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JOURNAL OF APPLIED BEHAVIOR ANALYSIS 2002, 35, 213-231 NUMBER 3 (FALL 2002)

USING THE PICTURE EXCHANGE COMMUNICATION


SYSTEM (PECS) WITH CHILDREN WITH AUTISM:
ASSESSMENT OF PECS ACQUISITION, SPEECH,
SOCIAL-COMMUNICATIVE BEHAVIOR, AND PROBLEM BEHAVIOR
MARJORIE H. CHARLOP-CHRISTY
CLAREMONT MCKENNA COLLEGE

MICHAEL CARPENTER AND LOC LE


CLAREMONT GRADUATE UNIVERSITY

AND

LINDA A. LEBLANC AND KRISTEN KELLET


CLAREMONT MCKENNA COLLEGE

The picture exchange communication system (PECS) is an augmentative communication


system frequently used with children with autism (Bondy & Frost, 1994; Siegel, 2000;
Yamall, 2000). Despite its common clinical use, no well-controlled empirical investiga-
tions have been conducted to test the effectiveness of PECS. Using a multiple baseline
design, the present study examined the acquisition of PECS with 3 children with autism.
In addition, the study examined the effects of PECS training on the emergence of speech
in play and academic settings. Ancillary measures of social-communicative behaviors and
problem behaviors were recorded. Results indicated that all 3 children met the learning
criterion for PECS and showed concomitant increases in verbal speech. Ancillary gains
were associated with increases in social-communicative behaviors and decreases in prob-
lem behaviors. The results are discussed in terms of the provision of empirical support
for PECS as well as the concomitant positive side effects of its use.
DESCRIPTORS: autism, communication, PECS

One hallmark feature of children with au- dren with autism still remain mute (Charlop
tism is deviant or delayed speech and lan- & Haymes, 1994). Other interventions have
guage skills (Charlop & Haymes, 1994). Be- been developed to focus on alternative com-
havioral interventions such as discrete-trial munication strategies for children who do
procedures (Lovaas, 1987), incidental teach- not develop speech. These programs involve
ing (Hart & Risley, 1980), delay procedures nonvocal methods of communication (Mus-
(Charlop, Schreibman, & Thibodeau, 1985; tonen, Locke, Reichle, Solbrack, & Lind-
Halle, Marshall, & Spradlin, 1979), and piv- gren, 1991) and include sign language, pic-
otal response training (Koegel, Koegel, & ture-point systems, electronic devices, and
Schreibman, 1991) have been used to in- other picture-communication systems (Carr
crease speech, but more than 50% of chil- & Kologinsky, 1983; Mirenda & Schuler,
1988; Reichle & Sigafoos, 1991).
We thank the staff of the Claremont Autism Center
for assistance with data collection and Andy Bondy
The picture exchange communication sys-
for helpful comments on the study. tem (PECS) is a pictorial system that was
Address correspondence to Linda A. LeBlanc, who developed for children with social-commu-
is now at the Department of Psychology, Western nication deficits (Frost & Bondy, 1994). The
Michigan University, 1903 W. Michigan Ave., Kala-
mazoo, Michigan 49008-5052 (e-mail: Linda.Leblanc@ system uses basic behavioral principles and
wmich.edu). techniques such as shaping, differential re-

213
214 MARJORIE H. CHARLOP-CHRISTY et al.

inforcement, and transfer of stimulus control erential communicative act (Bondy, 2001;
via delay to teach children functional com- Frost & Bondy, 1998).
munication using pictures (black-and-white Several informational reports have sug-
or color drawings) as the communicative ref- gested that a large number of children who
erent. The pictures are kept by the child on learn PECS also develop spoken language.
a notebook (PECS board) with Velcrot. The Bondy and Frost (1994) indicated positive
child is taught to use his or her PECS board outcomes for 85 children who were taught
and create a ‘‘sentence’’ by selecting picture to use PECS. Schwartz, Garfinkle, and
cards (e.g., ‘‘I want’’ card plus ‘‘juice’’ card) Bauer (1998) reported that children who
and delivering the cards to a communicative initially had a limited spontaneous vocal rep-
partner as a request for a desired item. PECS ertoire continued to have increased sponta-
emphasizes teaching a child to initiate re- neous language following PECS training,
quests (for seen and unseen items), respond whereas children with no initial spontaneous
to questions (e.g., ‘‘What do you want?’’), vocalizations did not make gains (Bondy &
and make social comments (e.g., ‘‘I see [ob- Frost, 1994). Other positive effects have
ject]’’). been suggested with the use of PECS. An-
The PECS system has gained widespread ecdotal reports have indicated that the use
use nationally and internationally with chil- of PECS may result in a decrease in problem
dren with autism and is appealing for several behavior and improved social behavior
reasons (Siegel, 2000; Yamall, 2000). First, (Bondy & Frost, 1994; Peterson, Bondy,
Vincent, & Finnegan, 1995). However, it is
the system requires few complex motor
important to note that none of these reports
movements on the part of the speaker and
included an experimental research design to
does not require the listener to be familiar
eliminate potential confounding factors such
with an additional language such as sign lan-
as maturation effects.
guage (Bondy & Frost, 1994). Second, the
Perhaps because of these potential advan-
PECS system has a relatively low cost and is tages and the pragmatic features, PECS has
portable and suitable for use in many set- been adopted in the autism treatment com-
tings. Third, case reports indicate that the munity. However, the widespread use of
system can be taught relatively rapidly. Bon- PECS has preceded the empirically con-
dy and Frost (1993) described the proce- trolled investigations needed to support it
dures used to train school-based staff in Peru (Charlop-Christy, 2000; Yamall, 2000).
to use the system over a 5-day period. Al- Since the publication of the PECS training
though no formal data were collected, the manual in 1994, no controlled studies dem-
school reported that over a 3-month period, onstrating the efficacy of the PECS proce-
approximately 74 children began the PECS dure have been published. Instead, support
training procedures and many children had for PECS has come in the form of anecdotal
progressed to the second training phase. Fi- reports (Bondy & Frost, 1993), program
nally, the PECS system incorporates func- evaluation data (Bondy & Frost, 1993,
tional communicative responses that pro- 1995; Schwartz et al., 1998), and A-B de-
mote meaningful interactions between the sign case studies (Peterson et al., 1995).
child and the environment (Frost & Bondy, Thus, the purpose of the present study
1994). The PECS system is unique among was to empirically assess the utility of PECS
alternative communication systems in that it with children with autism using a single-
requires the child to approach a listener and subject design. First, the efficacy of the
initiate interaction prior to emitting a ref- PECS program was assessed in terms of the
EFFECTS OF PECS 215

amount of training needed for mastery of Charlop & Trasowech, 1991; Hart & Risley,
PECS skills by children with autism. Sec- 1968; Ingenmay & Van Houten, 1991;
ond, the collateral effects of PECS training Matson et al., 1990, 1993). Alex also imi-
on several behaviors were assessed to provide tated three-word phrases upon request but
empirical evaluation of ancillary gains that relied on gestures (e.g., pointing, leading
have been anecdotally reported following people, shaking head, etc.) as a primary
PECS training. The primary dependent means of communication. He typically did
measures were spoken language in the form not make eye contact, initiate interactions
of spontaneous and imitative speech (Char- with others, or engage in unprompted play.
lop et al., 1985; Charlop & Trasowech, He did not exhibit problem behavior during
1991; Charlop & Walsh, 1986; Hart & Ris- the observations conducted in this study.
ley, 1968; Ingenmay & Van Houten, 1991; Jake was a 3-year 8-month old Chinese-
Matson, Sevin, Box, & Francis, 1993; Mat- American boy. The Vineland Adaptive Be-
son, Sevin, Fridley, & Love, 1990). Collat- havior Scales reflected an overall functioning
eral effects on social-communicative behav- ability in the 10-month to 18-month range
ior and problem behavior were also assessed. (11 months for socialization domain, 10
months for communication domain) (Spar-
row, Ball, & Cicchetti, 1984). He displayed
METHOD
no spontaneous speech, but made consistent
Participants attempts to imitate sounds and primarily
Three boys with autism participated in used gestures (e.g., pointing, pulling a per-
this study during biweekly sessions at an af- son towards an object) to indicate his de-
terschool behavioral treatment program. sires. He exhibited very limited appropriate
Each participant had been diagnosed with play skills and typically used toys as self-
autism by two independent agencies. All stimulatory objects. Jake exhibited several
children had an extensive history of verbal topographies of problem behavior including
speech training that had been ineffective in tantrums, grabbing objects from other peo-
teaching the children to communicate. ple, leaving his seat during work, and dis-
These children were chosen for the study be- ruptive behaviors (e.g., throwing or kicking
cause they were the first 3 children in the objects). Problem behavior typically oc-
program after the initiation of the study that curred when desired items were unavailable
did not speak or rarely spoke and needed and when nonpreferred tasks were presented.
language programming. Alex was a 12-year- Kyle was a 5-year 9-month old Korean-
old Ethiopian-American boy with an expres- American boy. He had a receptive vocabu-
sive language age-equivalent score of 1 year lary of less than 1 year 9 months on the
2 months on the Minnesota Child Devel- PPVT and no spontaneous speech. He typ-
opmental Inventory (deAyora & White, ically attempted communication by leading
1987). His receptive vocabulary age-equiva- adults by the hand, pointing at preferred ob-
lent was 1 year 9 months on the Peabody jects, and pushing away nonpreferred ob-
Picture Vocabulary Test (PPVT; Dunn & jects. No other clear gestural communication
Dunn, 1981). He had very little spontane- attempts were evident. He attempted to im-
ous speech. The term spontaneous speech was itate sounds and only occasionally made un-
used in the present study to refer to speech prompted requests for food items. He had
that occurred without a vocal prompt or vo- poor eye contact and rarely displayed appro-
cal stimulus, regardless of the presence of vi- priate independent play. He also displayed
sual prompts (Charlop & Haymes, 1994; several topographies of problem behavior in-
216 MARJORIE H. CHARLOP-CHRISTY et al.

cluding tantrums, grabbing objects from chairs, and pretend kitchen equipment. The
others, leaving his seat during work, and dis- child moved freely around the room with
ruptive behavior (throwing and banging ob- any available item. The room contained a
jects). Problem behavior typically occurred mounted stationary video system that was
when he was unable to obtain a desired item used for taping all sessions.
or when nonpreferred tasks were presented. Academic sessions. All academic sessions
occurred approximately once per week for
Settings each week prior to, during, and following
PECS training. PECS training trials were completion of PECS training. Sessions were
conducted in several settings as the program conducted in a room (2.1 m by 2.1 m) with
progressed. Initial training trials were con- a one-way observation mirror. The room
ducted in a room (2.1 m by 2.1 m) with a contained a table, two chairs positioned fac-
one-way observation mirror. The room con- ing each other, and toys and academic tasks
tained a table and two chairs positioned fac- displayed in clear plastic containers that re-
ing each other. Individually identified pre- mained out of the child’s reach until work
ferred items were displayed in clear plastic was initiated. Although the physical sur-
containers or on a table, but they remained roundings for this setting were similar to the
out of the child’s reach until training trials PECS training setting, there were several no-
were conducted. All sessions were videotaped table differences. No PECS training materi-
through the one-way mirror. Later training als were used during these academic tasks in
sessions were conducted in empty classrooms order to assess any ancillary gains associated
at the university immediately adjacent to the with PECS. Instead, other training materials
clinic, at the child’s classroom at school, and were present (e.g., flash cards, colored
at the child’s home. These additional loca- blocks), and the tasks presented were tradi-
tions were selected because they were more tional preacademic and academic tasks (e.g.,
similar to the settings in which the child prepositions, color identification, receptive
would eventually use PECS (e.g., home, labeling, handwriting). All sessions were vid-
school) than the initial training setting. They eotaped through the one-way mirror.
were incorporated to promote generalization
of PECS use in everyday life; however, gen- PECS Materials
eralized PECS use in these settings was not A three-ring binder (15 cm by 23 cm) was
evaluated in the current investigation. The used as a communication board to teach
additional settings allowed increased dis- PECS. The binder contained several strips
tance between the child, the therapist, and of Velcrot (sentence strips), an ‘‘I want’’
the location of the PECS materials, as sug- card, an ‘‘I see’’ card, ‘‘yes’’ and ‘‘no’’ cards,
gested in the PECS training manual. and black-and-white pictures (2.5 cm by 2.5
Free-play sessions. Free-play sessions oc- cm) of preferred items. These cards were ei-
curred approximately once per week for each ther taken from The Picture Communication
week prior to, during, and following com- Symbols Combination Book (Mayer-Johnson
pletion of PECS training. All free-play ses- Company, 1994) or constructed from pic-
sions were conducted in a room (2.4 m by tures of desired food items as recommended
4.5 m) with a one-way observation mirror. by Frost and Bondy (1994). The sentence
The room contained a variety of age-appro- strip was a piece of strengthened paper with
priate toys such as toy cars and trucks, build- Velcrot on the bottom and top. The strip
ing blocks, stuffed animals, basketball and was attached to the PECS book on the lower
hoop, electronic toys, a small table and four right corner, and picture cards could be at-
EFFECTS OF PECS 217

tached to the top layer of the strip to create and modeled a word or phrase related to the
sentences. For initial training trials, the pic- object (e.g., ‘‘spin,’’ ‘‘bounce the ball’’). Im-
ture cards were 5 cm by 5 cm. Later, the itation resulted in access to the object, and
picture cards were reduced to 2.5 cm by 2.5 no vocalization resulted in no response by
cm. Although the participants were not se- the therapist. Therapists used typical clinic
lected because of two-dimensional discrimi- procedures for dealing with problem behav-
nation skills, each child demonstrated these ior (i.e., planned ignoring, a contingent
skills in ongoing curricular assessments. ‘‘no,’’ and differential reinforcement of other
behavior), and these procedures remained
Design constant through all phases.
A multiple baseline design across partici- In the free-play setting, 10-min interac-
pants was used to evaluate the collateral ef- tions between the child and a therapist were
fects of PECS training on multiple depen- videotaped once per week. The therapist was
dent measures in the domains of speech, so- instructed to play and speak with the child
cial-communicative behavior, and problem throughout each session (e.g., playing ball,
behavior in free-play and academic settings. drawing, building with wooden blocks, or
One session was conducted for each of the verbally encouraging appropriate toy play).
two settings each week in random order. Ini- The child was able to move freely around
tiation of the PECS training phase was based the room, sit or lie on the floor, and play
on the stability and trend in vocalizations in with any available toy. The therapist also in-
both the play and the academic settings. Fol- teracted with items and remained immedi-
low-up sessions were conducted at 10 ately responsive to any child initiations.
months after the last regular session on 3 Ten-minute academic sessions were also
consecutive weeks for 1 child (Alex). conducted once per week. During these ses-
sions, the child was asked to perform tasks
Procedure included in his regular curriculum at the af-
All procedures during the play and aca- terschool program. The child was required
demic sessions remained constant across all to remain seated directly across from the
phases. During each play or academic ses- therapist, who presented tasks tailored to
sion, the therapist provided five spontaneous each child’s skill level (e.g., following simple
speech opportunities and five verbal imita- commands, receptive labeling, handwriting,
tion opportunities. These opportunities oc- and prepositions).
curred at the beginning of each minute, al- Stimulus preference assessment. In prepara-
ternating between a spontaneous speech trial tion for PECS training, a preference assess-
and an imitative speech trial similar to the ment was conducted to identify the most
procedures used by Charlop et al. (1985). preferred items for use during PECS, train-
For spontaneous speech opportunities, the ing as indicated in the PECS procedures
therapist held up a desired object and waited manual (Bondy & Frost, 1994). The first
10 s for the child to make a vocalization. No step of this assessment was carried out by
vocal prompts or models were used. An ap- observing the child in a play area and by
propriate vocalization resulted in access to asking parents and therapists what the child
the object, and no vocalizations resulted in preferred. Next, the therapist sat in a chair
continuation of other play or continuation facing the participant with a flat board on
of academic demands with no access to the his or her lap and conducted a multiple-
object. For the verbal imitation opportuni- stimulus-without-replacement assessment
ties, the therapist held up a desired object (DeLeon & Iwata, 1996; DeLeon, Iwata, &
218 MARJORIE H. CHARLOP-CHRISTY et al.

Roscoe, 1997). The therapist presented an name of the object. Later phases incorporate
array of items identified in the first step on strategies such as a delay (Charlop et al.,
the board and allowed the child to select one 1985) between picture delivery by the child
and briefly interact with the item. The items and vocal models and reinforcement by the
were typically food items and toys. These adult to promote vocal communication. The
items were not usually available in the play final phase incorporates a form of impure
setting or the academic setting. tact training in which the child is taught to
This procedure was repeated until three describe an object in his or her environment.
to five highly preferred items were identified. A description of the six phases of PECS is
An item was considered preferred when the presented in Table 1. For a more detailed
child reliably reached for it within 5 s, and description of the PECS training procedure,
an item was highly preferred if it was select- see Frost and Bondy (1994). The criterion
ed more than three times. Once an item was for successful completion of each phase was
identified as highly preferred, it was removed 80% unprompted successful trials in a 10-
from the array and replaced with another trial block.
item. Repeated brief assessments were con- Posttraining. Several sessions were con-
ducted each day to determine which pre- ducted in the weeks immediately following
ferred items would be included in the child’s completion of the PECS training protocol.
PECS training trials. During these assess- The PECS book was available during all
ments, a three- to five-item array of the pre- other nonresearch clinic activities at our clin-
ferred items was presented and the child was ic and at the child’s home from this point
instructed to pick one. This brief procedure forward.
was repeated again in a training session if Long-term follow-up. One participant was
the child’s interest in the initially selected available for long-term follow-up. Approxi-
item appeared to wane. mately 10 months after the study, the play
PECS training. The children were taught and academic setting observations were re-
PECS during 15-min training sessions twice peated once per week for 3 consecutive
per week. Weekly play and academic probes weeks.
continued during PECS training, but all
training trials were conducted in separate Dependent Measures and Data Collection
sessions in which the primary dependent Two dependent measures were collected
measures were trials and training time re- in the PECS training setting. A frequency
quired to reach criterion. PECS was taught count was made of the number of trials to
using the prompting and differential rein- criterion for each phase (80% of trials with
forcement procedures described by Frost and correct unprompted responding). In addi-
Bondy (1994). This protocol involves six tion, the total number of minutes until cri-
training phases: (a) physical exchange, (b) terion was met was recorded for each phase.
expanding spontaneity, (c) picture discrimi- Several dependent measures were collect-
nation, (d) sentence structure, (e) ‘‘What do ed during the play and academic sessions by
you want?’’ and (f ) commenting. The first coding videotapes using a cassette recorder
steps involve mand training (e.g., Skinner, and tape marking 10-s intervals. Commu-
1957) and include strategies that promote nication in the form of responses during the
generalization of skills to new settings (e.g., spontaneous and imitative speech opportu-
Stokes & Baer, 1977). The child learns to nities served as the primary dependent mea-
deliver a picture to an adult, who subse- sure, but data were also collected on other
quently provides the object and states the social-communication and problem behav-
EFFECTS OF PECS 219

Table 1
Description of Each Phase of PECS Training According to Guidelines Set by Frost and Bondy (1994)

Phase Title Content

1 Physical exchange The child is taught to hand a blank picture card to a


communicative partner.
2 Expanding spontaneity The child is taught to go to his PECS board, get a pic-
ture card, seek out a communicative partner, and
place the card in his or her hand to receive a rein-
forcer (mand training). The distance between the
child, the board, and the listener (adult) is gradually
increased and the response is trained in new settings.
3 Picture discrimination The child is taught to discriminate among multiple pic-
tures on the PECS board.
4 Sentence structure The child seeks out their PECS board, creates a ‘‘sen-
tence’’ on the sentence strip by combining the ‘‘I
want card’’ and the card of a desired item, seeks out a
communicative partner, and gives him or her the sen-
tence strip. The listener reads the strip back to the
child, inserting a fixed delay between the words ‘‘I
want’’ and the item label. Additional social praise is
added if the child independently provides the label
during the delay.
5 ‘‘What do you want?’’ The child is taught to respond to the question, ‘‘What
do you want?’’
6 Commenting The child is taught to respond to the question, ‘‘What
do you see?’’ by selecting a card depicting the same
object and combining it with an ‘‘I see’’ card to ob-
tain an unrelated reinforcer (impure tact training or
matching to sample).
Note. The criterion was 80% correct (based on 10 trial blocks) for each of the six PECS phases.

iors. See Table 2 for complete operational balization (e.g., ‘‘bah’’ or ‘‘ball’’ as imitation
definitions and examples for each behavior. for ‘‘ball’’). Responses were coded as incor-
In the play and academic demand set- rect if the child responded with an unrelated
tings, each speech trial was scored as correct verbalization (e.g., ‘‘shoe’’ as imitation for
or incorrect, and data are presented as per- ‘‘ball’’ or when seeing the ball), no vocali-
centage of trials with correct responding. zation, or an unintelligible vocalization. The
Spontaneous speech was scored only during percentage of trials with correct responding
spontaneous speech trials (e.g., the therapist was computed for each type of speech by
held up a desired object and waited 10 s for dividing the number of trials scored correct
a vocalization). A trial was scored as correct by the total number of speech trials (five)
if the child responded with a related verbal- and multiplying by 100%.
ization (e.g., saying ‘‘ball’’ or ‘‘throw’’ upon The mean length of utterance (MLU) was
seeing a ball). Verbal imitation was scored scored for each instance of spontaneous
only during the verbal imitation opportuni- speech that occurred at a spontaneous
ties (e.g., the therapist held up a desired ob- speech opportunity. Although other sponta-
ject and simultaneously modeled a word or neous speech may have occurred throughout
phrase related to the object (e.g., ‘‘spin,’’ the session, these vocalizations are not in-
‘‘bounce the ball’’). A trial was scored as cor- cluded in the data presented. Mean length
rect if the child responded with a related ver- of utterance was defined as the total number
220 MARJORIE H. CHARLOP-CHRISTY et al.

Table 2
Dependent Measures and Operational Definitions for Collateral Behaviors Observed in the Academic and
Play Settings

Category Behavior Setting Measure Operational definition

Social-communicative Cooperative play Free play Percentage of Child engaged in the same activity
intervals (e.g., basketball, puzzles, board
games) with the therapist for at
least 10 s.
Joint attention Free play Percentage of (a) Observing same object for 5 s.
intervals (b) Referential look between thera-
pist and an object.
(c) Established common attention
focus with therapist.
Requesting Free play Frequency Labeling object while pointing or
reaching for it, handing the ther-
apist PECS cards, verbal requests.
Initiation Free play Frequency Independent approach to therapist
with vocal or nonvocal attempt
to engage in conversation or play
(e.g., pulling on therapist’s shirt
to get attention, ‘‘play,’’ handing
therapist a toy).
Eye contact Free play Percentage of Child looked into therapist’s eyes
intervals for 2 s.
Problem Tantrums Both Percentage of Crying, yelling, or whining.
intervals
Grabbing Academic Frequency Attempting to take object from
therapist’s hands before it is of-
fered or to take object from con-
tainer.
Out of seat Academic Percentage of Leaving the chair during ongoing
intervals task presentation.
Disruptions Both Frequency Throwing or banging objects, des-
troying objects, kicking or hitting
an object, wall, floor, or person,
knocking objects off a table.

of spontaneous intelligible phonemes (Leo- who exhibited problem behavior. The four
nard, Miller, & Brown, 1980) made during problem behaviors scored for Jake and Kyle
the spontaneous speech trials for a session were tantrums, grabbing, out of seat, and
divided by the total number of trials in disruptions. Grabbing and being out of seat
which a child made a spontaneous request. were scored in the academic setting only.
Several other social-communicative be- Disruptions and tantrums were scored in
haviors were scored in the free-play sessions both settings.
only: cooperative play, joint attention, re-
questing, initiation, and eye contact. Some Interobserver Agreement
of these behaviors are communication as One of several trained observers scored a
well as social behavior (e.g., initiation, re- subset of the sessions independently. During
questing) but are not captured by our spon- observer training, observers were provided
taneous and imitative speech data because with operational definitions of the target be-
they did not occur in spoken form. Problem haviors to be scored and examples of each
behaviors were scored for the 2 participants behavior. The criterion for completion of
EFFECTS OF PECS 221

training was 80% agreement with a criterion RESULTS


tape scored by a primary observer. The op-
Acquisition of PECS
erational definitions remained available
throughout subsequent coding. Interobserv- All 3 children met criterion (80% correct
er agreement was calculated by dividing the for each phase) for each PECS phase and
total number of agreements between the rat- acquired PECS skills during an average of
ers by the total number of agreements plus 170 min (range, 165 to 176) and an average
disagreements, and then multiplying by of 246 total trials (range, 224 to 276). Dif-
100%. ferent phases were associated with different
A second observer scored the PECS train- numbers of trials to criterion, but progress
ing sessions, and the average interobserver was generally more rapid during Phases 3
agreement for Alex was 92% for total session and 5 (range, 4 to 8 min; range, 8 to 16
time and 96% for number of trials. The av- trials), and Phases 2 and 4 generally took
erage interobserver agreement for Jake was more time and trials (range, 31 to 89 min;
99% for total session time and 92% for range, 45 to 108 trials).
number of trials. The average interobserver Speech
agreement for Kyle was 99% for total session
time and 97% for number of trials. Spontaneous speech and imitation. The
Observers scored each speech response by data for the academic sessions are shown in
noting the type of trial (spontaneous or im- Figure 1. Alex’s spontaneous speech in-
creased from an average of 28% of trials dur-
itation) and whether the trial was correct or
ing pretraining to 100% of trials during
incorrect. Observers also coded each re-
posttraining. Imitation occurred during 76%
sponse by counting the number of utteranc-
of trials during pretraining and 90% of trials
es emitted. A second observer independently
during posttraining. Alex also met criterion
scored 39% of sessions for speech, and the
during 1-year follow-up probes, displaying
average interobserver agreement across all spontaneous speech on an average of 93%
speech behaviors was 98% for Alex, 95% for of the trials and imitation on 100% of the
Jake, and 94% for Kyle. trials. Jake did not display any imitation or
Other behaviors were scored as either spontaneous speech during pretraining dur-
percentage of 10-s intervals with occurrence ing academic sessions but he displayed spon-
of the target behavior or frequency. The de- taneous speech on 83% of trials and imita-
pendent measure for each ancillary behavior tion on 80% of trials during posttraining.
is included in Table 2. A second observer Kyle rarely displayed spontaneous speech (M
independently scored 43%, 39%, and 35% 5 2%) or imitation (M 5 4%) during pre-
of sessions for social-communicative behav- training academic sessions. After PECS
iors, and the combined interobserver agree- training, he displayed spontaneous speech
ment was 84%, 90%, and 84% for Alex, on an average of 68% of the trials and im-
Jake, and Kyle, respectively. A second ob- itation on 72% of the trials.
server scored 25% of sessions for problem Data for the free-play sessions for Alex,
behaviors, and the average interobserver Jake, and Kyle are shown in Figure 2. Alex
agreement across all problem behaviors was displayed some spontaneous speech (M 5
93% and 95% for Jake and Kyle, respec- 44%) and imitation (M 5 68%) in pretrain-
tively. A breakdown of interobserver agree- ing, and demonstrated gains in each area
ment for each specific target behavior is (spontaneous speech, M 5 90% of trials;
available from the authors. imitation, M 5 80% of trials) during post-
222 MARJORIE H. CHARLOP-CHRISTY et al.

Figure 1. Percentage of structured opportunities with spontaneous speech and imitation during academic
sessions for Alex (top panel), Jake (middle panel), and Kyle (bottom panel).

training. During 1-year follow-up sessions, in academic sessions and an MLU of 2.3
spontaneous speech and imitation gains were words in play sessions when making spon-
maintained (100% of trials). Jake did not taneous requests. At 1-year follow-up, he
display any imitation or spontaneous speech displayed an MLU of 2.7 words in academic
during pretraining and demonstrated gains sessions and 2.6 words during free-play ses-
in both spontaneous speech (M 5 63% of sions. Jake did not display any speech during
trials) and imitation (M 5 73% of trials) pretraining academic sessions or play ses-
during posttraining sessions. Kyle did not sions. During posttraining sessions, the
display any speech during pretraining but MLU was 2 words in the academic setting
demonstrated gains in both spontaneous and 1.8 words in the play setting. Kyle also
speech (M 5 80% of trials) and imitation displayed an increase in MLU when making
(M 5 72% of trials) during posttraining ses- spontaneous requests. During all pretraining
sions. academic sessions, he made only one spon-
Mean length of utterance (MLU). The taneous request (a single word) in compari-
MLU data from both academic and play ses- son to an MLU of 1.5 words during post-
sions are depicted in Figure 3. During pre- training when making spontaneous requests.
training, Alex displayed an MLU of 2 words He displayed an MLU of 2.4 words during
in academic sessions, and an MLU of 1.7 the last two academic sessions when he
words in free-play sessions when making reached criterion. Similarly, he did not use
spontaneous requests. Following PECS spontaneous speech during free-play sessions
training, Alex displayed an MLU of 2 words during pretraining. He displayed an MLU
EFFECTS OF PECS 223

Figure 2. Percentage of structured opportunities with spontaneous speech and imitation during play sessions
for Alex (top panel), Jake (middle panel), and Kyle (bottom panel).

of 1.6 for all posttreatment free-play sessions baseline and increased to an average of 41%
and an MLU of 2.5 during his last two free- of intervals following PECS training. An av-
play sessions when he reached criterion. erage of 2.9 requests and initiations per ses-
sion occurred during baseline, which in-
Social-Communicative Behaviors creased to 38 per session following PECS
The data for social-communicative behav- training. For Kyle, either joint attention, eye
iors in the free-play sessions for Alex, Jake, contact, or toy play occurred during an av-
and Kyle are shown in Figure 4. For Alex, erage of 20% of intervals during baseline
either joint attention, eye contact, or toy and increased to an average of 39% of in-
play occurred during an average of 25% of tervals following PECS training. An average
intervals during baseline and increased to an of 2.8 requests and initiations per session oc-
average of 54% of intervals following PECS curred during baseline, which increased to
training and an average of 61% of intervals 27 per session following PECS training.
at long-term follow-up. An average of 11 re-
quests and initiations per session occurred Problem Behavior
during baseline, which increased to 28 per The problem behavior data from both ac-
session following PECS training and 52 dur- ademic and play sessions are depicted in Fig-
ing follow-up sessions. For Jake, either joint ure 5. For Jake, tantrums and out of seat
attention, eye contact, or toy play occurred occurred in the work setting during an av-
during an average of 16% of intervals during erage of 14% of intervals in baseline and
224 MARJORIE H. CHARLOP-CHRISTY et al.

Figure 3. Mean length of utterance (MLU) for spontaneous speech opportunities during academic (open
squares) and play (filled triangles) sessions for Alex (top panel), Jake (middle panel), and Kyle (bottom panel).

decreased to an average of 5% of intervals an average of 13% of intervals in baseline,


following PECS training. An average of 24 and none occurred following PECS training.
disruptions and grabs per session occurred An average of 2.7 disruptions per session oc-
in baseline, which decreased to an average of curred in baseline, which decreased to an av-
9.5 per session following PECS. For Kyle, erage of 0.2 per session following PECS.
tantrums and out of seat occurred in the Overall, percentage reduction scores were
work setting during an average of 7% of in- computed for each behavior in each setting
tervals in baseline and decreased to an av- (N 5 12). A 70% or greater reduction was
erage of 0.5% of intervals following PECS observed for 10 of 12 behaviors, and four
training. An average of 12.3 disruptions and behaviors were eliminated. The greatest
grabs per session occurred in baseline, which change for Jake was the elimination of dis-
decreased to an average of 2.6 per session ruptions in the academic setting. The great-
following PECS. For Jake, tantrums oc- est change for Kyle was the elimination of
curred in the play setting during an average tantrums in the play setting.
of 15% of intervals in baseline and decreased
to an average of 2% of intervals following
PECS training. An average of 1.7 disrup- DISCUSSION
tions per session occurred in baseline, where- In the present study, 3 children with au-
as none occurred following PECS. For Kyle, tism were taught to use the picture exchange
tantrums occurred in the play setting during communication system (PECS). A multiple
EFFECTS OF PECS 225

Figure 4. Percentage of 10-s intervals with cooperative play, joint attention, or eye contact (filled circles)
and combined frequency of initiations and requests (open circles) for Alex (top panel), Jake (middle panel),
and Kyle (bottom panel).
226 MARJORIE H. CHARLOP-CHRISTY et al.

Figure 5. Percentage of 10-s intervals with tantrums and out of seat (filled circles) and frequency of dis-
ruptions and grabbing (open circles) in work settings for Jake (top panel) and Kyle (second panel). Percentage
of 10-s intervals with tantrums (filled circles) and frequency of disruptions (open circles) in play settings for
Jake (third panel) and Kyle (bottom panel).
EFFECTS OF PECS 227

baseline design across children illustrated the more difficult (Harapiak, Martin, & Yu,
effects of the PECS training procedure on 1999). Third, the PECS protocol focuses on
several behaviors related to pictorial com- creating establishing operations and func-
munication: vocal communication, social- tional relations with the environment. In the
communicative behaviors, and problem be- PECS protocol, children are taught to use
haviors. This study provides the first empir- mands to specify their desired reinforcers
ical evidence to support previous informa- (e.g., ‘‘I want juice’’), allowing the children
tional reports (i.e., Frost & Bondy, 1994) to obtain important objects and events in
and program evaluations (Schwartz et al., their environment. The child’s own fluctu-
1998) and adds experimental data to sup- ating deprivation states are establishing op-
port the already-widespread use of PECS. erations that make communication more
All 3 children mastered PECS use within likely to occur. This direct establishment of
a relatively short time (see trials to criterion contact with a listener prior to emitting a
and minutes of training in the results). referential communicative act is an impor-
These children were the first 3 children tant feature of PECS that may enhance the
identified who had extensive language skill success of manding for children with autism.
deficits, and no children were eliminated or Finally, PECS incorporates the prompting
selected based on the presence of any prelim- procedure of delay (e.g., Charlop et al.,
inary skills. Thus, there is minimal likeli- 1985; Charlop & Walsh, 1986; Touchette,
hood that quick skill acquisition was due to 1971) that occasions transfer of stimulus
selection procedures. control of the communicative behavior to
Several factors included in the PECS the presence of the desired item.
training procedure may explain the relatively
quick skill acquisition for these children. Emergence of Speech
First, children with autism frequently learn Although the demonstration of the effi-
tasks presented in a structured concrete for- cacy of PECS is important in and of itself,
mat more easily than tasks presented in a the increase in speech is perhaps the most
more abstract format (Schopler, Mesibov, & important finding. Several features of the
Hearsey, 1995). The structured context and PECS system may contribute to the emer-
concrete nature of the physical exchange is gence of vocal as well as pictorial commu-
perhaps better suited for learning for chil- nication. First, the PECS program teaches
dren with autism than traditional spoken functional communicative behaviors that in-
language of an item’s label. The use of pic- corporate strong reinforcers and are likely to
ture cards in PECS provides a visual repre- be supported in natural environments. Many
sentation for communication and incorpo- communication training programs initially
rates visual discriminations as part of the teach labeling, which involves teaching the
communication exchange, which may en- child to identify an object with a symbol, a
hance the speed of learning for children with hand gesture, or a vocal response (Carr,
autism (Happe & Frith, 1995). Specifically, 1982; Lovaas, 1987). The focus on mands
a PECS card (two-dimensional visual stim- in the PECS program may indeed contribute
ulus) is exchanged for an item (three-dimen- to the initiation of verbal behavior (Skinner,
sional visual stimulus). This visual–visual 1957).
discrimination may have resulted in more The development of speech may also arise
easily understood communication for the from the pairing of the phrase spoken by the
child than did mixed auditory-visual dis- adult (e.g., ‘‘I want juice’’) with the pictorial
criminations, which have typically been communicative act of handing a PECS sen-
228 MARJORIE H. CHARLOP-CHRISTY et al.

tence strip to a communicative partner. ability to imitate or produce spontaneous


Thus, vocal and pictorial mands are pre- speech during and after PECS training in
sented simultaneously and, if the child be- comparison to the ‘‘nontalkers,’’ who were
gins to imitate the vocalizations in later able to use PECS as a functional commu-
phases of PECS, the two responses may be nication but did not show the dramatic in-
reinforced simultaneously. crease in speech production.
The use of delay, inherent in the PECS
protocol, may have also contributed to pro- Collateral Improvements
moting speech (Charlop et al., 1985; Char- Another finding is that children’s social-
lop & Trasowech, 1991). Indeed, the data communicative behaviors increased after
during PECS training may support this no- learning to use PECS. Eight social-commu-
tion. All of the children displayed more nicative behaviors were observed with initi-
speech gains as delay was incorporated into ations and requests increasing the most, con-
the training procedure during Phases 4 and comitant with PECS training. Joint atten-
5. Thus, the transfer of stimulus control tion also increased in all 3 children, although
from the teacher’s verbalization of ‘‘Good, not as much as initiations and requests.
you’re telling me, ‘I want juice’ ’’ to the pre- Mundy, Sigman, and Kasari (1990) and
sentation of the PECS card (juice card on Mundy, Sigman, Ungerer, and Sherman
the PECS board) and then to the mere pres- (1986) suggested that there is a direct posi-
ence of the object (juice) occurred (e.g., tive relation between joint attention and
Charlop et al., 1985; Touchette, 1971). communication in children with autism. Im-
It is important to note that the emergent provement in one, as in this study, may have
speech produced by the children in this stimulated an increase in the other. As a
study occurred with novel persons, in two whole, however, the results from the present
nontraining settings, and with stimuli not study are consistent with prior research on
directly included in the training settings. the relations between communication and
The PECS procedure may promote gener- social behaviors (e.g., Baker & Cantwell,
alization by incorporating child-selected re- 1987; Black & Logan, 1995; Mundy et al.,
inforcers, multiple settings, and interactions 1986, 1990; Prizant et al., 1990; Shabani et
with multiple trainers that occur throughout al., 2002; Thiemann & Goldstein, 2001).
the day in their natural environment. These These results also indicate that increased
techniques have been described by Stokes communication skills occurred in conjunc-
and Baer (1977) as ways to promote gener- tion with decreases in problem behaviors.
alization. Also, the use of child-initiated re- The results of this study are consistent with
quests and child-selected reinforcers through prior research on the inverse relation be-
the child’s daily routine is similar to many tween communication skills and problem
naturalistic teaching strategies that focus spe- behaviors (Carr & Durand, 1985; Durand
cifically on promoting speech across envi- & Carr, 1991; Hagopian, Fisher, Sullivan,
ronments and listeners (cf. Hart & Risley, Acquisto, & LeBlanc, 1998). Each partici-
1968). pant experienced a decrease in one or more
The children in this study displayed some problem behaviors. It is important to note
ability to imitate, which may have facilitated that these findings are concomitant changes
their verbal behavior. The children in this rather than causal, and a functional analysis
study may be similar to the children in of the problem behaviors was not conduct-
Schwartz et al. (1998) whom she called ed.
‘‘talkers.’’ These children demonstrated some Limitations of the study include the small
EFFECTS OF PECS 229

sample size, and replication with additional public school setting. In E. Schopler & G. B.
Mesibov (Eds.), Learning and cognition in autism:
subjects is needed. Specifically, future re- Current issues in autism (pp. 311–333). New York:
search should explore a profile analysis of Plenum.
which children would likely become the Carr, E. G. (1982). Sign language. In R. Koegel, A.
‘‘talkers’’ (Schwartz et al., 1998), as in the Rincover, & A. Egel (Eds.), Educating and under-
standing autistic children (pp. 142–157). San Di-
present study, and which ones would not. ego, CA: College-Hill Press.
Future studies might assess the generaliza- Carr, E. G., & Durand, V. M. (1985). Reducing be-
tion of treatment effects across home, havior problems through functional communica-
tion training. Journal of Applied Behavior Analysis,
school, and clinic settings. Finally, this study 18, 111–126.
primarily examined collateral effects of Carr, E. G., & Kologinsky, E. (1983). Acquisition of
PECS training rather than direct use and sign language by autistic children. II: Spontaneity
generalization of PECS use across settings. and generalization effects. Journal of Applied Be-
havior Analysis, 16, 297–314.
Anecdotally, we can report that all children Charlop, M. H., & Haymes, L. K. (1994). Speech
used their PECS books in addition to vocal and language acquisition and intervention: Behav-
communication during posttraining, but this ioral approaches. In J. L. Matson (Ed.), Autism in
children and adults: Etiology, assessment, and inter-
was not the focus of the present study. vention (pp. 213–240). Pacific Grove, CA:
The present study demonstrated the effi- Brooks/Cole.
cacy of the PECS protocol with 3 children Charlop, M. H., Schreibman, L., & Thibodeau, M.
with autism, the emergence of speech, and G. (1985). Increasing spontaneous verbal re-
sponding in autistic children using a time delay
the collateral gains in social-communicative procedure. Journal of Applied Behavior Analysis,
behaviors and concomitant decreases in 18, 155–166.
problem behavior. These findings together Charlop, M. H., & Trasowech, J. E. (1991). Increas-
ing autistic children’s daily spontaneous speech.
support the use of PECS by providing the Journal of Applied Behavior Analysis, 24, 747–761.
first empirically controlled data on the PECS Charlop, M. H., & Walsh, M. (1986). Increasing au-
program. We encourage the evaluation of tistic children’s spontaneous verbalizations of af-
fection through time delay and modeling proce-
PECS and the continued pursuit of visually dures. Journal of Applied Behavior Analysis, 19,
presented speech training programs for chil- 307–314.
dren with autism. Charlop-Christy, M. H. (2000, March). Assessment of
emerging speech and social behaviors and problem
behavior reduction as a function of PECS. Paper
presented at the First Annual PECS Expo, San
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STUDY QUESTIONS

1. What is PECS, and what types of behavioral strategies are used during PECS training?

2. What direct and indirect effects of PECS were evaluated in this study?

3. Briefly describe the procedures used to determine whether spontaneous speech and verbal
imitation were acquired.

4. Although the specific reinforcers delivered for correct responses during PECS training were
not described, based on the information contained in Table 1, what was the relationship
between responses and reinforcers in Phase 2 and in Phase 6?

5. Describe the effect of PECS training on spontaneous speech.

6. Describe the effect of PECS training on social-communicative and problem behavior.

7. What features of PECS were suggested by the authors as potential contributors to the
emergence of speech, and which of these, in your opinion, seems the most tenable?

8. What procedures were implemented in an attempt to promote stimulus generalization?

Questions prepared by Claudia Dozier and Pamela Neidert, The University of Florida

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