is therefore not surpris- them from functional jerky movements, as they
ing that tics are more stereotyped and less vari- do not possess the typical characteristics of a tic.
able compared to functional jerks. Recently it has Notably, premonitory urge, childhood onset, sup-
been described that patients with functional par- pressibility and positive family history are lack-
oxysmal motor symptoms, like jerky movements, ing. Therefore, it seems more appropriate to use
may experience a pre-motor urge [16, 41], how- the broader term of functional jerky movements
108 Y. E. M. Dreissen et al.
instead of tic-like functional movements (for a tifocal or generalized. Although jerks can occur
more detailed description see Chap. 12). spontaneously, they can often be triggered by a
For tics, clinical neurophysiological investiga- stimulus such as tapping the fingers [55]. Its
tions do not add to the diagnosis. However, they pathophysiology is based on pathologically
are sporadically used to differentiate tics from enhanced excitability of motor neurons in the pri-
other jerky movements, like functional jerky mary motor cortex. Causes of cortical myoclonus
movements. The presence of a readiness poten- include inherited (genetic) as well as acquired
tial before the movement is in favor of a func- (post-hypoxic, epileptic, toxic/metabolic) origins
tional neurological origin, while in tics the RP is [55]. sEMG reveals short-lasting (<100 ms) jerks,
seen less frequent and the configuration differs which differentiates it from functional myoclo-
from FMD with shorter onset latencies (500– nus [56]. More advanced neurophysiological
1000 ms) [31, 46, 47]. testing in support of a cortical origin include
A correct diagnosis of either tics or functional giant somatosensory evoked potentials (SSEP’s),
jerky movements is important for choosing the coherence analysis and the C-reflex [54, 57, 58].
right treatment strategy. The effect of treatment
in tics is favorable, both for behavior therapy Subcortical Myoclonus
(either habit reversal or exposure to premonitory This form of myoclonus is generated between the
urges with response prevention) [48] with cortex and the spinal cord, mainly in the basal
medium to large effect sizes [49] as well as for ganglia or brainstem. We will discuss the most
medication (dopamine D2-receptor-antagonists) important forms here, starting with myoclonus-
with small to medium effect sizes [50]. dystonia (DYT11). This is a form of subcortical
myoclonus generated in the basal ganglia. It is
characterized by jerks of the upper limbs and
Myoclonus trunk accompanied by mild dystonia (usually
cervical dystonia and writer’s cramp) [59]. The
Non-functional myoclonus (denoted in this chapter key to the diagnosis is onset of symptoms in
as “myoclonus”) has to be considered in the dif- childhood, alcohol-responsiveness and a positive
ferential diagnosis of functional jerky movements. family history. High rates of psychiatric co-
Myoclonus is defined as a brief, sudden, shock-like morbidity including anxiety, depression and
involuntary movement, resulting from a muscle obsessive-compulsive disorders are also found
contraction (positive myoclonus) or the short inter- [60]. In 50% of cases a mutation in the SGCE
ruption of tonic muscle activity (negative myoclo- gene is detected [61]. Neurophysiological testing
nus) [51]. There are several acquired and genetic typically shows a longer (>100 ms) burst dura-
causes for myoclonus [52, 53] but for this chapter tion and is further aimed to rule out any signs of
we will focus on the different clinical phenotypes. a cortical origin as mentioned above.
Once the subtype/phenotype of myoclonus is
established, determining the underlying etiology is rainstem Myoclonus and Startle
B
the next step and beyond the scope of this chapter. Syndromes
Clinically, myoclonus can be classified based Brainstem, or reticular myoclonus is characterized
on the anatomical localization: cortical, subcorti- by a generalized, synchronous axial jerks [62].
cal and spinal myoclonus. Neurophysiological Post-hypoxia is usually the cause [63], but other
testing plays an important tool in the classifica- causes such as anatomical anomalies have also been
tion of these subtypes [54]. described [64]. The jerks are usually stimulus-sensi-
tive and can be elicited by startling stimuli. A syn-
Cortical Myoclonus drome which is closely related is hyperekplexia
Cortical myoclonus is characterized by very (HPX). This is a pathological startle syndrome,
short-lasting shock-like movements, manifesting which is caused by different gene mutations
in the limbs and the face which can be focal, mul- (GLRA1, GLRB, Glyt2) involving the glycine neu-
9 Functional Jerky Movements 109
rotransmission pathway [65]. It is characterized by formulated diagnostic criteria based on the semi-
generalized stiffness at birth and non-habituating ology of functional seizures [70], the diagnosis
exaggerated startle reactions followed by short-last- remains challenging. Eyewitness history and
ing generalized stiffness in response to loud noises. especially video-EEG monitoring is very useful
Neurophysiological testing can be especially useful to distinguish epileptic attacks from functional
to distinguish the pathological startle reflex of seizures.
hyperekplexia from a functional myoclonus. The
startle reflex shows a consistent pEMG recruitment
pattern, starting at the muscles innervated by the Restless Legs Syndrome
caudal brainstem (sternocleidomastoid), spreading
in a rostro-caudal fashion with the intrinsic hand Functional jerky movements are usually worse
muscles showing a relatively long onset latency in when patients are not distracted and therefore
the startle response [33, 65]. many patients report more symptoms when lying
in bed. In these patients, the differential diagnosis
Spinal Myoclonus of restless legs syndrome should be considered.
This form of myoclonus can be differentiated Restless legs syndrome is a circadian disorder
into spinal segmental myoclonus and propriospi- with an urge to move the legs, which is often, but
nal myoclonus. Here, we will only discuss pro- not always, accompanied by uncomfortable and
priospinal myoclonus, since it is of particular unpleasant sensations in the legs. This urge
interest in relation to functional jerky move- begins or worsens during periods of rest or inac-
ments, and spinal segmental myoclonus is tivity such as lying down or sitting, and is relieved
extremely rare. Propriospinal myoclonus is char- by deliberate movements [71]. As in tics, the
acterized by stereotyped rhythmic relatively slow presence of this urge distinguishes restless legs
axial jerks, which are often present in the supine from FMD. In functional jerky movements, the
position and elicited by tactile stimulation of the movements are not deliberate. Neurological
abdomen. Propriospinal myoclonus can be examination in restless legs syndrome is mostly
caused by pathology (e.g. tumor, infection) of the normal [71], while functional jerks are often
thoracic spine. However, most often an underly- observed in clinic. The diagnosis of restless legs
ing structural lesion is lacking and it was shown syndrome is made based on clinical criteria [72].
that the typical movement pattern can easily be
mimicked voluntarily [66]. The majority of cases
of idiopathic propriospinal myoclonus have been Primary Paroxysmal Dyskinesias
shown to have a functional neurological origin
[41, 67]. Neurophysiological testing including Primary paroxysmal dyskinesias (PxD) are a
back-averaging in order to demonstrate the pres- rare group of movement disorders (0.76% of all
ence of a RP is especially useful. movement disorders) characterized by paroxys-
mal involuntary movements of brief duration
[73, 74], that are often misdiagnosed as FMD
Epilepsy given their paroxysmal nature. Inherited forms
of primary paroxysmal dyskinesias include par-
Repetitive jerky movements can also be seen in oxysmal kinesigenic dyskinesia (PKD), parox-
several forms of epilepsy. Functional jerky move- ysmal non-kinesigenic dyskinesia (PNKD) and
ment disorders show many overlapping features paroxysmal exercise-induced dyskinesia (PED)
with functional seizures as well [68]. Functional [74, 75], with the kinesigenic form by far the
seizures mimic epileptic seizures but lack an most common one. All three forms usually start
EEG-correlate. As in FMD, a substantial fraction in the first or second decade of life and are
(10–20%) of patients with functional seizures caused by different gene mutations. The most
also have co-morbid epilepsy [69]. Despite well- well-known are the PRRT-2, MR-1, and GLUT-1
110 Y. E. M. Dreissen et al.
Conclusion
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Functional Facial Disorders
10
Mohammad Rohani and Alfonso Fasano
Mrs. G. is a 73-year-old woman referred for oro- The mouth pulling has persisted since the day
mandibular dystonia versus hemifacial spasm. of presentation, with episodic worsening on a
About a year before, she developed sudden onset daily basis, each time lasting minutes. She denies
of pulling of the left corner of her mouth, with contractions around her eyes or involvement of the
forceful sidewise deviation. She went to the muscles in her forehead or neck area. She thinks
Emergency Department where she was evaluated that these episodes can be triggered by talking,
for possible stroke. She did not complain of any chewing and swallowing although sometimes they
other symptoms, such as weakness or dysarthria, occur without any recognizable precipitant.
and she could tell that this symptom was different
from the right facial droop that she had experi-
enced during a previous stroke, from which she Introduction
had fully recovered. An urgent brain MRI ruled
out an acute ischemic lesion and she was then Many systemic and neurological conditions may
referred to our clinic. involve the face, and functional movement disor-
der (FMD) is not an exception. While eye disor-
ders have historically received more attention,
FMD affecting the eyelids, tongue and other
facial muscles are often under-recognized.
Supplementary Information The online version con-
tains supplementary material available at [https://doi. Nevertheless, facial involvement – occurring
org/10.1007/978-3-030-86495-8_10]. either alone or in combination with other FMD
symptoms – are more common than previously
M. Rohani thought [1].
Division of Neurology, Rasool Akram Hospital, Facial FMD has been already described in the
School of Medicine, Iran University of Medical
Sciences, Tehran, Iran early literature of the nineteenth century. The first
description was probably formulated by Charcot
A. Fasano (*)
Edmond J. Safra Program in Parkinson’s Disease, in 1887 as ‘unilateral hysterical facial spasm’ [2].
Morton and Gloria Shulman Movement Disorders One year later, Gowers described the ‘hysterical’
Clinic, Toronto Western Hospital, UHN, tonic contracture of the facial muscles and men-
Toronto, ON, Canada tioned the wrong way tongue deviation as a clue
Division of Neurology, University of Toronto, to diagnosis [3]. Tourette described blepharo-
Toronto, ON, Canada spasm hysterique in 1889 with a photograph of a
Krembil Brain Institute, Toronto, ON, Canada case with unilateral ptosis and dropped eyebrow
e-mail: alfonso.fasano@uhn.ca
on the same side who improved with hypnosis [4] with FMD, with a female-to-male ratio of 3.5:1
and few years later Wood considered blepharo- [20].
spasm a characteristic sign of hysteria [5]. These After tremor, functional HFS and orofacial
entities entered subsequent textbooks as ‘glosso- dyskinesia were respectively the second and third
labial hemispasm’ [6] and their description was most common FMD in a more recent Indian
enriched by important features, such as the vari- study on 33 adult patients [21]. Interestingly, all
able involvement of other facial muscles, eyelids the patients with HFS were female and these phe-
and platysma in particular. During the same notypes were much rarer among the 25 children
years, the terms ‘hook-like appearance’ [6] or also enrolled in this series, with only one case of
‘hysterical spasm’ [7] were used to describe the facial FMD characterized by excessive blinking
tongue of patients with FMD. resembling tics [21]. In another Indian study
After these early descriptions, facial FMD facial dystonia was found in 6.8% of 73 cases
has been largely neglected for almost a cen- with FMD [22]. Regarding functional oculomo-
tury. Functional unilateral spasm of the eyelid tor disorders, a prevalence of 6% was found
has been initially described as ‘psychogenic among all FMD followed by a tertiary center
pseudoptosis’ [8] and subsequently as ‘psy- focused on movement disorders [23], whereas
chogenic’ hemifacial spasm (HFS) [9]. A simi- the figure was 4% in a neuro-otology clinic [24].
lar entity has been described by other authors In conclusion, although no study has specifi-
in a few other patients [10, 11]. Over the last cally addressed the epidemiology of facial FMD,
two decades, the increased awareness of facial we can conclude that this condition is much more
FMD has contributed to a reappraisal of prior common than previously recognized, as high-
literature [1]. For example, some atypical lighted by a 2012 large series of FMD patients
facial disorders have been anecdotally reported followed in seven tertiary movement disorders
as representing rare phenotypes of focal dysto- centers. This series reported that facial involve-
nia [9, 12–14]. However, we have recently pro- ment was seen in 16.3% of all FMD cases evalu-
posed that these disorders may be better ated during the examined period [1].
classified as FMD given their inconsistency, Mrs. G.’s neurological exam is unremarkable
incongruence with other known neurological with the exception of a brief mouth deviation to
conditions, associated features and response to the left secondary to risorius contraction during
treatment [1]. speech and a positive Hoffman sign on the right.
In particular, there is no weakness seen in the
frontalis, orbicularis oculi or perioral muscles.
Epidemiology There is no deviation of the tongue at rest or
during protrusion. The soft palate elevates
Functional blepharospasm has been reported in symmetrically.
0.3% [15] to 7% [16] of all types of FMD, in 20%
of the total population of blepharospasm fol-
lowed by a single center [17] and in 22% of a Clinical Features
consecutive series of 50 patients in a botulinum
neurotoxin (BoNT) clinic [18]. Functional HFS Like many other FMD subtypes, facial involve-
was initially described by Tan & Jankovic in 5 of ment is generally characterized by an abrupt
210 consecutive patients (2.4%) referred for the onset, highly variable course, inconsistency of
evaluation of HFS [9]; a subsequent updated ret- presentation over time, higher prevalence in
rospective chart review performed in the same women and young-adult population, and associa-
center found that 7.4% of all the cases referred tion with multiple conditions (atypical facial
for HFS had a functional neurological etiology pain, migraine) as well as other FMD signs. There
[19]. The same center more recently reported that may be speech problems (Video 10.1) or – more
functional HFS represents 9.8% of their patients frequently – weakness (see Chap. 5) or dystonia
10 Functional Facial Disorders 117
(see Chap. 7), generally ipsilateral to the most blepharospasm has been published. A spontane-
affected hemiface [1, 25]. ous remission took place in four patients, whereas
In the largest series of facial FMD published remaining patients experienced prolonged symp-
so far, a total of 61 patients (92% females; mean tomatic relief from administration of placebo
age at onset of 37 ± 11.3 years and mean disease (saline injection) [17]. Other clinical features
duration of 6.7 ± 6.9 years) were further charac- described in functional blepharospasm are: (1) a
terized and a common clinical picture emerged, sustained asymmetry (only described in the ini-
affecting predominantly young women (9:1 tial phases of non-functional blepharospasm); (2)
female-to-male ratio) [1]. Phasic or tonic muscu- changes in pattern and side of predominant eye
lar spasms resembling dystonia were documented closure; (3) association with other ocular symp-
in all patients, most commonly involving the lips toms not seen in non-functional blepharospasm
(60.7%), followed by eyelids (50.8%), perinasal (sudden visual loss, oculogyric crisis or conver-
region (16.4%) and forehead (9.8%). Symptom gence spasm) [28]; (4) sudden onset of spasms,
onset was abrupt in most cases (80.3%) with at in contrast with blepharospasm usually preceded
least one precipitating psychological stress or by an increased blinking at rest [29]. Although
trauma identified in 57.4%. The most common the improvement/resolution of symptoms during
type of facial FMD in this series involved muscle distracting maneuvers (e.g. while performing
overactivity, and three basic patterns could be arithmetic calculations aloud) may help the diag-
recognized: (1) bilateral contraction of orbicu- nosis of FMD, this feature should be cautiously
laris oculis resembling blepharospasm or – less interpreted in functional blepharospasm because
commonly – eyelid opening apraxia; (2) unilat- talking aloud usually decreases the severity/fre-
eral contraction of orbicularis oculis and/or orbi- quency of spasms in non-functional blepharo-
cularis oris, resembling HFS; (3) variable spasm as well [29]. Indeed, the presence of a
association of unilateral and bilateral signs also geste antagoniste (or sensory trick) has also been
involving orbicularis oris and resembling oro- reported in functional dystonias (Fig. 10.1) [25].
mandibular dystonia. In our experience, three cases with functional
More recently, Stone et al. [26] reported 41 blepharospasm reported a geste antagoniste, one
cases of facial FMD and described additional at the second visit, after having received informa-
phenomena, such as limb weakness, convergence tion on the phenomenon during the first visit [1].
spasm, dysphonia and functional seizures. In Although it represents a rarer phenotype,
addition, these facial FMD cases were often trig- functional patients can also present the inability
gered by eye movements or by asking the patient to open their eyes, thus resembling an eyelid
to contract the facial muscles. Compared with the opening apraxia [30]. In the case of functional
series by Fasano et al. [1], Stone et al. found that eyelid opening apraxia, the strength of patients’
facial paroxysmal spasm was more common eye closure may be noted to vary depending on
whereas tongue and jaw deviation were less [26]. the force exerted against the eyelids by the exam-
Functional weakness or inability to move iner, which can be a very useful diagnostic clue.
facial muscles is extremely rare and it is typically
characterized by unilateral or bilateral eyelid pto-
sis, which is variable or improves in response to nilateral Involvement of the Eyelid
U
unusual stimuli, features already recognized and/or Lower Face
more than a century ago [7, 27].
Pseudoptosis is the term originally used to
describe this condition [8] but it is no longer
Bilateral Involvement of the Eyelids used as an actual ptosis in the absence of spasm
around the eye is usually not present [31]. The
A recent series of eight patients (five women, few other cases of ‘pseudoptosis’ reported share
mean age of 42.5 years) with isolated functional common features, such as the acute onset, the
118 M. Rohani and A. Fasano
a b
c d
e f
10 Functional Facial Disorders 119
young age, the common involvement of the left or fixed (26%) eyelid involvement occurred
side, and response to placebo [32–34]. When mostly unilateral with alternating sides (65%).
spasms are tonic without any phasic component, The right side was affected twice as often as the
the picture may resemble a ‘unilateral blepharo- left [1].
spasm’, which was already considered func- In summary, the unilateral downward contrac-
tional in 1898 [35]. tion of orbicularis oris with deviation of the ipsi-
Sometimes unilateral orbicularis oris contrac- lateral cheek and a possible ipsilateral
tion is also present, thus resembling HFS. Almost involvement of the platysma is a very common
all patients were women (15 of 16) in a recent phenomenology of FMD. Accordingly, the ‘lip
series of functional HFS, mean age at onset and pulling test’ is now seen as a common sign of
disease duration of symptoms were 37.4 ± 19.5 functional dystonia [36].
and 1.7 ± 2.2 years, respectively [19]. These
patients presented findings incongruent with HFS
or facial dystonia, such as acute onset of symp- Bilateral Involvement
toms, non-progressive course, fluctuations in of the Lower Face
symptom severity, and spontaneous resolution.
Facial spasms may be characterized by upward or Bilateral involvement of orbicularis oris is rare,
lateral deviation of the corner of the mouth [9, and was documented in a minority (15.7%) of
19]. The platysma is also commonly contracted, patients belonging to a series of facial FMD;
contributing to the downward deviation of one alternating sides was even rarer (3.3%) [1].
corner of the mouth. The involvement of the Bilateral involvement has been observed in 7 of
lower lip with downward deviation at the angle of 16 patients with a reported diagnosis of func-
the mouth combined with ipsilateral platysma co- tional HFS [19]. In general, the phenomenology
contraction have been previously termed ‘smirk’ is the one of fixed dystonia, often associated with
[10]. The corner of the mouth may sometimes be tongue involvement (see below). Fixed dystonia
elevated compared to the other side; in this situa- of the oromandibular region has been reported to
tion the orbicularis oculis is nearly always con- result from peripheral facial injury [37] and may
tracted as well (Fig. 10.1a). develop within hours to months after a dental
The most common pattern of facial FMD procedure [38]. Such onset is in keeping with
consists of tonic, sustained, lateral, and/or observations in patients with limb FMD, in whom
downward protrusion of one side of the lower local traumas are often precipitating factors [39].
lip with ipsilateral jaw deviation, as found in Functional jaw opening dystonia was first
84.3% of the largest series published so far [1]. reported in three women with paroxysmal epi-
In this series, spasms of the ipsi- or contralateral sodes caused by variable stressors and alleviated
orbicularis oculis and excessive platysma con- by placebo [40]. One of them had additional limb
traction occurred in isolation or combined with dystonia and another one had limb, trunk and
fixed lip dystonia (60.7%). Paroxysmal (65%) tongue dystonia.
Fig. 10.1 The involvement of the lower lip with downward deviation at the angle of the mouth combined with ipsilat-
eral platysma co-contraction is a very common pattern of facial FMD. This patient shows a different pattern: ipsilateral
upward deviation with eye closure, i.e. functional HFS. Note also the absence of Babinski’s ‘other’ sign (a). Spasms
subside when patient is asked to open the mouth (which triggers tongue deviation) (b) or when distracted (c).
Phenomenology is highly variable, also including episodic bilateral spasms of the upper and lower face (d), sensory
trick (e), which improves the ipsilateral HFS but triggers a contralateral one (f). This woman also complains of low
mood, generalized pain and episodic spasms of either upper limb. (Pictures courtesy of Dr. Anthony E. Lang, Toronto
Western Hospital, Toronto, ON, Canada)
120 M. Rohani and A. Fasano
including surgeries of the temporo-mandibular Table 10.1 Common comorbid conditions and other fea-
tures associated with facial FMD [1]
joint and sinus as well as occipital nerve blocks,
none of which was effective in relieving the pain. (A) Medical conditions associated with facial %
FMDa
Her previous medical history includes: stroke
Depression 38.0
causing dysphagia and weakness of the right face Tension headache 26.4
and arm, from which she fully recovered; isch- Migraine 25.9
emic retinopathy; ulcerative colitis necessitating Anxiety 18.0
a colostomy; abdominal hernia repair; periph- Fatigue 17.6
eral vascular disease; and chronic hip pain. She Fibromyalgia 9.8
is a previous smoker of 20 pack-years and regu- Hypertension 4.9
Temporo-mandibular joint dysfunction 3.9
larly drinks one glass of wine a day. Mrs. G. lives
Irritable bowel syndrome 3.8
with her husband and thinks she’s having a lot of Hearing loss 3.7
stress lately as he has cancer and cognitive (B) Other features associated with facial FMD %
impairment. She is his only caregiver and he is Historical information:
verbally abusive towards her. Employed in allied health professions 28.0
History of minor trauma 26.8
Exposure to a disease model 18.5
History of physical abuse 4.3
Associated Conditions
History of sexual abuse 2.1
Clinical course:
In a series of 61 patients with facial FMD, associ- Rapid onset 96.7
ated body regions involved included upper limbs Non-progressive course 85.2
(29.5%), neck (16.4%), lower limbs (16.4%), and Remissions 21.3
trunk (4.9%) [1]. Functional dystonia was the Suggestibility:
most frequent phenotype of extra-facial sites Movements decrease with distraction 89.6
Placebo effectb 89.5
(58%), followed by functional tremor (14%) and
Movements increase with attention 86.0
functional jerks (10%). When present, limb Resolution when the patient feels unobserved 61.1
involvement was ipsilateral to the facial involve- Ability to trigger or relieve the abnormal 36.4
ment. Along with the motor symptoms, patients movementsc
complained of a number of comorbidities Disability:
(Table 10.1). Atypical facial pain as well as Functional disability out of proportion to exam 47.2
findings
depression are very common associated condi-
Selective disabilityd 28.1
tions with prevalence much higher than observed Secondary gaine 20.3
in the same age and sex group in the general pop- Accompanying features:
ulation [50]. By contrast in the same series, the Other somatizationsb 49.2
prevalence of tension-type headache, although False sensory complaintsf 34.4
very common, was not higher than reported in Deliberate slowness of movements 27.9
cohorts without FMD with similar age and sex False (give-away) weaknessb 18.0
Delayed and excessive startle response to a 1.6
distribution [51]. Other common comorbidities stimulus
include fibromyalgia and irritable bowel Self-inflicted injuries 0.0
syndrome. a
Other, less common (1 case each), conditions were:
Mrs. G’s symptoms and examination are con- breast cancer, hypothyroidism, ovary dermoid cyst, oto-
sistent with a diagnosis of functional facial dysto- sclerosis, miscarriage, spina bifida occulta, thoracic outlet
nia. The diagnosis is based on positive signs syndrome, cervical cancer treated with radiation, gastro-
esophageal reflux disease, osteoarthritis, morbid obesity,
suggestive of functional facial dystonia (episodic intestinal malabsorption
unilateral downward pulling of the corner of the b
See text for details
mouth) supported on history by the sudden onset c
By using non-physiological interventions (e.g. trigger
of symptoms and the associated atypical facial points on the body, tuning fork)
(continued)
pain, which is most likely functional as well. In
10 Functional Facial Disorders 123
plasticity has been found normal in functional cal features that help distinguish them from
blepharospasm in contrast to the non-functional functional neurological disorder. From tetanus
counterparts [65]. to blepharospasm, the majority of them are
EMG and a motion capture system using characterized by muscular spasms [63]. While
facial markers are helpful in order to document some of them are easily recognizable, some-
the effects of distractibility maneuvers, placebo times the differential diagnosis can be chal-
or spontaneous inconsistency, as recently lenging. For example, diagnosing dystonia
described in a case of functional eyelid opening following minor peripheral injury remains a
apraxia (Fig. 10.2) [66]. major source of controversy in this field as
Finally, electrophysiology may also help dis- many experts now believe that this condition
tinguish HFS from other abnormal facial move- has a functional etiology [68].
ments by demonstrating ephaptic impulse
transmission between different facial nerve ilateral Involvement of the Eyelids
B
branches [67]. Indeed, a neurophysiological hall- Sometimes contraction of the orbicularis oculis is
mark of HFS is the spread of the blink reflex mistaken for ptosis, especially by non-
responses elicited by supraorbital nerve stimula- neurologists, who may formulate a diagnosis of
tion to muscles other than the orbicularis oculis. myasthenia gravis, also given the asymmetry and
variability of presentation. Contraction of corru-
gator and procerus muscles in the absence of orbi-
Differential Diagnosis cularis oculis’ spasms may be seen in patients
with FMD (Fig. 10.3a). Narrowing of eyelid fis-
Many systemic and neurological conditions sure and depression of the eyebrows in the pres-
may involve the facial musculature. Table 10.2 ence of eyelid spasms is seen in blepharospasm
indicates the commonest causes and the clini- and is referred to as the ‘Charcot sign’ (Fig. 10.3b).
Position
0.3
Velocity
*
0.2
Cl. Dur. Op. Dur.
100 ms 0.1
Inter-Phase Pause Duration
0
c)
c)
s)
s)
s)
)
e
m
e
m
(m
m
(m
/s
/s
m
e(
m
ng
m
ng
s(
p(
us
lo
si
ni
.O
s(
Pa
n(
lo
.C
pe
lo
pl
pe
.C
pl
l.C
Am
.O
Am
.O
ur
Ve
ur
D
el
D
ck
kV
a
ac
Pe
Pe
Fig. 10.2 Laboratory-supported diagnosis of functional series of voluntary eyelid closures can easily document
eyelid movements. EMG and an optokinetic motion cap- performance of inconsistency in functional EOA (right
ture system using facial markers are helpful in order to panel) [66]. Abbreviations: Ampl: amplitude, Cl. or Clos:
capture the different phases of spontaneous and voluntary closing, Dur.: duration, EOA: eyelid opening apraxia, HC:
eyelid closure (left panel, courtesy of Drs. Alfredo healthy controls, Op.: opening, PD: Parkinson’s disease,
Berardelli and Matteo Bologna, Sapienza University, Vel.: velocity
Rome, Italy). Measuring the coefficient of variation of a
10 Functional Facial Disorders 125
The presence of a geste antagoniste (or sen- the frontalis muscle, in order to facilitate the
sory trick) is not particularly helpful in this con- function of the levator palpebrae or overcome the
text; like the non-functional counterpart [29], excessive activity of the orbicularis oculis. The
functional blepharospasm may subside while same accessory movements – although less com-
reading a text and performing arithmetic calcula- monly and less vigorously observed– can be seen
tions aloud. in patients with functional eyelid opening
Patients with non-functional eyelid opening apraxia, thus not helping the differential diagno-
apraxia activate many facial muscles, particularly sis (personal observation). Eyelid opening
Table 10.2 Other facial movement disorders and distinguishing features from functional syndromes
Face site Diagnosis Clinical and differentiating features vs. functional neurological disorder
Bilateral and symmetric conditions
Eyes Non-functional Diencephalic-mesencephalic junction diseases (thalamic esotropia),
convergence spasm Wernicke-Korsakoff syndrome, epilepsy, posterior fossa lesions and
phenytoin toxicity.
Non-functional Consistently absent and can’t be elicited with a near object or using fusional
convergence paralysis prisms. Associated with aging and neurodegenerative diseases.
Supranuclear gaze Generally associated with slow vertical saccades and eyebrows elevation
palsy while following an object. ‘Round the house sign’ is a typically
compensatory sign.
Nystagmus The slow-phase eye movement is usually present. It can be also vertical or
torsional.
Ocular flutter Persistent and associated with cerebellar or brainstem oculomotor signs.
Opsoclonus Not distractible and persistent during eyelid closure or sleep. Caused by
paraneoplastic, autoimmune, infectious, metabolic, and toxic disorders.
Oculogyric crises Tonic eye deviation mostly upward which lasts for a few seconds to several
hours. Patients are able to transiently stop it voluntarily. Caused by
encephalitis or exposure to antidopaminergic medications, usually in the
context of an acute dystonic reaction.
Binocular diplopia One of the two images is blurrier and varies depending on the distance and
direction of visual target. It resolves with the closure of either eye.
Eyelids Blepharospasm Isolated dystonia, bilaterally affecting the eyelids and surrounding muscles;
it might be slightly asymmetric (especially at onset) and it’s generally
preceded by an increased blink rate.
Eyelid opening apraxia Isolated dystonia, bilaterally affecting the eyelids that can’t be lifted while
attempting to open the eyes. Patients may activate many facial muscles,
particularly the frontalis muscle, in order to facilitate the function of the
levator palpebrae or overcome the excessive activity of the orbicularis
oculis.
Ocular tics Eyelid movements are bilateral, very fast without forceful closure of the
eyes and can be voluntary suppressed, although this is associated with an
urge to close the eyes or general discomfort.
Catatonia Patients are not responsive and voluntarily close their eyes, also exerting
resistance if the examiner tries to open them passively.
Peribuccal Parkinson’s disease Jaw, lip and tongue tremor (5 Hz) accompanied by the other signs of the
muscles tremor disease.
‘Rabbit syndrome’ High frequency tremor of the lips and perioral muscles due to chronic
neuroleptic treatment.
Dyskinesias Classic non-functional examples are: facial chorea (in the context of
generalized signs of chorea), tardive dyskinesias (caused by dopaminergic
receptors blockers and often associated with lingual movements),
involuntary movements seen during anti-NMDA encephalitis.
(continued)
126 M. Rohani and A. Fasano
Table 10.2 (continued)
Face site Diagnosis Clinical and differentiating features vs. functional neurological disorder
Tongue Essential tremor of the Tremor has the same frequency (4–8 Hz) of hand tremor (when present),
tongue with therapeutic benefit from ethanol, propranolol or other drugs used for
essential tremor.
Isolated tremor of the It may present as an initial finding of essential tremor. Transient tongue
tongue tremor has been reported to occur as an isolated side effect of neuroleptics,
brain tumors, metabolic conditions (such as liver cirrhosis, Wilson’s
disease), infections (e.g. in neurosyphilis the so called ‘trombone tongue’)
or head injury (e.g. the ‘galloping tongue’, in which there is a peculiar
episodic slow 3 Hz tremor beginning as posterior midline focal tongue
contractions).
Primary lingual Represents an isolated task-induced dystonia induced by speaking and
dystonia characterized by protrusion. It might be associated with the involvement of
other body sites, such as larynx.
Lingual protrusion Tongue protrusion sometimes associated with feeding dystonia is frequently
dystonia seen in heredodegenerative diseases, including pantothenate kinase-
associated neurodegeneration, Lesch Nyhan syndrome, Wilson’s disease
and – especially – chorea-acanthocytosis, in which represents a disease
hallmark. It may be also seen in post-anoxic and tardive dystonia.
Lingual myoclonus It is a very rare entity that has been associated with an underlying
abnormality, such as Arnold-Chiari malformation, craniovertebral junction
abnormalities, brainstem ischemia or systemic lupus erythematosus.
Peribuccal Oromandibular Bilateral and associated with masticatory and speech dystonia. Gradual
muscles and dystonia onset, slow progression. Very rare and bilateral involvement of platysma.
jaw Pain absent.
Oculomasticatory A rare condition characterized by relatively fast and continuous slow-
myorhythmia frequency muscle twitches associated with cerebral Whipple’s disease.
Geniospasm Isolated and benign contractions of mentalis muscle with an onset in
childhood; it is usually hereditary.
Asymmetric conditions
Eye Abducens nerve palsy Eye abduction is not possible with doll’s eye maneuver or optokinetic
stimuli. Diplopia does not improve with crinkling the eyelids and it is
constant especially when the target moves laterally.
Monocular diplopia Very rare and caused by ophthalmological disorders (retinal diseases,
refractory disturbances of the lens or cornea) or lesions of the visual cortex.
Hemi-face Hemifacial spasm Contractions are normally synchronous and shock-like. The affect one
(upper and hemi-face, usually eyelid and surrounding muscles, the corner of the mouth
lower and the forehead are commonly involved (see text for the ‘other Babinski
portion) sign’). It may persist during sleep.
Facial nerve palsy with Involuntary movements also triggered by voluntary movements involving
synkinetic aberrant movements adjacent to previously weak muscles.
reinnervation
Faciobrachial dystonic Very brief spasms synchronously affecting the hemi-face and the ipsilateral
seizures upper limb (arm and wrist flexion). Seen in anti-LGI1 encephalitis.
Hemi-face Hemi-masticatory Involves muscles of mastication only. Only one side of the face is affected,
(lower spasm which can also appear atrophic.
portion)
Variable distribution
Facial tic Brief movements associated with premonitory sensations, urge to move in a
patterned response. Other tics are usually present
Facial myoclonus in focal seizures Very fast muscular twitching, EEG evidence of cortical discharge.
Facial myokymia Occasional eye or face twitching is common in the general population and
made worse with fatigue or caffeine. It may also occur in brainstem lesions
(e.g. multiple sclerosis) and other neurological diseases affecting the nerve
excitability.
Adapted from Refs. [19, 44]
Abbreviations: EEG electroencephalogram, FMD functional movement disorder
10 Functional Facial Disorders 127
a b
c d e
weakness
f g h
Fig. 10.3 Positive signs useful for the differential diag- on the same side when protruded due to the active contrac-
nosis of facial FMD. (a) The narrowing of eyelid fissure tion of the spared hemitongue. (e) In case of unilateral
and frowning of the eyebrows due to the contraction of facial functional spasm (on the left side in this example),
corrugator and procerus muscles in the absence of spasm patient’s tongue may deviate on the same side (‘wrong
of the orbicularis oculis is seen in patients with FMD way’ tongue). (f) The unilateral involvement of facial
whereas patients with blepharospasm (b) also have eyelid muscles is common to HFS and facial FMD (g and h).
spasms (‘Charcot sign’). (c) Normal symmetric face with However, in HFS there may be elevation of frontalis on
protruded tongue. (d) In case of unilateral facial weakness the same side as the orbicularis oculis (Babinski’s ‘other’
(on the right side in this example), the contralateral side of sign, panel f). This sign is not found in patients with FMD
the face is pulling due to the tonic contraction of the with asymmetric spasm of the orbicularis oculis, who,
spared hemiface; in this context, patients may have ipsilat- rather, had the eyebrow rising contralateral to the closing
eral tongue weakness, meaning that the tongue deviates eye (panel g and h)
128 M. Rohani and A. Fasano
apraxia should be differentiated from catatonia some muscles pull sideways. However, the same
because patients are otherwise responsive and clinical picture may be actually caused by weak-
actually complain about the ocular problem. ness of the contralateral hemiface, as pointed out
Many other conditions may affect the eyelids by Babinski at the beginning of the twentieth
(myotonia, neuromyotonia and eyelid myoclo- century [6]. For example, eyebrows can be pulled
nus in absence seizure) but the overall clinical down during an over-contraction of the orbicu-
picture is usually enough to reach the final laris oculis but clinicians may also wonder if
diagnosis. there is unilateral weakness of frontalis muscle.
Finally, patients with paroxysmal facial FMD Therefore, assessing the strength of facial mus-
resembling tics usually do not acknowledge vol- cles is the first step in the evaluation of these
untary control, urge, or relief of urge after the patients.
movements [1]. Moreover, these patients never The differential diagnosis of unilateral facial
display rapid movements and spasms are more movement disorder is wide (Table 10.2) [19].
sustained than those observed in dystonic tics. Most non-functional conditions are characterized
by brief myoclonic twitches of facial muscles
ilateral Involvement of the Lower Face
B rather than the sustained contractions seen in
and/or Tongue patients with FMD. The duration of spasm also
In contrast to the more common involvement of helps the differential diagnosis between epileptic
upper facial muscles in non-functional cranial twitches and paroxysmal facial FMD [72].
movement disorders, the involvement of the The unilateral involvement of facial muscles
lower face appears to be more common in facial is common to facial FMD and HFS. However,
FMD [69]. Unlike oromandibular dystonia, most unlike the synchronous myoclonic jerks seen in
subjects with lower face FMD had asymmetric HFS, most patients with facial FMD show asyn-
facial involvement and absence of sensory tricks. chronous, generally tonic contractions [73]. In
The majority of these patients had no involve- addition, in HFS there may be elevation of the
ment of speech, in contrast to frequent speech frontalis muscle on the same side of orbicularis
involvement in oromandibular dystonia [52]. oculis’ involvement; this is called Babinski’s
Moreover, FMD affecting the lower face are usu- ‘other’ sign and has a specificity ranging from
ally present at rest, contrasting to task-specific 76% to 100% in identifying HFS [74–76]. This
dystonia affecting perioral muscles (e.g. embou- sign was not found in any of the patients with
chure dystonia) [70]. Other conditions to con- FMD with asymmetric spasm of the orbicularis
sider in the differential diagnosis include tardive oculis, who had rather the eyebrow rising contra-
dyskinesia and facial chorea seen in some genetic lateral to the closing eye [1] (Fig. 10.3f–h).
and acquired conditions, e.g. anti-NMDA Furthermore, patients with FMD do not report
encephalitis. facial spasms during sleep [1, 19], in contrast to
The tongue may be involved by many disor- up to 80% of HFS patients who exhibit symp-
ders and particularly weakness; in this respect, toms during sleep [77]. Finally, most patients
‘wrong way’ tongue deviation is helpful because with FMD have lower face involvement at onset,
a weak tongue would typically deviate away from in contrast to the isolated lid involvement typi-
the affected side [71] (Fig. 10.3c–e). The spec- cally present at symptom onset in HFS.
trum of functional and non-functional orolingual While functional facial movements can often
tremors has been reviewed by Silverdale and col- be triggered by examination of eye movements or
leagues, who also proposed a classification sys- by asking the patients to sustain muscular con-
tem helping the differential diagnosis [44] traction of the face [26], it is important to note
(Table 10.2). that this is not specific to FMD. While contrac-
tion of orbicularis oculis in facial FMD can
nilateral Involvement of the Eyelid
U sometimes be triggered or increased by asking
and Lower Face the patient to elevate the eyebrows or look up,
In the vast majority of facial FMD, patients dis- this phenomenon can also be seen in patients
play a variable degree of facial asymmetry, as with HFS. Clinicians should bear in mind that
10 Functional Facial Disorders 129
voluntary facial movement may exacerbate HFS sented with a near object or using fusional prisms,
in up to 39% of patients [77], and may also exac- features generally absent with the non-functional
erbate the synkinetic movements seen after facial counterpart if associated with aging or neurode-
palsy (secondary HFS). generative diseases [24, 46]. Most cases of non-
‘Unilateral dystonia of the jaw’ is uncommon functional supranuclear gaze palsy also feature
and was first reported in 1986 by Thompson and slow saccades and eyebrow elevation while fol-
colleagues in a small series [63]. In retrospect, at
lowing an object.
least one of these patients was subsequently diag- Opsoclonus, ocular flutter, vestibular paroxys-
nosed as having a functional etiology [1]. Indeed, mia and superior oblique myokymia are the main
few references to unilateral jaw spasms are found differential diagnoses of functional nystagmus.
in the literature and several of these have clinical
The slow-phase eye movement which is an
features that might support their reclassification essential part of nystagmus is missing in volun-
as facial FMD [12–14, 63, 78]. Important non- tary and functional neurological forms. In addi-
functional causes of unilateral contraction of the tion, voluntary nystagmus is only horizontal, can
lower face to keep in mind include hemi- be associated with head tremor and eyelid flutter,
masticatory spasm and faciobrachial dystonic decreases in amplitude and duration with time,
seizures seen in anti-LGI1 encephalitis. While and does not persist for more than 25 seconds,
the former is easily recognizable, for example usually lasting less than 2–5 seconds. Ocular flut-
due to the association with facial hemiatrophy ter is persistent and associated with cerebellar or
[79], the latter may be difficult to diagnose espe- brainstem oculomotor signs. Opsoclonus has an
cially at onset because it might share features extensive differential diagnosis that includes
seen in the functional counterpart: ipsilateral paraneoplastic, autoimmune, infectious, meta-
involvement of the upper limb, negative EEG, bolic, and toxic disorders [80]. Functional opsoc-
lack of accompanying signs and abrupt onset. lonus is usually distractible and disappears during
Finally, other entities not to overlook include eyelid closure and sleep, in contrast to the other
non-neurological conditions. Examples include forms.
local/mechanical disorders of the mandible or Oculogyric crises can be seen after encephali-
temporo-mandibular joint or ophthalmic condi- tis or exposure to antidopaminergic medications,
tions that can trigger the ipsilateral contraction of
usually in the context of an acute dystonic
corrugator, procerus and orbicularis oculis mus- reaction.
cle. The occurrence of local pain and functional Non-functional diplopia is typically binocular
impairment (e.g., difficulties with chewing) helps due to disconjugate gaze caused by the dysfunc-
the differential diagnosis. tion of one or more ocular muscles. Asking the
patient to look to the direction of the paralyzed
Involvement of the Eyes muscle increases the severity of diplopia, a fea-
Presence of miosis and ability to induce abduc- ture that might be absent in functional neurologi-
tion with doll’s eye maneuver or optokinetic cal forms. Another feature supporting the
stimuli can differentiate convergence spasm from functional etiology is the complaint of two sepa-
an abducens nerve palsy. In contrast with an ocu- rate, clearly defined and equal images.
lomotor palsy, blurred vision typically improves Ophthalmological disorders (retinal diseases,
with crinkling the eyelids and symptoms tend to refractory disturbances of the lens or cornea) or
last only for a few seconds, although sometimes lesions of the visual cortex are rare conditions
they can be continuous. Although rare, other eti- associated with monocular diplopia.
ologies of convergence spasm should be ruled Mrs. G. was educated about the nature of her
out, including diencephalic-mesencephalic junc- diagnosis. She was reassured that no other test-
tion diseases (thalamic esotropia), Wernicke- ing was needed and that there was no reason to
Korsakoff syndrome, epilepsy, posterior fossa consider treatments such as BoNT injection or
lesions and phenytoin toxicity [24, 46]. other invasive approaches. We also recommended
Functional convergence paralysis might be that she educate herself further on the diagnosis
seen during examination when the patient is pre- of a facial FMD at the website www.neurosymp-
130 M. Rohani and A. Fasano
toms.org. Finally, we referred her to our multidis- explanation. Showing the patient the positive
ciplinary program for FMD, which involves the motor signs present on their physical examina-
integrated use of physiotherapy, cognitive, tion can form an important part of the explana-
behavioral and psychological therapy. tion of the diagnosis. This step alone can have
That fall, Mrs. G. underwent an integrated major therapeutic benefit, and may in some
assessment with a neurologist and a neuropsy- patients be the only treatment necessary [25].
chiatrist, who conducted an extensive assessment For others, treatment needs to be individualized
and provided her with comprehensive education within an integrated approach consisting of edu-
about the diagnosis of FMD and recommended cation, specialist physical therapy and psycho-
physiotherapy to help with her pain. She became logical therapies, such as cognitive behavioral
upset given her symptoms worsened and she also therapy. Detailed information on communicat-
manifested sudden episodes of whispered voice. ing the diagnosis and establishing a positive
Nevertheless, she agreed to proceed with the plan. relationship with the patient can be found in
Several months later, Mrs. G. was evaluated Part III of this book.
by the neurologist leading the multidisciplinary The management of facial FMD can be chal-
program for FMD. The patient continued to lenging and disappointing at times. Sharma et al.
express confusion about the diagnosis, stating reported good results with psychodynamic ther-
that she had no idea what functional dystonia is. apy in 30 patients with FMD, including a patient
She perceived that she had seen a number of dif- with abnormal facial movements and one with
ferent physicians and from whom she had been voice stuttering, who were among the patients
receiving conflicting messages. She expressed with the greatest response [81].
considerable frustration relating to the persistent The general rules of management of FMD
pain in her head, neck and face. She also endorsed also applies to functional eye movement disor-
significant stabbing left ear pain and dizziness, ders. Showing patients videos or pictures of
which also caused balance and walking issues. themselves with normal eye movements when
She described progressing numbness in the left they are distracted can be helpful. Although not
face, left shoulder spasms, and losing her voice systemically studied, recognizing and attending
periodically. Finally, she endorsed depressive to environmental and psychologic stressors is
symptoms. important and should be addressed accordingly.
Most of the visit was spent educating Mrs. G. For example, treating anxiety in a teenager with
on functional neurological symptoms. The neu- oscillopsia can be very helpful. Some patients
rologist stressed that her symptoms are very com- can benefit from ocular exercises under the super-
mon and not ‘made up’. The patient admitted that vision of an optometrist. In refractory cases,
her facial spasms actually resolved and were not cycloplegic agents can be helpful in patients with
occurring anymore. Her clinical picture was now convergence spasm.
dominated by low mood, pain, headache, and Several months later, Mrs. G returned report-
fatigue. She was provided with a handout explain- ing the resolution of her abnormal facial move-
ing functional pain and was prescribed an anti- ments, dizziness and voice issues. Fatigue, mood
depressant. Close follow-up to monitor the and pain were slowly improving and she was
situation and the response to the drug was confident that she was on the right track towards
scheduled. recovery. The medical team caring for her was
pleased with her progress. No change of treat-
ment was recommended.
Management Later that fall, Mrs. G. returned reporting
much more severe left facial pain, numbness and
Like other FMD subtypes, the treatment of pulling as well as severe sinus pain, chest pain,
facial FMD starts with providing the patient and trouble breathing. She wanted to seek a sec-
with a positive clinical diagnosis and thorough ond opinion and saw an ENT who told her ‘noth-
10 Functional Facial Disorders 131
ing was wrong’ and it was ‘referred pain’. Given Detailed information on treatment approaches
the rapid change of the clinical picture and the can be found in Part III of this book.
presence of chest pain and shortness of breath
she was sent to the ER to get a chest X-ray, basic
labs and ECG. She was grateful and agreed with
the plan. Summary
• Facial FMD is more common than pre-
viously thought and shares features rec-
Outcome and Prognosis ognized for other FMD subtypes,
including sudden onset with maximal
Little is known about the treatment response of severity at time of onset, inconsistency
patients with facial FMD. In a series of 55 over time, associated somatizations or
patients with facial FMD, medical and/or non- non-physiologic sensory or motor find-
pharmacological treatments caused no improve- ings, distractibility, response to sugges-
ment (56%) or even worsening (20%); only 20% tion or psychotherapy, and spontaneous
of these patients improved after treatment (BoNT remissions.
at therapeutic doses was effective in five cases, • Common associated features of facial
antidepressants in three, antiepileptics in two and FMD include female gender, and
psychotherapy in one) [1]. comorbidities including depression,
Even less is known about the natural history of headache, facial pain, fibromyalgia, and
facial FMD. In the aforementioned series, the irritable bowel syndrome.
course was stable (53%) or variable (33%), with • Facial FMD can be classified according
diurnal fluctuations in one fifth of the patients. to the following categories: bilateral
Spontaneous remissions were reported in 13 sub- involvement of the eyelids (including
jects (21%), with recurrence in 2 after 2 weeks functional blepharospasm and func-
and 10 years [1]. tional eyelid opening apraxia); unilat-
In conclusion, FMD involving the face are rela- eral involvement of the eyelid and/or
tively less characterized and no studies specifically lower face (including functional hemifa-
focused on their treatment are available. The gen- cial spasm and functional unilateral
eral recommendations adopted for FMD are cer- blepharospasm); bilateral involvement
tainly a valid starting point. These include of the lower face; involvement of the
educating the patient, recommending rehabilita- tongue; involvement of the palate; and
tion if appropriate, avoiding unnecessary tests or involvement of the eyes (usually
treatments, and treating psychological stressors or bilaterally).
psychiatric comorbidities with psychotherapy and • The most common pattern of facial
medications in more refractory cases. Other strate- FMD consists of tonic, sustained, lat-
gies can – once again – be inspired by successful eral, and/or downward protrusion of one
trials in other FMD subtypes. For example, Garcin side of the lower lip with ipsilateral jaw
et al. used transcranial magnetic stimulation with a deviation and variable involvement of
frequency of 0.25 Hz over the motor cortex contra- the ipsilateral platysma. The upward
lateral to the symptoms in 24 cases of FMD involv- deviation of the mouth may be associ-
ing the limbs. The authors were able to demonstrate ated with ipsilateral eye spasms.
positive and sustainable effects, with improve- • The diagnosis of a facial FMD can be
ments ranging from 50% to 75% and lasting for an reliably made by applying ‘positive’
average of 19.8 months [82]. The role of this diagnostic clinical criteria based on
approach in facial FMD has not been studied but it inconsistency and incongruity of the
might be a logical and safe next step for cases observed phenomenology.
refractory to first-line strategies.
132 M. Rohani and A. Fasano
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Functional Gait Disorder
11
Benedetta Demartini
Prior studies [7, 9] have shown that 42.3% and sis [11]. The diagnosis of functional gait
39.2%, respectively, of patients with FMD pre- disorder should not be a diagnosis of exclusion,
sented with a primary functional gait disorder; but should be based on positive signs, as recom-
less than 10% of the patients in these studies pre- mended by the diagnostic criteria of the most
sented with an isolated functional gait disorder in recent version of the Diagnostic and Statistical
the absence of other functional neurologi- Manual of Mental Disorders (DSM-5) [1], in
cal symptoms. Among patients with secondary which emphasis is placed on the presence of
functional gait disorder slowing of gait seems to positive physical signs, and the requirement for
be the most common gait pattern, while among psychological stressors was removed [12].
patients with primary functional gait disorder While Fahn and Williams [13] and Gupta and
buckling of the knee seems to be the most com- Lang criteria [14] may serve as valuable instru-
mon gait pattern [7, 8]. ments to support clinicians during the diagnos-
tic process, it has been recently suggested that
the use of phenotype-specific clinically definite
Diagnosis FMD diagnostic criteria will increase inter-rater
reliability and reduce misdiagnoses (Espay and
Given the high prevalence of functional gait dis- Lang criteria) [15]. This process involves tailor-
order, it is fundamental for clinicians to have ing the assessment towards phenotype-specific
familiarity with valid diagnostic tools in order core clinical features instead of supportive but
to accurately diagnose this condition and to dif- insufficiently sensitive historical and psychiat-
ferentiate it from other causes of abnormal gait. ric examination features [15]. Below, the diag-
Providing patients with the diagnosis of FMD nostic process for a patient with a suspected
early and in an appropriate manner has been functional gait disorder is summarized, with
shown to avoid unnecessary investigations, to particular attention to the clinical interview,
speed the initiation of a tailored treatment pro- clinical features and differential diagnosis
gram, and to improve patients’ overall progno- (Fig. 11.1).
• Symptom onset
Clinical • Symptom time course
• Precipitating factors
interview • Comorbidity with other FND
• Association with chronic pain or fatigue
• Phenomenology
classification
Clinical • General features of
features FMD
• Specific features of
functional gait
disorder
• Other neurological
conditions
Differential • Comorbid functional
diagnosis and other neurological
etiologies
• Factitious disorders
(rare)
Fig. 11.1 Diagnostic process in functional gait disorder. FND = functional neurological disorder; FGD = functional
gait disorder; FMD = functional movement disorder
11 Functional Gait Disorder 139
A thorough clinical history is critical, and should There has been debate concerning the utility of
direct specific attention to the following aspects: functional gait disorder classification schema in
facilitating the diagnosis. On the one hand,
• Symptom onset, which is generally quite Lempert and colleagues [5] have stated that a
abrupt in functional gait disorder. strict classification into characteristic subtypes
• Symptom time course, which may wax and is not useful because predominant features
wane in functional gait disorder. widely vary from patient to patient and occur in
• Presence of any psychological or physical various combinations. On the other hand, it has
precipitating factors. Functional gait disorder been suggested that clustering related patterns
is more commonly preceded by physical pre- of functional gait disorder into broader, yet
cipitating events (e.g. injuries, physical dis- well-described categories, such as the ones pro-
eases) than by psychological event [3]. posed by Jordbru et al. [9], might help clinicians
Although physical events might also have in organizing their diagnostic process. Here I
psychological components (e.g. a car crash, suggest that the stepwise approach proposed by
even if relatively minor), it is important to Fung to analyze functional gait disorder phe-
keep in mind that precipitating events are nomenology and to classify functional gait dis-
unable to be identified in a good proportion of order into four (sometimes overlapping)
cases [16]. syndromes might be a useful tool for clinicians
• Comorbidity with other functional neurolog- when formulating a positive diagnosis of func-
ical disorder subtypes. The presence of other tional gait disorder [10]. In particular, categoriz-
functional neurological symptoms has been ing the suspected functional gait disorder into
shown to be a good diagnostic clue for func- one or more of the previously mentioned cate-
tional gait disorder. Previous studies have gories (e.g. movement disorders mimics, neuro-
suggested that the majority of patients with logic mimics, biomechanical mimics, balance
functional gait disorder also present with disorders) can help the clinician identify the
other functional symptoms, including neuro- necessary clinical investigations to look for pos-
ophthalmological symptoms, weakness, and itive evidence of functional neurological etiol-
sensory loss. Keane reported that 43% of ogy and to exclude potential non-functional
patients with functional gait disorder had pathology.
associated functional visual findings, includ- Features of FMD that can be seen in patients
ing visual field abnormalities, decreased with functional gait disorder include the follow-
visual acuity, and eye movement limitation ing: abrupt onset; inconsistent and incongruent
[6]. Association with chronic pain or fatigue pattern of the disorder; worsening with attention
has been found to be very common (up to or improvement with distraction; inconsistency
75% and 82%, respectively), especially in between performance while patient is examined
patients with functional weakness [17]. and while he/she is not examined; functional dis-
• Past medical and psychiatric history. ability out of proportion to clinical examination;
Concerning psychiatric history, inquiry on and suggestibility/response to placebo.
mental health problems and past traumatic There are several positive signs on physical
events, which are not always easily identified examination that specifically support the diagno-
[16], should be very carefully handled, and sis of a functional gait disorder [18]:
might benefit from the assistance of a psychia-
trist or a psychologist, who are generally more • The “huffing and puffing” sign, defined as an
experienced and have more time to broach and excessive demonstration of effort during gait
explore these sensitive areas. which is out of proportion to clinical exami-
140 B. Demartini
nation, generally manifests with the presence lurching towards the examiner but not towards
of huffing, grunting, grimacing and breath open spaces.
holding. This sign, although not sensitive
(sensitivity range from 10.5% to 57%), was
found to be highly specific for functional gait Differential Diagnosis
disorder (specificity ranged from 89% to
100%), increasing the odds of a gait disorder There are several clinical features of functional
being functional in nature by 13 times gait disorder that aid clinicians in formulating a
[8–19]. proper diagnosis. However, there are several con-
• The “psychogenic toe sign” is defined as a ditions where differentiating between a FMD and
resistance to manipulation of an extended first another gait disorder may be quite challenging.
toe, which can be flexed only at the expense of First, isolated dystonic gait may be confused with
associated pain or by extending toes two functional gait disorder because the task-
through five. This sign has been only anecdot- specificity characteristic of dystonia may be mis-
ally observed in a single pediatric case report interpreted as inconsistency [23]. Moreover, in
of a 13-year-old boy affected by functional isolated dystonic gait, patient’s compensatory
dystonia and weakness [20], but may warrant posturing might influence dystonic gait [24];
further attention in adult patients with func- however, in this case, unlike functional gait disor-
tional gait disorder. der, underlying balance and locomotive function
• The “fixed plantar flexion sign” is accompa- are preserved. Dystonic gait combined with
nied by subsequent inversion of one foot or another movement disorder which is random in
both feet, and cannot be overcome with pas- nature, such as tic, chorea or cerebellar ataxia
sive manipulation. This sign has been largely [25], may also be challenging to diagnose. In this
investigated in functional dystonia [21], but situation, the gait might appear inconsistent and
may warrant attention also in the context of bizarre, such as in functional gait disorder.
functional gait disorder, since a functional However, unlike FMD, an underlying stereo-
dystonic posture often introduces a secondary typed pattern of abnormal posturing can be
functional gait disorder. observed. Frontal ataxia is a condition in which
• The “swivel chair sign” is a sign of inconsis- the pattern of gait disturbance may widely vary
tency in which patients with functional gait over time, rendering any attempt to distinguish it
disorder seem to be able to use their legs to from functional gait disorder difficult [26]. In this
propel themselves forwards and backwards case the differential diagnosis relies on the pres-
when seated on an office chair with wheels, ence of other clinical signs or on neuroimaging
but not when walking [22]. investigations. Recently the examination of a
cognitive dual task walking condition was found
In their commentary authors acknowledge to further support a proper differential diagnosis
that these signs have not undergone proper quan- in this setting. Patients with functional gait disor-
titative analysis and therefore should not be con- der were found to present a paradoxical improve-
sidered diagnostic tools; however, they might be ment of their gait disorder under cognitive
helpful in making a diagnosis [18]. Other clinical distraction, while use of this task in patients with
signs frequently observed, although not vali- ataxia resulted in a decline in gait [27]. Factitious
dated, in patients with functional gait disorder disorder, in which symptoms are deliberately and
but not in patients with other gait disorders consciously produced by patients to satisfy a psy-
include frequent falls onto the knees or repeated chological need, is also in the differential diagno-
11 Functional Gait Disorder 141
Moreover, a recent study by Diez et al. found, in reinforcing normal gait and not reinforcing dys-
patients with motor functional neurological dis- function. Results showed that patients signifi-
order, when compared to healthy controls, that cantly improved their ability to walk and their
early-life physical abuse severity and physical quality of life after inpatient rehabilitation com-
neglect correlated with corticolimbic weighted- pared with the untreated control group. The
degree functional connectivity. Connectivity pro- improvements in gait were sustained at 1-month
files influenced by physical abuse occurred in and 1-year follow-up. This is the only study to
limbic (amygdalar–hippocampal), paralimbic date conducted specifically on patients with func-
(cingulo-insular and ventromedial prefrontal), tional gait disorder. However, several studies con-
and cognitive control (ventrolateral prefrontal) ducted on patients with FMD that included
areas, as well as in sensorimotor and visual corti- patients with primary functional gait disorder
ces [40]. confirm that specific physiotherapy is a promising
treatment for FMD, that can be performed in-
person as well as via telemedicine [45–47].
Treatment Plan Moreover, Maggio et al. showed that in a subset
of individuals with available gait speed data, post-
The first step for a successful management of treatment 10-meter gait speed times improved
functional gait disorder involves clear communi- compared with baseline measurements [48]. In
cation and explanation of the diagnosis. particular, according to Nielsen et al. consensus
Neurologists should carefully explain the diagno- recommendations, gait retraining can be per-
sis, how the diagnosis was made (i.e. on the basis formed in several ways, including facilitating
of positive clinical signs) and the tailored treat- (hands on) support in lieu of walking aids, chang-
ment options that are available [41]. It is impor- ing walking speed, building up a normal gait pat-
tant for the patient to know that the medical team tern from simple achievable components that
believes that his/her symptoms are genuine and progressively approximate normal walking (e.g.
not “made up” or “all in their head”. side to side weight shifting, continuing weight
Communicating the diagnosis to patients in a shift allowing feet to “automatically” advance
clear and simple way has been shown to improve forward small amounts, progressively increasing
functional neurological symptoms, and indeed is this step length with the focus on maintaining
thought to represent the first form of treatment for rhythmical weight shift rather than the action of
these disorders [42]. Subsequently a tailored stepping), walking carrying small weights in each
treatment program should be proposed to patients. hand, walking backwards or sideways, walking to
Although no official guidelines for the treatment a set rhythm (e.g. in time to music) or walking up
of FMD have been developed, there is an overall or down stairs. Gait retraining can be approached
consensus in defining a program which is tailored in progressively more challenging environments
to the individual patient and which may involve such as outdoors, on uneven surfaces and in
different health specialists in the context of a mul- crowded environments [49].
tidisciplinary team [43]. In the specific case of Finally, it is important to mention that novel
functional gait disorder, physiotherapy has been interventions or treatment adjuncts such as tran-
shown to be a promising treatment: Jordbru and scranial magnetic simulation (TMS), botulinum
colleagues conducted a randomized trial specifi- toxin, therapeutic sedation, hypnosis and electro-
cally on patients with functional gait disorder myographic biofeedback have been recently con-
[44]. A total of 60 patients were recruited and sidered in the management of FMD [50]. In
were randomly assigned to immediate treatment particular there is an accumulating evidence base
or treatment after 4 weeks. Treatment consisted of to support TMS as a safe, well-tolerated and pos-
adapted physical activity within a cognitive sibly effective treatment for a wide range of func-
behavioral framework, and focused on offering an tional neurological disorder subtypes [51]. Up to
alternative explanation of symptoms, positively date, there have been five small feasibility ran-
11 Functional Gait Disorder 143
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Functional Tics
12
Tina Mainka and Christos Ganos
Context-dependency was also noted; for exam- tics”) were often viewed as the underlying cause.
ple, the patient suddenly moved backwards after The resemblance of tics to voluntary actions,
the examiner presented her with a pen, and gave their often socially bizarre qualities, sensitivity to
the time in a foreign language after checking her attention, suppressibility and the behavioral asso-
watch. Irregular shaking, exaggeration of motor ciations of tic disorders, particularly the presence
behaviors during examination of deep tendon of comorbid attention-deficit hyperactivity and
reflexes, and unusual behaviors, such as “the obsessive-compulsive disorder, have all contrib-
need to hug the examiner” were also observed uted to their etiological misattribution as func-
(see Video 12.1). tional. It was only recently and after decades of
The wide range of repetitive motor and vocal research in the clinical characteristics of primary
behaviors, which were very variable in presenta- (neurodevelopmental) tic disorders, including
tion, alongside their phenomenological complex- Tourette syndrome, that it was possible to distil
ity and context-dependency, including explicit specific features aiding the distinction between
coprolalic sentences, were atypical for tic behav- primary tics and tics of functional neurologi-
iors seen in primary tic disorders. In addition, cal etiology. For a review of the essential clinical
characteristics such as the sudden adult-onset, characteristics of primary tic disorders, including
the inconsistent description of sensory anteced- Tourette syndrome please see Ref. [1].
ents for her repetitive behaviors and the lack of The first two studies which directly addressed
suppressibility further underscored the distinct this issue contrast the characteristics of primary
quality of these behaviors. The diagnosis of func- tics with those of functional etiology (also
tional tics (or functional tic-like disorder) was labelled as “psychogenic movements resembling
made and treatment options were openly dis- tics”, n = 20) and identify several distinguishing
cussed. The patient pursued multimodal inward factors [2, 3]. Firstly, all but two participants with
therapy consisting of intensive physiotherapy, functional tics in these two studies had an adult
behavioral and occupational therapy, which was age at onset of abnormal behaviors, which differs
not tolerated well and was prematurely stopped. from the classic childhood onset of primary tics
At follow- up 6 months later, the patient had [2, 3]. Although cases with adult-onset tics have
started outpatient behavioral therapy and been previously reported in literature, they usu-
reported a significant improvement in her repeti- ally reflect different etiologies, including neuro-
tive behaviors. The patient also participated in a degenerative and FMD, and many of the cases
psychiatric inpatient therapeutic program based labelled as primary adult-onset tics in fact reflect
on dialectic behavioral and acceptance-commit- re-emergent tics from childhood [4]. Functional
ment therapies. At last follow-up, 1 year since tics, in most cases, also lacked the characteristic
first presentation, no repetitive behaviors were waxing and waning that typifies primary tics, and
noted. The patient reported improvement in anxi- differed phenomenologically. Indeed, in one of
ety and distress and a near disappearance of her the two studies [2], functional tics consisted of
abnormal repetitive behaviors. She continued to more complex motor behaviors, which interfered
visit a behavioral therapist and was focused on with the execution of voluntary actions. They
resuming her university studies. also showed a different somatotopic pattern than
the classic rostrocaudal gradient of primary tics,
which primarily affect the face and neck (see
linical Characteristics of
C Video 12.1) [5].
Functional Tics In contrast to patients with primary tic disor-
der, patients in these studies did not report sen-
Due to overlap of phenomenological features sory antecedents to their functional tics. They
with functional movement disorder (FMD) there experienced the tics, therefore, as completely
has been a long debate as to the etiological origin involuntary and sometimes surprising events,
of tics, and psychological processes (“hysterical and did not feel capable of exerting volitional
12 Functional Tics 149
inhibitory control over them [2, 3]. No paliphe- tional tic behaviors in childhood [7]. Of note,
nomena or echophenomena were noted, and repetitive swearing, as in functional coprolalia,
there was no relevant family history for tic disor- differs from coprolalic behaviors encountered in
ders. Moreover, the profiles of associated neuro- primary tic disorders such as Tourette syndrome.
psychiatric comorbidities differed. For example, Functional coprolalia consists of loud utterances
there were no cases with functional tics reported of many different (compound) words and sen-
with a comorbid diagnosis of either obsessive- tences with obscene content. In contrast, coprola-
compulsive behavior/disorder and/or attention- lia in Tourette syndrome typically involves short
deficit hyperactive disorder, despite the common words (e.g. 4-letter words in English), embedded
prevalence of these neuropsychiatric comorbidi- in ongoing conversation, but uttered with differ-
ties in people with primary tic disorders [2, 3]. ent pitch and often imprecisely to mask their
Finally, there was no response to classic anti-tic content.
medications. The same study also described cases where
In addition to these features, we would also sensory antecedents of abnormal behaviors were
like to highlight that we commonly observe reported, although these qualitatively differed
characteristic context-dependency for several
from classic descriptions of premonitory urges
functional tics, as described in the case vignette. [8]. Patients with functional tics may describe the
For example, assessment of the patellar reflex need to release increasing “whole-body energy”
induced intense stomping of the ipsilateral leg, or a “sudden energy pulse” around the heart or
and demonstration of repetitive hand movements belly. In some cases we have encountered, that
by the examiner was followed by a reaching these abnormal sensations were continuously
movement towards the examiner’s hand (see experienced and caused major distress (e.g.,
Video 12.1). Indeed, exacerbation of FMD dur- “water and lymph are overwhelming facial skin”
ing neurological examination is well described or “body being impaled”). Importantly, in func-
[6]. Additional FMD subtypes, such as tremor tional tics there appears to be a weaker link
and gait disturbances have also been documented between the sensory experience and the subse-
in cases with functional tics [2]. We further note quent motor and vocal behavior, contrasting to
that functional tics are highly variable, both in the experience of premonitory urges in primary
terms of individual movements (e.g., changes in tics, where sensory experiences trigger specific
directionality of movement and amplitude, see tic behaviors, typically in the same body part
Video 12.1b), as well as the number of different (e.g., muscle tension around the wrist triggers
repetitive behaviors [7]. Please refer to Fig. 12.1 hand tics) [9]. Of note, abnormal sensory experi-
for further comparison of classic primary tic dis- ences are also reported in other functional neuro-
orders and functional tics. logical disorder subtypes (e.g., functional
seizures) and in people with anxiety disorders
[10]. We have also observed an insidious onset,
Phenomenological Overlap rostrocaudal distribution and the ability to voli-
Between Primary tionally inhibit functional tics in some of our
and Functional Tics cases.
Taken together, it becomes apparent that
Despite the clear distinguishing features between beyond classic cases, in many occasions the dis-
the two types of behaviors, some patients may tinction between primary and functional tics
present clinical signs compatible with both pri- solely on the basis of clinical signs may be diffi-
mary and functional tics (see Fig. 12.1). For cult, if not impossible. In these cases, other spe-
example, in a study of 13 cases with the common cific clues or even a combination of clinical
presenting feature of repetitive swearing, on the characteristics might point to the diagnosis of a
basis of which a misdiagnosis of Tourette syn- FMD. For example, some individuals capable of
drome was given, six patients had onset of func- voluntarily suppressing functional tics may com-
150 T. Mainka and C. Ganos
Adult onset 1
Anxiety
Family history/ Traumatic precipitants
Risk factors
heritability
Obsessionality
CBT
Antipsychotics
(awareness and habit-
Supportive
reversal training, exposure
psychotherapy
response prevention,
Treatment
function-based
α2-adrenergic agonists interventions etc.)
Motor retraining
(establishment of
Pharmacologic normal movement
treatment of anxiety/ patterns, etc.)
depression etc.
Botulinum toxin
12 Functional Tics 151
plain of experiencing pain, nausea, or a general the presence of the movement-related cortical
feeling of being unwell during effortful suppres- potential, first described as the
sion [9]. One case from our clinic reported Bereitschaftspotential (BP), in association with
“double- vision” and light-headedness “as if motor tics in primary tic disorders. The BP
about to faint”, which is not typically seen during describes a slow negative electroencephalo-
classic voluntary inhibition of primary tics. graphic (EEG) activity beginning about 2 sec-
Moreover, context-sensitivity may also be useful, onds before movement onset associated with
for example in cases where waxing and waning is voluntary, self-generated actions. In the first
present (e.g., completely tic-free periods over study by Obeso and colleagues there were no BPs
months during holiday with sudden reappearance preceding tics in five out of the six participants
of tic behaviors upon re-entering their flat or with primary tics due to Tourette syndrome. In
starting their first day at work). We also reported one case, only a late BP component was identi-
severe cases with exquisite response to cannabi- fied, whose morphology differed from the classic
noids (also see section below on “Treatment”) morphological characteristics of the BP preced-
[7]. Indeed, although treatment of primary tics ing voluntary actions [13]. The second study by
with cannabinoids may be helpful [11], complete Karp and colleagues somewhat replicated these
disappearance of tics of otherwise severe cases findings by again demonstrating the presence of a
should prompt the consideration of a functional late BP component preceding tic movements in
tic disorder. However, it should be noted that in two of five adults with primary tics [14]. Although
some cases the co-existence of both primary and information on the tic characteristics of the adults
functional tics should be considered. Overlap in whom a BP was found was not provided (e.g.,
between FMD and other neurological disorders is simple vs. complex tics, tics preceded by pre-
indeed quite common, and occurs in up to 22% of monitory urges vs. not), it was suggested that the
patients [12]. Unfortunately, the current state of detected differences might reflect the level of
medical literature does not yet clarify how to awareness associated with tic movements.
confidently clinically distinguish between the Indeed, this view was also supported by Duggal
different etiologies of overlapping tic and colleagues, who described the presence of a
phenomena. BP in all three subjects with tics – and premoni-
tory urges – they examined [15]. Premonitory
urges facilitate awareness of tic behaviors, and
bjective Measures to Aid
O may also drive the appearance of a BP in these
Diagnosis – the Role cases.
of Neurophysiology More recently, van der Salm and colleagues
evaluated for the presence of a BP in patients
In addition to the aforementioned clinical charac- with functional jerky movements (n = 29),
teristics, neurophysiological tools may also be including cases which could be labelled as
able to aid in differentiating between functional functional tics, and contrasted them to patients
and primary tics. Two early studies investigated with primary tics diagnosed with Tourette syn-
Fig. 12.1 Differences and overlap in primary and functional tics. Schematic Venn diagram of clinical features, risk
factors and treatment characteristics that are more prevalent as part of tics in Tourette syndrome (left nonoverlapping
section), more prevalent as part of functional tics (right nonoverlapping section), and those that often overlap with fea-
tures common to both. *Commonly observed in functional tic behaviors. 1Functional tics may also begin in childhood/
adolescence. 2Qualitative characteristics may differ between primary and functional tics. 3Life events may precipitate
onset of functional tics and typically worsen both primary and functional tics. CBT = Cognitive Behavioral Therapy.
(Adapted with permission from Ref. [9])
152 T. Mainka and C. Ganos
23], have failed to demonstrate a clear associa- signals preceding tics and develop competing
tion between female sex and presence of func- strategies to counter unwanted tic behaviors [30].
tional tics. Family history may be present in Psychoeducation and relaxation training are
both primary tic disorders [23] as well as FMD additional important components [31], which
[24] and, therefore, it should not be used to pre- may have an effect on the impact of common
clude the diagnosis of a functional tic disorder comorbidities, including anxiety and increased
(see Fig. 12.1). levels of arousal [32].
During the COVID-19 pandemic, a significant Another behavioral therapy used in primary
increase in the proportion of patients with func- tic disorders is exposure and response prevention
tional tic-like behaviors was noted in specialized (ERP). Tics are viewed as conditioned responses
tic centers around the world [25]. Although the to negatively reinforcing unwanted bodily stim-
exact causes of this increase remain understud- uli, and a dissociation between the two phenom-
ied, it has been proposed that the social isolation ena is the main goal of this treatment [31]. In
imposed from the COVID-19 pandemic, and a essence, with therapeutic guidance, patients with
rise in the exposure to tic-like behaviors on social tics learn to increase their tolerance towards aver-
media platforms such as TikTok may be contrib- sive bodily experiences (“exposure”), whilst pre-
uting risk factors [25–28]. venting the conditioned motor response
(“response prevention”) [33]. Although patients
with functional tics typically do not report pre-
Treatment monitory urges, we feel that components of ERP
could be helpful, particularly in cases where
The treatment of functional tics is based on the overwhelming physical experiences related to
same therapeutic principles that apply for other anxiety and panic might occur.
FMD [29]. Specifically, as in the case we pre- As with other FMD subtypes, there is no evi-
sented here, a multidisciplinary therapeutic dence to support pharmacotherapy specifically
approach is recommended. It should also be targeting functional tics, and previous reports
noted that the prognosis of patients with func- document either absent or atypical responses to
tional tics may be more favorable than that of classic anti-tic medication (e.g., antipsychotics or
patients with FMD who exhibit non-paroxysmal α2-receptor-agonists) [2, 3, 7]. Surprisingly, med-
clinical presentations (e.g., fixed dystonia) [6]. ical cannabis led to dramatic symptom relief in
Although the physiotherapy-based multidisci- some patients with functional tics [34], although
plinary model is a useful tool to teach patients to the mechanisms underlying this effect remain
regain voluntary motor control over their bodies unclear and might include placebo responses.
[29], we suggest that for this particular patient Pharmacotherapies aimed at comorbid neuropsy-
population, specific focus should be given on chiatric symptoms, such as anxiety and depres-
behavioral therapies. sion, may be required. Of note, some patients
Function-based interventions that allow may present with both primary and functional
patients to recognize the environmental contin- tics [9, 35] and in these cases, pharmacotherapy
gencies associated with their abnormal behaviors may improve certain behaviors, but not others,
and provide them with coping resources and which may be deemed as treatment-refractory. In
awareness training methods are key therapeutic the absence of a well-defined concept of
tools. Indeed, such methods are being success- treatment-refractoriness in tic disorders [36] and
fully applied in patients with primary tics as ther- clear markers to distinguish between primary and
apeutic components of comprehensive packages, functional tics, it is important to consider the pos-
such as the comprehensive behavioral interven- sibility of comorbid functional tics prior to
tion for tics (CBIT). In CBIT, patients with pri- referral for invasive surgical procedures, such as
mary tics learn to become better aware of bodily deep brain stimulation.
154 T. Mainka and C. Ganos
23. Nee LE, Caine ED, Polinsky RJ, Eldridge R, Ebert children with Tourette disorder: a randomized con-
MH. Gilles de la Tourette syndrome: clinical and fam- trolled trial. JAMA. 2010;303(19):1929–37.
ily study of 50 cases. Ann Neurol. 1980;7(1):41–9. 31. Fründt O, Woods D, Ganos C. Behavioral therapy for
24. Charcot J-M. Lectures on the diseases of the nervous Tourette syndrome and chronic tic disorders. Neurol
system delivered at La Salpetriere. London: New Clin Pract. 2017;7(2):148–56.
Sydenham Society; 1877. 32. Sukhodolsky DG, Woods DW, Piacentini J, Wilhelm
25. Pringsheim T, Ganos C, McGuire JF, Hedderly T, S, Peterson AL, Katsovich L, et al. Moderators and
Woods D, Gilbert DL, et al. Rapid Onset Functional predictors of response to behavior therapy for tics in
Tic-Like Behaviors in Young Females During Tourette syndrome. Neurology. 2017;88(11):1029–36.
the COVID-19 Pandemic. Movement Disorders. 33. Verdellen CWJ, Hoogduin CAL, Kato BS, Keijsers
2021;36(12):2707–13. GPJ, Cath DC, Hoijtink HB. Habituation of premoni-
26. Ganos C. Tics and Tic-like Phenomena - Old Questions tory sensations during exposure and response preven-
on a Grand New Scale. Movement Disorders Clinical tion treatment in Tourette’s syndrome. Behav Modif.
Practice. 2021;8(8):1198–99. 2008;32(2):215–27.
27. Olvera C, Stebbins GT, Goetz CG, Kompoliti
34. Ganos C, Müller-Vahl K. Cannabinoids in functional
K. TikTok Tics: A Pandemic Within a tic-like movements. Parkinsonism Relat Disord.
Pandemic. Movement Disorders Clinical Practice. 2019;60:179–81.
2021;8(8):1200–05. 35. Kurlan R, Deeley C, Como PG. Psychogenic
28. Hull M, Parnes M. Tics and TikTok: Functional Tics movement disorder (pseudo-tics) in a patient with
Spread Through Social Media. Movement Disorders Tourette’s syndrome. J Neuropsychiatry Clin
Clinical Practice. 2021;8(8):1248–52. Neurosci. 1992;4(3):347–8.
29. Nielsen G, Stone J, Matthews A, Brown M, Sparkes 36.
Kious BM, Jimenez-Shahed J, Shprecher
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30. Piacentini J, Woods DW, Scahill L, Wilhelm S,
Peterson AL, Chang S, et al. Behavior therapy for
Functional Speech and Voice
Disorders
13
Carine W. Maurer and Joseph R. Duffy
expressed motivation to work on her speech and treatment. Functional speech and voice dis-
difficulties. orders, a subtype of functional movement disor-
During 20–30 min of speech therapy, initially der (FMD), are common among patients with
emphasizing a slow, drawn-out pattern of speak- FMD and can be challenging to diagnose. This
ing without extraneous movements, all aspects of chapter focuses upon the general approach to the
her speech improved, to a degree that she and the diagnosis of functional speech/voice disorders,
clinician judged to be about 80% normal. She as well as the characteristics of specific func-
maintained the improvement after her husband tional speech/voice disorders. While some out-
joined her. The diagnosis was again reviewed in comes of therapy are referred to in this chapter, a
the presence of her husband, and she was praised more thorough discussion of speech therapy for
for her hard work and success. The clinician patients with functional speech/voice disorders
conveyed optimism about her potential for nor- can be found in Chap. 25.
mal speech. She was encouraged to talk as much Functional speech/voice disorders can be
as she wished over the next day and that, if she quite heterogeneous, and can affect multiple
sensed any regression, she should immediately aspects of speech and voice production. While
reset her speech by using one of the strategies some healthcare professionals make a distinc-
that were used during therapy. tion between functional speech disorders and
She returned the next day for scheduled fol- functional voice disorders (functional dyspho-
low-up, noting that her speech was now 95% nor- nias), there is significant overlap, and many
mal. Her husband concurred; her daughter and patients present with abnormalities in both
father had remarked on her dramatic progress speech and voice. FMD affecting either speech
during a phone call. She had one brief episode of or voice are included under the umbrella term
regression but was able to reset her speech as of functional speech/voice disorders in this
previously recommended. Her speech during the chapter.
session was near normal and seemingly effort-
less; she concurred. During discussion of possi-
ble causes of her speech symptoms, it was pidemiology of Functional Speech
E
acknowledged that a precise cause might never and Voice Disorders
be known but that it had clearly responded to
treatment. Although the incidence and prevalence of func-
There was no need for ongoing speech therapy tional speech/voice disorders have yet to be for-
though she was encouraged to schedule a follow- mally established, numerous studies suggest that
up appointment with her neurologist to have a they are common diagnoses in neurology and
point of contact. She expressed optimism about speech-language pathology clinical practices.
the future regarding all of her symptoms. As Within subspecialty movement disorders prac-
requested, she contacted the clinician by phone 2 tices, approximately one-quarter to one-half of
weeks later, speaking normally and reporting patients with FMD have functional speech abnor-
that her speech had remained normal and that malities as one of their symptoms [1–3]. In the
other symptoms were improving with physical Mayo Clinic speech pathology practice, a divi-
therapy. sion within Mayo Clinic’s Department of
Neurology, 4.9% of patients with acquired speech
disorders seen during an 8-year period were
Introduction given the diagnosis of a functional speech disor-
der [4]. This number does not include patients
Changes in speech can often be the initial symp- with isolated functional dysphonias, and may
tom of neurological disease. Being able to appro- therefore represent an underestimate of the inci-
priately identify the pattern of a patient’s speech dence of functional speech/voice disorders in that
impairment is critical in guiding management setting.
13 Functional Speech and Voice Disorders 159
Table 13.1 Examination signs supporting a diagnosis of ing a central facial weakness. This “paradoxical
functional speech/voice disorder focal dystonia” is typically present at rest, and
Speech pattern or non-speech oral mechanism findings may improve or disappear completely with activ-
do not fit with known patterns associated with ity, including speech; this pattern of expression at
neurogenic motor speech disorders or known structural
lesion locus rest and improvement with activity is contrary to
Give-way jaw, face, or tongue weakness the typical action-induced expression of other
Wrong-way tongue deviation focal dystonias [8]. Alternatively, patients com-
Paradoxical increased muscle contraction with fatigue plaining of weakness may paradoxically present
Excessive symptom variability during speech with exaggerated facial posturing that is incon-
examination
sistent with their complaint of weakness.
Suggestibility – including symptom amplification
during explicit examiner attention to symptoms, or
upon suggestion that a task may be difficult
Distractibility – improvement or normalization of Examination of Speech
voice/speech during informal casual conversation
Indifference or denial of symptoms
Modifiability – rapid resolution or dramatic
The examination of speech should address sev-
improvement with behavioral therapy eral critical questions, highlighted below as well
a
Recognize that, with the exception of rapid symptom as in Table 13.1.
modifiability with therapy, most of these distinctions,
especially if considered individually, are not foolproof. A Is the pattern of speech abnormality consis-
single red flag for a functional speech/voice disorder
tent? Motor speech disorders tend to present
should be interpreted with caution [3–6]
consistently across speech tasks and speech con-
tent. The speech of patients with functional
Is there a predictable relationship between the speech/voice disorders, on the other hand, may
oral mechanism and the speech abnormal- fluctuate considerably, with variable severity
ity? In motor speech disorders, findings on across different examination activities (i.e.,
examination of speech and oral mechanism tend casual conversation vs. reading vs. repetition vs.
to have a predictable relationship, with the pres- conversation on a sensitive topic). There may be
ence of facial asymmetry, lingual atrophy, patho- slowness or irregularities present during formal
logical oral reflexes, or involuntary movements assessment of speech that are no longer notice-
being congruent with other known speech abnor- able during casual conversation. This worsening
malities. In contrast, in functional speech/voice of symptoms with attention is consistent with the
disorders the abnormalities on examination of the critical role that abnormally directed attention is
oral mechanism can be grossly disproportionate thought to play in the underlying pathophysiol-
to the severity of the speech deficit. Patients with ogy of FMD.
functional speech/voice disorders may also
exhibit wrong-way tongue deviation on tongue Is the speech abnormality suggest-
protrusion [7], or give-way weakness of the jaw ible? Worsening of symptoms when the exam-
or tongue. iner suggests that an otherwise simple task will
be difficult would be consistent with the diagno-
Is there presence of exaggerated facial postur- sis of a functional speech/voice disorder.
ing? Patients with functional speech/voice dis-
orders may exhibit “struggle behavior” Is the speech abnormality distractible? Patients
manifesting as marked facial grimacing, lip purs- with functional speech/voice disorders can often
ing, eye blinking, or contraction of the periorbital be observed to exhibit improvement in symptoms
muscles, lower facial muscles, or platysma. during casual conversation, as compared to for-
Patients may present with an isolated downward mal speech assessment. This would not be con-
retraction of the lower lip, superficially simulat- sistent with motor speech disorders such as
13 Functional Speech and Voice Disorders 161
How does speech fatigue? With the exception Functional speech/voice disorders encompass a
of myasthenia gravis, motor speech disorders wide variety of heterogeneous clinical features
typically do not exhibit significant fatigue over and underlying movement dynamics that can be
the course of a speech assessment. In the case of divided into sometimes distinctive but quite fre-
myasthenia gravis, speech fatigues in a predict- quently co-occurring subtypes [3–5, 9]. In some
able way reflecting increasing weakness, with cases, their individual features can be difficult to
hypernasality, increasing voice breathiness, and distinguish from those associated with motor
increasingly imprecise articulation potentially speech disorders such as dysarthrias and apraxia
observed. Individuals with functional speech/ of speech. The following sections address the pri-
voice disorders, on the other hand, may exhibit a mary clinical features of each functional speech/
paradoxical fatigability, in which there is an voice disorder subtype and clues to their distinc-
increase rather than a decrease in muscle activity tion from motor speech disorders. The key points
associated with prolonged speech assessment. are summarized in Table 13.2.
For example, patients may exhibit increasingly
strained voice quality or an increase of abnormal
oromotor movements during speech. Acquired Functional Stuttering
Is the speech abnormality reversible? Rapid Functional stuttering is probably the most com-
modifiability of speech abnormalities, such that mon functional speech/voice disorder that does
there is near-normalization of speech within the not primarily involve voice. It raises concerns
diagnostic session or one or two therapy sessions, about neurogenic etiology and co-occurs with
as illustrated in the chapter’s clinical vignette and confirmed CNS disease such as Parkinson’s dis-
several of the audio clips that accompany this ease and stroke more often than isolated func-
chapter, is highly suggestive of functional speech/ tional voice disorders [4].
voice disorders (Audio clips 13.1, 13.2, 13.3,
13.4, 13.5, 13.6, and 13.7). At the Mayo Clinic, Clinical characteristics Dysfluencies are het-
50% of treated patients improve to normal or erogeneous across patients but generally include
near-normal within one to two treatment ses- sound, syllable, word, or short phrase repetitions,
sions. It is important to note, however, that while sound prolongations, and silent or audible block-
symptoms have the potential to be rapidly revers- ing that abruptly interrupt speech. They are often
ible, the absence of a treatment response should associated with secondary “struggle behaviors”
not rule out the diagnosis of a functional speech/ such as facial grimacing or sustained or clonic
voice disorder. A considerable fraction of patients neck, torso, or limb movements. Unlike adults
with functional speech/voice disorders do not with persistent developmental stuttering, acquired
respond well to treatment for reasons that remain functional stuttering often does not improve with
incompletely understood. choral reading or singing.
What company does the speech abnormality Distinction from acquired neurogenic stutter-
keep? Functional speech/voice disorders can be ing Functional and acquired neurogenic stutter-
accompanied by abnormalities in language as ing can be difficult to distinguish on the basis of
well, such as “broken English” grammar (e.g., dysfluencies alone, but the company kept by
“Me go library”) in the absence of symptoms of a them can be very helpful. Acquired neurogenic
neurological cause of aphasia. stuttering is very often accompanied by aphasia
162 C. W. Maurer and J. R. Duffy
Table 13.2 Clinical characteristics distinguishing specific functional speech and voice disorders from non-functional
speech/voice conditions
Primary Distinction from other neurological motor speech
abnormality Clinical features disorders
Functional Sound, syllable, word repetitions, No evidence of aphasia, dysarthria, or apraxia of
stuttering prolongations, or blocks speech
Tends not to improve with singing or No clear temporal link to possible neurological causes
choral reading (e.g., TBI)
Speech-associated struggle behavior
Excessively stereotypic or variable dysfluencies
Pseudo-agrammatism
Functional Single or multiple speech sound No demonstrable weakness to explain articulatory
articulation distortions or substitutions, sometimes errors
mimicking developmental articulation Errors may be more complex or require more force or
errors control than target sounds
May be accompanied by visibly Slow or irregular speech alternating motion rates in
abnormal jaw, face and tongue absence of such abnormalities in conversation
movements Abnormal speech errors or structure movements may
be inconsistent, excessively predictable, or amplified
by examiner attention
No sensory tricks
Functional Hypernasality Absence of dysphagia and voice abnormalities
resonance Prolonged persistence following uncomplicated oral,
palatal, or sinus surgeries
Inconsistent presence
No palatal asymmetry or reduced movement during
“ah” or gag
Functional prosody May generate perception of an accent Pseudo-agrammatism
(including foreign or infantile speech Indifference or unawareness of prosodic abnormality
accent syndrome) Difficult-to-characterize fluctuations in Ability to imitate another accent
rate, pitch, loudness and duration Incongruent abnormal speech alternating motion rates
Functional weakness of jaw, face, or tongue
Functional mutism No attempt to speak Absence of aphasia, dysarthria, apraxia of speech
May mouth words without voice or Absence of dysphagia
whispering Normal oral mechanism or incongruent oromotor
Silent struggle to speak occasionally abnormalities
evident Willingness and normal ability to write/type
Minimal distress over muteness
Functional voice Hoarseness/harshness Narrow thyrohyoid space + discomfort with digital
Muscle tension Abnormal pitch pressure
dysphonia Pitch/voice breaks Severity similar during singing, speech with voiced
Intervals of strained whisper and voiceless consonants, and vowel prolongation
Normal structural laryngeal Uncommon regular voice breaks
examination Improved voice after periods of reduced voice use
Functional aphonia Tight, strained whisper Strained, aphonic whisper + sharp cough
or dysphonia Occasional traces of normal or Paradoxical emergence of strained voice with fatigue
high-pitched voice Previous periods of unexplained voice loss
Normal structural laryngeal Iatrogenic and inertial influences
examination
Other features similar to muscle
tension dysphonia
TBI traumatic brain injury
or motor speech disorders (most commonly, pected structural cause as, for example, when it
hypokinetic dysarthria), or a recent history of emerges months following a traumatic brain
those difficulties. Functional stuttering may or injury (TBI). In contrast to acquired neurogenic
may not be tightly temporally linked to a sus- stuttering, functional stuttering is often accompa-
13 Functional Speech and Voice Disorders 163
nied by struggle behaviors. It may decrease with rates may be slow or irregular in the absence of
distraction (e.g., casual social conversation ver- slowness or irregularity during conversational
sus focused, formal speech assessment) and can speech. Occasionally, articulation is overly pre-
be excessively stereotypic and severe (e.g., mul- cise, emphatic or forceful, the opposite of what
tiple repetitions of every syllable), highly vari- would be expected if explanatory weakness is
able from utterance to utterance, specific to a present.
specific environment or task, or spell-like.
Sentence structure can be pseudo-agrammatic or In contrast to hyperkinetic dysarthria associ-
“broken English” in character (“Me ha ha ha have ated with involuntary movements, abnormal jaw,
trouble talk”). Similar to functional voice disor- face or tongue movements of functional neuro-
ders, it frequently responds rapidly to behavioral logical origin during speech may be distractible,
treatment. inconsistent, excessively predictable, or ampli-
fied by obvious examiner attention to them.
People with articulation problems secondary to
Articulation Abnormalities dystonia may have discovered a beneficial sen-
sory trick on their own, such as chewing gum to
Isolated functional articulation abnormalities inhibit lingual dystonia; this is uncommon in
sometimes emerge in the aftermath of dental, oral patients with functional dystonic-like movements
or maxillofacial surgeries; anterior approach cer- that affect speech. Again, functional articulation
vical spine procedures; carotid endarterectomy; disturbances are often rapidly responsive to
or head/neck trauma. They often co-occur with symptomatic speech therapy, whereas flaccid and
other functional speech features, such as dyspho- hyperkinetic dysarthria are not.
nia, stuttering, or prosodic abnormalities.
Distinction from dysarthria Hypernasality due Distinctions from neurologic prosodic defi-
to neurologic weakness is often associated with cits Functional prosodic deficits can be distract-
voice abnormalities and dysphagia, including ible whereas prosodic abnormalities associated
nasal regurgitation, whereas functional hyperna- with other motor speech disorders or lesion-
sality is not. Persistent hypernasality following based foreign accent syndrome are not. Functional
otherwise uncomplicated oral, palatal, or sinus prosodic disturbances, particularly foreign
surgeries rarely occurs as a result of intrinsic sur- accent, can also be accompanied by abnormal
gical complications. When functional, hyperna- grammar (e.g. “Me have trouble talk”) which can
sality may vary from moment-to-moment, or be be distractible, inconsistent, and unaccompanied
distractible. The gag reflex and palatal movement by other “neighborhood signs” suggesting
during vowel prolongation may be normal, another neurological cause of aphasia. Some
whereas with lesion associated disturbances individuals with functional foreign accent may
weakness of palatal movement may be reduced additionally develop behavioral features stereo-
or asymmetric. typically associated with their accent, including
gestures and interpersonal behavior [11]. Some
people with functional foreign accent or infantile
Prosodic Disturbances prosody may be indifferent to or even deny the
abnormality. Sometimes they can easily imitate
Prosody (variations in pitch, loudness and dura- another accent on request or adopt a different for-
tion that convey emotional and linguistic empha- eign accent over time, which should be difficult
sis and meaning) can be disturbed in highly for those with any lesion-associated neurologic
variable ways, independent of, or along with, prosodic disturbance. Functional weakness can
functional disturbances of voice, fluency and be evident when the jaw, face or tongue are exam-
articulation. They can be challenging diagnosti- ined, representing an incongruity when the pro-
cally because nearly all major motor speech dis- sodic disturbance is unaccompanied by other
orders are associated with a variety of prosodic voice or speech deficits. The rhythm and ampli-
abnormalities. tude of speech alternating motion rates may be
incongruently irregular in people with an isolated
Clinical characteristics Prosodic abnormalities functional foreign accent.
are sometimes perceived as an accent, sometimes
as infantile or child-like, or sometimes as speech
that is very rapid or very slow in rate. There also Functional Mutism
may be highly variable fluctuations in pitch,
loudness or rate that cannot otherwise be easily Mutism can be functional or neurogenic. The
characterized. When perceived as a foreign or mere absence of speech does not distinguish its
regional accent, it can be very difficult to distin- cause so the clinical milieu must be relied upon.
guish a functional neurological etiology from the
foreign accent syndrome that can occur with neu- Clinical features People with functional mute-
rologic disease, most often due to stroke or TBI ness often make no attempt to speak. Sometimes
[4, 10]. It is important to recognize, however, that they mouth words without voice or whisper.
functional prosodic disturbances can also occur Silent struggle to speak may be evident in some
in the aftermath of stroke or TBI [11]. The spe- cases.
cific language or regional dialect associated with
the foreign accent is highly variable across Distinction from other neurological causes of
patients regardless of underlying etiology, and mutism Neurogenic mutism is often associated
often cannot be reliably identified as tied to a spe- with clear evidence of one or more of the follow-
cific language or dialect. ing: severe aphasia; severe motor speech impair-
13 Functional Speech and Voice Disorders 165
ment (i.e., anarthria with dysphagia or severe abnormalities are addressed in the following
apraxia of speech); severe motor impairments subsections.1
elsewhere in the body; disorders of responsive-
ness (e.g., akinetic mutism) or global cognition. Muscle Tension Dysphonia
The absence of any such impairments should Muscle tension dysphonia often represents
raise concerns about a possible functional neuro- effects of prolonged excessive contraction of
logical cause. Patients with functional mutism laryngeal muscles during speech, often in people
may silently-but-accurately mouth words or write for whom speaking is a primary occupational
willingly and normally to communicate. Some tool (e.g., teachers) or who have ongoing psycho-
may show no affective distress over their inability logical stress, predisposing personality traits, or
to speak, often coupled with family members/ physiological susceptibility. In some cases, per-
caregivers being significantly more distressed sistent laryngeal muscle tension leads to the
about the inability to speak than the patient them- development of vocal fold nodules, polyps, or
selves. Oral mechanism examination is typically contact ulcers; when this is the case, they do not
normal at rest and without structural abnormali- generally raise concerns about neurologic etiol-
ties, but struggle, wrong way tongue deviation, ogy because even severe strained voice associ-
and other oral movement incongruities may be ated with laryngeal spasticity or dystonia do not
evident. As is the case for functional speech/ generally lead to structural laryngeal lesions.
voice disorders in general, functional mutism Challenges to differential diagnosis exist for
sometimes responds rapidly to behavioral speech patients without structural laryngeal abnormali-
intervention. ties, particularly if voice difficulty is the sole pre-
senting symptom, or if additional symptoms
suggestive of neurologic disease, such as weak-
Functional Voice Disorders ness or abnormal movements elsewhere in the
body, are present; they are the focus here.
Voice abnormalities likely represent the most fre-
quent functional speech/voice disorder. When Clinical characteristics Laryngeal muscle
voice is the only abnormality, affected people hypercontraction can lead to hoarseness or harsh-
more often present to otorhinolaryngologists ness, and alterations in pitch, sometimes with
(ENT) rather than neurologists, and it is usually pitch or voice breaks, as well as intervals of
essential that ENT examination first rules out strained whisper. The overall perceptual gestalt is
possible explanatory structural laryngeal pathol- one of strain or effort rather than weakness.
ogy such as vocal fold nodules, cancerous
growths, or vocal fold paralysis. Referral to neu- Distinction from neurogenic voice disor-
rology following ENT consultation is not uncom- ders Muscle tension dysphonia can be difficult
mon if laryngeal structural abnormalities are not to distinguish from neurogenic spasmodic dys-
identified or if voice features raise concerns about phonia, which most often reflects a speech-
another neurologic etiology. Direct presentation induced laryngeal dystonia or dystonic tremor.
to neurology occurs more frequently when voice Voice breaks, particularly if they occur at rela-
abnormalities are accompanied by other abnor- tively regular intervals, are more common in
mal speech features (e.g. stuttering, abnormal spasmodic dysphonia than muscle tension dys-
articulation, prosodic abnormalities). Functional
voice disorders can be somewhat arbitrarily, and
not without some debate, subdivided into muscle See Baker [9] for a more detailed discussion of the dis-
1
tension dysphonia and functional aphonia/dys- tinctions between muscle tension dysphonias associated
with laryngeal structural lesions and those that are not,
phonia. The voice characteristics and clues to dis- and the distinctions between muscle tension dysphonia
tinguishing each of them from neurogenic voice and functional aphonia/dysphonia.
166 C. W. Maurer and J. R. Duffy
phonia. Spasmodic dysphonia tends to be more Clinical characteristics The aphonic voice is
conspicuous during connected speech than dur- often a tight whisper that can be harsh or strained,
ing vowel prolongation, whereas in muscle ten- sometimes with high-pitched or squeaky traces
sion dysphonia the two tasks are relatively of phonation; brief intervals of normal phonation
equivalent. In the adductor form of spasmodic are sometimes evident. Functional dysphonia
dysphonia voice strain is more evident during without musculoskeletal tension can be highly
production of words with voiced consonants variable in its specific voice characteristics,
(e.g., “b” or “d”) than voiceless consonants (e.g., sometimes very similar to muscle tension dys-
“p” or “t”), whereas little difference is evident in phonia but in other cases breathy, hoarse, high in
muscle tension dysphonia. Individuals with spas- pitch with falsetto pitch breaks, or intermittently
modic dysphonia may have evidence of dystonia aphonic. Structural laryngeal examination is typ-
or tremor elsewhere in the body. Singing is some- ically normal.
times relatively normal in spasmodic dysphonia
but usually not in muscle tension dysphonia. In Distinction from neurogenic voice disor-
muscle tension dysphonia there is often narrow- ders The strained character of the aphonic
ing of the thyrohyoid space and pain and discom- whisper in functional aphonia and the strained
fort in response to digital palpation in that area. and high-pitched components of functional dys-
Affected people may note voice improvement phonia differ from the breathy (“airy”), hoarse
during extended intervals when voice demands quality associated with frank vocal fold weak-
are not heavy (e.g., summer break for teachers); ness. In addition, in functional aphonia/dyspho-
voice usually does not markedly improve in those nia, the cough is usually sharp, which
with spasmodic dysphonia. In muscle tension demonstrates capacity for vocal fold approxi-
dysphonia, the history often provides clear evi- mation. The voice may become paradoxically
dence of heavy speaking demands or consider- strained with fatigue. Previous episodes of voice
able psychological stress; this is generally less loss or difficulty occur more frequently in func-
apparent in spasmodic dysphonia although the tional aphonia/dysphonia than vocal fold paresis
onset of symptoms at a time of heightened psy- or any lesion-associated CNS voice abnormal-
chological stress is not uncommon. ity. Functional aphonia/dysphonia is sometimes
iatrogenic. For example, some patients who are
unctional Aphonia and Dysphonia
F unnecessarily placed on voice rest for mild
Some individuals may be aphonic (i.e., without voice difficulty worsen or develop chronic dif-
voice) or dysphonic without clear evidence of ficulty because of fear that speaking will do
musculoskeletal tension or structural laryngeal harm. The problem also may be inertial, such as
pathology. Such presentations often raise con- when aphonia following traumatic frontal lobe
cerns about underlying vocal fold or laryngeal injury persists longer than the structural trauma
weakness and not infrequently trigger a workup can directly explain, sometimes proven by rapid
for peripheral or central nervous system (CNS) return of voice during a few minutes of symp-
causes (e.g., myasthenia gravis, multiple sclero- tomatic voice therapy. In general, a major dis-
sis, dystonia). Functional aphonia has long been tinguishing feature is that functional aphonia/
recognized as a symptom of functional neuro- dysphonia often resolves rapidly with symptom-
logical disorder. atic voice therapy.
13 Functional Speech and Voice Disorders 167
References
Summary
• Functional speech and voice disorders 1. Hinson VK, Cubo E, Comella CL, Goetz CG,
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• Clinical clues in the history of a patient disorders in patients with psychogenic movement dis-
with a functional speech/voice disorder orders. J Neurol. 2015;262(11):2420–4.
3. Chung DS, Wettroth C, Hallett M, Maurer
include sudden onset, and symptoms CW. Functional speech and voice disorders: case
that fluctuate based upon environmental series and literature review. Mov Disord Clin Pract.
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• The examination of a patient with a 4. Duffy JR. Motor speech disorders: substrates, differ-
ential diagnosis, and management. 4th ed. St. Louis:
functional speech/voice disorder should Elsevier; 2020.
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mality as well as distractibility and festations, diagnosis, and management. Handb Clin
suggestibility. Neurol. 2016;139:379–88.
6. Perez DL, Hunt A, Sharma N, Flaherty A, Caplan
• Patients with isolated functional voice D, Schmahmann JD. Cautionary notes on diagnos-
disorders more commonly present to ing functional neurologic disorder as a neurologist-
otorhinolaryngologists than neurolo- in-
training. Neurol Clin Pract. 2020;10(6):484–7.
gists, whereas other functional speech/ https://doi.org/10.1212/CPJ.0000000000000779.
7. Keane JR. Wrong-way deviation of the tongue
voice disorders present more commonly with hysterical hemiparesis. Neurology. 1986;
to neurologists. 36(10):1406–7.
• Functional voice disorders, stuttering, 8. Fasano A, Valadas A, Bhatia KP, Prashanth LK, Lang
and disturbances of prosody, including AE, Munhoz RP, et al. Psychogenic facial movement
disorders: clinical features and associated conditions.
foreign accent, are the most common Mov Disord. 2012;27(12):1544–51.
manifestations of functional speech/ 9. Baker J. Functional voice disorders: clinical presenta-
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speech oral mechanism examination can Lawton A, Carson A, et al. Understanding foreign
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aid diagnosis. 2019;90(11):1265–9.
• Unlike most motor (neurogenic) speech
disorders, functional speech/voice dis-
orders, regardless of their specific mani-
festations, have the potential for rapid
reversibility.
Beyond Functional Movements:
The Spectrum of Functional
14
Neurological and Somatic
Symptoms
Caitlin Adams and David L. Perez
PSYCHOLOGICAL
Anxiety
Panic
OTHER PHYSICAL
Pain
Arthralgia Headache
CORE FND
Weakness/Paralysis
Bowel & Memory &
PTSD bladder Movement disorders cognitive Depression
symptoms dysfunction dysfunction
Seizures/attacks
Sensory dysfunction
Fig. 14.1 Graphic depiction of core sensorimotor, other physical and psychological symptom domains in patients with
functional neurological disorder (FND). (Adopted with permission from Nicholson et al. [4])
14 Beyond Functional Movements: The Spectrum of Functional Neurological and Somatic Symptoms 171
[4], this chapter focuses primarily on the “core” biting events may be more common in functional
and “other physical” domains. Psychological seizures while lateral tongue lacerations are more
aspects (apart from illness anxiety disorder) are commonly described in epileptic seizures.
covered elsewhere (Chaps. 3 and 22). Levels of diagnostic certainty for functional
seizures include consideration of clinical history,
semiology and video-EEG data [10, 11].
Functional Seizures Assuming that the clinical history is suggestive
of a seizure (either epileptic or nonepileptic), the
The phenotype of paroxysmal FMD can overlap semiological features should guide the index of
with functional seizures [3, 5]. Similar to the suspicion for functional seizures. Available EEG
emphasis on physical examination features to data, with or without video can be subsequently
guide a diagnosis of FMD across subtypes, cer- used to further quantify diagnostic certainty. For
tain semiological features can be used to differ- example, in the clinical vignette, available video
entiate between functional seizures compared to data suggests that by semiology there is an index
epileptic seizures (See Table 14.1) [6, 7]. of suspicion for functional seizures. Coupled
Semiological features favoring functional sei- with a normal routine inter-ictal EEG, such a case
zures include: (1) forced eye closure at event would meet LaFrance et al., 2013 criteria for
onset, (2) ictal crying, (3) memory recall during a “probable” functional seizures [10]. If during the
full body convulsive event, (4) asynchronous, clinical evaluation the patient has an ambulatory
side-to-side head or body movements, (5) a fluc- 72-h EEG (without video) at home capturing a
tuating course, (6) pelvic thrusting, and (7) long typical event without electrographic correlate,
event duration. Long duration events may also be the patient would meet “clinically-established”
seen in status epilepticus and pelvic thrusting diagnostic criteria for functional seizures (assum-
may not reliably differentiate functional seizures ing the semiological features of a similar event
from frontal lobe epilepsy. Approximately twenty had also been reviewed and suggestive of func-
percent of individuals with functional seizures tional seizures as well). The highest level of diag-
have comorbid epileptic seizures, highlighting nostic certainty can be obtained by concurrently
the need to carefully evaluate each type of event obtaining video and EEG data during typical sei-
reported [8]. To address a common misconcep- zure events, usually done in the inpatient epilepsy
tion, tongue biting and urinary incontinence do monitoring unit (although ambulatory EEGs are
not differentiate between functional seizures and increasingly allowing for home video). If a
epileptic seizures [9], although tip of the tongue patient has a typical event captured on video and
Table 14.1 Semiologic features supporting the diagnosis of functional seizures vs. epileptic seizures
Signs favoring functional seizures Signs favoring epileptic seizures Indeterminate signs
Long duration Occurrence from physiologic Gradual onset
sleep
Fluctuating course Postictal confusion Non-stereotyped events
Asynchronous movementsa Stertorous breathing Flailing or thrashing movements
Pelvic thrustinga Opisthotonus
Side-to-side head or Tongue biting
Body movementsb
Forced eye closure Urinary incontinence
Ictal crying
Memory recall
Adopted with permission from Perez and LaFrance [6]
a
Indicates that sign may not reliably differentiate between functional seizures and frontal lobe epilepsy
b
Indicates that sign may only be helpful in distinguishing convulsive functional seizures and epileptic seizures
172 C. Adams and D. L. Perez
tribution, such as a circumferential limb sensory markedly poor joint position sense, but performs
deficit ending abruptly at the level of the shoulder Romberg and tandem walk without any deficit,
(in keeping with the idea of the actual limb), is this would suggest a functional sign based on
suggestive of functional sensory loss. A compari- internal inconsistency. Caution should be taken
son of the interrater reliability of clinical signs to not over-interpret sensory testing inconsisten-
found midline somatosensory splitting and split- cies based on subjective experience, as parietal
ting of vibration sense (e.g., changes in tactile lesions for example can present with inconsisten-
sensation or vibratory sense directly 1 cm to the cies in sensory testing [13]. Additionally, non-
right or left of midline) to be highly specific and dermatomal sensory deficits are also common in
reasonably sensitive, suggesting that these signs chronic pain disorders [17]. Lastly, sensory pro-
can be used to support a functional somatosen- cessing difficulties, abnormal tactile temporal
sory loss diagnosis [15, 16]. discrimination and higher-order sensory process-
Inconsistency and non-reproducibility can ing impairments (potentially linked to attentional
suggest a FND diagnosis in the right clinical con- mechanisms) have also been described in FMD
text. If, for example, a patient demonstrates populations [18–20].
Fig. 14.2 Panel (a): nondermatomal patterns in functional somatosensory loss. Panel (b): typical dermatomal patterns.
(Panel a image used with permission from Anderson et al. [14])
174 C. Adams and D. L. Perez
b C2
C3
C2 C4
C5
C3 C6
C7
C4 C8
C5
T1 T2 T1
T2 T3
T3 T4
T5
T4 T6
T5 T7
T8
T6 T9
T7 T10
T8 T11
T12
T9 L1
T10 L2
L3
L4
T11 L5
T12 C6 S1
L1 C8 C7 S2
S3
L2
S2,3
L3 S4
L4
S5
L1
L2
L5
L3
S2
S3
S1
L4
L5
Fig. 14.2 (continued)
Table 14.3 Suggestions for a neuropsychological test battery in patients with functional movement disorder and prom-
inent cognitive symptoms
Domain Neuropsychological & psychometric test
Premorbid intelligence (IQ) Test of Premorbid Functioning
Performance validity Test of Memory Malingering
Medical Symptom Validity Test OR Word Memory Test
Symptom validity Structured Inventory of Malingered Symptomatology
Attention Wechsler Adult Intelligence Scale—IV Digit Spana OR
Conners Continuous Performance Test—III
Wechsler Memory Scale—III Spatial Span
Memory California Verbal Learning Test—IIIa
Brief Visuospatial Memory Test—Revised
Language Boston Naming Test
Controlled oral Word Association Test
Visuospatial Judgment of Line Orientation
Beery-Buktenica Test of Visuomotor Integration VI
Executive function Wechsler Adult Intelligence Scale—IV Similarities, Coding
Delis-Kaplan Executive Function System Color-Word Interference Test OR
Stroop Color and Word Test
Trail Making Test
Motor Grooved Pegboard Test OR Finger Tapping Test
Personality and Beck Depression Inventory—II OR Patient Health Questionnaire-9
psychopathology State-Trait Anxiety Inventory OR Beck Anxiety Inventory
Personality Assessment Inventoryb OR Minnesota Multiphasic Personality
Inventory—2—RFb
This battery includes many common neuropsychological measures that are generally available in neuropsychology test-
ing centers. However, if select tests are not available, alternative tests that similarly interrogate a given cognitive domain
may be substituted
a
Tests include embedded performance validity measures
b
Tests include embedded symptom validity measures (Modified from Alluri et al. [26]). Also, while failure of perfor-
mance validity measures should be used to interpret neuropsychological test scores with caution, failure of performance
validity measures in isolation should not be used to make a diagnosis of functional cognitive disorder [30]
who go on to perform normally in a neuropsy- testing results [28]. Instead, primary emphasis
chological testing battery find this reassuring should shift to highlighting intact cognitive
when concurrently framed with validation of domains. Additionally, there are a range of disor-
their cognitive concerns. Future research could ders where a proportion of patients fail perfor-
investigate if quantifying a mis-match between mance validity measures, and as such, failure of
subjective cognitive complaints and objective performance validity measures alone should not
cognitive performance may serve as another be used as the sole basis for a diagnosis of func-
“rule-in” marker of a functional cognitive disor- tional cognitive disorder [30].
der. See Table 14.3 for a preliminary neuropsy-
chological testing battery that is used in our
clinical program on an as needed basis. Note, ersistent Postural Perceptual
P
performance validity measures, including embed- Dizziness
ded measures, are generally encouraged for all
neuropsychological testing batteries [29]. While Dizziness is a common symptom in neurological
the validity of patients’ cognitive complaints are and medical practices that is often difficult to
not in question in a workup for suspected func- describe and can be due to many etiologies
tional cognitive disorder, if individuals fail per- including medication side effects. Historically,
formance validity measures, caution should be functional forms of dizziness have received vari-
taken to not over-interpret neuropsychological ous diagnostic labels including phobic postural
14 Beyond Functional Movements: The Spectrum of Functional Neurological and Somatic Symptoms 177
vertigo, space-motion discomfort, visual vertigo, trointestinal complaints, and urinary difficulties
and chronic subjective dizziness, among others among other concerns [4]. While there are numer-
[31]. In an effort to develop a consensus on a uni- ous classification systems through which to con-
fying diagnosis, the Barany Society developed ceptualize these non-sensorimotor difficulties,
criteria for a diagnosis of Persistent Postural the section below focuses on the DSM-5 diagnos-
Perceptual Dizziness (abbreviated as “3PD” or tic category of somatic symptom disorder (SSD)
“triple PD”) [32]. [35, 36].
3PD is characterized by non-spinning vertigo Somatoform disorders were first described in
and unsteadiness that is exacerbated by upright the DSM-III. The DSM-IV introduced distinct
posture, visually stimulating environments, or somatoform disorder diagnostic categories
motion [31, 32]. Following a vestibular insult (somatoform pain disorder, undifferentiated
(e.g., an episode of vestibular neuritis), normal somatoform disorder, somatization disorder,
compensatory mechanisms activate, which rely hypochondriasis). The literature supports that
on non-vestibular systems for balance. Once the many patients with FND have comorbid DSM-IV
initial vestibular insult resolves, the system typi- somatoform disorders [11, 37–39], with some
cally returns to normal function. If, however, studies reporting as high as a 50% comorbidity
these compensatory mechanisms persist when no [38, 40, 41]. Prior to the diagnostic reconfigura-
longer needed, functional dizziness and the spe- tion in DSM-5, a somatoform disorder diagnosis
cific 3PD syndrome may result. was based on the medically unexplained symp-
Patients with 3PD describe a sense of imbal- toms (MUS) concept, which was problematic
ance and symptoms may wax and wane. Relief given that other diagnoses are not defined based
may occur in moments of distraction, however, on the absence of specific criteria. The MUS
many patients describe symptoms as constant. framing also carries the potential implication that
Onset is most often acute, and the diagnosis is symptoms are somehow inauthentic, impeding
suggested by presence of visual hypersensitivity rapport building between patient and healthcare
to complex stimuli while seated [33]. Involuntary professionals.
use of high demand postural control strategies SSD, introduced in the DSM-5, is diagnosed
and an over-reliance on visual stimuli for spatial when patients experience one or more somatic
organization are features of 3PD. Routine tests of symptoms persistent over 6 months that are dis-
posture and gait can be normal or patients may tressing or result in significant disruption of daily
show minimal difficulty due to an overabundance life and are accompanied by excessive unhelpful
of caution. Some may demonstrate increased feelings, thoughts, and behaviors around physical
body sway or amplified compensatory arm move- symptoms [36]. The qualifier of “with predomi-
ments. Improvements with distraction tech- nant pain” may also be considered for those with
niques, such as asking patients to identify written pain as the predominant distressing physical
letters on their backs, provide positive evidence symptom. The SSD diagnosis does not require
that unsteadiness has a functional basis [34]. exclusion of medical comorbidity; additionally,
Some patients develop a concurrent functional rather than psychological stress being framed as
gait disorder such as fear of falling type gait the cause of the symptoms, SSD focuses on how
patterns. psychological (cognitive-behavioral-affective)
factors amplify and/or perpetuate physical symp-
toms. It should also be pointed out that the diag-
ain, Fatigue and Other Physical
P nostic criteria for SSD continue to be debated
Symptoms amongst leaders in the field, with a lack of con-
sensus regarding its application to individuals
In addition to core sensorimotor symptoms that with a known medical/neurological causes for
define FND, many patients have other physical distressing bodily symptoms, as well as the util-
symptoms including chronic pain, fatigue, gas- ity (or lack thereof) regarding the psychological
178 C. Adams and D. L. Perez
“rule-in” criteria of the SSD diagnosis [42, 43]. syndrome and functional dystonia, as well as sec-
As a rule of thumb when considering the inter- ondary pain related to disuse and maladaptive use
section of FND and SSD, FND requires physical of joints and muscles [46]. While generally
examination signs (or semiological features) that beyond the scope of the neurological consulta-
are abnormal to guide diagnosis, while patients tion, collaboration with other medical specialties
with SSD (without comorbid neurological condi- can be helpful to evaluate the broader spectrum
tions) will generally have a normal neurological of symptoms indicative of functional somatic dis-
examination. Although more research is needed, orders such as irritable bowel syndrome, other
it is generally thought that most patients previ- functional gastrointestinal disorders, non-cardiac
ously meeting DSM-IV criteria for somatoform chest pain and shortness of breath, interstitial
pain and undifferentiated somatoform disorders cystitis, and others. For patients with chronic
will meet criteria for DSM-5 somatic symptom pain, assessment by a physiatrist and/or chronic
disorder. Recently, given the ongoing debate pain specialist can be helpful to effectively
regarding the SSD diagnosis, a preliminary revi- address comorbidities and precipitating/perpetu-
sion to the DSM-5 criteria for FND was proposed ating factors for FMD symptoms.
to allow for an etiologically neutral qualifier of
FND “with prominent pain”; similar formula-
tions were also suggested to allow for FND “with Illness Anxiety Disorder
prominent fatigue” and FND “with prominent
mixed somatic symptoms” [44]. See Fig. 14.3 for Illness Anxiety Disorder (IAD) in the DSM-5
additional details regarding this preliminary pro- replaced the diagnostic category of hypochon-
posal that could aid the characterization of senso- driasis [47]. Patients with IAD place an intense
rimotor FND with prominent additional scrutiny on mild or ambiguous symptoms with
distressing bodily symptoms without requiring the goal of identifying the warning signs of a
the use of a psychological formulation. serious illness. Diagnosis is based on a chronic
Additionally, from a medical and neurological (> 6 months) preoccupation with having or
perspective, it is important to work-up symptoms acquiring a serious illness. Somatic symptoms
such as pain and fatigue with standard medical are either not present, or mild in severity, distin-
evaluations to ensure that reversible causes are guishing it from SSD. Patients demonstrate high
adequately considered and treated concurrently if levels of anxiety and unhelpful health behaviors,
present (e.g., consideration of small fiber neu- some excessively seek additional diagnostic test-
ropathy that can be diagnosed by skin biopsy) ing or reassurance, while others avoid medical
[45]. However, the above comment does not settings out of fear they may be diagnosed with a
imply that an exhaustive medical workup is com- serious illness.
monly required given the overlap between FND Assessment for IAD should also include eval-
and other prominent physical symptoms. uation for possible depression, anxiety, mania,
Furthermore, fatigue often goes along with asso- psychosis, obsessive-compulsive disorder, and
ciated sleep problems that should be carefully post-traumatic stress disorder. Depression and
addressed, and some patients may benefit from a anxiety in particular often co-occur with
referral to a sleep specialist. IAD. Anxiety disorders share similar cognitive
In addition to considering the concurrent pres- patterns with IAD, including bias toward antici-
ence of a SSD with predominant pain, there is a pating negative outcomes, increased attribution
range of other chronic pain disorder formula- of negative valence to environmental stimuli, and
tions. This includes the diagnosis of fibromyalgia failure to reappraise the risk of negative outcomes
and the intersection of complex regional pain by integration of new information.
14 Beyond Functional Movements: The Spectrum of Functional Neurological and Somatic Symptoms 179
Fig. 14.3 Preliminary proposal for a revision to the ated with the somatic symptom(s) of concern. The former
Diagnostic and Statistical Manual of Mental Disorders – optional specifier allows the identification of individuals
5th Edition (DSM-5) for Functional Neurological displaying psychological constructs either amplifying or
(Symptom) Disorder (FND). Three new FND diagnostic perpetuating pain that can have clinical utility (e.g., cogni-
specifiers were suggested by Maggio and colleagues [44]: tive behavioral therapy treatment targets). The latter
“with prominent pain”; “with prominent fatigue”; and optional specifier encourages an appropriate (not neces-
“with prominent mixed somatic symptoms”. Patients sarily exhaustive) medical workup for the identified
must first meet complete criteria for FND (criterion A–D). somatic symptoms, as well as aids the characterization of
Additionally, pain, fatigue and/or mixed somatic symp- relevant medical and neurological comorbidities (includ-
toms should themselves be impairing to social and/or ing functional somatic disorders). If a relevant comorbid-
occupational functioning and present for at least 6 months. ity is present, this should be noted when using this
The above three specifiers are etiologically neutral, which optional specifier. Regardless of whether or not this latter
acknowledges the biopsychosocial heterogeneity present optional specifier is used, clinicians should be mindful to
in the development and maintenance of these somatic evaluate pain, fatigue and other somatic symptoms with-
symptoms. To provide additional clarification, two out “rule-in” physical examination features in FND
optional secondary specifiers were also proposed: (1) with patients as they would in other populations (to prevent
symptom related cognitive-behavioral (psychological) premature diagnostic anchoring)
features; and (2) with a contributing comorbidity associ-
as perpetuating factors for FMD if not ade- the theoretical complexities. J Neuropsychiatry Clin
Neurosci. 2020;32(1):33–42.
quately addressed. 5. Erro R, Brigo F, Trinka E, Turri G, Edwards MJ,
Tinazzi M. Psychogenic nonepileptic seizures and
movement disorders: a comparative review. Neurol
Summary Clin Pract. 2016;6(2):138–49.
• FMD commonly presents with other 6. Perez DL, LaFrance WC Jr. Nonepileptic seizures: an
functional neurological and somatic updated review. CNS Spectr. 2016;21(3):239–46.
symptoms (e.g., functional seizures, 7. Avbersek A, Sisodiya S. Does the primary litera-
ture provide support for clinical signs used to dis-
pain, fatigue, cognitive symptoms) that tinguish psychogenic nonepileptic seizures from
should be evaluated during the clinical epileptic seizures? J Neurol Neurosurg Psychiatry.
assessment, and taken into consider- 2010;81(7):719–25.
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Functional Movement Disorder
in Children
15
Alison Wilkinson-Smith and Jeff L. Waugh
educational resources, referred for physical ther- tom, in our pediatric FND clinic the most
apy and family counseling, and recommended for common presentations are (in order of fre-
close follow-up. quency): functional gait (either with buckling of
knees or astasia-abasia), myoclonus, and tremor.
These three types of FMD account for 91% (20
Characteristics of Functional out of 22) of our pediatric FMD presentations.
Movement Disorder in the Pediatric Intriguingly, two other reports of pediatric FMD
Population found overlapping but distinct patterns of phe-
nomenology. Schwingenschuh et al. [7] reported
Patient Demographics that dystonia and tremor were the most frequent
manifestations. Ferrara and Jankovic [8] found
Functional neurological disorder (FND) can that tremor dominated functional movement pre-
occur through most of the lifespan. While FND is sentations in children, followed by dystonia and
uncommon in young children prior to school age, myoclonus. This range of presentations under-
they have been reported in children as young as 3 scores the wide range of functional phenomenol-
years of age [1]. They become more common ogies possible in children, but may also reflect
with increasing age, and prevalence in adoles- the local referral and recognition practices that
cence approaches adult levels [2, 3]. A population- lead a patient to be transferred to tertiary clinics.
based study in Australia found a mean age of It is also important to recognize that this range of
diagnosis in pediatric patients of 11.8 years [1]. symptoms extends beyond the scope of FND as
That same study estimated an annual incidence well, potentially including other types of func-
of 2.3/100,000 but acknowledged this may have tional somatic disorders (e.g., functional abdomi-
been an underestimate. In the hospital setting, nal pain).
FND is relatively common. One study found that
FND diagnoses accounted for 11% of psychiatry
consult-liaison requests in an urban pediatric Comorbidities
hospital [2]. Sex ratios are roughly equal before
puberty. In adolescence, females begin to out- Patients with FND of all ages have increased
number males, for reasons that remain uncertain rates of somatic symptom disorder and related
but are potentially related to the higher rates of functional somatic disorders [9], including
emotional, sexual and physical abuse suffered by chronic pain and fatigue [1]. Hypothesized
girls and women [4, 5]. While sex differences in mechanisms include a shared pathophysiology,
FND have been studied to some degree, research primed physiological responsiveness and paren-
on gender diversity in FND is exceedingly lim- tal sensitivity to physical symptoms facilitating
ited, and little attention has been paid to trans- patient distress by otherwise benign somatosen-
gender and gender nonconforming patients [2, 3]. sory information. Parents may inadvertently
reinforce this tendency by fretting over the
child’s symptoms. This may underscore that
Phenomenology children may be predisposed to develop FND
symptoms through genetic or environmental fac-
Children are more likely than adults to present tors (including child- family member interac-
with multiple functional symptoms [1, 2, 6], and tions). Physical illness and higher levels of
will frequently manifest both a functional move- healthcare utilization are risk factors for the
ment disorder (FMD) and additional functional development of somatic symptoms. For exam-
neurological symptoms, such as weakness, sen- ple, patients with functional seizures comorbid
sory loss, and functional seizures. Though with epilepsy (estimated to occur in 10–20% of
patients can manifest any form of movement phe- patients) [10] had worse outcomes 2 years later
nomenology as a functional neurological symp- compared to functional seizure patients without
15 Functional Movement Disorder in Children 185
epilepsy [11]. Other neurological comorbidities, children is uncommon in our experience, making
including developmental delay, have not been up no more than 10% of our pediatric FND clinic
associated with worse response to inpatient population. The parsing of motivation and
intervention [12, 13]. deception is challenging and relies heavily on
Pediatric patients with FND also have clinical judgement, therefore the relationship
increased rates of psychiatric comorbidities. between factitious disorder and FND remains
Anxiety disorders are highly comorbid with unclear and understudied [17].
FND in pediatric patients [2]. A study investigat-
ing different components of emotional distress
in pediatric patients with FND found that sensi- Predisposing Factors
tivity to cognitive symptoms of anxiety (e.g.,
worrying about losing control of one’s mind) There are a number of risk factors that increase a
predicted severity of physical symptoms [11, child’s chances of developing FND. Considering
14]. The authors theorized this was related to the biopsychosocial model for FMD (see Chap. 3
catastrophic thinking in response to stress. In the for details), some predisposing factors are innate
same study, severity of depression was also to the child, while others are linked to adverse
found to predict severity of physical symptoms, life experiences and other external circumstances.
even when controlling for anxiety levels [11, Certain personality and temperamental factors
14]. However, psychiatric comorbidities are not can increase a child’s vulnerability to developing
limited to internalizing disorders. About half of FND. Children with FND tend to be more anx-
an inpatient sample of pediatric patients with ious and score higher on measures of perfection-
FND had a history of a disruptive behavioral dis- ism. They are more likely to internalize negative
order, most commonly ADHD [2]. Whether such emotions and use coping skills that are passive
medical comorbidities are the proximate risk and solitary [3, 18]. A sensitive, perfectionistic
factor for FND, or whether the coexistence of child who struggles to express their emotions and
these conditions simply reflects a shared predis- work through distress will be at higher risk for
posing factor (e.g., adverse childhood events expressing distress through physical symptoms,
such as neglect and family trauma) [15], remains particularly if there are other risk factors in their
uncertain. The course of a child’s comorbid psy- environment.
chiatric disorder can be intertwined with the Certain family characteristics can also predis-
course of their FND. Comorbid psychiatric dis- pose a child to developing FND. Malas and col-
orders that do not respond to treatment have leagues [3] described higher rates of both physical
been associated with worse outcomes for FND in and mental health diagnoses in families of chil-
pediatric patients [12, 13]. Thus, a comprehen- dren with prominent somatic symptoms com-
sive approach to managing affective and behav- pared to controls. They speculated that this could
ioral functioning is recommended. In our be due to a combination of factors, including
experience, infantile behavior or excessive genetic predisposition and social learning of the
regression during episodes – that is, beyond the “sick role”. Another study found that parents of
expected developmental regression seen in ill- children with functional seizures were more
ness – may indicate the coexistence of a possi- likely to also manifest somatic symptoms than
ble factitious disorder (voluntary control of some parents of children with epilepsy [19]. Children
symptoms with amplification for secondary gain and adolescents with FND rated their families as
[16]) alongside their FMD. Importantly, these less supportive than did typically-developing
features alone do not indicate that symptoms are children. These same children rated their friends
factitious in nature; such findings must be and significant others as just as supportive as
weighed with other symptoms to determine an typically-developing children did. This suggests
overall consistency with the diagnosis. Such that a child’s family is particularly important for
coexistence of factitious disorder and FND in emotional support and the development of coping
186 A. Wilkinson-Smith and J. L. Waugh
skills [14]. Children and adolescents with FND margins [23]. However, early diagnosis and treat-
are more likely to show insecure attachment ment is key. Children whose FMD symptoms
compared to typically developing children [20]. have been of sufficient duration and severity to
A child’s social environment can also be a require care at tertiary centers may have a less
source of acute precipitating factors for the devel- favorable outcome than the full population with
opment of FND. Family-related stressors are a pediatric FMD (as depicted in the clinical
common antecedent to symptom onset [2]. A ret- vignette in this chapter) [8]. An investigation of
rospective study found that children often experi- an inpatient family-based mind-body interven-
enced family conflict (including domestic tion for children with functional seizures found
violence) and loss (separation from a parent, that those patients with recent onset of symptoms
death of a family member) prior to developing (<3 months) responded best. Patients with a
functional symptoms [1]. School-related stress- chronic course (>12 months) were less respon-
ors are also frequent precipitating events, includ- sive. Nonetheless, the majority of patients in that
ing both academic and peer-related (e.g. bullying) study (73%) had complete resolution of func-
concerns [21]. tional seizures 12 months after intervention.
Adults with FND often have a history of child- Another 11% had improvement in both symp-
hood trauma – neglect, abuse (sexual, physical, toms and functioning without complete resolu-
or emotional), or family disruption. However, a tion [12]. Similarly, a retrospective study of
history of trauma is less common in pediatric pediatric patients with functional seizures showed
FND patients [2, 22], with frequency similar to that 55% were symptom free, and an additional
the rates of trauma in the general population. 30% were improved after 2 years. Patients with a
However, patients who have experienced trauma chronic course (>12 months) prior to diagnosis
tend to have worse outcomes than those that have were more likely to continue showing significant
not [3]. FND in children is associated with a his- symptoms 2 years later [11].
tory of stressful life events. For example, com-
pared to their siblings, youth with functional
seizures were more likely to have experienced iagnostic Assessment of
D
exposure to domestic or community violence, Pediatric FMD
bullying, or serious medical events. They were
not more likely to have experienced physical or Increasing emphasis on coordinated multidisci-
sexual abuse [18]. Other common stressful events plinary care is placed across different healthcare
include loss of a family member, parental divorce, settings, including pediatrics. In our center and
school problems [23], and peer conflict [1]. There others, multidisciplinary care has facilitated suc-
are many children, however, for whom the clini- cessful treatment of pediatric FMD. Coordinated
cian is unable to identify a discrete stressful event care among different healthcare professionals –
prior to developing functional neurological such as pediatric neurology, child and adolescent
symptoms [22]. psychiatry, neuropsychology, physical and occu-
pational therapy, and social work – has shown to
be effective at both inpatient and outpatient levels
Prognosis of care. A typical team approach to FMD treat-
ment addresses education, psychotherapy, reha-
Overall, children with FND tend to have a more bilitation therapies, and medication management
favorable prognosis compared to adults, with [6]. It has become increasingly clear that multi-
both shorter symptom duration following onset disciplinary teams are also highly useful at the
(mean 52 ± 7 days) and greater likelihood of assessment stage of FMD [24, 25]. A specialized
remission 6 months following onset [22]. Other team can be a helpful resource to medical provid-
authors have reported FMD series in which chil- ers in other disciplines who worry about missing
dren improved more than adults, but by smaller something in the differential diagnosis of FND,
15 Functional Movement Disorder in Children 187
lack training in how to best describe these condi- The first step in the evaluation (aside from any
tions to families or to elicit sensitive histories. record review) is typically an interview with the
Indeed, the framing of the initial diagnosis is a patient and family (Table 15.1). In many ways,
key factor in improving engagement in future the interview process is similar to other new
treatment. A multidisciplinary approach allows patient visits. In our experience, first interviews
for normalization of behavioral health services with FND families require roughly double the
and facilitates communication among healthcare length of time needed for a typical pediatric neu-
professionals, but also helps families to feel they rology visit. In addition to these longer inter-
are receiving coordinated care rather than being views, we incorporate neuropsychological testing
handed off from the medical world to the psycho- for new FND evaluations and – when necessary –
logical world [3]. The family’s “buy-in” to a physical therapy assessments. These visits there-
mind-body conceptualization of FND has been fore require 2–4 h for patients, though the
demonstrated as helpful to patient response to physician can typically see patients in parallel
treatment [13]. during other portions of the assessment. For
example, the physician and psychologist may
spend 60–90 min with the patient during an ini-
Assessment tial assessment, after which the patient and fam-
ily complete neuropsychological testing
Building a collaborative relationship with fam- (40–60 min). During testing, the physician can
ilies begins even before the first encounter. It is see 1–2 other patients. After the neuropsycholo-
common for children with FMD to seek evalu- gist scores the testing (15–20 min), the team
ation from multiple specialists before receiv- develops a consensus plan of care (10–15 min)
ing a diagnosis of FMD. Since a prolonged, and returns to the patient for discussion of the
multidisciplinary assessment is not the norm, plan (15–30 min). It would be difficult to inte-
clear communication about what an FMD- grate these intensive visits into a rapid-turn-over
informed visit will include, who the patient clinic session; in our own practice this was only
will meet, and how the visit may be different possible in clinic sessions dedicated to pediatric
from prior encounters are key to building in FND. A focus on the neurological symptoms as
trust from the outset. We encourage a “no sur- well as medical comorbidities is recommended
prises” model of care. Forming an alliance [26], as this grounds the conversation in concrete
with the family is important to promote belief
in the diagnostic process and engagement in
treatment. Increased healthcare utilization is Table 15.1 Factors we consider in the evaluation of chil-
typical for these patients and families; there- dren with a suspected functional movement disorder
fore, they may have encountered prior medical Factors to include in clinical interviews for pediatric
staff who were dismissive, equivocal in the functional movement disorder
FMD clinical history (duration, distribution, site of
diagnosis, or even argumentative. Even well- onset and spread, triggering factors)
trained and well-meaning healthcare profes- Additional physical symptoms of concern
sionals often lack the specific training needed Additional psychiatric symptoms of concern
to diagnose and manage FND. As a result, it is School and extracurricular performance
not uncommon for patients and families to Development History
experience stigma and become defensive or Explicit investigation of bullying and/or hazing
(in-person and on-line)
skeptical of the traditional healthcare system
Psychosocial screen for risk-taking behaviors
over time. Use of empathy, validation and Medications/Allergies
focus on the physical symptoms can help Household history of social, educational, and
strengthen the alliance between medical pro- workplace disruptions and conflict
fessionals, patients, and caregivers [3]. Family history of Medical/Psychiatric disease
Medical/Neurological comorbidities
188 A. Wilkinson-Smith and J. L. Waugh
and demonstrable examples. It is crucial that the ways to leverage those resources to improve cop-
patient and family feel understood and have an ing further. We can also identify ways in which
opportunity to voice all concerns about physical the patient and family are not supported, and
symptoms and their impact on daily activities. begin to explore other sources of stress. It is espe-
The physician should convey their belief that the cially important to identify mismatches in resil-
symptoms are real and troubling to the patient. ience, when the child feels unsupported in a
As the interviewer begins to inquire about domain that their family regards as a relative
temperament, possible stress factors, and mental strength (e.g., a child struggling with faith in a
health history, it is important to maintain a neu- religious family).
tral and open-minded approach. The family It is unfortunately common that a parent
should experience these questions as a regular leaves or changes their job in order to care for a
part of the clinical interview, not unfounded child with FMD. This can lead to increased finan-
probing, or insistence on a purely “psychogenic” cial stress, but can also cause the other parent (in
or traumatic cause that must be pinpointed. It can two-parent homes) to disengage in order to work
be helpful to explain why certain questions are additional hours. Further, the un- or under-
being asked, and a focus on the presenting symp- employed parent may identify more strongly
toms is again important. For example, we might with a “caregiver of a sick child” role. Some chil-
say, “Many kids who have these kinds of symp- dren in this situation may feel guilty for the
toms also have anxiety or depression. Have you increased burden on the family, and some may
been feeling down or nervous?” [To parent:] experience non-conscious secondary gain from
“Have you noticed that he has been tense, sad, or additional time spent with a parent or from less
cranky?” Many families will find these kinds of time spent with the disengaged parent. All of
questions respectful and reasonable. However, these can serve to perpetuate the cycle of stress
others may be apprehensive of questions asking on the family system.
about mental health and stressful life events, In contrast to those working with adult
especially if they had prior negative experiences patients, healthcare professionals working with
in the healthcare system and felt that symptoms children will almost always have ready access to
were dismissed. For those families, we recom- a caregiver. This allows for the first-hand obser-
mend maintaining openness and curiosity, and vation of the parent-child relationship, and some-
simply explaining again the reasons for the times the marital relationship. It is often helpful
inquiry before moving on. For example, “Not to conduct at least part of the diagnostic inter-
everyone has these kinds of problems, but we ask view with children and parents separately, espe-
just in case, since it’s common.” This is another cially for adolescents. It is however also very
manifestation of our “no surprises” approach – informative to speak with everyone in the same
families should never be left to question why we room. Does one person answer for everyone? Do
follow particular lines of inquiry, and the emer- family members openly disagree or argue? Is the
gence of stress indicators should prompt the child quiet when parents are present, but talkative
interviewer to slow the conversation and explain once they leave? While many families may be on
the need for such questions. the same page about most things, it is rare to not
It is recommended that healthcare profession- encounter differences in perspectives. It is also
als explore stress within the family system, but very helpful to observe how different family
also sources of resilience [3]. For example, we members respond to discussions of emotions and
may ask, “These symptoms can be very stressful of the mind-body connection. The astute inter-
for families. How do you cope with the stress? viewer can gain insight into family system
What kind of supports do you have?” Most fami- dynamics by observing interactions, not just
lies will readily acknowledge the impact of FMD through the responses provided. Additionally, for
and related conditions on their lives. When shar- interviews where the parents or other caregivers
ing sources of strength, we can identify possible are largely answering for the patient, it can be
15 Functional Movement Disorder in Children 189
helpful to transparently comment that the inter- An effective physical exam for a child with
viewer wants to specifically hear from the patient; suspected FMD should include a general neuro-
one can also highlight, if necessary, that the kind logical exam as well as a standardized movement
of information the child is able (and not able) to disorder examination. Given the previously men-
provide can also have treatment implications tioned co-occurrence between functional and
which are helpful for the physician to understand. other neurologic disorders, it is not surprising
Having a mental health professional as part of the that careful assessment may reveal additional
multidisciplinary team can also be particularly neurological diagnoses. We estimate that 10% of
helpful to assist in navigating psychiatric and our pediatric FND patients have a separate, previ-
psychosocial factors relevant to the presentation. ously undiagnosed neurological disorder that
informs and influences their FMD symptoms,
and in other cases we found that another neuro-
Physical Exam logical condition was a more accurate diagnosis
than FMD. Examples include autoimmune
Framing the FMD diagnosis around observable encephalitis, chorea, tic disorders, and autism
patterns of abnormality on the physical exam is spectrum disorder. In short, patients with sus-
a crucial step in building trust in the process. pected FMD benefit from a thorough neurologi-
For example, capturing a video of a functional cal examination, punctuated by specific teaching
tremor that demonstrates distractibility and/or and explanation of physical exam features that
entrainment, and then immediately reviewing support or fail to support the diagnosis of FMD.
those findings with the patient and family dem-
onstrates the objective nature of the observation
and the skill of the examiner. This is true for all Diagnostic Testing
positive features of FMD and other FND symp-
toms (reviewed by Drs. Carson, Hallett, and Pediatric patients with FMD do not typically
Stone [27, 28]). Contrasting a functional neuro- require additional testing such as brain imaging
logical symptom with other distinct neurologi- or electrophysiologic tests (e.g., MRI or EMG) to
cal diagnoses is a very helpful demonstration of confirm a clinically-established FMD diagnosis.
confidence in the diagnosis. It should be empha- Additional diagnostic studies can sometimes be
sized that FMD is not a “diagnosis of exclu- of help if clinical features are indeterminate or if
sion,” but relies on typical features such as a neurological comorbidity is suspected. In func-
variability and distractibility of symptoms. This tional myoclonus, muscle activation occurs in
approach is in contrast with the outdated, and in longer-duration bursts (typically >70 ms), has a
our experience, highly ineffective method of more variable stimulus-induced latency, and has
saving up exam abnormalities to “catch the a preceding Bereitschaftspotential that can be
patient out” [28, 29] – that is, using FND- captured on a time-locked EMG-EEG recording
supportive physical exam features to prove to [30]. When tremor is indeterminate, surface
the patient that their symptoms are false or EMG can help to demonstrate entrainment and
inconsistent with “real” neurologic symptoms. variability in frequency. We emphasize that the
In our experience, such an approach is highly yield of additional diagnostic tests is low in the
damaging to the clinician-patient relationship. presence of positive features for FMD and the
We have often heard families ask a version of, absence of other concerning abnormalities on
“Why couldn’t the other doctors see that?” neurological examination. The goal of building
Upon review of prior physician notes, it is our trust and reducing anxiety in the patient and fam-
frequent observation that prior providers did ily about missed alternative diagnoses can some-
observe the FMD-specific symptom and made times justify ordering diagnostic studies, however
an accurate diagnosis – but failed to communi- it is useful to set the expectation of normal test
cate it effectively to the patient and family. result in advance.
190 A. Wilkinson-Smith and J. L. Waugh
assessment and development of a patient-specific concern for liability, especially for children who
treatment plan at specialized FND centers, that are perceived as at-risk for falls – for example,
can then be carried out by therapists closer to children with functional seizures or functional
home. A model of combined in-person and tele- weakness. Educating school staff about the nature
medicine physical therapy visits [38] holds prom- of functional neurological symptoms and their
ise for clinics that serve rural and remote patients. generally good prognosis can help alleviate anxi-
ety about keeping the student safe, which can
(iii) Medication management for comorbid
help prevent the loss of social contacts and sched-
conditions ule regularity that school provides.
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Functional Movement Disorder
in Older Adults
16
Mariana Moscovich, Kathrin LaFaver,
and Walter Maetzler
Clinical Vignette: Part I large vessel occlusion, and a brain magnetic res-
Mrs. P. was a 76 year old retired teacher and was onance imaging scan only showed mild age
brought to the hospital by ambulance with related volume loss and mild small vessel cere-
reported paralysis of her left side. While she had brovascular disease, but no imaging changes
been at home and attempted to walk from the din- consistent with acute stroke. Her past medical
ing room table to the living room, she felt weak history was notable for high blood pressure,
and let herself down to the floor. When she felt osteoarthritis and well-controlled diabetes. She
unable to get up again, she called an ambulance also had a serious health scare several years ago,
after crawling to a nearby phone. In the where she had severe pain in her legs and stom-
Emergency Department, she could not walk, had ach, with scans revealing an abdominal aortic
difficulty with her speech output and endorsed aneurysm. She underwent reparative surgery at
severe pain in her lower back. She was noted to that time without obvious complications.
have a downward drift without pronation of her
left arm and apparent motor inconsistency, being
unable to lift her left leg in the air on command Introduction
but observed to move the leg while repositioning
herself in bed. She was admitted to the inpatient Conventionally, geriatrics has been defined as
stroke service, after an acute stroke protocol was medical care for adults over the age of 65 [1],
activated in the emergency department. Acute although most people do not require geriatric
thrombolytic treatment with intravenous tissue expertise until their 70s or even 80s. With increas-
plasminogen activator (tPA) was offered but she ing life expectancy, the population over the age of
decided against this due to concerns over bleed- 65 represents around 15% in the United States
ing risk. A brain computed tomography (CT) alone, about one in every seven Americans. In
scan and CT angiogram did not show signs of a addition to chronological age, other factors such
as multiple chronic medical conditions, increased
vulnerability for occurrence of medical compli-
M. Moscovich (*) · W. Maetzler
Department of Neurology, University Hospital cations and threatened loss of autonomy define
Schleswig-Holstein, Campus Kiel, Kiel, Germany the elderly patient.
e-mail: w.maetzler@neurologie.uni-kiel.de Categorical definitions of the ‘old’, ‘elderly’,
K. LaFaver ‘aged’ and ‘ageing’ are neither straightforward
Movement Disorder Specialist, Saratoga Hospital nor universally applicable. Old may be defined in
Medical Group, Saratoga Springs, NY, USA individual-, cultural-, country- and gender-
e-mail: klafaver@saratogahospital.org
World
80
75
70
Years
65
median
80% prediction interval
95% prediction interval
60
observed
60 sample trajectories
55
50
1950 1960 1970 1980 1990 2000 2010 2020 2030 2040 2050 2060 2070 2080 2090 20100
© 2019 United Nations, DESA, Population Division, Licensed under Creative Commons license CC BY 3.0 IGO.
United Nations, DESA, Population Division, World Population Prospects 2019. http://population.un.org/wpp/
Fig. 16.1 Predicted global life expectancy increase in population.un.org [May 4, 2021]. Reprinted with the per-
men and women from 2020 to 2100. (Source: United mission of the United Nations)
Nations World Populations Prospect report 2019, https://
specific terms. The definitions can differ between inpatient neurologic ward were uncovered in
the sexes as life-course events contribute to age- patients with previously established neurodegen-
ing transitions, for example, going through erative disorders, a level of co-occurrence in the
menopause and retirement from work. The high end of the previously reported range [2]. It is
United Nations predicts a continued steady important to note that the age spectrum for first
increase in global life expectancy in men and in occurrence of FMD can be wide and FMD is
women over the next decades (see Fig. 16.1). likely underdiagnosed in older adults [2, 3, 5]. In
an international survey of 519 members of the
International Movement Disorder Society in
Prevalence of FMD in Older Adults 2008, probing diagnostic and management issues
in FMD, it was found that the extremes of age
Although women and younger adults are more (<6 or >75 years) were “very influential” for
commonly affected with functional movement steering neurologists towards a diagnosis other
disorder (FMD) [2–4], recent studies have dem- than FMD. Similar responses were found in an
onstrated that approximately 20% of patients updated version of the survey 10 years later,
with FMD may have onset of their symptoms emphasizing the need for improved education
after the age of 60 [2, 4–6]. In a recent retrospec- about FMD for neurologists and other healthcare
tive study in an academic hospital in Germany, professionals [7, 8]. Additionally, the lack of reli-
half of FMD diagnoses in patients admitted to an able prevalence studies for FMD, partly due to
16 Functional Movement Disorder in Older Adults 199
use of inconsistent documentation, billing codes connected to the later development of another
and hesitancy by many physicians to make the neurological diagnosis but was associated with a
diagnosis of FMD, make it challenging to pro- higher mortality rate than expected – along with
vide specific statistics regarding the intersection symptom persistence and disability in a large
of older age and FMD presentations. subset. These points argue for the importance of
Missing a diagnosis of FMD in older adults long-term medical follow-up for patients with
can have serious consequences for patients, such functional limb weakness, not only to guide
as initiation of unnecessary and potentially treatment, but also to remain vigilant regarding
dangerous treatments for presumed alternative
patients’ overall health. Also of interest, in 3 of
neurological conditions and missed treatment 76 patients in Gelauff’s prospective case series,
opportunities (see Clinical Vignette: Part I). A functional limb weakness appeared prodromal to
case report by Abrol and LaFaver [9] describes a the later development of a neurodegenerative
66 year-old man with intermittent leg weakness disease (i.e., Huntington’s disease, PD, and idio-
and speech impairment misdiagnosed as myas- pathic cerebellar degeneration).
thenia gravis and chronic inflammatory demye- Batla et al. [5] performed a retrospective
linating polyradiculoneuropathy (CIDP), who review of patients with FMD who were seen at
was unnecessarily treated with eight cycles of their center over 5 years. Of 151 patients with
intravenous immunoglobulin infusions before FMD, 21% had onset after age of 60 years,
correctly diagnosed with FMD and achieving a defined as elderly. They reported that physical
full remission of symptoms after undergoing a trauma, medical events and surgery were the
multidisciplinary motor retraining program. most common precipitating factors for FMD in
the elderly, including road traffic accidents with
head injury, accidental falls, and stroke.
Risk Factors for FMD in Older Adults Psychological triggers were identified in only
9.1% of cases. As an example, one patient devel-
FMD in older adults frequently presents in the oped frequent lip-smacking movement immedi-
setting of comorbid neurological disorders (this ately after an MRI investigation for neck pain,
is estimated to be about 10%) [10, 11], after a during which the patient had experienced severe
physical injury, or isolation [5] which occurs fre- claustrophobia.
quently in geriatric patients, adding additional In a recent study on geriatric patients with
challenges to the diagnosis of FMD [11–14]. FMD in an inpatient setting, 22% of patients had
A diagnosis of FMD can precede the later a history of physical trauma in close temporal
diagnosis of another neurological condition, relationship with the onset of functional neuro-
such as Parkinson’s Disease (PD) or another logical symptoms in the form of stroke, head
neurodegenerative condition. In a case-control injury due to a motor vehicle accident, or acci-
series of patients with PD and functional neuro- dental falls, while 55% of the patients reported
logical symptoms, Wissel et al. [11] reported recent familial or financial stressors [2, 5, 6].
that FMD preceded or co-occurred with PD in Psychological stressors are not always recog-
34% of patients, with FMD occurring nearly nized in the initial interaction with the patient and
always in the most affected body side. Functional may not be identified because they are not
neurological symptoms were more common in deemed as relevant for the patient’s current
women with PD, with pre-existing psychiatric symptoms, but should always be inquired about.
disorders and a positive family history of PD as It is important to note that the new diagnostic
additional risk factors. The authors suggested criteria in the DSM-5 are applicable to a wide
that functional neurological manifestations may range of potential trigger factors for FMD, such
be prodromal to PD in up to one-third of patients. as physical trauma or medical illness in addition
Conversely, functional limb weakness as pre- to physiological or psychosocial events [3, 16].
sented by Gelauff and colleagues [15] was rarely Especially in the elderly, changes in relation-
200 M. Moscovich et al.
Table 16.1 Examples of common medical and psycho- diagnostic studies as appropriate. Nonetheless,
social concerns in older adults as predisposing (risk) and
the most recent suggested diagnostic criteria for
precipitating (triggering) factors for functional movement
disorder FMD [16] highlight the importance of positive
Medical issues Psychosocial issues
clinical signs and replace the view of functional
Multiple medical Changes in living neurological disorder as a “diagnosis of exclu-
problems and/or multiple circumstances, e.g. spouse’s sion” [2, 15, 17]. Physicians treating geriatric
medications to manage illness or death patients with movement disorders need to be alert
chronic conditions regarding the possibility that FMD may be the
Increased vulnerability Loss of independence
(“frailty”)
predominant source of disability [2].
Cognitive decline and Behavioral and mood Functional tremor is the most reported phe-
dementia (neuropsychiatric) changes, nomenology of FMD, accounting for around
including sadness, 50% [3, 4]. The body parts most commonly
depression or anxiety
affected are the upper limbs, however lower
Difficulty performing Lack of a support network/
activities of daily living loneliness limbs and head can also be affected [6]. Functional
Weakness from Difficult dynamics with gait abnormalities are also reported to be fre-
deconditioning adult children quently present in older patients and may be even
Balance and gait Fear of dying more common than in the younger population [5,
problems
6]. “Fear of falling” presents a typical functional
Nutritional concerns, Financial problems
including unexplained gait manifestation in the elderly, with variable
weight loss fluctuations of stance and gait, sudden buckling
of knees, and, “uneconomic” postures. Please
note that not all gait disorders due to fear of fall-
ships, difficult dynamics with adult children, dif- ing are functional in nature; some patients pres-
ficulties with identity after retirement, fear of ent with (pure) phobic and protective gait which
dying [2, 3], familial disputes, financial difficul- has an avoidant, but no demonstrative compo-
ties, spouse’s illness or death [6], and problems nent. A subset of patients with fear of falling type
originating from loneliness, should be explored functional gait will be able to readily report that
as part of the patient’s psychosocial history. Batla anxiety and heightened arousal associated with
et al. [5] observed that older adults and younger gait tasks (including features such as breath hold-
patients with FMD did not differ significantly in ing) are part of their symptom complex. Also, a
terms of the presence of a stressor or precipitat- “walking-on-ice” gait pattern and exacerbation
ing factors (Table 16.1). of other functional movements (particularly dys-
tonia) during walking can be observed. Risk fac-
tors for developing these gait patterns can include
haracteristics of FMD in Older
C medical comorbidities such as arthritis and a neu-
Adults ropathy, serving as background vulnerabilities
for a fear of falling type gait (potentially with a
Acute onset of FMD is common, which can prior mechanical fall and accompanying anxiety
broaden the differential diagnosis to include other also relevant factors in these clinical presenta-
acute neurological disorders such as stroke, and tions). Functional dystonia, choreiform move-
poses challenges especially in geriatric patients ments and tics can also occur in older patients
with multiple medical comorbidities. In addition with FMD; in such instances, providers should
to differentiating FMD from other acute neuro- work to differentiate alternative diagnoses such
logical conditions, the co-occurrence of FMD with as medication-induced chorea (e.g., tardive dys-
other chronic neurological conditions is a common kinesias or levodopa induced dyskinesia) or late
situation as highlighted in the last section. onset genetic conditions such as Huntington’s
It is important to evaluate conditions on the disease that can sometimes be found even in the
differential diagnosis through use of additional absence of a (known) family history. As with
16 Functional Movement Disorder in Older Adults 201
other FMD presentations, symptoms can occur in shared with the rehabilitation facility to ensure
isolation or in combination [5, 6]. adequate continued care. The patient’s primary
care physician was informed of the admission, an
Clinical Vignette: Part II outpatient social work appointment was arranged
During her hospital stay, Mrs. P. continued to through the primary care’s office and neurology
experience weakness in her left arm and leg. A follow up was also scheduled. When seen on neu-
follow-up neurological examination showed a rology follow-up a month later, she had recov-
positive Hoover’s sign on the left leg (patient was ered back to her baseline function and was
not able to flex this leg when tested, but the leg planning to relocate to an assisted living facility
exerted a strong downward force when the right to simplify her daily life and responsibilities in
leg was flexed in the hip), a new postural tremor caring for a large property.
in her left arm that was entrainable, and variable
and distractible stuttering speech that was par-
ticularly evident during bedside language test- Special Treatment Considerations
ing. She was diagnosed with FMD, including for FMD in Older Adults
features of functional limb weakness, functional
tremor and functional speech. This was described To date, there is no standard protocol available
to her as real, common and treatable, and that for treating FMD in elderly and geriatric patients.
one way of understanding this condition is that In several retrospective studies [18, 19] reporting
her “hardware” (brain scan) is generally healthy on treatment outcomes in patients with FMD
but her “software” is crashing. She produced a undergoing intensive multidisciplinary treatment
spontaneous laugh with this discussion, in part programs, age was not found to be a predictive
because she commented that her late husband factor. A 1-week physiotherapy program based
used to help her with her home computer that on the concept of motor reprogramming com-
was “always crashing”. A physical therapist was pared sixty patients ranging from age 17–79 to a
asked to see the patient for an initial evaluation control group undergoing standard medical care.
while in the hospital. The patient initially showed Substantial improvement or remission of motor
very little movement of her arm and leg and symptoms was reported in 74% of patients, and
expressed frustration about the severity of her patient-rated outcomes after 2 years continued to
physical symptoms. show benefit in 60% compared to 22% in the con-
She was given educational materials about trol group, independent of age [20].
FMD and a social worker from the geriatrics ser- A specific and goal-oriented multidisciplinary
vice was asked to see the patient. Details emerged geriatric team treatment approach can lead to rel-
that she was having difficulties caring for herself evant improvements in outcome parameters in
in her large two-story home since the passing of both FMD and comorbidities [2]. Participation of
her husband from cancer the year prior. There different individualized interventions with input
were also ongoing family disagreements related from neurologists, mental health providers and
to financial issues, causing an emotional strain rehabilitation specialists (i.e., speech therapist,
between the patient and her two daughters. occupational therapist, physical therapist) are
Over the course of the next several days, she considered best practice for optimizing treatment
was able to make considerable progress in physi- outcomes.
cal therapy with the use of distraction techniques As for other age groups, treatment for FMD
and regained use of her leg to a sufficient degree needs to be individualized and adjusted to a
for independent ambulation. The social worker patients’ unique sets of predisposing, precipitat-
continued to meet with the patient daily to pro- ing and maintaining factors (core components of
vide emotional support. She was accepted to a the biopsychosocial model). Psychoeducation,
sub-acute rehab program and the educational teaching relaxation and mindfulness, as well as
materials gathered by the primary team were addressing adverse family dynamics can be very
202 M. Moscovich et al.
helpful as presented in our vignette. According to about our assessment of the symptoms, and
our clinical experience, a comprehensive assess- remain available for further questions and advice.
ment by a multidisciplinary geriatric team includ- In patients with cognitive impairment or
ing a movement disorders neurologist, dementia, the treatment approach may need to be
geriatrician, neuropsychologist (or geriatric/neu- modified and rely on reassurance and behavioural
ropsychiatrist), physiotherapist, occupation ther- modifications by the patient’s partner and other
apist, speech therapist and social worker are family members rather than insight-oriented or
crucial. With this approach the opportunity to skill-based psychotherapy. Common comorbidi-
clarify (i) to what extent the patient has an FMD ties such as chronic pain or insomnia often
diagnosis, (ii) how this is associated with other worsen FMD symptoms and need to be addressed
medical/neurological diagnoses and which of the as part of a comprehensive treatment plan.
diagnoses is most disabling in terms of health- In light of the increasing recognition of FMD
related quality of life, (iii) the level of patient as source of disability in older adults, and the
acceptance (or potential acceptance) of the expected rise in affected patients due to increas-
diagnosis, and (iv) to work out the details of a ing life expectancy, further research on under-
patient-
centered treatment plan is higher. standing and treating FMD in older adults is
Especially point (iii) has to be implemented urgently needed.
thoughtfully. Explaining the diagnosis to patients Geriatricians, other primary care providers,
and families should be done in an empathetic neurologists, mental health professionals, physi-
manner, validating the patient’s symptoms, and cal, occupational, and speech therapists should
explaining how the diagnosis was reached. We all work together to design both efficient diag-
often use analogies such as “FMD is like a com- nostic approaches and patient-centered treat-
puter problem where some of the software has ments for FMD in older adults. As health care
been lost or programmed with a part that doesn’t professionals gain more awareness of FMD, spe-
belong to the original software” to describe the cial considerations towards meeting the needs of
disorder. “Your brain is stuck in a wrong gear and older patients should be emphasized.
needs to be retrained on how to get un-stuck”
may be another helpful analogy. The explanatory
model should be adjusted according to the
patient’s educational and cultural background. Summary
Explaining FMD in terms of temporary brain • Approximately 20% of patients with
dysfunction similar to what many of us have FMD may have onset of symptoms after
experienced during times of high stress or anxi- the age of 60 years, and many of those
ety (e.g. “he was paralyzed with fear”) can often developing FMD earlier in life remain
help to normalize the diagnosis. Using functional symptomatic as they get older.
terms and giving hope for a path forward and • In older patients, FMD is often comor-
reversibility of symptoms with treatment are bid with other neurological disorders,
other important strategies. For more details on and may be precipitated by a physical
delivering a diagnosis of FMD, see Chap. 17. injury, surgery or stroke.
When a diagnosis of FMD is presented in this • Precipitating psychosocial factors for
manner, most patients will express interest in fur- FMD in older adults include changes in
ther information and treatment for their prob- relationships, difficult dynamics with
lems. If there is no interest by of the patient to be adult children, fear of dying, financial
referred for FMD treatment services, we never- problems, spouse’s illness or death,
theless write the diagnosis in unambiguous terms loneliness, establishing a new sense of
in the patient’s medical chart, inform the patient purpose and identity after retirement.
and the family as well as the referring provider
16 Functional Movement Disorder in Older Adults 203
situation where the brain gets ‘stuck’ in a pattern, those that have no particular viewpoint or a source
as if the injury had just happened. Childhood of reflection to those that do. We have tried to
adversity was discussed as something that may or expand on, rather than just replicate content from
may not have been relevant to this happening and our previous articles on this topic [1, 2]. We will
not a factor in the diagnosis. It was noted he had refer to FND in this chapter, rather than FMD, as
become depressed and this would have to be many principles are shared with other symptoms
incorporated in his multidisciplinary treatment seen in this disorder.
plan rehabilitation team involving a neurologist,
neuropsychiatrist and physiotherapist.
The patient cautiously welcomed this explana- hy Does It Matter How
W
tion which he said was different to what he had the Diagnosis Is Shared?
heard before and was interested in pursuing fur-
ther treatment aligned to his functional move- To some extent it should always matter, at least a
ment disorder (FMD). little, how a diagnosis is shared. The treatment of
cancer may be the same whether that conversa-
tion is handled well or badly, but the person’s
Introduction experience of that treatment could still vary con-
siderably as a consequence.
The two vignettes above illustrate clinical What is special about FND then, that we need
encounters where ‘breaking the news’ of FND a whole chapter in this book to think through
has had different outcomes in terms of the patient issues around explanation and providing
response and subsequent ability to engage with information?
treatment. They also illustrate the difficulty of
discussing ‘breaking the news’ in FND without • A disorder people have not heard of. FND is
considering a variety of factors that might affect typically a condition patients have not heard
the outcome of that process including: What is of from news, TV [3] or social media, although
the most appropriate model for understanding the that is gradually changing.
disorder? What are the patient’s prior expecta- • A disorder with no laboratory or radiological
tions and beliefs about what is wrong and what investigations. You can’t ‘see’ FND on a scan.
treatment they should have? Who is giving the The idea of physical symptoms without a struc-
diagnosis – a neurologist? a psychiatrist? And tural disease is something alien and misunder-
what ‘back up’ or additional team members do stood for many patients and health professionals,
they have to help them support and reinforce the although interestingly this isn’t so much of a
explanation given and the treatment associated problem for better known conditions like
with it? migraine or primary generalised epilepsy.
In this chapter, we aim to provide a practical • A disorder with a stigmatised past and pres-
overview of the issues involved in explaining the ent. The history of FND is littered with ‘trig-
diagnosis of FND and take the reader through vari- ger’ words that have been shown to equate
ous scenarios which can arise. We are keen in strongly with ‘making it up’, ‘faking’ or
doing this not to be prescriptive about what to say, ‘imagining symptoms’ such as psychoso-
or what language to use. We firmly believe that matic, hysteria or non-organic. These issues
there is no ‘right’ way to do this. Clinicians must do not just affect patients’ response to expla-
find a way to communicate that fits with their own nation, but perhaps more importantly, perme-
communication style, the known data about the ate negative attitudes among health
condition and the person they are explaining it to. professionals doing the explaining.
There is no one size fits all. But we will provide • A disorder where the explanation itself may be
some ideas of communication and language based an important first step in the treatment itself.
on evidence, where possible and our clinical expe- New forms of psychological and physical
rience if not. These may be a starting point for therapy for FND rely on, and indeed try to
17 “Breaking the News” of a Functional Movement Disorder 209
exploit, specific features of the condition such nosed it was often perceived to have been diag-
as variability and distractibility, which are also nosed in this exclusionary way:
intrinsic to the diagnosis. FMD is a disruption ‘I just thought, you’re putting me in a, you can’t
of voluntary movement itself in which therapy find anything specifically wrong with me. My brain
is designed to bring movements that are ‘out MRI is clear… so it has to be a functional neuro-
of control’, within the patient’s control. logical disorder. Because we can’t find anything
else wrong with you”, Michael, age 46 [4].
Without an initial understanding of that, and
the important issues of reversibility, our expe- The new conception of FND views psycho-
rience is that it is often hard for therapists to logical factors as important common risk factors
approach the disorder in this transparent way. but not the sole cause. A number of studies show
With it, therapists tell us that they can more that patients with FND generally do not perceive
quickly make progress with trying to alter themselves to have a condition in which psycho-
movement and its associated cognitions. logical factors may be relevant. Figures for this
• Treatment of FND is an active collaborative, range between 5% to 33% in neurological set-
rather than passive process. The treatment of tings [1]. This, paradoxically is not the case for
FND is generally not something that is done to people with multiple sclerosis, 56% of whom
someone, it is a rehabilitative process that occurs thought that psychological factors were relevant
in collaboration with the patient. This is another to the cause of their condition in one study [5].
reason why the patient’s active engagement and There have been similar studies showing quite
agreement with the diagnosis matters. high rates of stress/psychological attribution in
cardiovascular disorders and cancer [6]. This was
Some of these themes overlap with the rea- also reflected in Glenn Nielsen’s study:
sons why sharing this diagnosis is often perceived “Because that’s what it feels like, psychological
as so difficult, and we discuss further below. feels like it should mean, it’s literally you are mak-
ing it up. It’s all in your head, there’s nothing
wrong with you at all” Megan, age 22 [4].
I s There Any Evidence that Sharing Other themes that emerge from this literature
the Diagnosis Matters for FND? in FMD, and of the more extensive literature in
functional/dissociative seizures [7], are of
This is a surprisingly hard question to answer sci- patients being made to feel angry, ashamed or
entifically. Arguably there are basic standards of blamed for their condition. Some patients also
respect for an individual and provision of under- report being made fun of whilst in emergency
standable information that form a basic template departments, something that also occurs between
for any medical encounter and should not be health professionals at other times [8].
open to question. Nonetheless there are several In March 2020, FND Hope carried out a sur-
sources of information that suggest that explana- vey on stigma that had 503 responses (mostly
tion does matter. from the UK and US). 82% of respondent
reported being treated poorly due to stigma and
61% said they had experienced traumatization as
atients with FND Often Have Poor
P a result of their illness journey. Emergency room
Experiences of Diagnostic physicians came out worst, with general practi-
Explanation tioners and neurologists close behind. They also
record that a high proportion of patients (around
A qualitative study of the experiences of 11 60%) had concerns that their FND label may
patients with functional motor symptoms by adversely have affected past and future care [9].
Glenn Nielsen and colleagues shows how many Studies of prognosis find correlations between
patients were on a ‘diagnostic odyssey’ involving patients with poor experiences of diagnosis and
multiple investigations with simply presentations outcome [10], although it is hard to assess cause
of normal results [4]. Even when FND was diag- and effect.
210 J. Stone et al.
The data suggests that in many cases, commu- if, in their last consultation they may have been
nication of the diagnosis of FND is failing to able to skillfully explain to someone that they
meet even a basic standard of clarity and respect had multiple sclerosis. Studies among neurolo-
for the individual which is surely a pre-requisite gists have shown that the more the symptoms
for treatment. relate to a structural disorder the less ‘difficult to
help’ neurologists find the patient [16].
Neurologists commonly have had little exposure
Health Professionals Think to psychiatry or psychiatric ways of thinking dur-
Diagnostic Explanation of FND ing training and often feel unprepared for this
Matters side of their practice [17]. Attempts to combine
neurology and psychiatry training are generally
The data we have also suggests that health pro- welcomed by students but they notice how poorly
fessionals regard communication of the diagnosis integrated these areas of practice are by faculty/
as an important first step in treatment. Members senior clinicians [18].
of the Movement Disorders Society considered Analysis of these factors indicate that most of
‘Educating the patient’ to be the most important the difficulties originate from factors related to
treatment for FND with 90% agreeing that it health professionals and societal bias, rather than
could be an effective part of treatment [11]. issues related to the patient.
‘Acceptance of the diagnosis’ received the great-
est endorsement as a positive prognostic factor
with 98% agreeing it was important. haring a Diagnosis of FND – Some
S
Evidence that training health professionals to Solutions
deliver better communication for FND is less
forthcoming. Previous studies which taught health Many of the difficulties that doctors face when
professionals to reattribute physical symptoms as sharing a diagnosis of FND, can in our view be
emotional problems have not shown any benefit to overcome, not by treating FND as something dif-
patients [12, 13]. In functional seizures, it’s been ferent or unusual in neurological practice that
shown across 50 patients and 23 neurologists that requires special training, but by doing precisely
a standardised communication package can lead to the opposite - treating it as much as possible, like
high acceptability and satisfaction, with the type any other condition in the clinic.
of negative patient outcome described in the last In order to achieve this seemingly simple
section rare [14]. In the recent CODES trial, a objective, many clinicians need quite a radical
standardised communication package in 698 alteration in some core views about FND (see
patients with functional seizures led to a median Table 17.1) such as: considering FND to be equal
score of ‘strength in belief in the diagnosis’ of 8 validity as other neurological conditions, worry-
out of 10, where 10 is agreeing ‘extremely ing as much about missing a diagnosis of FND as
strongly’ [15]. This suggests that in research set- any other neurological problem and making time
tings it is possible to produce a scenario where to share a diagnosis with a patient. One senior
patients report being generally satisfied and in colleague we worked with, always kind and thor-
agreement with an FND diagnosis, although it ough in his demeanour, was in his late 50s when
remains to be seen whether this process can be he confessed to one of us, ‘I think it’s taken me
influenced to change patient-reported outcomes. this long to realise that these patients really do
experience the symptoms they report’.
Reaching the point where FND is treated like
hy Do Doctors Find It Hard
W any other condition in a neurological setting
to “Break the News” of FND? tends to make ‘breaking the news’ proceed in a
much more straightforward way. We have
Table 17.1 gives a summary of various reasons rehearsed before some core elements to this pro-
why health professionals may struggle specifi- cess, many of which are shared with communica-
cally with telling someone they have FND, even tion for most disorders
17 “Breaking the News” of a Functional Movement Disorder 211
Table 17.1 Barriers to communication of the diagnosis of functional neurological disorder (FND)
Cognitions for health professionals to help
Societal barriers Notes overcome these issues
Stigma about FND FND is still often considered ‘not ‘I consider a functional neurological disorder
real’, ‘imagined’ or ‘faked’ [19]. just as valid a reason to have symptoms as
Parkinson’s disease’
Dualism – ‘mind and brain Dualism is ingrained in our society – ‘I have realised that separating disorders into
are separate things’ even in the specialities of neurology those of the brain and mind is scientifically
and psychiatry inaccurate and affecting the quality of my
work’
Lack of awareness of FND FND is poorly represented in the ‘I will try to make sure that teaching curricula
media [3] and in teaching and patient information resources in my
service fairly represent functional neurological
disorders’
Health professional barriers
Lack of training Health professionals often feel that ‘I want to be as skilled in the diagnosis and
they don’t have sufficient training [17, management of functional neurological
20] or interest [21] in FND. disorders as other common areas of my
practice’
Concerns about Health professionals often carry ‘I recognise that wilful exaggeration does not
malingering residual concerns that they may be provide a good explanation for the clinical
‘duped’ by some of their patients [22, problems I see in my clinic’
23]
Concerns about Health professionals are more worried ‘I should be equally concerned about missing
misdiagnosis about missing other neurological a diagnosis of FND as a diagnosis of other
conditions vs FND [24] disorders’
“Root cause” bias A tendency for clinicians to feel that ‘FND is usually multifactorial. I can broach
in FND, as opposed to other disorders the pathophysiology of the disorder in a
like migraine they have to be able to similar way to other conditions such as
come up with a ‘root cause’ migraine or Parkinson’s disease by discussing
explanation early on. mechanism first and aetiology second’
“Diagnosis of exclusion” Health professionals may persist with ‘FND is not a diagnosis of exclusion and I
bias an idea that FND is diagnosed by should be careful to frame my language to
exclusion avoid that impression’
Time FND is often complex and takes time ‘I recognise that it may take time for someone
to explain properly to understand a diagnosis of FND’
Patient specific barriers
Strong views of alternative Some patients carry strong views that ‘I recognise the reasons why some people
diagnosis their symptom must relate to a cause develop these strong views. I will spend time
which is exclusively biological, and explaining why I hold my perspective, but also
which forbids any possibility that recognise the patient’s right to hold alternative
symptoms could be improved through views, and that there cannot always be
rehabilitation alone. agreement.’
1. Laying the groundwork during clinical what is their best guess? Or perhaps their fam-
assessment. The process of explanation really ily and friends have had some views? Are
begins with the assessment itself [25]. Ideally there particular investigations they have been
the assessment will have made the patient feel thinking might be helpful, or treatments they
listened to, and properly understood. Why is think should have been tried by now? Or oth-
the patient in your clinic? Most patients are ers that shouldn’t be tried again? Eliciting
usually bewildered by their symptoms and views like this usually requires a series of
want some answers and treatment, but not questions and may require overcoming some
always – they are sometimes there because a reluctance on the part of the patient to be
new doctor has encountered someone with an forthright about what they really think.
unexplained disability, and they think that 2. Take the problem seriously. Its preferable if
they should see a specialist. What do they this occurs without having to say, ‘I hope it
think might be wrong? If they do not know, goes without saying that I believe you’, but
212 J. Stone et al.
sometimes that is helpful. Indicating to the ‘What this shows is that there is a prob-
patient that what they have is not mysterious, lem with voluntary movement, the more
you have seen it many times before and thou- you try, I can see the worse it gets. But the
sands of other people have it in your country automatic movements are normal. So,
can all help. there is a problem with the function of the
3. Make it clear that there is a diagnostic nervous system but there isn’t damage’
label. Some clinicians try to explain FND (b) For tremor: ‘When you copy the move-
with a formulation but without using a diag- ments, have a peek over at the other arm/
nostic label or just indicating that ‘nothing is leg. Can you see that the tremor stops/
wrong’. They worry about ‘medicalising’ the changes to the same rhythm? That is a
problem. We would argue that if someone is positive tremor entrainment test and is
in a secondary care setting with a chronic good evidence this is a functional tremor.
movement disorder then there clearly is The test also shows us that there may be
‘something wrong’. That patient needs a diag- ways using movement therapy that we
nostic label, to help signpost them to informa- can help you get better control over the
tion for treatment, to aid communication tremor.
between health professionals, and so they (c) For dystonia: ‘Have a look at these photo-
have a name to tell their family and employers graphs of other people with functional
when they need to explain what is wrong with dystonia. You have the same pattern of a
them. While there are situations, such as tran- clenched fist/inward turning foot/platys-
sient or mild symptoms, where a formal diag- mal contraction. There are actually very
nosis of a ‘disorder’ is not necessarily desired few conditions in medicine where this
by the patient or helpful, if the symptoms are occurs and, in your case, it is typical of
longer lasting and requiring treatment, a diag- functional dystonia’.
nostic label is likely to be helpful. 5. Convey the potential for improvement
4. Demonstrate the rationale for the diagno- (a) For any test involving distractibility: “The
sis. For us, this is one of the key elements of test also shows us that there may be ways
conveying a diagnosis of FND [26]. There using movement therapy that we can help
ought to be positive evidence of the diagno- improve/give you get better control over
sis, and sharing that with a patient can be a the tremor/weakness/walking. The test is
‘light bulb’ moment for them and their fami- giving us a window into what may be
lies, to see how the diagnosis is being made possible”
on positive grounds, and why it is not just (b) ‘It’s a bit like a problem with the software
about normal investigations. Positive signs in of a computer. Nothing is broken in the
FND do not just provide a diagnosis, they machine, but the computer is not working
also give insight into the mechanism of the (or sometimes it seems to crash). If we
disorder and a window to potential can find a way to ‘reprogram’ the brain,
reversibility. then perhaps we can make it work
(a) For paralysis – testing Hoover’s sign: better?’
‘When you are focusing on your weak (c) ‘But is it psychological or neurological
leg, you can’t keep your heel on the doctor?’. If patients ask this question, our
ground. I can easily lift it off. But when answer is that it’s a disorder at the inter-
you are lifting up your good leg, your face of neurology and psychiatry, but in
weak leg comes back to normal, I can’t reality, there is a philosophical problem
lift your heel off the ground’. Repeat the with that question which is similar to ask-
test a few times until you are sure that the ing ‘is the colour orange is rough or
patient and/or their carer has also seen it. smooth?’.
17 “Breaking the News” of a Functional Movement Disorder 213
6. Provide information films about FND are now available for patients –
Most people forget information from a consul- for example those found at www.fndaustralia.
tation easily, and so it’s worth working harder to com (Fig. 17.2).
improve retention. Do not expect information, on its own, however,
Consider sharing your clinical letter with to be a treatment. A recent randomised trial showed
the patient [27]. We prefer to copy the letter no difference in primary or secondary outcomes at 6
that we send to the primary care physician so months in 93 patients who received internet based
that they can see what we are saying about self-help specifically for patients with functional
them. This is a way of promoting transparency motor symptoms compared to 93 patients who did
and also acts a reminder of the content of the not [28]. Helpfully the study also showed that the
consultation. material was well received by the participants and
Online sources of information such as our providing information is not harmful.
own www.neurosymptoms.org or websites of
charities such as www.fndhope.org or www.
fndaction.co.uk may be helpful. Preferably, show What Label Should Be Used?
the patient some pages you would like them to
look at, or better still, hand them a prepared fact- We have explicitly not tackled here the issue of
sheet relevant to their condition (Fig. 17.1). exactly what diagnostic label to provide – e.g.
Video is a powerful way of conveying infor- functional, psychogenic, conversion disorder. In
mation about FND. An increasing range of short our view a diagnostic term needs to be both
Fig. 17.1 Factsheets from www.neurosymptoms.org that they definitely have the material to read. (By permis-
(Dissociative seizures from www.codestrial.org). We find sion from Jon Stone)
it helpful to physically hand these to patients, to ensure
214 J. Stone et al.
Fig. 17.2 Screenshots from animated videos explaining diagnosed?”, “How is FND treated?” and “What causes
FND, created by Alex Lehn and explanimate.com.au. FND?”. Available at neurosymptoms.org. (With permis-
Clockwise from top left – “What is FND?”, “How is FND sion from Alex Lehn at www.fndaustralia.com)
compatible with the scientific evidence for the reaking the News Some More –
B
basis of the disorder, focus on mechanism rather Mechanism, Aetiology
than aetiology, be non-dualistic and facilitate and Formulation
treatment [29]. We do feel strongly that it should
avoid a ‘non-label’ such as non-organic, non- Being able to agree on a diagnostic label, some-
organic or medically unexplained which simply thing of what that means, and developing a rela-
indicates a condition that is unknown. The title tionship of mutual trust is a good start but not the
of this chapter (and book), indicates our per- end of imparting diagnostic information. The pro-
sonal preference for the ‘least worst’ term at the cess of properly understanding FND can some-
current time, ‘functional’, but we do not think it times be a goal of treatment rather than something
is perfect and have rehearsed the arguments for that can be achieved in one or even a few sessions.
and against it, and in relation to other terms, in Early discussion of the mechanism can be
previous publications [1]. Increasing research in helpful in improving diagnostic confidence and
FND continually updates our models of how the understanding. Depending on the setting and level
disorder occurs. Both our labels and explana- of assessment, for example, after neuropsychiat-
tions need to be flexible to account for these ric assessment, or perhaps on a second visit to a
changes. neurologist, discussion of the formulation of the
An interesting trend recently has been to potential aetiological risk factors involved can be
also consider whether it is reasonable to group a helpful starting point for treatment. These issues
those other ‘recognised’ disorders of the ner- have been explored in an article by Caitlin Adams
vous system as ‘organic’. We think it is not, and colleagues titled ‘You’ve made the diagnosis
which may create a linguistic challenge for of FND, what next’ which we recommend [31].
some, but one that deserves to be risen to in our Examples of exploring triggering mechanism
view [30]. might be:
17 “Breaking the News” of a Functional Movement Disorder 215
• ‘It’s interesting that you had a high fever at the • For functional limb weakness: “Have you
time this tremor came on. It could be that the heard of phantom limb syndrome? That’s
shaking started with the fever, but your brain when someone loses a limb, but their brain
got ‘stuck’ in that abnormal pattern even still thinks it’s there. The map of the limb in
though the fever had gone away [32]. the brain is still intact. In FND its often the
• ‘I think it’s clear that you had migraine with opposite. The brain thinks the limb has gone,
aura that initially triggered the weakness down even though it’s still there.” From a neurosci-
your right side. We know that migraine is ence perspective, using predictive processing
quite a common trigger for functional limb models of the brain, both disorders involve a
weakness. Normally those symptoms don’t failure to update ‘top down’ models of the
last longer than 24 h, but if the experience is body with ‘bottom up’ sensory input.
new or frightening, that can make the abnor- • For functional dystonia: “To reduce pain or
mal patterns stay longer and turn in to FND’ horrible sensations, the brain can try to ‘lose’
[33]. the map of the limb so that it doesn’t feel part
• ‘Physical injury and pain are common at the of the person anymore. The problem is that
onset of a functional movement disorder. Its this doesn’t work properly and the patient
normal for the brain to activate a ‘protect and with FND is left with a limb which they can’t
immobilise’ mechanism when this happens. move or feel properly but is still really
In FND that mechanism becomes overactive painful.”
and carries on even though the tissues have • For functional dystonia: “When these maps of
healed’. the arms or legs become distorted the limbs
• ‘You had a panic attack when this started. That revert to a ‘primitive’ reflex protective
produced some shaking and also that “zoned position”
out/out of body” feeling called dissociation. It • For functional dystonia: “What position does
was the combination of all these things, and your ankle feel in when you close your eyes?”
probably all the stress you’ve told me about If the patient says it feels straight, then ‘Your
before that led to the changes in your brain brain thinks this is the normal position now –
producing FND. You were having a complete we are going to have retrain it to learn that it
‘out of body’ experience but only half of your isn’t’ [34].
body came back properly under your control’. • For functional jerks: We recommend explor-
ing whether patients experience a transient
It can also be helpful to find ways to translate ‘build up’ just before a jerk, a bit like a sneeze.
neuroscience of FND into explanations that This is often not present and also occurs in
hopefully patients can grasp. Examples of such straightforward tics. If it is present however,
statements include: ask if is it transiently relieved for a second or
two by the jerk? If it is, then you have the
• For many FMD presentations: “We think in beginnings of a mechanistic explanation of
FND that the brain is working too hard on why their brain has got into a habit of produc-
movement. Movement is meant to be auto- ing this movement. It’s trying to do something
matic. In FND the brain has got into a habit of useful- just not in a very useful way.
thinking really hard about it. The more the • For tremor: ‘Functional tremor happens when
brain tries to actively control it, the worse it your brain gets into a habit of making your
gets. It’s a bit like trying really hard to go to limb shake’. You can explore similar ideas of
sleep – the more you try the less you can sleep”. whether something bad ‘builds up’ if they try
• For many FMD presentations: “The experi- to suppress the tremor or hold down the limb,
ences you mentioned in the past and all the or whether it feels more ‘normal’ to shake.
stress you’ve been under may have put your
brain in a more vulnerable situation for these Formulation describes the process of synthe-
kinds of abnormal pathways to get ‘stuck’”. sising all the available information from the clini-
216 J. Stone et al.
cal assessment into a framework that seeks to that they are comfortable with. The problem
explain not only the causes and mechanism of the here, is a tendency, especially among health pro-
symptoms, but also the factors that may need to fessionals such as the neurologist who may not
be focused on to make progress with treatment. be trained, or planning to actually explore a for-
All health professionals, including neurolo- mulation with a patient, to want to explain what
gists, can potentially benefit from incorporating they perceive to be a ‘root cause’ as soon as pos-
an appropriate degree of formulation into their sible, to ‘wrap up’ up the case. Such ‘root cause
clinical practice. This is especially important bias’ has been especially encouraged by Freudian
when addressing comorbid symptoms and diag- conversion disorder theory and provides a sim-
nosis in FND, which are almost universal, for plistic and appealing solution to a problem that
example: is much more complex. “If only the problem
could be unlocked then everything will be bet-
• For pain: “We know now that chronic pain ter”. This bias has links back to confessional and
occurs through a similar process of abnormal religious transactions, with the clinician taking
nervous system functioning. ‘Volume knobs’ on the role of ‘saviour’ and the emphasis on past
in pain pathways have become turned up ‘sins’.
throughout the nervous system... have you For a physician, resisting the temptation for
seen these resources on chronic pain – for some amateur psychiatry can be hard, but can pay
example www.tamethebeast.com”. dividends. It allows the clinician to keep an open
• For memory and concentration symptoms: “I mind about all the possible risk factors and
would expect you to have these memory reduces the risk of alienating the patient. A health
symptoms, given your description of sleep professional who pushes hard on psychological
disturbance and fatigue. They are a conse- causes may not realise that as an ‘authority’ fig-
quence of your brain’s concentration systems ure attributing blame to adverse experiences, they
not working properly”. may be re-enacting feelings of accusation and
blame that are actually part of the adverse experi-
A complete diagnostic biopsychosocial for- ence itself, and can be retraumatising. Often
mulation can be undertaken by a psychiatrist, making links between traumatic events and FND,
psychologist and/or social worker and is an when that is relevant, is a goal of therapy, and not
extended form of diagnostic explanation. something that should be forced on a patient at an
initial consultation.
There are patients who clearly present with,
hould I Discuss the Potential Role
S and want to discuss, potential psychological risk
of Psychological Factors in the First factors. In that, less common, scenario it is clearly
Consultation? much more straightforward to do so. Even then, it
is often important, as in Clinical Vignette 2 at the
Exploring the full range of aetiological factors in beginning of this chapter to emphasise that the
someone with FND clearly follows on from these presence of adverse experience, while important
kinds of discussions, and a discussion of all of and potentially relevant for treatment, has not
them is out with the scope of this chapter. The been influential in making the diagnosis. This
reader will notice that we have not strongly distinction is often important for patients who
emphasised discussion of adverse experiences, feel repeatedly labelled as ‘neurotic’ and that
when relevant, in this discussion of an initial pro- their physical symptoms are not eliciting careful
cess of ‘breaking the news’. enough evaluation as a consequence.
This is because, in our experience, such dis- Ultimately stress and psychological factors
cussions can often wait, and indeed are often are of key importance in many patients with
more fruitful if the topic has been introduced by FND, but in the same way that smoking is of key
the patient themself, and at a pace and content importance for many people with heart disease.
17 “Breaking the News” of a Functional Movement Disorder 217
It’s important but not relevant for everyone, and You might start by asking the patient to repeat
there are plenty of other reasons for developing back some of their understanding of their condi-
FND within the framework of an aetiological tion – its name and roughly what has gone wrong.
model (See Chap. 3 for additional details). Did they receive a copy of the clinic note/letter?
Did they think it was a fair summary? Were there
things that were omitted or were not correct?
sing a Follow Up Visit to Assist
U Perhaps they didn’t read it?
Triage Sometimes this process allows the doctor to
appreciate that a substantial change has occurred
A follow up visit, or at least giving the patient in the patient’s cognitions. They do feel listened
some time to digest information, is really helpful, to, and that someone has finally made the correct
in our view, to learn whether the communication diagnosis (Fig. 17.3).
strategies you are using are working in the way On the other hand, it’s not easy for patients to
you want them to, and often the best time to judge say to a doctor, ‘you’ve been very helpful, but
whether to move forward with therapy. I’m really not at all confident that you’ve made
One of the commonest pitfalls in initial man- the right diagnosis’, or alternatively ‘I do think
agement we see is the scenario where a neurolo- that’s right, but I really have too much going on at
gist has explained and documented their diagnosis the moment to contemplate embarking on the
and then cannot understand why treatment is not kind of treatment you are talking about’. Try ask-
proceeding as expected. Management of FND ing the patient to rate their scores for the two
should be collaborative between health profes- questions above from 0-10, and to overcome
sional and patient. We need to find out how recep- response bias, perhaps suggest an initial low
tive the patient and their family is to the diagnosis number to make it easier for the patient to express
before we can move forward with referral. ideas that they may be reluctant to give you.
Two key things to find out at the end of the Be careful in how you interpret responses. If
consultation or a follow up visit are: the patient cannot give you a high score that
might reflect general confusion about their health,
1. The patient’s degree of confidence and agree- or confidence that treatment can help, rather than
ment with the diagnosis? and confidence in your diagnosis. If they do not feel it
2. The extent to which, now is the right time for is the right time for treatment make sure that this
change with rehabilitation? is not just a consequence of phobic avoidance by
Fig. 17.3 A patient with FND who could not speak and had a functional writing disorder giving feedback at their
second appointment. (By permission from Jon Stone)
218 J. Stone et al.
exploring the reasons why they do not want to ing disorder, and that in people who do improve,
embark on it. Avoidance may have become an that improvement often occurs via a series of
important comorbidity in their presentation and relapses, rather than a linear trajectory, with
something that needs to be addressed as part of improving self-management over time.
treatment. Clinicians should especially avoid blaming
Whilst most patients are keen for treatment, people with FMD for not improving. Such out-
for some it is a relief to have these frank conver- comes are unfortunately common, even when a
sations, and it can spare therapist time for patient agrees with the diagnosis and is motivated
patients. for change. In that scenario we would ‘leave the
door open’ for change in the future, something
that can occur in FMD unlike for example
hat Should Be Said About
W advanced multiple sclerosis.
Prognosis?
There are many powerful factors listed in A 37-year-old woman has a diagnosis of
Table 17.1 which might drive patients away from FND including hemiparesis and functional
a diagnosis of FND. In addition, there are many seizures. She agrees with the diagnosis and
places both in standard health services, but per- is keen for treatment. Her husband, how-
haps especially in the private sector, where ever, considers the diagnosis to be wrong
patients can obtain alternative diagnoses which and insists that she should have a further
will often be more appealing to them than FND. It opinion elsewhere.
is not possible to persuade every patient that their
diagnosis is correct. For those running an FND
service it is important to know when to ‘agree to
disagree’, respect the right of a patient to hold a In this scenario it may be helpful to take a step
different view and move on. At the same time, if back and ask him to expand on why he thinks it is
a clinician is never ‘uncertain’ or sometimes wrong diagnosis, and more importantly what
wrong in your diagnoses, then there is something would it take for him to agree it was correct? Has
wrong there too. the husband been at key previous consultations
220 J. Stone et al.
and perhaps missed some of that material? This It is not possible to help all patients with
may move the discussion from an antagonistic FND. After 30 years and with this scenario it is
“you against him”, to shared problem of “I’ve unlikely that treatment is likely to make a sub-
failed to adequately explain the diagnosis to you stantial difference to this person’s independence.
so help me understand exactly what it would take”. Improvements can occur after long periods, even
In such situations it is seldom the ‘medical’ answer in people where it would seem unlikely. However,
that is the main issue, for example, proving that the those scenarios often involve catching patients at
seizure was captured on videotelemetry. In one the ‘right time’ in their life when obstacles to
recent case the solution involved exploring a previ- rehabilitation have reduced. So, it would be worth
ous difficult encounter with a health professional probing a little to see if improvement could be on
and reviewing the husband’s own video recordings the cards. There is no reason why explanation of
that had led him to doubt the diagnosis. the FND could not proceed in the same way, but
it may not be appropriate to spend so long on the
potential for reversibility if treatment is not going
ase 5. The FND Patient with
C to be helpful.
Intellectual Disability
A 26-year-old man with moderate intellec- Box: Resources for FND Diagnostic
tual disability presents with functional arm Explanation Training
tremor associated with mobility issues. He • Carson A, Lehn A, Ludwig L, Stone
cannot read or write. His carers accompany J. Explaining functional disorders in the
him to the clinic appointment. neurology clinic: a photo story. Pract
Neurol. 2016;16:56–61.
• Stone J, Hoeritzauer I. How Do I
Explain the Diagnosis of Functional
Explanations can follow along similar lines. Movement Disorder to a Patient? Mov
Where complexity is an issue for the patient then Disord Clin Pract. 2019; 6:419–419.
it can be helpful to enlist the aid of carers so that This ‘video article’ goes through some
they understand it, and can reinforce messages of the principles in this chapter.
later in a way that the patient can understand. • www.neurosymptoms.org, www.fnd-
hope.org, www.fndaction.org.uk –
websites for patients with FND written
ase 6. The Patient with FND who is
C by the author, and by patients and carers
Unlikely to Improve with ideas about how to talk about FND.
• Twitter accounts: @FNDportal, @
FNDrecovery – two twitter accounts
A 62-year-old man presents with a 30-year exemplifying the new ‘patient voice’ in
history of being in a wheelchair after an FND which can help orientate health
industrial accident. He had been admitted to professionals towards constructive
hospital with pneumonia and his admitting communication.
team thought he should have a neurological • FND Society – www.fndsociety.org.
assessment. He states that he had a broken Society resources include webinars
back and a stroke but in fact there is evi- dealing with communication skills and
dence for neither and the problem is clini- health professional training.
cally mainly one of FND with chronic pain.
He has carers four times a day and has been
noted to have dependent personality traits.
17 “Breaking the News” of a Functional Movement Disorder 221
23. Ahern L, Stone J, Sharpe MC. Attitudes of neurosci- 31. Adams C, Anderson J, Madva EN, LaFrance WC Jr,
ence nurses toward patients with conversion symp- Perez DL. You’ve made the diagnosis of functional
toms. Psychosomatics. 2009;50:336–9. neurological disorder: now what? Pract Neurol.
24. Friedman JH, LaFrance WC. Psychogenic dis-
2018;18:323–30.
orders: the need to speak plainly. Arch Neurol. 32. Pareés I, Kojovic M, Pires C, et al. Physical precipi-
2010;67:753–5. tating factors in functional movement disorders. J
25. Stone J. Functional neurological disorders: the neu- Neurol Sci. 2014;338:174–7.
rological assessment as treatment. Pract Neurol. 33. Stone J, Evans RW. Functional/psychogenic neuro-
2016;16:7–17. logical symptoms and headache. Headache J Head
26. Stone J, Edwards M. Trick or treat? Showing patients Face Pain. 2011;51:781–8.
with functional (psychogenic) motor symptoms their 34. Stone J, Gelauff J, Carson A. A ‘twist in the tale’:
physical signs. Neurology. 2012;79:282–4. altered perception of ankle position in psychogenic
27. Parry AM, Murray B, Hart Y, Bass C. Audit of
dystonia. Mov Disord. 2012;27:585–6.
resource use in patients with non-organic disorders 35. Gelauff J, Stone J, Edwards M, Carson A. The prog-
admitted to a UK neurology unit. J Neurol Neurosurg nosis of functional (psychogenic) motor symptoms:
Psychiatry. 2006;77:1200–1. a systematic review. J Neurol Neurosurg Psychiatry.
28. Gelauff JM, Rosmalen JGM, Carson A, et al.
2014;85:220–6.
Internet-based self-help randomized trial for motor 36. Gelauff JM, Carson A, Ludwig L, Tijssen MAJ,
functional neurologic disorder (SHIFT). Neurology. Stone J. The prognosis of functional limb weakness: a
2020;95:e1883–96. 14-year case-control study. Brain. 2019;142:2137–48.
29. Creed F, Guthrie E, Fink P, et al. Is there a bet- 37. Wissel BD, Dwivedi AK, Merola A, et al. Functional
ter term than ‘medically unexplained symptoms’? J neurological disorders in Parkinson disease. J Neurol
Psychosom Res. 2010;68:5–8. Neurosurg Psychiatry. 2018;89:566–71.
30. Stone J, Carson A. ‘Organic’ and ‘non-organic’: a tale
of two turnips. Pract Neurol. 2017;17:417–8.
Motivational Interviewing
for Functional Movement Disorder
18
Benjamin Tolchin and Steve Martino
Illustrative Vignette Diaz tried to explain the treatment plan, Ms. C’s
Ms. C, aged 41, had presented to Dr. Diaz with a symptoms persisted, and she remained focused
progressively worsening dystonic gait and tremor, on the bottle of acetaminophen.
which rendered her unable to walk without a Recognizing that Ms. C’s difficulty in concen-
walker or to work outside her home. Dr. Diaz had trating might signify ambivalence about the diag-
diagnosed Ms. C with a functional movement dis- nosis of FMD and the treatment plan, Dr. Diaz
order (FMD) and referred her to a combined decided to use motivational interviewing (MI) to
physical therapy and psychotherapy program at explore and resolve this ambivalence and to
a center specializing in the treatment of FND. At enhance Ms. C’s engagement with physical ther-
follow-up in Dr. Diaz’s office 3 months later, Ms. apy and psychotherapy. Dr. Diaz offered MI not
C had not yet scheduled an appointment with her as treatment for Ms. C’s FMD, but rather as an
physical therapist or psychotherapist. opportunity for Ms. C to discuss the impact of the
Dr. Diaz again reviewed the diagnosis of FMD disorder on her life, to explore her own reasons
and proposed a physical therapy and psychother- for seeking treatment, and to take ownership of
apeutic treatment plan. However, Ms. C was plans for therapy. Dr. Diaz asked Ms. C how her
unable to concentrate on the neurologist’s words. tremor and gait difficulties affected her life.
“I’ve got a terrible headache. I… I… hear glass “Well, my mom and dad have to watch me all the
breaking”. She fumbled to retrieve and open a time in case I fall. They’re both getting old and
bottle of acetaminophen from her purse. As Dr. my dad is out of breath a lot”. Dr. Diaz responded:
“Because of your functional movement disorder,
your parents have to provide care for you, when
B. Tolchin (*) you feel that you should be providing care for
Comprehensive Epilepsy Center, Department of
Neurology, Yale University School of Medicine, them in their old age”. This was an MI technique
New Haven, CT, USA of “complex reflection,” in which the interviewer
Epilepsy Center of Excellence, Neurology Service, explicitly states ideas implied by the patient.
VA Connecticut Healthcare System, Ms. C became much more actively engaged in
West Haven, CT, USA the conversation and eagerly explained that her
e-mail: benjamin.tolchin@yale.edu movements left her unable to work or drive, and
S. Martino dependent on her parents for money, shelter, and
Department of Psychiatry, Yale University School of transportation. She discussed her parents’ grow-
Medicine, New Haven, CT, USA
ing frailty and her own feelings of guilt that she
Psychology Service, VA Connecticut Healthcare was not caring for them and was burdening them
System, West Haven, CT, USA
in their old age. Dr. Diaz responded, “it sounds weekly sessions of both treatment modalities. In
like your parents give you a lot of care and atten- fact, Ms. C canceled, rescheduled, or no-showed
tion around the movements, which you greatly nearly half of her weekly sessions. Nonetheless,
appreciate, and you worry that this is burden- after 4 months of physical therapy and psycho-
some to them at a time when they really need your therapy Ms. C was able to walk reliably without
help”. This reflection of the patient’s words is a walker or cane and became a volunteer at an
“double-sided” in that it emphasizes Ms. C’s animal shelter – her first work outside the home
self-stated reasons for behavior change, while in 4 years.
also acknowledging with less emphasis the
parental affection and assistance that Ms. C was
receiving because of her FMD. Her headache Introduction
and tinnitus did not manifest during this
conversation. Patients with functional movement disorder
At this juncture, Dr. Diaz summarized Ms. C’s (FMD) and other functional neurological disor-
expressed need to eliminate the FMD in order to der (FND) subtypes can benefit from specific
care for her parents and asked her about what therapies, particularly psychotherapies and phys-
steps she might take to meet this need (a “key ical therapy, but often struggle to engage in and
question” or attempted transition from evoking adhere to treatment, especially over long dura-
change talk to planning for change). Ms. C imme- tions [1, 2]. Poor clinician training in FND and
diately clutched her head and reported again the communication techniques resulting in subopti-
sound of breaking glass. This response poten- mal explanations of FND, intense stigma, and
tially communicated her insufficient readiness to patients’ own ambivalence about the diagnosis
begin planning. Dr. Diaz backtracked and may all contribute to poor and gradually declin-
reflected again Ms. C’s description of the impact ing adherence and engagement. Helping patients
of the FMD on her parents and her life. With this with FMD to implement and sustain psychother-
move away from concrete planning, the symp- apy and physical therapy is critical for improving
toms of headache and tinnitus again resolved, their treatment outcomes and quality of life.
and Ms. C could re-engage in the conversation. While treatment adherence for chronic illness
Later in the visit, with Ms. C’s permission, Dr. involves many factors, such as patient demo-
Diaz returned to the planning process, this time graphics, treatment complexity and side effects,
focusing on a specific, measurable, achievable, and availability of social and environmental sup-
relevant, and time-limited (SMART) goal of try- ports [3], an important strategy to promote adher-
ing an initial session of physical therapy and an ence is to activate the patients’ motivation to
initial session of psychotherapy within the next 2 self-manage their disorder [4].
weeks. Dr. Diaz introduced this goal using an This chapter describes an approach for
ask-tell-ask structure, in which Dr. Diaz asked enhancing patients’ motivation for change
the patient’s permission to offer a suggestion, called motivational interviewing (MI). MI
then described the physical therapy and psycho- increasingly is being used in health care set-
therapy options and potential benefits as reported tings to counsel patients with chronic dis-
by other patients with FMD, and then asked for eases, including FND [5, 6]. The chapter
the patient’s thoughts on that suggestion. When reviews the theoretical reasons and evidence
reframed in this way, Ms. C was able to embrace to support the use of MI for improving self-
a time-limited trial of mindfulness-based psycho- management and treatment adherence among
therapy as her own plan for treatment of her patients with FND, and gives an overview of
FMD. the basic principles and techniques of MI,
Following MI, Ms. C attended both a physical concluding with recommendations for learn-
therapy and mindfulness-based psychotherapy ing MI.
session and at that point agreed to participate in
18 Motivational Interviewing for Functional Movement Disorder 225
sis design to intentionally increase or decrease ence was 34% and the number needed to treat
the amount of change talk, with success [30]. with MI, to convert one participant from non-
This finding suggested that even within the adherent with psychotherapy to adherent with
absence of other MI skills, evoking change talk psychotherapy was 2.9. Participants randomized
specifically may be a critical strategy for any to receive MI experienced a 76% reduction in
behavior change intervention. functional seizure frequency at 16-week follow-
up, as compared to a 35% reduction in functional
seizure frequency in the control arm, with a
Applications in Functional Cohen’s d of 0.59 (medium effect size).
Movement Disorder Participants randomized to receive MI experi-
enced a 7-point improvement on a 40-point qual-
Ambivalence, non-adherence, and non-ity of life scale, compared to a 2-point
engagement with treatment have been noted as improvement on the same scale in the control
obstacles to treatment in FND, including both arm, with a Cohen’s d of 0.60 (medium effect
FMD and functional seizures (also known as psy- size). These findings are consistent with prior
chogenic nonepileptic seizures) [1, 2]. In patients studies demonstrating improved treatment
with functional seizures, non-adherence with adherence and outcomes when MI is used to
psychotherapy is associated with higher func- enhance adherence with psychotherapy and
tional seizure frequency, worse quality of life, medical therapies in other patient populations
and greater emergency department utilization at [32, 33].
12–24 month follow-up following diagnosis [31]. Common obstacles encountered in providing
The benefits of MI for patient populations ambiv- MI to patients with FND include somatic symp-
alent about treatment attendance has informed toms distracting from clinician-patient communi-
the clinical use and study of MI in the treatment cation, patient ambivalence about making
of patients with FND [11]. concrete plans for treatment, and frequent psy-
Although MI has not yet been studied in the chiatric comorbidities [6]. Strategies for over-
treatment of FMD, there is preliminary evidence coming these obstacles include the use of
it is effective in enhancing adherence with psy- complex reflections to enhance patient engage-
chotherapy and other treatments among popula- ment, the use of an ask-tell-ask format to convey
tions with high levels of non-adherence, information, close collaboration between neurol-
including among patients with FND. A single ogy and psychotherapy teams, and specific, mea-
center trial randomized 60 participants with surable, achievable, relevant, and time-limited
functional seizures either to receive a single ses- (SMART) goals to facilitate treatment planning.
sion of MI from a neurologist in a multidisci- Further research is needed to examine the effi-
plinary FND clinic prior to referral to cacy of MI in enhancing adherence and engage-
psychotherapy (29 participants) or to be referred ment with treatment among patients with FMD
directly to psychotherapy (31 participants) [5]. and to identify obstacles and facilitators to MI in
The two study arms were well matched in terms this specific patient population.
of demographic characteristics, psychiatric
comorbidities, and FND characteristics. In the
study, MI targeted a behavior change of increased What Is Motivational Interviewing?
engagement with subsequent psychotherapy.
Participants randomized to receive MI prior to Miller and Rollnick define MI as “a collabora-
psychotherapy had better adherence with psy- tive, goal-oriented style of communication with
chotherapy, a greater reduction in functional sei- particular attention to the language of change. It
zure frequency, and a greater improvement in is designed to strengthen personal motivation for
quality of life at 16-week follow-up. The abso- the commitment to a specific goal by eliciting
lute risk reduction in probability of non-adher- and exploring the person’s own reasons for
18 Motivational Interviewing for Functional Movement Disorder 227
change within an atmosphere of acceptance and These interventions shared a harm reduction
compassion” [34]. The approach is grounded in approach in that they aimed to help patients move
humanistic psychology, especially the work of toward reduced drinking to lower risks rather
Carl Rogers, in that it employs a very empathic, than to automatically advocate for total absti-
non-judgmental style of interacting with patients nence as the only acceptable goal. As applied to
and presumes that the potential for change lies the management of FMD, the harm reduction
within everyone [35]. MI is distinct from nondi- stance of MI implies that the aim of MI is to help
rective approaches, however, in that providers patients prepare themselves to make changes in
intentionally attend to and selectively reinforce any behaviors that might positively impact their
patients’ motives that support change [34]. The FMD. While patients with FMD do not exercise
elements of (1) partnering with patients, (2) non- conscious control over their disordered move-
judgmentally accepting their stance, (3) showing ments, MI has the potential to enhance engage-
compassion, and (4) evoking the patients’ own ment with therapeutic interventions, such as
arguments for change collectively represent the psychotherapies and physical therapy.
spirit of MI. Over the course of the interview, Determining what areas matter most to them (e.g.
providers help patients identify change-oriented regaining mobility, being able to care for their
motives, elaborate upon them, and resolve ambiv- children), which areas they believe they can
alence about change. If successful, patients change (e.g. participating in physical therapy,
become more likely to commit to changing their exercising regularly), and what goal to achieve
behaviors and initiating a change plan. (e.g. walking for 30 min every day for 2 weeks) is
MI is best construed as a “conversation about more important than pushing them to commit to
change” that is designed to strengthen personal something they may not want to or feel able to
motivation and commitment to change [34]. In achieve, even if full adherence would have obvi-
this regard, MI often is discussed within the con- ously better health outcomes.
text of the Stages of Change model by James Implied in the above discussion is that MI is
Prochaska and Carlo DiClemente [36]. The behaviorally specific and has direction. This
Stages of Change model posits that behavior means that providers need to be clear about what
change occurs sequentially across recurring it is that they are trying to motivate patients to do
stages. The earlier stages include precontempla- or to change. Motivation for change in one area
tion (patients are unaware or do not believe there does not guarantee motivation for change in
is a problem or need to change it), contemplation another (e.g., a patient may commit to physical
(patients are ambivalent about recognizing a exercise, but not be willing to engage in psycho-
problem and shy away from changing it), and therapy). Each behavior may require a separate
preparation (patients are ready to work toward motivational enhancement process.
behavior change in the near future and develop a
plan for change). The later stages include action
(patients consistently make specific changes) and Four MI Processes
maintenance (patients work to maintain and sus-
tain long-lasting change). Tailoring treatment There are four processes that comprise MI: (1)
strategies to achieve stage-related tasks is a hall- engaging; (2) focusing; (3) evoking; and (4) plan-
mark of this model (e.g., conducting a cost- ning, with processes often overlapping with each
benefit analysis for someone contemplating other (Table 18.1).
change). MI naturally fits into the Stage of Miller and Rollnick define engaging as, “the
Change model in that it can be used to help move process of establishing a mutually trusting and
patients from one stage to another, especially in respectful helping relationship” [34]. In the
the early stages of the model. engaging process, the provider seeks to establish
MI emerged out of early efforts to establish a partnership by facilitating the patient’s story
brief interventions for alcohol problems [12]. using fundamental MI strategies (e.g., open-
228 B. Tolchin and S. Martino
ended questions and reflections). In doing so, tance and confidence related to making changes
patients can share their perspective, and rapport using a numeric scale, and (4) engaging the
is cultivated within the clinician-patient dyad. patient in a decisional balance activity to explore
Focusing is “an ongoing process of seeking the benefits of change and the costs of not chang-
and maintaining direction” by identifying areas ing [34]. These strategies can be used in tradi-
for exploration in treatment [34]. These areas are tionally briefer medical encounters and applied
determined through a combination of the patient’s by members of the patient’s interdisciplinary care
goals (e.g. regaining mobility), the setting (e.g. team, making them ideal for multi-specialty
the neurologist’s office), and the clinical exper- settings.
tise of the provider (e.g., improving anhedonia Finally, the last process is planning, where the
that is interfering with treatment engagement). patient identifies a self-prescriptive behavior
Listing agenda items on paper and helping the change goal. It is described as “developing a spe-
patient prioritize them is a hallmark strategy used cific change plan that the person is willing to
to focus the interview on specific behavior change implement” [34]. Often, a patient is ready to tran-
targets (see section “Other Useful Strategies” sition to planning when the frequency of change
below). talk has increased and indicates the patient is ready
Evoking is the third process in which the pro- to prepare for change. This includes expressing
vider tunes into the patient’s language that favors commitment to change, activation or readiness
change (‘change talk’) and applies strategies to around change (e.g., pondering potential options
generate change talk if not readily offered by the to facilitate change), and taking initial steps to ini-
patient. There are several ways for providers to tiate behavior change. During this stage, providers
evoke change talk as outlined by Miller and assist patients in setting the change plan which
Rollnick including, but not limited to (1) eliciting includes anticipating obstacles, identifying sup-
what the patient knows, providing information, portive others, and reaffirming their commitment
and eliciting the patient’s reactions to the infor- to change. If the patient voices ambivalence during
mation, (2) using open-ended questions and the planning process, providers explore it rather
reflections to further change-oriented discourse, than pushing to complete the plan when the patient
(3) assessing and exploring the patient’s impor- has backtracked motivationally.
18 Motivational Interviewing for Functional Movement Disorder 229
Direct Methods to Evoke Change Talk Commitment statements convey the stated
intention to change (“I’m going to start physi-
Direct methods for evoking change talk hinge on cal therapy by the end of the month”).
the capacity of health care providers to recognize Activation statements indicate how patients
how patients talk about change [34]. Change talk are getting ready to change (“I’m going to call
is embodied in the acronym DARN-CAT and schedule my first physical therapy
(Table 18.2). appointment right after I leave here”).
DARN (desire, ability, reasons, and need) is Statements about taking steps to change are
sometimes referred to as preparatory language in the strongest demonstration of commitment in
that these statements are motivational factors that that the patients have put their words into
prepare patients to commit to change [37]. Desire action and are reporting these early efforts to
statements indicate a clear wish for change (“I the provider (“Instead of going home and
don’t want my functional movement disorder to watching TV after work, I went to the gym and
get worse”). Ability statements indicate patients’ exercised”).
beliefs that they can change, given their skills and During the interview, providers identify the
available resources (“I used to swim, and there’s extent to which patients express motivation in
a YMCA in my town that I could go to”). Reason each of these areas, use their fundamental skills
statements note the benefits of change and the to support and develop patients’ change talk and
costs of not changing (“I will feel better” or “If I have them elaborate further, and in a goal-
stop drinking soda, I might get my weight under oriented fashion, directly attempt to evoke moti-
better control”). Need statements underscore how vation for change. MI offers multiple techniques
the problem behavior interferes with important for these purposes. Some options are described
areas of an individual’s life and how changing the below:
behavior would likely improve matters (“I don’t
want to lose my job” or “I want to teach my kids 1. Evocative questions – directly asking open-
how to live a healthy life to prevent this from hap- ended questions to elicit change talk (e.g., “In
pening to them”). what ways do you think you can better man-
CAT (commitment, activation, taking steps) age your functional movement disorder?”
represents statements that suggest patients are [evoking ability to change] “How would
mobilizing themselves for change. things be better for you if you followed the
recommended exercise plan?” [evoking rea-
sons to change])
Table 18.2 Change Talk Categories: DARN-CAT
2. Readiness rulers – asking patients to rate
Category Definition
themselves from 0–10 about the importance
Desire Statements that indicate a clear wish for
change of and their confidence in changing a specific
Ability Statements that indicate patients’ beliefs behavior related to their FMD and following
that they can change up with evocative questions designed to elicit
Reason Statements that note the benefits of change talk (e.g., “How come you said a 5
change and the costs of not changing
rather than a 0?” “What would it take for you
Need Statements that underscore how the
problem behavior interferes with to go from a 5 to a 6?”)
important areas of a patient’s life and 3. Looking forward – asking patients open-
how changing the behavior would likely ended questions to look to the future at some
improve matters time interval (e.g., 1 year from now) and con-
Commitment Statements that convey a patient’s
intention to change
sider where their lives might be headed with
Activation Statements that indicate how patients are and without healthy lifestyle changes
getting ready to change (attempting to reveal potential reasons or need
Taking Steps Initial demonstration of behaviors that to change to enhance the importance of
would support change change).
18 Motivational Interviewing for Functional Movement Disorder 231
4. Exploring goals and values – inquiring about wish to recommend that a patient meets with a
what matters most to patients (e.g., being a physical therapist. Instead of providing the rec-
good parent or available grandparent, inde- ommendation in an unsolicited manner, the pro-
pendence) through reflections and open-ended vider would first ask the patient about his or her
questions and exploration on how the targeted past experiences with physical therapists and
behavior fits with these goals or values (e.g., then, with permission, talk about how a physical
“The thought of being tethered to a dialysis therapist might be helpful to the patient and con-
machine is unacceptable to you. How would clude by getting the patient’s reaction. This tech-
being more physically active affect your level nique promotes collaboration and reduces the
of independence?”). chance that patients experience clinicians as lec-
5. Past successes – exploring past periods when turing or telling them what to do.
patients were successful in some areas and Use of a decisional balance activity (i.e.,
how they might import these experiences into exploring the costs and benefits of changing and
their current circumstances (“It’s great that not changing) is common in MI [34]. By strategi-
you were able to control your tremor in the cally eliciting more reasons for change and, to
past. What helped you be successful then? the extent possible, resolving reasons to remain
How can those strategies work for you the same (e.g., identify some healthy foods that
again?”) taste good and are affordable), a clinician might
help the patient tip the balance toward change.
However, it is recommended that the use of deci-
Other Useful Strategies sional balances be applied with caution. Miller
and Rose found that that use of decisional bal-
The management of FMD typically requires ances with clients who were ambivalent ulti-
simultaneous attention to several behavioral mately decreased the decision to change [38].
issues (e.g. exercise, adherence with psychother- They suggest that the use of decisional balances
apy, adherence with physical therapy, adherence be reserved for patients who have already decided
with antidepressants or other medications), and to change, in whom use of this strategy can
this reality often is overwhelming to patients and strengthen their commitment. They recommend
clinicians during any one appointment where other evocation strategies, like some of the direct
time is limited. Clinicians can use a simple methods described above, as potentially more
agenda setting chart in which they record the per- effective in resolving ambivalence.
tinent behavior change issues on paper and have Another important skill is how to gauge
patients indicate which of them they want to dis- patients’ readiness to change and transition from
cuss during the interview [37]. the evoking process to that of planning for
Education, advice-giving, and direction are change. Providers typically recapitulate what
commonplace in the health care settings, particu- patients have said, especially those statements
larly because clinicians often have a natural ten- that suggest how they are now ready to change.
dency to try to fix patients’ problems (referred to Following this summary, providers then pose a
as the “righting reflex”) [34]. When patients have key question to solidify commitment to change
not solicited professional input, however, they (“What’s your next step?” or “From what you’ve
may not be receptive to it. Instead, clinicians told me, how do you want to proceed?”). Miller
should ask permission to provide information or and Rollnick have used the analogy of a person as
advice and employ an elicit-provide-elicit (or a skier standing at the summit (assisted up the
ask-tell-ask) technique in which clinicians (1) mountain by the clinician) [34]. The key question
elicit from patients what they know about the provides a supportive nudge that helps the person
topic being discussed, (2) provide information as go down the mountain.
needed, and (3) elicit patients’ reactions to the Change planning is a strategy that clinicians
shared information. For example, a clinician may use to negotiate a plan with patients about how
232 B. Tolchin and S. Martino
they will change their behavior [34]. Critical to that if you do you might never get out of it”); and
this process is maintaining a patient-centered (4) emphasizing personal choice and control to
stance in which the plan is derived by the patient, assure the patients that it is they who determine
with the assistance of the clinician, rather than what they will do, not others (“physical therapy is
the clinician becoming prescriptive at this point. not easy, but it is manageable and you have a few
Clinicians ask patients to set their targeted behav- options about how to do it. We will work with
ior change goal (“I am going to walk at least a you to determine what the best way is to go about
block once a day”), describe steps they will take starting physical therapy, and ultimately it is your
to change (“I will walk in the evening before I eat decision”).
dinner”; “I will record my walking each day in Miller and Rollnick describe discord as
my exercise journal”), identify who might sup- “smoke alarms” or “a change in the air” to alert
port them and how (“I am going to ask my wife to providers that there has been a shift in the work-
review my exercise journal at the end of each ing alliance [34]. They describe patient behaviors
week”), anticipate obstacles (“it’ll be hard to such as defending themselves through external
walk outside when it snows”), and reaffirm their blaming or justification, squaring off with a pro-
commitment to the plan. If during the process of vider (i.e. “You don’t care, don’t know, have no
mobilizing their commitment, patients become idea, etc.”), interrupting, and disengaging from
uncertain again (the cold-feet phenomenon), the the conversation as examples of discord. When
clinician reflects this ambivalence rather than try- using MI, a provider avoids a confrontational,
ing to press through it and provides another authoritative, warning, or threatening tone (all
opportunity to revisit the plan in the current meet- inconsistent with MI), which might cause the
ing or at another time. Being in a hurry to com- patient to become even less engaged in treatment
plete the plan when patients are not ready is a [37]. These behaviors can originate from the
common trap into which clinicians fall. patient, well before the visit begins, or discord
can arise during the visit (often unintentionally
provoked by the provider). Provider behaviors
Handling Sustain Talk and Discord such as using labeling language (e.g. psycho-
genic, alcoholic, psychotic), disagreement over
Sustain talk conveys the patient’s motivations to which behaviors to focus on, over-correction of
not change behavior [34]. The patient may offer patient’s beliefs and perspectives about change,
reasons for maintaining the behaviors (“using a and prematurely pushing toward planning can
wheelchair makes getting around so much easier generate discord within the interaction. Strategies
and safer”) or the difficulties of trying to change for navigating discord include affirming patient’s
them (“the pain is worse after I do physical ther- strengths and effort, which can attenuate defen-
apy”). Sustain talk in this context informs provid- siveness. Additionally, shifting the focus of the
ers about dilemmas faced by individuals, thereby conversation away from the activating topic can
providing opportunities for addressing obstacles bring patient and provider back in sync on their
to change. Some strategies for skillfully handling shared goals for treatment.
sustain talk include: (1) simply reflecting the sus-
tain talk to show empathy and better understand
the issue (“you feel unsafe trying to walk without Learning Motivational Interviewing
the wheelchair”); (2) amplified reflections to
determine the degree of commitment to a discor- Techniques for training clinicians in MI are evolv-
dant statement (“doing physical therapy just isn’t ing. The most popular approach has been the use
worth it”); (3) double-sided reflections to pair the of multi-day workshops. Research on the effec-
sustain talk with other things said that favor tiveness of MI workshops (expert facilitated didac-
change, thereby introducing some ambivalence tics and skill-building activities delivered in a
back into the conversation (“you want to keep group format) shows clinicians consistently
using the wheelchair for now, but you’re worried improve their attitudes, knowledge, and confi-
18 Motivational Interviewing for Functional Movement Disorder 233
dence in MI, but immediate skill gains resulting providers to conduct MI proficiently. The popu-
from the training diminish within a few months. A larity of MI continues to grow and the health care
meta-analysis of MI training studies showed that field remains challenged to study if and how it
the addition of approximately monthly post- works within its new applications, such as for the
workshop supervisory feedback and coaching ses- management of FMD, and to ensure that provid-
sions over a 6-month period was sufficient to ers implement it with integrity to improve treat-
sustain workshop training effects [39]. Others ment outcomes. The FND community should
have found that coaching MI trained clinicians on learn how to apply MI techniques in FMD clinics
their skills throughout the intervention results in and treatment programs. Carefully done studies
greater beneficial effects, especially with MI inter- will then need to be done to document the impact
ventions to enhance treatment adherence [40]. of MI on a variety of patient outcomes.
Several provider performance rating scales
are available that can be used to reliably super-
vise MI practice in this manner [41–43]. This
approach to supervision is particularly impor- Summary
tant given that providers typically evaluate their • Motivational interviewing is a patient-
performance more positively than when the centered method of counseling that
same sessions are reviewed by their supervisors focuses on eliciting “change talk” (i.e., a
or independent judges [44]. Moreover, in the patient’s reasons for healthy behavioral
absence of supervision in MI, providers may be changes) and resolving “sustain talk”
more prone to initiate informal discussions (i.e., (i.e., expressed motivations to not
chat) about matters that are unrelated to their change).
patients’ treatment [44]. • Motivational interviewing relies on four
A variety of training resources exist to learn overlapping key processes: engaging
MI. These resources include textbooks, treatment the patient, focusing the topic of discus-
manuals, training videotapes, a supervision tool- sion, evoking change talk, and planning
kit, and an international training group called the behavioral changes.
Motivational Interviewing Network of Trainers. • Motivational interviewing employs fun-
Many of these resources are accessible at www. damental strategies such as open ques-
motivationinterviewing.org. tions, affirmations, reflections, and
summaries (OARS) to elicit change talk
and resolve sustain talk.
Conclusions • Patient non-adherence with treatment is
a common obstacle to treatment of
MI is a potentially useful adjunctive treatment for FND, including FMD, and is associated
addressing behavioral problems for motivating with worse outcomes.
patients with FND, including FMD, to adhere to • Motivational interviewing is effective in
various aspects of the complex psychological and enhancing adherence with psychother-
physical treatment regimens and other healthy apy, physical therapy, and other treat-
lifestyle activities that are important for these ments, as well as associated treatment
patients. There is some emerging evidence to outcomes, across a wide spectrum of
support its efficacy from one RCT in functional patients and disorders, including FND.
seizures, as well as a broad array of randomized • The combination of a multi-day work-
trials in other disorders. While the use of MI in shop followed by practice cases with
FND needs further study, it is likely to be a low supervisory feedback and coaching is an
cost and safe option for enhancing psychothera- evidence-based approach for learning
pies and physical therapy. MI has a clear set of and improving motivational interview-
principles and strategies that guide implementa- ing skills.
tion and substantial training resources to prepare
234 B. Tolchin and S. Martino
30. Glynn LH, Moyers TB. Chasing change talk: the cli- 38.
Miller WR, Rose GS. Motivational interview-
nician’s role in evoking client language about change. ing and decisional balance: contrasting responses
J Subst Abus Treat. 2010;39:65–70. to client ambivalence. Behav Cogn Psychother.
31. Tolchin B, Dworetzky BA, Martino S, Blumenfeld H, 2015;43:129–41.
Hirsch LJ, Baslet G. Adherence with psychotherapy 39. Schwalbe CS, Oh HY, Zweben A. Sustaining motiva-
and treatment outcomes for psychogenic nonepileptic tional interviewing: a meta-analysis of training stud-
seizures. Neurology. 2019;92:e675–9. ies. Addiction. 2014;109:1287–94.
32. Dean S, Britt E, Bell E, Stanley J, Collings
40. Zomahoun HTV, Guenette L, Gregoire J-P, et al.
S. Motivational interviewing to enhance adolescent Effectiveness of motivational interviewing interven-
mental health treatment engagement: a randomized tions on medication adherence in adults with chronic
clinical trial. Psychol Med. 2016;46:1961–9. diseases: a systematic review and meta-analysis. Int J
33. Palacio A, Garay D, Langer B, Taylor J, Wood BA, Epidemiol. 2017;46:589–602.
Tamariz L. Motivational interviewing improves 41. Forsberg L, Forsberg LG, Lindqvist H, Helgason
medication adherence: a systematic review and meta- AR. Clinician acquisition and retention of motivational
analysis. J Gen Intern Med. 2016;31:929–40. interviewing skills: a two-and-a-half-year exploratory
34. Miller WR, Rollnick S. Motivational interviewing: study. Subst Abuse Treat Prev Policy. 2010;5:8.
helping people change. 3rd ed. New York: Guilford 42. Martino S, Ball SA, Nich C, Frankforter TL, Carroll
Press; 2013. KM. Community program therapist adherence and
35. Waterman AS. The humanistic psychology–positive competence in motivational enhancement therapy.
psychology divide: contrasts in philosophical founda- Drug Alcohol Depend. 2008;96:37–48.
tions. Am Psychol. 2013;68:124. 43. Moyers TB, Rowell LN, Manuel JK, Ernst D, Houck
36. Prochaska JO, DiClemente CC. The transtheoretical JM. The motivational interviewing treatment integrity
approach: crossing traditional boundaries of therapy. code (MITI 4): rationale, preliminary reliability and
Krieger Pub Co; 1994. validity. J Subst Abus Treat. 2016;65:36–42.
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1992;1:25–37. sors, and observers. Psychoth Res. 2009;19:181–93.
Communication Challenges
in Functional Movement Disorder
19
Gaston Baslet and Barbara A. Dworetzky
concussion she suffered is the only reason she orders is contrary to evidence that qualify of life
developed symptoms and demands to be referred can be as impaired as in Parkinson disease and
to a “concussion clinic.” The clinician explains epilepsy [8, 9]. As a result, for instance, patients
that a skillful physical therapist will be able with functional seizures experience confusion
to help with her gait problems and will adapt and feel that their symptoms are being dismissed
the specific exercises based on her symptoms. or attributed solely to psychiatric factors [10].
Ultimately, she declines the referral and attends Both patients and clinicians arrive at a clini-
a “concussion specialty clinic” that refers her to cal conversation with backgrounds that need to
physical therapy. After 2 sessions, she calls the be considered. On the patient’s part, that back-
neurologist back to let her know that she received ground is informed by the relationship with the
“physical therapy for (her) concussion” and that health care system, such as the negative experi-
she is doing better now, but now wants to be eval- ences of patients with functional seizures with
uated for new-onset headaches. health care professionals [11]. On the clinician’s
side, there may be a bias of not thinking about
FND as a “legitimate” medical disorder, as is the
Introduction case with many other “medically unexplained
symptoms” [5]. Additionally, where, when and
Establishing a connection to patients through open who else is present when a communication takes
and empathic communication is the basis of good place can make a substantial impact on the out-
clinical practice [1]. The doctor-patient relation- come of the communication and the clinical out-
ship, if built on trust, is a therapeutic opportunity come in general.
that can be especially helpful for chronic and dif- Despite significant advances in the last decade
ficult to treat disorders [2]. Communication in a that have clarified aspects of the underlying
medical encounter can improve health outcomes pathophysiology of FND [12, 13], we have lim-
through a number of mechanisms: enhanced ited understanding about this condition compared
therapeutic alliance, increased social support, to many other neuropsychiatric disorders. This,
increased access to care, greater patient knowl- in part, is the result of having neglected FMD
edge and understanding, higher quality medical and other FND subtypes for decades, making this
decisions, patient agency and empowerment, and common condition understudied, and therefore
better management of emotions [3]. challenging to explain.
Functional neurological disorder (FND) can In this chapter, we discuss the different
be difficult for clinicians to explain to patients [4, patient, clinician and health care system factors
5] for a variety of reasons. For example, a sys- that contribute to challenges in the communica-
tematic review including 30 studies about func- tion between clinicians and patients with FMD
tional [psychogenic nonepileptic/dissociative] and other FND phenotypes. Within each sec-
seizures identified the most common perceptions tion, we will offer some solutions for clinicians
from approximately 3900 health care providers: on how to overcome the difficulties that impact
uncertainty about the disorder, the belief that communication. Most of these recommendations
symptoms are largely explained by psychiatric are based on our clinical experience (particularly
factors, mixed views about who is responsible for in working with patients with functional sei-
the patient, the belief that patients are challeng- zures). We will illustrate specific challenges by
ing/frustrating, and that the symptoms are voli- linking them to case vignettes where appropri-
tional and not as severe as other disorders such ate. Given the overlap and similarity between
as epilepsy [6]. In functional movement disorder FMD and other subtypes of FND [14], many ref-
(FMD), most specialists are concerned about erences are based on published work on FND in
missing another diagnosis [7]. The belief that general or specific subtypes such as functional
FMD or functional seizures are not severe dis- seizures.
19 Communication Challenges in Functional Movement Disorder 239
munication to the patient’s openness to accept Patients with FMD commonly present with
such content is more impactful than sharing all mixed FND symptoms, other functional somatic
the clinician’s knowledge about FMD at once, symptoms [27] (e.g., pain, fatigue), and symp-
even if conceptually correct. Initial discussions tom change or substitution over time [28]. In the
on the diagnosis of FMD are usually focused on case of patients with multiple functional bodily
“what” the diagnosis is based on rule-in signs. symptoms, the clinician is presented with the
Explanations regarding “why” an individual has challenge of deciding whether all phenotypic
a FMD are more nuanced and multifactorial and presentations should be jointly explained as part
in many instances the answer(s) may become evi- of the same disorder. This depends on each case:
dent as patients engage in their therapeutic jour- if the patient is ready to understand and accept
ney [23]. a comprehensive explanation that encompasses
As illustrated in Case Vignette # 1, many multiple symptoms, it will be helpful to pro-
patients develop FMD following a sentinel vide this integrated view, especially if the treat-
physical event such as a concussion, which may ment for multiple symptoms overlap. However,
lead to transient distressing symptoms [24, 25]. if the patient is convinced of a given symptom
Psychological and cognitive factors (such as being caused by a different, specific mecha-
somatic hypervigilance and health expectations) nism, forcing a new explanation for that sec-
lead to the development and reinforcement of ondary symptom can be perceived negatively
functional neurological symptoms [26]. People and can lead to more resistance to the primary
normally link events in time as causal, and thus FMD diagnosis. In this case, it would be pru-
patients develop narratives linking their functional dent to time those comprehensive explanations
neurological symptoms to the sentinel physical as the patient becomes more open to consider
event, which may not actually follow a direct them. For example, this can be important for
pathophysiological process. In the described patients with FMD and fibromyalgia. Additional
patient, the concussion itself does not lead to the functional neurological symptoms may also
development of functional gait directly, but rather directly impact the process of communication.
through a number of indirect biological, psycho- For instance, patients with functional cognitive
logical and social processes. The concussion can symptoms may not recall an important conver-
be identified, however, as a relevant precipitating sation about their diagnosis. In such cases, it is
factor within the context of a biopsychosocial relevant to anticipate this problem and address
formulation (see Chap. 3 for more details). We it proactively by providing written information
believe that explanations that are not physiologi- with a summary of the points discussed during
cally valid should not be reinforced, but also not the diagnosis delivery [29].
argued against. In such cases, it is best to put Some patients may react negatively to a diag-
etiological discussions aside and be pragmatic in nosis of FMD. They may feel dismissed and
terms of treatment recommendations. In our case angry. This is, in fact, well reported in functional
example, the patient only accepted treatment by a seizures and is considered a negative prognostic
“concussion” specialist despite the neurologist’s factor [30]. In such cases, clinicians should vali-
attempts to engage the patient, leading to a very date the patient’s feelings of rejection or aban-
sudden symptom improvement, potentially a pla- donment by reassuring them about the clinician’s
cebo (positive expectation) effect. The concern in ongoing presence and commitment through the
such cases is the possibility of other functional process of treatment. In some instances, patients
neurological symptoms (and related functional may feel anger to the point that they decide to
somatic symptoms) developing over time. For leave the clinician’s care. In such circumstances,
example, the patient’s headaches will need fur- patients should be told that they will be wel-
ther assessment and management. comed back if eventually they want to reconsider
19 Communication Challenges in Functional Movement Disorder 241
their decision to transition away from clinical recommendations on how to improve communi-
care at a given practice. cation with patients with FMD. We recommend
Pending litigation and pursuing disability clinicians not to engage into an emotionally-
benefits can also constitute a source of conflict charged debate with patients; this is usually coun-
for patients to accept the diagnosis of FMD, and terproductive. Rather, understand where patients
these factors can be linked to poor prognosis [31]. stand in the process of accepting the diagnosis
This may be a challenging topic to discuss with and allow an open discussion on how they feel
patients who feel disabled by their symptoms. about the diagnosis. To clarify any misconcep-
An open discussion of the literature on prognosis tions, it is helpful to ask patients to repeat an
can provide a more hopeful outlook if symptoms explanation back, so corrections can be offered
are viewed and diagnosis presented as poten- in real-time and clarifications discussed. Sharing
tially transient and treatable rather than causing handouts or brochures from educational (www.
permanent disability. Temporarily suspending neurosymptoms.org) or patient advocacy web-
pursuit of litigation or disability claims in favor sites (e.g. www.fndhope.org), and writing a let-
of engaging in treatment can be a fair compro- ter summarizing the discussed points [29] allow
mise for some patients. Additionally, it can be patients to rely on written information that is less
helpful to discuss transparently with patients that vulnerable to recollection bias. Reading about
the primary focus of the clinical encounters is to FMD also provides patients with the opportunity
work towards clinical improvement, making sure to continue a dialogue with their clinician as they
that the ratio of clinical discussions to disability understand more about their diagnosis and they
paperwork discussions slants towards treatment. further engage in their own recovery process.
That being said, prognosis in some patients may Encouraging patients to view some of the patient
be poor [32], suggesting that there may be a role testimonials found in the above websites can also
for applying for disability in some cases (while help with engagement.
ensuring that the overall clinical focus remains Table 19.1 summarizes many of the patient
on treatment participation). factors that can make communication challeng-
In addition to tips on how to overcome each ing with practical suggestions on how to address
specific challenge above, there are other general them.
Table 19.1 Patient barriers that can make communication challenging and practical suggestions for clinicians on how
to address them
Patient barriers Practical suggestions for clinicians
Overall suggestions to improve Understand patient’s beliefs and reactions about diagnosis.
communication with patients Ask patient to repeat explanations to clarify misconceptions.
Share educational resources.
Remain open to ongoing dialogue and questions.
Specific patient barriers
Diagnosis is new, never-heard Educate and reassure patients about how common FMD is.
of Provide written educational resources &/or websites to review; recommend that
patients return to discuss what they have learned.
Skepticism about diagnosis Expect and allow skepticism.
Be clear about your diagnostic certainty, including referencing “rule-in”
physical examination signs as the basis for the FMD diagnosis.
If starting treatment, postpone other medical testing and opinions to focus on
treatment.
Past traumatic experiences with Validate feelings regarding past experiences.
health care system Follow trauma-informed care principles.
(continued)
242 G. Baslet and B. A. Dworetzky
Table 19.1 (continued)
Patient barriers Practical suggestions for clinicians
Avoidance of discussion of Explore patient’s openness to discuss psychological factors.
psychological factors Present psychological and cognitive processing factors as
one of many contributing (predisposing, precipitating and perpetuating) factors
that may or may not be present.
Use “brain-based” terminology.
Follow trauma-informed care principles.
Attachment to purely somatic Do not agree with a knowingly incorrect explanation.
explanatory narratives Be pragmatic and focus on recovery plan.
Set aside etiological discussions for the moment (focusing early on the “what”
of the diagnosis rather than the “why”)
Contextualize physical factors as one of many possible contributing factors.
Multiple functional symptoms Explore patient’s readiness to understand the underlying common etiology of
and/or symptom substitution multiple functional symptoms.
Time comprehensive explanations for multiple symptoms as patient is able to
accept them.
Anticipate and problem solve other functional symptoms interfering with
treatment (i.e., provide written reminders in patients with cognitive complaints).
Negative emotional reactions Validate feelings.
(anger, dismissive) Remain available if patient tells you they plan to leave treatment.
Pending litigation or disability Openly discuss prognostic implications of these factors.
claims Discuss symptoms as transient and treatable for many patients.
Suggest temporary suspension of the pending claims while undergoing
treatment where appropriate.
FMD so that patients understand and are ready lished recommendations [40, 41]. Case Vignette
to engage with the recommended treatments. # 2 illustrates a clinician prescribing treatment
Closely associated healthcare system factors, that without an explanation, a missed opportunity to
may negatively impact clinical care in FMD, are actually engage the patient in treatment.
discussed later in this chapter. There is also the common situation of clini-
Many neurologists and other clinicians lack cians not feeling certain in making the diagnosis
knowledge and feel uncertain with FMD patients of FMD [40] or worrying about the legal rami-
[33], which affects their communication. Using fications if they are wrong. Movement disorder
conversational analyses, interactional challenges neurologists were queried and 64% preferred to
such as resistance or outright rejection of the order tests to rule out all possible conditions out
diagnosis were found between neurologists and of concern for missing a diagnosis [7]. These
patients with FND [34]. There is a delay in recog- worries are in contrast to the actual rate of mis-
nizing the disorder [35] which may in part stem diagnosis in FMD, as demonstrated by a longi-
from lack of knowledge of how FMD presents in tudinal study of functional limb weakness [32].
the early stages. Including FMD as a diagnostic Studies have shown that most patients want to
possibility early in the first encounter may allow understand what is wrong and how to get better,
neurologists to practice more open communica- and are less interested than physicians are in test-
tion, to lessen the need for unnecessary testing ing [42].
and additional consultations, and potentially Uncertainty is also demonstrated when FMD
decrease the duration of worry that each new is not clearly discussed and patients seek other
referral brings. Furthermore, for decades, there opinions to elucidate what illness is causing their
has been uncertainty and lack of consensus about suffering, such as in Case Vignette #2. New pos-
what to call the disorder [36, 37]. Other than for sible diagnoses are brought to light with each new
FMD and related FND presentations, clinicians clinical encounter and can readily add to the list
are comfortable generating an inclusive differ- of disorders that the patient often does not have.
ential for clinical symptoms and systematically Communication through body language, lim-
ruling out the most likely and most worrisome iting time with the patient, as well as language
disorders. Given how common functional neu- in the form of certain commonly used phrases
rological symptoms are, all clinicians, not just such as the symptoms are “due to stress”, “not
subspecialists, should be trained on how to make neurological” or “see a psychiatrist, I can’t help
and relay the diagnosis of FND. The common you” may send nontherapeutic and confusing
practice of trying to eliminate all other possible messages to patients who experience the symp-
diagnoses without mentioning the possibility or toms as physical. Analysis of transcripts of neu-
likelihood of FND [38] can erode the trust in the rologists communicating with patients with FND
doctor-patient relationship. This can be espe- indicates more hesitations in speech, fewer open-
cially problematic when the diagnosis of FMD is ended questions, and language that reveals the
finally conveyed and the clinician becomes unin- discomfort of the clinician [34].
terested in following up with their patient. Knowledge about how to discuss patient skep-
Uncertainty is also common within the ticism is important for clinicians to understand
medical system and medical charts. A Veterans when addressing FMD patients so that they can
Administration study reported that even for inform patients about their diagnosis, address
patients with confirmed functional seizures, concerns, and set expectations for treatment
neurologist notes still tended to use ambigu- and improvement. Education for clinicians to
ous language such as “thought to be” rather address some of the above-mentioned barriers is
than diagnostic of FND [39]. Even when FND a potential solution to many current communi-
is recognized early, many neurologists may feel cation challenges. There are excellent resources
uncomfortable [7] communicating the diagnosis for patients and clinicians on the website of the
and may not know how to do so, despite pub- new Functional Neurological Disorder Society
244 G. Baslet and B. A. Dworetzky
but clearly brain-based [45, 46]. Empathy and clearly defined roles for each health care pro-
relationship-building with patients can be taught vider can offer patients a sense of belonging to a
and may allow both clinicians and patients to feel care team while setting up realistic expectations
better about the encounters [47]. about treatment.
Clinicians may lack the necessary skills and Other solutions to widespread lack of skills
training to be able to explain the diagnosis of and training for FND include increasing evidence-
FMD effectively to patients without stigmatiz- based curricula and research support to improve
ing them, and may choose to avoid discussions communication skills and decrease the negative
when the explanation makes little sense to the attitudes toward patients with FND. This train-
patient or is at odds with the patient’s beliefs. ing makes use of the natural abilities of clinicians
The language that the clinician chooses when to engage patients in treatment as well as to set
communicating is important in order to engage appropriate expectations for improved func-
rather than offend the patient. Word choice tion which may be slow and require active par-
reveals clinician bias and may inadvertently ticipation on the part of the patient. Anticipating
send the wrong message. Offending patients by some of the common concerns that arise during
implying the disorder is not significant or that it conversations with patients with FND is help-
is not a true disorder happens outside of the con- ful for clinicians so they can be better prepared
scious awareness of well-meaning clinicians. In and more comfortable with good practices and
the absence of a neurologist trained to persist develop an open channel of communication when
in engaging patients in treatments for FMD, new worries arise. If testing is recommended, it
patients may continue to search for new subspe- is preferable for clinicians to communicate the
cialists without having a clinician responsible expected results of these studies, and when the
for coordination of care. Given how commonly patient should expect to receive results in order
FMD presents, this lack of coordination of care to decrease worry. There is an entire society
is likely responsible for a significant amount of devoted to communication in health care (www.
unnecessary health care resources. Taking the achonline.org) and there is evidence that skills
patient’s complaints seriously, explaining the and effective communication can be taught to
rationale for the diagnosis, and emphasizing the improve clinical outcomes [49].
expectation of improvement or even possibil- Table 19.2 summarizes many of the clinician
ity of reversibility are among the ways to use barriers that interfere with communication, how
explanation as a treatment and engagement tool they interact with patients’ reactions and practi-
for patients [48]. A team-based approach with cal solutions to overcome them.
Table 19.2 Clinician barriers that can make communication challenging and practical suggestions on how to address
them
Clinician barriers Associated patient barriers Practical suggestions for clinicians
Negative attitudes Perceived stigma Education to make clinicians aware of their own
implicit bias and cognitive errors
Uncertainty regarding Lack of public awareness of FMD Further training to develop diagnostic confidence
FMD diagnosis and FND more broadly
Lack of knowledge/ Sensitivity to “psychiatric” Training and practice in trauma-informed care
training in FMD language and what is being communicated
Concern about Not feeling believed Communicate to validate that the symptoms are
malingering real
Education on low probability of malingering in
FMD
Concern about Strong alternative views of Transparent and empathic communication
misdiagnosis (liability?) diagnosis
Not providing adequate Lack of trust in clinician/health Take the time to develop rapport and listen to the
time system patient; be curious
246 G. Baslet and B. A. Dworetzky
Encouraging participation or re-engagement in provider or family member with the patient pres-
work or school should always be favored, if fea- ent so that discussions are transparent. In many
sible, and discussed early. If the work or school respects, educating others about FMD should
environment is thought to reinforce the symptom, include similar content to the original diagnosis
precautions and changes will need to be instituted discussion with the patient and their immediate
so that symptoms do not escalate. Involvement of family members. Providing and sharing educa-
others (school, work) is time-consuming and not tional resources with interested parties represents
accounted for in our health care system. Usually another way of expanding awareness about FMD
the question “can I go back to work / school?” and other FND in general.
is presented in the last few minutes of a clinical Many health care systems lack the infrastruc-
encounter. We encourage clinicians to bring up ture necessary to support ongoing, collabora-
this topic early during the clinical encounter so tive and multidisciplinary work. However, this
there is plenty of opportunity to discuss a plan of is exactly what patients with FMD need. As
reintegration to work or school. Creating a shared evidence- based treatments become more com-
agenda at the start of clinic visits can also pre- monplace and outcomes are shown to improve,
vent important “action items” from being left to interest in early interventions could increase and
the end of encounters. The clinician needs to also resources could become properly allocated to sat-
consider the task of writing letters that explain isfy the need for coordination of care and mul-
the diagnosis (always with the patient’s input and tidisciplinary collaboration. An integrated and
permission), outline a gradual work or school stepped model of care (a system where the most
re-integration plan and recommend accom- effective, yet least resource intensive treatment, is
modations to account for the patient’s physical delivered first, only “stepping up” to more inten-
limitations and to allow treatment participation. sive services as required) has already been shown
Those who interact with patients in school and to help outcomes in other chronic medical condi-
work settings need to be educated on how to react tions [54]. While this has yet to be fully proven
to and manage symptoms; this may be particu- for FMD, there are many factors that suggest that
larly relevant in paroxysmal FMD that may cre- such models of integrated care [55], including a
ate confusion and question the need for urgent stepped care approach, offer great promise [56].
intervention. Communicating the diagnosis of FMD is a
The public knows little about FMD [53] and therapeutic skill that clinicians must be trained
media frequently publicizes “missed diagno- for, in a similar way that we are trained to per-
ses”, causing patients to worry about rare diag- form a lumbar puncture or interpret an MRI brain
noses, and clinicians to worry about being sued. scan. This is an important systems limitation as
Additionally, the diagnosis of FMD carries training programs tend to invest poorly on com-
stigma (despite the terminology change from munication strategies, especially in FMD. This
“psychogenic” to “functional,” which aimed to is a larger issue that requires a major shift in
reduce stigma). Some patients may not mind dis- priorities in medical training. The Academy
closure of an FMD diagnosis when the clinician of Communication in Healthcare teaches
discusses it with others, while other patients may relationship-centered communication and could
want the clinician to be as non-specific as pos- be an excellent resource for neurologists and
sible. Discussions with patients about the con- psychiatrists to incorporate into their training
tent of prospective discussions with others need programs.
to take place before the clinician reaches out to Table 19.3 summarizes the many system fac-
anyone who will be enlisted to help the patient. tors that can make communication challenging
One helpful way to improve communication with practical suggestions on how to address
is to use part of the clinic visit to call a given them.
248 G. Baslet and B. A. Dworetzky
Table 19.3 System barriers that can make communication challenging and practical suggestions for clinicians on how
to address them
System barriers Practical suggestions for clinicians
Overall suggestions to improve Share educational resources.
communication with others Review with patient any prospective discussions that will take place with others
(and try to involve the patient in those discussions when possible).
Specific system barriers
Skeptical families Educate families on FMD.
Be clear about therapeutic and non-therapeutic family behaviors that can impact
outcome.
Engage family members as treatment allies.
Disability status at work/ Proactively bring up this issue.
school Evaluate reinforcing behaviors in work/school settings.
Educate work/school about diagnosis with permission.
Prepare a plan that includes accommodations, gradual re-integration and
recommendations for management of symptom exacerbation/crisis.
Multiple clinicians involved Consider integrated, multidisciplinary care models.
in the care of the patient Maintain communication among all treatment providers and provide consistent
messaging.
Ask the patient to identify a “trusted” clinician as the main contact or “leader” in
the care system.
Primary clinician Educate as needed and offer open communication and stay connected with the
uncomfortable with FMD clinicians and the patient.
diagnosis and suggesting
more testing
Limited training in Training programs need to prioritize communication education with ongoing
communication feedback from experts.
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Developing a Treatment Plan
for Functional Movement Disorder
20
Mark J. Edwards
a likely “fight or flight” reaction. Treatment con- metaphorical pushing of the patient over the
sisted of specific physiotherapy treatment aimed edge, because fundamentally the neurological
at automatic activation of muscles with attention job is done. The clinical diagnostic expertise and
diverted away from her symptoms, occupational the expensive tests have given a conclusive ver-
therapy regarding pacing of activity, and psy- dict: there is not a neurological problem. This is
chology for cognitive behavioral therapy regard- the uncomfortable end of the road for many
ing depressed and anxious mood. The team patients with FMD, leaving them unable to
helped with negotiations with her employer access either specific treatment or even the basic
regarding her need for a break from work during standards of supportive management and care
recovery and then a phased return to work, with we would expect for all our other patients with
advice that she should try to reduce her hours of neurological symptoms [1].
work overall. Times are changing, slowly, and there is a
Motor symptoms improved rapidly, but fatigue growing realization and expectation that patients
remained a significant problem. Depressed mood with FMD are within the orbit of responsibility of
became more evident and following psychiatric neurologists [2], and that there are, in addition,
assessment she was started on an antidepressant specific treatments that can be of benefit [3]. As
medication alongside ongoing psychological outlined in Chap. 4 of this textbook, there is a
therapy. push for a clear framing of FMD and related
By 6 months after symptom onset she had FNDs as core neuropsychiatric disorders at the
returned to work 2 days per week. Over the next intersection of neurology and psychiatry. This
6 months she built up to 4 days a week at work. reframing acknowledges that physical health and
She was supported to explore alternative employ- mental health are closely intertwined, and as such
ment options, given that the physicality of care the psychologically-informed neurologist is a
work continued to cause a flare-up of symptoms core component of not only the diagnostic pro-
every few weeks. cess but longitudinal care as well. These changes
bring to the forefront the importance of consider-
ing how to plan treatment and services for
Introduction patients with FMD, in order to offer rational
access to useful treatment. Importantly, we also
The historical and modern medical literature on need to consider the wider question of how to
functional movement disorder (FMD), and best help patients with persistent symptoms
indeed functional neurological disorder (FND) despite treatment.
in general, has focused strongly on diagnosis.
This reflects a general neurological interest with
the process of diagnosis, but of course diagnosis etting Up a Specialized FMD
S
is not an end itself. It should instead be the gate- Service
way to management and longitudinal care. Even
in the setting of incurable neurological disease Healthcare services differ across the world,
without any specific medical remedies, there are affecting access to care and the kinds of treat-
basic standards of care that are part of normal ments that might be available. However, there
clinical practice. These include continued neuro- are some basic facts about FMD which are uni-
logical involvement, advocacy for social care versal. First, it is a common problem, accounting
and support, symptomatic medical treatment, for about half of those with FND (if you include
and physical and psychological supportive treat- weakness as an FMD which is our framing here),
ments. However, for patients with FMD, the and up to 20% of those attending specialist
diagnostic process often ends in a cliff-edge. movement disorder clinics [4]. This means that a
This cliff-edge represents the end of neurologi- specialist service for FMD has to have a way of
cal and indeed any medical involvement and the managing a high volume of patients at one time.
20 Developing a Treatment Plan for Functional Movement Disorder 255
Second, it is a disorder which is fundamentally needs to be taken into account when designing
quite hard to explain and understand. It is easier services for FMD.
to explain neurological symptoms on the basis of These universal properties of FMD are chal-
“brain lesions”, such as in stroke, multiple scle- lenges which an excellent service for patients
rosis or brain tumors, compared to a “network with FMD has to solve. The solutions to these
dysfunction” of a system of perception and vol- challenges might therefore be considered as
untary action which has a complex relationship essential structural supports in the building that is
with emotions and past and present physical/ an excellent FMD service (Fig. 20.1), acknowl-
mental health. It is perfectly possible to create edging that there are likely to be many ways to
good diagnostic understanding, but it does take design such a service. By managing patient flow
time, particularly in patients who have had a (high volume, presenting across multiple ser-
long journey through healthcare to receive a vices), creating good diagnostic understanding
diagnosis. This means that a way needs to be and trust, facing up to heterogeneity through
found to offer time and space for consultations good diagnostic skills and triage, and managing
with patients with FMD to support the develop- chronic care of patients with FMD we have the
ment of good diagnostic understanding, an essential supports for an excellent service for
essential pre- requisite of effective treatment. FMD (and by extension FND in general). Below
Third, it is a disorder that presents across multi- I will consider these themes in more detail to
ple services. Patients present to primary care indicate how they might be developed practically
physicians, emergency services (including stoke into a workable clinical service that can create
services), general and sub-specialty neurology good treatment plans for its patients.
services (remember that 15% of those with neu-
rological disease also have FND [5]), and other
medical and surgical specialties (particularly Managing Patient Flow
orthopedics and rheumatology). There is also
overlap with patients in chronic pain and post- eeping Some Patients Outside
K
concussive symptoms treatment programs. To of Highly Specialized Services
effectively capture patients with FMD across
different medical settings, an effective FMD spe- With a common illness such as FMD, it is of
cialist service has to have a long reach so that great importance to keep a proportion of patients
patients can be diagnosed and triaged into treat- outside of a specialist service, but at the same
ment effectively wherever they might present. time to ensure that their management is happen-
Lastly, patients are very heterogenous in their ing according to good practice recommendations
symptoms, co-morbidities, severity and outcome and that patients can easily move into (and then
with currently available treatments. This means out of) specialist services according to need. This
that a service needs to be able to generate an is akin to observations that not all patients with
accurate holistic view of the person with FMD migraine headaches can receive care in special-
and their problems and to triage effectively into ized headache clinical programs.
relevant treatment(s). It also needs to have a way People with mild symptoms may not need to
of continuing to help those who have persistent be referred into a specialist FMD service. For
symptoms in the long term. With our current example, a patient with an episode of functional
state of treatment (which is typically poorly leg weakness following a bad migraine which
available and given if at all after long delays in resolves over the course of a few days may be
diagnosis), about 40% of patients with FMD referred to neurology clinic following an atten-
remain with similar or worse symptoms in the dance at the Emergency Department. In this set-
long-term, and most of the remainder have some ting, and with appropriate assessment and
persistently disabling symptoms [6]. The chronic screening, the patient is likely to be managed
nature of FMD symptoms and co-morbidities very effectively with simple diagnostic explana-
256 M. J. Edwards
An Excellent Service
tion and advice and the provision of open follow who have had access to treatment within a spe-
up if symptoms recur. The key here is for neu- cialist service, but have not had benefit. Such
rologists in general to have support and training patients may be very anxious not to lose contact
in diagnostic assessment and explanation and with the specialist service even though no active
“red flags” in symptoms and co-morbidities treatment is planned at the current time. This is
which would suggest the need for onward referral often because of bad experiences previously
into a specialist FMD service. Indeed, there may within healthcare, and the fear of being aban-
be some situations where explicit labelling of the doned, without any access to advocacy regarding
problem as an FMD or FND more broadly is not their ongoing health problems. This is a difficult
needed and may be counter-productive. In some situation, but at the same time, a specialist ser-
patients there is a very clear situational trigger for vice can become overwhelmed by closely follow-
symptoms which can be best explained in a ing up a huge case-load of chronically disabled
narrative manner (potentially using a broad mind- people, where, in the right circumstances, sup-
body formulation), rather than with diagnostic port could be given within primary care.
labelling. For example, a person who has had a The aim of keeping some patients outside of
severely painful injury who develops shaking of the specialist service is so that the service itself
the affected part of the body lasting for an hour or can run in an effective manner without becoming
so may not really benefit from being told that overwhelmed by referrals and therefore progres-
they have an FMD. It might be best to explain sively less and less responsive to the needs of
how severe pain can trigger other responses in the patients with FMD. We expect a level of compe-
body, perhaps due to activation of autonomic tence across neurologists in diagnosing and man-
“fight or flight” systems, which then usually go aging a range of common conditions (e.g.
away once the pain improves. headache) without referring all patients into spe-
There is a more complex situation with regard cialist services. This should also apply to a pro-
to patients with an established diagnosis of FMD portion of patients with FMD.
20 Developing a Treatment Plan for Functional Movement Disorder 257
There are multiple solutions to achieving this 10% of people seen in acute stroke services have
in clinical practice. For example, we set up an FND [9]. Such services are used to rapid turnover
educational workshop for newly diagnosed of patients and are highly protocolized. Patients
patients with FND to which a neurologist who with FMD do not fit within these protocols and
had made and explained the diagnosis could refer therefore may not receive an optimal experience,
patients for further information about FND and often just discharged from the hospital even
its treatment before they saw the patient again for though they have persistent severe motor symp-
a follow up appointment [7]. The workshop got toms. A less common, but often dangerous, situa-
positive ratings from patients and family mem- tion is the presentation of patients with painful
bers and may have helped neurologists be more fixed functional dystonia to orthopedic services.
confident in delivering the diagnosis, knowing Indeed this syndrome may be triggered in the first
that they had some back-up for generating good place following an orthopedic operation or injury.
diagnostic understanding. Training for neurolo- If the correct diagnosis is not made, repeated
gists in diagnosis and diagnostic explanation [8], operations, casting and splinting may be tried,
easy availability of an FMD team member for sometimes with poor results [10]. Some patients
discussion about individual cases, responsiveness will go on to amputation of the affected limb
when assistance is needed (which builds confi- which can also lead in many cases to worsening
dence that if there was a problem the service symptoms [11].
would step in), and provision of information The solution here is one based on communica-
about community-based services to help support tion and training, meaning that the specialist
people with chronic symptoms are amongst a FMD service needs to be really embedded within
range of ways of helping patients to be success- other hospital services, offering responsive and
fully managed outside of a specialist service. The effective in-reach in order to assist with diagno-
key component of all of these interventions is the sis, diagnostic explanation and management.
building of confidence, skills and knowledge Once local pathways and protocols are in place,
amongst patients and healthcare professionals to conflict between services and patients is reduced
manage symptoms and providing a clear route to and it is more likely that patients will receive a
specialist advice when needed. timely well explained diagnosis and be able to
access effective treatment.
ple, making sure you have understood the full not be possible for all. Group workshops, as dis-
range of symptoms is an essential part of diag- cussed above, may be an adjunctive intervention
nostic assessment. Patients could be asked to here.
complete a symptom list prior to clinic to aid this It is important to recognize that there will be
process. Questionnaires can be used pre-clinic to some patients with FMD who, despite time and
assess quality of life, to record normal daily an explanation delivered as competently and sen-
activities, medication, mood and so on. However, sitively as possible, will not find the explanation
large numbers of pre-clinic questionnaires, par- convincing. They may remain of the opinion that
ticularly those asking about mood (and especially either the true diagnosis is still unknown, or that
trauma), may not be popular with patients and there is a specific other diagnosis which is the
may risk placing the consultation on the wrong correct one. In this situation, providing one has
foot before it has even started. Following the made efforts to appropriately try to deal with
appointment, written information handed out can concerns, perhaps even offering a second opinion
be useful as well as referral to online sources of from a colleague, it is important to end the clini-
support such as www.neurosymptoms.org. cal relationship in as therapeutic a manner as pos-
However, care is needed here too as a brief sible. First, it is not appropriate to refer such
labelling of the diagnosis and referral to a web- patients into treatment for FMD. One should not
site without further explanation is not likely to be be in the position of “pushing” FMD treatment
an effective way to communicate the diagnosis of onto a patient who has no belief in the diagnosis.
FMD (or indeed any diagnosis). Even very well Similarly, efforts to “convince” the patient about
supported referral to online resources after care- the diagnosis without some flexibility on the
ful diagnostic explanation should not be assumed patient’s part to be willing to explore a FMD
to be the only intervention needed. Even though diagnosis as an accurate formulation for their
this may be appreciated by patients and help to clinical picture can prove fatiguing for the physi-
improve knowledge and confidence in the diag- cian and, even more importantly, does not set the
nosis, information alone should not be expected appropriate therapeutic stage for potential treat-
to lead to improvement in symptoms on its own ments that are to come (where the patient plays
for most patients [12]. an important role in their own recovery). Second,
Scheduling the patient for a follow up appoint- it is important to communicate your diagnosis
ment, ideally soon after the original appointment, clearly in writing to the patient and to other doc-
may be an effective way to make sure the diagno- tors involved in their care. This serves an impor-
sis has been understood and to answer questions tant protective function, helping to avoid the
that have arisen – particularly in health care set- patient being given inappropriate treatment by
ting where the initial consultation time is limited. others. It also serves as a clear record of your
In cases such as this, the process of diagnostic diagnosis and your belief in the reality of the
explanation and treatment planning can be con- patient’s symptoms. This means that there cannot
ducted over a series of initial visits (being trans- be a claim from the patient or other doctors in the
parent with the patient about this approach can future that “Doctor X told me I had nothing
also be helpful). Follow-up visits may also be a wrong with me…”. Lastly, it is important, as far
more appropriate time to explore co-morbidities as possible, to terminate contact in a positive
and etiological factors using the biopsychosocial manner and with an invitation to come back
formulation (see Chap. 3 for more details) that again. This means that if the patient reconsiders
may or may not be relevant, including difficult at a future date they will have a route back in
topics such as past trauma. However, this also which has been given as an open and genuine
places extra demands on the service which may invitation [13].
260 M. J. Edwards
nitive rehabilitation programs may be the most the initial cohort study where this treatment was
appropriate option, and careful considerations developed where inclusion was much broader
need to be given to assess for sleep, autonomic found on average a 9-point change in the SF36
and psychiatric disorders amenable to specific physical function scale [21]. The subsequent ran-
treatments. Treatment planning for this group of domized study with more stringent criteria found
patients often requires a staged approach as out- on average a 19-point change in the same
come from engagement in traditional FMD reha- measure.
bilitation programs can be poor. If patients have
appropriately engaged but failed to benefit from
rehabilitation approaches, consideration needs to Triage and Co-morbidity
be given for offering chronic supportive care
rather than active treatment. This is a clear area in Patients with FMD can have a range of other
need for novel treatment development. problems including other neurological disorders,
Figure 20.2 gives an example of a randomized general medical disorders and psychiatric disor-
study that attempted to recruit 60 patients with ders. If diagnosis of these disorders is not priori-
FMD into either specialist intensive physiotherapy tized at the beginning of the pathway, then
or standard physiotherapy treatment [20]. In treatment that is decided upon may be ineffec-
order to find 60 suitable patients, over 200 were tive, and indeed direct harm can result from a
screened, with dominant pain and fatigue as well failure to identify and treat a more important
as untreated mood disturbance the key factors medical problem than the FMD.
leading to exclusion from this treatment. As an Overlap between FND and neurological disor-
example of the success of this triage approach, ders is common, with rates of about 15% reported
143 ineligible
57 dominant pain
50 psychological factors reguiring treatment
22 dominant fatigue
16 investigations incomplete
13 non-acceptance of the diagnosis
10 symptoms not causing disability
9 disability too great
60 enrolled 5 prominent dissociative seizures
4 unable to attend
3 aged under 18
1 did not understand English
60 randomised
Fig. 20.2 Example of patient triage into specialist physiotherapy for patients with functional movement disorder
(Diagram adopted with permission from Nielsen et al. 2017)
262 M. J. Edwards
in the literature [5]. FND can present as a pro- have difficulty in recognizing and labelling their
drome for the later development of another disor- emotional state [23]. This may mean that symp-
der (this has been reported in Parkinson’s Disease toms of underlying depression, anxiety and/or
for example [22]), or it may develop alongside an post traumatic stress disorder are relatively
established disorder. Dissecting the relative con- underappreciated and will not be identified
tributions of each disorder can be difficult, but it except with careful interviewing.
is very important, particularly where potentially Furthermore, there are a number of psychiat-
toxic or invasive treatments might be being con- ric diagnoses where physical symptoms are quite
sidered such as deep brain stimulation surgery for common. For example, physical symptoms are
Parkinson’s disease or immunomodulatory ther- commonly reported in people with schizophre-
apy for multiple sclerosis. Close working rela- nia, even when prominent psychotic symptoms
tionships between an FMD service and other such as visual and auditory hallucinations are not
neurology subspecialties are important here, present; we have encountered patients referred
including the use of a shared language with the for suspected FMD/FND who were somatically-
patient for discussing the FMD. preoccupied and did not meet criteria for FND
Patients with FMD may have other non- but rather were in the prodromal stages of a pri-
neurological diagnoses. A history of complex mary psychotic spectrum illness. Other individu-
medical illness in itself a risk factor for develop- als may have FMD, but there is an additional
ment of a FND. Some medical conditions result psychiatric diagnosis that is of much more impor-
from the FMD as secondary problems, for exam- tance in disability, such as a severe anxiety
ple the development of sleep apnea secondary to disorder, or obsessive compulsive disorder. In
weight gain caused by medications and loss of such cases, the FMD can be seen to be “driven”
mobility. There is no replacement here for careful by the underlying psychiatric diagnosis: this is
extensive history taking and keeping an open perhaps most often seen in the context of severe
mind on the cause of symptoms even if they are PTSD [24]. In all these situations, psychiatric
common in patients with FMD (e.g. fatigue). diagnosis and treatment advice is essential.
There is sometimes a fear amongst clinicians in This situation indicates the need for proper
“opening Pandora’s box” by re-investigating integration of psychiatric skills within the FMD
someone with an established diagnosis of team, ideally a neuropsychiatrist – although there
FMD. However, within a good clinical relation- are far too few “card carrying” neuropsychiatrists
ship and with a clear explanation of what the pur- to meet the clinical needs. Similar to the above
pose of investigations are, this need not result in comment of the need for neurologists seeing this
destabilization of the FMD diagnosis. Conversely, population to be psychologically-informed, psy-
the practice of automatically assuming that any chiatrists generally benefit from a component of
new symptom results from the FMD is a very increased neurological training where possible. It
dangerous one indeed. is also essential that this person is a team member
Psychiatric co-morbidity is clearly present in and not acting in isolation. Involvement needs to
many patients with FMD, occurring both as a be at the beginning of the process of triage: get-
secondary consequence of the personal impact of ting it right, diagnostically, at the beginning
symptoms and as pre-existing risk factors for the makes the process of treatment much more likely
development of FMD. Diagnosis of such prob- to succeed.
lems can be complex as patients with FMD may
be reluctant to discuss such issues, given fears
about their symptoms in general being dismissed Triage and Timing
as “just depression” and only being offered medi-
cal and psychological treatments for their mental I have discussed above the importance of recog-
health. There is also the complex issue of alexi- nizing and appropriately managing patients with
thymia in patients with FMD, where they may FMD who do not have any confidence in the
20 Developing a Treatment Plan for Functional Movement Disorder 263
diagnosis at this time. There are another group are still present at a similar level of severity, peo-
who are also very important to identify in triage: ple are in less distress and are participating more
those with severe symptoms who are not likely to in pleasurable activities.
benefit from intensive multidisciplinary rehabili-
tation at this time.
There is sometimes a view amongst health Triage: Getting It Right First Time
professionals that if a person with FND believes
the diagnosis, then there is no reason why they I have mentioned above how consultations with
should not get better. This is simply untrue: there people with FMD are often longer than those for
are many patients who have excellent diagnostic other conditions, and the need to find a way to set
understanding and excellent commitment to aside sufficient time to get the initial assessment
treatment who do not improve at a particular right. Getting triage right is similar – it needs
point in time. There is a related view which is time. Investing heavily in triage (in terms of time,
also often untrue, which is that if symptoms are expertise, and therefore healthcare costs) is
really severe, then the only treatment that is worthwhile as it prevents patients being directed
worthwhile is a really intensive multidisciplinary towards ineffective or inappropriate treatments.
program. This is an idea borrowed from medical In my own practice, the team are moving towards,
problems such as infection, where the more in a subset of patients who we judge to be more
severe the symptoms, the more intense the treat- “complex”, a period of extended assessment and
ment needs to be. therapy. This is conducted online or as an outpa-
Many people with FMD will remain with tient and involves a multidisciplinary team who
symptoms despite a belief in the diagnosis, com- work with a patient over a few weeks in a combi-
mitment to treatment and the provision of reason- nation of extended assessment, exploration of
able treatment. A specialist FMD service needs to goals/goal setting, and trialing some simple inter-
be mindful of this. There are likely to be many ventions (often related to fatigue management).
reasons why people do not improve with treat- We have found this approach to be useful in get-
ment, many of which remain unknown at this ting a better picture of the patient and their envi-
time. It may be possible to identify major main- ronment, something that is hard to achieve even
taining (perpetuating) factors that are present and in an extended outpatient appointment. This pro-
may be changeable over time within the context cess can also provide information on diagnosis
of the biopsychosocial formulation. For example, (for example relating to personality disorder or
some patients are in abusive relationships or have other psychiatric diagnoses that were not appar-
severe housing problems which, if improved ent on initial assessment), ability to engage with
(perhaps with help and advocacy from the team) the rehabilitation process, confidence in the diag-
might place them in a better situation to benefit nosis, and maintaining factors present in the
from treatment. For some people, illnesses such home and wider social environment, as well as
as personality disorder or treatment resistant making sure that patients who are suitable for
depression make FMD recovery more difficult. multidisciplinary rehabilitation are primed to get
This topic is explored in more detail in Chap. 30 the most out of the time they have in treatment.
of this book on overcoming treatment obstacles.
It is important, therefore, that triage takes a
holistic view of the patient, their difficulties and Chronic Care
their past attempts at treatment, in order to under-
stand what is the best advice to give at this time. FMD is a chronic condition for many patients.
I have found that for some patients, a shift of The hope is that with earlier diagnosis, better
focus from impairment-based to participation- diagnostic explanation and rapid access to appro-
based treatment and support can be very effec- priate evidence-based treatments, a majority of
tive. This may mean that even though symptoms patients will achieve long-lasting treatment suc-
264 M. J. Edwards
cess. However, we are a long way from this now, stepping up and stepping down between services
and even with the widespread implementation of is difficult to achieve in practice, but from the
optimal services for patients with FND, many perspective of patient care and experience it is a
patients are likely to have chronic symptoms. goal worth striving for.
It is important that an excellent FMD service
recognizes this and makes suitable provision for
such patients. Many patients with FMD are very hat Treatment Is Right for Whom?
W
reluctant to be discharged from specialist ser- A Broad Overview
vices. This is entirely understandable as they
have often had negative experiences in other ser- In the chapters that follow there are detailed
vices, and are concerned that if they are dis- descriptions of specific treatment approaches for
charged they will never be able to get support in people with FMD. Figure 20.3 gives a general
the future if they need it. scheme for an FND treatment pathway, with clear
The solution here is for there to be strong rela- diagnosis and diagnostic explanation at the
tionships between the FMD team and other ser- beginning, an “easy” triage of a proportion of
vices, particularly primary care and community patients direct into physiotherapy-led treatment
mental health and social care services. The or psychiatry/psychology services, and then a
optimal outcome is for there to be training and more complex group of patients who may benefit
support from the specialist service to allow others from specialist intensive multidisciplinary reha-
to take on the day to day management of patients bilitation, but where a further period of assess-
with FMD. The flip side of this is for the service ment is needed to make the best decision. The
to be rapidly responsive to a crisis situation (e.g. pathway has some provision for chronic care,
sudden worsening of symptoms, development of ideally in close collaboration with community
new symptoms) so that these can be rapidly eval- services, where patients can step out of and back
uated and advice given for treatment (including into the service depending on need. Within this
going back into the specialist service). This fluid broad overview there are a large number of unan-
Neurology-led
FMD Assessment
Clinic
Specialist
“Complex” Intensive
Multidisciplinary Rehabilitation
Assessment (day-patient or
• An opportunity for more
detailed assessment with
inpatient)
• Interdisciplinary
neuropsychiatry,
rehabilitation within a
neurophysiotherapy,
time-limited,goal-
occupational therapy,
orientated specialist
psychology and others in
program.
order to carefully triage
the patient into the right
treatment
Fig. 20.3 Example of a care pathway for functional movement disorder (FMD)
20 Developing a Treatment Plan for Functional Movement Disorder 265
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Psychological Treatment
of Functional Movement Disorder
21
Joel D. Mack and W. Curt LaFrance Jr.
the most studied psychotherapy across a variety decrease related anxiety and avoidance.
of neuropsychiatric conditions, including FND Prolonged exposure therapy techniques may be
[12, 19–21], and CBT principles have served as particularly useful for treatment of patients dually
the foundation for a myriad of specialized adap- diagnosed with FND and PTSD [14].
tations. Dialectical Behavior Therapy (DBT) is A third, parallel wave of humanistic-existential
an operationalized form of CBT originally devel- psychotherapies arose following World War II,
oped with the aim of improving emotion regula- with a basis in humanistic philosophy and goals
tion, distress tolerance, and interpersonal grounded in the pursuit of self-actualization and
effectiveness to treat borderline personality meaning in life, and an increased use of
disorder, but it has since been found to be useful mindfulness-based techniques. Mindfulness has
in treating a number of neuropsychiatric disor- been defined as “the awareness that emerges
ders, including FND [13], a group of patients in through paying attention with purpose, in the
which altered emotional processing is thought to present moment, and non-judgmentally to the
be a link between psychosocial risk factors and unfolding of experience moment by moment,”
functional neurological symptoms [22]. [15]. It is used in many forms of meditation and
Prolonged Exposure Therapy is a form of CBT specific psychotherapies developed around mind-
developed to treat Post Traumatic Stress Disorder fulness practices (Mindfulness-Based Stress
(PTSD), utilizing in vivo and imaginal exposure Reduction, Mindfulness-Based Cognitive
to traumatic stimuli to process trauma and Therapy), developed in the 1980s, have shown
270 J. D. Mack and W. C. LaFrance Jr.
efficacy across a range of psychological prob- [25] and manualized treatment of cognitive
lems [23]. It has been proposed that mindfulness behavioral therapy-informed psychotherapy
exerts its effects via changes in attention regula- (CBT-ip) [20], also referred to as Neuro-
tion, body awareness, emotion regulation, and Behavioral Therapy [NBT]) [26].
perspective on the self [16], each of which is In the follow up to Goldstein et al.’s pilot RCT,
thought to be abnormal in FMD [24]. the recently published conventional CBT + stan-
Although differentiation of psychological dardized medical care vs standardized medical care
approaches is useful for a contextual framework (SMC) alone RCT showed improvement in quality
and highlighting specific concepts and techniques of life with CBT and a reduction in functional sei-
in each school of psychotherapy, many zures at 6 months, but no difference at 12 months
psychotherapies (and psychotherapists) pull from compared to SMC [19]. Whether the benefits of
an eclectic mix of psychological approaches to psychotherapy for other FND subtypes can be
provide patient-centered treatments. An integra- extrapolated to FMD specifically is grounds for fur-
tive (holistic) approach uses a biopsychosocial- ther research, although FMD and functional sei-
spiritual framework and utilizes multiple zures have been shown to have clinical, phenotypic,
modalities to equip the patient with tools to and neuro-biologic similarities [27], and some psy-
address the past and present, addressing symp- chotherapy treatments have shown promise across
toms and schema, examining self, and interacting FND subtypes [28]. Optimal FMD outcomes will
with their social-cultural environments and exis- rely on psychotherapy not as a siloed modality of
tential concerns. care, but as a tool combined with physical interven-
tions in a multidisciplinary, integrated approach to
treating patients with FMD [29].
he State of the Evidence:
T
Psychotherapy in FMD
Cognitive Behavioral Therapy
The use of psychotherapy to treat FMD is sup- for FMD
ported by an accumulating body of evidence,
although studies to date have been limited by CBT-based therapies are the best-established
open-label, retrospective, or case-based designs treatment for mind-body disorders generally
and small sample sizes. The range of psychother- [30], have a strong evidence base in treating other
apy approaches and techniques used across FMD types of FND (e.g., functional seizures) [31], and
studies has varied, blurring the generalizability have been evaluated in FMD across a range of
and reproducibility of findings. Despite issues movement phenomenology. Despite unifying
with study design and uniformity of treatment principles underlying the provision of CBT, the
approaches, available data lay a foundation of multitude of techniques in the CBT “toolbox”
efficacy for FMD-psychotherapy interventions, can make for variability in the process of therapy,
and ongoing conceptual refinements in FMD but also allows for tailored interventions for indi-
phenotyping and neurobiology are informing vidual patients with FMD or related problems.
more nuanced, integrated, and consistent Manualized CBT interventions address the issue
approaches to psychological treatment of of variability and offer a uniform approach to
FMD. Study design issues have been addressed, CBT, and further development of manualized
to some degree, in treatment trials of other FND CBT approaches will play an important role in
subtypes, specifically functional [psychogenic multi-center trials and dissemination of CBT-
non-epileptic/dissociative] seizures, with psy- based FMD treatments to more practitioners.
chotherapy showing promise in pilot random- Espay et al. [9] showed markedly reduced
ized, controlled trials using conventional CBT tremor severity in an open-label trial of CBT for
21 Psychological Treatment of Functional Movement Disorder 271
15 patients with functional tremor, with remis- care [20]. The two groups treated with CBT-ip
sion or near remission of tremor (>75% reduction demonstrated a significant reduction in seizure
in tremor severity) observed in almost three- frequency, both with antidepressant (59.3%) and
quarters of subjects in the functional tremor CBT-ip alone (51.4%). Patients receiving CBT-ip
group. The CBT intervention consisted of 12 also showed improvement on measures of depres-
weekly, one-hour outpatient sessions, with the sion, anxiety, quality of life, and global function-
goal of helping patients identify how thoughts ing. LaFrance and Friedman [28] also
impact emotions that present as physical symp- demonstrated symptom improvement in a young
toms or behaviors, and the authors note a focus woman suffering from a 5-year history of func-
on thought monitoring, identifying cognitive dis- tional dystonia, who had complete resolution of
tortions, and thought restructuring consistent abdominal, arm, and facial dystonia following
with Aaron Beck’s model of cognitive therapy. the CBT-ip protocol, and she remained symptom
The investigators used a non-manualized free at 16-month follow up.
protocol, noting this allowed for tailoring the
An intervention based on Goldstein et al.’s
intervention to individual patients at the potential [25] manualized conventional CBT for functional
expense of increased variability. The improve- seizures was used to treat a group of 29 patients
ment in functional tremor following CBT was with FMD (mostly functional tremor) random-
also associated with a significant decrease in ized to CBT alone, CBT plus adjunctive exercise
anterior cingulate/paracingulate overactivity but (low/moderate intensity walking), or standard
no significant change in motor area activity on medical care [34]. Both treatment groups signifi-
fMRI, highlighting the role that emotion and cantly improved on measures of motor function,
attention centers of the brain may play in the gen- depression and anxiety relative to controls,
eration of functional tremor and providing the although there were no significant differences on
first published study utilizing neurobiological the same measures between the active treatment
imaging correlates to assess outcomes in FMD- groups. While the study failed to find beneficial
psychotherapy research. More work is needed to effect of adjunctive exercise on any outcome
disentangle neural mechanisms of psychotherapy measure, CBT was shown to be effective across
response, as well as baseline biomarkers predict- physical and emotional domains.
ing treatment response. Sharpe et al. [21] evaluated a CBT-based
While the CBT intervention in Espay et al. [9] guided self-help (GSH) intervention in a group of
was not manualized, it based treatment sessions 127 patients with mixed FND, some of whom
on a manualized protocol initially developed as had FMD. They found that the addition of GSH
CBT-ip used for functional seizures [32]. The to usual care improved subjective change in over-
12-session, workbook-based, time-limited all health (primary outcome) and presenting
Neuro-Behavioral Therapy equips patients to symptoms at 3 months compared to usual care
address adverse life experiences, negative core alone. While improvement in primary outcome
beliefs, cognitive distortions, maladaptive stress was no longer significant at 6 months follow up,
responses, and resulting somatic symptoms, with improvements in secondary outcomes including
the goal of treatment being positive behavioral change in presenting symptoms, less belief in
change, increased self-efficacy, and ultimately symptoms being permanent, greater satisfaction
improved seizure control [33]. Extending from a with care, and improved physical functioning
previous open-label, pilot trial [32], the benefit of were maintained. There was no therapist-
this therapy was further shown in a four-treatment provided CBT in this intervention, although there
arm pilot RCT for functional seizures, consisting was a maximum of four half-hour “guidance ses-
of: CBT-ip, CBT-ip with antidepressant medica- sions” provided by a clinician trained in CBT. The
tion, antidepressant alone, and standard medical authors cite the potential simplicity, feasibility,
272 J. D. Mack and W. C. LaFrance Jr.
can be adapted to address a range of psychologi- which are based in psychotherapeutic concepts
cal problems. Graham et al. [40] describe a case and speak to overlap across disciplines. A ran-
of a young woman with functional myoclonus domized, unblinded, study examining an inpa-
who experienced improvements in psychological tient, “adapted physical activity within a cognitive
flexibility, function, and mood, as well as near behavioural framework” intervention to treat 31
complete resolution of motor symptoms follow- patients with functional gait disorder showed
ing a six-session ACT intervention. Authors uti- improvement in ability to walk and quality of life
lize the case to demonstrate how unique features compared to a group of 29 untreated controls
of ACT may render it particularly useful in the [43]. Benefits were maintained at 12-month fol-
context of FMD. A follow-up case series by the low up. Symptom explanation was provided by a
same group [41] of 8 patients with various FND multidisciplinary team accompanied by an
symptoms including FMD showed “reliable explicit expectation of quick recovery, and treat-
improvements” in symptom-related functional ment consisted of daily adapted sports activities
interference and mood in around 50% (but statis- with positive reinforcement of function but not of
tically significant change in only 25% of patients). dysfunction. The authors acknowledged that the
study design did not allow for deciphering which
elements of the intervention accounted for thera-
I ntegration of Psychotherapy into peutic effects but pointed to further study of spe-
Multidisciplinary FMD Treatment cific effective treatment factors as a future
Models direction.
charged from the military with a diagnosis of was referred for evaluation in the movement dis-
“seizure disorder.” He had no prior history of orders clinic.
abnormal movements or seizures earlier in life. In addition to the above neurological observa-
He also experienced occasional migraine head- tions, evaluation by a movement disorders neu-
aches following the head trauma. His mother had rologist revealed a gait that appeared normal
bouts of headaches, fatigue and weakness, and upon a short walk into the exam room but was
thought he had heard “multiple sclerosis” men- slowed and cautious (“walking on ice”) with
tioned when he was young; there was no family astasia-abasia (non-economical compensatory
history of definitive neurological illness to his movements) when formally examined.
knowledge. A diagnosis of “functional movement disor-
In the few years following military discharge, der” was explained as a disorder of communica-
he saw neurologists in different locations and tion between his brain and body using a
had trials of anticonvulsant medications, none of “hardware-software” analogy, and core phe-
which provided benefit for jerking movements. nomenological features were demonstrated to the
He was taking topiramate “for the movements patient. While reluctant to fully accept the diag-
and headaches.” A psychiatrist diagnosed him nosis, S. voiced relief at having an explanation
with “tic disorder” and prescribed trials of halo- for his abnormal movements and to hear news
peridol, lorazepam and guanfacine, to which the that there would be continued follow-up and
patient admitted poor adherence, due to lack of helpful treatment options. He accepted recom-
benefit, although he felt lorazepam provided mild mended online educational resources and agreed
relief from anxiety. He described periods of to follow up with the neurologist and other mem-
decreased jerking movements as well as sponta- bers of the multidisciplinary treatment team,
neous remissions for as long as 2 months, specifi- including the clinic psychiatrist.
cally noting decreased symptoms during a 1-year
romantic relationship with a woman. When the
relationship ended (age 26-years-old), he experi- iagnosis as the Initial Step
D
enced abrupt re-emergence of severe symptoms in Psychotherapy
in multiple areas of his body. One whole-body
jerking event resulted in a fall to the ground while As discussed in Chap. 17 of this book, delivering
drinking alcohol socially with friends. He subse- the FMD diagnosis is the first step in the therapeu-
quently developed fear of falling (although with- tic process, and doing so in an empathic, confi-
out additional falls) and difficulty walking. dent and understandable manner is vital to
Ultimately, he was referred to a seizure monitor- facilitating subsequent treatment planning. Stone
ing unit for video-EEG monitoring, which et al. [44] recommend: taking the patient seri-
revealed normal awake EEG rhythms and no epi- ously, giving the problem a diagnostic label,
leptiform discharges despite capturing numerous explaining the rationale for the diagnosis, some
brief head, trunk and limb jerks, noted to be vari- discussion of how symptoms arise (i.e. hardware
able in quality, duration, and direction, without versus software analogy), emphasis on reversibil-
alteration of consciousness. His jerking limb ity, and effective triage for treatment. Despite his-
movements were also noted to be distractible to torical debate about FMD nomenclature, how the
mental tasks, would amplify when attention was FMD diagnosis is presented is as important as
drawn to them and demonstrated entrainment what you call it, with high patient confidence in
with volitional movements performed in other the diagnostic explanation being a positive prog-
body parts. Movements were not present during nostic factor [45]. It is important to have com-
sleep. Repeat brain MRI was also normal. He pleted relevant neurological/medical workup
21 Psychological Treatment of Functional Movement Disorder 275
prior to diagnosis so as not to leave room for and encourages the patient to view themselves as
unnecessary questioning of the FMD diagnosis, the agent of change in the therapeutic process, and
while also allowing for some degree of diagnostic ultimately increasing this sense of agency in
fluidity should evidence for an alternative diagno- regard to abnormal movements and life circum-
sis or relevant comorbidity come to light through stances is a goal of therapy.
longitudinal follow-up. An integrated diagnostic DSM-5 diagnostic criteria for FND relegated
approach involving both neurology and psychia- identifying the presence of a stressor as linked to
try will serve to bolster patient understanding and functional neurological symptoms to a clinical
confidence, and scheduling follow up with the note, not a required criterion because patients
diagnosing movement disorders specialist is may not acknowledge (or be aware of) “stress” as
important to display ongoing support and ensur- a contributing factor prior to psychotherapy, and
ing follow through with treatment plans. because some patients may also find it difficult to
readily share traumatic information in brief
encounters with clinicians [46]. O’Connell et al.
ho Is the “Right” Patient
W [35] defined a “psychological” explanation as
for Psychotherapy? “an information-processing account that invokes
attentional processes, attribution errors, and
Pursuing psychotherapy is about sending the behavioral avoidance and that acknowledges the
right patient for the right treatment for the right temporal relationships between symptoms and
indication at the right time [17]. Engaging a ‘stress,’ mood, anxiety, or dissociation.”
patient with FMD to initiate psychotherapy starts Demonstrating positive exam signs encourages
with the basics: a clear FMD diagnosis and a patient acknowledgment of aberrant attentional
patient open to psychological treatment. and behavioral aspects of abnormal movements,
Referring a patient who is adamantly resistant to and this acknowledgement may be adequate to
psychotherapy as a treatment is akin to prescrib- engage in psychotherapy even if a stressor is not
ing a medication to a patient who states they will initially identified.
not take it. [46]. Early stages of psychotherapy explore the
Acceptance of a psychological explanation for connections between past and present experi-
FMD symptoms has been shown to result in better ences, and temporal relationships between stress-
psychotherapy outcomes [35], but a requisite ors and symptoms may be realized as the process
motivation for change may be adequate to begin proceeds. Comorbid problems tend to be com-
to engage in the therapy process. The patient mon for patients with FMD, and factors such as
needs to have some buy-in that their own work in under-retreated (and under-recognized) mood
their recovery is a critical element in the therapeu- and anxiety symptoms, maladaptive personality
tic process (which is different from just taking a traits (for example, high external locus of con-
pill). For those who do not fully “buy in” to a psy- trol), potential financial gain, cognitive com-
chological explanation, other motivating factors, plaints, and current substance use disorder among
including a desire to decrease symptoms, improve other factors may be obstacles to the therapeutic
function, enhance well-being, or foster healthy process [17]. Those whose schedules are per-
relationships with oneself and others, can func- ceived as “too busy” due to life circumstances
tion as a starting point. Assessing locus of control, may have difficulty in therapy as the core thera-
the belief that one’s own actions (internal) versus peutic work lies in assignments (i.e. “home-
outside forces (external) impact outcomes in their work”) completed between sessions. This can be
life, is useful early on, as therapy both relies on a common predisposing vulnerability and per-
276 J. D. Mack and W. C. LaFrance Jr.
petuating factor, prioritizing the needs of many patients with functional seizures or “other func-
others in one’s life while under attending to one’s tional neurological symptoms” treated with a
own physical and emotional well-being. CBT-based group therapy intervention showed
promise in regard to feasibility and significant
improvements in measures of emotional well-
Who Provides Psychotherapy? being, as well as positive mean score in the
clinician-
rated (CGI) improvement scale [49].
Psychotherapists emanate from a wide range of Most recent FMD psychotherapy studies have
disciplines, typically including psychologists, been based on an outpatient model, although the
psychiatrists, social workers, licensed counsel- option to hospitalize for intensive treatment, if
ors, psychoanalysts, mental health nurses and available, offers the opportunity to engage in effi-
nurse practitioners. However, with appropriate cient treatment with regular access to the full
training both “psychologically-minded neurol- multidisciplinary team while the patient main-
ogy practitioners and neurologically-minded tains distance from deleterious perpetuating fac-
psychology practitioners” can obtain the tools to tors outside of the hospital [50].
provide psychotherapy [47]. Psychotherapists
treating patients with FMD should have an inter-
est in treating this patient group, background in Initial Assessment and Formulation
evidence-based approaches, and a knowledge of
FMD-specific illness features. There may be ben- Psychotherapy begins with a complete history. In
efit in the FMD-psychotherapist being someone addition to understanding the history and presen-
other than the prescribing neurologist or psychia- tation of movement symptoms, it is important to
trist to disentangle the psychotherapy process elicit an account of the patient’s life story includ-
from other aspects of treatment such as medica- ing family-structure, development, educational
tion management that may distract from the ther- background, and childhood experiences through
apeutic process. to adulthood regarding social, relationship and
For those who desire proficiency to adequately occupational functioning and spiritual belief sys-
deliver psychotherapy for FMD and related condi- tem. A review of past psychiatric treatment and
tions, training beyond this chapter will be neces- substance use, both from the patient and available
sary, but a working understanding of the concepts records, is important. A listening, empathic
and process of psychotherapy will prove beneficial approach, allowing the patient to tell the story
to any practitioner involved in diagnosing and from his or her perspective, will encourage open-
treating within a multidisciplinary FMD treatment ness and lays the groundwork for establishing
team. Reading some of the published psychother- rapport. When the therapist inquires about trau-
apy manuals available for treating the greater spec- matic childhood or adult experiences during the
trum of FND would provide additional educational developmental history, direct questioning about
value [17, 48]. Other treatment modalities, such as such topics, especially early on in treatment, may
physiotherapy, involve elements of psychotherapy be met with emotional guarding, anxiety, or sus-
technique, and incorporating psychotherapy prin- picion of the therapist’s motives. Utilizing open-
ciples into interactions with patients with FMD is ended, non-judgmental questions allows the
beneficial for maintaining therapeutic rapport patient to reveal details at a pace comfortable to
across treatment modalities. them.
Published work on FMD-specific psychother- “What was the atmosphere like in your home
apy interventions has not included group psycho- growing up? How would you describe your rela-
therapy designs, although a pilot study of 16 tionship with your parents and siblings when you
21 Psychological Treatment of Functional Movement Disorder 277
were a child? How did everyone get along at community college but left after one term to work
home? How did your parents handle disagree- while living with his parents. He was raised
ments? What was your parents’ stance on alcohol attending church “off and on” with his family. He
use? Would you say you felt safe and secure at denied adherence to any particular religious
home?” faith, but he voiced a belief in “God or some
A thorough initial assessment provides con- higher power.” At age 20, he joined the military,
tent to synthesize a formulation of the patient’s leaving the family home for the first time. He had
illness across the neurological, characterological, never been married and had no children, having
behavioral, and life-story perspectives [51]. had two romantic relationships with women,
While it is important to obtain history from child- each of approximately 1-year duration.
hood experiences through to current symptoms S. discharged from the military at age 23-years
and function, the goal of initial assessment is one old and returned to his hometown, where his par-
of information-gathering. Guiding the patient to ents had since separated. He again attempted to
“make connections” is not the aim at this early attend college but found he had difficulty focus-
stage. Information from the initial assessment is ing on schoolwork. He worked several jobs but
integrated into a theoretical framework from could not hold one for more than 6 months, which
which treatment and psychotherapy will proceed, he related to his abnormal movements and diffi-
and case conceptions will be further refined or culty being around people. His financial situation
altered as therapy progresses. led him to move into his father’s house. While he
Based on the evidence-base for psychotherapy hoped to “start fresh” with his father given the
treatment in FMD and the goal of outlining a arrangement, he soon found that patterns of emo-
practical treatment approach, we will provide a tional abuse resurfaced.
framework for conducting psychotherapy, at S. had used alcohol in a binge fashion during the
times highlighting elements of NBT (CBT-ip military and continued to do so on occasion, although
treatment) of FMD, which not only includes CBT he had stopped for a period following onset of his
principles but also utilizes targeted elements of motor symptoms. He smoked small amounts of can-
other psychotherapy approaches for known nabis at night, which he believed helped with sleep,
pathologies in this population. and occasionally smoked cigarettes.
He described ongoing symptoms of anxiety
Case, Part 2: Biopsychosocialspiritual and depression since leaving the military. He felt
History “on edge” in crowds and suffered broken sleep
Upon psychiatric assessment, S. reported being and nightmares. He engaged in intermittent men-
born without known complications. He grew up tal health treatment with a psychiatrist and was
in a middle-class household including both par- prescribed antidepressants and various sleep
ents and an older brother. His father was aids but admitted to poor adherence after feeling
described as “authoritarian,” and S. noted, paroxetine caused him to feel “out of it.” His
“Nothing was ever good enough for him.” His most recent psychiatrist suspected post-traumatic
father occasionally used physical punishment stress disorder (PTSD) related to military experi-
(“hit with a belt”) and frequently resorted to ences and referred him to a psychologist, but S.
emotional criticism and physical intimidation, did not follow through with the appointment and
especially when using alcohol. He recalled that discontinued follow up.
his father would ridicule him for displaying emo- Open-ended questioning about S.’s military
tions. He denied childhood sexual abuse. He was experience revealed he had been sexually
an average student with a few friends and denied assaulted by a superior officer shortly after
significant behavioral issues. He briefly attended deployment to sea. He did not report the incident
278 J. D. Mack and W. C. LaFrance Jr.
and described being “stuck on the ship” and hav- building and individualized treatment planning.
ing to work closely with the assaulting officer. S. Psychodynamic theory historically stemmed
noted that he has declined further assessment for from Freud’s “conversion” model of hysteria,
PTSD as he would rather “leave it in the past.” and, while more recent neurologically-based
Elements of the patient’s history can be con- approaches to FMD diagnosis do not include
sidered in terms of predisposing, precipitating, psychological stressors as necessary criteria,
and perpetuating factors [52, 53] for the develop- contemporary neuroscience evidence supports
ment and maintenance of FMD and related func- the relevance of adverse life events and related
tional neurological symptoms. psychological concepts in the modern conceptu-
alization of FND [11]. Patients with FND, includ-
• Predisposing (genetics, adverse childhood ing FMD, experience higher rates of childhood
experiences, characterological and coping trauma, including greater emotional and physical
vulnerabilities, symptom modeling): abuse/neglect and sexual abuse [54, 55].
–– Emotionally and physically abusive father Particular FND patient groups may be more
–– Potential symptom modeling from mother likely to have experienced traumatic life events:
–– Emotional privation during developmental an association between sexual abuse and FMD
periods may contribute to a preponderance of this condi-
• Precipitating (physical injury, psychological tion in women [56], and United States veterans
trauma, life stress): with FND, a predominantly male group with high
–– Head trauma on ship levels of trauma exposure (as in the case of S.),
–– Sexually assaulted on ship have been shown to have higher rates of psychiat-
• Perpetuating (psychiatric disorders, social ric illness, including PTSD, compared to veter-
benefits, illness beliefs, deconditioning, plas- ans with other neurological illnesses [57, 58]. A
tic brain changes) psychodynamic approach exploring early life
–– “Stuck” living with abusive father experiences, the atmosphere surrounding the
–– Untreated depression and possible PTSD family of origin, and stresses or traumas over the
–– Unable to hold a job lifetime may be particularly useful with some
patients. Relationships between past experiences
Placing these elements into a theoretical and current symptoms are brought to awareness
framework provides the basis from which to pro- through the therapeutic process allowing resolu-
ceed with psychotherapy. We demonstrate both tion of conflicts and related physical symptoms,
CBT and psychodynamic-based formulations as well as adaptation of healthy coping mecha-
(Fig. 21.1a and b), as both may be useful in an nisms. Treating patients with FMD using purely
NBT approach, and different perspectives may be Freudian psychoanalytic techniques is less com-
called upon while abiding with the patient during mon in present-day psychotherapy practices. The
the treatment. It is vital to have a clear idea of the concepts of conversion, however, are useful tools
patient’s understanding of their illness, as impos- in formulating some patients with FMD and are
ing a model of illness on the patient that they are often included as elements of NBT and other psy-
unable to reconcile will result in resistance and chotherapy approaches, as laid out in this chapter.
disengagement. As a cautionary note, the conversion disorder for-
While CBT is generally present-focused, mulation may not apply to all patients with FMD
incorporating the understanding of the contribut- and related FND subtypes, which is why a
ing role of past experiences, traumas, and rela- patient-centered formulation leveraging the bio-
tionships for the patient can encourage rapport psychosocialspiritual formulation is critical for
21 Psychological Treatment of Functional Movement Disorder 279
informing the integrative psychotherapeutic pro- apy sessions are used to educate patients about
cess, addressing specific themes that are relevant the psychotherapy process and ensure a clear
for each patient. understanding of what can be expected from
them and the therapist over the upcoming episode
of treatment.
Psychoeducation and Treatment A typical episode of conventional CBT is
Planning time-limited, consisting of between 5 and 20 ses-
sions of 40 to 60 min each. Sessions have a set
In the early stage of treatment, expectations and structure, and manualized versions are available
goals of therapy are discussed. Initial psychother- for treatment of many psychiatric disorders with
a Environment:
“Stuck” on naval ship
Crowed spaces
“Stuck” at father’s house
Thoughts:
I’m a failure
There is something
wrong with me
I can’’t walk
Behaviors:
Avoid social interactions
Seek medical consultations
Avoid physical activities
Fig. 21.1 Psychotherapy formulation: the case of universally apply to all patients. As such, a patient-cen-
S. Panel (a) Neuro-behavioral therapy formulation: five tered biopsychosocialspiritual formulation should be
aspects of life experiences. (Adapted with permission applied across the spectrum of functional neurological
from Oxford University Press: Reiter et al. [33]). Panel (b) disorder, allowing for considerable individual differences.
Psychodynamic “conversion” formulation. (Formulation (Reprinted with permission from the Journal of
diagram modeled from Cretton et al. [11]) Neuropsychiatry and Clinical Neurosciences, (Copyright
Note: while the “conversion” model of functional move- ©2020). American Psychiatric Association. All Rights
ment disorder and related functional neurological symp- Reserved)
toms continues to apply to many patients, it may not
280 J. D. Mack and W. C. LaFrance Jr.
b
Psychological Stressor: Leave naval
Sexually assaulted in ship/military
military discharge
Repression Protection
Conversion: Threat Escape
Reduces anxiety
Physical Symptoms:
Jerking movements,
Seizure event
Fig. 21.1 (continued)
FMD-specific manuals being developed. A typi- relying on the therapy framework to move effi-
cal appointment will include: ciently through treatment and remain on task
(“therapist-guided”). Other elements to cover in
–– Initial greeting (and open-ended question) setting the frame of therapy include an expecta-
–– Reviewing the symptom tracking log and tion that homework and symptom tracking logs
homework from previous session are completed by the patient, as the content of
–– Setting an agenda for the current appointment therapy sessions are based on review of this work,
–– Engaging in core CBT content for that and a significant aspect of the “therapy” is related
session to the patient monitoring symptoms, applying
–– Assigning homework for the next session concepts, and completing the “work” on their
–– Reviewing for clarification or feedback own, then bringing their work into session for
(including patient feedback for the therapist). discussion/clarification. Addressing some aspects
of challenging homework items in session is
Sessions in the early phases will involve edu- helpful in instances where a patient needs further
cation on CBT concepts while later phases will explication of material, without “doing the work
focus on relapse prevention and preparing the for them”.
patient to utilize therapy skills on their own fol- Psychoeducation refers to the process of
lowing termination of treatment. A set structure actively imparting illness-related information
helps therapy stay on track to address treatment with the goal of providing patients and/or their
goals but there is adequate built-in flexibility to families with an understanding of concepts and
tailor therapy to each individual patient. skills that foster illness self-management,
In the NBT (CBT-ip) collaborative care model, improve treatment adherence, and support
it is important to learn about and integrate the relapse-prevention. Psychoeducation is often uti-
patient’s goals into therapy (“patient-led”) while lized as a tool in a broader psychotherapy inter-
21 Psychological Treatment of Functional Movement Disorder 281
vention although can be delivered as a therapy on increase relevance and application of the
its own. information.
Two separate studies examining brief psy-
choeducation interventions in FND have shown
promise: a group of patients with functional sei- Neuro-Behavioral Therapy (CBT-
zures showed improved function and decreased informed Psychotherapy): Process
health care resource utilization (although not and Techniques
decreased seizure frequency) when compared to
controls receiving usual treatment [59], and Initial therapy sessions entail equipping the
another group showed significant reduction in patient with a foundation in the language and
seizure frequency in over half the patients concepts necessary to further explore the inter-
treated [60] following psychoeducation. In action of thoughts, emotions, behaviors, situa-
CBT, psychoeducation can be used throughout tions and physiological reactions (Fig. 21.1a).
the therapy process to highlight and clarify Patients engage in identifying these elements. A
information by way of techniques such as pro- worksheet list of emotions, thoughts, and situa-
viding mini lessons to illustrate illness concepts, tions for them to identify may identify chal-
using manualized workbooks or handouts, and lenges with alexithymia or concept enmeshment
providing recommended reading. It is useful to (for example, consistently mistaking thoughts
incorporate “real- world” examples from a for situations). Examples from the worksheet
patient’s life into psychoeducational lessons to include:
Frightened Emotion
The Antecedents, Behaviors, and from early in therapy, as this provides a “safe
Consequences (ABC) model helps to observe space” for the patient to identify and process
and assess the “cause and effect” relation- these elements on their own.
ships of their behaviors. Antecedents may be The symptom tracking log (Box 21.1) provides
emotions, thoughts, situations, physiological an opportunity to observe in greater detail how
responses, or other behaviors. Consequences can specific emotional, situational, or physical triggers
be categorized as positive or negative, depending relate to their abnormal movements. It is important
on whether they increase or decrease the likeli- that a patient fills out the symptom log accurately
hood a behavior will occur again, respectively. each day as a means of tracking abnormal move-
Many patients believe that situations give rise to ment frequency and severity, as well as observing
behaviors, discounting the role of their emotions relationships between their abnormal movements
and thoughts. Alexithymia, a failure to identify and other aspects of daily life. Caution should be
and describe emotions in oneself and a difficulty taken; however, for a subset of patients that may
in distinguishing and appreciating the emotions be hypervigilant and obsessional, such that symp-
of others, has been shown to be a risk factor for tom monitoring may perpetuate unhelpful pat-
FMD [61], and so it may be especially impor- terns – in such individuals, greater emphasis may
tant to promote this ability in this patient group. be given to distraction and relaxation techniques
Journaling, ideally daily, should be encouraged (see below).
282 J. D. Mack and W. C. LaFrance Jr.
Time(s) of day:_____________________________________
Description/Type of movement:_______________________________________
Location(s):_______________________________________
Improved with:____________________________________
Impact on others:__________________________________
Use the space below or on back to describe any significant information not covered in this record:
_____________________________________________________________
_____________________________________________________________
Were you successful in stopping any abnormal movements this week: yes □ no □
Adapted with permission from Oxford University Press: Based on Reiter et al. [33].
21 Psychological Treatment of Functional Movement Disorder 283
CBT is based in the reciprocal interactions thoughts have a significant impact on one’s emo-
between thoughts, feelings, behaviors, and, in the tions. Core beliefs function as a template, provid-
case of FMD, physical symptoms (Fig. 21.1a). ing rules for information processing that aid in
Table 21.2 highlights several specific CBT-based assigning meaning to situations. Maladaptive
techniques that may be tailored to the individual automatic thoughts are real-time manifestations
patient with FMD over the course of therapy. of dysfunctional core beliefs about oneself that
the patient experiences as “truth.” A significant
focus of NBT utilizes a schema-based Thought
Cognitive Techniques Record (TR), which provides a structured tool to
bring automatic thoughts and core beliefs into
Some of the work in CBT involves identifying conscious awareness in order to challenge nega-
and changing maladaptive thoughts and beliefs tive schemas, allowing dysfunctional thoughts to
about oneself. Maladaptive cognitive processing be replaced with more adaptive thought patterns
occurs in those with psychological disturbance at and ultimately improving emotional well-being.
two main levels: automatic thoughts and core The TR aids in observing and identifying dis-
beliefs (or schemas), with intermediate beliefs torted automatic thoughts and emotions related to
forming a bridge between the two (Box 21.2). a particular situation, drilling down to the core
Automatic thoughts are cognitions that occur belief underlying the automatic thought, examin-
quickly in our minds when we are engaged in or ing the evidence for the core belief, and develop-
remembering situations. Despite typically being ing more adaptive alternative beliefs accompanied
outside of conscious awareness, automatic by corresponding positive changes in emotion.
Box 21.2: The Cognitive Model, Used for Schema Therapy [2]
Intermediate beliefs
(rules, attitudes, assumptions)
Emotion
Situation Automatic Thought Reaction Behavior
Physiological
Common types of cognitive distortions thoughts are blocked from awareness through
include catastrophizing by predicting solely defense mechanisms, with functional movement
negative outcomes, all-or-nothing thinking symptoms resulting from repression of psycho-
that views a situation at the negative extremes, logical conflict, and conversion into physical
emotional reasoning in which negative feel- symptoms, thus allowing relief from anxiety
ings overrule facts to the contrary, or magnify- associated with the conflict (Fig. 21.1b). CBT
ing (the negative)/minimizing (the positive). and psychodynamic approaches to cognition may
Psychodynamic theory posits that problematic be used complementarily in treating FMD.
21 Psychological Treatment of Functional Movement Disorder 285
Behavioral Techniques
Box 21.3: Relaxation Training Tips
Behavioral aspects of CBT are designed to • Start with an overview of the rationale
change patterns of avoidance or helplessness, for relaxation training.
reduce autonomic arousal, modify attentional • Encourage patients to rate their muscle
focus, or build coping skills. tension and anxiety before and after a
Behavioral activation is a technique aimed at session (for example, on a 0-100 scale,
increasing a patient’s engagement in activity, where 0 is no tension and 100 is maxi-
allowing for behavioral “successes” and positive mum tension).
reinforcement, and ultimately increasing hope, • Ensure patient comfort (comfortable
improving function and decreasing emotional chair, relaxed position and clothing, dim
distress. It is frequently used early in the treat- lights, use restroom beforehand).
ment process but may be called upon at any point, • Slow deep breathing, in through the
for example to re-engage patients in the setting of nose and out through the mouth.
slowed progress. Behavioral goals should be • Teach the patient a relaxation method
action-oriented, measurable, and small enough starting with the hands, for example:
that they are achievable but challenging enough
to gain a sense of accomplishment and mastery. Now use your mind to concentrate on
The goal of relaxation techniques is to the palms of your hands. Let yourself sense
decrease tension and reach a relaxed (but awake) your palms so that they tingle and become
state to alleviate stress, anxiety, and hyper- strongly present with you and your body.
arousal. Patients with FMD are encouraged to When you can clearly sense the palms of
develop a daily practice of intentional relax- your hands, imagine that a wave of warm,
ation. They should be reminded that they will not calming relaxation is beginning to form at
become experts straightaway, but with regular the palms of your hands. … Slowly over
practice patients will realize a sense of bodily the next few minutes, this wave of relax-
awareness and control and be able to call upon ation will spread throughout your entire
relaxation skills more easily. Techniques are body. …
numerous and may include body scans, progres-
sive muscle relaxation, diaphragmatic breathing • Use a systematic approach to relax all
and guided-imagery, but other focused activities the major muscle groups. A sequence
such as mindfulness meditation, yoga, tai chi, might be hands, lower and upper arms,
or prayer may also be encouraged. It is best to shoulders, neck, head, face, chest, back,
practice techniques that do not require additional abdomen, hips and buttocks, upper then
equipment, as to eventually be able to call upon lower legs, and feet.
relaxation techniques in stressful situations to • Encourage the use of pleasant mental
decrease hyperarousal and abnormal movements imagery or a relaxing phrase/mantra.
in the presence of triggers. Patients should start • Debrief after each session.
by finding a technique that works for them and • Encourage regular practice: start with
focusing on proficiency. The therapist should 5–10 min daily.
check in with patients about their relaxation • Elicit feedback on how personal prac-
practice and elicit feedback on patient progress tice is going.
or difficulties. Adjustments may be required for
patients with focal pain symptoms or cardiopul-
monary disease. Box 21.3 provides instructional Coping skills include a wide array of potential
tips for getting started with relaxation training. skills and activities that function to help deal with
286 J. D. Mack and W. C. LaFrance Jr.
with his therapist in session he became more com- ellness Planning and Termination
W
fortable with the process and recognized its impor- of Treatment
tance in tracking his symptoms. He was able to
identify triggers, including situations where he felt In time limited therapies, end of treatment plan-
a decreased sense of control, which occurred in ning occurs throughout the therapeutic process,
the setting of interactions with his father as well as with duration of treatment spelled out in the first
other males who he sensed as “threatening.” In session. Later sessions in treatment should
exploring the relationship between feeling power- include wellness planning, in which patients
less and increased movement symptoms, he reassess self-derived personal goals and develop
believed this was connected not specifically to the a written plan for symptom control and well-
sexual assault he experienced but to the sense of being across life domains (for example, S.
being “stuck” on a ship with the perpetrating offi- planned to abstain from alcohol use, journaling
cer and later a similar feeling in being “stuck” for 10 min a day, begin volunteering, and doing
living with his critical father. daily relaxation or yoga). A patient-generated
Completing thought records allowed him to review of what was learned and what worked is
re-assess core beliefs that he “would never be included in the final session. While resolution of
good enough,” and recognize strengths including abnormal movements may be a desired goal, this
that he is a caring, thoughtful individual who is not the sole objective, acknowledging that
deserved reciprocal relationships. He found role- symptoms may still occur in chronic conditions.
playing interpersonal situations particularly Relapse prevention should be discussed, and the
helpful, and while he found it difficult to “mend” patient’s work in a therapy manual, worksheets
his relationship with his father he felt less trapped and their notebook can be highlighted as their
in the situation, and used assertive communica- own “parting gift” to themselves that they can
tion to arrange that his father would lend him refer to as needed. Adequate time in the final ses-
money to get his own place while he searched for sion is important for closure, with attention
a job. devoted to the treatment termination process.
Utilizing healthy assertive communication Plans for next steps in treatment, such as ongoing
also helped him step back from a friendship that mental health treatment, can be discussed. The
revolved around binge alcohol use, which he rec- overarching goal of NBT is to train a patient to
ognized through functional analysis of his symp- become their own therapist, and the last session is
tom log led to increased anxiety and abnormal a graduation onto next steps knowing they have
movements. A daily relaxation practice allowed gained tools to take control of their thoughts,
him to decrease hyperarousal in stressful situa- feelings, movements, and life.
tions and he found this helpful as he attended job
interviews. He also began attending yoga weekly
with a friend. His gait disturbance had resolved,
and jerking movements occurred occasionally Summary
but were less severe and generally self-limiting. • Psychological treatment of FMD begins
At 3 months follow up, post-treatment, S. had with a documented diagnosis that vali-
maintained benefits in terms of abnormal move- dates the patient’s experiences, explains
ments reduction. He had engaged in ongoing the symptoms in understandable terms,
therapy for PTSD. He got involved in an equine and offers hope for treatment.
therapy program for veterans, and ultimately this • A complete biopsychosocialspiritual
led to a volunteer position and then a job caring history provides the framework for
for horses, which he enjoyed and found therapeu- exploring predisposing, precipitating,
tic. He experienced less fear and felt his life was and perpetuating factors of FMD in
“moving the right direction” in terms of his psychotherapy.
goals.
288 J. D. Mack and W. C. LaFrance Jr.
22.
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290 J. D. Mack and W. C. LaFrance Jr.
Kim Bullock and Juliana Lockman
included the presence of medical comorbidities Williams et al. [13] found a primary diagnosis of
such as chronic back pain and irritable bowel somatization disorder in 12.5% of subjects.
syndrome as well as surgical procedures such as Patients that are misdiagnosed with FMD but
appendectomy [20]. Adverse childhood events who are actually willfully feigning are quite rare
were also common in this group but at rates lower [27]. More often FMD is misdiagnosed as feign-
than expected. See Chap. 3 on the biopsychoso- ing, either factitious disorder or malingering. In
cial formulation for additional discussion of risk contract to FMD, both involve the conscious pro-
factors for FMD. duction of symptoms and deception of caregivers.
Factitious disorder is considered a psychiatric ill-
ness due to the unconscious motivation and com-
Psychiatric Comorbidities pulsive nature of the behavior. Psychiatric
treatment for this disorder is rare given most
Structured assessment tools for the purposes of patients refuse care [28]. Malingering, in which an
DSM-5 classification are often utilized in individual feigns illness for secondary gain (e.g.,
research for characterizing the epidemiology financial reward, avoidance of work or home res-
of psychiatric comorbidities in FMD. In prac- posibilities), is not considered a mental illness.
tice, however, research supports that the rich
data acquired through qualitative psychiatric
interviewing may be even more clinically use- Management of Psychiatric
ful [21]. Comorbidities
Lifetime prevalences of psychiatric disorders
in FMD were documented in one study of 42 Psychiatric comorbidities are prevalent and ele-
FMD patients and included anxiety disorders vated in FMD. The etiologies of these psychiatric
(62%), personality disorder (45%), and unipolar comorbidities, as well as FMD more specifically,
depression (43%) [14]. However, another study are generally accepted to be multifactorial.
comparing FMD patients to healthy controls did However, commonalities are appreciated among
not find elevated rates of personality scales [22]. many of the predisposing, precipitating, perpetu-
For patients with functional limb weakness spe- ating and protective factors. For example, psy-
cifically, one study found significant comorbidi- chological stress is commonly reported as a
ties of major depression (32%), generalized precipitating factor for the onset of FMD symp-
anxiety disorder (21%), panic disorder (36%) and toms and psychiatric conditions such as
somatization disorder (27%) [23]. This group PTSD. Yet, adverse life events do not automati-
was less likely to acknowledge a contributing cally result in FMD or PTSD, owing to individual
role for stress and had the same self-report rate of differences in one’s biological, psychological and
anxiety and depression as controls. Post- social makeup. Recognizing and treating under-
traumatic stress disorder (PTSD) is estimated at lying psychiatric comorbidities and symptoms if
60% among all comers with FND, indiscriminate they exist concurrently with FMD is an important
of subtype [24]. Psychotic disorders and bipolar component to treatment that often involves over-
disorder appear uncommon in FMD and related lapping strategies.
conditions [25]. Below is an overview of the management of
Another common observation is the report of the most commonly encountered psychiatric
chronic pain or other somatic symptoms that may comorbidities in FMD. Although diagnoses pro-
fit into the DSM-5 [26] diagnostic category of vide an important guiding framework, it is
somatic symptom disorder (SSD). SSD encom- important to note that this psychiatric taxonomy
passes many phenomena formerly labeled as does not always fit a patient’s unique problems
somatoform disorders including somatization perfectly. Care needs to be taken to customize
disorder, somatoform pain disorder and undiffer- and personalize formulations and treatments
entiated somatoform disorder in prior DSM ver- according to each patient’s problems and unique
sions. In one older study of 131 FMD patients, set of symptoms. Additionally, apart from the
22 Psychiatric Comorbidities and the Role of Psychiatry in Functional Movement Disorder 295
review of broadly defined somatoform disorders as the Generalized Anxiety Disorder-7 (GAD-7)
that includes FMD highlighted the lack of con- may be helpful in detecting this disorder [51].
trolled studies to support using antidepressants in Patients may not meet criteria for the full diagno-
the absence of psychiatric comorbidities [47]. sis but still have similar subclinical symptoms
such as multiple worries, intolerance to uncer-
Considerations with FMD tainty, difficulties making decisions and experi-
Many patients will describe panic attack symp- ential avoidance.
toms prior to paroxysmal functional motor symp-
toms [17]. Unlike other anxiety disorders, the Treatment
lifetime prevalence of panic disorder was found Like panic disorder, GAD is typically treated
to be highest at initial FMD diagnosis, followed with pharmacotherapy and/or CBT. A meta-
by a significant reduction at follow-up in one pro- analysis of 79 randomized clinical trials with
spective study [14]. Like panic disorder, the often 11,002 participants with GAD compared phar-
unpredictable nature of functional motor symp- macotherapy and psychotherapy efficacy and
toms can lead to avoidance and reduction in inde- found similar effects [52]. However, a secondary
pendence. Treatment strategies focused on analysis showed superior outcomes for younger
decoupling the biologic threat response from patients in CBT compared with pharmacother-
feared activities have been described to aid in the apy. For patients who prefer medication, an SSRI
recovery of both conditions. or SNRI is considered first-line treatment. No
The ability to potentially treat both FMD and individual medications in these classes have been
panic disorder concurrently makes CBT a poten- shown to be superior for GAD.
tially optimal option for those with FMD. A ran-
domized controlled trial evaluating the use of a Considerations with FMD
self-guided CBT manual found improvement for In one prospective study in patients with FMD,
all FND subtypes, including motor type [48]. generalized anxiety disorder was estimated at
One pilot single randomized controlled trial dem- 7.1% lifetime prevalence and demonstrated stabil-
onstrated improvement in Psychogenic ity over time [14]. The presence of an anxiety dis-
Movement Rating Scale (PMRS) for patients in order was found to be a predictive variable in
CBT and CBT plus adjunctive physical activity outcomes with FMD [11]. Most studies identify
groups [49]. The emerging role of CBT in the anxiety in patients with FMD through question-
management of FMD (and its established role for naires such as the Beck Anxiety Inventory (BAI)
treating panic disorder) is notable given initial [53, 54]. While helpful for screening, this approach
data identifying biomarkers of CBT response in is limited by its inability to delineate specific anxi-
patients with functional tremor [50]. ety disorders as classified in the DSM-5.
Definition/Diagnosis Definition/Diagnosis
The DSM-5 defines generalized anxiety disorder Somatic symptom disorder (SSD) was introduced
(GAD) as pervasive worry or anxiety lasting to the DSM-5 [26] in 2013 and eliminated,
more than six months, which is difficult to con- replaced and bundled the diagnoses of somatiza-
trol [26]. To meet criteria, patients must report tion disorder undifferentiated somatoform
difficulty in three of six areas including concen- disorder, and somatoform pain disorder. Many
tration, sleep, fatigue, muscle aches, restlessness patients that would have met DSM-IV criteria for
or irritability. Medical causes of symptoms must a somatoform pain disorder will qualify for the
been ruled out and the condition is not better SSD diagnosis. A hallmark for recognizing
explained by another entity. Screening tools such DSM-5 SSD is that bodily symptoms become
298 K. Bullock and J. Lockman
quality of the doctor-patient relationship, which the lack of acceptance and intolerance of medical
is often problematic but important to maintain. uncertainty. For example, some SSD patients may
Principles for managing SSD as a primary want to spend considerable time obtaining reas-
care provider include scheduling regular visits, surance regarding the diagnosis of FMD. This
acknowledging symptoms, communicating with may cause frustration and challenges in systems
other clinicians, assessing and treating diagnos- pressed for time. It may be important for provid-
able medical and psychiatric disorders, limiting ers to get support with psychiatric consultants or
tests and referrals, reassuring the patient that colleagues to manage their own emotions towards
major medical diseases have been ruled out, these patients. Additionally, for patients where
focusing on coping and acceptance and making SSD with pain is a major concern within the con-
functional improvement the goal of treatment. It text of an FMD, consideration can be given to
is suggested that primary care clinicians schedule guiding patients towards interdisciplinary pain
regular outpatient visits that are not contingent programs prior to revisiting the appropriateness of
upon active symptoms. other FMD treatments [60]. See Chap. 14 for
For treatment resistant SSD patients with additional discussion regarding the intersection of
prominent symptoms of anxiety or depression, FMD and other distressing physical symptoms
treatment with a SSRI in the morning or tricyclic including pain and fatigue, as well as information
antidepressant (TCA) at bedtime can be initiated, on Illness Anxiety Disorder.
titrating the dose every four weeks as needed and Finally, it is important to recognize that
tolerated. For treatment of pain-predominant although the misdiagnosis rate for FMD is low,
SSD, antidepressants with both a noradrenergic SSD is a psychiatric diagnosis commonly missed
and serotonergic (SNRI) profile can be helpful. and/or mislabeled as a functional neurological
Avoiding opioids is advisable. disorder. Education and training to differentiate
these two disorders is important because the treat-
Considerations with FMD ments are different. It is important that training
Prevalence rates of SSD, based on DSM-IV curriculums focusing on FMD include education
somatoform disorder criteria, are higher in about SSD to insure quality care and skills to
patients with FMDs with reports ranging from identify SSD when present.
25% to 60% [57]. It is important to parse out
which disorder is primary and causing the most
dysfunction and target that diagnosis first. This is Depressive Disorders
because the treatments for SSD and FMD are
somewhat different. The degree of acceptance of Definition/Diagnosis
the FMD diagnosis can often be a clue to which A depressed mood may be a normal and adaptive
diagnosis is primary. Patients with high levels of response to loss. In addition, depressed mood and/
SSD may not accept an FMD diagnosis, as dem- or decreased enjoyment in activities (anhedonia)
onstration of the “rule in” motor signs can be less may be a symptom of a psychopathological syn-
relevant to their overall clinical picture and pre- drome or disorder or another medical disorder.
dominant chief complaint. Depressive disorders include unipolar major
Providers that manage FMD comorbid with depression, persistent low grade depressed mood
SSD need to keep in mind the waxing and waning (dysthymia), disruptive mood dysregulation dis-
levels of acceptance they will encounter regarding order, premenstrual dysphoric disorder, sub-
the FMD diagnoses. They also need to be mindful stance/medication-induced depressive disorder,
of the therapeutic alliance difficulties and ruptures and depressive disorder due to another medical
that the SSD illness can cause during care due to condition. Short screening self-report instruments
300 K. Bullock and J. Lockman
for these disorders include the Patient Health Episodes of major unipolar depression require
Questionnaire-9 (PHQ-9) [46], the Patient Health the presence of at least five depressive symptoms
Questionnaire-2 (PHQ-2) [61] and the Beck above, including depressed mood or loss of inter-
Depression Inventory for Primary Care (BDI-PC) est, for a minimum of two consecutive weeks.
[62] among other questionnaires. Persistent depressive disorder (dysthymia) is diag-
The assessment of patients who are being nosed in patients with three or more depressive
evaluated for a depressive disorder includes the symptoms from above for at least two consecutive
history of present illness, medical, family and years; at least one symptom must be depressed
social histories, mental status examination, phys- mood. Subtypes of depressive episodes include
ical examination and focused laboratory tests. anxious, atypical, catatonia, melancholia, mixed
The history must address suicidal ideation and features, peripartum, psychotic, and seasonal.
behavior. A screening physical examination
should be performed and routine laboratory test- Treatment
ing, typically includes complete blood count, For the initial treatment of unipolar major depres-
serum chemistry panels, urinalysis, thyroid stim- sion, pharmacotherapy or psychotherapy alone
ulating hormone, rapid plasma regain, human are reasonable options. The clinician should keep
chorionic gonadotropin (pregnancy) and urine in mind that CBT psychotherapy may be superior
toxicology screen to rule out medical conditions. given the durability of its results over time after
The differential diagnosis of unipolar depressive therapy is discontinuation [63].
disorders includes neurological disorders with Psychotherapy: Several psychotherapies are
prominent apathy, sadness, burnout, adjustment available to treat unipolar major depression. For
disorder with depressed mood, attention hyperac- patients with major depression who are initially
tivity disorder, bipolar disorder, borderline per- treated with psychotherapy, CBT or interpersonal
sonality disorder, complicated grief, delirium and psychotherapy (IPT) rather than other psycho-
the negative symptoms of psychotic spectrum therapies is usually the standard based on sup-
disorders among other conditions. porting evidence levels. However, reasonable
Symptoms of depression include: alternatives include behavioral activation, family
and couples therapy, problem solving therapy,
• Depressed (dysphoric/negative) mood most of psychodynamic psychotherapy and supportive
the day, nearly every day psychotherapy.
• Markedly diminished interest or pleasure in Pharmacotherapy: All classes of antidepres-
all, or almost all, activities most of the day, sants are used to treat unipolar major depression
nearly every day and the efficacy of different antidepressants is
• Significant weight loss when not dieting or generally comparable. Choosing one is based
weight gain or decrease or increase in appetite upon safety, side effects, comorbid illness, poten-
nearly every day. tial drug-drug interactions, convenience, patient
• Insomnia or hypersomnia nearly every day preference, and cost. Improvement with medica-
• Psychomotor agitation or retardation nearly tion is often apparent within 2–6 weeks.
every day High severity and persistent symptoms:: For
• Fatigue or loss of energy nearly every day patients with severe unipolar major depression,
• Feelings of worthlessness or excessive or pharmacotherapy plus psychotherapy is usually
inappropriate guilt nearly every day recommended. For patients with severe suicidal-
• Diminished ability to think or concentrate, or ity, malnutrition secondary to food refusal and/or
indecisiveness, nearly every day treatment refractory depression electroconvul-
• Recurrent thoughts of death (not just fear of sive therapy (ECT)) is usually the initial treat-
dying), recurrent suicidal ideation without a ment. Transcranial magnetic stimulation (TMS)
specific plan, or a suicide attempt or a specific is another FDA-approved biologic treatment for
plan for committing suicide medication-resistant depression [64].
22 Psychiatric Comorbidities and the Role of Psychiatry in Functional Movement Disorder 301
Skills training groups emphasizing CBT and psychiatric illness. Psychiatrist involvement can
DBT can be important in the first phases of treat- also exist on a continuum of levels of engage-
ment when unrelenting crises and prominent ment. They can provide consultation to medical
emotional dysregulation may be present. Since providers with or without patients present.
FMD can begin acutely and suddenly, it often Psychiatrists can act as one-time consultants or
creates a crisis for the patient and the family. ongoing consultants that may be especially
Phase I of CBT consists of stabilization and skills important when prominent decompensated psy-
acquisition for affective and behavioral regula- chiatric comorbidities are present.
tion in order to create new, more adaptive pat- Psychiatrists usually treat comorbidities as psy-
terns of coping. Deeper trauma or interpersonal chopharmacologists. However, depending on their
focused work that requires tolerating exposure to training, they may be able to deliver or connect
uncomfortable emotions (i.e. distress tolerance) patients with other evidenced-based interventions.
and affect may need to be delivered in phase II of These include psychotherapy, behavioral and life-
treatment after stabilization and access to skills style modification, exposure and trauma-focused
has been achieved. Patients with FMD are often therapy, group therapy, mindfulness and relaxation
experiencing psychosocial difficulties and only training, skills training, interpersonal communica-
once stabilized (e.g., a lawsuit ends, social secu- tion training, occupational therapy, case manage-
rity is gained, caregiving duties are shifted or ment and social work. These services may be
emotion regulation skills are mastered) are they liaisoned in either intensive or outpatient ambula-
able to tolerate highly negative emotions that a tory settings. If psychiatrists are not trained in an
deeper reflective or trauma focused treatment intervention, they often have networks in the com-
may have to offer. munity of trained professionals that can deliver
Psychiatric coordination of all pieces of care the most evidenced-based options available.
may be a vital component in FMD treatment to Psychiatrists may also have specialty training to
avoid fragmentation and enhance integration of deliver more novel experimental technology
services. Important for providers caring for FMD driven treatments for comorbidities including:
patients with comorbid personality disorders is Electroconvulsive therapy (ECT), deep brain stimu-
managing therapeutic alliance challenges, bound- lation (DBS), transcranial magnetic stimulation
ary setting and therapy-interfering behaviors. (TMS), virtual and immersive (also called extended
Comprehensive programs which allow a team reality [XR]) therapies and telepsychiatry.
approach with group and individual therapy, case
management and therapy consultation for provid- Direct
ers can be useful to avoid burnout, compassion Alternatively, psychiatrists can manage FMD
fatigue, and empathy failures. directly if they are educated, willing and under-
stand FMD, particularly those with advanced
training in neuropsychiatry. Firstly, trained psy-
Psychiatrist’s Role chiatrists may play a critical role in the multidis-
ciplinary assessment of patients with FMD.
Models of Psychiatric Care Despite medical professionals delivering psycho-
education regarding the diagnoses, a psychiatrist
Indirect may have the advantage of longer sessions and
From the above discussion of psychiatric comor- time to discuss complex psychoeducation and
bidities in FMD, one can see the many hats a psy- treatment planning with the patient. This might
chiatrist may wear in the care of patients and afford the opportunity to digest and accept the
their comorbidities. Psychiatrists can improve diagnosis with repetition of information that was
FMD prognosis indirectly by treating comorbid hard to process with their neurologist or other
304 K. Bullock and J. Lockman
medical providers. There is evidence that proper more broadly. Despite the high prevalence of
psychoeducation can improve outcomes [86, 87]. FMD, very little medical, psychiatric, or clinical
Psychiatrists may act as chaperones and psychology training curriculums include FMD in
bridges from medical to more psychological/psy- their educational programs. Most mental health
chosocial modalities of treatment. Skilled psy- practitioners including psychiatrists have had lit-
chiatrists may deliver evidence-based CBT tle preparation for treating FMD and are often
psychotherapies that are modified for FMD or quite wary and uninformed. Some are not trained
they may be able to find skilled therapists to in even the difference between malingering, facti-
deliver CBT for FMD. Psychiatrists may deliver tious, SSD or FND. Untrained mental health pro-
interventions focused on executive functioning fessionals often worry about imagined high rates
skills or changing beliefs around expectations, of misdiagnosis and insist that patients pursue
self-efficacy and agency. Developing emotional unnecessary second opinions [88]. They can also
and interoceptive awareness and affective regula- have trouble believing that movements that are so
tion to combat alexithymia may be a focus of visually striking can be functional. Mental health
psychiatric care directly related to FMD. providers may also worry about the liability of
The delivery of trauma-focused interventions patients injuring themselves while symptomatic
such as Prolonged Exposure, EMDR, Dialectical in their offices and may unfortunately deny care.
Behavior Therapy and mindfulness training to Although the minority, there are some mental
address the effects of childhood trauma or other health professionals including psychiatrists who
adverse life events may be delivered by psychia- have taken a special interest in this population
trists even in the absence of PTSD. Skills train- most often due to close ties and collaboration
ing for interpersonal problems impacting role with neurologists. Some have pursued extra train-
functioning and helping those patients with ing to be qualified. Often consult-liaison psychia-
FMD involved in legal disputes find the resources trists have received such education thru
and skills to resolve litigation may be a direct psychosomatic medicine subspecialty certifica-
intervention for FMD. tion. Other psychiatrists who have special rela-
Additionally, regardless of the role of the psy- tionships with neurology may become certified in
chiatrist in the longitudinal management of Neuropsychiatry and Behavioral Neurology
patients with FMD, medical and mental health through United Council of Neurological
professionals should work towards developing an Subspecialties (UCNS). Professional neurology
element of shared (partially overlapping) exper- groups or societies may have FMD competent
tise, such that neurologists are more psychothera- psychiatrist members. The American
peutically informed in their interactions with Neuropsychiatric Association (ANPA) and the
patients and psychiatrists and allied mental health international Functional Neurological Disorder
professions have greater understanding of the Society (FNDS) have psychiatrist members who
neurological diagnostic approach that is so criti- are knowledgeable and skilled in FMD. Patient
cal to aiding diagnostic acceptance. advocacy organizations such as FND Hope also
have updated lists of expert providers, including
psychiatrists who are experienced in managing
eveloping Relationships with FMD
D patients with FMD.
Aware Psychiatrists When looking for a skilled mental health pro-
fessional, an important factor is the frequency
The origins of psychiatry are keenly related to and number of cases a provider has seen. This is
FMD cases, catalyzing the development of psy- the similar to a search for a skilled surgeon. In
chotherapy by notable figures such as Sigmund general, when you are looking for psychiatric
Freud and Carl Jung. Sadly, many conventional experts you want to find a provider seeing the
psychiatry and psychotherapists have lost their highest number of cases in a particular popula-
connection and awareness of FMD and FND tion you are interested in. The higher the amount
22 Psychiatric Comorbidities and the Role of Psychiatry in Functional Movement Disorder 305
of clinical exposure psychiatrists have to FMD, with entities such as sleep disturbances, cognitive
the more likely they are skilled. Some local neu- complaints, migraine and chronic pain. Beginning
rologists have developed a referral base they can with open-ended questions and effectively vali-
leverage. Communities and networks are vital to dating emotional experiences are essential skills
the treatment of FMD. These types of relation- for navigating these sensitive topics.
ships create skill building feedback loops, as Where time is limited, a focused mental health
physicians collectively become even more expe- evaluation to identify acute issues such as suicid-
rienced over time with FMD management. ality and severe affective symptoms is prudent.
Getting creative when mental health providers Risk can be further characterized by obtaining
are unable to be found is important. Setting up past psychiatric history, including mental health
local groups to improve access and training to hospitalizations, suicide attempts, self-injurious
mental health professionals may be a strategy. behaviors, relationship with a psychiatrist or
Creating, supporting and facilitating education therapist and the use of psychiatric medications.
and training in FMD treatment may be important. Suicide attempts occur in some with FND. A pro-
Our group at Stanford had particular success by spective study of 38 patients found a history of
setting up a local consortium dedicated to FND suicide attempts in 34% [82]. The National
and holding monthly meetings. Engaging Institute of Mental Health recommends that all
multidisciplinary experts to share experiences
patients who are screened for suicidality be pro-
and advice can be invaluable. Inviting grand vided with phone numbers for the 24/7 National
round speakers on the topic of FMD at your local Suicide Prevention Lifeline and crisis text lines.
hospital can spark interest and access to knowl- In busy neurology practices where FMD is
edge and experience. Finally, with the emergence confirmed, screening questionnaires can be help-
of telehealth, many barriers to finding qualified ful. Where time is limited, the PHQ-9 and
mental health professionals are being lowered. National Institute of Health PROMIS scales sur-
Given the high level of problems with transporta- vey general mental health [54, 83]. Otherwise,
tion for patients, telehealth may offer unique focused psychiatric screenings should include
advantages for this population as health systems assessment for mood and anxiety disorders, as
pivot towards more frequently providing virtual well as PTSD. Well validated measures include
care. the GAD-7 [51] and the PTSD Checklist-5 (PCL-
5) [84]. Positive findings may help guide the cli-
nician towards areas for further exploration.
Considerations Where mental health symptoms are closely inter-
for the Non-Psychiatrist twined with FMD symptoms or clearly impairing
quality of life, referral to psychiatry is generally
The neurologist and primary care physicians are indicated for detailed assessment.
often the first healthcare professionals to care for Questions to detect and quantify alcohol and
patients with FMD. A comprehensive assessment substance use disorders (SUD) are standard in
includes screening for commonly associated psy- most initial interviews. Where use appears to be
chiatric conditions. The clinician may gently, interfering with functioning or relevant to FMD
non-judgmentally introduce the discussion of symptoms, the clinician can assess the patient’s
mental health, by “normalizing” the presence of readiness for change and offer resources as
these symptoms as commonly coexisting with appropriate. SUD interferes with both the evalua-
FMD. Ideally, this is accomplished without tion and treatment of all other psychiatric ill-
implying causation. In discussion with patients, nesses. Treatment of SUDs must be prioritized
mental health conditions can be conceptualized over many other comorbidities, as more targeted
as factors that independently impact FMD, along symptom management will be limited in the set-
306 K. Bullock and J. Lockman
ting of intoxication and mood lability secondary flexibility of choice for FMD involves insuring
to withdrawal states. Where chronic pain and policy and reform in our healthcare system to
alcohol or substance abuse are comorbid, medi- allow access to psychiatric services.
cations such as gabapentin and naltrexone can be Despite the value of psychiatric input, a major
useful to diminish cravings, as part of a compre- obstacle is the lack of formal training provided in
hensive substance rehabilitation program. FMD and other somatic symptom related disor-
A diffusely positive review of symptoms, ders. This is a major barrier for good clinical care
with the patient expressing distress and excessive of FMD populations. Due to FMD’s inherent
attention towards symptoms should prompt the complexity, confusion and implicit biases in the
clinician to consider comorbid SSD. An exces- medical system and culture towards FMD exist
sive focus on the meaning of symptoms or time and are historically pervasive [89]. We hypothe-
intensive healthcare seeking is another marker size that stigma and implicit biases may explain
for SSD that might prompt using screening tools the deficits in FMD medical training [90]. The
such as the PHQ-15 [55] and SSS-8 [56]. For result of stigma is social exclusion and in the case
more details on the neuropsychiatric assessment of FMD it appears to be exclusion of FMD con-
of FMD (emphasizing rule-in diagnosis based on tent from the medical and psychiatric training
neurological examination and psychiatric/social curriculums. This exclusion leads to vicious
screenings aiding the development of a patient- cycles of increasing stigma and ignorance. A call
centered treatment plan), see Perez et al. in col- to action recommended is to increase FMD
laboration with the American Neuropsychiatric awareness by advocating for increased medical
Association [85]. education on the subject, especially across psy-
Where medication is appropriate for sleep dis- chiatry, neurology and allied disciplines.
turbances, migraine and chronic pain, choosing a Stigma not only affects psychiatry training but
multi-purpose medication that targets the psychi- it disrupts the therapeutic alliance of providers
atric comorbidity is advised. One example is the and patients with FMD. When patients with FMD
use of SNRI or TCA medication for co-treatment relay their experiences with the healthcare sys-
of both chronic pain and depression or anxiety. If tem, they often report invalidating and minimiz-
insomnia is present, a sedating TCA such as ami- ing interactions. Stigmatized patients may have
triptyline can be tried. Another example is the use prior negative interactions that can set up mis-
of mirtazapine in patients reporting insomnia in trust or sometimes anger towards clinicians,
conjunction with depression or anxiety. which may in turn create defensiveness in
response. Psychiatrists are well positioned to deal
with these ruptures as they do with the stigma of
Conclusions and Calls to Action most mental illnesses. Coordinated effort
between medical providers and psychiatrists
In this chapter, we reviewed the psychiatric ser- avoids fragmented care, confusion and insecurity
vices and roles a psychiatrist can play in treating in patients. A unified team approach involving
FMD and its comorbidities. Psychiatrists and both neurology and psychiatry often alleviates
psychiatric services are uniquely positioned to patient concerns and enhances clinician-patient
mitigate the multifactorial variables affecting alliance, which is a powerful predictor of out-
FMD symptoms and individualize care. Medical come for medical and psychiatric outcomes.
professionals, if knowledgeable, can determine Combatting stigma around mental illness more
how to personalize the level and kind of psychiat- broadly will go far to improve outcomes for
ric engagement for each patient. Allowing that patients with FMD.
22 Psychiatric Comorbidities and the Role of Psychiatry in Functional Movement Disorder 307
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Physical Therapy: Retraining
Movement
23
Paula Gardiner, Julie Maggio, and Glenn Nielsen
Vignette Introduction
JP, a 48-year-old male, developed sudden onset
spinning vertigo and nausea, which was diag- Physical therapy is an important component of
nosed as acute vestibular neuritis. Over several treatment for patients with functional movement
weeks, the vertigo changed in nature from spin- disorder (FMD). There is growing evidence that
ning to a feeling of unsteadiness when standing physical interventions informed by a biopsycho-
or walking. His ability to walk suddenly deterio- social understanding of FMD can lead to clini-
rated and he presented to the emergency depart- cally meaningful and lasting improvement to
ment with a suspected stroke. Investigations were disability and quality of life [1]. In this chapter,
normal and he was discharged with an outpatient we discuss the rationale for physical interven-
neurology referral. After a long wait and further tions, describe a psychologically informed
deterioration of symptoms, JP saw the neurolo- approach to assessment and treatment, and con-
gist and was given a diagnosis of functional sider the evidence supporting our suggestions.
movement disorder with associated features of The primary aim of physical therapy for FMD
persistent postural perceptual dizziness (3PD). is to retrain normal movement patterns. Treatment
He was referred to outpatient physical therapy. can be based on the principles of applied motor
learning theory in rehabilitation [2]. This
approach to treatment aims to induce beneficial
neuroplastic changes that reinforce normal move-
ment patterns. Motor retraining in FMD should
also be informed by an understanding of underly-
ing mechanisms that drive FMD [3], specifically
P. Gardiner the role of attention and expectation. In brief,
Royal Infirmary Edinburgh, Edinburgh, Scotland, UK self-directed attention exacerbates abnormal
e-mail: paula.gardiner@nhslothian.scot.nhs.uk
movement and posture. Conversely, redirecting
J. Maggio attention away from the body reduces or normal-
Department of Physical Therapy, Massachusetts
General Hospital, Boston, MA, USA izes abnormal movement. Expectations refer to
e-mail: JMaggio@mgh.harvard.edu beliefs about movement and/or sensation (which
G. Nielsen (*) may not necessarily be consciously reportable
Neuroscience Research Centre, Institute of Molecular thoughts) that influence motor output and sen-
and Clinical Sciences, St Georges University of sory perception at a subconscious level (See
London, London, UK Chap. 2 for a more detailed discussion of the
e-mail: gnielsen@sgul.ac.uk
pathophysiology of FMD). Physical therapy can cal therapist, occupational therapist, nurse and
specifically target unhelpful attention and beliefs exercise instructor. At the end of treatment, the
by: (i) education; (ii) demonstration to the patient intervention group showed a statistically signifi-
that normal movement is possible; and (iii) motor cant improvement compared to the control in a
retraining coupled with an external focus of range of physical and mental health outcome
attention. Other potential mechanisms by which measures. The treatment effect was for the most
physical therapy may help people with FMD part sustained at 12 months, however, there was
include the psychological and physiological ben- some loss of treatment effect for a measure of
efits of exercise and activity. Physical therapy can mental health.
also help with the secondary consequences of Nielsen and colleagues [6] conducted a con-
FMD, such as joint pain and deconditioning asso- trolled feasibility trial in 60 patients with
ciated with altered movement patterns. For many FMD. Specialist physiotherapy for FMD was
patients, FMD is a chronic condition, therefore compared to standard neuro-physiotherapy.
treatment should also aim to help patients with Participants were followed up at 6 months post
the long-term management of their health and randomization, with a range of outcome mea-
wellbeing. sures. At 6 months, 72% of the intervention group
rated their symptoms as improved, compared to
18% in the control group. The trial found moder-
hat Is the Evidence Base
W ate to large treatment effects for several addi-
for Physical Therapy for FMD? tional measures of physical health, but no
statistical change in measures of mental health. A
A systematic review from 2013 revealed a lack of preliminary health economic analysis found
controlled evidence for physical therapy for FMD some evidence of cost benefit with a favorable
[4]. In the time since publication, 2 controlled tri- incremental cost effectiveness ratio. The larger
als [5, 6] and a number of moderately sized (well-powered), multisite version of this trial is
cohort studies [7, 8] have been published, each currently underway [10], due for completion in
supporting a multidisciplinary treatment 2023. Several other trials of physical therapy for
approach inclusive of physical therapy. FMD are listed in trial registries and should be
An early influential study of rehabilitation reported in the coming years.
for FMD was a retrospective review of a spe- The outcomes from this relatively small body
cialist multidisciplinary treatment program for of research are promising. It appears that the
FMD [9]. The treatment was described as motor majority of patients (60–70%) obtain at least
reprogramming and was conducted intensively some benefit from physical therapy that is
over five consecutive days. The study found that informed by an understanding of FMD. The
73% of 60 consecutive patients were markedly effect size of treatments are moderate, and are
improved at the end of treatment. When fol- sustained when patients are followed up at
lowed up after 2 years, 60% continued to have 12 months. However, treatment effects may
markedly improved symptoms or were in reduce with time and are likely to reduce as
remission. patient complexity and comorbidity increase.
Jordbru and colleagues [5] conducted a trial There are some limitations in the generalizability
comparing a 3-week inpatient multidisciplinary of this literature. Patients are selected for their
rehabilitation program to a 4 week waiting list suitability for physical rehabilitation and those
control for 60 patients with functional gait disor- with more substantial comorbidities (such as
der. The trial intervention was described as severe chronic pain, fatigue or unstable psychiat-
“adapted physical activity with an educational ric illness) are often excluded. Importantly,
and cognitive behavioral frame of reference”. patients who disagree with the diagnosis are also
Treatment was carried out by a physician, physi- typically not part of treatment studies.
23 Physical Therapy: Retraining Movement 313
system. He had been unable to work over the past We recommend selecting and completing appro-
year, which put a considerable financial strain on priate baseline measures at an early stage in order to
his family. He and his wife had taken in his monitor and measure changes with treatment. See
elderly father in their home 3 years prior, who Chap. 29 for more information on this topic.
died of pneumonia a few months before JP’s
onset of vertigo. He denied any history of anxiety Vignette (Continued): Physical Assessment
or depression but reported on-going strain in the Observations: JP walked with crutches, in a stiff,
relationship with his siblings related to the sale slow gait pattern, with his head held very still. He
of his father’s estate. had a short right step length and his left knee
buckled during the mid-stance phase (give-way
weakness). When walking backwards, his gait
Physical Assessment pattern normalized to some extent. He had a pos-
itive Hoover’s sign on the left. When getting up
A useful way to approach the physical assess- from a chair, JP was dependent on upper limb
ment in FMD is to give the patient an opportunity support; he leaned towards the right side, putting
to demonstrate their symptoms and their impact. little weight on the left leg.
For example, start by asking the patient, “show Baseline measures: 10-m walking speed was
me what happens when you try to walk”. When 0.5 m/s (20 s); Five Times Sit to Stand time was
observing movement, note variability and incon- 37 s.
gruence of symptoms, for example muscles that Following a thorough assessment, the patient
appear to be paralyzed in one context (e.g. should feel satisfied that the physical therapist
strength testing) but activated in another context has a good understanding of their symptoms and
(e.g. when rising from a chair). Such variability the impact on their life. The physical therapist
(and motor inconsistency) is a hallmark of FMD should be able to describe the patient’s symptom
and can later be discussed with the patient to help onset, what they experience on a day-to-day basis
them understand the diagnosis. During the assess- and the key problem(s) for physical therapy to
ment, it can help to reassure the patient that you address.
have seen people with similar symptoms and that
their symptoms are typical for FMD.
Formal strength, coordination and sensation Treatment Planning
testing in FMD does not usually correlate well
with functional ability. Consider the impact of Due to the heterogeneity of the patient popula-
functional neurological symptoms by observing tion, a personalized treatment plan is necessary.
how they affect posture, movement and activities. Factors to consider include:
If the patient presents with tremor, observe for
variability in frequency and amplitude, at rest, • Treatment setting. If different options are
during various movements and with distracting available, consider the relative benefit and
tasks (such as finger or foot tapping, see Chap. 6 limitations of each. For example, inpatient
for details). Hands-on assessment can help to treatment allows for greater intensity,
identify over-active muscles. Muscle jerks or improved access to integrated multidisci-
functional myoclonus may vary in frequency plinary treatment and it removes the patient
with changes in posture or movement and often from environmental factors that may be pre-
become less frequent with distraction. Observe cipitating and perpetuating their symptoms.
the patient’s breathing pattern, as symptoms are Outpatient, day program and domiciliary (res-
often associated with breath-holding, “huffing idential) treatments allow for a slower paced
and puffing” (related to increased effort) [12], or intervention and can directly address factors
other changes in breathing pattern associated in the patient’s environment that may be con-
with a heighted state of arousal. tributing to their problem.
23 Physical Therapy: Retraining Movement 315
• Intensity and duration of treatment. The opti- Table 23.1 Communication strategies with therapeutic
benefit during physical therapy
mal intensity and duration of physical therapy
for FMD is unknown and likely to vary Unconditional No matter what the patient tells
positive regard you. Do not judge them verbally or
according presentation. There is some evi- non-verbally.
dence that short duration and high intensity Empathic This is communicated to the patient
treatments (e.g. multiple sessions in 5 consec- understanding through listening, acknowledging
utive days) can be effective [6, 9]. However, and validation symptoms, summarizing regularly
(to confirm understanding) and an
intensity needs to be adjusted to accommodate
even appropriate tone of voice.
for patients with severe pain and/or fatigue. Nonverbal Consider eye contact, body position
• Content of sessions. Depending on the pre- communication and show full engagement.
senting problems, the relative mix of educa- Congruence Be honest and authentic. For
tion, movement retraining and interventions (genuineness) example, acknowledge when you
do not understand something that
aimed at addressing co-existing symptoms the patient is saying or if you do not
(e.g. pain) should be tailored to the know the answer to a question. Let
individual. your words, nonverbal signs and
• Timing. Consider the social context of the tone of voice all match.
patient’s problems and potential barriers that The patient Some patients express feelings of
should not feel at guilt associated with their
may interfere with the ability to engage with fault symptoms and need for health care.
treatment (e.g. work obligations, childcare, It is usually helpful to remind
school holidays, etc.). Consider scheduling them – “This isn’t your fault”.
the start of treatment sessions at a date and
time that facilitates the patient’s full engage-
ment with therapy. FMD (perhaps a minority) will have severe psy-
chiatric comorbidities. In such cases, multidisci-
plinary support is important. Acute distressing
Psychologically Informed Physical symptoms and behaviors (including suicidality)
Therapy should be monitored carefully. Withdrawing
treatment during this time may cause further dis-
It is not necessary for physical therapists to have tress. Alternatively, it may be appropriate to offer
additional psychological training to work with to temporarily stop physical therapy and resume
people with FMD. However, psychologically- at a later date, when the patient is ready.
informed physical therapy can help to build a Cognitive Behavioral Therapy (CBT) is a par-
therapeutic relationship and enhance physical ticular model of behavior change [15] that has
therapy interventions in the spirit of shared (par- some evidence for efficacy in FMD [16]. An
tially overlapping) expertise. Psychologically- overarching tenet of CBT is helping the patient to
informed practice is becoming increasingly link thoughts with behaviors and emotions to
common in a number of physical therapy sub- gain insight into what is going on in their body
specialties such as chronic pain management (see Chap. 21 for more information). Table 23.2
[13]. Table 23.1 lists a number of evidence-based gives examples of how physical therapists can
communication strategies which can be employed use CBT principles in their practice.
by physical therapists [14].
Many of the physical symptoms experienced
by people with FMD are triggered and main- Treatment
tained by psychological phenomena such as anxi-
ety, mood lability and dissociation. The process Physical therapy treatment for FMD can be broken
of physical therapy may help patients to develop down into 3 main components, (i) education about
insight into how their psychological state affects the diagnosis; (ii) movement retraining; and (iii)
their movement. A proportion of people with supporting the patient with self-management.
316 P. Gardiner et al.
Table 23.2 (continued)
Problem or coping Example of CBT informed physical
strategy Explanation therapy
Low mood and Although physical therapists usually do not directly Help the patient to make links between
anxiety address low mood and anxiety, it is ok to ask low mood and/or anxiety and their
patients about these problems and consider how they movement problem.
may affect the FMD problem. Anxiety and low Low mood and anxiety can be
mood can exacerbate or drive the symptoms of normalized by acknowledging that
dizziness and tremor. They can also lead to avoidant everybody experiences these problems
behaviors. when they are unwell or at different
stages in our life.
Consider if patients have unmet needs
with regards to these problems and if a
referral to psychological therapy may
help.
If low mood affects motivation and
engagement in activities, daily planning
and scheduling enjoyable activities can
help.
Explore opportunities for engaging in
exercise that the patient may enjoy.
There is good evidence that exercise is
helpful for depression [19].
Therapeutic Strategies
Socratic Rather than telling people what to do or think, the Examples: How do you feel about going
questioning/guided therapist promotes discovery through a series of out? How do you try to cope with this
discovery open questions that draw attention to relevant problem? So, would it be right to say
information. The aim is to be a “curious therapist” that the reason you don’t want to go out
who does not know the answer. This can be used is for fear of something happening?
throughout the assessment and treatment process to What do you notice when you feel
promote insight building and self-management [20]. fearful?
Graded exposure Graded exposure aims to gradually reintroduce Agree on a graded step-by-step plan to
patients to activity, situations and places they may get back to the activity. Work through
be avoiding due to symptoms or anxiety associated the plan with the patient and use
with them. The rationale is that anxiety reduces with strategies such as deep breathing and
repeated exposure. The patient is encouraged to progressive muscle relaxation to control
“sit” with the distress, rather than avoid the symptoms of anxiety during exposure.
situation. For patients with substantial distress, this
should be considered in collaboration with
psychology-trained therapists [21].
Behavior Behavior experiments aim to challenge unhelpful Example: Many patients with low back
experiments/ illness beliefs by obtaining new information on pain avoid bending and/or getting on to
challenge which to construct new beliefs. Physical therapists the floor. The belief might be that
unhelpful regularly use this technique (without necessarily bending will cause extreme pain, held
cognitions describing it as a behavior experiment) by gently with conviction rated 10/10. The
encouraging their patients to push boundaries [22]. experiment might encourage the patient
to bend gently during activity, such as
picking up objects while using deep
breathing. Explore the outcome of the
experiment with the patient. Did it feel
ok? Was the pain as bad as expected?
Could this be progressed? Rate the new
belief. Repeat with small incremental
progressions.
(continued)
318 P. Gardiner et al.
Table 23.2 (continued)
Problem or coping Example of CBT informed physical
strategy Explanation therapy
Grounding Grounding is commonly used to combat symptoms Example: Look around you and try to
of dissociation. Grounding strategies aim to anchor notice everything in the most precise
awareness in the here and now. The strategies can detail and describe it to yourself. Use all
take several forms and require regular practice to be five senses, for example, what do I see?
effective. If a patient starts to feel dissociative What are the colors? What are the
symptoms, encouraging the use of grounding sounds?
strategies can be very helpful. Example: Adopt a “grounding posture”,
let go of tension and find a stance that
makes you feel strong.
ples specific to the patient, for example, is stuck on high alert” rather than “you are on
patients often report that their walking is bet- high alert”.
ter when they don’t think about it. When helping JP to understand his left sided
• Explain the rationale for physical therapy. For weakness, the explanation was built around the
example, movement retraining aims to re- impact of attention. “Functional symptoms tend
establish normal movement using various to get worse when the person’s brain is overly
methods including distraction. focused on their body. Is this something you have
• Explain that physical therapy aims to teach the noticed before?” JP had noticed that his walking
patient how to manage and improve their was often worse the harder he tried to walk nor-
symptoms in the long term. That they will mally. Together, they watched a video of JP’s
learn strategies which they will need to prac- walking. They noticed several moments when
tice between sessions and after completing JP’s attention was distracted by answering ques-
their treatment (i.e. introduce the concept of tions and this coincided with moments of better
self-management). walking.
The physical therapist explained the aims of
physical therapy for JP were to “recalibrate the
Vignette (Continued): Education balance control center” of the brain and retrain
JP’s treatment started with a long discussion movement to make it more “automatic” with less
about FMD. Although the neurologist had spent self-focused attention.
time explaining the diagnosis to JP, he had for-
gotten some of this information and he was feel-
ing less convinced that the diagnosis was correct. Movement Retraining
Part of the problem was reconciling the diagnosis
of FMD with his initial diagnosis of vestibular Movement retraining aims to restore normal
neuritis. It was explained that the initial diagno- movements and posture. The approach can be
sis had not been revised, but that vestibular neu- informed by the principles of motor learning as
ritis had precipitated 3PD and FMD, which were they apply to rehabilitation [2], including task
now part of the problem. It was explained that specific practice, repetition and feedback. The
this is very common, affecting up to 20% of peo- goal of treatment is to reinforce desired move-
ple who visit specialist dizziness clinics [23]. The ment patterns and to prevent reinforcement of
physical therapist explained how the brain has unwanted movements. There may be several
started to misinterpret sensory information, that mechanisms by which movement retraining helps
the brain is stuck on high alert and reacting as FMDs. These include: (i) altering unhelpful
though the body is under threat of an imminent beliefs about movement by demonstrating to the
fall. The physical therapist was mindful of using patient that normal movement is possible; (ii)
non-blaming language, for example, “the brain reducing self-focused attention during move-
23 Physical Therapy: Retraining Movement 319
ment; (iii) changing habitual maladaptive pos- stage once they have mastered the previous stage.
tures and movement strategies (such as an The emphasis is placed on the quality of move-
antalgic gait pattern); (iv) improving confidence ment while avoiding reinforcement of unwanted
in the ability to move safely; and (v) inducing movement patterns. This graded approach can
neuroplastic changes associated with task acqui- provide the patient with a sense of rehabilitation
sition/motor learning. More research is needed to momentum and mastery of movement. Table 23.3
determine the mechanism(s) by which physical describes other treatment strategies that may be
therapy works in FMD. helpful for common FMD symptoms.
An important concept of movement retraining Patients often experience fewer symptoms
for FMD is the redirection of the patient’s focus while performing more complex tasks, such as
of attention away from their body [5, 6, 9]. This obstacle negotiation or carrying water while
is to prevent self-focused attention from exacer- walking along a narrow space. This can be used
bating and reinforcing unwanted movement pat- as a strategy to practice and reshape movement
terns. As a general rule, placing the focus on patterns.
activities and “whole body movements” (such as In some cases, therapeutic equipment can be a
sit to stand, transfers, and gait), can help to shift useful adjunct to treatment. Transcutaneous mus-
the focus away from individual components of cle stimulation set up to produce a tingling sensa-
movement and towards the goal of the move- tion without muscle twitch has been described as
ment. Conversely, interventions that work on iso- a useful addition to treatment for motor symp-
lated movements, such as specific strengthening toms [30]. It may also be useful as part of a
exercises or trying to perfect the movement at a hypersensitivity/pain desensitization program.
particular joint, can exacerbate abnormal move- There is currently no evidence to support the use
ment patterns by increasing attention on the body. of electrical muscle stimulation (functional elec-
However, there will be situations where asking trical stimulation), but it may have a number of
the patient to briefly attend to their movement is useful applications in FMD, such as providing
helpful or unavoidable (e.g. when giving sensory feedback, retraining movement in upper
feedback). limb weakness, and repositioning an equinovarus
Asking the patient to observe their movements (inverted and plantarflexed) foot posture second-
in a mirror appears to be a helpful rehabilitation ary to fixed (functional) dystonia to allow weight
strategy for many. This may initially appear to bearing with improved alignment. Other poten-
contradict the advice to redirect attention, but as tially useful therapeutic adjuncts include biofeed-
well as providing feedback, the mirror may redi- back [31], transcranial magnetic stimulation [32],
rect the patient’s attention away from their inter- and the use of virtual reality.
nal “sensorimotor state” and towards the surface Although prescribing home exercises for prac-
of the mirror. tice in between sessions can sometimes be useful,
A useful approach to rehabilitation of func- we typically encourage our patients to use their
tional gait disorders described in the literature is improved movement patterns and postures more
based on sequential motor learning [4, 24]. This consistently throughout their daily routine. This
involves breaking down the gait pattern into can be structured using goal setting or “home-
stages (e.g. static lateral weight shift → weight work” that is reviewed at the beginning of the
shift with a period of single limb support → step- next session. For example, we might ask a patient
ping forwards and backwards with light upper to ensure that every time they stand up and sit
limb support → stepping forwards with light down, they use a particular strategy.
upper limb support → walking with minimal or Participation and education of family mem-
no upper limb support). Each stage in the bers in the treatment process should be encour-
sequence builds on the previous stage to progres- aged, although their presence in every treatment
sively develop a normal gait pattern “from the session may be counterproductive. Family mem-
ground up”. The patient only advances to the next bers can help to remember and reinforce infor-
320 P. Gardiner et al.
Table 23.3 Common FMD symptoms, typical features and treatment strategies
Symptom Typical features Treatment strategies
Weakness Functional weakness commonly presents Muscle-strengthening exercises have limited value, as
as hemiparesis or paraparesis, but any functional weakness is a problem of incorrect activation,
pattern is possible and weakness may vary rather than strength. Instead, weakness can be addressed
over time. through retraining functional tasks (e.g. sit-to-stand and
gait). Allow early weight bearing. Create a safe
environment (e.g. practicing between raised plinths,
parallel bars, in front of chair, or use a body-weight
support harness). Prevent excessive upper limb support
by encouraging “finger-tip support”. Starting with a
good sit-to-stand maneuver can help to activate the
lower limbs and place the body in an optimal position to
stand and step. Standing can be progressed toward
walking by adding lateral and posterior weight-shift
while gradually reducing upper limb support.
Task practice for upper limb weakness can be
challenging, as distraction is more difficult than for
lower limb activities. Potentially helpful upper limb
weight bearing exercises and activities include 4-point
crawling, throwing/catching a ball and using upper limb
support during standing balance exercises.
Tremor Upper limbs are more commonly affected Treatment can include helping the patient to recognize
by tremor, followed by lower limbs and and relax areas of muscle over-activity. Sit or stand the
head/neck. Tremor is usually associated patient in front of a mirror and use visual feedback to
with proximal muscle over-activity and “find a relaxed posture”. Passively moving the patient’s
patients often attempt to suppress a tremor limb so they can feel the resistance due to the tremor
by contracting their muscles more tightly. can help them to recognize states of muscle tension and
relaxation. Teaching relaxation of upper trapezius
muscles can help upper limb and head tremors.
Distracting and competing movements can help to
control a tremor. Examples include use of opposite
extremity movements as a distraction (e.g. tapping);
make the tremor feel voluntary by making the tremulous
movements larger in amplitude and gradually try to slow
the movement to stillness; rhythmical weight shift;
upper cervical flexion/extension, or protraction/
retraction movements for a head tremor.
Gait Common patterns of functional gait Retraining gait using a sequential motor learning
disorder include monoplegic-leg dragging, approach as described in the text is usually a helpful
antalgic patterns of movement, excessive place to start. Walking between parallel bars or raised
slowness, sudden knee buckling, plinths can help to improve confidence and address fears
scissoring steps and excessive weight associated with falling. Treadmill training can be helpful
through walking aids [25]. Functional gait to trigger automatic movement patterns. A mirror placed
disorders are commonly associated with a in front of the treadmill is useful for many patients.
fear of falling and an experience of a Backwards/sideways walking and turning can help
frightening or painful fall. trigger automatic steps. Initiating walking by sliding
feet along the ground can activate the dorsiflexion
muscles for patients with a foot-drop presentation.
Functional electrical stimulation may be a useful
short-term treatment adjunct for some patients.
Practicing in increasingly challenging environments
should be considered when easier tasks are mastered
(e.g. uneven pavements and busy public spaces).
23 Physical Therapy: Retraining Movement 321
Table 23.3 (continued)
Symptom Typical features Treatment strategies
Fixed Fixed dystonia most commonly presents Treatment can start by helping the patient to recognize
Dystonia as a clenched fist or an inverted and and stop unhelpful postures. Typically, patients assume
plantarflexed foot posture. It often positions where the affected limb passively rests in the
overlaps with the diagnosis of complex end range/dystonic position. The patient should be
regional pain syndrome (CRPS), with taught that this maintains the problem. Improving
patients exhibiting hypersensitivity, and resting posture alignment often requires a graded
secondary changes associated with disuse approach.
and poor circulation (e.g. swelling, and Early weight bearing is important (including for upper
skin color changes) [26]. limb symptoms), with care to avoid placing strain
through joints due to poor alignment. Passive stretching
often results in high-level pain that is eased when the
limb is returned to the dystonic position. It is therefore
usually unhelpful. Instead we recommend encouraging
resting postures with optimal alignment and activities
that move the joint through available range (e.g.
optimise leg and foot position when sitting and
encouraging weight bearing and stepping). Features of
CRPS should be addressed as described in the relevant
rehabilitation literature [27]. Electrical muscle
stimulation can be helpful as a distraction and/or to
reposition the affected joint (e.g. tibialis anterior muscle
stimulation for a plantarflexed foot).
Jerks or Functional jerks/myoclonus typically Some patients notice an urge or build up prior to a jerk,
Functional present as intermittent contractions of this is an opportunity to practice distraction techniques.
Myoclonus muscles of the trunk and or shoulder Identifying triggers can be helpful to prevent and
girdle. The jerking movements can often “unlearn” the movement. The patient may not initially
be distracted or entrained, for example, by be aware of triggers, but sometimes with help they are
rhythmical foot or upper limb tapping able to identify them (e.g. jerks may be more common
[28]. when pain is worse, in particular postures, such as
slumped sitting or after prolonged sitting).
Functional abdominal jerks are often associated with
breath-holding or abdominal muscle activation. In this
case, deep-breathing (thoracic expansion) exercises can
be helpful (e.g. place your hands on the patient’s lower
ribs and asking them to breathe in and think about
moving your hands apart). A muscle affected by jerks
may be less active when stretched and more active in the
shortened/mid-range position. This can be explored
together with the patient to identify some easing
postures and movements.
Persistent Although 3PD is somewhat different to The symptoms of 3PD are thought to be related to
postural- FMD in that difficulties are driven by a stiffened postural control and a shift in processing
perceptual sensory/perceptual experience, it has sensory information to favor visual over vestibular input,
dizziness physical consequences in the way it which is a normal physiological response to vertigo and
(3PD) affects balance and gait. Dizziness often the threat of falling [23].
(functional starts from vestibular neuritis due to a The aim of physical therapy is to “desensitize a balance
dizziness) viral infection (or other known causes of control mechanism that is stuck on high alert” [29]. This
dizziness) but persists after the triggering can be achieved through gait and balance training, and
pathology has resolved. The symptom of addressing maladaptive coping mechanisms, such as
vertigo is usually replaced by a sensation avoidance of head movement and reducing reliance on
of non-specific dizziness [23]. vision for balance. Examples include incorporating
moments of eye closure during exercises, shifting visual
focus during gait (e.g. making eye contact with someone
or scanning the room), picking objects up off the floor,
practice walking in progressively busier and “visually
challenging” environments (e.g. walking down a
supermarket isle).
322 P. Gardiner et al.
mation, facilitate rehabilitation plans, or be through his hands and he was prompted to use
encouraged to reduce their support in order to the mirror as feedback to keep his bodyweight
build confidence and independence. equally distributed between the left and right
Paroxysmal symptoms are those that occur sides. JP was pleased to see he had made prog-
intermittently (e.g. once an hour/day/week). It is ress after only a single session.
a challenging situation for physical therapy when Gait retraining was introduced in the follow-
movement is normal between episodes of symp- ing session. The treatment strategy was to build
toms. Sometimes, attempting to address paroxys- up JP’s gait pattern from more simple movement
mal symptoms can result in their exacerbation components. JP worked through the following
due to increasing self-focused attention. In this progression, each step in the progression was
case, treatment may move towards identifying “mastered” before moving on to the subsequent
triggers for symptoms and strategies to ward off step: Step (i) rhythmical lateral weight shift
symptoms when the patient experiences warning between parallel bars with light-touch upper
signs. This may require collaboration with psy- limb support; (ii) continue lateral weight shift
chotherapists for interventions such as graded- with upper limb support while stepping his left
exposure to triggering environments, grounding foot forwards and backwards; (iii) lateral weight
and distraction techniques. Paroxysmal symp- shift while stepping his right foot forwards and
toms are sometimes triggered by increased pain backwards; (iv) walking forwards, while main-
and fatigue, which can be addressed as part of taining lateral weight shift with light touch upper
physical therapy. limb support; etc. The physical therapist pro-
vided occasional gentle guiding support to facili-
Vignette (Continued): Movement Retraining tate rhythmical movement and to help redirect
The movement problems identified for physical JP’s focus of attention. In subsequent sessions,
therapy to address were functional weakness, gait retraining was progressed to using a tread-
gait impairment and dizziness. JP’s goal was to mill, where speed was gradually increased. JP
be able to walk independently outdoors without was encouraged to look around the room while
crutches. With support from the physiotherapist, walking on the treadmill with the aim of reducing
this was broken down into the following short- visual fixation for balance. As JP progressed,
term goals: (i) to be able to stand from a chair physical therapy exercises included obstacle
with bodyweight equally distributed; (ii) to walk negotiation, getting on and off the floor without
without an assistive device within the house, using furniture for support and walking in the
using light touch support as necessary; and (iii) busy hospital corridor. JP tried gaze stabilization
to experience a 50% or greater reduction in diz- exercises that are commonly used in vestibular
ziness during walking. rehabilitation, but found them less helpful, so this
The treatment progression started with was discontinued.
retraining the sit-to-stand-to-sit movement pat- The physical therapist taught JP to use his
tern. The treatment environment was set up to crutches in a way that minimized their impact on
reduce the risk and fear of falling, by having a his walking quality and rhythm. As treatment pro-
wall and treatment plinth on either side of JP and gressed, the physical therapist encouraged JP to
a chair behind him. A mirror was placed in front reduce his use of crutches indoors. He was ini-
of JP to provide visual feedback. JP completed tially reluctant to stop using his crutches when
several sets of 4 repetitions of sit-to-stand-to-sit. outdoors, however, as his confidence improved
After each set, the physical therapist would with regular outdoor walking practice, he pro-
encourage JP to reflect on his own performance gressed to walking with a single crutch and even-
and give feedback. JP was encouraged to increase tually without crutches. He found the simple
the forward momentum component of the sit to strategy of stopping to take short rest and “reset”
stand pattern, to use only light touch support when he started to feel unsteady very helpful.
23 Physical Therapy: Retraining Movement 323
Secondary and Coexisiting
Problems Concluding Treatment
There is some evidence to suggest that early Concluding treatment can be challenging, espe-
access to treatment will lead to better outcomes cially when patients remain symptomatic. In
[33]. Long symptom duration is thought to be order to facilitate a smooth discharge from physi-
associated with the accumulation and progres- cal therapy, preparation can start from the very
sion of secondary problems that can worsen beginning of treatment by: (i) agreeing on the
prognosis. Secondary and coexisting problems number of sessions prior to starting treatment;
act as symptom precipitating and perpetuating (ii) fostering self-management skills through the
factors and therefore should be considered as part treatment period, so that the patient feels they are
of the treatment plan. A detailed discussion of all able to continue to progress even if therapy stops;
possible secondary and coexisting problems is (iii) tapering the frequency of sessions; (iv) col-
beyond the scope of this chapter, instead, a brief laboratively completing a self-management plan
overview of common problems and treatment towards the end of treatment; and (v) offering a
approaches is described in Table 23.4. distant follow-up appointment.
324 P. Gardiner et al.
The following suggestions can help to draw discussed. Further neurologic and/or neuropsy-
physical therapy to a close: Openly ask the patient chiatric care is encouraged to reassess symptoms
how they feel about discharge and acknowledge and examine potential treatment obstacles [41].
their concerns. Collaboratively writing out a self- Most patients experience “bad days” and set-
management and staying well plan. This might backs at some point following rehabilitation and
include a list of strategies (tool-box) developed the patient should be prepared for this possibility.
during the intervention period that help to Explain that setbacks are common and almost
improve movement; as well as plans to address always transitory, often related to triggering fac-
other problems such as persistent pain and tors such as “boom and bust” activity patterns,
fatigue. See Chap. 24 on occupational therapy for illness or stressful events. Writing out a plan in
further ideas for developing a self-management advance for bad days and setbacks can be helpful.
plan. This can be as simple as encouraging relative rest
The current evidence suggests that most and retuning to strategies that previously helped
patients have at least some improvement in symp- to restore normal movement.
toms with physical therapy, but also that up to Concluding treatment with a formal discharge
30% of patients will not benefit. This can be dif- report can be used as an opportunity to positively
ficult for both the patient and therapist. In this reinforce changes made by the patient and edu-
situation, alternative treatment options can be cate others about FMD.
23 Physical Therapy: Retraining Movement 325
Summary and Conclusions
• Development of self-management skills
There is growing evidence that physical therapy is an important part of the treatment
is effective for FMD. Treatment should be indi- process.
vidualized, guided by a thorough assessment and • Physical therapy may be most effective
informed by an understanding of the mechanisms as part of a multidisciplinary treatment
of FMD. Patients with FMD are heterogeneous, intervention.
often presenting with multiple complex comor-
bidities and thus multidisciplinary care is often
helpful as discussed in Chap. 26. Physical ther-
apy for FMD can be challenging, but is often References
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• Education is the foundation for physical
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Occupational Therapy: Focus
on Function
24
Clare Nicholson and Kate Hayward
Case Vignette: Part I – Presentation elbow crutch (on the right side), but was other-
Mr. A is a 37-year old full-time school teacher wise reliant on his family for other daily activi-
who presented to an Emergency Room after being ties. He had stopped driving and his social life
hit by a car while biking to work. He suffered was limited. He previously enjoyed spending time
multiple soft tissue injuries. He was discharged with his family, gardening, cooking, cycling, run-
home on the same day with pain medications and ning and going to the gym.
was advised to take a few days off work. In the
days following, Mr. A noticed weakness in his left
leg affecting his ability to walk and the onset of a Introduction
tremor in his left hand. An evaluation by a neu-
rologist found a positive Hoover’s sign and dis- Occupational therapy is defined as a ‘client cen-
tractible tremor and he was given a diagnosis of tered health profession concerned with promot-
a functional movement disorder (FMD). As part ing health and well-being through occupation’
of his treatment plan, he was referred to occupa- [1]. The term ‘occupation’ in occupational ther-
tional therapy as he was struggling to manage his apy does not just refer to paid employment, but to
daily activities and had been unable to return to any daily activity. The overarching aim of occu-
work. pational therapy is to enable people to engage in
During the initial assessment, Mr. A reported activities that they need to, want to or are expected
that he lived with his wife and three young step- to do, within their societal and cultural norms [1].
daughters. His wife worked full-time. Despite Occupational therapists are dually trained in
repeated attempts, Mr. A had been unable to physical and mental health rehabilitation and use
return to work following the accident. He was conceptual models of practice to guide their
independent with personal care and light domes- intervention. These models advocate seeing the
tic tasks using adaptive aids and strategies. He person as a whole, in the context of their environ-
was also independently mobile indoors without ment, and highlight the importance of taking into
an aid (but tended to “furniture walk”), was able consideration the interaction between physical
to walk 5 minutes to the local shop with one and psychological states [2–4]. This combined
with a focus on function rather than impairment,
makes occupational therapists ideally suited to
C. Nicholson (*) · K. Hayward working with patients with functional movement
Therapy Services Department, The National Hospital disorder (FMD) [5].
for Neurology and Neurosurgery, London, UK
e-mail: clare.nicholson6@nhs.net
Case Vignette: Part II – Graded Goal Setting Supported Risk Taking
Mr. A identified a goal of preparing the evening
meal for his family. He worked with his occupa- Patients with FMD will often disengage from
tional therapist to break down this goal into activities due to concerns that they will inadver-
graded steps (after being shown how to integrate tently harm themselves (or experience worsening
symptom management techniques into the task). of their symptoms). For example, someone with a
Each step was repeated until Mr. A felt confident functional tremor may avoid making a hot drink
that he could increase the task complexity: as they are concerned about the risk of spilling
hot water and burning themselves. Although this
Step 1: may keep them safe in the short term, this avoid-
Mr. A sits to peel and cut up vegetables for dinner. ance can become a barrier to activity engagement
Mrs. A then prepares and cooks the rest of the and have a negative impact on mood and quality
meal. of life. Occupational therapists have a key role in
supporting patients with FMD to identify and
Step 2: manage risk as they re-engage with their usual
Mr. A alternates between sitting and standing to activities, using a graded approach [16]. The con-
peel and cut up vegetables for dinner (ahead of cept of supported risk taking is explored in a
time allowing for a rest period). Mr. A assists his guidance document for occupational therapists,
wife to complete the rest of the meal (alternating ‘Embracing risk; enabling choice’ [17] which
between sitting and standing). provides a useful framework to support practice.
Step 3:
Mr. A alternates between sitting and standing to Symptom Management Techniques
peel and cut up vegetables for dinner (ahead of
time allowing for a rest period). Mr. A cooks the Intervention strategies that lead the person with
meal with his wife in the room supervising and FMD to focus on their body or specific symptoms
providing assistance if required. are likely to exacerbate symptoms and should
24 Occupational Therapy: Focus on Function 333
therefore be avoided. Movement strategies that nation with diaphragmatic breathing and use
redirect attention away from the body can help to tremor entrainment strategies, integrated into
reduce motor symptoms and normalize move- daily activities.
ment [18]. Delivering therapy within the context
of functional activities can help to prevent focus
on symptoms. If symptoms worsen during an Fatigue and Pain Management
intervention, occupational therapists can give a
prompt or cue designed to re-direct attention. If Fatigue and pain are common in FMD and often
the person is looking at a cup that they are carry- have a negative impact on activity engagement
ing, resulting in tremor and spillage, a simple cue [7, 23, 24]. Management of these symptoms
of ‘look up’ or ‘focus on your destination’ can should therefore be a priority for occupational
take the persons attention outside of their body therapy and fatigue-interventions from other
and reduce the tremor. A brief change in activity, chronic neurologic conditions such as energy
taking a rest or taking a moment to refocus on conservation and activity pacing can be adapted
taught strategies (‘re-set’) can be helpful before for use with this client group [25–27].
continuing with the task at hand. Implementation Occupational therapists can assist the person
of diaphragmatic breathing can be a useful man- with FMD to develop an understanding of the
agement strategy for many symptom types to mechanisms behind pain and fatigue, exacerbat-
help the body relax and prevent breath holding. ing and alleviating factors and facilitate integra-
We would suggest implementation of this tech- tion of management techniques into daily life
nique prior to entering into an activity/situation [3, 5].
identified as difficult or stressful, during the
activity and afterwards to bring the person back Case Vignette: Part IV – Implementation of
to a relaxed state. See Table 24.1 for examples of Fatigue and Pain Management Strategies
specific intervention techniques to encourage Mr. A was asked to complete an activity log for
normal movement patterns. three consecutive days, noting what he was doing
and associated fatigue and pain levels. This was
Case Vignette: Part III – Implementation of reviewed with his occupational therapist and
Symptom Management Techniques together they identified:
The occupational therapist explored normal
movement strategies (even weight bearing, use of • Altered sleep/wake cycle – getting up late and
forward momentum, reduction of maladaptive difficulty getting to sleep.
postures) to improve efficiency of Mr. A’s trans- • Tendency to miss meals.
fers along with diaphragmatic breathing tech- • Pain and fatigue levels increasing throughout
niques. These techniques were then integrated the day.
into personal care activities and meal • Not taking rest breaks, but ‘crashing’ late
preparation. afternoon.
Mr. A’s arm tremor was impacting on his abil- • Over compensating for not being at work by
ity to complete tasks requiring dexterity (e.g. pushing himself to do household chores at the
using knives, dressing, shaving and writing). The expense of symptom exacerbation.
occupational therapist assessed him completing
these tasks. It was discussed that increased ten- The occupational therapist and Mr. A dis-
sion (and co-contraction) was likely a maintain- cussed how his current routine may be making it
ing factor to his tremor and high pain levels. Mr. difficult to manage his FMD and worked together
A was taught how to relax the muscles in combi- to explore:
334 C. Nicholson and K. Hayward
• The benefits of a structured routine with pro- • Supporting ‘work hardening’ (gradually
active regular rest breaks. increasing tolerance to day to day activities
• Maintaining good self-care (regular nutrition and simulating mock work tasks) in prepara-
and hydration, graded participation in exer- tion for return to work.
cise and enjoyable activities). • Developing a return to work plan.
• Accepting that it is okay to rest and that this is
an essential part of FMD self-management. Although in general work is thought to be
• What rest meant for Mr. A: switching off mind good for health [28], in some cases it may be a
and body – e.g. listening to music and using symptom maintaining factor, it therefore may not
relaxation techniques. be possible to maintain employment despite rea-
• Sleep hygiene advice. sonable adjustments. In these cases, occupational
• Ways to prioritize, plan and pace activities. therapists can support patients to positively exit
• Integration of normal movement principles their current employment and plan for alternative
into function to increase efficiency. productive roles (in some healthcare systems
• Mr. A was advised to discuss optimization of such as in the United States, such support can
pain medication with his doctor. also be performed by a social worker). It is
important to recognize that for some patients
The above principles were then integrated into with FMD it may not be the demands of the work
Mr. A’s daily routine. role itself that is a symptom maintaining factor,
but the work environment (for example a break-
down of relationships with their manager or col-
Vocational Rehabilitation leagues). Therefore, a move to a similar role at an
alternative company may be beneficial. For oth-
Within most societies, employment is integral to ers, exploring the possibility of a career change,
daily life, providing income, social contact, rou- to a less physically, cognitively or emotionally
tine and independence, thus supporting physical demanding role may be appropriate. Exploration
and psychological health [28, 29]. For patients of these various possibilities can also be explored
with FMD, maintaining work or study roles can collaboratively across occupational therapy and
be challenging and occupational therapists have a psychological therapies.
key role to play in supporting them in this
endeavor [2]. Vocational rehabilitation can be Case Vignette: Part V – Vocational
described as “whatever helps someone with a Rehabilitation
health problem to stay at, return to and remain in Mr. A was employed full-time as a school teacher.
work” [30]. When treating patients with FMD, He had not been able to work since the onset of
vocational rehabilitation principles used with his symptoms, but was keen to return to work. As
other neurological conditions can be applied [31, he began to manage his day to day tasks with
32]. These may include; increased efficiency and independence, the focus
of his occupational therapy sessions shifted to
• Support with positive disclosure of their con- vocational rehabilitation. This built on work he
dition to employers. had already done to establish a consistent level of
• Education on employment rights. daily activity (work hardening).
• Education to employers on FMD and symp- Mr. A and the occupational therapist dis-
tom impact (via letter or face to face cussed his job role. This included travel to/from
meeting). work, the school environment, his timetable
• Breaking down the demands of their job role (teaching and non-teaching demands) etc.
and identification of reasonable adjustments Together they identified areas that may be chal-
(in conjunction with occupational health). lenging, for example moving quickly between
336 C. Nicholson and K. Hayward
classrooms at busy times and began to set out approach and make a plan of how to reduce
reasonable adjustments to support a successful use over time (and it can be helpful to be trans-
return to work. These included: parent with the patient about the planned
short-term use of such an aid).
• A graded and structured return to work plan • Major adaptations should be avoided if symp-
(taking into account hours and duties with toms are recent in onset.
periods of consolidation and regular review). For patients with ongoing disability despite
• Having an allocated classroom to avoid the rehabilitation and best efforts, equipment or
need to quickly change rooms between classes. adaptations can increase independence and
• Rest breaks planned into his timetable to help have a positive impact on quality of life.
manage fatigue.
Splinting in FMD can present similar problems
They discussed ways to positively disclose his and it is important to be aware that serial casting
diagnosis to his employers and his occupational for fixed functional dystonia has been associated
therapist agreed to liaise with occupational with worsening symptoms and the onset of com-
health about the impact of his symptoms on his plex regional pain syndrome [33, 34].
working role and suggested reasonable adjust-
ments (collaborations with occupational health Case Vignette: Part VI – Use of Adaptive Aids
can also involve the treating physician). Once Mr. A had been using a toilet-frame and bath-
Mr. A started his return to work plan, he met with board to aid his transfers. He had also been given
the occupational therapist regularly for review. a perching stool to use in the kitchen. Whilst
using taught symptom management strategies the
occupational therapist worked with Mr. A to
Aids, Adaptations and Splinting reduce reliance on these aids.
Toilet transfers:
In general, the use of aids and adaptations are
thought to be unhelpful in FMD rehabilitation as –– Sit to stand using forward momentum (nose
they can interrupt normal automatic movement over toes), even weight bearing through both
patterns and encourage maladaptive ways of legs and pushing up with hands (using
functioning. In addition, they can lead to second- toilet-frame).
ary problems such as joint pain (e.g. wrist pain –– Sit to stand using forward momentum (nose
from weight bearing on a walking stick) and over toes), even weight bearing through both
deconditioning of muscles [18]. Occupational legs and pushing up with hands on knees
therapists can assist patients with FMD to use a (toilet-frame available if required).
rehabilitative approach and minimize the need –– Sit to stand using forward momentum (nose
for aids and adaptations. However, there are over toes), even weight bearing through both
times when provision of equipment is appropri- legs and pushing up through legs without the
ate, and occupational therapists need to carefully, use of hands (removal of toilet-frame).
on an individual basis, weigh up the pros and
cons of provision. The following can be useful to Bath transfers:
guide decision making [5]: The occupational therapist practiced bath
transfers (at first with assistance) with Mr. A on a
• Consider whether the person’s symptoms are number of occasions without the use of equip-
presenting acutely or whether they have been ment. This was done until he felt he was able to
long lasting. manage getting in and out of the bath on his own
• Are aids needed on a short-term basis? For without equipment (bath-board removed). To
example, to enable a safe discharge from hos- build confidence with this, he was initially super-
pital? If so, it is advisable to take a minimalist vised in and out of the bath by his wife, followed
24 Occupational Therapy: Focus on Function 337
by having a bath whilst she was in the house and tional capacities. Occupational therapists can
then moving to complete independence when also advocate for the need for specialized reha-
home alone. bilitation on behalf of the person with FMD to
Perching stool: their insurance or healthcare provider.
Mr. A was initially encouraged to complete
kitchen tasks alternating between standing for
short periods (evenly weight-bearing, not prop- Housing
ping) and sitting on the perching stool to com-
plete meal preparation tasks. The time standing Occupational therapists and social workers may
within function was gradually increased until he have a role in advocating for relocation on behalf
could complete meal preparation without need- of patients with FMD. For example, this may be
ing to sit (perching stool then removed). appropriate if the person has chronic symptoms
that have not responded to rehabilitation and their
home environment is restricting their indepen-
Disability Management dence; there is overcrowding in the home (lead-
ing to tension and stress which may exacerbate/
Care Needs maintain functional symptoms); or there is social
conflict in the local environment (neighborly dis-
Many patients with FMD will have care needs putes) which is causing stress/affecting commu-
and occupational therapists can provide advice nity access.
on the type and intensity of care required.
Although the use of professional and informal
caregivers may be appropriate, prolonged use can Relapse Prevention
reduce self-confidence in one’s own abilities, and Management Plan
reduce endurance, decrease overall independence
and engagement in daily activities, and adversely It is common for patients with FMD to have
affect relationships (if care is provided by signifi- periods of symptom remission and exacerba-
cant others). tion. It is therefore essential that a relapse pre-
Whenever possible, care that facilitates active vention/management plan be discussed and
engagement as opposed to passive caregiving documented collaboratively with the patient and
should be encouraged. Rehabilitation with an treating team, prior to discharge [5, 35]. This
occupational therapist can help to reduce the can include:
need for care over time.
Identification of what can lead to exacerbation of
symptoms.
Benefits/Insurance Claims • Symptom management strategies they have
found helpful.
Occupational therapists can assist patients with • What they can do if they experience a ‘bad
FMD to complete benefits and insurance claims day’.
in some clinical settings (this may be less • Identification of short and long-term goals to
common in the United States where case manag- carry their progress forward.
ers and social workers may be more involved in
some of these activities). Providing basic educa- Patients with FMD should be encouraged to
tion to agencies on the diagnosis and nature of share this plan with significant others.
FMD can be helpful, for example, highlighting Additionally, a video summary of key normal
the often unpredictable and variable nature of movement strategies can also be helpful should
symptoms and their impact on the person’s func- the person experience a relapse in the future.
338 C. Nicholson and K. Hayward
the onset of speech changes and demonstrated a rise, it is essential that SLPs develop comfort and
significant improvement in accuracy. She then expertise in providing symptomatic treatment for
quickly progressed to reading sentences and patients with functional speech/voice and/or cog-
paragraphs while maintaining the accurate nitive disorders.
speech pattern, until finally moving to spontane- The treatment strategies described within this
ous conversation with typical articulation and chapter represent an approach informed by avail-
prosody. She arrived at her fourth session having able literature and expertise across the rehabilita-
reverted to the altered functional speech pattern; tive sciences including physical therapy,
however, she was easily cued by the clinician to occupational therapy, and cognitive behavioral
return to accurate speech production by produc- therapy. While intended as guidance for SLP
ing the imitated phrases again. She was encour- interventions, the principles are applicable to any
aged to use imitation of her recorded voice as a healthcare professional encountering a patient
cue for independently modifying her speech out- with functional communication deficits. This
put. When she returned to the clinic for her fifth chapter is also relevant to physicians longitudi-
visit, her speech pattern was normal. With nally following patients with functional speech
encouragement, the patient identified several and voice disorders, facilitating the development
goals for re-engaging in communication oppor- of shared expertise allowing physicians to rein-
tunities, such as returning to community yoga force basic SLP principles with their patients.
classes with friends and engaging with other par-
ents at her son’s soccer games. The patient
returned to clinic 1 month later for follow-up Considerations for Initiating
reporting “about 90%” accurate speech, with Treatment
occasional brief episodes of slurred articulation
in the setting of stress. Any treatment plan must aim to optimize the
patient’s outcome through consideration of logisti-
cal, clinical, and personal variables. Several fac-
Introduction tors should be taken into account when formulating
a treatment plan for patients presenting with func-
Changes in communication as a form of a func- tional speech/voice and/or cognitive symptoms.
tional movement disorder (FMD) may represent
alterations in speech motor function alone or
include a far more complex constellation of Timing
symptoms [1, 2]. The impact of communication
dysfunction is widespread, affecting an individu- As with other rehabilitative efforts in FMD, inter-
al’s vocational outcomes, social interactions, and vention for functional speech/voice disorders and
overall quality of life [3]. This chapter provides cognitive dysfunction is best initiated after the
an overview of clinical strategies for managing patient has received a clinically-established FMD
both functional speech and voice disorders, as diagnosis as typically performed by a neurologist
well as functional cognitive symptoms as con- or neuropsychiatrist. A thorough assessment of
tributors to overall communication impairments. the communication difficulty is also foundational
Diagnostic considerations in functional speech/ to treatment and can often have therapeutic value
voice disorders are addressed in Chap. 13. in itself (see Chap. 13 for a detailed description of
Speech-language pathologists (SLPs) have assessment tasks). Additionally, within the scope
expertise in anatomical, physiological, and neu- of a multi-disciplinary clinic, it may be useful to
rological aspects of communication and are well- consider the timing of a patient’s participation in
positioned to assess and treat patients with other therapies. The purposeful alignment of
functional speech/voice disorders. As the number speech, physical, occupational, and cognitive
of patients diagnosed with FMD continues to behavioral therapy may serve to reinforce a
25 Speech Therapy: Being Understood Clearly 343
patient’s trajectory of progress. Even so, patients recordings. Furthermore, given the limited evi-
with significant comorbidities such as pain and dence of treatment efficacy in functional speech/
fatigue may benefit from a more paced or even voice and cognitive disorders, collecting objec-
sequential approach to engaging in therapies. tive outcome measures is an important step
toward future research. Recommendations for
collecting treatment outcomes in FMD include
Frequency the use of complimentary patient-reported sub-
jective measures alongside performance-based or
Similar to considerations for treatment timing, clinician-rated measures [6, 7].
patient variables such as tolerance for the physical Patient-reported outcome measures for func-
and cognitive demands of treatment must be consid- tional speech/voice disorders may include vali-
ered in determining a plan for treatment frequency. dated survey tools such as the Communicative
Logistical factors such as the patient’s proximity to Effectiveness Survey [8] and the Voice Handicap
the clinic and support for transportation are also Index [9]. In cognition, tools that capture a point-
inevitable considerations. However, there is great in-time patient perspective on functioning such
value in framing treatment as an opportunity for as the Neuro-QoL Cognitive items [10] or the
intensive motor retraining, which is best completed Functional Memory Disorder Inventory [11] may
at a high level of frequency, with treatment sessions be useful.
spaced out no more than weekly if possible. Clinical measures for motor speech may
include ratings of perceptual characteristics
across tasks such as connected speech, oral read-
Patient Readiness ing, sustained phonation, and alternating/sequen-
tial motion rates [12]. Fluency metrics, such as
While always relevant in gauging a patient’s readi- formal Stuttering Severity Instrument scores [13]
ness to fully engage in therapy, patient-specific or simple percentage of fluency from a transcrip-
attitudes and beliefs are particularly relevant in the tion of reading/expository speech tasks are valu-
management of FMD. A patient’s acceptance of able measures for functional stutter. Similarly,
the FMD diagnosis is considered to be one of the traditional voice measures including the clinician-
most important factors in predicting a positive rated CAPE-V [14] or acoustic voice measures
prognosis, as per a recent study that surveyed may be used as appropriate to individual cases.
movement disorder specialists [4]. Assessing More details on selecting outcome measures in
patient’s readiness for change and acceptance of FMD can be found in Chap. 29.
the diagnosis may include several components
including patient self-report [5], motivational
interviewing, and clinical observations. reatment of Functional Speech
T
and Voice Disorders
munication has been significantly decreased in “what” the disorder is and examination features
the setting of functional speech/voice disorders, that rule in the diagnosis [18, 19]. The clinician
symptomatic improvement in speech may be a may also provide an explanation of the brain-
prerequisite for participation in interdisciplinary body connection (see Chap. 3 for further details
therapies. on this concept). Finally, an essential component
Given that mechanisms of functional speech/ of diagnostic counseling is the assurance that
voice disorders are inherently rooted in altered treatment is available and often highly effective.
motor functioning, treatment paradigms share It may be helpful to highlight that, despite
many similarities with physical therapy programs changes in functioning, no irreversible structural
for FMD [15]. These overarching treatment prin- damage has occurred in the speech output centers
ciples are outlined in recent consensus guidelines of the brain. As such, clinicians may express con-
as relevant to the wider spectrum of FMD- fidence that it is possible for the patient to regain
associated symptoms seen in the SLP clinic [16] control over the motor pattern with dedicated
and are detailed below in the context of func- effort and therapeutic support.
tional speech/voice presentations.
Perhaps the most consistent theme across the lit- After engaging in supportive education about the
erature discussing treatment of FMD is the diagnosis, it is often helpful to increase the
importance of the provider’s delivery and discus- patient’s understanding of typical motor speech
sion of the diagnosis. Likewise, the confident and functioning. This both highlights the automaticity
compassionate delivery of a positive diagnosis of and effortlessness of many speech functions and
functional speech/voice disorder is a founda- serves as context for discussion of the patient’s
tional element of therapy. This may begin with specific deviations from normal functioning.
the simple acknowledgement that the symptoms
are genuine and have a clear impact on the Understanding Typical and Altered
patient’s quality of life [17]. The clinician may Motor Speech Function
further provide support for the patient’s under- Providing an overview of the typical anatomy,
standing of FMD in general, and then provide the physiology, and functioning of speech subsystems
diagnosis of a functional speech/voice disorder. It and mechanisms in simplified terms aims to sup-
is often helpful to outline positive, rule-in evi- port a patient’s insight and provide a foundation
dence of the functional etiology of the speech/ for facilitating change. Education must be highly
voice disorder gathered during the assessment tailored to topics most relevant for the individual
(see Chap. 13 for in-depth discussion of diagnos- patient. For example, a patient experiencing dys-
tic features), which may have therapeutic effect fluency as a primary symptom may benefit from
[18]. Patients may benefit from guided listening education focused on the typical functioning of
or viewing of recordings from the assessment to articulatory structures. Similarly, education for a
support this conversation. patient with primary vocal symptoms would
Following delivery of the functional speech/ likely include a discussion of respiration and pho-
voice disorder diagnosis, many patients will be nation. While not an exhaustive list, education
left with questions regarding the underlying eti- topics by speech subsystems that often support
ology. It is important to emphasize the focus on patient education are included in Box 25.1.
25 Speech Therapy: Being Understood Clearly 345
playful (lip trills, giggling/laughing) sounds their atypical functional speech pattern. As the
[21]. Use any typical sound production to patient demonstrates increased awareness of the
shape toward improved voicing. change in speech output, the therapist can encour-
age their self-identification of both accurate and
Functional Mutism inaccurate patterns. Reinforcing that recognition
Very limited research has chronicled patients is a critical step to creating long-lasting change.
with complete loss of speech output, or func- As the patient’s accuracy increases, the thera-
tional mutism, in the context of functional pist can gradually increase the length and com-
speech/voice disorders. Most case studies have plexity of speech targets used in treatment
shown a significant emotional component prior sessions. To shape a single sound produced with
to the onset of functional mutism [24], highlight- the new speech pattern, the patient can be guided
ing the importance of psychiatric and psycholog- to increase the production of single words and
ical care. However, patients with functional short phrases with that phoneme in the initial
mutism have also demonstrated similarities to position. To move toward lengthier speech out-
patients with functional voice disorders, includ- put, oral reading of conversational phrases and
ing the potential to benefit from symptomatic sentence-level text (e.g. quotations, simple
treatment [12, 23]. The use of similar voicing poetry, children’s books) may be valuable, as
strategies including elicitation and shaping of well as the use of structured phrase and sentence
vegetative sounds and focusing on muscle relax- level conversational tasks. The therapist should
ation may be helpful. continue to support the patient in moving through
a hierarchy of tasks up to the paragraph level,
unctional Movements of the Face
F with continued encouragement for self-correction
Functional movements of the face often involve of any return to the deviant speech pattern. Once
the unilateral lower lip and the soft palate [25, the patient’s speech output has reached 90%
26], both of which may affect patient’s speech accuracy or above in these structured tasks, thera-
output. Therapeutic methods to address facial peutic tasks will move toward less structured lan-
movements are congruous with functional guage (e.g. short personal narratives, multi-step
speech/voice disorder management strategies task descriptions). Finally, the therapist should
including diagnostic counseling and education provide prompts for spontaneous conversation
regarding typical versus atypical movements of while continually encouraging the patient to self-
the involved muscle groups. Patients may also monitor speech output.
benefit from specific tasks targeting increased
motor control of the affected muscle group, such
as production of exaggerated production of vowel Mutual Setting of Treatment Goals
sounds (e.g. “eee-ooo-ahhh”) or strategically
chosen words to activate the targeted facial mus- Ultimately, the long-term treatment goal for func-
cles or production of nasal consonants to open tional speech/voice disorders is to support the
vowels (e.g. “ng-ah-ng-ah”) for palatal tremor. patient in meeting his/her communication needs
across environments. Interim short-term goals for
treatment may include measures of patient under-
Building Independence standing, metrics for accuracy along a hierarchy of
speech tasks, carryover of learned strategies to
Throughout trials of strategies to facilitate their natural environment, and increased participa-
change, the patient should receive reinforcement tion in communication opportunities. As patients
for any change from the altered speech pattern. near the end of treatment, goals may include inde-
When a change is observed, it is important to pendent application of self-cuing strategies for
support the patient in identifying the differences improved speech, particularly in the case of future
between their changed speech production and symptom recurrence.
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Interdisciplinary Rehabilitation
Approaches in Functional
26
Movement Disorder
Kathrin LaFaver and Lucia Ricciardi
Clinical Vignette, Part I him and admitted him to the hospital with a sus-
Michael is a 21-year-old college student on a pected diagnosis of Guillain-Barre syndrome. His
baseball scholarship. Over the past few months, past medical history was unremarkable except for
he felt increasing pressure by his coach due to a mild concussion a few years ago and low back
poor performance in several games. He also over- pain. He was single, lived in a dorm, was a non-
heard two of his teammates questioning his role in smoker, with alcohol use on weekends and no
the team in the school cafeteria. During the next illicit drug use. There was no family history of
game, he felt intense pain in his lower back. By neurological disorders. Over the following days,
the end of the game, he had trouble walking off the additional tests including a lumbar puncture were
field and was sent to the Emergency Department performed and showed normal results. He was
for an evaluation. Over the next hour, he was observed to move his legs while supine and sit-
barely able to move either leg and lost all feeling ting, but continued to be unable to bear weight,
below the hips, however noticed trembling move- stand or walk, and leg tremors were frequently
ments in his leg when trying to activate his mus- triggered by touch or unexpected sounds. He was
cles. Urgent magnetic resonance imaging (MRI) suspected to have Guillain-Barre syndrome,
of his thoracic and lumbar spine showed no spi- treated with intravenous immunoglobulin (IVIG)
nal cord compression or other structural changes therapy and admitted to a rehabilitation hospital
explaining his problems. A neurologist evaluated for a few weeks without making any progress in
his neurologic function. When a new attending
came on the service, his case was reviewed and he
was suspected to have a functional movement dis-
order (FMD). Given little explanation about the
Supplementary Information The online version con- new diagnosis, his parents were told in a private
tains supplementary material available at [https://doi.
conversation that malingering could not be
org/10.1007/978-3-030-86495-8_26].
excluded, which led to hospital discharge without
further follow-up recommendations. Through his
K. LaFaver (*)
Movement Disorder Specialist, Saratoga Hospital primary care physician, he obtained adaptive
Medical Group, Saratoga Springs, NY, USA equipment including a wheelchair and power
e-mail: klafaver@saratogahospital.org scooter, allowing him to continue going to col-
L. Ricciardi lege. He felt increasingly frustrated by the lack of
Neurosciences Research Centre, Molecular and improvement in his symptoms and researched
Clinical Sciences Research Institute, St George’s online for additional treatment avenues.
University of London, London, UK
treatment planning (Fig. 26.1) [17]. To facilitate underlying reasons should be explored further
the neuropsychological assessment, patients are and inform next steps. Motivational interviewing
asked to complete a set of standardized question- has been shown to help with treatment adherence
naires ahead of the visit that include screening for and outcomes for patients with functional sei-
depression, anxiety, stressful life events, physical zures and is explored in detail in Chap. 18 [19].
functioning and disability (Table 26.1). Patients During the allied rehabilitative team assessment
are encouraged to have a family member or care (physical therapist and if available, occupational
partner accompany them to their visit to provide and speech therapist), history is focused on cur-
additional history and participate in education rent limitations and strengths of the patient, past
about FMD and treatment planning. treatment interventions, symptom triggers and
The role of the neurologist is to (1) confirm a alleviating factors, history of prior musculoskel-
diagnosis of FMD, (2) provide education about etal injuries and surgeries, and pain assessment.
the disorder and set expectations for the treat- This is followed by a standardized functional
ment process, and (3) assess patients’ and family assessments of physical function and communi-
members’ understanding of FMD, agreement cation skills. Lastly, the (neuro)psychologist per-
with the diagnosis and potential treatment obsta- forms a psychiatric and social history including
cles. Open questions such as “What have you early development and education, family rela-
been told about FMD?”, “What are your treat- tionships, current/past psychiatric diagnoses and
ment goals?” and “Is this a good time for you to treatment interventions and current living cir-
engage in treatment?” are important to work cumstances. As mentioned before, it is helpful to
towards a shared decision making process. have patients complete screening tools for mood
Assessing agreement with the diagnosis and con- disorders, anxiety, life stressors and functional
fidence in treatment are important, as patients disability before the visit to avoid test fatigue.
should fully commit to engaging in therapy, and Although there is currently not a standardized
ongoing pursuits of additional diagnostic opin- “FMD Inventory”, many clinicians perform a
ions can be distracting and detrimental to treat- selection of measures as outlined in Table 26.1. A
ment progress. This can be done with a 10-point patient-centered, qualitative interview perform-
Likert scale, e.g. “On a scale from 1 to 10, how ing a focused psychiatric interview can comple-
confident are you that FMD is the correct diagno- ment to self-report questions, particularly since it
sis for your symptoms?” and “On a scale from has been shown that these approaches provide
1-10, how confident are you that you will be able only partially overlapping information [20]. A
to get better with treatment?”. If diagnostic standardized video of the patient may capture
agreement and treatment confidence are low, the typical examination features and serve as tool to
356 K. LaFaver and L. Ricciardi
Table 26.1 Examples of potential assessment tools for form comprehensive neurocognitive testing prior
patients with FMD to treatment initiation to better gauge overall cog-
Patient-reported scales nitive strengths and relative limitations. After
Clinical Global Impression Scale, self-reported assessments are completed, patients are discussed
(CGI-SR)
in an interdisciplinary team meeting and treat-
Beck Depression Inventory II (BDI-II)
Beck Anxiety Inventory (BAI)
ment recommendations are made based on input
Patient Health Questionnaire-15 (PHQ-15), a brief from all team members. Depending on local
instrument for identifying and monitoring somatic availability of FMD specific treatment, pathways
symptoms may include brief courses of physical, occupa-
Life Event Checklist for DSM-5 (LEC-5) tional or speech therapy alone or in combination
PROMIS-29, a short assessment containing four
items from each of seven PROMIS domains
with focused psychotherapy interventions, multi-
(depression, anxiety, physical function, pain disciplinary interventions in an outpatient or day
interference, fatigue, sleep disturbance, and ability to rehabilitation setting, or admission to a special-
participate in social roles and activities) ized inpatient rehabilitation service [9, 23–26].
Sheehan Disability Scale (SDS), a brief, 5-item tool Setting of mutually agreed upon treatment goals
assessing functional impairment in work/school,
social life, and family life and providing a clear timeline for therapy may be
Short-Form (SF-36) Health Survey, a 36-item helpful for patients in providing a framework and
instrument designed to capture patients’ perceptions encouraging maximal engagement, although the
of their own health and well-being across physical needs especially for intensity and duration of
and emotional domains
psychotherapy will vary.
Brief Illness Perceptions Questionnaire (BIPQ),
assessing an individual’s perceptions and cognitions
regarding their illness Clinical Vignette, Part II
Clinician-obtained measures Through online research, Michael had found a
Clinical Global Impression Scale (CGI) clinic offering specialized FMD treatment and
Simplified Functional Movement Disorder Rating
was scheduled for an assessment visit. At time of
Scale (S-FMDRS)
Timed Up and Go (TUG) test, a performance-based his appointment, his symptoms had been present
measure of functional mobility for 13 months and he was using crutches, a wheel-
10-m timed walking test chair, an electronic scooter and handicap-
The Nine-Hole Peg Test (9-HPT), a standardized, equipped car for mobility and transportation.
quantitative assessment used to measure finger During his neurological assessment, his strength
dexterity
Montreal Cognitive Assessment (MoCA), a
in both upper and lower extremities was found to
screening tool for cognitive function be normal when he was in a sitting position, as
Iowa Personality Disorders Screen (IPDS), an were his reflexes and sensory function. When
11-item mini-structured interview designed to detect asked to stand up, he developed irregular tremu-
the presence of personality disorders
lous movements in both legs, which stopped once
he sat down again. He stated that he was unable
document symptom severity and change over to walk independently due to leg weakness and
time, although the inherent nature of FMD with tremor, but was able to ambulate with an unusual
distractibility and variability of symptoms is a gait pattern by using his crutches and propelling
complicating factor [21, 22]. For further details both legs forward at the same time (see Videos
on symptom monitoring over time and outcome 26.1 and 26.2). A diagnosis of FMD was con-
measurements in FMD, please refer to Chap. 29. firmed based on typical exam findings of variable
In cases with prominent cognitive complaints, and distractible tremor and weakness. A physical
especially if past medical history suggests learn- therapist assessed functional abilities and limita-
ing disabilities, traumatic brain injuries or other tions including current adaptive equipment use as
disorders with potential impact on cognitive well as typical patterns of activity throughout the
functions, a separate visit may be needed to per- day. Both he and his parents were asked about
26 Interdisciplinary Rehabilitation Approaches in Functional Movement Disorder 357
their understanding about the diagnosis of FMD interdisciplinary FMD treatment include (1)
and treatment expectations. His mother expressed chronic pain or chronic fatigue as the most dis-
her frustrations about the long waiting time to get abling symptom; (2) presence of severe and
professional help and previous negative experi- unstable psychiatric conditions including depres-
ences with some medical professionals, including sion with suicidality, post-traumatic stress disor-
the accusation that Michael was malingering. der (PTSD) or alcohol/drug misuse; (3)
During the psychological assessment, no prior predominance of functional seizures, purely sen-
psychiatric history was reported. He was noted to sory or cognitive complaints. Of note, the comor-
have perfectionistic tendencies and had felt under bidity of functional seizures may not necessarily
stress over his athletic performance in the months be an absolute contraindication in some
prior to onset of his neurological symptoms over instances – particularly in patients who have
fear of losing his college scholarship. He was not identifiable triggers/warning signs AND have
involved in a romantic relationship and reported active FMD symptoms that would otherwise war-
no problematic drinking or illicit substance use. rant intensive motor-specific treatments. In many
Self-reported screening questionnaires showed no of the above cases, other treatment approaches
symptoms of depression or anxiety. He indicated are often more suitable such as chronic pain reha-
high confidence in the accuracy of his FMD diag- bilitation programs, psychotherapy and/or inten-
nosis (9/10) as well as belief that he could get bet- sive psychiatric care. Following a team
ter with treatment (8/10). His most important discussion, treatment recommendations should
goals for treatment were to relearn normal con- be communicated to the patient and care partner
trol over his gait and handwriting, which was and provided in written form, and any questions
intermittently also impacted by tremor. The inter- or concerns should be addressed. Other treatment
disciplinary team felt that he was a good candi- obstacles may include financial or time con-
date for a week-long, intensive FMD-specific straints, pending litigation or other legal action
inpatient rehabilitation program and perceived and may necessitate a delay in treatment initia-
no major treatment barriers. His reliance on tion. Social workers and case managers also have
extensive adaptive equipment was noted and it an important role in providing additional
was explained that use of his crutches and wheel- resources if treatments other than those directly
chair would be minimized throughout the treat- available at a given center are recommended. To
ment week. A model of FMD as a brain connectivity ensure adequate care, follow-up visits in the
disorder with intermittently “faulty connections” FMD clinic should be offered to all patients to
and loss of normal control over movement pat- monitor treatment progress. Patients initially tri-
terns was used to help him and his parents under- aged to undergo chronic pain rehabilitation or
stand his experience. The neurologist furthermore intensive psychiatric therapies should be reas-
explained that many patients in the program were sessed and may benefit from FMD specific thera-
able to reach significant improvements and that pies at a later date.
the goal of treatment would be retraining of nor-
mal movement patterns. Additional educational
materials and an overview of the treatment pro- hat Is the Evidence
W
gram were provided. for Interdisciplinary FMD
Treatment?
ment (RCT) trials. In Table 26.2, we provide an ferences in patient selection, the treatment set-
overview of select multi- and interdisciplinary ting (e.g. outpatient versus inpatient), duration
treatment programs in the literature. Due to dif- and intensity of treatment, specifics of therapies
Table 26.2 (continued)
Setting and
Study Design and sample size duration Multidisciplinary program Results
Hubschmid RCT (interdisciplinary Inpatients Interdisciplinary Significant improvement
et al. (2015) psychotherapeutic neurology unit (4–6 psychotherapeutic of physical and
[29] intervention versus sessions over intervention + psychiatry psychological symptoms
standard care); n = 23 2 months) and neurology consultants (SDQ-20, CGI, mental
patients with motor assessments. health component of the
FND and functional SF-36, Beck Depression
seizures Inventory). Reduction in
new hospital stays after
intervention.
Jacob et al. Retrospective; n = 32 Inpatient Physical, occupational, At discharge, 87% of
(2018) [38] patients with FMD rehabilitation unit and speech therapy (if patients reported
(1-week) applicable) and improvement in CGI,
psychotherapy maintained in 69% at
6-months follow-up.
59% improvement in
PMDRS.
Jimenez Retrospective; n = 49 Interdisciplinary Pain rehabilitation experts Significant improvements
et al. (2019) patients with chronic chronic pain (pain psychiatrist, were seen in pain-related
[30] pain and functional rehabilitation psychologist, PT/OT, disability, depression,
seizures or FMD program nurse), interventions anxiety and timed gait
(3–4 weeks, day included individual and measures (TUG, 6 min
rehab setting) group psychotherapy, walk test).
medication management,
biofeedback and PT/OT.
Lidstone Prospective; n = 11 Outpatients Therapy was 7/11 (64%) of patients
et al. (2020) patients with FMD (6-session, simultaneously delivered had “much” or “very
[18] bi-weekly) by the neurologist, much” improved at CGI,
neuropsychiatrist and which was sustained at
physiotherapist in 45-min 3 months.
appointment
Petrochilos Prospective; n = 78 Outpatient Neuropsychiatry, Significant improvements
et al. (2020) patients with FND (day-unit) treatment cognitive behavioural at discharge and at
[25] (2 days a week for therapy, PT, OT, 6-month follow-up in
5-week) psychoeducation and somatic symptoms
family meetings (PHQ15), depression
(PHQ9), anxiety
(GAD7), health and
social functioning
(HONOS), functionality
(COPM), health status
(EQ-5D-5L) and CGI.
Abbreviations: CD conversion disorder, CBT Cognitive behavioral therapy, CGI Clinical Global Impression Scale,
COPM Canadian Occupational Performance Measure, EQ-5D-5L EuroQol 5 Dimension 5 Level, FIM Functional
independence measure, FMS Functional Mobility Scale, GAD-7 General anxiety disorder-7, HONOS Health of the
Nation Outcome, MoRE Motor Retraining, OT occupational therapy, PHQ9 Patient Health Questionnaire, PHQ15
patient rated somatic symptoms, PMDRS Psychogenic Movement Disorder Rating Scale, PT physical therapy, SDQ-
20 Somatoform Dissociation Questionnaire, SF-36 Short-Form health Survey, SLP speech and language therapy, TUG
timed up and go test
360 K. LaFaver and L. Ricciardi
Table 26.3 Important principles in interdisciplinary ualized to the patient’s abilities and dietary
FMD care interventions may have promise in addressing
A diagnosis needs to be established and communicated this often disabling symptom. Overall, more
prior to subsequent treatment research is needed – including how to best thera-
Patient and family/caregiver education and shared goal
setting is a crucial step towards successful treatment
peutically address the range of non-motor symp-
and relapse prevention toms that are frequently concurrent in patients
Patients should be treated respectfully and with FMD.
empathetically, recognizing and acknowledging prior
negative experiences in the healthcare system
Clinical Vignette, Part III
The diagnosis of FMD should be normalized and
understood within a biopsychosocial formulation, Several weeks after his initial assessment, Michael
outlining steps towards getting better was admitted for a 1-week long, specialized inpa-
Consistent messaging on diagnosis and treatment goals tient FMD treatment program. After being ori-
from all healthcare professionals is important ented to the treatment facility, his first day
Positive reinforcement is an important principle in included detailed assessments and goal setting
supporting treatment gains
Regular communication between members of the
with his physical and occupational therapists, as
treatment team is important for optimal information well as his first session with a rehabilitation psy-
flow and treatment consistency chologist. Over the next 5 days, he re-established
Patient independence and self-management strategies control over simple movements with his legs such
should be fostered
as weight shifting and tapping his toes. Motor
Relapse and emergency planning is important to reduce
ER and urgent care visits imagery, a commonly used intervention in stroke
rehabilitation and training of athletes, was used
prior to each training session. His therapists
Recognizing and addressing frequent comorbidi- guided him to visually imagine his goal activities
ties, specifically chronic pain, fatigue, somatic as if he was performing them, breaking down
symptom disorder, health anxiety and mood dis- movement patterns in small steps. He was also
orders is covered in Chaps. 14 and 22. The com- introduced to deep breathing techniques and
mon co- occurrence of autonomic dysfunction mindful meditation. By using relaxation methods
including postural orthostatic tachycardia syn- in his physical therapy sessions, he was able to
drome (POTS) and functional gastrointestinal quickly progress from foot tapping exercises to
disorders in FMD is thought to be related to supported walking on bars, independent walking
shared imbalances in activity of the sympathetic and finally high-level gait activities including
and parasympathetic nervous systems, but has running and navigating an obstacle course (see
not been extensively studied in adult patients [40, Videos 26.3 and 26.4). His five treatment sessions
41]. Recognizing autonomic dysfunction and with the psychologist were based on the self-
referring patients to specialists such as cardiolo- guided workbook entitled “Overcoming
gists or gastroenterologists for additional assess- Functional Neurological Disorders: A Five Area
ment and management is important [42, 43]. Approach [44]”, and covered topics such as iden-
Patients with untreated POTS will continue to tification of symptom triggers, mind-body connec-
experience symptoms including dizziness, head- tions, challenging unhelpful thinking and planning
aches, and exercise intolerance, actively imped- behavioral changes. He recognized that he had
ing treatment progress or limiting their ability to always struggled with expressing negative emo-
participate in physical therapy. Assessment of tions and took to journaling as a way of organiz-
chronic fatigue may include evaluations for sleep ing his thoughts and processing daily events.
disorders, mood disorders, other medically con- Discussing his identity as an athlete and per-
tributing factors (e.g. anemnia, hypothyroidism, ceived threats towards this role by physical injury
Vitamin B12 deficiency), or sedating medication and other factors started a process of self-explo-
effects. If other factors have been excluded, opti- ration and different options of addressing difficult
mizing sleep schedules, regular exercise individ- situations. Throughout the week, a physiatrist was
362 K. LaFaver and L. Ricciardi
overseeing his treatment, working together with limits to treatment can also be an important con-
the rest of the team on outlining the treatment pro- cept to foster independence and self-management
cess and providing positive reinforcement of ther- of symptoms. Once FMD-specific treatment is
apy gains. Furthermore, he addressed his chronic completed, it is often possible for the patient’s
low back pain and helped in formulating a plan local neurologist or primary care physician to
on his return to school and social activities with- take over care of ongoing needs, e.g. manage-
out adaptive equipment. There was a separate ment of comorbid conditions such as migraines.
meeting with Michael’s parents towards the end
of the treatment week to address their questions
and provide advice on how to best support him, reatment Modalities Under
T
fostering his independence and preventing Development
relapses.
Since the onset of the COVID-19 pandemic,
many healthcare providers have rapidly adopted
ollow Up Planning and Relapse
F telemedicine services, which can provide effec-
Prevention tive ways for patients to stay connected with spe-
cialized FMD services that are often not available
Following completion of the FMD-specific treat- in their immediate geographical area [45].
ment program, assessments performed during the Further research is needed to study the appropri-
initial visit should be repeated to provide objective ateness and effectiveness of telemedicine visits
measures of improvement. Taking standardized as long-term care models, although results from
videos at the beginning and end of therapy and the treatment of functional seizures via telemedi-
sharing them with the patient can also provide a cine have been encouraging [46]. In a pilot study
helpful tool of reinforcing treatment success. testing the delivery of physical therapy through
Providing home exercises and an individualized telemedicine, significant improvements were
relapse prevention plan, focusing on aspects of seen in ratings of functional movements, general
physical and mental health, is a crucial step in health, vitality, social functioning and mental
helping patients develop confidence as they return health [47]. Delivery of psychoeducation or ther-
in their home environments and expand their activ- apy interventions in a group setting also holds
ities. The need for regular rest periods to avoid promise and may address the lack of mental
“boom and bust” patterns needs to be emphasized, health professionals readily available to deliver
and a gradual return to previous work and social FMD treatment [48, 49]. Other treatment modali-
activities is important to avoid overexertion and ties currently under development include virtual
allow for adaptation to increased stimulation. reality-delivered mirror visual feedback and
Planning for regular follow-up care is impor- exposure therapy [50] and neuromodulation
tant to monitor symptoms longitudinally, espe- approaches to specifically target sensorimotor
cially in cases where ongoing symptoms are and limbic pathways affected in FMD, as out-
present. Exploration of perpetuating factors as lined in Chap. 28 [8, 51].
well as potentially new precipitating factors,
facilitating therapy engagement by active listen-
ing and inquiring about obstacles to treatment I nsurance Coverage of FMD
can all fall within the realm of ongoing neuro- Treatment
logical care [39], while other aspects of treatment
may continue to be provided by psychiatrists, In determining treatment pathways for FMD,
psychologists, social workers or rehabilitation availability of treatment services and coverage
specialists. Taking therapy breaks and setting by the patient’s insurance are often important
26 Interdisciplinary Rehabilitation Approaches in Functional Movement Disorder 363
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Placebo Effects and Functional
Neurological Disorder: Helpful
27
or Harmful?
Matthew J. Burke and Sarah C. Lidstone
nia. The patient became angry and felt that she studies have identified many associated neu-
had been lied to. She left the appointment in tears rotransmitter systems including endogenous opi-
and did not return to clinic. oids, dopamine and endocannabinoids [2].
Evolving psychological models emphasize roles
for both conscious and unconscious processes in
Introduction placebo effects. Conscious expectancies (expec-
tations) may be acquired from verbal instruc-
In no other area of medicine has placebo been so tions/suggestion, prior experience of treatment
seriously considered for sanctioned use in diag- effects, and/or social observation, while uncon-
nosis or treatment as it has in functional neuro- scious expectancies may be established through
logical disorder (FND). Why is this the case? conditioning and other mechanisms [3]. We
FND and placebo effects seem to be inexorably emphasize that suggestion is just one way in
linked over medical history, their paths intertwin- which placebo effects may be generated, as this
ing, each influencing the perception of the other, will be a topic discussed extensively in the next
highlighting the fundamental medical debate section. The vast majority of placebo effects
about what constitutes “real” disease and “real” research to date has been based on data collected
treatment. Placebos have been used to try to diag- from healthy individuals studied in an experi-
nose and treat FND over the last two centuries. mental setting, with placebo analgesia being the
However, as FND has evolved through its differ- most commonly used paradigm [1].
ent identities – hysteria, conversion disorder, psy- In clinical medicine, placebo effects have
chosomatic, and now functional neurological largely been ignored or considered a nuisance
disorder – under the shifting terrains of neurol- based on their role in placebo-controlled clinical
ogy and psychiatry, and as placebo effects have trials. It is commonly ingrained into medical
risen in parallel to a legitimate field of study in its trainees that placebo effects are an enemy that
own right, attitudes toward placebo use in FND thwart the development of treatments, rather than
have remained a source of controversy. Here we a potential source of therapeutic benefit for
provide a critical perspective and synthesis of the patients. A few isolated fields, including
literature on the important considerations for the Parkinson’s disease, chronic pain, mood disor-
use of placebo in FND, and attempt to resolve ders and other neuropsychiatric conditions have
whether placebos are helpful, or harmful. interrogated placebo effects in a clinical context
and are shedding light on their importance in
medicine [4]. Nocebo effects, briefly defined as
A Primer on Placebo new or worsening symptoms in response to nega-
tive expectations or beliefs, also have large
Placebo effects can be defined as therapeutic impacts in clinical practice and clinical trials [3].
benefits derived from the context surrounding Much of the work on nocebo effects in medicine
administration of a treatment rather than the focuses on their potential role in the development
treatment itself. This involves a number of com- of medication side effects (e.g., via providing
plex inter-relationships between environmental patients with expectation of possible side effects
factors such as treatment cues and patient-physi- during consent for a given treatment) [5].
cian interactions and internal factors such as the Furthermore, conducting a review of symptoms
patient’s expectancies, emotions and cognitive can contribute to the generation of functional
schema [1]. Much of the research investigating symptoms experienced by patients, demonstrat-
placebo effects to date has been in the fields of ing the critical role of the therapeutic interaction
neuroscience and psychology. Neuroimaging and expectation in the illness experience. Whether
studies have demonstrated that placebo effects acknowledged by clinicians or not, placebo and
are capable of meaningfully modulating brain nocebo effects are ubiquitous elements of all
regions/networks and neuropharmacological clinical practice and for certain patient popula-
27 Placebo Effects and Functional Neurological Disorder: Helpful or Harmful? 369
tions may be harnessed to optimize and/or under- deception? No other narrative of modern mind-
mine treatment. In the following sections we will body medicine is as fundamentally conflicted
explore the potential role for leveraging placebo about its own epistemological and ethical mes-
effects in the management of patients with sage as this one, and its history is the primary
FND. We will critically examine arguments in reason” [9]. Simply put, suggestion is the influ-
favor and against, weighing conceptual and neu- ence provoked by an idea suggested and accepted
robiological rationales with practical and ethical by the brain. Suggestibility – a natural tendency
considerations. of human beings – became linked to hysteria by
Hippolyte Bernheim, an internist and contempo-
rary of Charcot in the 1880s. Bernheim strived to
Historical Context for the Use demonstrate that the symptoms of the “hypnotiz-
of Placebo in FND able hysterics” of Charcot could be replicated
and subsequently cured by the use of suggestion,
Both FND and placebo effects date back to the with the implication that hysterical symptoms
oldest medical texts. Hysteria is among one of the were therefore products of suggestion. Charcot
earliest recognized neurological disorders, with devoted a substantial portion of his career and
case descriptions dating back to before 400 BC resources to the study of hysteria at the
[6] – and persisted until the 1960s [7]. The his- Salpêtrière, painstakingly using case studies and
tory of medicine is the history of placebo effects, photography to document the patterns he
given that early medical treatments employed a observed in women suffering from episodic con-
wide variety of substances to treat a wide range vulsions (what would be later recognized as func-
of physical ailments with little to no specificity tional seizures or paroxysmal functional
[8]. Both have been fixtures in the evolution of movement disorders), fixed dystonia, and other
medicine, and both have struggled at various symptoms [10]. Charcot saw hypnosis as a tool
times to gain legitimacy. The use of hypnosis to by which he could experimentally induce an
treat hysteria employed by Charcot, Breuer and altered state within the nervous system that
Freud; the employment of suggestion therapy to enabled hysterical symptoms to manifest, which
treat shell shock and war neuroses by Max could then be rigorously studied and catalogued
Nonna; the rise of psychosomatic medicine in the [11]. As a neuropathologist and fastidious clini-
1920s in the German and American schools; and cian, suggestion did not enter into it: hysteria was
the shift toward holistic health in the 1970s; each as an objective physiological disorder and hypno-
of these periods in medicine illustrates the chang- sis was a means to study and locate the anatomi-
ing prevailing attitudes and beliefs encompassing cal lesion [11]. Bernheim instead used verbal
the mind-body relationship, and points of conver- suggestions in patients who had entered a solem-
gence and overlap between FND and placebo nant state akin to hypnosis, and was able to not
effects. only recreate symptoms, but remove them, telling
Suggestion provides one of the most direct patients that they were better. The approach
links between FND and placebo effects, and war- worked. Hysterical symptoms were therefore
rants a brief discussion. The power of suggestion produced by suggestion, and could be cured by
has a long, complex and conflicted history, suggestion. The link was drawn that patients suf-
involving demonic possession, mesmerism and fering from hysteria were “suggestible,” and this
hypnosis, from at least the sixteenth century. continues to persist until today, as can be seen in
Prominent Harvard medical historian Anne the diagnostic criteria for functional dystonia
Harrington writes “Were these strange states of which is still in use [12].
mind the product of powerful external forces – On the placebo side, placebo effects were first
satanic, physical or psychological? Alternatively, directly linked to suggestion in Beecher’s influ-
were they the product of outright fraud? Or again, ential 1955 paper “The Powerful Placebo,” a
were they perhaps the result of unwitting self- meta-analysis in which he combined the results
370 M. J. Burke and S. C. Lidstone
of 15 clinical trials with a placebo arm. Placebo …the dystonic symptoms must be persistently
relieved by psychotherapy, by the clinician utiliz-
pills improved symptoms in about one third of ing psychological suggestion including physiother-
the patients in the placebo group, and they were apy, or by administration of placebos (again with
capable of producing substantial physiological suggestion being part of this approach)…The
changes, in some cases exceeding those of the degree of remission seen in our cases with docu-
mented psychogenic dystonia is usually the dra-
active drug [13]. These changes were consistent matic, sudden improvement occuring within a few
with bodily phenomena produced by suggestion. days with supportive suggestion or placebo treat-
His solution to this was to distribute these “sug- ment. In a few patients with more chronic symp-
gestion effects” equally across all participants, toms, improvement was more gradual, ocurring
over weeks of “physiotherapy” which was used as
and the randomized controlled trial (RCT) was the approach to have the patient relinquish the
born. It is important to note that this paper was symptoms in a face-saving manner. [12]
published during the time of the pharmacological
revolution in medicine. The decade following the In recent years the diagnosis of FND has
Second World War saw a transformation in labo- shifted away from provocative measures and
ratory medicine, and the production of effective instead relies on the identification of postive
new drugs to treat infections (antibiotics), anal- signs [17]. It is important to note that even
gesics, and anesthetics, and it was critical to have “organic” symptoms can improve with sugges-
a mechanism to neutralize any “pseudosymp- tion [18] and be placebo responsive (e.g., symp-
toms” in order to ensure that new treatments in toms of Parkinson’s disease) [2]. Despite this
development worked. As previously mentioned, lack of specificity, placebos continue to be fre-
placebo effects were thus contextualized as a nui- quently used in aiding diagnosis [19] and we
sance, obscuring the results of clinical trials, with would strongly discourage such practice. The
the embedded understanding that any such non- majority of this chapter will focus on potential
specific physiological changes were a result of treatment considerations for placebo in FND.
the mind, or suggestion. This perspective that
placebo effects equalled suggestibility would
dominate the field for another 40 years. Placebo Effects in Medicine
It is therefore not surprising that placebos
would be used in functional disorders, which had Data from clinical trials provide strong evidence
already been associated with suggestibility that patients randomized to placebo groups often
80 years prior. Placebo use became especially exhibit substantial improvements in clinical out-
employed in the diagnosis of episodic functional comes. This has been most consistently observed
neurological symptoms, such as functional sei- in the clinical neurosciences, with impressive
zures. Provocative testing, in which a placebo is effects typically ranging from 20% to 40% [20].
used to elicit and/or terminate symptoms, proved It is important to be aware that overall benefits
not only useful diagnostically, but also practi- observed in patients in the placebo arm of trials
cally given that it substantially reduced the time are referred to as placebo responses. Placebo
required for monitoring. Triggering an attack responses are an umbrella term that include pla-
while the patient is under video electroencepha- cebo effects but also include non-specific effects
lography (EEG) proved a compelling provocative such as regression to the mean, spontaneous
test to demonstrate functional seizures [14, 15], improvement, elevation bias (higher reported
although more recent work indicates non- symptom severity at initial/baseline assessment
inferiority of a non-placebo induction technique than actually experienced), [21] and the
[16]. In the original proposed diagnostic criteria Hawthorne effect (changes in outcomes associ-
for psychogenic dystonia by Fahn and Williams, ated with the act of being studied/observed) [22].
the highest degree of certainty, or “documented” In order to delineate placebo effects from overall
psychogenic dystonia, was achieved by fullfilling placebo responses, one typically needs to include
the following: a third trial arm described as a “no-treatment”
27 Placebo Effects and Functional Neurological Disorder: Helpful or Harmful? 371
control [3]. These study designs are often advo- brain connectivity changes between the right
cated for but unfortunately are rarely conducted. amygdala and middle frontal gyrus in functional
Placebo effects in medicine are not uniform. movement disorder and interacted with child-
While there is a lack of head-to-head c omparisons hood trauma to predict symptom severity [27].
between patient populations, generally, “subjec- Treatments are also not uniform in their deliv-
tive” symptoms, including many symptoms rele- ery of placebo effects. Treatment intensiveness
vant to FND such as pain, fatigue and mood may (e.g., intravenous versus oral), perceived innova-
be particularly responsive [3]. A landmark pla- tion and cost are among the strongest factors
cebo-focused study of asthma exemplifies this associated with increasing placebo effects [28].
principle and demonstrates that it may stretch For example, administration of a pill at home
beyond conventionally conceived “brain” disor- may induce much more modest placebo effects
ders. In this double-blind crossover study, than coming to a hospital for an elaborate treat-
patients with asthma were randomly assigned to ment such as a surgical procedure or device-
an active albuterol inhaler, a placebo inhaler, based treatment [28]. Much of data in support of
sham acupuncture or no intervention. They found this concept of “differential” placebo effects is
a dramatic difference in the effect profile between based on retrospective comparative meta-
groups for objective versus subjective outcome analyses and few prospective studies have
measures. On objective spirometry measures, directly investigated this [29]. The durability of
they reported that active albuterol was far supe- placebo effects also likely vary based on treat-
rior to all three comparator groups (20% increase ment characteristics such the frequency of treat-
in FEV1 vs. approximately 7% in each other ments and the expectation of the length of effect,
group). However, on patient’s subjective reports with some studies showing they can persist as
of symptom improvement, there was no signifi- long as the duration of the blinding period [30].
cant difference between active albuterol and the Durability of placebo effects remains a hotly
two placebo groups (50% improvement vs. debated topic and more studies with long-term
45–46%) and all were considerably better than follow-up are needed.
the no treatment control (21%) [23]. Data collected from clinical research trials
Inter-individual differences in patients and clearly demonstrate that meaningful benefits can
healthy individuals have also been noted. The be derived from placebo effects and now the
investigation of how personality factors may major unanswered question is how this can be
shape placebo effects has yielded mixed results translated in clinical settings. Generally, there are
but optimism, suggestibility, empathy, altruism two main approaches: (i) “open-label” or hon-
and neuroticism have all been implicated [24]. estly delivered placebo, and (ii) deceptive or mis-
More recently, genetic factors have been identi- leading placebos [3]. Open-label placebo is fully
fied that may predict placebo responses, coined transparent delivery of placebo that has full
the “placebome” [25]. Genetic variation in informed consent. Patients are told that they will
Catechol-O-methyltransferase (COMT), an be given inert placebos with no medication but
enzyme implicated in dopamine metabolism, has are typically accompanied by phrases that edu-
been the most extensively studied [25]. However, cate them on the potential neurobiological and
examples in other neurotransmitter systems rele- psychological evidence of placebo effects (spe-
vant to placebo effects, such as the serotonin- cific protocols vary between studies) [31]. Open-
related tryptophan hydroxylase-2 gene are also label placebo has shown preliminary efficacy in
beginning evaluated. In patients with social anxi- conditions related to functional disorders includ-
ety disorder, the G variant of this gene’s TPH2 ing chronic pain and irritable bowel syndrome,
G703T polymorphism was found to mediate but their potential efficacy remains controversial
placebo-induced reductions of amygdala activity and future trials are underway to better delineate
and predict placebo response [26]. Interestingly, this [31]. Proposed mechanisms for how this may
TPH2 G703T was also recently found to predict work are also controversial as they generally
372 M. J. Burke and S. C. Lidstone
don’t involve the traditional expectancies associ- paradigms of placebo analgesia in healthy con-
ated with receiving a specific medical treatment. trols; however, studies also exist in fields such as
Deceptively delivered placebo is the main Parkinson’s disease and depression. Meta-
approach that most associate with placebo analyses of placebo analgesia neuroimaging
effects. Despite the potential well-intention of a studies suggest a potential “placebo” network
care provider, there is no informed consent and with most consistent activations in the dorsolat-
thus it remains highly ethically contentious (as eral prefrontal (PFC) cortex, nucleus accumbens,
will be discussed further in later sections). periaquaductal grey, ventrolateral PFC, ventro-
Deceptive placebo use can be further divided medial PFC and temporal-parietal junction and
into two categories: pure and impure. Pure pla- most consistent de-activations in the amygdala,
cebos are completely inert substances (e.g., dorsomedial PFC, anterior mid-cingulate, thala-
sugar pill) whereas impure placebos have poten- mus and supplementary sensory regions [33].
tial specific biological activity but are probably Models of placebo effects typically summarize
not useful and do not have evidence for their use these findings as implicating fronto-limbic cir-
towards the given indication (e.g., subthreshold cuits involved in generating expectancies, activa-
dosages of medications, vitamins etc) [3]. tion of reward centers and de-activation of
Interestingly, in a survey of 679 internists and anxiety/fear pathways [1].
rheumatologists in the United States, 59% said it As extensively discussed in other chapters of
was permissible to recommend a treatment pri- this book, FND involves changes in a similarly
marily to promote patients’ expectation, while complex array of brain regions and networks. In
an additional 31% said it was permissible only in fact, recent syntheses of FND neuroimaging
rare circumstances [32]. studies [34] suggest that many of the same brain
regions may be implicated. Most notably, this
overlap includes the amygdala, temporal-parietal
lacebos in FND: Helpful or
P junction, anterior cingulate, dorsolateral PFC and
Harmful? ventromedial PFC. Focusing on the amygdala for
simplicity, if patients with FND have hyperactiv-
The use of placebos as treatment for FND remains ity (+/− abnormal connectivity) of the amygdala
controversial. There are many relevant factors to and placebo effects decrease activity in the amyg-
consider, including neurobiological rationales for dala, then a neurobiological mechanism emerges
efficacy, ethical implications, unique vulnerabili- for how placebo effects could alter dysfunctional
ties of the FND population, and the lack of direct networks in FND and potentially improve
empirical evidence to date to support their use. symptoms.
Here we outline the current relevant arguments in Based on this reasoning, it has been argued
favor and against this practice. that healthcare practitioners could potentially
have ethical justification for delivering placebo to
FND patients. In this context, “placebo” may
Arguments in Favor have a specific effect for FND and thus not fall
of the Therapeutic Use of Placebos under the traditional, prohibited definitions used
in FND by organizations such as the American Medical
Assocation (a substance that has “no specific
Shared Neurobiology Between
A pharmacologic effect upon the condition being
Placebo Effects and FND treated”) [35]. Furthermore, practitioners could
defend themselves by considering placebo akin
A growing body of neuroimaging research has to other complex treatments that “work through
demonstrated that placebo effects are associated various networks in the brain, the particulars of
with meaningful changes in a variety of brain which no one fully understands” [36]. Such lines
regions. Most studies have been conducted using of argument treads on very contentious ground
27 Placebo Effects and Functional Neurological Disorder: Helpful or Harmful? 373
and we must emphasize that these models remain note that one sham-controlled study of TMS in
conceptual and there have been no prospective patients with chronic refractory FND showed no
neuroimaging studies to date investigating benefit of active TMS over placebo [40]. Further
whether brain changes in FND can be directly discussion of TMS can be found in Chap. 28.
altered by placebo effects.
treatment providers, etc.); (2) demonstrate target issue of clinical deception is multifaceted and
engagement (i.e., can we successfully modulate warrants further exploration.
networks implicated in FND pathophysiology Perhaps clearer are the ethical principles of
with placebo) and preliminary efficacy; and (3) beneficence and nonmaleficence. Placebo use
delineate the durability of placebo effects for can cause patient harm, and undermine the
FND (i.e., short-term symptom relief versus patient’s trust in their provider, particularly with
long-term modification of the disease course) and the use of deceptive placebos. One should also
at what stage(s) of management patients may consider the potential harm to patients who suffer
benefit the most.” from multiple somatic symptoms as can been
seen co-morbidly with FND, as placebo use in
the guise of medications or procedures can serve
rguments Against the Use
A to further medicalize their symptoms into a
of Placebo to Treat FND framework that overall is unhelpful to acheiving
potential recovery for FND.
Ethical Perspectives
placebo effects in FND is very limited. As reported in anecdotal cases) where the expecta-
described above, most information on this topic tion of receiving active treatment would typically
is relatively weakly derived from indirect or be 100%.
anecdotal sources.
To date, there have been no prospective stud-
ies directly investigating placebo effects as a Conclusion
potential treatment for FND (either delivered
deceptively or honestly/“open-label”). The next A longstanding history of anecdotal reports and
best source of information likely comes from ret- potential overlap in neurobiological substrates
rospectively analyzing responses from the pla- may indicate a signal of opportunity for the use
cebo arms of RCTs in FND. Unfortunately, there of placebo in the treatment of patients of
have been very few trials in FND in which a con- FND. However, currently there is insufficient
trol group is administered a placebo. A recent empirical evidence to suggest that placebo may
RCT of botulinum toxin for chronic jerky and offer meaningful therapeutic benefits and there
tremulous functional movement disorder reported are many ethical concerns surrounding placebo
very large placebo responses. They reported that effects and this vulnerable patient population.
57% of patients randomized to placebo (saline More research is clearly needed and should lever-
injection) had improvement of motor symptoms age existing lines of placebo-focused research
(CGI-I score 1, 2 or 3), which was not statisti- among patients with related functional syn-
cally different from the botulinum toxin group dromes, such as irritable bowel syndrome [20].
(64%). Their conclusion was that their finding The discussion of placebo effects and FND sheds
“underlines the substantial potential of chronic light on the central importance of practitioner-
jerky and tremulous FMD patients to recover and patient relationships and ultimately the search for
may stimulate further exploration of placebo- understanding placebo effects and their potential
therapies in these patients” [53]. utility is really a search for understanding the
These findings are contrasted with a pilot RCT complexities of healing.
of antidepressant medication for functional sei-
zures in which a notable placebo response (inert
oral pill) was not observed [54]. The data from Summary
this trial is complicated to interpret as there were 1. FND and placebo effects have a long-
large differences in the baseline mean seizure fre- standing, interwoven and controversial
quency between the two treatment groups (pla- history that date back to the origins of
cebo group = 11.3 and active group = 19.9) and both entities.
the seizure frequency at the end of the study were 2. There is a shared neurobiology between
essentially the same (11.6 and 11.7 respectively). brain regions/networks implicated in
As previously discussed, the placebo response FND and placebo effects that conceptu-
includes not only placebo effects but also sponta- ally offers a potential therapeutic
neous improvement, regression to the mean and mechanism.
other factors. Given the data profile described 3. Anecdotal reports and expert opinion
above, a placebo response may not have been suggest that placebo could provide a
observed due to capturing the patients random- beneficial treatment for patients with
ized to placebo in a relative trough of their symp- FND; however, there is currently a lack
toms at the baseline timepoint. Finally, it should of evidence to support such claims.
also be noted that when trying to understand the 4. Ethical principles surrounding the use
magnitude of placebo effects from RCT data, of placebo in FND (and medicine more
patients randomly assigned to placebo receive a broadly) is a source of ongoing debate
50% expectation of receiving active treatment. but deceptive use is generally discour-
This is different from the clinical scenario (as
376 M. J. Burke and S. C. Lidstone
placebo analgesia and neurobiological correlates. rological symptoms. J Neurol Neurosurg Psychiatry.
Neuropsychopharmacology. 2013;38(4):639–46. 2014;85(2):191–7.
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Transcranial Magnetic Stimulation
(TMS) as Treatment for Functional
28
Movement Disorder
Daruj Aniwattanapong and Timothy R. Nicholson
Illustrative Case Vignette matomal sensory change (at the groin crease)
A 35-year-old man fell from the top of a 12-foot and complete loss of power in both legs, although
ladder while at work. An ambulance was called hip flexion was possible when flexing his trunk.
by his work colleagues, and he had severe lower Functional Neurological Disorder (FND) with
back and ankle pain. He was taken to a local features of functional limb weakness and func-
Emergency Department (ED) and plain x-rays tional sensory loss was diagnosed.
showed no fractures; he was discharged with He was admitted to a neuropsychiatry inpa-
pain medications after a few hours. Over the next tient rehab unit for multidisciplinary treatment
few days, he was unable to walk due to the pain including physical, psychological, and occupa-
and had to stay in bed. He found that his legs tional therapy but after 2 months there was no
became increasingly weak and 7 days later was change in his function. Physical therapy was lim-
unable to move or feel his legs at all. His primary ited by the fact that he could not generate any
care doctor visited him at home and sent him to movement of his legs to work with the therapist.
the ED again, where a computed tomography At this point Transcranial Magnetic Stimulation
(CT) spine was performed which was normal. (TMS) was considered as an off-label treatment
Magnetic resonance imaging (MRI) of his whole option and he was given a treatment session stim-
neuroaxis was requested and he was referred to ulating both legs simultaneously using a double
neurosurgery who reviewed the scans which were cone coil with 10 pulses above motor threshold to
normal. Nerve conduction studies were then the primary motor cortices leading to significant
requested along with an outpatient neurology involuntary movement of both legs. After the first
opinion. The neurology exam revealed non der- few pulses, the patient was encouraged to try and
move with the stimuli, resulting in more move-
ment of the legs than when not attempting to
D. Aniwattanapong move the legs. After the TMS pulses, he was able
Neuropsychiatry Research and Education Group,
Institute of Psychiatry Psychology & Neuroscience, to make spontaneous very small movements of his
King’s College London, London, UK big toes but not able to move other muscles in his
Department of Psychiatry, Faculty of Medicine, legs, but this ability faded over the next few days.
Chulalongkorn University, Bangkok, Thailand He was brought back for a second session
T. R. Nicholson (*) 2 weeks later, this time with the ward physical
Neuropsychiatry Research and Education Group, therapist attempting to do a session of therapy
Institute of Psychiatry Psychology & Neuroscience, during and immediately after the TMS treatment.
King’s College London, London, UK This led to marked improvements with ability to
e-mail: timothy.nicholson@kcl.ac.uk
spontaneously flex and extend his ankles. An dence for specialist cognitive-behavioral ther-
intensive course of physical therapy over the next apy (CBT) for FMD and functional seizures. In
few months, combined with other components of the most well studied FND subtype (i.e., func-
multidisciplinary treatment, allowed recovery tional seizures), there is encouraging pilot data
such that he was able to walk out of the ward on improving the primary outcome of seizure
using a rolling walker and with normal sensation frequency – however this was not replicated in
returning to the legs. He continued physical ther- well powered larger study although a number of
apy as an outpatient and was soon able to walk secondary outcomes improved preferentially in
without aids and resume normal activities of the CBT treatment arm [6]. There is also some
daily living. encouraging evidence for some other forms
of psychological therapy, including psycho-
dynamic therapy [7] but as yet no convincing
Introduction evidence for any pharmacological therapy. As
such, if first line treatments do not yield positive
Functional neurological disorder (FND), also results clinicians can be left with few additional
known as conversion disorder, is a neuropsychi- therapeutic options.
atric condition characterised by neurological Transcranial magnetic stimulation (TMS) is a
symptoms that are not compatible with other method of “indirect” neurostimulation and
identifiable neuropathological diseases. Clinical another potential treatment modality for FMD
manifestations of FND have been classified by which has been used therapeutically for a wide
the Diagnostic and Statistical Manual of Mental range of neurological and psychiatric disorders
Disorders, Fifth Edition (DSM-5) [1] and the including stroke, movement disorders and
International Classification of Diseases 11th migraine [8]. It is also licenced for major depres-
Revision (ICD-11) [2] into various symptom sion, migraine, and obsessive-compulsive disor-
types: abnormal movements, weakness, sensory der (OCD), and listed in guidelines, such as the
abnormalities, seizures, and cognitive impair- National Institute for Health and Care Excellence
ment. Functional movement disorder (FMD) (NICE) guidelines in the UK, which recom-
includes a range of functional motor symptoms mended rTMS for depression [9].
including tremor, myoclonus, tics, parkinsonism, TMS devices discharge magnetic pulses on
dystonia, gait difficulties and limb weakness [3]. the scalp that pass through the soft tissues and
The pathophysiology of FMD and other FND skull to stimulate the underlying cerebral cortex,
subtypes is still not yet fully understood, but and as such provide an “indirect” form of neuro-
there are accumulating insights into the neuro- stimulation. There are different types of magnetic
physiological and cognitive-affective (psycho- coils used to deliver these pulses. Circular coils
logical) processes. generate maximal magnetic field under the center
Management of FMD begins with a per- of the coil and therefore maximal induced electri-
sonalised explanation of what is generally a cal current near the edge of the coil but lack focal
difficult diagnosis to understand and therefore specificity. Figure-of-eight or “butterfly” coils
accept. Thereafter the therapeutic approach combine two maximal electrical fields together
generally builds around multidisciplinary col- resulting in better focal specificity at the expense
laborations between neurology, neuropsychia- of strength of stimulation. A double cone coil is
try, psychology, physical and occupational required to stimulate cortical areas in the inter-
therapy. Evidence-based interventions for FMD hemispheric fissure, such as the areas of primary
include specialist physiotherapy for treatment motor cortex controlling leg movement. TMS can
of functional motor symptoms [4] and a large be delivered in single pulses (spTMS) or trains of
scale trial is underway [5]. There is mixed evi- “repetitive” pulses (rTMS) with different param-
28 Transcranial Magnetic Stimulation (TMS) as Treatment for Functional Movement Disorder 381
eters to either stimulate or inhibit the targeted methodological issues that arise in assessing
area. TMS as a treatment for FND. We then consider
TMS was first developed in 1985, using a sin- the potential mechanisms by which TMS could
gle pulse method as a diagnostic tool for neuro- have therapeutic effects in FND, before finally
logical conditions [10]. In 1991, repetitive considering future research directions including
stimulation paradigm of TMS (rTMS) was other forms of direct and indirect neurostimula-
described along with the ability to modify corti- tion that are either currently available or in
cal function, for example inducing speech dys- development.
function. rTMS was later also shown to induce
sustained effects after the cessation of stimula-
tion. The development from single pulse to rTMS vidence for TMS as Treatment
E
increased the number of interventional applica- for FND
tions of TMS for various medical conditions. The
higher number and frequency of stimuli could We will briefly review the case report literature
theoretically negative impact tolerability (local- before discussing data from randomized con-
ized discomfort/pain or short term headaches) trolled trials (RCTs).
and safety concerns (longer term headache or the
risk of triggering epileptic seizures), but if spe-
cific stimulation parameters are utilized and Case Reports
patients at risk of seizures excluded these risks
are very low [11, 12]. The majority of case reports have been of FMD,
There is quite a long history of other neuro- but there have also been some cases of other
stimulation methods being used therapeutically functional neurological symptoms reported and
for movement disorders and paralysis, including we will detail these in turn.
FMD. Direct neurostimulation, applying electri-
cal stimulation directly to peripheral nerves, has unctional Movement Disorder
F
a long history and Johann Kruger was thought to The first case report [15] was published in 1992
be the first to propose and use electricity to treat and since then there have been a further 12 case
limb weakness in Germany in 1743 [13]. Of par- series reporting therapeutic use of TMS for
ticular note, such direct neurostimulation was FMD. They have described 81 patients with limb
widely used to treat many soldiers with shell weakness, and 55 patients with abnormal move-
shock syndrome, a specific war trauma induced ment (27 tremor, 12 dystonia, 7 jerks, 6 myoclo-
form of FND, in the aftermath of World War I nus, 3 gait impairment, 2 parkinsonism, 1
[14]. However, this was often used as a deliber- stereotypy, 1 blepharospasm). See Table 28.1 for
ately painful, and therefore aversive therapy, and methodological details and reports of efficacy.
this unethical treatment approach was not widely The stimulation parameters used in these
adopted, especially as psychological therapies reports have varied considerably. Most used rTMS
were largely the treatment of choice at this time, as their intervention, except for two studies [15,
in keeping with the increasing dominance of 16] which used single pulse (spTMS). As dis-
Freud’s psychodynamic etiological theories in cussed above, spTMS is generally used to investi-
the first half of the twentieth century. gate brain function by causing brief transient
Over the last two decades there has been stimulation of a cortical area and does not gener-
increasing interest and accumulating evidence in ally have lasting treatment effects, whereas rTMS
using TMS to treat FND, particularly FMD. In can induce changes brain activity lasting beyond
this chapter, we summarize and critically appraise the stimulation period itself [17]. The frequency of
this evidence before discussing in depth the rTMS stimulation was low (≤1 Hz) in all but one
Table 28.1 Case series of transcranial magnetic stimulation (TMS) treatment for functional movement disorder (FMD)
382
(continued)
383
Table 28.1 (continued)
384
study [18] which used higher frequency (≥5 Hz) ther FND Symptoms
O
stimulation. Low frequency will transiently reduce There have also been five studies [25–29] report-
cortical excitability, whereas high frequency will ing TMS treatment of other functional neuro-
enhance excitability [19]. Stimulation intensity logical symptoms; see Table 28.2 for details.
was measured by a percentage of either resting Overall, there were 53 patients with seizures,
motor threshold (RMT) or of the TMS machine’s 12 patients with visual impairment, 12 patients
maximal output. RMT is the minimum intensity with sensory loss. There was also one patient
needed to activate a motor output from resting with aphonia – which could also be seen as a
state. Most studies used “suprathreshold” (>100% case of FMD. Stimulation parameters of TMS
RMT) stimuli, except for two studies [16, 20] for these patients were similarly heterogeneous
which used subthreshold (<100% RMT) intensity. but mostly used rTMS, only one study [28] used
A high intensity s uprathreshold pulse will activate spTMS. Regarding stimulation frequency, three
cortical neurons via excitatory interneurons, lead- studies used low frequency (≤1 Hz) stimula-
ing to motor output, i.e. muscle contraction corre- tion [25–27], whereas two studies used high fre-
sponding to the region of motor cortex stimulated. quency (≥5 Hz) stimulation [28, 29].
In contrast, a low-intensity subthreshold pulse will The motor cortex and prefrontal cortex were
potentially excite cortical interneurons but will not targeted for the aphonia case [26] but for the
result in a motor output [21]. other studies different anatomical targets were
The sample sizes were generally small; five used; fronto-central [27] and temporoparietal
single cases, one study of two cases, two studies of [25, 29] areas were targeted for seizures and
four cases and one each of six, 10, 11 and 24 cases. occipitoparietal [27] and occipital [28] areas
There was one outlier with a larger sample size of were targeted for visual loss. Outcome measures
70 cases [22]. The quality of these studies was were again mostly clinical assessment [26–29].
appraised in a previous systematic review [23] Furthermore, one study [25] objectively evalu-
using a standardized system [24] assessing speci- ated symptoms using rating scales. In terms of
fied inclusion/exclusion criteria, subject character- the results, improvements were reported in
istics, reliability and validity of outcome measures. 48/53 (91%) of patients with seizure, 9/12
TMS quality was also scored by checklist of TMS (75%) of patients with visual impairment, 9/12
parameters such as coil type, frequency, intensity. (75%) of patients with sensory loss, and 1/1
Most case reports had low overall quality scores patient with aphonia. No adverse events were
(<50%), but acceptable TMS quality scores. reported by one study [25], some side effects
The outcome measures used were mainly clin- e.g. headache were reported by one study [29],
ical examination or subjective clinical impression but no data was reported for the others studies.
(e.g. using the Clinical Global Impression (CGI) Improvements were seemingly sustained after
of severity and/or improvement) but some studies variable follow-up lengths in 44/48 (92%) sei-
reported other measures such as the Functional zure, 7/9 (78%) visual impairment, and 1/1
Independence Measure, behavioural motor anal- aphonia cases.
ysis (measured by accelerometry), and neuro- In summary there has been a slowly accumu-
physiologic tools such as electromyography lating body of case report evidence since 1992
(EMG) and electroencephalography (EEG). indicating high rates of improvement with TMS
Improvements after TMS were reported by 12/13 for FMD and some other FND symptoms. These
studies for 112 of 136 (82%) patients, and sus- reports built the case for needing RCTs to pro-
tained improvement after follow-up, for variable vide a higher quality evidence base that could
time periods, in 82/106 (77%) patients. There account for placebo effects and other key factors
was limited data available on adverse events, but such as the impact of concurrently present factors
of the five studies detailing this four reported no influencing recovery (e.g. reduction in stressors
adverse events and one study reported headache, or other treatments) or potential spontaneous nat-
insomnia and fatigue. ural recovery.
Table 28.2 Transcranial magnetic stimulation (TMS) treatment for other functional neurological disorder (FND) presentations
386
First
author Adverse
(year) Symptoms Subjects Target Stimulation parameters Outcome measure events Follow up
Case series
Chastan 1 aphonia Age 18 years; female MC (& PFC) rTMS (Cc) Effective 1/1: N/A Sustained at 6 months
(2009) LF (0.33 Hz, 50 pulses) Dramatic
100% stimulator output improvement
(2.5 tesla) within few days
2 sessions 1 week apart (first after MC
session to left PFC, second stimulation only
session to right MC) (clinical
impression)
Parain 10 visual loss (5 Age mean 18 years; Midline & rTMS (Cc) Effective in 9/10: N/A 2/9 who improved
(2014) bilateral VA, 2 M:F = 4:6 occipito-parietal LF (approx. 1 Hz, 60 pulses) Immediate total relapsed “some months
unilateral VA, 2 area “50% intensity” (unclear if of recovery in 6 later” but responded to
bilateral VF, 1 machine output or MT) Dramatic further treatment
monocular 2 sessions (first & second days improvement in 3
diplopia) after communication of (clinical
diagnosis) impression)
12 sensory loss (3 Age 17–48 mean 31 Centro-parietal rTMS (Cc) Effective in 9/12: N/A N/A
complete years; M:F = 5:7; area (midline or LF (approx. 1 Hz, 60 pulses) Immediate total
unilateral, 3 comorbidities: 2 contralateral to “Above” MT recovery in 6
unilateral paresis, 1 dystonia symptoms) 1 session Dramatic
brachio-facial, 2 improvement in 3
one arm, 4 both (clinical
legs) impression)
45 seizure Age 12–52, mean 27.9 Fronto-central rTMS (Cc) Effective in 40/45: N/A Improvements sustained
(9.3) years; M:F = area in midline LF (approx. 1 Hz, 60 pulses) 2 months at 6 and 12 month
13:32 “Above” MT symptom free in follow-up. 4/40
Multiple sessions: all had 2 34 (80%) improved relapsed but
sessions (first & second days 50% reduction in responded to further
after communication of seizures in 40 treatment
diagnosis) with extra sessions if (seizure frequency)
symptoms no initial effect or
relapse (max 8 sessions/month
for 3 months)
D. Aniwattanapong and T. R. Nicholson
Peterson 7 seizure Age 33–56, mean 43.1 TPJ rTMS (F8c) Effective in 7/7 5 Improvements sustained
(2018) (8.8) years; M:F = 1:6; HF (10 Hz, 3000 pulses) 2 months headache at 1, 2, 3 month
comorbidities: 110% MT symptom free in or follow-up in 7/7
depression, anxiety 30 sessions: twice per day over 4 migraine
disorders 3 weeks Anotable 3 vivid/
decrease in altered
weekly seizure in dreams
7 2 fatigue
(seizure frequency)
Agarwal 1 seizure Age 22 years; female; TPJ rTMS (F8c) Effective 1/1: None Attack frequency
(2019) pregnant; LF (0.33 Hz, 600 pulses) Significant reduced to “1 every
comorbidities: 80% MT improvement 2 days” post 1 week and
depression 10 sessions (2 sessions/day for immediately and no attacks in the second
1 week) improving trend and third week
after 1 week
(PNES scale)
Yeo 2 visual Age 18 and 43 years; Occipital spTMS Ineffective: N/A 1/2 transiently increased
(2019) M:F = 1:1 HF (10 Hz, 10 pulses/second for No significant perception of light
10 seconds) change in vision intensity from week 1 to
3 sessions (at 1, 2, and 6 weeks) (clinical week 2.
for case 1 and 6 sessions for impression)
case 2
Key: Cc circular coil, F8c figure-of-8 coil, HF high frequency, LF low frequency, MC (primary) motor cortex, PFC pre-frontal cortex, PMC pre-motor cortex, PNES psychogenic
non-epileptic seizure, TPJ temporoparietal junction, MT motor threshold, rTMS repetitive TMS, spTMS single pulse TMS, VA visual acuity, VF visual field
28 Transcranial Magnetic Stimulation (TMS) as Treatment for Functional Movement Disorder
387
388 D. Aniwattanapong and T. R. Nicholson
Randomized Controlled Trials (RCTs) follow up the outcomes after immediate results
and no available data for adverse events were
At present there have been five small RCTs with reported from both interventions.
the number of randomized patients ranging from The next RCT published [31] was and
10 to 33. Trials with such small numbers would unblinded study of ten participants with upper
generally best be described as “feasibility” stud- limb weakness randomized to immediate (n = 7)
ies as they will only be powered to detect excep- or delayed (3 months) (n = 3) TMS treatment. A
tionally large treatment effect sizes and are circular coil was used to deliver 46–70 spTMS
generally the first stage of trial design to test out stimuli at 120–150% of motor threshold over the
the study design works before conducting a pilot hand area of primary motor cortex at ≤0.3 Hz in
study – which is usually the first step in assessing sets of 4–5 pulses 3–4 seconds apart for both
efficacy and safety before progressing to a fully groups. The primary outcomes were self (SF-12)
powered definitive trial. The studies also varied and clinician (Modified Rankin Scale) rated dis-
substantially in many aspects from trial design ability and self-reported symptom severity
(e.g. parallel armed or “cross over” design) to (5-point Likert Scale) without one of these been
TMS protocols (e.g. sham or real TMS control specified as the single key (primary) outcome
intervention and brain area targeted) and the pri- measure. Secondary outcomes were objectively
mary and key secondary outcome measures used. measured hand grip strength using a hand dyna-
We will now review these studies in turn – see mometer and tapping frequency (maximum taps
Table 28.3 for comparisons of key methodologi- of the spacebar within 10 seconds). Comparison
cal issues and results. between active and control groups was not done
The first RCT published [30] was of 11 sub- due to the small number of subjects. However,
jects with functional paralysis of at least one differences before and after TMS were analysed
hand in a single-blind cross-over study. Subjects for both groups; marginally significant reduc-
were randomized to either the active rTMS or tions in self-reported symptom severity were
control first and then, 2 months later, the other found (P = 0.05) but no significant differences in
intervention. The active intervention was a 15 Hz grip strength (P = 0.28) or tapping frequency
figure-of-8 coil rTMS at 80% of resting motor (P = 0.89). They followed up participants for
threshold (RMT) delivered over the hand area of 3 months and found no significantly sustained
the primary motor cortex contralateral to the improvements. Adverse effects were noted by
affected side, with a train length of 2 seconds and some patients both immediately after treatment
an intertrain interval of 4 seconds for 30 minutes (mild headache, mild tingling and mild difficulty
once daily for two periods of 5 consecutive days. concentrating), and at follow-up (severe head-
The control intervention was sham using a “real ache, difficulty writing and a “severe 2-week dis-
electromagnetic placebo” (REMP) device placed sociative regression”).
in front of the TMS coil to stimulate the scalp Garcin et al. studied 33 patients with FMD
sensation with small electric current and identical (tremor, dystonia, myoclonus, or parkinsonism)
TMS parameters. The primary outcome was in a single-blind cross-over design [32]. Subjects
objective muscle strength measured by dyna- were randomized to first receive either active
mometry, and secondary outcomes included TMS or control, followed by the other treatment
patients’ subjective report of changes in muscle after a minimal interval of 18 hours. Active treat-
strength (0–100% premorbid functioning). A sig- ment was 30–80 pulses of rTMS at was 0.25 Hz
nificant increase was reported in objective and 120–150% of RMT over the lateral or medial
strength comparing active rTMS to sham TMS primary motor cortex, while control treatment
(24% vs 6%, P < 0.04) in patients who received was nerve “root magnetic stimulation” (RMS)
both interventions. However, no significant dif- using same stimulation parameters but applied
ference of subjective strength ratings was over the cervical or lumbar spinal roots. The pri-
detected (7% vs 1%, P = 0.4). The authors did not mary outcome measure was an objective expert
Table 28.3 Randomized controlled trials (RCTs) of transcranial magnetic stimulation (TMS) treatment for functional movement disorder (FMD)
First author Adverse
(year) Symptoms Subjects Target Stimulation parameters Outcome measures events Follow up
Broersma 11 paresis Age 34–64, mean = 50.8 years; MC Study design: Effective N/A None
(2015) M:F = 4:8 Primary outcome: Objective: significant
dynamometry at (P < 0.04) higher increase
immediately before and in active (24%) > control
after TMS (6%) (Dynamometer)
Cross-over (2 months Subjective: non-
between condition) significant higher
11 received active, 8 increase in active
received control TMS (7%) > control (1%)
Single blind
Limited communication
with the patients during
the treatments
Active treatment: rTMS
(F8c)
HF (15 Hz, 4000 pulses/
session)
80% MT
1 session/day for 2 blocks
of 5 consecutive days
(with 2 rest days in
between)
Control treatment: sham
with above protocol
28 Transcranial Magnetic Stimulation (TMS) as Treatment for Functional Movement Disorder
(continued)
389
Table 28.3 (continued)
390
(Dynamometer)
Key: AIMS abnormal involuntary movement scale, BFMS Burke-Fahn-Marsden scale, Cc circular coil, CGI Clinical Global Impression, F8c figure-of-8 coil, FIM Functional
Independence Measure, HF high frequency, LF low frequency, MC (primary) motor cortex, MD functional movement disorder, MT motor threshold, rRMS repetitive spinal root
magnetic stimulation, rTMS repetitive TMS, spTMS single pulse TMS
391
392 D. Aniwattanapong and T. R. Nicholson
assessment of FMD symptoms using blinded double-blind (patient and outcome assessor) two
video recordings of clinical symptoms. Additional parallel-arm, controlled trial. Participants were
outcomes were depression and anxiety ratings randomized to active or inactive TMS for two
and psychiatric comorbidity screenings. Overall sessions, 4 weeks apart. The active intervention
improvement was reported at 70% post treat- was 120 pulses of spTMS at 120% of RMT
ment, with significantly larger effects after the delivered to the primary motor cortex of the
first session compared to the final session weakest limb. The inactive TMS was the same
(P = 0.03), but no significant difference between (real) spTMS at 80% of RMT thereby not result-
rTMS and RMS after first session (37.5% vs ing in movement of the affected limb. The pri-
23.6%, P = 0.29) and final session (P = 1). mary outcome was subjectively measured
Participants were followed up for 3, 6 and symptoms using the patient rating of CGI
12 months and found improvements in CGI (improvement), and secondary outcomes
scores but no statistical difference between day 3 included objective clinician- rated symptom
and the follow up points. change, subjective psychosocial functioning and
Taib et al. studied 18 patients with functional disability questionnaires. The percentage of par-
tremor in a double-blind, two-arm, parallel, con- ticipants who rated themselves as “much
trolled study [33]. Patients were randomized to improved” immediately after the first session in
either active or inactive TMS for five consecutive the active group compared with control was 0%
daily sessions. The active group received rTMS vs 9%, changing to 67% vs 20% comparing
using a figure-8 coil delivering 1600 biphasic before and after second session, and 44% vs
pulses at 1 Hz at 90% of RMT applied to the lat- 20% at 3-month follow-up. Effect sizes were
eral or medial primary motor cortex contralateral small to moderate (Cliff’s delta = −0.1 to 0.3),
to a single affected limb (or bilaterally if the reflecting a more positive outcome for the active
tremor was bilateral). The control (inactive) TMS treatment. Adverse events were lower in active
was a sham coil providing an acoustic stimulus group compared with control (26 vs 37) and no
comparable to that of the active rTMS. The pri- serious adverse events occurred immediately
mary outcome was objectively measured symp- following TMS. Blinding was successful in that
toms within the Psychogenic Movement Disorder there was no statistical evidence for patients
Rating Scale (PMDRS) [34] assessed by three being able to guess whether they received active
experts using blinded video recordings. or inactive TMS.
Secondary outcomes were changes in the total In summary there have been five small RCTs
PMDRS and tremor subscores alongside subjec- with some encouraging results for both efficacy
tive disability (SF-36) and both anxiety and and safety, but no clear or consistent statistical
depression (HADS) scales and the clinician rated evidence, as would be expected with studies of
CGI (severity) scale assessed at months 1, 2, 6, this size.
and 12. One month after the intervention, the
mean PMDRS scores had decreased in both
groups, but the differences from baseline were Methodological Issues
only significant in the active group (P < 0.001).
This remained significant at month 2 (P < 0.001). There are several key methodological issues
The significant decrease of the total PMDRS and which warrant further discussion.
tremor subscores were maintained at months 6
and 12 for the active group. For the control group,
the PMDRS had returned almost to its baseline Control Intervention
value by month 2 and remained unchanged at
months 6 and 12. There is currently no consensus regarding the
The most recent RCT to date [35] was of 21 optimal control intervention. A key aspect of
participants with functional limb weakness in a any control intervention is that the patient
28 Transcranial Magnetic Stimulation (TMS) as Treatment for Functional Movement Disorder 393
mechanisms in healthy humans [41–43] and also of brain connectivity. The process of action
in patients with stroke [44]. However, there is observation activates brain areas not only in
still limited evidence of TMS for FND acting via visual centers in the occipital lobe but also neural
neuromodulation and some of the very rapid systems of action execution, including motor
responses reported in case would be less compat- areas in the frontal lobe and somatosensory areas
ible with such a mechanism. Moreover, we still in the parietal lobe [49]. To make and improve
have very limited and preliminary understand- new movement, the brain needs somatosensory
ings of the mechanisms of FND [45, 46], feedback from body motion. After TMS, a move-
specifically regarding the role of different corti- ment of body perceived to be dysfunctional is a
cal structures that could be modulated by TMS new sensory input for the brain. Perceptual learn-
for the disorder as a whole, let alone for a given ing drives improvements in motor learning and
individual. Consequently, we would expect a lot neural changes in the motor systems. This phe-
more research to be needed to identify critical nomenon is seen in everyday situations such as
dysfunction, modifiable by TMS, of specific cor- learning to speak a new language by observing
tical areas at the level of individual patients others’ speaking – perceptual and motor learning
before we would expect this to be postulated as occur together [50]. Moreover, there is some evi-
the key mechanism. dence patients with FND need less information to
form a decision and were more likely to change
their probability estimates in the direction sug-
Belief and Expectation gested by the new evidence [51]. Therefore, re-
experiencing normal movement triggered by
A key contemporary neurobiological theory of TMS could help with (re)learning normal
brain function is that it is a hierarchical Bayesian movement.
inference machine, for example predicting sensory
input based on past experience [47]. Symptoms in
FND have been proposed to arise from dysfunc- Future Directions
tion of the brain’s integration of motor and sensory
activity, mediated by dysfunctional attention to Research Methodology
bodily symptoms and therefore driven by “atten-
tional and belief-driven processes” [48]. Beliefs There are still considerable challenges in opti-
are therefore important information for sensorim- mizing the methodology for RCTs of TMS for
otor processing at a neuronal level, and prior FMD and other FND symptoms. As discussed
beliefs, or expectation, play a crucial role in modi- above, we caution against the use of cross-over
fying sensory experiences and motor function. designs as it is possible, indeed likely, that the
Beliefs of patients with FND are influenced by potential mechanism(s) of action can persist
several possible factors after TMS, particularly if beyond any cross-over point in the trial to con-
applied to the motor cortex creating “artificial” taminate subsequent data. Until perfect sham
movement of a weak limb or interrupting a move- devices are developed, which are physiologically
ment disorder. This demonstrates the possibility of inert with regard to the mechanism(s) of action of
normalisation of function, with certainty at the TMS on FND, but not detectably different to real
time of stimulation, and the possibility of longer- TMS, another potential control treatment is sub-
term changes and return of function. threshold TMS (delivered at below RMT intensi-
ties), e.g. that used in the Pick et al. RCT [35].
Such control interventions are not likely to induce
Perception of Action physiological changes in cortical excitability or
long-lasting neuromodulatory effects but will
Perception, in terms of somatosensory feedback, potentially allow successful blinding of a control
is crucial for learning (or re-learning) movements intervention. Other control arms, for example,
and optimizing synaptic activity and the integrity treatment as usual or wait list controls could be
28 Transcranial Magnetic Stimulation (TMS) as Treatment for Functional Movement Disorder 395
used but these are considered suboptimal in terms tematic review by Pollak et al. [23] reported that
of discerning treatment effects, particularly if a length of disorder duration was associated with
control intervention is available. There are also poorer response, compatible with other studies
ethical questions about how much suggestion of found that longer duration of FND symptoms
recovery is appropriate to use in trials, or indeed was a negative predictor of recovery [55].
clinical practice. Therefore, further research investigating predic-
Most studies of TMS for FMD applied the tors of TMS response is urgently needed.
magnetic coil over the primary motor cortex
(M1) as an anatomical target area. However,
other locations thought to be mechanistically Other Types of Neuromodulation
involved in all, or particular, FND symptoms
could be targeted; for example the supplementary Novel TMS methods have been developed that
motor area (SMA) is implicated in motor initia- rapidly induce synaptic plasticity, using proto-
tion/planning, temporoparietal junction (TPJ) cols known as Theta-burst stimulation (TBS). It
implicated in motor intention/self-agency per- produces short bursts of high-frequency (50 Hz)
ceptions [29], anterior insula and bilateral middle stimulation repeated at 5 Hz. There are two types
cingulate cortex implicated in assigning emo- of TBS: intermittent TBS (iTBS), associated
tional salience [52], and anterior cingulate cortex with long-term potentiation–like activity, and
and insula implicated in suppression of fear continuous TBS (cTBS) associated with long-
response [25]. term depression–like activity [56]. One recent
Combining TMS with other treatment modali- study investigated TBS [25] as treatment for a
ties either individually or as part of a multidisci- female patient with functional seizures by apply-
plinary intervention could be particularly ing iTBS over the TPJ with 80% RMT for ten
effective, especially concomitant physical ther- sessions within 7 days and reported significant
apy which could be combined in the same ses- improvement.
sion, such that small initial gains in voluntary In addition to TMS, there have been a variety
movement could be built on and reinforced fol- of brain stimulation therapies that can alter neu-
lowing TMS induced involuntary movement. The ral activity via different approaches. One of the
case vignette at the start of this chapter provided most common techniques is transcranial direct
an example of such potential synergistic effects. current stimulation (tDCS), producing low ampli-
TMS could also be combined with psychological tude of direct current through the skull to the
interventions, such as CBT, or pharmacological brain. While TMS depolarizes neurons and mod-
approaches such as psychedelics which have ulates cortical excitability, tDCS modifies the
been used in the past and which there is renewed transmembrane neuronal potential and influences
interest in FMD and other FND symptoms [53, level of cortical excitability. Therefore, tDCS is a
54]. neuromodulation technique, whereas TMS is
TMS might also have a particular role when both neurostimulation and neuromodulation ther-
there is complete limb paralysis, such that physi- apy. One study of tDCS [57] has been published
cal therapy, a cornerstone of contemporary man- in FND using a double-blinded two-period cross-
agement, is not possible or exceedingly limited. over trial. Nine patients with functional motor
TMS might also be indicated when all other treat- symptoms and seven age- and sex-matched
ment modalities, have failed. Further work is healthy control were randomized to either active
clearly needed to see if other FND symptoms, stimulation or sham first and then, at 2 days later,
particularly visual, might be effective. Work also having the other intervention. An active stimula-
needs be done alongside trials of TMS to identify tion was a single session of anodal tDCS over
which patients might benefit from TMS, particu- right posterior parietal cortex at 1.5 mA intensity
larly with regard to other variables such as lengths for 20 minutes, whereas sham stimulation used
of symptoms, risk factors and comorbidities same parameters as the active intervention except
which could be predictors of response. The sys- for duration at only 30 seconds to make subjects
396 D. Aniwattanapong and T. R. Nicholson
feel similar itching or tingling sensation as the (PNS), a technique delivering electrical impulse
active stimulation. Interoceptive sensitivity was to peripheral nerve has shown its efficacy to
assessed using heartbeat detection task and spa- improve paretic upper limb after stroke either
tial attention assessed using the Posner paradigm. with or without functional training [61]. One case
Significant differences in interoceptive sensitiv- report [62] noted an adult patient with right upper
ity after active and sham stimulation were found limb functional weakness treated with peripheral
and remained significant in patients with FND electrical stimulation (PES) and measured clini-
when separately considering the two groups. No cal outcome using grip strength and neurophysi-
adverse events were reported. ological outcomes using TMS. Stimulation
Another, older, electrical stimulation method parameters were a 30 Hz single stimulation over
is electroconvulsive therapy (ECT) which has the right median, ulnar, and radial nerves with a
proven efficacy for a range of severe psychiatric train length of 4 seconds and an intertrain interval
disorders although of course has potential risks, of 6 seconds for 30 minutes. Clinical symptoms
especially those due to the anesthesia required with neurophysiological outcomes did not change
and potential medium and longer term memory immediately after stimulation but did change
impairments. However, the severity and chronic- over weeks and full recovery by 6 months. No
ity of disability experienced in some FND adverse events were reported.
cases could potentially make ECT a therapeutic Another new potential modality of indirect
option if all else has failed. A systematic review neuromodulation utilizes ultrasound waves,
of non-invasive brain stimulation (NIBS) for using a technique known as focused ultrasound
functional weakness found two successful case (FUS) which can be applied transcranially
reports of ECT [58]. The first study [59] reported (tFUS). Importantly this has the potential for
a male elderly patient with functional hand paral- higher spatial resolution and can reach deeper
ysis for 11 months treated with bilateral ECT 3 structures than TMS and other indirect neuro-
times a week for 2 weeks, then 2 times a week for stimulation methods allowing more precise stim-
6 weeks. His FND symptoms improved after the ulation of more structures, including subcortical
first ECT without relapse during follow-up. A structures such as the limbic/paralimbic system
second study [60] reported a male young adult for which there is mounting evidence of mecha-
with fluctuating quadriplegia for 3 years who was nistic relevance in FND [45]. Stimulation param-
treated with ECT 2–3 times a week, then once a eters can also be varied to cause a wide spectrum
week. Again, the functional weakness symptoms of effects from suppression or facilitation of neu-
improved after 9 sessions with full independent ronal activity through to tissue ablation. It has
function after 25 sessions but relapsed after a been approved for various medical diseases,
while during follow-up. However, muscle activ- including refractory essential tremor [63],
ity remained better than baseline. Both studies and potentially improves symptoms and the qual-
assessed improvement using CGI-I, it was rated ity of life in patients with essential tremor [64].
as 2 (much improved) after ECT and 3 (mini- Further studies of other techniques for neuro-
mally improved) after follow-up. modulation would be interesting to explore its
Additionally, there have been other neuro- efficacy and potential mechanisms for FND.
stimulation techniques that have some evidence
of efficacy for neurological disease and are
potential options for FND treatment. Stimulation Conclusions
of other targets apart from the central nervous
system has been applied, for example, repeated There is accumulating evidence that TMS is a
root magnetic stimulation (RMS) applied over potentially effective, well-tolerated and safe treat-
the cervical or lumbar spinal roots demonstrated ment for FMD and other subtypes of FND. TMS is
similar FND motor symptom improvement com- a cheap and potentially rapidly scalable treatment
pared to TMS [32]. Peripheral nerve stimulation modality given that TMS machines are generally
28 Transcranial Magnetic Stimulation (TMS) as Treatment for Functional Movement Disorder 397
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Measuring Symptoms
and Monitoring Progress
29
in Functional Movement Disorder
Glenn Nielsen, Susannah Pick,
and Timothy R. Nicholson
• Aim: The primary aim was to demonstrate The team chose measures to assess core FMD
effectiveness of the clinical service. symptom severity (using the Clinical Global
• Time burden: The team recognized that it was Impression Scale of Improvement (CGI-I)), psy-
important to keep the data collection proce- chological symptoms (using the Hospital Anxiety
and Depression Scale (HADS)), as well as activ-
G. Nielsen (*) ity and participation (using the Work and Social
Neuroscience Research Centre, Institute of Molecular Adjustment Scale (WSAS)). In addition, the team
and Clinical Sciences, St Georges University of developed a custom patient satisfaction survey
London, London, UK and recorded adverse events associated with
e-mail: gnielsen@sgul.ac.uk
treatment.
S. Pick The CGI-I, as rated by patients, was chosen
Institute of Psychiatry, Psychology and Neuroscience,
King’s College London, London, UK to measure change in FND symptom severity.
e-mail: susannah.pick@kcl.ac.uk Alternative options were considered too time
T. R. Nicholson consuming (e.g. the Psychogenic Movement
Neuropsychiatry Research and Education Group, Disorders Rating Scale) or lacking in relevance
Institute of Psychiatry Psychology & Neuroscience, to all patients (e.g. gait speed). In using the CGI-
King’s College London, London, UK
I, patients were asked to rate the change in their
e-mail: timothy.nicholson@kcl.ac.uk
motor symptoms on a 5-point Likert scale, using care utilization. This would have been valuable
the following options: Much improved, Improved, data to convince the hospital administrators and
No change, Worse, or Much worse. A limitation or insurance companies to fund the service, how-
of the CGI-I is that the data lacks meaning in ever it would have required follow up assessment
terms of absolute values, an advantage of the (e.g. to determine change in health care utiliza-
CGI-I is that it is easily interpretable. On review- tion at 12 months).
ing outcomes of the first cohort of patients, it
was found that 70% of patients reported their
motor symptoms had improved following Introduction
treatment.
Mean anxiety and depression scores did not Accurately measuring outcomes is vitally impor-
change after treatment. The aggregate scores tant in clinical practice and research. There are
were not especially useful for evaluating the ser- unique features associated with FMD that make
vice. However, exploring an individual’s scores measurement particularly complex [3]. These
may help to understand their outcome. For exam- include the heterogeneity of the patient popula-
ple, one patient’s lack of treatment response may tion, temporal variability in symptom severity
have been related to his or her high anxiety and and the high prevalence of multicomorbidity.
depression. If this had been identified at baseline, How outcome is best measured in FMD is there-
it could have become a focus of treatment. fore an unresolved question. Key challenges are
Alternatively, if there had been a post-intervention to identify the most relevant outcome domains
improvement in anxiety and depression scores, and measurement tools that are reliable and valid
this might have suggested a possible mechanism for these constructs. To date, there has been lim-
for the intervention. ited research activity devoted to developing spe-
The team chose to assess quality of life using cific assessment tools for FMD, or assessing the
the Work and Social Adjustment Scale (WSAS). validity and reliability of currently available out-
The WSAS has several advantages over other come measures.
scales (such as the Short Form 36), including A recent surge in research interest in FMD and
being relatively brief, easy to score and free to functional neurological disorder (FND) more
use. An important disadvantage is that it is less broadly has provided an impetus to improve out-
commonly used and so there is less data for com- come measurement. Pick et al. (2020) recently
paring the service outcomes. The SF36 would be completed a systematic review of outcome mea-
a reasonable alternative as the scale is widely surement in clinical trials of FND interventions.
used in FND research and other patient popula- An important limitation of the literature was the
tions, although certain versions have license fees substantial divergence in the primary outcomes
that need to be considered. The EQ-5D-5L is free adopted and the scales used to measure relevant
for some uses, however the scoring system is less outcome domains (e.g., symptom severity, qual-
straightforward than the WSAS. ity of life, disability, psychological distress, etc).
Interim recommendations from the FND- Furthermore, it was noted that there were few
COM Outcome Measurement group suggest FND-specific outcome measures available, and
measuring other physical symptoms, such as none that had been rigorously validated in large-
fatigue, headache and dizziness. This domain of scale research studies or across cultural contexts.
measurement has value in describing clinical The generic outcome measures that were fre-
presentation, however its value as a measure of quently used also lacked validation in FND sam-
treatment outcome or as a mediator of change is ples, therefore their psychometric properties in
uncertain. It therefore arguably has greater this population are unclear.
research than clinical utility and so was not An international multidisciplinary group of
included in the measurement strategy. Also omit- FND specialists (FND-Core Outcome Measures,
ted from these outcomes are data related to health FND-COM) formed in 2017, with the aims of
29 Measuring Symptoms and Monitoring Progress in Functional Movement Disorder 403
• Body structure and function: This pertains to progress for patient motivation, research, clinical
anatomical parts of the body and physiological audit and justifying intervention costs.
function of body systems, inclusive of psycho- Assessments for patient motivation and goal
logical function. Problems with body structure achievement will prioritize outcomes that are
and function are referred to as impairments. meaningful to the patient and easy to interpret.
Examples of measurement at this level include For patients with FMD, this is most likely to
assessment of anxiety, depression and physical relate to their movement (e.g. measures of gait
symptom severity (e.g. Psychogenic Movement speed). Assessments for research and audit pur-
Disorders Rating Scale). poses will prioritize measures that have proven
• Activity: The execution of a task by an indi- reliability and validity, as well as measures that
vidual. Examples of measurement at this level are in common usage to allow for comparisons.
include assessment of balance and gait. Data collected for healthcare commissioners and
• Participation: Involvement in life situations. insurance companies will focus on costs versus
Examples of measurement at this level include benefit and the potential for cost savings.
assessment of health-related quality of life.
• Environmental and personal factors: Issues
which affect activity and participation, either Complexity of Measurement in FMD
as facilitators or barriers.
FMD has a unique set of characteristics that make
In additional to the ICF, other domains of accurate measurement of symptoms and health
measurement that may be of interest include [7]: outcomes complex. Complicating factors include
the temporal variability of symptoms, symptom
• The economic impact of illness and cost ben- heterogeneity, discrepancy between subjective
efit of an intervervention: This can measured report and objective measures, and a lack of vali-
using the metrics quality-adjusted life years dated assessment tools.
(QALYs), health resource use, and social costs
of illness (e.g. health-related unemployment).
• Adverse medical events associated with ill- Temporal Variability of Symptoms
ness and treatment: Collecting these data is
particularly important in clinical research, but Variability of symptom severity is an inherent
the data are also valuable when auditing clini- property of functional neurological symptoms.
cal practice. FMD is, in part, defined by the ability of the
• Patient satisfaction with treatment: This met- abnormal movement to transiently resolve or
ric is of particular interest when evaluating a improve with distracting maneuvers [8].
clinical service. Conversely, movement worsens when the
• Factors that may mediate outcome: This patient’s attention is drawn towards their symp-
relates to collecting data that help to explain toms. Clinical assessment may also trigger addi-
outcomes. Examples of this type of data in tional or new abnormal movements that may not
FMD include patient understanding, patient be part of the patient’s usual list of symptoms.
confidence that their diagnosis is correct, and For example, a study of 101 consecutive patients
measures of self-efficacy. with FND found that routine assessment of eye-
tracking triggered abnormal movement, such as
convergence spasm, in 46% [9]. Functional motor
Purpose of Measurement symptoms also typically vary as a consequence
of fluctuating pain, fatigue and changes in other
The purpose of measurement will influence the coexisting health problems. The resulting tempo-
choice of appropriate assessment tools. Common ral variability of symptoms presents challenges
reasons for measuring outcome include charting for accurate and reliable measurement.
29 Measuring Symptoms and Monitoring Progress in Functional Movement Disorder 405
PSYCHOLOGICAL
Panic Anxiety
OTHER PHYSICAL
Pain
Arthralgia Headache
CORE FND
Weakness/Paralysis
Bowel & Memory &
PTSD Movement disorders Depression
bladder cognitive
symptoms dysfunction Seizures/attacks dysfunction
Sensory dysfunction
Fig. 29.1 Schematic diagram of symptom domains in functional movement disorder and related functional neurologi-
cal disorder presentations
406 G. Nielsen et al.
clinically meaningful measurement(s) [11, 12]. ancy between subjective report and objective
For example a patient’s tremor may resolve, but measurement is a common feature in FMD, it
there may be no overall change to measures of could potentially, at least in part, be explained
quality of life and health and social care costs if by confirmation bias, the tendency to interpret
‘non-core’ symptoms (e.g. persistent pain, fatigue information in a way that supports pre-existing
or impaired cognition) continue to cause distress beliefs. People with FMD may be particularly
and disability. susceptible to confirmation bias when it comes
Implications of multisymptom comorbidity to reporting symptoms because abnormal
include: movement is more likely to be present when
they are aware of their body (due to the effect
• Measurement should take into account com- of attention on symptoms) and they are less
mon coexisting symptoms. likely to notice symptom-free moments
• Attempting to measure all possible symptoms because this usually coincides with distracted
is impractical, would increase the burden of attention.
measurement, and not all symptoms will be The implication of the potential for discrep-
relevant to all patients. ancy between subjective and objective
• Measures of activity and participation can measures:
take into account the impact of multiple
symptoms. • Patient perception of symptom severity and
• However, measures of activity and participa- frequency may differ from observer reported
tion are prone to lack of responsiveness (sen- measurements.
sitivity to change) when multiple different
symptoms and health conditions contribute to
the illness-burden. Objective Versus Subjective
• Attempts to create a single all-inclusive mea- Measurements
sure with multiple domains must address the
challenge of how to account for different Objectivity is prized in outcome measurement
symptoms and how to weight the scales for and subjective measurement (such as patient
each symptom/domain measured. reported measures) are often considered inferior
and less informative due to the risk of bias.
However, as described above, the temporal vari-
iscrepancy Between Subjective
D ability of FMD complicates objective measure-
Report and Objective Measurements ment, with the potential for compromised
of Symptoms validity and reliability. It has been argued that
subjective or patient-reported measures may be
Some patients with FMD may have difficulty a more valid measure of health state in FMD,
accurately reporting the severity and fre- particularly because FMD is, in part, defined by
quency/duration of their symptoms [13, 14]. the presence of subjective symptoms or distress
Discrepancy between subjective and objective [16]. Moreover, there is growing recognition of
symptom measurement was highlighted in a the importance of patient-reported outcome
study by Parees et al. [14]. In subjective rat- measures (PROMs), as part of a broader move
ings, patients with functional tremor (n = 8) towards more inclusive, patient-centered deliv-
overestimated how often their tremor was pres- ery of healthcare interventions [17]. PROMs
ent when compared to objective measurement have several advantages, such as being time and
from an actigraph watch. However, a subse- labor saving. More importantly, they can mea-
quent study attempting to replicate these find- sure changes that can only be perceived by the
ings in a larger sample (n = 14 FMD) did not patient, such as subjective symptom severity,
find the same discrepancy [15]. If a discrep- quality of life and symptom-related distress.
29 Measuring Symptoms and Monitoring Progress in Functional Movement Disorder 407
Table 29.1 Outcome measures that have been used in FND [1], with additional suggestions from the authors.
FMD research. Data for this table is based on a system- Other measures not listed here may have similar or
atic review of outcome measures used in clinical trials of greater value
Domain of
Measurement Assessment Tools
FMD Symptom Clinical Global Impression - Improvement (CGI-I) scale [22]
Severity The CGI-I scale is a patient, carer or clinician rated scale of improvement. Improvement is
usually rated on a 7 point Likert scale with qualifiers: Very much improved, Much improved,
Minimally improved, No change, Minimally worse, Much worse, Very much worse. When
using the CGI, the question posed is important to consider. For example, the question, “How
would you describe your improvement?”, may be answered differently from “How would you
describe change to your movement?”. The CGI-I is one of the most commonly used outcome
measure in FND research as well as other disorders, particularly mental health.
Psychogenic Movement Disorders Rating Scale (PMDRS) [18]
The PMDRS aims to provide a clinician-rated symptom severity score, based on video
observation. Scoring works by identifying movement abnormality in 14 body regions;
classifying the abnormal movement as one of 10 movement disorder phenomena (resting
tremor, dystonia, chorea, athetosis, etc.); and then scoring the movement according to
perceived severity, duration, and incapacitation. Gait and speech are also assessed. Sub-scores
are added to produce a total severity score.
Simplified Functional Movement Disorders Rating Scale (S-FMDRS) [19]
The S-FMDRS is a simplified version of the PMDRS. Modifications include removal of
requirement to classify movement phenomenon and a simplified scoring system. The authors
argue that these changes improve the validity and usability of the scale.
The CGI-I has the advantage of being quick to complete, sensitive to change and easy to
interpret. However, it lacks meaning in terms of absolute values. The PMDRS and S-FMDRS
attempts to quantify severity, however it is time consuming to complete.
Psychological Anxiety Scales
Symptoms The most commonly used scales of anxiety include: Beck Anxiety Inventory [23], Hamilton
Anxiety Rating Scale [24] and Generalised Anxiety Disorder-7 (GAD-7) scale [25].
Depression Scales
The most commonly used scales of depression include: Beck Depression Inventory [26],
Hamilton Depression Rating Scale [27] and Patient Health Questionnaire-9 (PHQ-9) [28].
Each scale has its own set of strengths and weaknesses.
Anxiety and Depression
The Hospital Anxiety and Depression Scale (HADS) [29], is a commonly used tool that yields
both a depression and anxiety score.
Psychological Distress
The Clinical Outcomes in Routine Evaluation-10 (CORE-10), [30] is a 10-item, self reported
measure of psychological distress. In a large RCT of CBT for functional seizures [31], the
CORE-10 showed a statistically significant difference between the intervention and control
group, where specific assessments for anxiety and depression were not different.
Many of the psychological scales listed here require the purchase of a license in order to use
them. At the time of publication the GAD-7, PHQ-9, CORE-10 were free to use.
Physical Symptom Patient Health Questionnaire-15 (PHQ-15) is a free to use, patient-reported screening tool for
Count somatic symptom severity. Fifteen somatic symptoms are scored from 0 (“not bothered at
all”) to 2 (“bothered a lot”) [32]. Alternative measures include the Symptom Checklist-90
(SCL-90) and Revised SCL-90 [33] somatization scales.
Other Symptoms Pain
Pain has been assessed in FMD research using the Bodily Pain domain of the Short Form 36
[34], the Pain dimension of the EQ-5D-5L [35] and specific Pain visual analogue or numeric
rating scales.
Fatigue
Fatigue is assessed as part of the Short Form 36 questionnaire with the Vitality domain. The
Checklist Individual Strength Scale [36] was used to assess the impact of fatigue in patients
with FMD and found that fatigue had a greater impact on quality of life than motor symptom
severity.
29 Measuring Symptoms and Monitoring Progress in Functional Movement Disorder 409
Table 29.1 (continued)
Domain of
Measurement Assessment Tools
Physical Disability Modified Rankin Scale
A commonly used outcome in stroke medicine, the Modified Rankin Scale is a simple
clinician-rated, 6-point scale of physical disability [37].
Gait, Mobility and Balance
Gait, mobility and balance scales used in FMD research include the Functional Mobility
Scale [20], 10-meter timed walk (walking speed) [38], Berg Balance Scale [39], Modified
Gait Abnormality Rating Scale (m-GARS) [40] and Five Times Sit to Stand [41]. The
Functional Mobility Scale was shown to be a sensitive measure of change in two controlled
trials of physical rehabilitation for FMD [42, 43]. It is a quick and free measure where the
clinician rates on an ordinal scale the support required for the patient to mobilize over 5
meters, 50 meters and 500 meters.
Upper Limb Function
Few measures of upper limb function have been used in FMD research. The Physical
Function domain of the Short Form 36 considers upper limb function with questions relating
to ability to carry groceries and wash/dress. One example of a specific upper limb assessment
tool is the Disabilities of the Arm Shoulder and Hand (DASH) [44], which showed a
treatment effect in trial of 60 patients with FMD receiving specialist physiotherapy compared
to treatment as usual [43].
Participation and Quality of Life
Quality of Life Commonly used scales include Short Form 36 [45], Work and Social Adjustment Scale [46]
and EQ-5D-5L [35]. The EQ-5D-5L has a dual function, in that it is often used in health
economics to generate quality adjusted life years (QALYs). The Short Form 36 (or
abbreviated versions) has been used widely in FND treatment studies and there is evidence of
good responsiveness in these samples [1].
The Canadian Occupational Performance Measure (COPM) [47], is a assessment tool
commonly used by occupational therapists. It aims to assess patient’s perceived performance
in areas of self-care productivity and leisure.
Health Economics Client Service Receipt Inventory (CSRI) [48].
A standardized, yet adaptable assessment of health service utilization (i.e. visits to the
primary care physician or hospital), informal care, and social benefits. It is commonly used in
health economic analysis, but limited utility in clinical practice due to the in-depth nature of
the questionnaire and specialist health economic skills required to apply appropriate costs to
the reported service use and analyze the data. The CSRI was developed in the United
Kingdom and may require adaptation for use in other health and social care systems.
As an alternative to the CSRI, health economic benefit can be inferred by reporting change to
employment status, work days lost due to sickness, receipt of disability benefits and health
care contacts, etc.
Cost Utility Analysis and Quality Adjusted Life Years (QALYs)
A cost utility analysis is a standardized way of comparing the cost benefit of interventions by
providing the cost per QALY gained with treatment. QALYs are a measure of quality of life
over time, calculated by weighting each year of life lived using a utility score (ranging from 0
to 1, or a negative score which indicates a state worse than death). One QALY is equal to one
year lived in perfect health. The EQ-5D-5L is the most commonly used outcome measure for
generating QALYs [49].
Other Measures Other Domains of Measurement
Other potential domains of measurement include: Illness beliefs (e.g. using the Illness
Perception Questionnaire (IPQ) or Brief-IPQ [50, 51]); acceptance of the diagnosis (e.g.
using a visual analogue scale [52]); compliance with treatment (e.g. reporting session
attendance); satisfaction with treatment (e.g. a custom made questionnaire); and reporting the
occurrence of adverse medical events affecting health and safety.
410 G. Nielsen et al.
Table 29.2 Interim recommendations from the FND-COM group for for core outcome measures [2]
Outcome domain Recommended measures Commentary
Core FND symptoms CGI-I (patient +/− clinician CGI is cheap, free, easy and sensitive.
+/− carer) S-FMDRS and PMDRS have generally good psychometric
Alternatives: S-FMDRS or properties but limited clinical utility due to time required as
PMDRS well as cost and practicalities of using video. Temporal
variability may limit validity and reliability.
Other physical PHQ-15 Useful for research, less relevance to measuring outcome in
symptoms Alternatives: Extended clinical practice.
PHQ-15, SCL-90
Psychological HADS, BDI/BDI-II + BAI, It is unclear which are most useful in FMD.
symptoms HAM-D + HAM-A Cost implications: PHQ-9 and GAD-7 are free.
Alternatives: PHQ-9, GAD-7
Life impact Quality of Life QoL scales may have limited responsiveness and are often
SF-36 lengthy.
Alternatives: WSAS, They are important as they can measure the impact of
EQ-5D-5L ill-health irrespective of symptom phenotype of health
domain (psychological, physical, etc).
EQ-5L-5D uses a complicated process to calculate utility
scores, however is commonly used to calculate QALYs.
Health economics / Healthcare resource The CSRI is a formalised measure measure of health care
cost utility utilization utilisation commonly used in clinical research. This level of
Healthcare contacts (total, data may not be necessary in clinical practice and the CSRI
inpatient admissions, was developed for use within the UK and so may not be
inpatient days, ED/outpatient transferable to other nations or cultures.
visits)
CSRI
Adverse medical Reporting adverse events Critical for trials in terms of safety (assessing risk versus
events with a brief description is benefit) but also valuable for evaluating clinical services.
mandatory in clinical trials.
41. Bohannon RW. Reference values for the five-repetition performance measure: a research and clinical litera-
sit-to-stand test: a descriptive meta-analysis of data ture review. Can J Occup Ther. 2004;71:210–22.
from elders. Percept Mot Skills. 2006;103:215–22. 48. Chisholm D, Knapp MR, Knudsen HC, Amaddeo F,
42. Jordbru AA, Smedstad LM, Klungsøyr O, Martinsen Gaite L, van Wijngaarden B. Client socio-demographic
EW. Psychogenic gait disorder: a randomized con- and service receipt inventory--European version:
trolled trial of physical rehabilitation with one-year development of an instrument for international
follow-up. J Rehabil Med. 2014;46:181–7. research. EPSILON study 5. European Psychiatric
43. Nielsen G, Buszewicz M, Stevenson F, Hunter R, Services: inputs linked to outcome domains and
Holt K, Dudziec M, Ricciardi L, Marsden J, Joyce E, needs. Br J Psychiatry Suppl. 2000:s28–33.
Edwards M. Randomised feasibility study of physio- 49. Hunter RM, Baio G, Butt T, Morris S, Round J,
therapy for patients with functional motor symptoms. Freemantle N. An educational review of the statistical
J Neurol Neurosurg Psychiatry. 2017;88:484–90. issues in analysing utility data for cost-utility analy-
44. Hudak PL, Amadio PC, Bombardier C. Development sis. PharmacoEconomics. 2015;33:355–66.
of an upper extremity outcome measure: the DASH 50. Moss-Morris R, Weinman J, Petrie KJ, Horne
(disabilities of the arm, shoulder and hand) [cor- R, Cameron LD, Buick D. The revised Illness
rected]. The Upper Extremity Collaborative Group Perception Questionnaire (IPQ-R). Psychol Health.
(UECG). Am J Ind Med. 1996;29:602–8. 2002;16:1–16.
45. Jenkinson C, Wright L, Coulter A. Criterion validity 51. Broadbent E, Petrie KJ, Main J, Weinman J. The brief
and reliability of the SF-36 in a population sample. illness perception questionnaire. J Psychosom Res.
Qual Life Res. 1994;3:7–12. 2006;60:631–7.
46. Mundt JC, Marks IM, Shear MK, Greist JH. The 52. Goldstein LH, Mellers JDC, Landau S, et al.
work and social adjustment scale: a simple mea- COgnitive behavioural therapy vs standardised medi-
sure of impairment in functioning. Br J Psychiatry. cal care for adults with Dissociative non-Epileptic
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Polatajko H, Pollock N. The Canadian occupational
Overcoming Treatment Obstacles
in Functional Movement Disorder
30
Megan E. Jablonski and Adrianne E. Lange
Barriers to Effective FMD Treatment medical research and is largely unknown to the
general public [8]. Providers vary greatly in their
Patients with functional movement disorder aptitude, skill, and confidence treating this disor-
(FMD), in common with all types of Functional der, often lacking access to appropriate facilities
Neurological Disorder (FND), face a multitude and collaborative teams for treating FMD [9, 10].
of challenges in the pursuit of effective treatment, Likewise, patients often struggle to navigate their
as do their clinicians and caregivers. In spite of way through complex medical systems and the
important advances made in the diagnosis, con- insurance maze to find both compassionate and
ceptualization, and treatment of FMD [1–4] and educated providers and adequate coverage for
efforts to address issues of stigma attached to this FMD care. Working with a team of clinicians
illness [5], all too often, patients are unfortu- with a consistent and coherent understanding of
nately misdiagnosed, mismanaged, and subjected FMD – who can express genuine empathy, con-
to delays in appropriate care [3]. Given the com- nect with patient narratives, and present informa-
plexity of FMD at the intersection of Neurology tion in a clear and transparent manner – is vital to
and Psychiatry, many patients struggle to under- treatment success. This chapter seeks to increase
stand and accept this diagnosis for a variety of awareness of common barriers to successful
reasons. Some individuals with FMD can prema- treatment and provide suggestions regarding how
turely enter specialized treatment with a host of to overcome these treatment obstacles. We begin
co-occurring mental and physical health prob- with a case vignette to illustrate the diversity of
lems, which can complicate the course of treat- challenges inherent to FMD diagnosis and treat-
ment. Lack of resources, including social, ment, review several common treatment barriers,
financial, and other tangible resources, and and close with a case discussion incorporating
numerous obstacles along the way influence recommendations and guidance to aid in the opti-
engagement with care and treatment outcomes. mal care of patients with FMD.
Despite its prevalence [6, 7], FMD has
received surprisingly little attention in terms of Clinical Vignette
“Carol” is a married white female in her mid-
30s, with four school-aged children and a prior
M. E. Jablonski (*) medical history of pre-diabetes, Vitamin D defi-
Department of Psychology & Neuropsychology, ciency, irritable bowel syndrome, anemia, and
Frazier Rehabilitation Institute, Louisville, KY, USA
low blood pressure. She has a high school edu-
A. E. Lange cation, works in childcare, and volunteers with
Private Practice, Louisville, KY, USA
an animal rescue. Carol has a history of com- during which she stated, “I can’t go on living
plex relational trauma (childhood emotional this way.”
abuse and neglect) as well as clinical depres-
sion and anxiety. While attending a funeral fol-
lowing the untimely death of her sister, Carol reatment Barrier 1: Challenges
T
experienced a sudden onset of dizziness, loss of of the FMD Diagnosis
balance, and weakness in her bilateral lower
extremities – unable to stand or walk. She was Significant challenges present themselves around
rushed to the emergency department by her fam- diagnosis. Often, a patient has experienced con-
ily and treated with anxiolytics and intravenous siderable adversity prior to that critical moment
fluids in the ER. She was observed on examina- in the consulting room where the FMD diagnosis
tion to show features of motor inconsistency is delivered and, of course, our patients exist
(e.g., markedly impaired gait on formal testing within social, psychological, and cultural sys-
but witnessed to be able to walk to the bathroom tems which also play critical roles in their experi-
with minimal difficulty). Her motor symptoms ence and perceptions of that diagnosis. Challenges
resolved after a few hours and she was dis- are also present within the complex healthcare
charged home with diagnoses of acute stress system, amongst providers and specialists, in
and dehydration – only to experience additional healthcare education and medical culture.
episodes which became increasingly frequent Establishing the treatment frame through a com-
and severe over subsequent weeks. She pre- prehensive biopsychosocial assessment is not
sented multiple times for emergency care with only best practice but builds confidence and rap-
additional diagnoses from multiple providers of port in the physician-patient relationship. As dis-
“probable” Guillain-Barre Syndrome, idio- cussed in Chap. 17, the delivery of the diagnosis
pathic neurocardiogenic (vasovagal) syncope, is a crucial moment in the physician-patient rela-
and panic disorder. tionship that sets the stage for how the patient
Approximately 1 year after her first episode, will come to view and participate in their treat-
Carol presented to an outpatient neurology ment [11]. Effective communication of the diag-
clinic for assessment. At that point, she described nosis includes education as well as compassion,
“spells” occurring almost daily with complaints understanding, and sensitivity on the part of the
of fatigue, gait instability, bilateral weakness in physician [12]. Sharing with the patient their pos-
her lower extremities, dizziness, “cloudy vision,” itive signs on examination can also aid under-
rapid heart rate, memory loss, and poor concen- standing that the diagnosis is being made in
tration. At times, these spells were concurrent “rule-in” fashion, rather than simply because
with panic symptoms of hyperventilation, “cold their previously obtained tests were negative
sweats,” and anxious, ruminative thoughts. [13]. Many patients come to FMD treatment after
Carol became largely housebound, unable to go experiencing months or years of invalidation and
to work, contribute to the household, or provide dismissal from various medical professionals,
routine care for her children and aging parents. often with a derogatory undertone suggesting
She was not eligible for disability benefits, hav- covertly that such a mysterious “zebra” of a con-
ing been employed part-time when symptoms dition must be psychiatric in nature, “all in your
began. Her spouse had to take on additional head,” and therefore some form of manipulation
childcare and household duties, and though cop- or malingering. Unfortunately, these misconcep-
ing, he was struggling and reported feeling tions persist among some physicians, who per-
increasingly drained. Carol acknowledged feel- ceive varying degrees of feigning or intentionality
ings of guilt and shame associated with her among patients with FMD [9, 14]. Even if not
inability to share parenting and financial bur- verbalized explicitly, patients are highly attuned
dens. She presented as acutely anxious, tearful, to this perception [15] and may present as
and had difficulty focusing through evaluation, guarded, making it difficult to fully engage with
30 Overcoming Treatment Obstacles in Functional Movement Disorder 417
and explore the FMD diagnosis as it is presented relatable metaphors can help to solidify and con-
[1]. This may be particularly true for patients solidate the information and serve to enhance
who may have sought evaluation from multiple recall down the line. Further, eliciting in the
specialists as they seek answers regarding their patient’s own words what they understood regard-
condition; negative experiences can carry over ing the information reviewed can be helpful in
from one appointment to the next, across provid- identifying and clarifying misapprehensions
ers and treatment settings, through medical [23]. Providing information regarding credible
records and the patient’s subjective experience. sources of information regarding FMD (such as
Providers should be mindful of their own https://FNDhope.org or https://neurosymptoms.
thoughts and feelings around these challenging org), can also provide further opportunity to
cases – feelings can be easily perceived by enhance understanding.
patients and their loved ones who are searching For patients expressing ambivalence about the
for answers and understanding. Providing diag- diagnosis, assessing degree of readiness for
nostic information in an open and non-judgmental change using the transtheoretical stages of change
manner, paying careful attention to one’s own model [24–26] may aid in the determination of
and the patient’s nonverbal language, can help to treatment recommendations. What constitutes
enhance patient satisfaction and communicate meaningful change also matters. Change for
clinical empathy [16, 17]. Being able to receive some patients may mean change in relative health
and hold a patient’s reactive distress with an or conceptualization of their ailments, while for
authoritative grace can help a patient to feel heard others it may signal movement or intention
and held, at a time when they and their bodies are towards that next phase of treatment. Numerous
feeling particularly vulnerable. Taking the time researchers have noted that a patient’s “stage of
to explore the patient’s reactions in the moment change” was an important moderator in psycho-
can shed invaluable light on misunderstandings therapy outcomes of patients with a multitude of
that commonly occur in a relatively brief assess- diagnoses; in relevant examples, with anxiety
ment appointment. Indeed, the demonstration by [27] and somatoform disorders [28], even in the
physicians of nonverbal affect and attunement presence of high baseline impairment. As
has been shown to facilitate patients to express with many medical and psychological illnesses,
concerns more openly, mitigating the detrimental patients themselves play a major (if not the most
impact of patient anxiety [18] and increasing important role) in the catalyzation of their own
self-disclosures in the consultation room [19]. At clinical improvement through engagement and
the physician level, particularly amongst neurol- acceptance. Utilizing motivational interviewing
ogists who are on the front lines of FMD care, techniques [29] to focus the conversation on the
there is a need to be more psychologically- patient’s perceptions and goals can be useful to
informed in the approach to this neuro- build trust and engagement, helping move a
psychiatrically complex population [20]. patient towards a state of readiness and receptiv-
In addition, one must also be mindful of the ity (see Chap. 18 for a detailed discussion of
tendency for patients to recall just a fraction of motivational interviewing techniques and how
the information provided during medical appoint- they can be utilized by any member of the treat-
ments [21] particularly when they may already ment team).
be experiencing increased anxiety, dissociation It is important to acknowledge, however, that
and other psychological or cognitive symptoms even under the most ideal circumstances in which
[22]. It is important to avoid overwhelming the the diagnosis has been carefully and sensitively
patient with too much information at once or explained, some patients may still experience this
moving into a discussion of treatment planning diagnosis with a negative valence. Referring
before it is clear whether the patient is ready to patients for treatment before obtaining some
hear what you have to say. Repeating key mes- degree of “buy-in” is unlikely to result in suc-
sages several times using clear language and cessful outcomes. Where acceptance and com-
418 M. E. Jablonski and A. E. Lange
mitment is lacking, nascent or the patient is nitive bias known as the “sunk cost effect” [34]
otherwise seriously ambivalent may result in a where increased effort and investment results in
self-fulfilling feedback loop, where unsuccessful increased perceived value. Relatedly, “confirma-
treatment may provide the patient with “evi- tion bias” is the tendency to seek and screen for
dence” that your diagnosis was incorrect. information to support existing beliefs [34].
In these situations, it can be helpful to allow Harnessing these natural heuristic tendencies can
the patient time to consider the information pro- enhance a patient’s connection with their diagno-
vided and encourage review of reputable educa- sis and investment in their treatment program.
tional resources available online (noted above
and elsewhere in this book). Patients benefit from
use of both intuitive (affective) and deliberative reatment Barrier 2: Psychosocial
T
(logical) strategies to enhance confidence in and Motivational Factors
medical decision-making situations [30, 31], sug-
gesting that reactions and emotions experienced Psychosocial and contextual factors greatly influ-
in the consulting room are as important as pro- ence a patient’s thoughts, feelings, and behaviors.
cessing information between appointments. One important variable pertains to the social sup-
Further, physicians should consider shifting the port network. Some patients have support net-
view of diagnosis delivery from a single discus- works that can be inadequate and sometimes
sion with a diagnostic decree to a process- even invalidating. Problematic family dynamics
oriented approach, including education and can present a considerable barrier to treatment
reinforcement over time. Encouraging the patient and progress. It is well-established that there is
to bring his or her partner or a close family mem- an increased prevalence of childhood adversity
ber or friend can allow key individuals the oppor- (such as abuse and neglect) among patients with
tunity to better understand the patient’s symptoms FMD [35, 36]; unfortunately, these early life
and respond in the most helpful way. This experiences can contribute to maladaptive rela-
approach will allow patients to develop their tional (attachment) patterns that persist into
understanding of the diagnosis, thereby increas- adulthood [37]. Thus, in addition to coping with
ing confidence and investment and eventually FMD, some patients also experience added dis-
influencing outcomes for the better. Relatedly, tress related to the critical and invalidating
efforts to retain focus on the “what” of the diag- response of their social network regarding their
nosis, emphasizing “rule-in” signs and strategies symptoms and disabilities or the FMD diagno-
to target symptoms, rather than the “why” regard- sis itself. Simple strategies like inviting the prob-
ing the origin of the diagnosis can be helpful in lematic individual(s) to consultations, with or
the context of rehabilitative and psychological without the patient present, to explain the diagno-
treatment [32]. sis can often be helpful. Patients may also benefit
Numerous implicit and explicit biases operate from support and coaching focused on managing
as patients and physicians engage in shared difficult interactions with individuals who
decision-making in health care settings [33]. It is respond critically to the diagnosis – or who con-
not necessary for a patient to be 100% in agree- tinually pressure the patient to pursue additional
ment prior to initiating treatment for FMD (in medical explanations. This may also be an appro-
fact, this is rarely the case); however, often “the priate domain for exploration with psychotherapy
proof is in the pudding,” and experiencing a posi- providers who are schooled in family-systems
tive response to treatment can serve as a powerful theories, interpersonal communication, and rela-
determinant. As patients engage with appropriate tionship dynamics.
and comprehensive FMD-specific treatments On the opposing end of the spectrum, some
with trained providers, and, moreover, begin to (loving and well-meaning) family members can
see tangible results, they tend to increase their engage in over-accommodation of the patient’s
degree of identification with the diagnosis, a cog- needs – for example, assisting with tasks that the
30 Overcoming Treatment Obstacles in Functional Movement Disorder 419
patient could perform independently or taking towards greater health and symptom ameliora-
over stressful tasks or responsibilities of daily life tion, for some the presence of secondary gain
altogether to reduce the patient’s distress and may complicate the acceptance of the FMD diag-
limit pain. This phenomenon may also occur nosis and impact engagement with and commit-
within the extended social network, with friends, ment to treatment. Providers and patients can be
co-workers, or church or community members. vigilant and work collaboratively to mitigate
For some, this may develop into a form of unin- these issues as they are uncovered with the use of
tended reinforcement for the illness operating on a compassionate and non-judgmental stance.
an unconscious level, a process which can and Psychotherapy may be helpful in some cases,
does happen with many other forms of serious though oftentimes simply bringing these issues
illness or injury in families and social systems. In into awareness and working with them transpar-
addition to becoming progressively more physi- ently and objectively with providers can be effec-
cally inactive and deconditioned, patients can tive to address barriers to recovery associated
also experience significant shame, self-blame, with secondary gain.
and grief associated with the loss of prior social Not to be ignored, the financial burdens of
roles that brought them meaning and a sense of FMD often present some of the most difficult
purpose [38]. Addressing these potential issues barriers to treatment and recovery. Given the
transparently with the treatment team is impor- severely disabling nature of these symptoms [43]
tant; for example, including the discussion of val- many patients are not able to continue working
ues, family dynamics, and various roles of enough to meet their financial needs [44, 45].
responsibility in individual and family sessions This results in significant barriers in obtaining
across therapies, not just limited to psychother- care, both due to the financial hardship of unem-
apy sessions. For patients, the perception of ployment or underemployment, and because hav-
“being a burden” is associated with greater risk ing access to affordable health insurance is often
of clinical depression [39] and suicidal ideation predicated on full-time employment. As a result,
[40], particularly in combination with feelings of patients may be forced to pursue disability bene-
hopelessness [41]. It can be difficult to break this fits or engage in legal processes, such as worker’s
pattern, once established, as caregivers may find compensation claims.
their own feelings of validation and meaning Patients with chronic illness are often faced
through the caregiving role [42]. with extraordinary financial costs, among other
Another potential barrier to recovery with resource pressures, and may pursue whatever
psychological roots and social implications is entitlements or legal avenues necessary to meet
that of secondary gain. Not unique to those with their needs. For providers, discerning motives
FMD, secondary gain can theoretically be any amidst often confusing symptom profiles and
advantage or benefit that accompanies a psycho- complex psychosocial history can be a real chal-
logical or physical symptom. Secondary gain is lenge. Though caution is indicated in scenarios
often psychologically rooted and a complex and with legal and financial gains at stake, when a
controversial concept that may exist in or outside patient is otherwise receptive to the diagnosis and
of a patient’s awareness; either way, it is critical motivated to initiate treatment, having sought (or
that it is not to be conflated with factitious disor- obtained) financial supports should not be con-
der or malingering. We discuss it here as it often sidered an exclusionary criterion for proceeding
relates to psychosocial issues, sometimes within with treatment. However, recovery may not be
family systems, as above, and with financial con- possible until such issues – and related stress
siderations. Secondary gain need not be patholo- appropriate to these situations – are resolved or
gized or maladaptive in nature, in fact, at times adequately managed.
secondary gain effects may be viewed as a silver It is, of course, entirely appropriate for patients
lining in an otherwise dark and difficult situation. with disabling symptoms to apply for disability
However, with respect to the goal of moving benefits, just as it would be appropriate for
420 M. E. Jablonski and A. E. Lange
patients with other disabling physical, neurologi- which can limit a patient’s ability to participate in
cal, or psychiatric conditions. These benefits and therapy exercises [3]. This is particularly true for
other entitlements offer a lifeline for financial patients who have been living with FMD for a
survival and allow patients the time and the prac- long time, given the decreased activity level and
tical and emotional bandwidth to focus on their deconditioning commonly experienced [48].
health. It is the definition of adaptive coping to Providing treatments tailored to the patient’s
utilize what resources are available to survive and unique needs can help enhance treatment
work through a new and difficult reality. However, response; for example, use of non-specific,
as above, we do encourage providers and patients graded exercise therapy can be a helpful first
alike to be alert to the presence of secondary gain step, addressing both deconditioning and chronic
or layered motivations which may impact engage- pain [49].
ment. After all, these issues can detract from Patients prescribed high doses of pain medica-
treatment initiatives that have the potential to tion may find it more difficult to engage in physi-
ameliorate disabling symptoms and move cal or psychological therapies due to sedation or
patients toward wellness and independence. cognitive clouding. Patients dealing with severe
These are challenging issues to decode and pain issues may be well-suited for a pain-focused
work through, even for experienced and knowl- rehabilitation program or pain management
edgeable providers, and these situations can offer referral to help them prepare for the physical
teachable moments for team members who are demands of an intensive multidisciplinary treat-
perhaps more skeptical regarding the validity of ment program [50]. In addition, research has sup-
FMD-related disability claims. It is important to ported the use of psychotherapy
model an attitude of non-judgmental and com- (cognitive-behavioral therapy and mindfulness/
passionate support and educate others where pos- acceptance-based interventions) to enhance pain
sible. We believe that negative views held by management and reduce associated emotional
some within the medical community around distress and avoidance behaviors [51]. It may be
illness-
related dependence, so-called “ulterior helpful to triage with the patient what are the
motivations,” and issues of responsibility and most bothersome symptoms; for example, a
agency regarding “psychogenic” or “non- patient may have a functional tremor but report
organic” conditions like FMD, are tied to contin- that body pain is the prominent chief complaint.
ued stigmatization of mental health difficulties This may help configure collaborative treatment
more broadly – something we must all work to priorities in a stepwise fashion, serving to engage,
challenge. organize and guide patients through issues of
pain and fatigue and to mitigate avoidance behav-
iors and emotional overwhelm.
Treatment Barrier 3: Physical, Regarding psychological barriers, depression
Psychological, and Cognitive Issues or anxiety are common and understandable reac-
tions to the symptoms and impacts of FMD, as
Research has shown promising results for patients are frustration, anger, and grief. Many present
with FMD engaged in interdisciplinary treatment with emotional distress unrelated to their condi-
designed to reprogram physiological and psycho- tion. Research suggests that people with chronic
logical pathways [46, 47]. While effective for illness are more at risk for mental health disor-
many, intensive therapy programs can be time- ders, and that this risk is amplified by social prob-
consuming, physically demanding, and costly. lems and low levels of perceived health [52]. It is
Prior to initiating treatment, it is imperative to also possible that for some patients such disor-
thoroughly assess for physical, psychological, or ders could be a risk factor for FMD or an integral
cognitive barriers that might impact treatment. part of their disorder. Psychiatric comorbidities
Regarding physical readiness for treatment, and normative stress reactions need not preclude
chronic pain and fatigue are common barriers patients from being referred for treatment; how-
30 Overcoming Treatment Obstacles in Functional Movement Disorder 421
ever, some patients may experience levels of psy- Table 30.1 Screening instruments
chological distress or hold maladaptive Length/
personality pathology that can present a chal- Domain Measure type
Depression & Patient Health 9-item
lenge to treatment. For example, the emotional
anxiety Questionnaire (PHQ-9) SR
instability characteristic of some personality dis- [56]
orders, especially Borderline Personality Beck Depression Inventory 21-item
Disorder (BPD), also known as Emotionally (BDI-II) [57] SR
Unstable Personality Disorder, can prove particu- Generalized Anxiety 7-item
Disorder (GAD-7) [58] SR
larly challenging, with the patient’s heightened
Hospital Anxiety and 14-item
emotional reactivity and interpersonal difficulties Depression Scale (HADS) SR;
having the potential to adversely impact team [59] 2
dynamics as well as other patients engaging in subscales
concurrent treatment. Given that both BPD and Suicidal Columbia Suicide Severity 6-item
ideation Rating Scale (C-SSRS) CA
FMD (particularly in the case of functional sei- screening version [60]
zures) have trauma and abuse as shared risk fac- Patient Safety Screener 3-item
tors [53], there will be some overlap among these (PSS-3) [61] CA
patient groups; again, this does not suggest that Emotional Cognitive Emotional 18-item
these personality factors play a causative role in regulation Regulation Questionnaire SR;
(CERQ-short) [62] 9
the presence of FMD. subscales
In another example, for patients with debilitat- Personality Iowa Personality Disorder 11-item
ing anxiety, it may be a struggle to tolerate a busy pathology Screen (IPDS) [63] CA
therapy gym environment – leading to avoidance Trauma/PTSD Primary Care PTSD Screen 5-item
behaviors, difficulty with engagement, or early for DSM-5 (PC-PTSD-5) CA
[64]
termination of treatment. Patients with anxiety Stressful Life Events 13-item
sensitivity may be overly attuned to their somatic Screening Questionnaire SR
experience and react strongly to normal sensa- (SLESQ) [65]
tions of physical exertion [54]. The increased Adverse Childhood 10-item
Experiences-Questionnaire SR
cognitive load that results from anxiety can make
(ACE-Q) [66]
it difficult to focus during therapy and retain Social support Multidimensional Scale of 12-item
information. Likewise, patients with depression Perceived Social Support SR;
may struggle with diminished motivation, poor [67] 3
concentration, and lack of energy, causing them subscales
Somatization Patient Health 15-item
to feel overwhelmed by therapy demands or pes- Questionnaire (PHQ-15) SR
simistic regarding the likelihood of treatment [68]
success. At times, patients may even begin to Schedule for Evaluating 9-item
question whether life is worth living or experi- Persistent Symptoms SR
(SEPS) [69]
ence thoughts about suicide. Importantly, sui-
Substance Alcohol Use Disorders 3-item
cidal ideation need not preclude a patient’s abuse Identification Test-Concise SR
participation or suggest that they are unable to (AUDIT-C) [70]
engage with rehabilitative care, though the dis- Drug Abuse Screening Test 10-item
covery of these thoughts should be immediately (DAST-10) SR
[71]
and fully addressed.
SR self-report measures, CA clinician-administered mea-
Proper screening and referrals to mental health
sures/brief structured interviews
providers can help to identify and care for patients
at risk for poor outcomes due to psychiatric
comorbidities. Table 30.1 contains several brief referral for mental health services; however, we
screening measures which may be helpful in offer the caveat here that though these measures
identifying patients who could benefit from a are widely used among medical populations, they
422 M. E. Jablonski and A. E. Lange
are not specifically validated or normed with level of follow-up care. In settings where this is
patients with FMD and therefore may require not possible, patients should be provided with
contextual interpretation. Interested readers can referrals for crisis services, counseling, and psy-
also review the systematic review by Pick et al. chiatric services for optimal management of
[55] with recommendations regarding assess- these concerns. This may include arranging for
ment instruments pertaining to all FND subtypes. emergency psychiatric evaluation, when war-
We must emphasize here that mental health ranted. Following a sustained period of
screening tools and brief assessments, while psychiatric stability, these patients can be safely
helpful, are blunt instruments and are not a referred for interdisciplinary FMD treatment.
replacement for comprehensive psychological or These details reinforce the critical importance
psychiatric evaluation by a mental health profes- of attending to the intersections between FMD
sional. We present these tools as useful scaffold- symptoms and psychological factors, particularly
ing toward the preliminary assessment of mental when mental illness is prominent, multi-factorial,
health issues and relevant within the biopsycho- or not well-managed. For example, patients with
social model. severe major depression, acute or post-traumatic
Collaborative consultation among physicians, stress disorder, ongoing alcohol or substance use
physical and occupational therapy providers, and disorders, suicidality and/or self-injurious behav-
mental health clinicians can be quite helpful to iors, among other possibilities, may first warrant
problem-solve and work through psychological robust psychiatric treatment engagement (e.g.,
treatment barriers, enabling other team members acute inpatient hospitalization or intensive outpa-
to reinforce the techniques being discussed in tient treatment program).
psychotherapy, and vice versa. Additionally, it is In addition to the physical and psychological
worth pointing out that in the context of the bio- factors detailed above, cognitive symptoms can
psychosocial formulation (see Chap. 3 for addi- present a significant challenge to treatment and
tional discussion), even the most optimal initial recovery. Cognitive complaints are common to
intake will be relatively incomplete in terms of FMD, and FND more broadly, and can have pro-
depth and appreciation of relevant psychological found impact on our patients’ lives. At times,
or social difficulties. As such, providers should these symptoms can negatively affect treatment
view exploration of precipitating and perpetuat- engagement and outcomes, particularly in the
ing factors as a longitudinal process, with some presence of increased anxiety and stress [73].
details emerging with time and development of Beginning with Breuer and Freud (1895/1955),
therapeutic rapport [72]. Reliance on the biopsy- patients with “conversion symptoms,” then
chosocial model to frame barriers to progress and known as “hysteria,” have complained of cogni-
recovery can be useful in our experience. tive impairment such as functional forms of
As mentioned above, patients may also exhibit amnesia, confusion, mutism and loss of language
more severe psychiatric symptoms, including [74]. Janet (1901) noted deficits in attention (“a
suicidal thoughts. Physicians should routinely retraction of the field of consciousness”) and
screen for suicidal thoughts, and when identified, increased distractibility exacerbated by stress in
conduct a thorough safety assessment. Utilizing his patients with functional neurological symp-
an empirically-supported suicide risk assessment toms [75]. Present-day patients with FMD may
instrument, such as the Columbia Suicide have impairments in working memory, short-
Severity Rating Scale (C-SSRS) [60], can help term memory, long-term memory loss, memory
guide this conversation and determine how to lapses, concentration, focus, and fatigue, as well
best address the patient’s immediate safety needs. as reduced stamina and attention, verbal tics, or
In settings where mental health professionals are even loss of language or speech [76–80]. When
embedded within the treatment team, an immedi- anxiety and stress exacerbate cognitive impair-
ate consultation can greatly assist with safety ment such that cognition presents a barrier, initial
planning and rapidly facilitating the appropriate work with a neuropsychologist or psychothera-
30 Overcoming Treatment Obstacles in Functional Movement Disorder 423
pist designed to decrease anxiety, improve emo- tional hierarchies of power and agency. This view
tion regulation, and develop more adaptive has more than a few cracks in our contemporary
coping skills may pave the way for eventual work medical landscape with its emerging lean towards
with a speech-language pathologist, among other a holistic and patient-centered care model.
therapies. Alternative treatments include referral Treatment expectations on the part of both pro-
to speech and language therapists or occupational vider and patient must be carefully examined for
therapists (preferably those familiar with FMD) such views and challenged with education and
that have training in cognitive remediation or support where necessary.
retraining, which can be an important component FMD is a condition that requires the patient to
of treatment in such patients (see Chap. 25 for play a particularly critical role in their own treat-
additional details). ment [81], and requires ongoing collaborative
It is important to have a transparent conversa- effort for optimal symptom management, even
tion regarding concerns about readiness for treat- following a successful treatment course. Here,
ment and provide clear and specific the service metaphor breaks down and a “fix it
recommendations designed to enhance treatment and forget it” mentality falls painfully short.
readiness. If critical issues are not addressed pro- Motivational themes of external vs. internal locus
actively, the risks of FMD treatment may out- of control and beliefs about illness and medicine
weigh the potential benefits. At best, the patient are important elements of the clinical biopsycho-
might not respond to treatment if it is not framed social formulation and should be confronted and
with that patient’s unique needs in mind; at worst, explored in the consulting room, when relevant.
they could experience further declines and a For some patients with FMD, following intensive
potential psychological crisis, should treatment multidisciplinary treatment, additional courses of
prove unsuccessful. Further, in the age of man- outpatient therapy may be necessary, with
aged care, therapy benefits are limited, and relapses expected and therapeutic “tune ups”
patients may be unable to afford the financial and required [49, 82]. Patients should also be pre-
social burdens of multiple rounds of intensive pared at the outset that symptoms might initially
treatment, whether inpatient or outpatient, inter- worsen as they enter the active treatment phase,
disciplinary or targeted. As such, thorough con- given the increased physical and emotional
sideration of treatment potential, including a demands, a nonlinear trajectory of change that
multi-domain stepwise approach, will help has also been noted in the psychotherapy litera-
ensure that the patient receives the right treat- ture [83]. Ensuring that the patient and their loved
ment at the right time to be most effective. ones are well-prepared for the variable nature of
treatment response can help them have realistic
expectations and remain more resilient to possi-
reatment Barrier 4: Treatment
T ble relapses in the future [82].
Expectations In shaping expectations, clinicians should
carefully consider the full picture of the patient’s
There is great (and often misplaced) clarity and medical problems, avoiding the presumption that
security in the curative view of medical science, all aspects of their illness are “functional” in
and this misapprehension can present another nature without full examination and investiga-
critical treatment barrier. Many people are accus- tion. It is common for a patient to experience co-
tomed to illnesses that can be easily identified occurring functional neurological symptoms
with a swab, bloodwork, or imaging technology alongside other medical problems, including
and treated with concrete interventions such as other neurological ailments [84]. In addition,
medication or surgery – a conceptualization that some medical problems can result from the atypi-
places the onus to “cure” the disease primarily on cal movement patterns characteristic of FMD; for
the medical team or the intervention itself. In this instance, after years of altered gait patterns or
view, medicine is a service industry with tradi- other unusual movements, patients can develop
424 M. E. Jablonski and A. E. Lange
orthopedic or pain problems which require fur- often-fragmented nature of the medical system.
ther assessment and treatment outside of FMD For medical providers who do not have access to
care. Clarifying in the initial diagnosis discussion a treatment team within their setting, it is impor-
that some symptoms may respond to treatment tant to cultivate an educated referral network of
earlier, while others may take longer and/or community therapists (physical, occupational,
require further intervention may also help to and speech) and mental health providers to ensure
shape accurate expectations. optimal treatment. An inexperienced clinician
Early education should include an introduc- without sufficient training and expertise in FMD
tion to the concept of mind-body connection as a might inadvertently undo the difficult work of
segue into the recommendation for psychological establishing “buy-in,” thereby setting the patient
services, in addition to physiotherapy services. back. A study of physical therapists indicates that
Providers must be aware of the unfortunate although they are receptive to treating FMD, they
impact of stigma in this conversation, as some often feel unsure how to help [89] – sometimes
patients may perceive a recommendation for resulting in the patient being discharged prema-
mental health treatment as evidence that their turely due to lack of progress. This outcome can
physician does not believe in the legitimacy of be demoralizing for patients; for those who
their symptoms [14]. Physicians must be careful remain ambivalent regarding their diagnosis, lack
to avoid the oversimplification of FMD as being of improvement further fuels doubts and increases
“due to stress” while gently reinforcing that emotional distress. Fortunately, there are ongoing
stress can, at least for some patients, exacerbate efforts at increasing awareness of best practices
symptoms, just as it does with numerous other for FMD across disciplines. Recently, a paper
diseases. A framing of FMD and related FND detailing consensus recommendations for physi-
presentations as conditions at the intersection of cal therapists has been published with guidance
neurology and psychiatry can be helpful, includ- on optimal treatment approaches for physiother-
ing comments that the brain does not separate apy [49] and resources for occupational thera-
into “neurological” and “psychiatric” circuits and pists are also available [90, 91]. When referring a
that mind- body approaches are helpful for a patient to a new therapist, sending a copy of these
range of conditions. Using other chronic ailments guidelines and basic educational information
as examples of the body-mind connection may about FMD is advisable, as is opening the chan-
also help; for example, there is ample evidence nel for ongoing cross-disciplinary conversations
illustrating the impact of emotional factors on about care.
cardiovascular disease [85] and a plethora of Psychological services have long been consid-
other medical conditions [86, 87]. Patients should ered an important component of FMD treatment
be reminded that psychological services are [3]; unfortunately, patients may experience diffi-
encouraged during the treatment process, both to culty finding an appropriate mental health pro-
aid in symptom management and coping with the vider who is familiar with the diagnosis or current
stress associated with any pervasive chronic terminology, models, and their nuances and sen-
illness. sitivities. There is a great deal of variability
among community psychotherapists in terms of
training and experience in rehabilitation psychol-
reatment Barrier 5: Access
T ogy and medical patients, and few work, in par-
to Treatment ticular, with FMD. Despite the increasingly
accepted move away from the “psychogenic” and
Though further research is needed, there is grow- “conversion” diagnostic labels in favor of “func-
ing evidence that an interdisciplinary treatment tional movement disorder” within the medical
team model is particularly helpful when working field [92], this transition has been slow to spread
with FMD patients [46, 88]. However, in some among the mental health community [93]. When
settings, this may not be feasible, due to the patients reach out to mental health providers and
30 Overcoming Treatment Obstacles in Functional Movement Disorder 425
request assistance addressing FMD, they are therapy (CBT) – a standard and quite common
often met with a puzzled response, with some therapeutic approach focused on bringing greater
providers lacking familiarity with updated diag- awareness and alignment to thoughts and behav-
nostic terminology and with limited understand- iors – is the treatment most frequently utilized for
ing of the diagnosis itself. Though the DSM-5, FMD [97–100]. Though work remains to be done
the primary codified reference manual used by to improve the efficacy of psychological thera-
psychiatrists and psychologists, has updated its pies to reduce symptom frequency and severity, it
language and concepts, replacing “Conversion does appear that CBT can reduce subjective dis-
Disorder” with “Functional Neurological tress associated with symptoms and other sec-
Symptom Disorder” and removing the require- ondary outcomes (see results of the recently
ment for an identifiable psychological conflict or completed CODES trial for further details) [101].
stressor [94], the presumption of a psychological Interested providers are encouraged to review
basis remains embedded within the diagnostic Chap. 21 in this text for an overview of psycho-
conceptualization of many clinicians [95]. logical treatment approaches.
Though some patients identify strongly with Overcoming Functional Neurological
the role that emotional factors or trauma play in Symptoms: A Five Areas Approach [102] includes
their illness, for others a presumption that these practical and clearly communicated education
factors are primary or even present at all may regarding FMD as well as workbook modules
leave them feeling misunderstood and contribute focused on enhancing symptom management.
to their ambivalence toward, or even rejection of These modules can be completed by patients
the diagnosis. One study found that 39% of independently or incorporated into psychother-
patients with FMD exhibited no psychiatric apy to provide a helpful framework for treatment.
comorbidities [96]. When a patient presents for Many mental health providers are surprised (and
mental health treatment without any discernible relieved) to review this text, recognizing that the
trauma or emotional distress, they may be advised core principles utilized are foundational to
that psychological services will not be helpful – CBT. Clinicians trained in CBT techniques likely
or assured that their problems are “not psycho- routinely treat anxiety, depression, and somatic
logical.” This can foreclose on a nuanced symptoms and should therefore take comfort that
understanding of psychophysiology and may their “bread and butter” interventions form a
limit future engagement with the recommended solid foundation from which to build their skills
integrative mind-body- behavior psychotherapy with FMD patients.
approaches. Alternately, patients with minimal There are some special considerations for clini-
psychiatric history may be assumed by misin- cians who are new to working with FMD to bear in
formed providers to be withholding critical mind. Understanding the diagnosis is requisite,
details from their history or minimizing their dis- though each case is unique in its presentation.
tress – implicitly or even explicitly admonished Strong collaboration and records sharing between
to “tell the truth” so that they can recover. the referring physician and mental health treat-
Experiences of this nature can severely damage ment provider will facilitate consistent messaging
not only the patient’s relationship with that spe- and communication, particularly for clinicians
cific provider but lead to difficulty establishing unfamiliar with this patient group. Mental health
relationships of trust with medical and mental providers are generally trained in patient-centered
health professionals, more broadly, and nega- care models which allow the clinician to join with
tively influence their identification with the FMD and understand the perspective of the patient.
diagnosis. Balancing this position with that of treatment
Like their physical therapy colleagues, mental steward and collaborator must be done carefully,
health professionals report feeling underprepared critically, and judiciously. The psychotherapist
to help patients manage functional neurological must simultaneously maintain the therapeutic alli-
symptoms [10]. Ironically, cognitive-behavioral ance and collaborative frame, facilitate catharsis
426 M. E. Jablonski and A. E. Lange
and processing of emotional strife, guide the ment, adherence can prove challenging, even for
patient toward important skills and personal the motivated patient. When a patient returns to
insights, and promote the patient’s sense of agency the clinic having made little progress in treat-
and ownership of their health and treatment. A ment – or having not followed-up with treatment
healthy awareness of common pitfalls to this mis- recommendations at all – this presents a unique
sion (such as “splitting” within the treatment team window of opportunity to further explore per-
or a well-meaning therapist’s u ndermining of a ceived barriers [72]. Lack of engagement could
patient’s confidence in the diagnosis) should be suggest that the patient may still be struggling
carefully tended and mitigated where appropriate, with doubts or unresolved insecurities pertaining
typically well done through increased collabora- to the diagnosis. Lack of finances, social support,
tion and communication across the team. or even something as basic as transportation
In addition, presenting motor symptoms, issues may be uncovered, which may suggest a
sometimes confusing in nature, can initially be referral for case management is needed. Likewise,
quite alarming for those who are unfamiliar with any of the barriers addressed previously may be
FMD or medical rehabilitation patient popula- at play and interacting with one another, high-
tions. For mental health professionals engaged in lighting the importance of graceful, yet tena-
FMD care, it is important to remain poised and cious, inquiry by the physician.
calm, careful to avoid a response that would pro- When a treatment plateau is discovered, once
voke greater self-consciousness for the patient. again, it is critical for clinicians to model
With patients who experience episodic (rather empathic, nonjudgmental, and transparent com-
than continuous) symptoms, there may need to be munication to facilitate the patient’s engagement
some proactive contingency planning with the and inspire a sense of collaborative inquiry.
patient, should an episode occur during a session Motivational interviewing may again be utilized
that renders them unable to return home indepen- in this spirit to reconnect with the trajectory of
dently or which might require in vivo interven- change [105]. When appropriate, exploring alter-
tion or other safety planning. This kind of native or non-traditional treatment modalities can
contingency planning with a psychotherapist can also be useful to break through this barrier. Active
be therapeutic in and of itself, involving impor- communication among the patient’s treatment
tant treatment goals of elucidating symptoms, providers across disciplines can also help over-
learning to address symptoms with CBT strate- come plateaus in progress, allowing the individ-
gies in the moment, and helping both patients and ual providers to consistently address problems
clinicians assist caregivers to better manage epi- that may arise in treatment and reinforce congru-
sodes when they do occur. ent messaging regarding the patient’s illness and
the path toward recovery. Similarly, all members
of the treatment team can help reshape unhelpful
Treatment Barrier 6: Patient illness-related beliefs when they arise in the
Engagement and Plateaus moment, more effectively done in concert.
Emphasizing that therapy progress requires
As with any patient population, challenges may ongoing practice and effort, while conveying
arise with treatment adherence and follow- confidence and an expectation for recovery, can
through with recommendations. Treatment pla- help the patient remain invested in the treatment
teaus and relapses are expected, as trajectories of process. Enacting patient-driven, meaningful,
change are inherently variable [103], with numer- and variable-term goals for regaining control and
ous characteristics influencing motivation in the function in daily living can help break through
rehab setting [104]. Considering the significant the monolithic task of recovery, thereby easing
effort and investment required for FMD treat- the path forward [106, 107].
30 Overcoming Treatment Obstacles in Functional Movement Disorder 427
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Management Considerations
for Pediatric Functional Movement
31
Disorder
Kasia Kozlowska
This chapter focuses on management consider- identifiable medical condition. Grace and the
ations for children and adolescents with func- family were told that all the tests were normal.
tional movement disorder (FMD). As treatment Two months later, Grace told her parents that
is closely interwoven with the presenting symp- she could not feel her toes properly and that she
toms, diagnosis, and biopsychosocial formula- felt a strange tingling numbness in her feet. These
tion, important concepts introduced in Chap. 15 symptoms were attributed to ill-fitting shoes.
on pediatric patients with FMD are illustrated in Some weeks later, she experienced a fall, frac-
a case vignette before discussing specific treat- tured her right foot, and was prescribed a sup-
ment strategies. The term “child” is used to refer portive boot for 6 weeks. Following the injury, the
to both children and adolescents. tingling and numbness in her right foot pro-
gressed to the right ankle. After removal of the
boot 6 weeks later, Grace experienced a constant
art I: Presentation, Assessment,
P burning sensation in both feet. The burning
and Diagnosis increased in intensity, moved up her legs to the
knees, and was accompanied by weakness in both
Grace, a 12-year-old girl, lived with her mother, legs and a wobbly gait.
father, 22-year-old brother and 15-year-old sis- Grace’s father had worked as a builder but
ter. She became ill at the beginning of sixth grade, was on long-term disability due to diabetes-
experiencing intermittent nausea, abdominal related complications. On his side of the family,
pain and constipation, recurring bouts of chest there was a history of anxiety and depression.
pain, and daily headaches. Repeated visits to the Grace’s mother had worked as a librarian but
family doctor—which included 24-h Holter mon- was now a full-time caregiver to her husband and
itoring via a cardiologist—failed to find any the family. Grace’s brother had a full-time job,
and her sister was in ninth grade of high school.
K. Kozlowska (*) Grace’s developmental history was unremark-
The Children’s Hospital at Westmead, able. Grace reported that as a little girl she had
Westmead, NSW, Australia spent many hours with her father planting seed-
Discipline of Psychiatry and Discipline of Child & lings and attending to the vegetable garden.
Adolescent Health, University of Sydney, Medical When Grace was 8 years old, her father began to
School, Sydney, NSW, Australia suffer from medical complications of diabetes,
Westmead Institute for Medical Research, neuropathy, and cardiomyopathy. The infections
Westmead, NSW, Australia in the feet led to repeated hospitalizations and
e-mail: kkoz6421@uni.sydney.edu.au
procedures, and alongside the progressing car- bution from the hips down. Strength was more dif-
diomyopathy, led to dependence on a wheelchair. ficult to assess because it fluctuated with attention
When Grace was 9 years old, her older brother and effort (specifically, features of motor incon-
found it increasingly difficult to cope with his sistency). Grace’s jerking episodes, captured on
father’s deteriorating health. He became anxious video EEG, had no electrographic correlate.
and depressed, and attended weekly psychother- PCO2 monitoring during the EEG showed a mild
apy for more than a year. When Grace turned 11, hypocapnia (pCO2 of 32 mmHg before the formal
her sister Cathy was diagnosed with leukemia, hyperventilation challenge), consistent with the
requiring chemotherapy and home tutoring. At elevated respiratory rate of 28 breaths/min.
this time, Grace’s mother left her job to look after During the hyperventilation challenge Grace’s
the ill members of the family, and the family PCO2 dropped to 22 mmHg, and she complained
became dependent on welfare payments. of chest pain—the same that she had been experi-
Neurology assessment at the local hospital encing intermittently at home. A standing test for
included a physical examination, a spine MRI the assessment of orthostatic intolerance was nor-
scan, nerve conduction studies, and skin biopsy mal. The neurology team made a diagnosis of
(for small-fiber neuropathy) all of which were functional neurological disorder (FND) with
normal. The report from the local hospital stated mixed features.
“no stress described.” No diagnosis was given, Grace’s presenting history and her pathway
but Grace was referred for physiotherapy to the through the health system highlight a number of
local hospital therapist, who scheduled weekly key themes that characterize pediatric presenta-
sessions. tions with FMD and, more generally, FND pre-
In the ensuing month the hospital physiothera- sentations in children, including adolescents.
pist reported that Grace’s gait was getting worse, Henceforth we use the terms “functional neuro-
not better. Because Grace’s school was worried logical disorder” (FND) or the even broader term
that Grace might hurt herself if she fell, the phys- “functional somatic symptoms” because as the
iotherapist recommended that Grace use a reader can see, Grace’s functional symptoms
wheelchair. Grace became more and more wheel- went beyond core neurological symptoms of an
chair dependent. Her burning sensation in the FMD. Each theme is discussed under a
legs worsened, and she now described it as subheading.
crawling up from her feet to her thighs. During
this period of time her father’s health remained
poor with frequent outpatient visits and medical he Child’s Body Signals Stress
T
procedures. and Distress: The Somatic Narrative
Nine months after symptom onset—Grace pre-
sented to a tertiary care hospital with the new A common pattern of presentation is one where
symptom of intermittent jerking in the upper the child’s presentation begins with common-
limbs. Typically, the jerking began when Grace place functional somatic symptoms—frequent
tried to stand up. Occasionally the jerking took headaches, intermittent abdominal pain, dis-
over Grace’s whole upper body and terminated turbed sleep, and so on—which can mark the
only when Grace became unresponsive and body’s neurophysiological response to stress or
slumped in her wheel chair. In addition, Grace to adverse life events in the child’s life. Typically,
was now finding it difficult to sleep, and she the symptoms are investigated, the child and fam-
would lie awake for hours. She was still confined ily are told that there is no clear medical condi-
to the wheelchair. tion, and nothing more is done. The significance
On neurological exam Grace showed normal of the body’s neurophysiological response—the
tone and reflexes, was able to stand on heels and somatic narrative—is lost, as is the opportunity to
toes with assistance, and demonstrated loss of provide early intervention, so as to help the child
touch sensation and vibration in a stocking distri- both regulate her body and to help her manage
31 Management Considerations for Pediatric Functional Movement Disorder 435
(together with the family) the stress that triggered tion [6, 7], homeostatic emotions [8], or physio-
the symptoms in the first place. logical feelings [9]. Because they do not identify
In a parallel process, families of children who or attend to the somatic narrative, many pediatri-
present with FND—and functional somatic cians fail to take appropriate action and to refer
symptoms more generally—are typically unable the child for appropriate treatment with a thera-
to make a connection between the somatic narra- pist (mental health clinician) who can help the
tive (the child’s symptoms) and the stressful child regulate and who can work with the child,
events in the child’s life. Typically, families see family, and school to help the child manage her
the symptoms as an independent entity, discon- stress [10, 11]. Across specialties—in both pedi-
nected from the child’s emotional life and from atrics and adult practice—there is now a con-
the child’s psychosocial context. What is striking certed effort to raise awareness of functional
in the case of Grace is that the medical profes- disorders; to ensure that pediatricians include
sionals were unable to help make this connection functional disorders as part of their differential
more explicit for the family. In the medical report, diagnosis; and to promote the provision of a posi-
the statement “no stress described” was written tive functional diagnosis based on the pattern of
adjacent to a statement detailing the medical neurological symptoms (in FND) [12] or consen-
events—stress events—that had taken place in sus diagnostic criteria (for other functional disor-
the family. ders) [13–18].
Whilst many children’s functional symptoms
may reflect a transient response to stress, others
will go on to develop layer upon layer of func- he Importance of the Psychosocial
T
tional somatic symptoms with increasing func- History
tional impairment and school absenteeism. Grace
followed the second pathway. In this case, if the Children are very sensitive to their family context
family doctor and pediatric cardiologist (who [19], to the stress that takes place in the context of
saw Grace in the early phase of her illness) had the family; the acquisition of a good psychosocial
listened carefully to the somatic narrative, had history is therefore at the core of good pediatric
connected Grace’s somatic symptoms with the practice [20] (see Table 31.1). In the case of
stress in the family (and an appropriate initial Grace, when a comprehensive psychosocial his-
first-pass negative workup), and had made a tory was taken (as described in the opening para-
referral for implementation of regulation strate- graphs of the case), the cumulative adverse life
gies and psychological support—for Grace and events that formed the backdrop to Grace’s func-
for her family—her symptoms may have settled, tional symptoms, as well as the high levels of
and her health and well-being could have been stress and distress experienced by all members of
supported. As such, the medical profession con- the family, were clearly evident to everyone—the
tributed to the process by which Grace’s func- family and the treating team.
tional somatic symptoms became severe and The psychosocial history is particularly
chronic, and went on to impair the Grace’s physi- important when assessing children with func-
cal function and her health and well-being. tional neurological symptoms—and functional
Unfortunately, Grace’s story is not unique. somatic symptoms more generally—because the
Many pediatricians are unfamiliar with and fail to association between adverse childhood experi-
recognize the somatic narrative [1]—also known ences (ACEs) and functional presentations has
as body language [2], talking with the body [3], been reported across functional disorders [24]. In
body narrative [4], or, in intolerable predica- Grace’s case the adverse childhood experiences
ments, “the body speak[ing] what the tongue can- included: a parent with a life-threatening illness,
not utter” (p. 38) [5]. In the science literature the a sibling with a life-threatening illness, a family
somatic narrative is seen as involving interocep- member with a mental health disorder, and
436 K. Kozlowska
household poverty. When the adverse childhood very robust, pediatric studies suggest that common-
events are made explicit and added up, it is not place, cumulative stress events—family conflict,
surprising that Grace became ill with a stress- bullying, academic stress—are much more com-
related FND. mon than maltreatment (sexual abuse, physical
abuse, and emotional abuse). That said, maltreat-
ment—and questions as to whether the child is safe
tress Can Be Physical or Emotional:
S or not safe, or whether past trauma needs to be pro-
Physical Stress Events Often Trigger cessed—is an issue for some children and families.
FND Symptoms
Grace’s story also highlights the role of both Illness Models in the Family
physical and psychological stressors as an ante-
cedent to pediatric FND. In our research in mixed The idea of an illness model—for example, from a
FND cohorts, we have consistently found that family member, whether “current or historical,
approximately 50% of children and families real or contrived, chronic or ephemeral”—is an
report a physical trigger event—a viral illness, a idea postulated by David Taylor in the 1980s
minor injury, a medical event, or a series of medi- (p. 40) [5]. With the exception of pain modelling
cal events—as one of the stressors that preceded by parents [28], there have been no published stud-
the child’s illness [25, 26]. Common psychologi- ies examining this hypothesis. Nonetheless, illness
cal stressors include family conflict, bullying, modelling is an important theme in some presenta-
separation from a family member, death of a tions. In the case of Grace, both her father and her
friend or family member, family illness, and sister suffered from symptoms involving the
sporting/school/learning stressors [27]. In pediat- legs—neuropathic pain (father) and a tumor in
ric practice, if a good history is taken, the con- behind the knee that led to the diagnosis of leuke-
nection between the child symptoms is usually mia (sister). It is interesting to consider this per-
obvious to the clinician, and it is very rare for the spective in the case of Grace. It is possible that the
child or family to report no antecedent stress tingling sensations in Grace’s legs progressed
events—physical or psychological. Helping the because she paid the symptoms significant atten-
child and family make this connection is a goal of tion, potentially due to anxiety that she, like her
the assessment and engagement process [21, 22]. father and sister, could be developing a medical
Grace’s story also highlights the common pat- problem in her legs. It is well known that attention
tern of cumulative, commonplace adverse life to bodily symptoms amplifies them [12].
events, versus the presence of a single event (see
also section below). Grace initially coped with
her father’s illness and operations; she then also ultiple FND Symptoms, Migrating
M
coped with her brother’s depression; but then, Symptoms, and Comorbidity
when her father continued to deteriorate and her with Complex Pain and Other
sister was diagnosed with cancer, and the family Functional Somatic Symptoms Is
became dependent of welfare payments, the Common
stress was more than she or her body could man-
age. She became symptomatic. Grace’s case also highlights that in pediatric
practice, FND symptoms typically present along-
side pain and other functional somatic symptoms
altreatment Occurs in a Subset
M [27]. Very often, the child’s symptoms shift and
of Cases Only change during a single presentation or between
presentations. In Grace’s story, the reader can see
While the association between adverse childhood how the symptoms continued to layer one over
experiences and functional somatic symptoms is the other.
438 K. Kozlowska
insula
thalamus
brain stem
Fig. 31.1 Functional visual representation of autonomic enced by Grace, cause constipation). Likewise, restor-
nervous system. Afferent signals from the body to the ative parasympathetic nerves (depicted in blue) down
brain provide the brain with interoceptive information body arousal (for example, by decreasing heart rate). The
about the state of the body (figure on the left). Efferent defensive parasympathetic nerves (depicted in purple)
signals from the brain to the body—involving both the work alongside the sympathetic system in response to
sympathetic (depicted in red) and restorative parasympa- threat by activating defensive programs in the gut (nausea,
thetic systems (depicted in blue)—provide second-by- vomiting, and diarrhea) and in the heart (threat-induced
second fine-tuning of body state (figure on the right). In fainting) [23]. Abdominal pain commonly accompanies
addition, when needed (as in response to threat), the sym- the activation of defensive programs to the gut, as experi-
pathetic nerves (depicted in red) up body arousal by enced by Grace. (This figure was first published in “Stress,
increasing heart rate, activating the secretion of adrenalin distress, and bodytalk: co-constructing formulations with
(from the adrenal glands), adjusting vascular tone, and so patients who present with somatic symptoms” [23]. ©
on. Activation of the sympathetic system by stress can Kozlowska 2013)
switch off the gut’s digestive programs and, as experi-
The conversation then turned to treatment. daily psychology sessions, weekly family sessions,
Grace accepted that she would stay in hospital for and daily family visits in the afternoon after Grace
2 weeks to complete a multidisciplinary rehabilita- had finished the program for each day. Grace
tion program. The family accepted the conditions would also have a one-night leave during the inter-
of the program: daily school, daily physiotherapy, vening weekend to spend the weekend at home.
440 K. Kozlowska
Motor-
processing
regions
Brain stress
systems
Sensory-
processing
regions
Fig. 31.2 The red ball represents the brain stress sys- and sensory-processing regions, and amplify pain-
tems. The pink ball on the top right represents motor- processing regions, causing functional sensorimotor
processing regions; the yellow ball represents symptoms and amplifying feelings of pain. (This figure
sensory-processing regions; and the spiky ball represents was first published in Functional Somatic Symptoms in
pain maps. When the brain stress systems are activated by Children and Adolescents: The Stress-System Approach to
infection, illness, injury, or emotional stress, they become Assessment and Treatment [22]. © Kozlowska 2019)
overactive and over-dominant, and they disrupt motor-
Grace’s mother was given an opportunity to rolled down her face. She described in detail
talk to the team on her own. In this conversa- how the stress of her husband’s illness and that
tion without the children, Grace’s mother of her daughter had affected all family mem-
informed the team that her husband’s health bers. She informed the team that she had
was deteriorating and that the stress at home noticed that when Grace became overwhelmed
was likely to get worse. Her own sadness and that she had a tendency to “shut down.” During
distress was expressed openly in tears that this conversation it also became evident that
31 Management Considerations for Pediatric Functional Movement Disorder 441
the family’s financial situation was tight, to the propensity for further functional seizures. For
point that it was not possible for Grace to pur- other patients, discussion of the formulation may
sue normal activities, such as going to the mov- prove insufficient for a robust treatment response,
ies with her friends. The team, in turn, and other therapeutic approaches may be indi-
acknowledged that the problems facing Grace cated (see below) [34, 35].
were more than she could manage on her own
and that this sort of unresolvable predicament
was something that was quite often seen in chil- Mental Health Comorbidities
dren with FND. The team also validated the
high stress faced by Grace’s mother. Although Grace was often sad—as when she
thought about her father’s illness—and was
potentially at risk of developing a depression, she
Providing an Explanation did not meet clinical criteria for major depres-
and Co-constructing a Formulation sion, generalized anxiety disorder, or panic disor-
der at the time of presentation. In our research
When working with children and families, the cohorts, however, up to four-fifths of children
FND diagnosis needs to be accompanied by an meet criteria for a mental health disorder, with
explanation pertaining to the neurobiology of the mood and anxiety disorders being the most com-
child’s functional symptoms, as well as a clear mon [25]. Very often anxiety—either the child’s
formulation that connects together the symptoms or the parents’—comes to the forefront when
with the child’s psychosocial context [29]. When entry into the program requires that the child to
the diagnosis, explanation, and the process of co- separate from the parent and to take responsibil-
constructing the formulation are done in a way ity for managing herself in the different treatment
that the child and family can understand—and elements that make up the program.
that connects with the child’s experience—most
children and families will understand the diagno-
sis and accept appropriate treatment. Part III: Treatment
In the case of Grace, once the diagnosis had
been made and the symptoms were clearly Patient-centered, multidisciplinary, multimodal
explained, Grace was immensely relieved, and treatment using a stepped care model—where the
her functional (dissociative) seizures ceased level of specialist treatment required by each
without any further intervention. Because func- patient varies depending on the level of func-
tional seizures are associated with high levels of tional impairment—is the treatment of choice for
arousal (increased cortisol levels, lower heart rate children presenting with FND and other func-
variability, and increased heart rate) and activa- tional somatic symptoms [35, 36]. What this
tion of the motor respiratory system [30–32], our means in practice is that specific areas of diffi-
working hypothesis in the m ind-body team is that culty/dysfunction on multiple system levels—the
paroxysmal exacerbations of cortical arousal lead body, mind, family, and school system levels—
to time-limited changes in the prefrontal cortex are identified during the assessment process and
and to the release of reflex motor programs in the that the treatment program is made up of multiple
basal ganglia and brain stem, which manifest as treatment components, delivered concurrently or
functional seizures [33]. In the case of Grace, the sequentially, that target the identified areas of dif-
formulation process was therapeutic in and of ficulty/dysfunction [37]. When the child’s symp-
itself, decreasing Grace’s level of arousal and her toms are severe and when functional impairment
442 K. Kozlowska
is significant, inpatient treatment may be required. The circadian clock is often dysregulated in
Alternatively, when the child’s symptoms are less children with FND [22] and in adults [44]. In
severe, then the same treatment program can be this context, stabilization of sleep is often the
set up in the community using a combination of first intervention implemented in the Mind-
local resources. Body Program.
In the author’s tertiary care hospital setting,
this multidisciplinary approach—known as the
Mind-Body Program1—provides a state-wide Daily Psychotherapy Sessions
clinical service for children who present with sig-
nificant functional impairment and who do not Grace attended daily psychotherapy sessions
have access to appropriate care in their own local with her therapist (see also Text Box 31.1). The
communities. The program—as well as outcome sessions initially focused on helping Grace read
data—has been described in detail in previous her body—her somatic narrative—and notice
publications [37, 40], as have been data pertain- warning signs marking increased levels of
ing to other programs [35, 41–43]. stress-system activation. To facilitate this pro-
Grace was admitted for inpatient rehabilita- cess, the therapist used “body maps”, on which
tion into the Mind-Body Program for the stan- Grace was able to denote her body state using
dard 2-week period, during which time she and marks made with colored felt pens, and a “stress
her family participated in the treatment interven- thermometer”, where different levels on the
tions discussed below. thermometer represented different levels of acti-
vation. Grace became skilled at representing her
body’s level of activation or her felt sense of
Psychoeducation stress on both tools (see Figs. 31.3 and 31.4).
She and the therapist then experimented with a
Grace’s individual therapist (the child psychia- range of de-arousal strategies to see which strat-
try fellow) took time to go back through the egies were most effectively decreasing Grace’s
explanation and visual metaphors—pertaining level of activation and which Grace enjoyed
to the neurobiology of Grace’s functional symp- most (for more information on such strategies,
toms—to make sure that Grace had the opportu- see Kozlowska et al. [22]). The therapist tracked
nity to clarify any points of uncertainty. For Grace’s levels of activation via her breathing
more information about visual metaphors that rate, via a heart rate variability biofeedback
can be used in psychoeducation with children device designed to identify Grace’s resonant
with FND and other somatic symptoms, see breathing rate [45], and by noticing at what
Kozlowska et al. [22]. points in the session Grace became over-
whelmed and used her shut-down strategy
(withdrawing into herself).
Stabilizing the Circadian Clock Over the course of 2 weeks, Grace and the
therapist worked to put together a “strategy tool-
Grace’s sleep was stabilized with melatonin. box” that Grace would take home and continue to
This medication was continued throughout the use—and practice on a daily basis—to manage
admission and for 3 months after discharge. her arousal [47]. The key regulation strategy in
Grace’s toolbox proved to be using the biofeed-
back device to reach her resonant breathing rate
The Mind-Body Program was set up in 1994 in Sydney,
1
of 10 breaths/min (see Fig. 31.5). This device
Australia, by child and adolescent psychiatrist Prof.
was an effective motivator because it allowed
Kenneth Nunn in response to children presenting with
functional impairment secondary to FND and pervasive Grace to visualize how her effort to attain her
refusal syndrome [38, 39]. resonant, slow breathing rate (like other de-
31 Management Considerations for Pediatric Functional Movement Disorder 443
Text Box 31.1 Core psychological treatment components across inpatient and outpatient settings [46]
Homesick
Worry Dad in hospital
Sister in hospital
School group
School tests
a b
Fig. 31.5 The two screen shots from the biofeedback ence. The second screen shot also demonstrates that the
device document Grace’s efforts to slow her breathing rate increase in restorative parasympathetic activity is associ-
to her resonant frequency rate of 10 breaths/min. The first ated with a decrease in sympathetic activation as reflected
day of treatment is compared to the fifth day of treatment via heart rate. Autonomous heart rate—of approximately
(after 5 days of practice, four times a day, 5 min/session). 100 beats/min—is generated, independent of autonomic
The top graph, a heart rate tachogram, shows Grace’s control, by the sinoatrial node—a neuron bundle in the
heart rate during the breath training. The tachogram wave- heart’s right atrium [25]. Tonic vagal activity lowers this
form takes on the characteristic sine pattern seen when the rate to normal values of approximately 60–80 beats/min,
patient achieves a state of coherence—that is, a state of whereas withdrawal of tonic restorative parasympathetic
coupling between the autonomic and respiratory system (vagal) activity or increases in sympathetic activity raise
that is associated with maximal restorative parasympa- the heart rate. With training Grace’s heart rate shifting
thetic function (highest heart rate variability). The bottom down from 70–115 to 65–95 beats/min and heart rate vari-
graph depicts the increase in restorative parasympathetic ability increased
function—or heart rate variability—also termed coher-
446 K. Kozlowska
chill person. I don’t worry about these things.” As and she was discharged home with no aids. Her
had been discussed with Grace’s mother, these jerking episodes were no longer occurring. She
situations were more than Grace could manage or had also stopped complaining of pain in her legs.
hold in mind, and it remained to be seen how she The physiotherapist provided Grace with a home
would fare when her father’s health deteriorated program that included mobilizing with no aids
further. Ongoing psychotherapy with an outside and normal activities such as swimming. The
therapist—a clinical psychologist—from a wel- physiotherapist also emphasized that Grace’s gait
fare organization was organized so that Grace would continue to improve and would soon return
would continue to be supported in the work that to normal.
she had begun in the hospital setting. Six weeks later, when Grace returned to
Grace did not need specific interventions for school following the holidays, the school coun-
her pain because her pain settled. Many children, selor reported that she did not walk, but skipped,
however, do require pain-management strategies into her new high school.
as part of their interventions. Common strategies
used include: changing the focus of attention
away from the pain (distraction, mindfulness Family Intervention
interventions, visualization, listening to music,
sensory strategies, and so on); hypnosis; heart A family intervention pertaining to the role of
rate variability biofeedback; cognitive-behavioral attention was implemented. The clinical team
interventions; and implementation of regular began by explaining the role of attention in func-
exercise [45, 49, 50] (see also Text Box 31.1). tional somatic symptoms and, in particular, in
relation to pain. The family members were asked
not to enquire about Graces’ pain and, instead, to
Physiotherapy notice, but not attend to, her other symptoms. The
therapist also told Grace that, because attention
Akin to adults, children with FND symptoms fed the symptoms and made them stronger and
show better outcomes with FND-specific physio- more intense, she would herself also be learning
therapy [51–53]. Grace’s case highlights that strategies that focused attention away from the
when treatment is provided by therapists with no symptoms.
experience with, or working knowledge of, FND, As noted already, it was clear that the health of
symptoms may worsen rather than improve. Grace’s father was deteriorating and that the clin-
Potential pitfalls include paying too much atten- ical team could do nothing to change that situa-
tion to FND symptoms, unnecessary use of adap- tion. As for the family’s financial situation,
tive equipment, and difficulties in managing however, a social work consult was organized to
FND-seiz and the risk of falls. make sure that Grace’s mother had accessed all
Grace’s daily physiotherapy sessions were potentially available resources for maintaining
goal oriented—transferring from wheelchair to the family’s financial stability.
bed, standing, taking steps—or they were deliv- A relapse-prevention plan was also imple-
ered, instead, in the form of games. During phys- mented. The psychiatrist suggested that Grace
iotherapy, all tasks were done with the therapist would have good days and less good days; that
focusing Grace’s attention away from the weak- this could vary with the stress at home and the
ness in her legs or away from the intermittent worry about the father’s health; and that this vari-
jerking in her upper limbs, and toward something ation was normal. The psychiatrist also said that
else: a topic of conversation, a piece of music, or all children who did the program took it home
the goal of the particular game. Within 2 weeks, with them, and continued on with it, for another
Grace could mobilize independently—although 12 months, to make sure that they were doing
the tempo of her gait was still abnormally slow— everything to maintain health and well-being.
31 Management Considerations for Pediatric Functional Movement Disorder 447
Grace was encouraged about her ongoing success attention to the prevention, early detection, and
with the home program: “You have done such a management of the various behavioral, develop-
wonderful job in hospital, so we know that you mental, and social functioning problems encoun-
and your family can keep the program up at tered in pediatric practice” (p. 731) [20, 54]. The
home.” multidisciplinary management of children and
adolescents with functional symptoms by clini-
cians working with children in the pediatric set-
School Intervention ting—pediatricians, child psychiatrists,
physiotherapists, and occupational therapists—
Resumption of normal age-appropriate activities dovetails with this important goal [55].
is a key part of the treatment. The Mind-Body
Program always involves attendance at hospital Acknowledgements The case history has been de-
school either to maintain the child’s normal func- identified and is an amalgam of two very similar cases. We
thank one of the family’s for permission to use Grace’s
tion or, if the child had not been attending school, artwork for teaching and for publication in scientific
to facilitate reintegration back to school. During books and journals.
the 2-week inpatient treatment, Grace attended
the hospital school every day. The teachers
reported that she was a capable and cooperative Summary
student. For the approaching school year, the • Children and adolescents presenting
clinical team made contact with the school coun- with functional movement disorders
selor at Grace’s new high school to apprise her of often manifest a broad range of other
Grace’s situation and to ask the counselor to functional somatic symptoms—other
schedule regular meetings with Grace to make FND symptoms, pain, symptoms reflect-
sure that she had sufficient support. ing autonomic dysregulation, and
For children in high school or those enrolled fatigue—as well as comorbid anxiety or
in sports programs, excessively high expectations depression.
from parents, coaches, or from the child her- or • The functional symptoms of children
himself may need to be managed. Likewise, and adolescents may shift and change
stress related to peer relationships—including across time and across presentations,
romantic relationships, loss of important rela- and without respecting the boundaries
tionships, bullying, and cyberbullying—is com- of medical specialties. Their manage-
mon and require a targeted intervention with the ment requires a holistic multidisci-
child, family, and school. plinary approach.
• Stress activates the brain-body stress
system. The child/adolescent’s “somatic
Conclusion narrative”—the symptoms, signs, and
subjective experience that mark an acti-
Through the example of Grace, this chapter has vated or dysregulated stress system—
highlighted many key themes and issues that arise provides the clinician with information
in the assessment and treatment of children and about the physiological condition of the
adolescents with FND. Stress and distress is part body. The somatic narrative—the physi-
of the human condition, and children with func- ological condition of the body—is also
tional somatic symptoms—including FND—will referred to as interoception, homeostatic
continue to present for help to medical settings. In emotions, or physiological feelings.
pediatrics, the integration of functional somatic • Functional disorders are often triggered
symptoms into clinical practice builds on the “the by identifiable stressors. In pediatric
role of the pediatrician in providing increased
448 K. Kozlowska
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Choosing a Career in Functional
Movement Disorder
32
Kathrin LaFaver, Carine W. Maurer,
Timothy R. Nicholson, and David L. Perez
remain considerable, and funding opportunities tions of emotional and motor circuits lays the
to sustain and grow research remain limited. theoretical groundwork for psychologically-
As the four co-editors of this Springer case- informed physical therapy, and to date my pre-
based textbook in FMD (Drs. Kathrin LaFaver, dominant interest has been to provide pragmatic,
Carine W. Maurer, Timothy R. Nicholson, David multidisciplinary treatment approaches to
L. Perez), we have all recognized the opportuni- patients with FMD. Having started two rehabili-
ties present in working in the FMD field. The tation oriented treatment programs now in the US
effect sizes for clinical improvement can be pro- focused on motor retraining with help of physi-
found, and opportunities to transform the clinical cal, occupational and speech therapy as well as
and research landscape across diagnosis, patho- psychotherapy, I have learned many lessons from
physiology and treatment initiatives remain great. my colleagues and patients over the past 10 years
In the following sections, we share our personal and seen wonderful transformations take place in
journeys in choosing to dedicate our careers to the lives of many under my care. I have also come
FMD and related conditions. Our hope is that by to realize that recovery is not always fast, and
sharing these reflections, we will energize the sometimes not possible. Finding better ways to
next generation of clinicians and scientists to join provide tailored treatments in a timely manner to
this revitalized field. a larger number of patients, identifying treatment
obstacles and ways to overcome them are some
of important challenges in optimizing care for
Kathrin LaFaver MD individuals with FMD. My sincere hope is that
our book will inspire many centers around the US
The patient I was about to see was a young and worldwide to offer dedicated FMD services
woman, using a wheelchair following a car acci- and treatment programs. Having fallen “between
dent 5 months prior. Unable to move her legs and the specialty lines” for far too long, we need to do
relying on help from her family, the neurological better and work together, not only for the sake of
exam showed normal muscle tone and reflexes, the individuals and their families affected by
and imaging and electrophysiological studies had FMD, but also for society as a whole.
not revealed injury to her brain, spinal cord, or
peripheral nervous system. As a resident in my
first year of neurology training, I observed my Carine W. Maurer MD, PhD
attending complete a comprehensive assessment
and explain that she was affected by a functional After completing my undergraduate degree in
neurological disorder, a term I had never heard Molecular and Cellular Biology at Cornell
before. How could this be? How could a person, University, I continued my studies on the basic
perfectly capable of moving their own limbs one cellular mechanisms underlying human disease
day, not be able to do so the next, in the absence by pursuing an MD/PhD. I attended Weill
of structural injury to the nervous system? My Cornell’s Tri-Institutional MD-PhD Program,
attending took considerable time to explain his completing my PhD at the Rockefeller University
thoughts on the diagnosis, and most importantly, in the laboratory of Dr. Shai Shaham. In Dr.
referred the patient for a brief course of FMD Shaham’s laboratory, my research focused on the
specific physical therapy. When we saw her back basic machinery underlying programmed cell
in clinic 2 weeks later, she was again walking death (apoptosis) in the nematode C. elegans. C.
normally, and had regained full control over her elegans had previously been demonstrated to be
leg movements. My experience that day has an excellent model organism for studying pro-
shaped my career since, and I have been fortunate grammed cell death – work that had previously
to see many patients with FMD regain control culminated in the Nobel Prize in Medicine. My
over their bodies and their lives. Understanding work expanded upon these prior studies, and elu-
brain network changes and the complex connec-
32 Choosing a Career in Functional Movement Disorder 453
cidated some of the upstream regulators of the edge gained from this research back to patients,
conserved cell death machinery [14–16]. and thereby provide them with a better under-
Upon completion of my graduate studies and standing of their disease and the implications for
my return to medical school, I initially thought their recovery.
that internal medicine would be a natural path Since beginning my faculty position in the
forward given my research background. However, Department of Neurology at the Renaissance
during my clinical clerkships I found that I was School of Medicine at Stony Brook University, I
most intrigued by disorders of the brain and have sought to establish relationships with local
mind. I found the complex pathophysiology of healthcare professionals in order to be able to
brain disorders (psychiatric as well as neuro- provide the multidisciplinary care needed for
logic) to be quite fascinating, and was very much management of patients with FMD. Despite the
attracted to the overall approach and thought pro- frequency with which we see these patients in the
cesses of the neurologists with whom I interacted clinical setting, FMD remains an underserved
during my clinical rotations. While I toyed with and frequently misunderstood area of clinical
the possibility of pursuing a dual neurology- medicine. I am grateful to my co-editors and all
psychiatry residency training program, in the end the contributors to this textbook for their collabo-
I decided residency training in neurology would ration in creating an accessible resource for
be best suited to my particular interests. learning more about the diagnosis and manage-
During my neurology residency at University ment of FMD. I am grateful to those leaders in
of California, Los Angeles (UCLA), I realized the field of FMD whose work has paved the path,
early on that the field of movement disorders was and those with whom I hope to continue to
particularly appealing. I was attracted by the improve our understanding of and our ability to
field’s focus on the neurological examination, as care for patients with FMD.
well as by the intersection with psychiatry,
behavioral neurology, and sleep neurology, given
the frequency with which patients with move- Timothy R. Nicholson MD, PhD
ment disorders experience non-motor
symptoms. Reading Freud as a teenager inspired me to apply
Following residency, I pursued clinical and to medical school and after qualifying I soon
research fellowship training in movement disor- realized that the interface of neurology and psy-
ders at the National Institute of Neurological chiatry was without doubt the most fascinating
Disorders and Stroke (NINDS) under the mentor- area of medicine and where I wanted to work
ship of Dr. Mark Hallett. Continuing studies that both clinically and academically. I was fortunate
had been initiated under prior fellows including enough to get a job as a trainee in neurology at
Drs. Kathrin LaFaver and Valerie Voon, I began the world renown National Hospital for
my work into the biological mechanisms under- Neurology and Neurosurgery at Queen Square
lying FMD. While I had previously encountered alongside University College London’s Institute
many individuals with FMD in the emergency of Neurology. I specifically requested a post in
room setting during my neurology residency the neuropsychiatry team, based on Hughlings
training, it was a quite different experience to Jackson ward, named after “The Father of British
hear about patients’ struggles with this often- Neurology” who appreciated the importance of
times chronic disorder during encounters in the neurology’s overlap with psychiatry [21].
outpatient and research setting. Our work sought During this time I saw many fascinating cases,
to better understand changes in the structural and but none more than the patients diagnosed with
functional neural circuitry in patients with FMD what was then largely known as conversion dis-
[17, 18], as well as the potential alterations of order – reflecting the still dominant Freudian
stress biomarkers in these patients [19, 20]. I notion of trauma or other stressors being “con-
found it particularly satisfying to take the knowl- verted” into physical symptoms. As I learnt more
454 K. LaFaver et al.
about this condition, and how common it was, I ple of friendly collaboration has been so clearly
was baffled why I’d not been taught anything set by senior colleagues, many of whom have so
about it at medical school and became increas- generously contributed to this book.
ingly committed to studying this disorder which
fell between the gaps of physical and mental
health for which etiological theories touched on David L. Perez MD, MMSc
key neuroscientific and philosophical constructs
such as consciousness, free will and agency. I had My academic journey began as a Columbia
some inspirational clinical and academic mentor- University undergraduate where I majored in
ship from Maria Ron, Michael Trimble and Neuroscience & Behavior. I remember my sec-
Richard Frackowiak at the Institute of Neurology ond year taking a course entitled “Mind, Brain
as I designed my first studies attempting to work and Behavior,” during which I first became
out the mechanisms of the disorder and how to enamored with neuroscience – the science of
improve symptoms. My clinical experiences con- human behavior that bridges brain and mind.
firmed that I wanted to also train in psychiatry That summer I joined Eric Kandel’s laboratory as
and I was able to benefit from the exceptional a research student. Professor Kandel, a psychia-
training program at the Maudsley Hospital in trist, received the Nobel Prize in Medicine for
London. fundamental insights into the biology of learn-
The next stroke of good fortune was the ing and memory in the year prior to my arrival
opportunity to research this intriguing and impor- in his laboratory [24]. In the Kandel Lab, I spent
tant disorder in depth during my PhD studies 2 years working with Dr. Michael Rogan – a
under the supervision of Richard Kanaan and neuroscientist who had conducted his doc-
Tony David at the Institute of Psychiatry toral research with Professor Joseph LeDoux at
Psychology and Neuroscience, King’s College New York University – a leading authority on the
London. The projects tested the Freudian model neural circuitry of emotions [25]. Following Dr.
of this disorder at the time that the field was being Rogan’s work in classical fear conditioning, he
revolutionized by a rebirth of interest by neurolo- developed a curiosity regarding how deficits rec-
gists and the application of contemporary neuro- ognizing instances of safety may also contribute
science to this disorder, led by Jon Stone and to affective disorders. I learned to perform rodent
Mark Edwards in the UK. Another critical devel- brain surgeries, implanting depth electrodes in
opment was the formation of patient organiza- the lateral amygdala and dorsal striatum of mice
tions, in no small way enabled by new [26]. Thereafter, we trained mice in either dan-
terminology, models and understanding of this ger or safety associative learning paradigms, fol-
disorder that could accommodate physical, cog- lowed by a characterization of their behavioral
nitive and psychological processes – potentially and electrophysiological responses. This founda-
interacting in differing combinations in any given tional research opportunity taught me the rigors
individual – to create symptoms. This has been of the scientific method, while also growing my
exemplified in several key publications with col- interest in the clinical neurosciences.
leagues investigating the complex roles of stress I subsequently attended New York University
and trauma in this condition which remain key School of Medicine, with an interest in learning
etiological factors for many but, critically, not the more about both neurology and psychiatry. My
whole story for what is likely a disorder with momentum continued relatively undisturbed
multiple mechanisms [22, 23]. throughout my first 2 years. During my clinical
It is an honor and a privilege to work clinically clerkships, I enjoyed the scientific rigor found in
with this often misunderstood and neglected neurology localizing the lesion and learning
patient group and to be able to work with, and brain-symptom relationships one patient at a
learn so much from, an increasingly international time. The focus on neuroanatomy and brain
and diverse research community where the exam- imaging in neurology was keenly interesting.
32 Choosing a Career in Functional Movement Disorder 455
However, when I rotated through psychiatry the Functional Neuroimaging Laboratory co-directed
complexity of psychopathology found in brain by Drs. David Silbersweig and Emily Stern. It
disorders such as post-traumatic stress disorder was there that I delved into the neurocircuitry of
proved equally fascinating – fueling my curiosity a range of psychiatric disorders, while also devel-
regarding the pathophysiology of psychiatric oping an initial formulation for the pathophysiol-
conditions. New York University has a dual ogy of FND [28]. I was also positively influenced
neurology-psychiatry residency training program by other experts at Harvard Medical School, as
and it was there (working alongside their attend- well as by the “heavy lifting” done by interna-
ings and residents) that I first developed the idea tional leaders such as Professors Jon Stone, Mark
to train in both specialties, allowing me to acquire Hallett, Alan Carson and W. Curt LaFrance Jr. in
the neuroanatomical and physical examination putting FND back on the “map” with renewed
expertise found in neurology – while also gaining interest and scientific rigor.
nuanced psychiatric skills assessing and manag- Following training, I joined the Massachusetts
ing patients with prominent affective distur- General Hospital Departments of Neurology
bances. The decision to pursue dual training was and Psychiatry to establish and grow clinical
also complemented by an interest in systems- and research programs in FND, including across
level neuroscience and brain imaging research. the spectrum of FMD and functional seizures.
During my fourth year of medical school, I We embrace transdiagnostic and interdisciplin-
reunited with Dr. Rogan to work alongside him as ary approaches that span the clinical neurosci-
he was translating his basic science safety learn- ences and rehabilitation specialties, recognizing
ing paradigm into a human task functional MRI that many patients have mixed symptoms and
study [27]. This all culminated in me going into that some can develop distinct functional neuro-
residency verbalizing an interest in the intersec- logical symptoms over the course of their ill-
tion of “emotion and movement”, yet unsure ness; we also emphasize a neuropsychiatric
about the specific populations that I would be perspective in our patient conceptualization
most interested in working with. using biopsychosocial formulations [29]. In our
Training in both neurology (Massachusetts research, we have sought to advance both the
General Hospital / Brigham and Women’s structural and functional neurocircuitry under-
Hospital) and psychiatry (Brigham and Women’s lying motor FND [30, 31]; we have also aimed
Hospital / Beth Israel Deaconess Medical to bridge etiological risk factors and neural
Center / Massachusetts Mental Health Center) in mechanisms – as well as highlighting the impor-
the Harvard Medical School hospital system, I tance of individual differences and clinical out-
was struck early on in my neurology training how come biomarkers [31–33]. I am grateful to my
frequent patients with FND were in our emer- esteemed co-editors for our work together on
gency department, inpatient and outpatient ser- this textbook, as well as a recent collaboration
vices. I observed at the time that emphasis was with colleagues on a Special Issue on FND [34].
given to “ruling-out” traditionally conceptualized As I reflect on my present and future work in
neurological conditions – while a parallel process FMD and related conditions, I appeal to aca-
of excluding the presence of acute psychiatric demics and funding bodies to increasingly make
diagnoses and safety concerns was being per- clinical work and research in this underserved
formed by psychiatry. This left a major gap – yet high impact area a priority. I remain deeply
what about the entity of FND itself? What was passionate about the work – including inherent
our conceptualization of this neuropsychiatric opportunities in FND to break down the artifi-
condition that sat directly at the intersection of cial walls between physical and mental health
neurology and psychiatry (and of brain, body and that is pervasive in medicine and society. I know
mind)? Throughout residency, I also continued that the future is bright for our field and the
my neuroimaging research training in the patients that we diligently care for.
456 K. LaFaver et al.
logical disorder. J Neurol Neurosurg Psychiatry. 33. Perez DL, Matin N, Barsky A, Costumero-Ramos
2017;88(12):1052–9. V, Makaretz SJ, Young SS, et al. Cingulo-insular
31. Diez I, Ortiz-Teran L, Williams B, Jalilianhasanpour structural alterations associated with psychogenic
R, Ospina JP, Dickerson BC, et al. Corticolimbic symptoms, childhood abuse and PTSD in func-
fast-tracking: enhanced multimodal integration in tional neurological disorders. J Neurol Neurosurg
functional neurological disorder. J Neurol Neurosurg Psychiatry. 2017;88(6):491–7.
Psychiatry. 2019;90(8):929–38. 34. Perez DL, Aybek S, Nicholson TR, Kozlowska K,
32. Diez I, Larson AG, Nakhate V, Dunn EC, Fricchione Arciniegas DB, LaFrance WC Jr. Functional neu-
GL, Nicholson TR, et al. Early-life trauma rological (conversion) disorder: a core neuropsy-
endophenotypes and brain circuit-gene expression
chiatric disorder. J Neuropsychiatry Clin Neurosci.
relationships in functional neurological (conversion) 2020;32(1):1–3.
disorder. Mol Psychiatry. 2021;26:3817–28.
Index
A Dependent, 302
Acceptance and commitment therapy Depression, 314
(ACT), 272, 273 Depressive disorders, 299, 300
Adaptive equipment, 323 Dialectical behavior therapy (DBT), 302
Alzheimer’s disease, 41 Dizziness, 176, 177
Antisocial, 301 Dopamine transporter scan
Anxiety, 314 (DaTscan), 93, 98, 99
Articulation, 345 Dorsal anterior cingulate cortex
Articulation abnormalities, 163 (dACC), 16
Automatized speech patterns, 346 Dragging monoplegic gait, 58
Avoidant, 302 Dystonia, 334
B E
Barriers, 243, 245 Echophenomena like echolalia, 107
Bereitschaftspotential (BP), 105, 151 Electroconvulsive therapy
Borderline, 301 (ECT), 292, 300, 303, 396
Botulinum neurotoxin (BoNT), 76 Electroencephalography (EEG), 106, 157
Brain – behavior relationships, 44 Electromyography (EMG), 39, 106, 157
Brainstem, 108 Engaging, 227
British Neuropsychiatry Association, 45 Event-related desynchronization
(ERD), 106
Evoking, 228
C Expectation, 394
Cartesian dualism, 42
Catechol-O-methyltransferase (COMT), 371
Cerebrospinal fluid (CSF) studies, 157 F
Challenges, 238, 243 Facial functional tremors, 70
Charcot sign, 124 Facial grimacing, 161
Coactivation sign, 72 Fixed dystonia, 86
Cognitive behavioral therapy (CBT), 62, 76, 268, 296, “Fixed plantar flexion sign”, 140
302, 380 FND Diagnostic Explanation
Cognitive techniques, 283 Training, 220
Communication, 238, 239, 245 Focusing, 228
Conversion disorder, 6, 7 Freudian conversion disorder, 43
Cortical myoclonus, 108 Functional aphonia and dysphonia, 166–167
Functional cognitive symptoms, 175–176
Functional convergence paralysis, 121
D Functional convergence spasm, 120
Deep brain stimulation (DBS), 303 Functional diplopia, 121–122
Dementia with Lewy bodies (DLB), 95 Functional dysphonias, 158
G
Generalized anxiety disorder (GAD), 297 M
Global Impression Scale (CGI), 356 Mentalization-based therapy, 302
Guillain-Mollaret triangle, 120 Mindfulness, 272
Mobile functional dystonia, 85
Monocular diplopia, 121
H Montreal cognitive assessment (MoCA), 356
Hip abductor sign, 57 Motivational interviewing (MI), 224, 226, 227, 232
Histrionic, 302 empirical support, 225
Hoover’s sign, 57, 94, 201 learning, 232, 233
“Huffing and puffing” sign, 139 processes, 227, 228
Humanistic psychotherapies, 272 strategies, 229–232
Huntington’s disease, 44 Motor discordance, 57
Hypernasality, 164 Movement retraining, 318
Hysterical parkinsonism, 95 Muscle tension dysphonia, 165, 166
Mutism, 164
I
Idiopathic/genetic dystonia, 83 N
Illness anxiety disorder (IAD), 178 Narcissistic, 301
Interdisciplinary case-based approach Negative practice, 346
ancillary testing, 59–60 Neuromodulation, 394
ballistic movements, 68 Nocebo, 368
clinical examination and positive signs, 55–59 Non-functional diplopia, 129
coactivation sign, 72 Non-functional myoclonus, 108
distractability, 71 Non-invasive brain stimulation (NIBS), 396
entrainability, 71–72
excessive exhaustion, 72
functional tremor, 69, 72, 73 O
role of attention, 70–71 Obsessive-compulsive disorder (OCD), 302, 380
suggestibility, 72 Occupational therapy, 329
symptom patterns, 70 adaptations, 336
variability, 72 disability management, 337
“whack‐a‐mole” sign, 72 fatigue, 333
diagnosis of functional weakness, 60–61 FMD, 330
distribution and laterality, 55 graded goal setting, 331, 332
electrophysiology, 73–75 initial assessment, 330, 331
functional disorders and symptoms, 55 interventions, 338
functional weakness, 53, 56 pain management, 333
gender and age, 54–55 splinting, 336
history, 68–70 supported risk taking, 332
management symptom management techniques, 332, 333
BoNT, 76 theoretical models, 330
explanation/education, 75 vocational rehabilitation, 335
multidisciplinary treatment approaches, 77 Opsoclonus, 121
physical therapies, 75–76
retrainment, 76
rTMS, 77 P
prevalence and incidence, 54 Palatal myoclonus, 120
symptom onset, 54 Paradoxical focal dystonia, 160
symptom presentation, 54 Parkinson’s disease (PD), 44, 45, 72, 93, 94, 96, 199, 262
treatment of, 61–62 Paroxysmal dystonia, 86, 87
tremor voluntarily, 67 Paroxysmal kinesigenic dyskinesia (PKD), 109
Index 463