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Archives of Physical Medicine and Rehabilitation

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Archives of Physical Medicine and Rehabilitation 2014;95:770-83

REVIEW ARTICLE (META-ANALYSES)

Chronic Neck Pain and Exercise Interventions:


Frequency, Intensity, Time, and Type Principle
Cliona O’Riordan, BSc,a Amanda Clifford, PhD,a Pepijn Van De Ven, PhD,b
John Nelson, PhDb
From the aDepartment of Clinical Therapies and bDepartment of Electronic and Computer Engineering, University of Limerick, Limerick, Ireland.

Abstract
Objective: To identify the most effective components in an active exercise physiotherapy treatment intervention for chronic neck pain based on
the frequency, intensity, time, and type (FITT) exercise method of tailoring physical activity recommendations to the individual needs and goals of
patients.
Data Sources: Databases, including the Allied and Complementary Medicine Database, Cumulative Index to Nursing and Allied Health,
MEDLINE, SPORTDiscus, Biomedical Reference Collection, and Academic Search Premier, were searched for relevant articles.
Study Selection: Quantitative design studies that included active exercise as part of a multimodal or stand-alone approach were selected. Only studies
scoring 6 on the Physiotherapy Evidence Database Scale were included in the review because this reflected a good level of evidence.
Data Extraction: Study methodologies and relevant outcome measures, including isometric strength, Neck Disability Index scores, and pain
scores, were extracted from relevant articles and grouped together for appraisal and synthesis.
Data Synthesis: Evidence from selected articles was synthesized according to the FITT exercise principal to determine the most effective
exercise type, frequency, and intensity in the treatment of chronic neck pain.
Conclusions: Physiotherapy interventions using a multimodal approach appear to produce more beneficial outcomes in terms of increased strength,
improved function, and health-related quality of life and reduced pain scores. Active strengthening exercises appear to be beneficial for all of these
outcomes; the inclusion of additional stretching and aerobic exercise components appear to enhance the benefits of an exercise intervention.
Archives of Physical Medicine and Rehabilitation 2014;95:770-83
ª 2014 by the American Congress of Rehabilitation Medicine

Hudson and Ryan1 report that neck pain is one of the most prevalent estimated V5.34 billion or 2.86% of the gross domestic product was
and costly musculoskeletal conditions in Western society. It is spent on chronic pain in Ireland; second to lower back pain, chronic
estimated that up to 67% of adults will experience neck pain at some neck pain accounts for a large proportion of this expenditure. Data
stage in their lives.2 In European populations, between 15% and from the United States indicates that 14.3% of the population is
19% of cases will develop into a chronic state.3 Worldwide, this experiencing chronic neck pain. Similar to this are Australian fig-
figure is up to 20% of the population reporting chronic neck prob- ures, which indicate that approximately 640,000 Australians expe-
lems at any one time.4 Those experiencing chronic pain are twice as rience chronic neck pain, costing the state almost $1.14 billion
likely to present to health care services compared with the general annually in associated health care.7 National figures from The
population.5 Compensation, health care service provision, and loss Netherlands indicated that $686 million was spent in 1996 on
of productivity because of sick leave days accumulate to large chronic neck pain.8 Data from the United Kingdom suggest that
amounts of money for states each year.2 Epidemiologic studies of costs for private physiotherapy care for chronic neck pain amount to
chronic neck pain prevalence are limited in Ireland. A study by an approximated £296 per individual, with figures reaching upward
Raftery et al6 found that of the 13% of the population who suffer of £1911 when referred to >1 service (eg, pain clinic and physio-
from chronic pain, 29.4% also suffered from neck pain. In 2008, an therapy), which is commonly the case in chronic pain.9
For the purpose of this review, chronic pain is defined in accor-
dance with the International Association for the Study of Pain and the
No commercial party having a direct financial interest in the results of the research supporting American Pain Society as pain that persists beyond normative tissue
this article has conferred or will confer a benefit on the authors or on any organization with which
the authors are associated. healing time, which is defined as 3 months.10 Chronic neck pain for

0003-9993/14/$36 - see front matter ª 2014 by the American Congress of Rehabilitation Medicine
http://dx.doi.org/10.1016/j.apmr.2013.11.015

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Frequency, intensity, time, and type of exercise and neck pain 771

the purpose of this review includes pain experienced in the anatomic In the same way as medication is prescribed in required dosages,
region of the cervical spine between C1 and C7 and surrounding applying a similar degree of precision to prescriptions of physical
musculature only, excluding the shoulders. Pain of insidious onset is activity is required; hence the development of the frequency, in-
discussed only because whiplash-associated disorders were tensity, time, and type (FITT) format. Despite the high incidence of
excluded as a result of the psychosocial and medicolegal implica- chronic neck pain and the resounding evidence for the benefits of
tions in such conditions.11 Mechanisms for the development of active exercise for the treatment of associated symptoms, there is a
chronic pain are not fully understood; however, it is known that pain paucity of evidence to recommend a definitive FITT principle in this
can become more complex in its pathophysiology than that of the population. Through this method, exercise may be tailored to an
original insult or injury.12 Chronic musculoskeletal pain usually individual’s needs according to various aspects of activitydfor
develops as a result of an injury or insult followed by neurogenic example the type of exercise undertaken, at what level of exertion
inflammation, hyperalgesia, and allodynia.11 The transmission of (intensity), how often, and for what duration.27
repeated pain signals produces functional and structural changes in Therefore, it is the aim of this review to evaluate and present
the nervous system and central sensitization occurs, followed by a the research for active exercise in the treatment of chronic neck
loss of nociceptive control.13,14 pain in an FITT format to identify which exercise interventions are
Evidence suggests that being a woman, white, and middle-aged associated with the most optimal outcomes and which other
increases the risks of neck pain becoming chronic.3,15-17 Ylinen,18 treatment modalities the exercise complements. We will also
Webb,16 Guez,19 and colleagues report that the incidence of identify what further research may still be warranted for devel-
chronic neck pain in women ranges from 7% to 22% compared with oping an effective intervention in a chronic neck pain population.
5% to 16% in men. A history of previous neck pain or, similarly, a
whiplash-associated accident can increase the chances of developing Methods
chronic neck pain.20 However, personal societal and environmental
factors can influence the development of a whiplash-associated
The following databases were searched between April and
disorder. Although a weaker correlation exists, occupation is a risk
November 2012 for relevant articles: the Allied and Comple-
factor in the development of chronic neck pain.21 Sedentary life-
mentary Medicine Database, Cumulative Index to Nursing and
styles, office-based workplaces, and an ever-increasing reliance on
Allied Health, MEDLINE, SPORTDiscus, Biomedical Reference
technology has increased the prevalence of neck pain in recent
Collection, and Academic Search Premier. Keywords search terms
years.22 Additionally, Manchikanti et al3 found that industrial
included chronic, neck, pain, and exercise as single words and in
workers and manual laborers were at an increased risk of developing/
combinations. This identified 256 articles. Further studies were
experiencing chronic pain; statistics indicate that 16% of manual
sourced via reference lists of appropriate articles. See the
laborers and 74% of crane operators experienced chronic neck pain.
Preferred Reporting Items for Systematic Reviews and Meta-
With an increasing prevalence of chronic neck pain,22 it is
Analyses flow diagram in figure 1 for full details.
important to determine physiotherapy treatment interventions that
The abstracts were read to ascertain relevance based on the
are cost effective, time efficient, and patient appropriate.20 A range
following inclusion criteria: (1) published material; (2) research
of strategies to tackle chronic neck pain have been examined from
conducted between 2000 and 2012; (3) research examining the
single modalities to combination interventions.20 Single modality
effects of active (where active was defined as an exercise in which
treatment approaches are deemed to be an inaccurate representation
the participant actively engages muscles of an affected limb/area
of clinical or best practice for individual patients.23 A large variety of
to create motion or movement in direct contrast with a passive
physiotherapeutic interventions are available for the treatment of
approach where a patient relies on an external stimulus to move a
chronic neck pain, including manual therapy, spinal manipulations,
limb or limb segment) exercise in a chronic neck pain population
passive therapies, relaxation techniques, electrotherapy and stress
where chronic neck pain was defined as the presence of pain for at
management, and active exercise.23-25 In 2008, a set of clinical
least 3 months; (4) exercise that was used as part of a stand-alone
guidelines published by the American Physical Therapy Association
or multimodal treatment approach to chronic neck pain to include
for the treatment of neck pain advocated participation in active ex-
advice/education as a component of treatment; (5) research that
ercise.25 Guidelines by Scholten-Peeters et al26 also recommend
took the format of a randomized controlled trial, controlled trial,
education and exercise therapy as key components of any multi-
cross-sectional study, or pilot/feasibility trial; and (6) research that
modal treatment approach to encourage greater autonomy in man-
examined the effects of exercise on >1 outcome measure (eg,
aging pain and inhibiting pain transmission.
strength, pain, disability, health-related quality of life).
Active exercise is proposed to target the muscles that may be
Articles were excluded if they were not published in English as
damaged during injury; resultant strains and tears of the stabilizing
a primary language, no form of active treatment was given, and
systems (including the deep muscles and ligaments) can result in
there was no control or alternative therapy group for comparison.
dysfunctional movement patterns because of a lack of motor control
at the cervical spine.22 Superficial neck muscles replace the actions
of the deep muscles, resulting in early fatigue, overactivity, and pain; Results
therefore, active exercise can work effectively to rehabilitate the
injured musculoskeletal structures and correct movement patterns.22 This search strategy identified 16 studies for inclusion in this
literature review. Details of the included studies have been given in
tabular form. Table 1 details the appraisal of evidence using the
Physiotherapy Evidence Database (PEDro) Scale for each of the
List of abbreviations:
studies reviewed. The PEDro Scale is available online (http://www.
FITT frequency, intensity, time, and type
pedro.org.au/english/downloads/pedro-scale/). Table 2 provides a
MVC maximal voluntary contraction
description on the demographic details of included studies. Table 3
PEDro Physiotherapy Evidence Database
demonstrates the individual components of the exercise regimens

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772 C. O’Riordan et al

Fig 1 Article retrieval process.

used in each of the studies reviewed, and table 4 outlines the research over the last decade with resounding evidence for the
methodologic design and results of each of the studies reviewed. benefits of active exercise in the treatment intervention above
passive alternatives.4,20,28 For the purpose of this review, the
Discussion studies included will be discussed in terms of the frequency with
which the active exercise is undertaken, the intensity at which the
Research in the 1990s24 found inconclusive evidence for the ef- exercise is conducted, the time spent exercising, and the type of
fects of exercise on mechanical neck pain; this has been refuted by exercise undertaken (the FITT principle).

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Frequency, intensity, time, and type of exercise and neck pain


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Table 1 Included studies assessed using the PEDro Scale


Measure of
Received Between at Least 1
Groups Treatment/ Group Outcome Point Measure Level of
Similar Control or Stats for From 85% of of Variability Evidence
Concealed at Blinded Blinded Blinded Intention- at Least 1 Original for at Least PEDro (Oxford
Study Randomized Allocation Baseline (participants) (assessors) (therapists) to-Treat Outcome Group 1 Key Outcome Score Scale)
Falla et al31 Yes No Yes No No No Yes Yes Yes Yes 6 2
Hudson and Ryan1 Yes No Yes No Yes No Yes Yes Yes Yes 7 2
Häkkinen et al30 Yes No Yes No No No Yes Yes Yes Yes 6 2
Evans et al32 Yes No Yes No No No Yes Yes Yes Yes 6 2
Ylinen et al5 Yes No Yes No Yes No Yes Yes Yes Yes 7 2
Viljanen et al2 Yes No Yes No Yes No Yes Yes Yes Yes 7 2
Chiu et al43 Yes No Yes No No No Yes Yes Yes Yes 6 2
Stewart et al34 Yes No Yes No Yes No Yes Yes Yes Yes 7 2
Taimela et al44 Yes No Yes No Yes Yes Yes Yes Yes Yes 7 1
Salo et al29 Yes No Yes No Yes Yes Yes Yes Yes Yes 7 1
Jull et al45 Yes No No No No No Yes Yes Yes Yes 5 2
Ylinen16 Yes No Yes No No No Yes Yes Yes Yes 6 2
Waling et al39 Yes No Yes No No No Yes Yes Yes Yes 6 2
Chiu et al33 Yes No Yes No No No Yes Yes Yes Yes 6 2
Andersen et al35 Yes No Yes No No No Yes Yes Yes Yes 6 2
Bronfort et al4 Yes No Yes No No No Yes Yes Yes Yes 6 2

773
774 C. O’Riordan et al

Table 2 Participant demographics for included studies


Sex Distribution
Study Sample Size (n) Symptom Duration (% female) Age (y)
31
Falla et al 58 7.906.40y 100.00 37.9010.20
Hudson and Ryan1 12 7.005.70y 66.66 42.70
Häkkinen et al30 101 5.802.40y 100.00 40.00
Evans et al32 270 9.409.10y 77.00 46.3010.70
Ylinen et al5 180 9.006.00y 100.00 46.006.00
Viljanen et al2 393 11.005.70y 100.00 45.006.60
Chiu et al42 218 1y 66.70 44.319.77
Stewart et al34 134 9.002.40y 89.00 43.3014.70
Taimela et al44 76 >3mo 73.00 47.0016.80
Salo et al29 101 5.8y 90.00 41.009.00
Jull et al45 46 10.1010.60y 100.00 9.6012.20
Ylinen18 180 9.006.00y 100.00 46.006.00
Waling et al39 103 6.753.51 100.00 38.106.10
Chiu et al 200533 218 >1y 68.00 45.006.00
Andersen et al35 198 >3mo 12.12 44.0011.00
Bronfort et al4 191 5y 59.20 45.0010.50
NOTE. Values are mean  SD or as otherwise indicated.

Frequency expected figures. Salo et al29 also reported significant benefits in


health-related quality of life and an associated decrease in pain
Exercise frequency varied among studies included in this review (see intensity from exercising as little as twice a week. Participation in
table 3) with interventions typically ranging from 3 sessions a week an active exercise intervention appears to have positive effects on
to daily sessions with benefits visible from all frequencies.1,5,29-36 pain intensity and isometric strength, even when desired fre-
Positive outcomes were reported for pain intensity, isometric quencies are not adhered to. This suggests that undertaking ex-
strength, health-related quality of life, and perceived disability in ercise as little as twice a week is beneficial, given the known
trials incorporating 3 exercise sessions a week.5,18,33,35,37,38 benefits of exercise on general health and well-being in a chronic
Studies demonstrating significant increases in isometric pain population.23 Many of the studies included in this review,
strength used an exercise frequency of between 3 and 5 times a such as Salo,29 Evans,32 and colleagues, incorporated education
week.5,31,39 Programs that involved daily exercise over a 10-week (see table 2) into their interventions as part of a multimodal
period demonstrated beneficial effects for a reduction in neck pain approach; as such, it cannot be assumed that benefits seen were
and an increase in isometric strength.35 Falla et al31 found statis- because of exercise alone because benefits may also be attribut-
tically significant increases of 10.117.3N in their endurance able to this. High-frequency exercise interventions are not deemed
strength training group, whereas there were gains of 1.8N identified appropriate for a population with chronic neck pain because of
in participants of the low-load craniocervical flexor muscle group adherence barriers. According to patient reports, training fre-
for the same frequency and intervention duration. Interventions of quency decreased after the initial intervention had ended, with
at least 3 sessions weekly produced gains in strength, which is in some decreasing from an expected 3 times a week to 1.9 times a
agreement with known resistance training benefits and its effects as week by the end of the first year.29
established by the American College of Sports Medicine guide- Findings, therefore, suggest that the most beneficial frequency
lines.40 Hudson,1 Evans,32 and colleagues reported beneficial of exercise to target pain, weakness, and quality of life in a
outcomes; the most notable outcomes included reductions in pain population of people with chronic neck population with a varying
intensity and perceived reductions in disability from lower- age range is 3 times a week.
frequency exercise interventions (ie, 1e2 sessions/wk). Häkkinen
et al30 reported statistically and clinically significant reductions in
pain (37mm [51%] on a visual analog scale in the strengthening Intensity
and stretching group and 32mm [42%] in a stretching group) from
exercising 2.1 times a week and as little as 1.1 times in the fourth Training intensity varied depending on the type of exercise being
quarter of a 12-month intervention. Additionally, significant range investigated, that is, resistance or endurance. Resistance regimens
of motion and isometric strength gains were visible in both groups usually conducted exercises based on percentage values ranging
for flexion-extension and lateral flexion. For further information, between 20% and 70% of an individual’s maximal voluntary
please see the PEDro Scale website (http://www.pedro.org.au/ contraction (MVC) (see table 3). For strength or resistance
english/downloads/pedro-scale/). training, baseline measurements of MVC were determined using
Although an exercise frequency was determined per the study manual muscle testing methods with handheld dynamometers or
design (eg, 3 times/wk), adherence to the exercise protocol purpose-built fixed-frame dynamometers, or as commonly seen, 1
appeared to vary quite substantially.1,5,31 Although exercise fre- repetition or 12 repetition maximums.5 Endurance training per-
quency was, on average, 3 times a week, many studies, such as taining to the training of a larger group of muscles, that is, deep or
that of Viljanen et al,2 found that over a 12-week period, training superficial cervical muscles or larger shoulder muscles to increase
adherence only ever reached approximately 39% (1.7 times/wk) of muscular stamina, can be influenced by the ability of the

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Frequency, intensity, time, and type of exercise and neck pain


Table 3 Individual study characteristics using the FITT principle
Results (effects on strength,
Study Frequency Intensity Time Type pain, disability, other) Format
Falla et al 31
Twice daily 12 repetition 10e20min daily over 6wk Strengthening/ EG Y 1.1cm VAS Individual
maximum resistance LLEG Y 0.9cm VAS
EG [ MVC 10.117.3N
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LLEG [ 1.810.6N
P values not specified
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Hudson 1d/wk for 1h with Undisclosed 1h/wk for 6wk EG: strengthening/ Statistically significant improvements in pain and Individual
and Ryan1 physiotherapy (MG) resistance disability (P<.01) pre- to postintervention, not
20-min session with statistically significant between groups (pain:
physiotherapy PZ.67, disability: PZ.84). Pain: MG and UC Y
5e8 times (UC) 5/10 VAS
NDI score Y 12.3% (MG) and 7.4% (UC)
Häkkinen 3t/w Strength group: 12mo Strengthening/ Pain (VAS) Y by 37mm in strength and stretching Group
et al30 80% of MVC resistance groups (95% CI, e44 to e30). Stretching only
group Y e32mm (95% CI, e39 to e25mm).
Complete pain relief by 51% of strength and
stretch group, 42% of other. Insignificant change
(PZ.88; 95% CI, e7 to 7)
NDI score significantly lower at 12mo (P<.001), no
discernible difference in change between 2 training
groups
Isometric neck strength mean difference at 12mo,
strength and stretch group increase of 9N (95%
CI, 3e14), stretch only 9N (95% CI, 3e14,
PZ.88)
Evans et al32 2t/wk (supervised or Partially individualized Hourly sessions for a 12wk Strengthening Y Pain (11 Box Numerical Rating Scale). Mean Supervised
independent (load and repetitions) treatment period (follow- differences at 12wk from baseline. group and
sessions) according to abilities up at 12mo) Exercise vs exercise and manual therapy: e.19 individual
of individual (eg, (95% CI, e.89 to .51; PZ1)
baseline 3 sets Exercise and manual therapy vs home exercise
of 15e25 repetitions program: e1.27cm (95% CI, e1.96 to .58;
using variable head PZ.001)
weights of 1.25e10lb Exercise vs home exercise program: e1.07cm
[0.5e4.5kg]) (95% CI, e1.77 to .38; PZ.001)
Y NDI scores. Mean differences at 12 wk.
Exercise and manual therapy vs exercise: e2.26
(95% CI, e5.43 to .92; PZ.265)
Exercise and manual therapy vs home exercise
program: e4.66 (95% CI, e7.8 to e1.52;
PZ.001)
Exercise vs home exercise program: e2.4 (95%

775
CI, e5.56 to .76; PZ.001)
(continued on next page)
776
Table 3 (continued )
Results (effects on strength,
Study Frequency Intensity Time Type pain, disability, other) Format
Ylinen et al 5
3e5t/wk Strengthening group 12mo intervention Strengthening Y Neck pain VAS Individual
80% of MVC and endurance Controls: Y e16mm (95% CI, e22 to e9)
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(individual) Endurance group: e35mm (95% CI, e42 to e28)


Gravity for endurance Strength group: e40mm (95% CI, e48 to e32)
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group P.001 (endurance vs control, strength vs control)


Y NDI score
Control: e12 (95% CI, e15 to e81)
Endurance group: e22 (95% CI, e26 to e19)
Strength group: e23 (95% CI, e27 to e20)
P.001 (endurance vs control, strength vs control)
[ Isometric strength
Strength group [ MVC 110% (flexion), 76%
(rotation), 69% (extension)
Endurance group [ MVC 28% (flexion), 29%
(rotation), 16% (extension)
Controls [MVC 10% (flexion), 10% (rotation),
7% (extension)
Viljanen 3 exercise sessions Low-load intensity 12wk treatment Dynamic or Mean difference in pain reports as per VAS Individual
et al2 a week or intervention relaxation At 3mo follow-up dynamic group vs control: .20
5 relaxation 12mo follow-up period therapy (95% CI, e.40 to 0.7)
sessions a week Exercise sessions 30min At 12mo: 0.5 (95% CI, e7.6 to 0.3)
in duration Mean difference in dynamic muscle strength
At 3mo DyG vs control: 0.1 (95% CI, e2.2 to 2.5)
At 12mo: e0.6 (95% CI, e3.2 to 2.1)
Mean difference in disability as per NDI score
At 3mo follow-up DyG vs control: 0.8 (95%
CI, e1.9 to 3.6)
At 12mo: e0.1 (95% CI, e3 to 2.9)
P values are not given
Chiu et al43 2t/wk 20% of 12 repetition 6wk treatment intervention 6wk treatment Pain: VPNS mean difference Individual
maximum 6mo follow-up period, 6mo Control: .302.48 (.475), TENS group: .602.54
Exercise sessions 45min follow-up (.027), exercise: 1.572.67 (<.001)
duration Disability NPQ mean difference
Control: .23.63 (.003), TENS: .38.60 (<.001),
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exercise: .39.62 (<.001)


Neck muscle strength (N)

C. O’Riordan et al
Control: 1.253.94 (.03), TENS: 1.423.9 (.02),
exercise: 2.284.22 (<.001)
Control group differences were not maintained
at 6mo follow-up
(continued on next page)
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Frequency, intensity, time, and type of exercise and neck pain


Table 3 (continued )
Results (effects on strength,
Study Frequency Intensity Time Type pain, disability, other) Format
Stewart et al34 2t/wk Described in text as 6wk intervention, 1h Combination Y Pain: VAS combination therapy vs advice/ Individual
individualized, exercise sessions therapy, control: e1.1 (95% CI, e1.8 to 0.3; PZ.005). Not
progressive, and strengthening, significant at 12mo (PZ.59)
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submaximal endurance, NDI score


coordination CombG vs advice: e2.7 (95% CI, e4.5 to .09;
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Aerobic PZ.004). Not significant at 12mo (PZ.08)


Taimela et al44 1t/wk Low load and low 12wk intervention Relaxation therapy, Pain as per VAS Individual
progression Follow-up at 12mo proprioceptive At baseline 5521mm for both active exercise
1h sessions exercise, group and home exercise group (control group)
education At 6wk, active mean VAS 22mm, home 23mm,
control 39mm (PZ.018)
No statistically significant difference between
groups noted at 12mo follow-up; tendency in
favor of home exercise group
Salo et al29 1e2t/wk 80% of MVC of neck 12mo exercise Strengthening/ Statistically significant improvements in 5 out of Individual
musculature intervention resistance, the 8 health-related quality of life dimensions
stretching in the combined strengthening and stretching
group, namely physical and social functioning,
bodily pain and health perceptions, and role
physical; for the strengthening group,
improvements were seen in 4 of 8 of these
dimensions
Bodily pain decreases increased week exercise
adherence in the combined therapy group
(PZ.05; 95% CI, .00e.27)
Physical functioning improvements in the
strengthening group resulted in increased weekly
exercise adherence (PZ.03; 95% CI, .03e.42)
Jull et al45 7t/wk Low load: against gravity 6wk exercise intervention CCF training, Y EMG activity in superficial neck flexors in CCF Individual
Strengthening group: (1h/wk with physio- proprioceptive training group (P<.001). Increase in deep neck
individualized 12 therapy) and 10e20min training flexor electromyographic activity in CCF group
repetition maximum, of daily exercise (PZ.05)
progressions based on Y Pain scores as measured on VAS: CCF group
50% of 10 repetition (P<.001), strength group (P<.05). CCF group
maximum, 75% of 10 Y e2.8cm, proprioception training group Y e1.9cm
repetition maximum, NDI score
10 repetition maximum CCF group e5.04.2, strength group e3.52.3
load PZ.05
(continued on next page)

777
778
Table 3 (continued )
Results (effects on strength,
Study Frequency Intensity Time Type pain, disability, other) Format
18
Ylinen 3e5t/wk Strengthening group 12mo intervention 3y follow-up from Median VAS at 3y follow-up: 14 (95% CI, 4e39; Individual
80% of MVC initial 2003 study PZ.069)
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(individual) Median NDI score value at 3y follow-up: 12 (95%


Gravity for endurance CI, 4e22; PZ.072)
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group
Chiu et al33 2t/wk EG: 8e12 repetition 6wk exercise intervention Strengthening/ Pain scores as per VPNS after 6wk intervention Individual
maximum or 30% 6mo follow-up resistance Mean difference control vs exercise: 1 (95%
of MVC and increased Education/advice CI, 0.2e1.7; PZ.01)
by 5% when a set NPQ
of 12 was achieved Mean difference control vs exercise: 0.2 (95%
CI, 0.0e0.4; PZ.03)
Isometric strength
Significant increase (95% CI, 26.1e45.7; P<.01)
in all 6 directions
At 6wk, significantly better improvements (mean
difference: 0.4e2.2lb (0.5e1kg); PZ.57e.00) in
the exercise group compared with control group. Not
significant at 6mo follow-up
Andersen et al35 5t/wk Moderate to high based 10wk exercise intervention Strengthening/ NDI score (0–10) between group differences after 10wk Individual
on elastic exercise 2e12min exercise resistance 2min exercise group vs control: e1.4 (95% CI, e2.0
band coloring red, sessions (total between (elastic exercise to .07; P<.001)
green, and blue 10 and 60min of band training) 12min exercise group vs control: e1.9 (95% CI,
(red elastic exercise exercise a week) e2.5 to e1.2; P<.001)
bandZmoderate for 2min vs 12min exercise groups: 0.5 (95% CI, e0.3
women, greenZ to 1.3; PZ.12)
moderate for men etc) [ Muscle strength (Nm)
2min exercise vs control: 2 (95% CI, 0.5e3.5;
PZ.008)
12min vs control: 1.7 (95% CI, 0.2e3.3; PZ.02)
2min vs 12min exercise group: 0.3 (95% CI, e1.3
to 1.8; PZ.74)
Bronfort et al4 1 t/wk Low load individualized 12wk exercise intervention NA Pain scores baseline to 11wk Individual
12mo follow-up Spinal manipulation and exercise (group 1):
Maximum 45min exercise 5615 to 23.618
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session duration MED X group (group 2): 57.115 to 24.119.7


Spinal manipulation (group 3): 56.612.8 to

C. O’Riordan et al
31.321.8
Group 1 vs group 2: effect size, .03; 95% CI, .41e.35
Group 1 vs group 3: effect size, e.25; 95%
CI, e.12 to e.61
(continued on next page)
Frequency, intensity, time, and type of exercise and neck pain 779

cardiovascular system to provide oxygen rich blood to the area

exercise supervision with physical therapist that included stretching, upper body strengthening, aerobic exercise, and dynamic progressive resistance exercises; MG, multimodal group; NA, not applicable; NDI,
Abbreviations: CCF, craniocervical flexion; CI, confidence interval; CombG, combination group; DyG, dynamic group; EG, exercise group; LLEG, low-load exercise group; MED X exercise group, one-to-one
being exercised. These interventions were based on a lower in-
Format tensity and primarily based on gravity, intending to increase
physical muscular endurance.41 The mean age of participants
across the studies in this review was mid-40s with age ranges
spanning between 18 and 63 years. Therefore, to target the

neck disability index; VPNS, verbal pain numerical scale; NPQ, Northwich Pain Questionnaire; TENS, transcutaneous electrical nerve stimulation; UC, usual care; VAS, visual analog scale.
training needs of individual participants, exercise prescriptions
were predominantly individualized. Minimum intensity thresholds
were set at or above that at which participants were expected to
Group 2 vs group 3: effect size, e.28; 95%

Group 1 vs group 3: effect size, e.14; 95%

Group 2 vs group 3: effect size, e.27; 95%


Group 1 vs group 2: effect size, .16; 95% work to induce strength benefits.5,31,33,37 In a study by Ylinen
et al,5 the resistance training group conducted multidirectional
strengthening exercises (eg, flexion, lateral flexion, and rotation)
Group 3: 27.810.3 to 15.812.3
Group 2: 26.710.4 to 12.49.9
Group 1: 26.48.5 to 14.18.7

using elastic exercise bands, whereas an endurance group con-


ducted lower-intensity exercises against gravity. Both groups
Results (effects on strength,

showed significant gains in strength (see table 3). Observed


NDI score baseline to 11wk

baseline levels of strength were so low in the sample population


pain, disability, other)

(such that 5 of the participants in the endurance training group


CI, .10 to e.66

CI, .54 to e.22

CI, .22 to e.57

struggled to lift their head from the bed) that strength gains were
CI, .10e.65

visible from exercising at an intensity as low as working against


gravity. This finding strengthens the recommendation for indi-
vidually tailoring exercise interventions; low-intensity exercise is
defined as against gravity, and medium- to high-intensity exercise
is defined as against gravity with further added resistance.35
In an attempt to combat adverse effects of training, such as
delayed onset muscle soreness or an increase in pain, which may
impact end results, a variety of studies reviewed here (see table 3)
incorporated lower-intensity resistance training for some exercise
sessions. For example, in a study by Ylinen et al,42 participants
conducted exercise sessions at the prescribed intensity on day 1 of
Type

the exercise intervention; in the following exercise session, par-


ticipants were only required to work at half that prescribed in-
tensity. This was a measure taken to reduce excessive loading on
musculoskeletal systems and aerobic endurance.
Progressive intensities are required to avoid plateauing and
enable continued training gains.32,43 For example, Chiu et al33
commenced training at 20% of MVC values; exercise intensity
progressed in increments of 5% when an individual was able to
conduct a set of 12 repetitions of flexion strengthening exercises (see
Time

table 3). Falla et al31 used an alternative approach by conducting a 2-


phase strengthening program. Phase 1 consisted of a 12-repetition
set (prescribed weight based on 12 repetition maximum weight)
for the first 2 weeks. The remaining 4 weeks of the 6-week exercise
intervention were then spent executing 15 repetitions per set.
Because both had positive results, designing an exercise protocol
that allows participants to become accustomed to an exercise before
Intensity

increasing the intensity is beneficial and positively effects outcomes.


Although high-dose/intensity exercise programs were seen to
lead to reduction in neck pain,32 low-dose or low-load endurance
exercise programs were still seen to have advantageous results.31 For
endurance interventions, intensity was based on gravity, for example
supine lying and lifting head against gravity.5 This surprising result
has been hypothesized to be the result of the learning effect involved
in the movement and the low-strength baseline values of participants.
Frequency

Therefore, from collating and reviewing the evidence, training in-


tensity in a chronic neck pain population should be individually
Table 3 (continued )

tailored based on baseline abilities as defined by their MVC values.


Bronfort et al4
(continued)

Time
Study

The time spent exercising in an individual exercise session and the


length of time the intervention lasted varied in length between

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780 C. O’Riordan et al

Table 4 Components of study exercise interventions


Resistance/ Manual Proprioception/
Study Strengthening Endurance Dynamic Stretching Therapy Other Training Postural
Falla et al31 O O X X X X X
Hudson and Ryan1 O O X X O Education X
Häkkinen et al30 O X X O X X X
Evans et al32 O X X X O Education X
Ylinen et al5 O O X O X Aerobic exercise (controls) X
Viljanen et al2 X O X O X Relaxation techniques X
Chiu et al33 O X O X X Infrared irradiation X
Stewart et al34 O X X X X Aerobic exercise, advice/education X
Taimela et al44 X O X X X Advice, education, behavioral O
support, relaxation techniques
Miller et al38 O O X O O X X
Salo et al29 O O X O X X X
Jull et al45 X X X X X Craniocervical Flexion O
Ylinen18 O O X O X X X
Chiu et al43 O X X X X Transcutaneous electrical nerve X
stimulation
Andersen et al35 O X X X X Advice/education X
Bronfort et al4 O X X X O Aerobic exercise X
Waling et al39 O O X X X Advice, coordination training X
Abbreviations: O, yes; X, no.

studies (see table 3). It is difficult to ascertain the actual cumu- greatly. For example, Evans et al32 conducted an exercise inter-
lative time spent exercising over the course of an intervention vention that lasted 12 months; however, during that time only 20
because of a lack of adherence by participants once an initial hours of supervised exercise were conducted. Salo et al29 provided
supervised exercise intervention was completed.18,30,32,35 Single an intervention of the same length of time but with a desired
exercise bouts ranged from 10 minutes to 1 hour in duration in the accumulative exercise duration of 156 hours over the course of the
studies reviewed; however, exercise interventions usually year (see table 3). Both methodologies had significantly desirable
ranged from 6 to 12 weeks with follow-up at 3, 6, and 12 outcomes in their respective interventions; one must consider how
months.1,5,29-35,43 Benefits were seen from exercising for as little likely an individual is to adhere fully to a year- long program or to
as 10 minutes a day 3 times a week.29,33,36 Because exercising a attend 20 supervised physiotherapy sessions when formulating an
specific muscle group for an hour at a time may not be desirable optimally effective intervention. Salo29 aimed to have an accu-
for this particular population, a regimen which provides clinically mulative exercise duration of approximately 156 hours over the
significant results in the least time spent exercising should be course a year; however, according to exercise diaries kept by
used, that is between 2 and 20 minutes per session.32 patients, the reality showed that by the final quarter of the trial
The duration of exercise interventions varied with effective period, approximately 1 hour of exercise, opposed to the desired 3
interventions ranging from 6 weeks to 3 years. Generally, in- hours, was being performed by participants over a weekly period.
terventions ranged between 6 to 12 weeks with follow-up occur- Therefore, when examining the time spent exercising and the
ring over a year-long period. Short duration interventions have duration of an exercise intervention to provide the most optimal
been shown to produce immediate benefits in isometric strength, results, it is recommended that interventions must last at least
pain intensity, and perceived disability; however, long-term 6 weeks for physiological benefits to occur. Exercising between
follow-up shows that if exercise is not conducted after the initial 12 and 45 minutes produces the best results with 30 to 45
intervention is over, benefits are lost.2,5,18,30,32 Outcomes found to minutes being a reasonable and largely attainable exercise ses-
be statistically significantly different immediately after an inter- sion duration.
vention were not found to be so 1 year later in most studies that
conducted such follow-ups.2,32-34 Therefore, it is important to take
overall findings, including long-term benefits of exercise in- Type
terventions, into consideration when formulating an optimal ex-
ercise intervention. Because episodes of chronic pain may be Clinical guidelines by the orthopedic section of the American
transient, it is important to maintain exercise levels beyond that of Physical Therapy Association25 detail that exercise should be part
the initial scope of the study to maintain long-term benefits.4,32 of a treatment intervention for chronic neck pain. Along with
Strength or resistance training interventions need to be of a stretching, coordination, centralization procedures, nerve mobili-
minimum 6-weeks duration to ensure there is sufficient opportu- zations, traction, manual therapy, patient education, and coun-
nity for muscle hypertrophy to occur.5,35,43 Although interventions seling, active exercise in the form of strengthening and/or
seen in this review were scheduled for a similar length in duration, endurance exercise are advocated. Though these guidelines
the actual cumulative time spent exercising may have differed formed similar conclusions to this review, the novelty of providing

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Frequency, intensity, time, and type of exercise and neck pain 781

an exercise prescription in an FITT format makes this review of an intervention appears to affect adherence to a program, and
clinically applicable.25 designing what is perceived to be an optimal exercise intervention
Although there has been much debate as to which form of for a chronic neck pain population is of little significance if it is
exercise is most beneficial, a combination of both resistance and not going to be adhered to. Though it may be suggested that
endurance exercise and stretching reaps the greatest benefits for conducting exercise in a group setting would encourage partici-
participants.5,29,34,38 These studies showed immediate and some pation because of the socialization and group dynamic factors, in
long-term benefits in increased isometric strength, a desirable fact, supervised group sessions offered little additional benefits
outcome from a physiotherapy perspective because it is widely from individual sessions.32
postulated that the deep cervical flexor is substantially weaker in Exercise interventions reviewed here were largely conducted in
those with chronic neck pain. Endurance exercises are also of home settings, community centers, or hospital settings; therefore, cost
benefit; the stabilizing role of the deep neck flexors at the cervical effectiveness must also be considered in the development and de-
spine is commonly affected in chronic neck pain, and these ex- livery of an optimal program. Viljanen2 attempted to reproduce the
ercises help build the endurance required to maintain head pos- beneficial effects found by Ylinen5 in a more cost-effective home-
tures over an extended period of time.22 based setting. Though results were not of statistical or clinical sig-
Evaluation of the studies in this review demonstrate that resis- nificance, the availability for patients to conduct exercise in a more
tance exercise made up approximately 50% of the interventions cost-effective manner than being supervised by a health professional
with the remainder being devoted to stretching, aerobic exercise, is an important factor, particularly in current economic climates.
and/or education in order to target the known weaknesses that may According to Ylinen,5 the potential barriers to adherence
occur in the cervical musculoskeletal system.1,5,32 include the seasonal variation of symptoms. Pain is exacerbated in
It was rarely observed that both resistance and endurance ex- the autumn with some relief in the spring; therefore, the timing of
ercise were part of the same exercise program; rather, the indi- an intervention may have a bearing on observed results. Studies in
vidual types of exercises were compared directly for their this review did not declare the time of year the interventions were
effectiveness. This may be because of the study methodology and undertaken, making it impossible to draw conclusions on
aim to determine the benefits of any 1 active exercise form in a what intervention had the best outcome based on time of
chronic neck pain population before combining different forms of year conducted.
exercise. According to this review and clinical guidelines, there is Psychosocial factors, including depression and anxiety, are
evidence for the beneficial effects of both forms of exercise. A reported to affect between 20% to 50% of people with chronic
combination of strengthening, stretching, and aerobic exercise pain.14 Experiencing such symptoms can effect a patient’s ability
appears to have the most beneficial effects on isometric strength to participate in their own self-care and pose difficulties in
and a reduction in pain intensity and disability with an overall modulating pain because of altered neurotransmitter balance.14
increase in perceived well-being.25 The presence of such symptoms must be acknowledged when
The integration of aerobic exercise into many of the studies developing a treatment intervention for this population. Inclusion
reviewed here5,29,32,34 resulted in increased positive health-related of psychosocial or counseling components as part of an inter-
quality of life perceptions29 and patient satisfaction and global vention in parallel with education may be beneficial in increasing
perceived benefit.33 Though not commonly investigated, potential adherence in future studies.
benefits from proprioceptive exercises and joint position training
as studied by Jull et al45 found that joint position error was sta-
tistically significantly improved. There were also advantageous Study limitations
results seen for reduced pain and disability scores in the same
training group when compared with a craniocervical flexion Methodologic bias
training regimen. Therefore, including 1 of these in an exercise Articles included and discussed in this review were critically
intervention could produce favorable outcomes.1,5 appraised for their study methodology and resultant findings.
Literature searches, article selection, data extraction, and synthesis
were conducted by only 1 reviewer; this potentially creates a se-
Barriers to exercise (adherence, adjuncts, delivery) lection bias and should be considered when interpreting the con-
clusions drawn from this review. Articles retrieved were applied to
The importance of education in a chronic pain population has long previously outlined inclusion and exclusion criteria to determine
been established, primarily in a chronic back pain population.12 suitability and were also assessed using the PEDro Scale to
Fear avoidance and a lack of understanding of exercise benefits determine levels of evidence. Most studies reviewed were of good
are characteristics of those with chronic pain.24 These characteris- (score of 6 or 7) and not excellent (score 10) methodologic
tics are postulated to be causative factors in the development of a quality. Exercise interventions are difficult to blind from the
chronic pain state.12 Studies in table 2 that included education as a participants because of the study nature. Therefore, it is possible
component of a multimodal approach had beneficial results, such as that results seen in this review may have been biased. Therapist
reduced perceived levels of disability. A Cochrane review by Gross and assessor blinding, though not commonly seen in the studies
et al21 found evidence of varying quality, which suggests that ed- here (see table 3), can strengthen findings and eliminate bias.6,31
ucation in chronic neck pain is beneficial for improvements in pain,
function, quality of life, and exercise adherence; these results are Multimodal approach
further mirrored by studies in this review (see table 2).29 Thera- Many of the studies reviewed here were of multimodal approach;
peutic patient education should emphasize a patient-centered education or manual therapies were always given in conjunction
approach to specifically fit the needs of a patient.23 with exercise. Therefore, it is important to consider this when
Adherence is predominantly only a superficially measured interpreting the findings and recommendations outlined in this
outcome in chronic pain population studies.32 The type of delivery article because confounding variables cannot be ruled out.

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782 C. O’Riordan et al

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Cliona O’Riordan, BSc, Clinical Therapies Department, Univer-
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ORiordan@ul.ie. Database Syst Rev 2007(2):CD003338.
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