Professional Documents
Culture Documents
Historical Review
1
Christos P. Panteliadis and Photios Vassilyadi
Abstract
Cerebral palsy (CP) is a term that has been applied over the years to a
group of children with motor disability and related service requirements.
The first conceptions of cerebral palsy and our knowledge about etiology
and pathogeny allow us to assume that cerebral palsy existed in the Ancient
World. Although there is lack of detailed medical descriptions from before
the nineteenth century, mentions to cerebral palsy can be found in repre-
sentational art, literary sources, and paleopathology; however, because of
the poor medical documentation, the diagnosis of cerebral palsy must
remain a more or less well-justified supposition.
In the Ancient World, the first medical description of cerebral palsy
was made by Hippocrates in his work Corpus Hippocraticum. Concrete
examples and definitions of cerebral palsy, however, did not emerge until
the early nineteenth century with observations by William John Little;
thus, Little was the first personality to intensely engage cerebral palsy.
Toward the end of the nineteenth century, two more personalities emerged,
adding to the historical hallmarks of cerebral palsy: William Osler and
Sigmund Freud. The significant developments that have followed since
then are all due to the contributions of these three personalities in the field
of cerebral palsy.
1.1 Introduction
C.P. Panteliadis (*)
Department of Neuropediatrics and Developmental Cerebral palsy (CP) has been recognized and
Neurology, Aristotle University of Thessaloniki, described since the fifth to fourth century B.C.
Thessaloniki, Greece Hippocrates was the first to discuss the associa-
e-mail: cpanteliadis@hotmail.gr
tion of prematurity, congenital infection, and pre-
P. Vassilyadi, MD natal stress in relation to the pathogenesis of brain
Department of Internal Medicine,
damage. In his work Of the Seven-Month Foetus
St. John Hospital and Medical Centre,
Detroit, MI, USA and Of the Eight-Month Foetus, Hippocrates
e-mail: photios.vassilyadi@ascension.org refers to children born from “intrauterine dis-
ease” as having increased m orbidity and mor- n eurological impairments due to poliomyelitis,
tality. He was the first to mention that “women spastic paresis or a post-mortem artefact.”
who gave birth to lame, blind or children with Sandison [8], on the other hand, believes that
any other deficit, had foetal distress during the the defects were probably due to a congenital
8th month of pregnancy” and also that “pregnant abnormality instead of poliomyelitis, based on
women who have fever or lost too much weight, his reports on Siptah and a mummy of the 12th
without any obvious cause, gave birth to their Dynasty named Pharoah Khnumu-Nekht’s.
child with difficulty and dangerously, or they Brothwell [9] further illustrate the following
would abort dangerously” [1, 2]. about the mummy of Siptah: “... as in the previ-
The word “palsy” undoubtedly has its roots in ous case, the left foot only is involved. Previously,
Ancient Greece. It may be derived from “paraly- consensus of opinion has been in favour of equin-
sis,” which was used by Galino (a physician dur- ovarus deformity, although an alternative diagno-
ing the period 130–199 A.D.) to mean “weakness sis of poliomyelitis has been ruled out…” [10].
and total or partial necrosis of the nerves of the In addition, some medical details are provided
extremities” or perhaps more appropriately from by Whitehouse in his book Radiologic Findings
“paresis,” denoting weakness. In Ancient Greece, in Royal Mummies. He states: “The deformity
this topic was described by Soranos from Ephesos of the left lower extremity of Siptah has in the
(98–138 A.D.) using such terms as apoplexia, past been described as clubfoot or talipes equin-
paralysis, paresis, paraplegia, and paralipsis. ovarus; however, it strongly resembles a post-
Paralysis has also been described as motoric or poliomyelitis deformity, with underdevelopment
sensible, making the distinction between nerves of the entire extremity and hyperextension of the
involved in movement and sensation, foot and the ankle to compensate for the resulting
respectively. inequality in the leg length.”
The earliest visual record of poliomyelitis was
also reported in Egypt. It is found on the steel
1.2 Before the Common Era plaque dedicated to the Syrian Astarte (or
Aphrodite), dating back to the 19th Dynasty
Prior to Hippocrates, suspicions of CP were (1580–1350 B.C.). This plaque records the hand-
detected in hieroglyphic figures of people found icap of Roma (or Ruma), a priest and doorkeeper
on Egyptian monuments and by studying mum- of the Temple of Astarte at Memphis. Roma had
mies. The mummy of Pharaoh Siptah (1196–1190 been crippled by a disease that made him use a
B.C.), a ruler of the 19th Dynasty, was described walking stick, causing his right leg to atrophy
by the Egyptologists Ikram and Dodson [3] as [11]. The Department of History of Egyptian
having its left foot in an extended position due Medicine at Indiana University asserts that “...
to a shortened Achilles tendon. This was seen as some favor the view that this is a case of polio-
an indication of CP; however, the interpretation myelitis contracted in childhood before the com-
has been questioned because of its resemblance pletion of skeletal growth. Alternatively, the
to poliomyelitis [4]. The claim of CP was sup- deformity could be the result of a specific variety
ported by photographs from the book of Smith of club foot with a secondary wasting and short-
and Dawson [5] entitled Egyptian Mummies (first ening of the leg.”
published in 1924). In addition, photographic An example of cerebral palsy from Hellenistic
plates in Smith’s Royal Mummies show that art has been provided by Temple Fay (an
Siptah’s arms were crossed in a rather awkward American neurosurgeon and neurologist). After a
position, which may have also been as a result careful morphological examination, he recog-
of CP, affecting the arm muscles [6]. Kolta and nized a spastic hemiplegia in a sculpture of a
Schwarzmann-Schafhauser [7] stated that “we man’s head (possibly the Athenian comedy writer
cannot be certain whether these defects were Menander) which depicted facial asymmetry.
1 Cerebral Palsy: A Historical Review 3
Fig. 1.2 J. De Ribera (1591–1652). The young child with William John Little (1810–1894), the founder
the clubfoot. Left spastic hemiparesis (Louvre, Paris) of orthopedic surgery in England, was the first
personality to intensely engage cerebral palsy. At
the age of 16, he worked as an apothecary’s
apprentice [27]. Two years later, he commenced
1.4 The Nineteenth Century medical school at the London Hospital. In 1836,
4 years after completing his studies, he under-
The history of CP in the early to middle nine- went successful correction of his own clubfoot,
teenth century began with publications by Johann having convinced the noted Georg Friedrich
Christian Reil [20] and Claude Francois Louis Stromeyer (1804–1876) of Hannover, a
Lallemand [21]. In 1827, Jean-Baptiste pioneer in the technique of subcutaneous tenot-
Cazauvieilh reported cerebral atrophy in individ- omy, to undertake the operation. It was the cure
uals with congenital paralysis and tried to distin- of his deformity that stimulated him to pursue his
guish lesions in the developing brain with those surgical career [28]. Little, then, undertook the
related to trauma [22]. One year later (in 1828), same procedure on 30 patients with clubfoot,
Charles-Michel Billard [23] described pathologi- detailing the results in his doctoral thesis in 1837.
cal changes in the infant brain; however, it was In 1843, Little delivered nine lectures entitled
the works of Jean Cruveilhier [24] and Carl von “Deformities of the Human Frame,” which were
Rokitansky [25] that first reported isolated cases published in the Lancet between the 1843 and
of cerebral atrophy in children. Later, Eduard 1844 [2, 29–31]. He detailed: “a peculiar distor-
Heinrich Henoch in his 1842 dissertation, “Die tion which affects newborn children which has
Atrophia Cerebri,” described cerebral changes never been elsewhere described, the spasmodic
associated with infantile hemiplegia [26]. tetanus-like rigidity and distortion of the limbs of
1 Cerebral Palsy: A Historical Review 5
these palsies associated with birth was strongly New York neurologist and former student of
related to intracranial hemorrhage. Osler was the Freud, characterized Freud’s book as “masterly
first to mention jaundice in infancy as a possible and exhaustive” [62].
etiological factor of CP. However, as noted by By this time, however, Freud’s interests had
Ingram, it is likely that Osler may not have real- already shifted toward psychiatry, and it was with
ized its significance, as he had only quickly men- some effort that he completed his previous work
tioned it: “... had jaundiced when 1 day old after on CP. In a letter to Wilhelm Fliess (1858–1928),
which the paralysis occurred” [55–57]. he complained, “I am fully occupied with chil-
A few years later, Sigmund Freud (1856– dren’s paralysis, in which I am not the least inter-
1939) wrote several volumes entitled “Cerebral ested … the completely uninteresting work on
Palsy.” Freud was the third major personality to children’s paralysis has taken all my time” [63].
have a historical contribution to cerebral palsy in In 1890, Sachs and Peterson admitted to a per-
the nineteenth century. His contribution was sistent confusion between cerebral palsy and
threefold: (1) he developed a classification sys- poliomyelitis [64]. Osler and Freud (as well as
tem that is still in use today and essentially Sachs) debated whether convulsions by them-
unchanged, (2) he documented a poor correlation selves could cause cerebral palsy. Freud in his
between clinical syndromes and neuropathologic 1891 monograph disagreed, believing that
lesions, and (3) he contributed extensively to the although there might be a temporal relation, it did
description of various movement disorder syn- not provide sufficient proof of causation. An
dromes in children. interesting theory on the etiology of diplegia was
Freud described the relationship between presented by Brissaud in 1894 [65, 66]. He
the location of the lesion and the degree of the believed that diplegia was due to prematurity and
contracture; the more superficial the lesion, the a lack of postnatal development of the pyramidal
more likely it is to affect the lower extremities. system. Brissaud, a student of Charcot, believed
Freud was the first to derive a classification that the origins of cerebral palsy were due to spi-
system based on the etiology of cerebral palsy: nal disease (based on Charcot’s work on amyo-
congenital (antepartum), acquired during birth trophic lateral sclerosis and progressive spastic
(intrapartum), and acquired postnatally (postpar- paraplegia). Freud argued against Brissaud’s
tum). In his papers, he used the term “infantile theory that diplegia was due to a form of develop-
Zerebrallaehmung” and proposed the classifica- mental arrest that occurs with prematurity.
tion was based on the clinical types of hemiple-
gia, total cerebral spasticity, paraplegic spasticity,
central chorea, bilateral athetosis, and finally 1.5 The Early Twentieth Century
bilateral spastic hemiplegia [58].
Freud established that all diplegias that origi- At the end of nineteenth century through to the
nated from birth and had been attributed to birth mid-twentieth century, there grew a marked med-
abnormalities actually had their pathological ical disinterest toward cerebral palsy because of a
origin during intrauterine life. James Stansfield lack of clinical classification and neuropathologi-
Collier (1870–1935), a British neurologist who cal correlation. In 1903 and 1906, Batten [67, 68]
also had a deep interest in cerebral diplegia, described ataxia as a type of cerebral palsy, which
referred to Freud’s 1897 [59] monograph as “the was later corroborated by Forster’s work in 1913
most complete and authoritative exposition of [69], “Der Anatomische Astatiche Typus der
the subject.” Collier quotes Freud as follows: Infantilen Zerebrallaehmung.”
“... premature, precipitate and difficult births and Following Osler’s footsteps, Winthrop Phelps,
asphyxia neonatorum are not causal factors in an orthopedic surgeon in Baltimore, became
the production of diplegia, development of the interested in cerebral palsy in the 1930s and
fetus or the organism of the mother [60, 61]” developed a treatment regimen that was princi-
Bernard (Barney) Sachs (1858–1944), the great pally concerned with the peripheral muscular
8 C.P. Panteliadis and P. Vassilyadi
skeletal system. In a historic lecture in 1932 to Philadelphia, and Vaclav Vojta [87], a neurolo-
the New York Academy of Medicine (Orthopedic gist from Prague, became interested in cerebral
Section), he described cerebral birth injuries from palsy in the 1960s. Doman’s and Delacato’s ideas
an orthopedic point of view, rather than a neuro- were an extension of Temple Fay’s work. Vojta’s
logical one, in order to facilitate therapy [70]. In main goals of therapy were to: “correct abnormal
1941, Phelps published an impressive paper enti- postural reflexes, especially in very early life, by
tled “The management of cerebral palsy” [71]. treatment and to induce storage in the brain of
Normal motor development had been normal therapy-influenced reflex pattern which
described in great detail by Schaltenbrand [72], will allow normal patterns of locomotor func-
McGraw [73], Gesell and Amatruda [74], tion to emerge by the use of manual pressure on
Illingworth [75], and others. The abnormal pos- trigger zones, eliciting normal patterns of reflex
tural reactions of the body during CP are attrib- motion.”
uted to the tonic reflexes described by Walshe In 1955, Virginia Apgar [88] generated a scor-
[76] and Magnus [77]. In 1947, Strauss and ing system that forced obstetricians to examine
Lehtinen noticed (for the first time) that behav- the condition of newborns at birth and assess the
ioral and emotional abnormalities are common in need for treatment. The Apgar score was the first
children with cerebral palsy [78]. to standardize the “language of asphyxia”: new-
In the early 1940s, Berta Bobath, a German borns with low scores would have a lesser chance
gymnast, and her husband Karel, a psychiatrist of any brain damage later in life. Later, in 1961,
from Czechoslovakia, suggested that the aim Erich Saling and Damaschke developed the
of therapy was to inhibit the abnormal postural micro-assay for sampling blood gas [89]. This
reflex activity and to facilitate normal automatic allowed the diagnosis of acidosis and hypoxia
movement in a sequence based on normal neu- using small quantities of blood; however, at that
rological development [79, 80]. According to time, there was no established relationship
Perlstein and Shere [81], about 75% of children between hypoxia and acidosis, tissue perfusion,
with CP were found to have speech defects and, shock, and death.
of those, 50–75% wanted/required speech ther- In England, Mac Keith and Polani [90] con-
apy [82]. vened the Little Club of CP and in 1959 published
its definition: “a permanent but not unchanging
disorder of movement and posture, appearing in
1.6 The Mid-twentieth Century the early years of life and due to a non-progressive
disorder of the brain during its development.”
In the 1950s, Temple Fay developed a theory that Banker and Larroche [91] coined the term “peri-
the central nervous system is comprised of evo- ventricular leukomalacia” and, in 1967,
lutionary layers from the upper end of the spinal Christensen and Melchior published the first
cord to the cerebral cortex. Each layer coincides book on CP, which concentrated on clinical and
with a stage of locomotion based on the sequen- neuropathological studies [92].
tial hierarchical classification of species and that Since the beginning of the 1990s, there has
neurological organization is possible if each been a growing use of botulinum toxin A in spas-
sequence is perfected before progressing to the tic movement disorders in children. It has been
next one [83]. At this time, conductive educa- used therapeutically in humans for a variety of
tion had already been developed by Andras Peto conditions since 1980. Historically, the first
(1893–1967), a physician and neuropsychologist. indication of therapy was performed by Scott in
Peto followed in the footsteps of Freud, with the 1981 for strabismus. In 2006, a consensus was
objective to enable children with cerebral palsy developed on the best practice for the treatment
to walk in order to be able to integrate them into of CP using the botulinum toxin [93].
the regular educational system in Hungary [84]. The mid-twentieth century ushered in a better
Carl Delacato and Glenn Doman [85, 86], in understanding of the pathophysiology of fetal
1 Cerebral Palsy: A Historical Review 9
neurological injury with the aid of direct moni- tional limitation, and the assessment obtained in
toring and visualization of the fetus, along with early childhood can predict the level of disability
experimental studies and statistics. However, the later in life. Recently, a revised GMFCS
first development of direct monitoring was in (GMFCS—ER) was developed and subsequently
1821 by Jean Alexandre Le Jumeau and Vicomte validated in 2008 ([96]; see Chap. 22).
de Kergaradec. By using auscultation to hear the In 1998, the group for the Surveillance of
amniotic fluid of a pregnant woman, he was Cerebral Palsy in Europe [97] was established. It
astute enough to auscultate the fetal heart and, started with 14 centers from 8 countries, publish-
more significantly, to envision the practical pos- ing their standardized protocols for registers and
sibilities of auscultation. His observation was the database collection and providing information
following: “from the changes occurring in for service planning and a framework for research
strength and rate of foetal heart beats, wouldn’t it projects in the field of CP. In 2004, Graham, an
be possible to know about the status of health or orthopedist, described the Functional Mobility
sickness of the foetus?” Scale (FMS) [98], a system used to measure
changes in walking ability. In 2006, Eliasson
et al. published a new method, “The Manual
1.7 he Late Twentieth Century
T Ability Classification System (MACS),” which is
to Early Twenty-First Century analogous to GMFCS (see Chaps. 17 and 22).
The advent of new imaging techniques sig-
Crothers and Paine [94] were pioneers that used naled a revolutionary approach in the diagnosis
a multidisciplinary approach for the evaluation of CP (see Chaps. 12–14). The range of possible
and treatment of children with CP. Progress has imaging modalities for evaluating brain pathol-
been made in this respect, especially in the field ogy had evolved since the first computed tomog-
of physiotherapy with such applied methods as raphy (CT) scan to the addition of magnetic
comprehensive physiotherapy, neurodevelop- resonance imaging (MRI), functional MRI
mental therapy (NDT), and constraint-induced (fMRI) , fetal MRI, as well as positron-emission
movement therapy (CIMT). These methods used tomography (PET) and single-photon emission
alone or in combination can be applied depend- computed tomography (SPECT). Technologies
ing on the severity of CP. For example, CIMT is were also used for prenatal diagnoses, including
the most appropriate therapy for the upper sonography, amniocentesis, and fetoscopy.
extremities. The hand-arm bimanual intensive
therapy (HABIT) is also appropriate to use and
highly effective, as well as locomotor training.
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