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The Definition of 

Cerebral Palsy
2
Eve Blair and Christine Cans

Abstract
Cerebral palsy (CP) should not be considered as a diagnosis but as a label;
it is an umbrella term. The definition is not sufficiently precise to guaran-
tee agreement as to which patients to include under this label, but the addi-
tional inclusion criteria required are not yet internationally standardised.

2.1 Definitions Chap. 1) [2, 3]. Between 1950 and 2000, several
authors published rather similar definitions of
Cerebral palsy (CP) is the term applied to a CP [4–8]. The Mutch et al. [7] paper, commis-
group of children with motor impairment and sioned by the UK Spastic Society, was the result
related service requirements. Since this group is of several meetings held in Europe and America.
heterogeneous with respect to clinical signs, aeti- On account of the well-recognised heterogeneity
ology and pathology, it has frequently been sug- seen in CP, it was agreed at these meetings that it
gested that it is more appropriate to refer to the did not refer to a unique disorder but that it was
cerebral palsies, in the plural. nonetheless a useful umbrella term. A European
The word palsy undoubtedly has its roots in consortium of professionals involved in the CP
ancient Greek. It is most likely derived from field were responsible for the SCPE [8] paper
paresis (πάρεση in Greek) denoting weakness in which we read: ‘Cerebral Palsy is a group
[1]. However the term ‘cerebral palsies’ was of permanent, but not unchanging, disorders of
probably not coined until the late 1880s by movement and/or posture and of motor function,
William Osler, a Canadian physician (see also which are due to a non-progressive interference,
lesion, or abnormality of the developing/imma-
ture brain’.
At a 2004 workshop held in Washington, the
E. Blair utility of retaining the term CP was discussed
Telethon Kids Institute, at length since the label does not inform aeti-
University of Western Australia, Perth, WA, Australia
ology, severity or even prognosis, given that
e-mail: Eve.Blair@telethonkids.org.au
should the cerebral pathology progress, it is the
C. Cans (*)
label that is retrospectively removed. However
Universite Joseph Fourier Grenoble,
Grenoble, France it was agreed to retain the term since in an age
e-mail: christine.cans@gmail.com of electronic databases, it is a conveniently

© Springer International Publishing AG 2018 13


C.P. Panteliadis (ed.), Cerebral Palsy, https://doi.org/10.1007/978-3-319-67858-0_2
14 E. Blair and C. Cans

unique, w ­ ell-­recognised and understood search Although these definitions for CP are useful,
term. Following this workshop, Rosenbaum they are not sufficiently precise to guarantee
et al. [9] published the following: ‘Cerebral agreement as to which individuals to include
palsy describes a group of permanent disorders under the label. Observers of CP have therefore
of the development of movement and posture, had to formulate their own sufficiently precise
causing activity limitation, that are attributed to inclusion criteria, which has resulted in there
non-­progressive disturbances that occurred in the being variations between them.
developing fetal or infant brain. The motor disor-
ders of cerebral palsy are often accompanied by
disturbances of sensation, perception, cognition, 2.2 Elements Varying Between
communication, and behavior, by epilepsy, and Sets of Inclusion Criteria
by secondary musculoskeletal problems’. This for CP
definition is followed by an annotation concern-
ing the terms used and was accompanied by sev- Consensus with Freud’s phenomenological
eral commentaries (e.g. [10]). approach that CP is defined exclusively by clini-
The differences between the SCPE [8] and cal description [11] is gaining greater acceptance
Rosenbaum [9] definitions lie primarily in the [8, 12]. However this was not always the case.
choice of words: motor function is replaced by In the past CP was often considered a ‘diagno-
‘activity limitation’ and ‘developing/immature sis of exclusion’. If aetiology was known, then
brain’ by developing fetal or infant brain. The it was argued, the individual could not also be
latter definition also expresses the possibility that ‘diagnosed’ as CP. This led to the exclusion
additional impairments coexist, a fact that was of the most easily recognised aetiologies (e.g.
neither excluded by earlier definitions nor neces- those with a genetic cause or known syndrome
sary for acquiring the CP label. or with chromosomal anomaly), even when the
All definitions have four elements in common: clinical criteria for inclusion were met [13].
(1) disorders of movement or posture leading to With this approach, increasing diagnostic power
motor impairment that (2) develop very early in would decrease the reported prevalence of those
life (3) can be attributed to cerebral abnormality, labelled CP even in the absence of any change
and (4) although the clinical signs change with in prevalence of symptoms. However, for long-
the child’s development, the cerebral abnormality term registers that had continued to exclude
neither resolves nor deteriorates. historically excluded diagnoses, embracing the
These four elements make it clear that CP is a phenomenological approach in its entirety risked
man-made construct defined by clinical descrip- artificially increasing apparent prevalence in their
tion rather than by any objective biological, aeti- estimation of time trends, leading to the publica-
ological or anatomic criteria; other than that the tion of ‘What constitutes CP?’ [14] which tried
primary responsible pathology is sited in the to define which diagnoses were and were not
brain and not in other elements contributing to included. With the recognition that the propor-
motor function such as the spinal cord or mus- tion of CP with such historically excluded diag-
cles. Thus CP should not be considered a diagno- noses was very small and the increasing number
sis but as a useful label to group patients likely to of new registers for whom this was not an issue,
benefit from related management strategies, an the subsequent ‘What constitutes CP?’ paper [12]
umbrella term for many different pathological fully embraced the phenomenological approach.
and aetiological diagnoses, not all of which are There are a number of characteristics to be
yet recognised but middle cerebral arteria infarc- considered when deciding whether to include a
tus, CMV maternofetal infection, periventricular person under the CP umbrella, and algorithms
leukomalacia due to very preterm birth, lissen- have been found useful to increase reliability of
cephaly, cardiovascular accident and kernicterus labelling [8, 12], but controversy remains con-
represent some examples. cerning a few issues.
2  The Definition of Cerebral Palsy 15

2.2.1 T
 ype of Disorder of Movement since in some jurisdictions, the CP label may be
or Posture allocated in order to gain access to medical ser-
vices such as botulinum toxin.
Spasticity, dyskinesia and ataxia are always
included but the rarely encountered isolated
hypotonia is excluded by European but included 2.2.3 H
 ow Early in Life Can
by many Australian and US workers, though fre- the Disorder of Movement or
quently with caveats. In Western Australia iso- Posture Be Reliably
lated hypotonia is only included if not attributable Recognised?
to cognitive deficits and contributes only 1% of
congenital CP [15]. The earlier that CP can be recognised, the better
in terms of providing optimal care for the child,
informing parents and maximising the informa-
2.2.2 S
 everity of Disorder tion that can be retrieved for epidemiological
of Movement or Posture purposes. Signs of disordered motor control may
be present very soon after birth, and satisfactory
In the past, the severity of CP has been considered prediction of CP from abnormal general move-
to be that of the primary motor impairment (e.g. ments has been demonstrated by 20 weeks post-­
the degree of spasticity or dystonia) but is now term age by trained observers in high-risk infants
usually assessed from motor functional ability. Of either born very preterm or with neonatal neuro-
24 CP surveillance programmes surveyed, only 9 logical signs (e.g. [18–20]). These high-risk
included a criterion purporting to address mini- infants contribute almost half of congenital CP,
mum severity in their definitions of CP [16]. Four and the increasing availability of trained observ-
programmes required activity limitation clarified ers allows the ‘at high risk of CP’ label to be
as ‘difficulties an individual may have in execut- assigned before, even well before, 5 months post-­
ing activities’ [9] with only one stipulating that the term age. However, the motor disorders that
limitation must be due to motor impairment. Since define CP neither resolve nor deteriorate and are
the activities are not defined and everyone has dif- generally considered to refer to voluntary move-
ficulty, for want of strength, flexibility or prac- ment and posture. Since verification of these
tice, in executing some activities that others may characteristics must await development, 10 of 24
accomplish with ease, it remains a subjective cri- surveillance programmes include only children
terion for severity, the necessity of motor impair- who survive to a specified minimum age which
ment making it somewhat more objective. Five varies between 1 and 16 years [16]. However
further programmes require a minimum Gross excluding early deaths risks excluding the most
Motor Function Classification System (GMFCS) severe end of the CP disability spectrum, chil-
level of I [17] despite it reflecting only lower dren who would uncontroversially have exhib-
limb function. GMFCS level I children can run ited severe CP had survived. If severity of
and jump in late childhood but with suboptimal impairment correlates with severity of the causal
speed, balance and coordination, the same activ- factors, this would exclude those in whom causal
ity limitations observed in the clumsy child, yet factors may be most easily recognised and is the
it is generally agreed that ‘merely’ clumsy chil- reason that a narrow majority of surveillance pro-
dren are excluded. One further population based grammes do not define a minimum age of sur-
register specifies that abnormal neurological signs vival but accept any definite description of CP by
are required but that functional impairment is not ‘a suitably qualified person’. It is not clear if or
required to be described as minimal CP. when observers trained in recognising abnormal
Defining the boundary of the milder end of the general movements will be considered ‘suitably
CP spectrum remains problematical, particularly qualified persons’.
16 E. Blair and C. Cans

2.2.4 P
 rogression or Resolution relevant cerebral pathology believed to be
of the Cerebral Abnormality acquired before 28 days of life is usually, though
not always particularly in developing countries,
All definitions make it clear that to meet criteria grouped together. Even in developed countries,
for the CP label, the cerebral pathology neither there are exceptions such as term or near-term
resolves nor progresses. Should this occur in a infants who suffer traumatic accidents days or
child labelled as CP, the CP label is removed as weeks after being discharged from the birthing
the defining criteria are no longer met. So, location as neurologically intact. Such an infant
although the initial categorisation as CP is based may be included with infants meeting the criteria
on neurological examination, the continued for CP after acquiring brain damage postneona-
appropriateness of that label is not assured. With tally. These have been reported to contribute
increased diagnostic capabilities, aetiological between 4.6% and up to 60% of all CP in devel-
diagnoses for children with the CP label are now oping countries, the proportion correlating with
identified more frequently, and it may be possible social disadvantage [22]. The upper age limit of
to exclude a child from the CP category on the acquisition of cerebral damage, after which any
grounds of having an aetiological diagnosis that resulting impairment is not included as CP, varies
is known to be progressive, even before that pro- between 2 and 10 years, with 2 and 5 years being
gression becomes apparent, for example, with the most popular choices [16]. However since
genetically diagnosed Rett syndrome [21]. Such most postneonatally acquired CP is acquired by
diagnoses apply only to the minority, so to 2 years of age [15], variations in upper age limit
increase the objectivity of this criterion, most have little effect on estimations of prevalence.
registers define a cut-off age (typically the age of Despite extensive research, the causal path-
ascertainment) by which resolution or progres- ways to CP are not well understood, at least in
sion must be identified if a potential registrant is part because there are so many such causal paths,
to be excluded. each responsible for only a small proportion of
An associated conundrum is the differentia- all CPs. However the majority of the more than
tion between degeneration and repeated insults. 800 CP-related research papers published annu-
Some vascular or metabolic defects create a vul- ally are devoted to the management of CP. This
nerability to brain damage which may occur once plethora of literature, sometimes with conflicting
or repeatedly depending on environmental cir- conclusions, complicates the work of the physi-
cumstances, including treatment. Smithers-­ cian and is the reason for this book. The spectrum
Sheedy et al. propose that such conditions be of CP management has many factors that demand
included since they are not inherently progressive new and up-to-date knowledge by a group of
despite the possibility that they may appear pro- experienced doctors, nurses, physiotherapists and
gressive and, in the absence of the diagnosis others that work with individuals with CP in
being recognised, may well have been excluded order to achieve the best possible outcomes.
[12].

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2  The Definition of Cerebral Palsy 17

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