6 Rook Endings
You should study rook endings extremely care-
fully as they occur very frequently in practice,
The rook is a powerful long-range piece and
should generally be used actively. The rook is
not adept in passive defence and the blockade
of enemy passed pawns. For this reason, the
game may still be unclear even when one side
has to sacrifice his rook, which leads us to the
first of the three topics of this chapter, which
are:
6.1: Rook vs Pawns 161
62: Rook vs Rook 177
6.3: Double-Rook Endings 249
6.1 Rook vs Pawns
The statistics show that this type of ending oc-
curs less often than the similar cases with a mi-
nor piece, but due to its special importance in
rook endings with passed pawns, a careful study
of the themes and motifs is called for.
Our topics are:
A: — Rook vs One Pawn 161
B: Rook vs Two Pawns 164
C: Rook vs Three Pawns 169
D: Rook and Pawns vs Pawns 172
A) Rook vs One Pawn
The rook’s winning chances depend very much
on how close the attacking king is. Sometimes
it is winning even when it is very far away (see
following diagram):
1 Bgst
“The rook cuts off Black's king, which is now
unable to support the pawn, Black now has a
choice between losing his pawn or allowing the
white king to approach, with fatal consequences
in either case.
1.03
1...skc6 2 &g7 +-. By cutting off the black
king, White has bought himself unlimited time
to bring his king into battle.
28
g3
2 &g7 c2 3 Mgl! dd5 4 Hcl! +~ also wins.
mae aa
= Y y g
ae ee
ae
LU 5. vo
a. a a
Coo
6.01 +l=
cutting off
2.1023 Be3 +—-
“Cutting off" is a very important fighting
method in various rook endings. The last
chance for the cutting-off idea is on the rook’s
Sth rank; if the pawn is further advanced it
doesn’t work. If we move all the pieces a rank
down the board, then you will see that Black
could simply advance his pawn without losing it.
Note that the initial position is also won with
the pawn still on ¢5:
_ JES
YO
aun
—
ane
8.82
se
a
‘Then 1 Hg5! (1 &g7? allows the bodycheck
1...dee5!! =) is again the only winning move, as162
it will take Black too much time to bring his
king up via the b-file: 1...d06 2 &g7 &b5 3
Bf6 tebd 4 eS +.
An important resource in this type of ending
is underpromotion to a knight:
@
Y
: Y ~ a y
underpromotion
1:Bh2+ Bdl! 2 d3 cl D+!
2...c1W2? 3 Bhi#!
3&e3
3 c3 De2+! =.
3...b3! 4 Eb2 Dcl! =
Note that the underpromotion motif doesn’t
work with a rook’s pawn, because the knight is
immediately lost.
The next example shows an interesting fight
against the knight's pawn:
my
3
A.Vaulin — V.Gashimov
Swidnica 1999
FUNDAMENTAL CHESS ENDINGS
White has to act very carefully:
1 e6 $h2 2 Bh6+?!
2dbf5 g3 3 deed g2 4 Bho+! degl 5 dg3 Sl
6 Ef6+! gl 7 Ef8 (7 22? blows it as 7...@h1
8 Bxg2! is stalemate) 7...h1 8 Bh8+! &gl 9
Bh2! +.
2.uSeg? 3 £5?
‘You should always have the courage to take a
bad move back: 3 Ef6!! g3 4 dee5! (4 $25? Sf3!
5 egS+ te? =) 4...2h2 5 fa! + (5 Bn6+?
gl! 6 fd &f2! =).
3. E3!
Blocking White’s king.
4 HaG g3! 5 Ba3+ Sf2! 6 gd g2! 7 Ba2+
egl!?
The best way to draw, although a defence us-
ing underpromotion is also sufficient: 7...2f1 8
$E3 giZ+! 9 he3 Dh3! 10 Bh2 Dgl! =.
8 Ha6
8 dg3 HhI! 9 Bxg? is stalemate.
8...8f2 9 Ha2+ dgi 10 eh3 Phi! 11 Kal+
glW 12 Bxglt! "2-4
6.034 K.Lerner — Y.Dorfman, Tashkent
1980 (wea8, Hh2; b#g7, Ags) features the
same theme. Lerner found the amazing 1 £2!
— hindering Black's king from making a body-
check is the only way to win! 1,..82h6 2 &2b7 94
3 hc6 Hyg5 4 Sd5 g3 5 KES Syd 6 Led! 1-0.
The following example is very important for
the understanding of many rook vs pawn(s)
endings:
“an
A, Wa Je
a mm
shouldering away
White’s rook is excellently placed on the first
rank, controlling the pawn’s queening squareROOK ENDINGS
from a distance. If Black plays ...f3-f2 and
..g3-g2, White’s king will arrive at e2 just in
time, winning the game. Black can do much
better by shouldering away White's king, even
though this involves blocking his own pawn:
1...883!!
We also refer to this motif as a bodycheck.
1...£32 2 @e5! £2 3 ddd Lf3 4 a3! bg? 5
he2! +.
2 dS we3!!
Not: 2...<€e2? 3 &d4! +-; 2...he4? 3 dog
Be3 4 bc3! He2 (4...£3 5 Kel+! Hf2 6 Hd2
++) 5 Bd4 £3 6 Ba2+! Wel 7 be3 +.
3 Ba34!?
‘The rook doesn't feel at home on the third
rank, but it is worth a try, After 3 dd5 £3! 4
Ba3+ we2! 5 Wed £2! 6 Bad+ wel! 7 de3, the
underpromotion 7...f12+! = saves Black (see
6.02).
3...dred!
Not 3...8e2??, when White wins by 4 d4!
£3 5 Ba2++-.
4 chc4 £3! 5 Ba8 f2=
The next classic shows the battle of the kings
from another angle:
Ue
6.05 +f
R.Réti
Miinchener Neueste Nachrichten, 1928
1 2d2(1!)
1 Bd3(!!) also wins, However, the natural
continuation | Ed1? d4! leaves White in zug-
zwang: 2 Sd7 (after 2 Bd2 ded 3 Bd6 d3 4
Gc5 He3! = the attack on the rook secures the
draw) 2...ded5! (2.84? 3 €d6 d3 4 Sc5!
he3 5 hed! +~) 3 c7 (3 Bhi d3! =) 3.5!
4b7 shod =.
163
1d
1...8e4 2 d6 d4 3 &c5 is hopeless for
Black.
2 Bait
The real point: Black finds himself to move
ina decisive zugzwang,
2.bd5 3 Bd!
Not 3 &f6? ded! =
After the text-move, Black is forced to chose
one side; in reply White will choose the other
side, so as to avoid a bodycheck.
3...cke4 4 ed6 d3 5 Le5! he3 6 Led! d27
Se3 +-
Now we show one important attacking tech-
nique to avoid the bodycheck:
“ H.Hamdouchi - V.Topalov
Cap d'Agde 1994
1...cedd?
A grave error. Black has to win a tempo by
forcing White’s king back to g5 first: 1...2g2+!
2 BFS Bh2!3 hg5 Sd4 4hs hes 5 Heb wes 6
h6 Bg2+ 7 &h7 SF7 8 Hh8 Ba2 9 h7 Hao 10
Bhs Bxnoe.
2h5! SeS 3 h6! web 4 eg7!
479? By2+! 5 dh6 Sf7! 6 h8@+ Sf6! 7
h7 Bgl +,
4S
The alternative 4...€e7 also leads to a draw
after 5 h7! Hg2+ 6 dh8! =.
5 $18! Bi2+ 6 deg] Bg2+ Ye-th
We end our discussion of the case where the
rook has the advantage with an example by the
famous Russian trainer Mark Dvoretsky where
very deep thought is required:164
‘ae
Wa
M.Dvoretsky
Technique for the Tournament Player, 1995
1...see5!!
Black has to think in terms of ‘shouldering
away’ right from the start. Instead:
a) 1...a5?? 2 Bh5! +— wins by cutting off
Black's king; this is analogous to 6.01.
b) 1...&2b5? 2 @F7! a5 3 eb! od (3.04 4
@d5! +-) 4 Ba8 (this is the correct moment to
improve the rook’s position; Black has to pro-
tect the pawn, but can’t get nearer to the queen-
ing square) 4...2b4 5 dd5 a4 6 ded4 Sb3 7
$03 a3 8 Mb8+ +.
287
2 Bhs+ hb4! 3 GE7 a5! 4 heb ad! 5 dS
and now:
a) 5...€2b3? 6 eS a3 7 Bh3+! wb2 8 kbd!
(8 &c4? a2! 9 Bh2+ wa3!! =) 8...a2 9 Bh2+!
bl 10 $b3! a+ (10..a1W 11 Zhi#!) 11
Bc3 +-.
b) 5...a3! 6 edd a2 7 Bhl! db3! 8 ded3
seb2! 9 Bh2+ dbl 10 Bxa2 = (not 10 $32?
alW+! 11 &b3 Wa8! —+; that trick works only
with a queen!).
2...a51 3 Se6 ad! 4 SeS a3 5 Za8 Sh! 6
Sd4 Sb3! 7 Ld3 Sb2!
Remember that with the rook’s pawn, 7...a2??
doesn’t work due to 8 Bb&+! #a3 9 dc2! +-.
8 Xb8+ Sel! =
Not8...€al?9 c3 a2 10 Bh8 eb 11 Bhi#.
The last example sees the pawn winning.
You can find it in nearly every endgame book
(see following diagram).
Surprisingly, Black’s rook can’t stop the
pawn, However, he has one resource left, which
has made the position very famous:
FUNDAMENTAL CHESS ENDINGS
6.08 +=
FSaavedra (correcting J.Barbier)
Glasgow Weekly Citizen, 1895
1 c7! Bd6+ 2 wh5! d5+ 3 bs! Bdd+ 4
@ ea a
a 0
a
Y
.
ey
oe
King or rook — that is the question!
J
x08 in oe 7
lad GW gw j 'y y
ET Un |
3 & oe
Oa 7
It’s clearly time to take the d-pawn, but
which piece should make the capture?
A, . g
Va, a,
nee
x
1 a
nt. a
| a ee
ate etn
E6.10
per
Can you spot the mistakes in the following
play? 1...d2d6 2 bd de6 3 ddd dd6 4 a6 Zal
O-1.ROOK ENDINGS
al
pee
Play proceeded 1..2ixg2 2 ¢7 He2 3 dd7
cehd 4 a5 Exh3 5 a6 g5 6 BW Hxc8 7 dx
and the resulting queen ending was drawn. Can
you find the errors?
4
Can you solve this 16th-century classic?
6.2 Rook vs Rook
This subchapter on endings with rook + pawn(s)
vs rook (+ pawns) is by far the largest of the
whole book, since rook endings occur very fre-
quently in practice. One possible explanation
for this is that it usually takes a long time for the
rooks to enter the game, since they start in the
comers, and can only really become active once
there are some open files. Therefore it is very
likely that two of them will remain until the end-
game. You should study this section carefully
and you should know the basic positions, espe-
cially the Philidor and Lucena positions, by
heart.
We divide the material as follows:
‘A: Rook and Pawn(s) vs Rook 177
177
B: Pawns on One Wing
(no Passed Pawns) 205
C: Pawn Races 216
D: — One Side has a Passed Pawn 223
E: Pawns on Both Wings 233
F: Principles of Rook Endings 245
A) Rook and Pawn(s) vs Rook
We consider the following cases:
Al: Rook and Pawn vs Rook 177
A2:; Rook and Two Pawns vsRook ‘192
A1) Rook and Pawn vs Rook
Our topics are now:
Ala: Basics: Philidor and
Lucena Position 177
Alb: The Defending King is Cut Off
Along a File 182
Alc: The Defending King is Cut Off
Along a Rank 184
Ald: Rook's Pawn 187
Ala) Basics: Philidor and Lucena
Position
We begin with the most important position in
the whole book, because the motif can be ap-
plied to the other pawns on the fifth or fourth
rank as well:
[=
: yf”
wre Vey . a.
em mse
|
Philidor position, 1777
\\
Yj
\
6.33 +=
1...8b6())
In fact any rook move on the b-file (except
for 1...2b5? and 1...2b7??) draws, but 1...b6178
is clearly best, as the drawing method is com-
pletely clear-cut. For 1...28b1?! see 6.37.
26
There is no other try. A rook exchange results
in a drawn pawn ending and other ideas are an-
swered by ...82f7 or waiting moves by the rook
on the third rank.
2uuwElb1())
Once the pawn has advanced, White lacks a
shield against checks from behind, and Black
immediately exploits this. As a rule: if you want
to give annoying checks, keep as much distance
from the opponent’s king as possible!
3 chg6 Hgl+! 4 Sts Hfl+ 5 be6 Kel+! =
With White to move, Black is lost:
1hg6!
Not: 1 &f6? Eb6+!
L.Xe8
Itis also too late for activity: bi 2 Ha8+!
eT 3 16+! deb 4 Re8+ Sd7 5 £7 +.
2 £6 seg8!? (D)
£6? Sbl =.
3 Bg7+
In order to play 2h7 with tempo! 3 Bh7?!
406 forces White to return.
3.888
3...82h8 4 Bh7+! deg 5 £741 +-.
4 Bh7! bg8 5 £74! +—
It is important to know that a back-rank de-
fence is only possible with a knight's or a rook’s
pawn (see following diagram):
17+ @hs!
1...8f82? 2 Sh7! bl 3 Ar7+ Se8 4 Ses
++ reaches a Lucena-type position (see dia
gram 6.35),
FUNDAMENTAL CHESS ENDINGS
w
Wh
2 Eh7+ kgs =
In order to win, White would now need there
to be an i-file,
If the attacker manages to cut the defending
king off, the following basic winning moti
which has been known for a very long time,
plays a crucial role:
‘Lucena Position’
11+
Bringing the rook to g8 (via hi and h8) is the
alternative win, but for obvious reasons this
method is not possible with a knight’s pawn and
is therefore of less general importance: | Zhl
&g3 2 Kh Kgl 3 Kes Sil 4 deg? Ryl+ 5 Bho
Bhl+6 Gg5 Bgl+7 Gh4 Bhl+ 8 Hg3 Bgl+9
ef +
L..ee7
Or: 1...e6 2 de +~; 1...,2c6 2 He7 (or 2
Bd4 cS 3 Rd7 Hc6 4 Se8 Ef2 5 Be7 +-)ROOK ENDINGS
2..e2+ 3 td8 B24 Hd7 Bl 5 wes HE2 6
He7 +-.
2Bd4
This manoeuvre is known as ‘building a
bridge’, and it provides a successful exit for the
white king. 2 e7?! Be2+ 3 &f6 Hf2+ 4 Sg6
Hg2+ 5 eh5 Hf2 gets White nowhere.
2..Hgl 3 ke7 Kel+ 4 Sf6 Efl+ 5 eo
Hel+
5...Bf2 6 Hd5 Hfl 7 BS +.
6 sets Bit 7 Bid +—
‘The point of 2 Hd4!
In the Chess Cafe Holiday Quiz 2000 by
Russell and Kingston the second question was
“True or False: The Lucena position is so named
because it first appeared in Lucena’s 1497 work
on chess. Answer: False. The 1497 book by
Lucena does not include the position that bears
his name. The position first appears in Salvio's
Hl puttino (1634).”
It is also worth knowing how to reach a
Lucena-type position:
Reaching Lucena
1 £81?
‘The only way to make progress: | g6??
Ge7! =; 1 Ba5 (threatening £7) |...e8 2&7
Bgl+ and White has to return.
1.262
1... Bhi 2 &g7 Bgl+ 3 Sf7 Bhi 4 £6 Bh7+5
$6 Bhi 6 La8 Bgl+ 7 B17! +.
2 Sg7 Kg2+
2...8e7 3 (6+ Heb 4 He8+! Gd7 (4.085 5
{7 Bg2+ 6 {8 6 7 Bas Rb2 8 Ba6+ +-) 5
fT+-.
179
3.bf7 Hi 4 £6 Eft 5 Ba8 B2 6 dg? Be2+
7 &f8 £2 8 £7 Eg? 9 Had Kgl 10 Zad+ +—
Note that 6.36 shifted to the left is only a
draw:
BW
WY
yy
Wy,
ley
1 Be8!? Bhi! 2 Sf7
2 He7+ ded8! 3 Bf7 de8 =.
2..h7+ 3 &g6 Ld7 4 exh7 dxe8! 5&6
eT! = (2.06)
If the defending king manages to get to the
short side of the pawn, the position is drawn
since a Lucena-type position is out of reach:
wit
Li e Wa J
M.Karstedt a
1..2f1
1. Zgl+?! is less accurate as White can pen-
trate further with 2 &f6 €g8! 3 Ha8+ wh7 4
$f7, although this still isn’t sufficient to win.
2&6180
2 Ha8+ de7 and the f-pawn is stopped.
2...deg8!
Always move the king to the short side, so
that the took has more checking space on the
long side. 2...&@e8? loses: 3 Ha8+ dd7 4 Bs
+- (6.36).
3 Ha8+&h7 (D)
ee yO
i,
ae & aM
GO
ae
wa
oe
z.* a een
oe
“a
The short-side defence
sa
i
a
_
—
«
z
WS
..
ean
—
a
6.374
4af8
4 be6 bg7 =.
4..al(!) 5 Be8 Mf 6 Hes sg8 =
If the defender misses (or can’t reach) the
Philidor position (6.33) or the short side-defence
(6.37A), his last hope is the following set-up:
. Demet ‘
Bee
ou ee
tena e
7
ee a
8 othe back-rank defence
1.8!
1...2h82? 2 Bbl +.
2 $d6 Bas! =
FUNDAMENTAL CHESS ENDINGS
Preparing side-checks is essential, as we can
see from considering the alternatives:
a) After 2...g8? the plan of regrouping the
rook with 3 Rb4 decides: 3...Ha8 4 Bf4+! dg7
5 Bad! Bxad 6 es! +.
b) 2...2h8? allows even 3 e8W++ dxe8 4
Host! +.
c) 2...9f67 3 Bb3 Ha8 (3...Hxe7 4 B34!
++) 4 BP3+ hg 5 Ba3! +.
Another drawing resource is the following,
which again demonstrates the importance of
the checking distance:
m
a
a
6.39
+s
The black rook’s checking distance is large
enough:
JnttaB+!
1...d1? 2 Bg2+ +-.
2 d7 Ba7+! 3 bd6 Ba6+!
3...21a8? 4 Ba?! +
4 d5 BaS+! 5 dc6 BaG+! 6 2b7 Heb! =
The next position could also serve as an ex-
ample of Tarrasch’s aphorism “Alll rook endings
are drawn” (see following diagram):
1246
1 Bb7 and now:
a) 1...dg8? 2 fo Bf8+ 3 Bf7 Bas 4 Be7+
&h8 5 Bgd +~ is a Lucena-type position.
b) 1..Hal 2 £d7 Ba8! 3 e7 SE7! = (6.38).
c) 1...dg6 2 Hd6 SF6 3 7 (3 Hf7+ Seo! 4
Bel Ba6+ =) 3...6f7! 4 dd7 Re8! =, and Black
sets up a back-rank defence (6.38).
1...ceg6!!
Not: 1.,.Ha7+? 2 Se8! Ha8+ 3 Hd8! Ba6 4
€7 Ha7 5 Bc8 bf6 6 He6+! dg7 7 d8 Ba8+ 8
Bc8! +-; 1...Hal? 2 Pe8! +— is similar,ROOK ENDINGS
a
gO aa
e
"a
aw
ae
S.Tarrasch, 1906
|
Yi
a
a 2
i
aa
sl=
. 2 Ec6 tig?! 3 He7 dg6 4 Hb7 dg7 5 a7
26 =
Not 5...2b8? 6 Bd8 (6 Ha7 &g6 7 Hal Xb7+
8 ded6 Bb6+ 9 d7! Bb7+ 10 ko6 Hb8 11
c7 Hb2 12 Hel Bc2+ 13 hd7 Bd2+ 14 Se8
Ba? 157 +-)6...0b7+ 7 dd6 Bb6+ (7...€f6 8
B8+! dg7 9 e7 +) 8 ked7 Bb7+ 9 ec6 Be7
10 &d6! +.
Surprisingly, 5...Bal 6 &e8+ Sf6! 7 e7 Geb!
is also possible: 8 Lf8 (8 #d8 Ba8+! 9 c7
He8 =) 8..Rf1+! =,
‘We end this section with a complicated prac-
tical example
oe
Z"
Saunee
eS AL
R.Cifuentes - L.van Wely
Dutch Ch (Rotterdam) 1999
1 bg3?
L En e3 (1.03 2 Ha3+! Ge2 3 Ba2+ Sl
4:&13 2 5 Hb2 Hal 6 Hxe2! =) 2 Ba3+ (2 ad
181
ob f2 3 cbf 3 4 Ba3 =) 2...f2 3 fd e3 4 Bb3
2 5 Bf3+! dg? 6 Mp3+! (6 de? Mel! +)
6...8h2 7 2f3! Hal (7..Hfl+ 8 Sxe2! =) 8
Hg2+! dh3 9 xe2! =
1,..03! 2 &g2
2 Ba7 Melt! 3 Gf3 Mfl+! 4 dg? e2! -+.
2..fal 3 Hd7+ de2! 4 Bb7 ddl 5 Md7+
sel 6 Bh7 Ha2+ 7 del Bas 8 dg? e2 9 Hf3
Ba3+ 0-1
Exercises
(Solutions on pages 378-9)
—“ Bene
/ aa ee
a
“ne 2
How would you defend Black's position?
E6.14
pe
aa
a
Is there anything better than passive de-
fence?
Maw182
6.15
pe
£6.16
Can Black draw?
Alb) The Defending King is Cut
Off Along a File
If the defending king can’t get in front of the
pawn, and the attacker can’t directly reach a
Lucena Position, matters become much more
complicated. In this section we consider the
case where the king is cut off along a file, while
the next section deals with positions where it is,
cut off along a rank, Note that these two sec-
tions only cover centre, bishop's and knight's
pawns; in these three cases there are plenty of
thematic similarities in the play, though some
important differences too. Totally different prin-
ciples apply to rook’s pawns, which are there-
fore discussed separately, in section Ald.
‘Two points are worth noting to start with:
1) The rook defends best from in front, so that
the attacking king can’t use its pawn as a shield.
FUNDAMENTAL CHESS ENDINGS
2) As checking distance is crucial, it is of
great importance whether the pawn can cross
the middle of the board.
We start with a bishop's pawn:
If it is White’s move, he can use the a-file
and the possibility of 2d4 to win: 1 @b4! Xb8+
2 aS He8 3 &ebS Hb8+ 4 a6 Be8 5 Bd4
heb 6 Lh7 He5 (6...ke5 7 Bd5+ +) 7 SHO!
He8 8 eS ++. The pawn has crossed the middle
of the board and Black’s rook can’t hinder White
from reaching a Lucena position,
If Black is to move, he can even exchange
rooks to reach the draw: 1...2d8 (1...8e6 =) 2
Exd8 dxd8! 3 dd Lec8! =.
With Black’s king perfectly placed, White
can’t win as the checking distance of Black's
rook is large enough:ROOK ENDINGS
1gb4
1 c5 Be7 2 &c4 Bas! =.
1...2b8+! 2 a5 Be8!
Not 2...28a8+? 3 &b6! Bb8+ 4 Sc7! and
White manages to advance his pawn to c5.
3 debS Eb8+! 4 drab He8! 5 Rd4 Ges! 6
a5+
6 &b7 dexdd 7 dexe8! Sxcd
6.8206! 7 SebS Bb8+! 8 Sic HeB+! 9 edd
Ent
Or 9...kkc7 10 Sd8 eT! 11 Bh8 Bc6!! =.
If the defending king is cut off by two files,
White wins regardless of whether the defend-
ing king is on f6 or £7:
1 &b4 Ab8+ 2 das Bc8
2... Ha8+ loses more quickly: 3 6 Bb8+ 4
he7.
3&5 Bb8+ 4 tab Ke8 5 Kel
5 Bed f5 6 Bhd! de6 7 &b7 Bc5 8 Lb6!
+.
5...8e7 6 &b7 eS 7 &b6! Bh5
7...%c8 8 5 +-.
8c5 S89 Bdl+ Sc8 10 gl Bh8 11 c6 +
(6.33A)
With a knight's pawn itis different as the at-
tacking king doesn’t have enough space to pen-
etrate (see following diagram).
Even if the king is cut off by two files, it is
still drawn with a pawn on the fourth rank and
Black’s king on c6:
182 des!
Not: {...2a8?2b5!+—; 1...&b7? 2 ded He7+
3 &b5 Hb7+ 4 we5 He7+ 5 kb6 +-; 1...Be7?
2 Rad! deo 3 hed! (3 ead? Se5!
183
6.45
4 &b5! Bb8+ 5 deb Hc8+ 6 deb7 es 7 Bd7
Bed 8 bS! +~
2Ea7
2 Hd3 eo! =.
2,86! 3 Bd eS! 4 ed BeB+! 5 bs
Bb8+! 6 SeS He8+! 7 bo Sh8+! 8 kas Kase!
9 SbS Bb8+! 10 Wad Sa8+! 11 2b3 Eds! =
If the defending king is cut off by three files,
White wins even with the pawn on b3:
With White to move it is relatively easy: 1
e3 Ec8+ 2 ddd Bd8+ 3 kc Ec8+ 4 d6
Rad8+ 5 he6 Abs (5...Hc8+ 6 Sb7 Hes 7 Sb6
He8 8 b4 Rb8+ 9 dc5 Hc8+ 10 Gd6 bs 11
Sibi +—) 6 Ebi! Eb4 7 Se5 Zb8 8 b4 wes 9
Be6 +
With Black to move, matters are much more
complicated:
1...02f6 2 He2!?184
Putting Black in zugzwang.
2uutbT
Or:
a) 2...8f7 3 Bed wf6 4 dec3 Rc8+ 5 dead
Hb8 6 dod Wf5 7 Hel Bc8+ 8 ked5 Bd8+ 9
06 Hb8 10 Hb1! +-.
b) 2...ef5 3 dc3 + wins in similar fashion
to the White-to-play case.
3 he3 Be7+ 4 hdd Bb7 5 He3 Bb8 6 Ses
He8+ 7 ted6 Hb8 8 Bf3+ dg6 9 de5 Be8+ 10
Sd4 Bb8 11 Sc3 Ac8+ 12 Lb2 Abs 13 Afi
cbgS 14 dec3 Ee8+ 15 a4 Bb8 16 wed Be8+
17 @d5 Bb8 18 Xbi +
The situation with a central pawn is similar
toa bishop’s pawn. The following position dem-
onstrates how to overcome a defence based on
checking from the long side (here the queen-
side), which isn’t possible with a bishop’s pawn:
WY
6.46 7
A.Chéron, 1926
With the king cut off on the b-file, White can
use mating motifs:
1 Bg2!?
First White transfers the move to Black as
the black pieces occupy ideal squares and have
no good move. A plan analogous to the one we
saw in 6.42 doesn’t work here: | d4 Ed8+ 2
dec5 Re8 3 ddd RdB8+ 4 dec6 Hes 5 Bel? (5
bd5! +-) 5.296 6 kd7 Ba8 7 eS Ba7+ =.
1..dehd 2 Bg7 dhs 3 Bgl
Now Black is in zugzwang.
3.88
3...@h4 4 e5 BxeS+ 5 Gf4! +-.
4e5 Had 5 e6 who
5...Ba6 6 &f4 Exe6 7 df5!+-.
6e7 Za8 7 fd Ze8 8 dS Bxe7 9 eho! +—
FUNDAMENTAL CHESS ENDINGS
Alc) The Defending King is Cut
Off Along a Rank
The winning chances are even higher if the king
is cut off along a rank as the rook can help the
advance of the pawn and shield the king better.
With the defending king cut off along the
fifth rank, the b-pawn is winning:
B yy |
Uy
WY
Yj
6 Yh
647 4/-
S.Tarrasch
Deutsche Schachzeitung, 1908
L..Be8
1...Ba8 2 b5 Hal 3 eb4 Hbl+ 4 sha5! Bal+
5 6! +-.
2b5
2. Bg5 Bc7 3 dad +-.
(c5 3 Bh4+! cds 4 bd Be8.
4...22d6! 5 Hh6+ +-.
5 Bho Zcl 6 aS Ral+ 7 deb6! Zb1 8 a6
Hal+ 9 &b7 Bgl 10 b6 deS 11 La +
With the king cut off on the sixth rank it is
different. White only wins if he moves first (see
following diagram):
1 ad
Or 1 Ba +-.
1...Ra8+
1...dee4 and then:
a) 2 Hh4+? dc3! 3 Bh3+ (with a bishop's
pawn, c5 would win easily now, but here 3 b5??
‘Ha8#! is unfortunate!) 3...d8c4! =.
b) 2 He6+ dd5 3 bS +-.
2.debS! Bb8+ 3 was Ha8+ 4 Ba6 Sb8 5 bS
+
If Black is to move, he can, surprisingly, save
himself: 1...2a8!1 (eliminating both winningROOK ENDINGS
Ae
W
N S
6.48
J.Nunn
Secrets of Rook Endings, 1992
moves!) 2 Bg6 Hal 3 b5 eS! 4 b6 Zb1+ =
picking up the pawn.
Even top players have difficulties in these
endings:
i
|
y
[
6.49
M.Taimanov - B.Larsen
Palma de Mallorca IZ 1970
1..g8+! 2 GhS Bh8+! 3 Ses Ags! 4
#h4 we5?
We already know from the previous example
that this continuation is mistaken. Instead there
were two ways for Black to draw: 4...2h8+ 5
#3 eS 6 Bao Hhl = (6.48) and 4..def4 5
Bad+ bf3! =.
5 Ha6! did 6 Ef6+ hes 7 g5 1-0
We now consider the situation with a centre
pawn.
185
ja
Y
6.50
==
Itis clear that if Black is to move, he draws
with 1,..2¢8.
But with a centre pawn White can’t win even
with the move:
1 ed Be8+! 2 Sd5
2 bb5 ded =.
2a!
Here is the difference: Black’s rook has suf-
ficient space for annoying checks.
3 de5 HaS+! 4 Sed
4 &c6?? Ba6+! +
4..Bad+! =
We finish this section with two practical ex-
amples:
Wh Bag
i
: Ve
6.51 a
P.Laveryd - U.Andersson
Katrineholm 1999
1Xb1?
You get only one chance! 1 de5? also loses,
to 1...c6! 2 Hal (2 XbI Hed! 3 ded5 Bad! —+)186
2...Bc4! 3 ded5 bS! —+, but White can save the
game with 1 #e4! bS 2 Ebl Hb6 3 de3! Vc5
(3..8d5 4 ded! =) 4 Eel+! =.
1..2d4!!
It is with good reason that Andersson is fa-
mous for his precise endgame play!
2dkeS Had 3 ded5 Lab! 4 deeb Bets! 5 hd5
bS 6 Zal+ &b6 7 Za? Hh4 8 Ha8 b4 9 Eb8+
a5 10 Sc5 wad! 11 Bg8 a3 12 Ba8+ b2
13 Had dc3 0-1
a
w i" yy
ae 2
6.52
A.Mikhalchishin - D.Losev
Moscow 1974
1Sc2
Surprisingly, 1 &b2 (as played in the game)
also wins: 1...f4 (1...Eb4+ 2 b3! Bhd 3 b6
h8 4 67 Eb8 5 ha3 +) and now:
a) 2 23? (the game continuation) 2...¢e5!
3 a3 dd6! 4 b6 Sd7! 5 Bc7+ Sd8! 6 Beco
d7! 7 Be7+ ded8! 8 Be Sd7 p-th,
b) 2 He6?! df5 3 Be3! +.
c) 2 Ha3!! ded 3 dac3! hes 4 Bus heb 5
Or2 €d3 +-.
2...2h5 3 b6 EbS 4 b7 &f5 5 &c3 LF6 6
Seca! Xb 7 Eh7 deo 8 He5! +
Exercises
(Solutions on page 379)
The following positions will test your know!-
edge of 2+4 vs 3, one of the most important
fundamental endings from the practical point of,
view.
FUNDAMENTAL CHESS ENDINGS
1...Ha8 or 1...se6 — that is the question. Can
you tell us which draws and why the other one
loses?
Analyse the following play: 1 Kel f5 2
Bilt Seo 3 el Has 4 de? 15 5 B+ Sed
6 Hel $47 Bfl+ g3 8 Rel B45 9 Nel+ St3
10 Bg5 Sf 11 ZhS Spd 12 h8 e4 13 Hc3 3
0-1
£6.19
een]
‘a I,
wy G_ |
White’s pieces are not on their best squares
yet, but maybe he can still save himself, as the
black pawn is far away from the queening
square. Can you see a way?
ba eeROOK ENDINGS
£6.20
ee
a
aes
You know how to draw this position, don’t
you?
Ald) Rook’s Pawn
In rook endings a pawn at the edge is usually
weaker than other pawns. There are two rea-
sons for this:
1) Whilst a rook’s pawn may protect the king
against vertical checks, it offers no protection
against checks from the side.
2) The attacking king can easily get caged
in front of the pawn, making its promotion im-
possible.
We consider the following situations:
Aldl: King in Frontoof its Pawn 187
Ald2: Rook in Front of its Pawn 188
Ald3: Other Situations 189
Ald1) King in Front of its Pawn
The first position is a prime example of the king
trapped in front of its pawn:
ae
a
|
aan
a
o tee
Y
ca
ee
Me
ae
‘
Oo
"a
187
With other pawns this would be a Lucena
win, but here White can’t do anything. There is
simply no escape for the king on the left-hand
side of the pawn. Note that such positions are
also drawn if the pawn hasn't yet advanced to
the seventh rank.
1 Bh7+
1 Bg8 Hc2 =.
1...d2e8!
After 1...8c6? White’s king escapes from the
cage: 2 Sb8! Rbl+ 3 dc8) Hal 4 Bh6+ dacs 5
Sb7 Bbi+ 6 Sc7 Bal 7 Bh5+! +-.
Insuch situations the defending king must be
cut off by four files (along the e-file in the case
of an a-pawn) in order to force a win:
a"
2
“Be
ame
6.54 +
1 Hel we7 2 He8! dot?
More tenacious than 2...22d7 3 Xb8! a2 4
Bb7! Bb2+ 5 ha6! Ba2+ 6 kb6! Bb2+7 cs!
+
3 Bb8! Ha2 4 eb7! Zb2+ 5 ded!
After 5 a6?! 2a2+ 6 €b6 Hb2+ White has
to return.
5..Hc2+ 6 ed8! Eh2
6... g27! 7 He8 deb 8 $18 +.
7 EBb6+!
7 Be82? Bh8+! 8 SF7 Hh7+! =,
7.85 8 Re6+!? &bS
d5 9 Bab Hh8+ 10 dec7 Hh7+ 11 &b6!
a
If Black takes the rook, he will immediately
lose his own: 8...exc6 9 a8W+! dec5 10 We8+
bd4 11 Wy4+!? ds 12 Wrs+ &c6 13 Weo+
£b7 14 We8+ a7 15 We7+ +.
9 Bc8 Hh8+ 10 de7! Bh7+ 11 bs! kde
12 a8 +188
In chess training groups 12. a8E?? Hb7#! is a
popular joke.
Note that if Black is to move, he can play:
1...21b3!? 2 He2!? £81?
This forces White to win queen against rook.
3 Be2 de7 4 He8! dd6 5 Bb8! Ba3 6 Lb7!
Eb3+ 7 de8! Bc3+ 8 dB! Bh3 9 Zb6+! dees
10 He6+ dxe6 11 a8+! Sd6!?
Now White can’t win the rook by just deliv-
ering checks and has to win the ending queen
vs rook (see 10.03). This is the best practical
chance to save the game. 11...c5?! 12 We8+
Sd4 13 Wxh3 is not very tenacious of course.
12 Wb8+ sed 13 Wh7+ wes 14 We7+ weed
15 Wdd+ +-
Al1d2) Rook in Front of its Pawn
The following diagram shows the general draw
with the pawn already on the seventh rank:
Black only needs to give a check when White
threatens to free his rook:
12b6
1 Sb4 Bb1+ 2 kc3 Mal! (2...Ecl+? 3 &b2!
Bc7 4 Bg8+ +-) 3 &b3 Bh7 = (moving the
king closer to the pawn with 3.279? is fatal:
4 Eh8 Bxa7 5 Sh7+! +-; this skewer is an im-
portant motif, and so Black’s king has to wait
on g7 and h7).
1...2b1+! 2 a6 Bal+! 3 &b7 Sb1+! 4 c6
Hal =
The defender can sometimes hide his king
behind the opponent’s king. The following po-
sition is critical
FUNDAMENTAL CHESS ENDINGS
26 2
Am
be
2
ml
lot
a ‘ee
a ata!
1 Wf61 def4 2 Leo! Ged 3 a6! Lad 4 he!
But not 4 $7? &c5! 5 Bc8 Hxa7+! 6 Sb8+
¥b6! =,
4.8204
4...Hcl+ 5 &bS Rbl+ 6 a4 Hal+ 7 &b3
Bc5 8 He8+ +.
5 Hc8 Bxa7 6 deb6+! +—
If Black is to move, he draws with 1...2a6+!
2 bf7 LES 3 tee7 weS 4 kd7 dS 5 eT
cS! 6 Lh7 Ah6+!
The situation is more complex when the pawn
is further back. The next position is of great
practical and theoretical importance:
\
w a a”
_ “e gy a
anee 82
om “2 a |
657
J.Vanéura
28 Rijen, 1924
With the pawn still on the sixth rank, White's
king has a possible shelter on a7. Black’s rook
is therefore much better placed to the side, from
where it can deliver annoying checks, thanROOK ENDINGS
behind the pawn. The rook has to be on the
same rank as White’s pawn, since this forces
White’s rook to stay on the a-file. With the rook
on the f-file, there is also the chance to give a
defensive rook check on f7 if necessary. Thus
with Black’s rook on g6 or h6 White (to move)
would win with &b5-b6-b7 and Bc8. Black's
king is happy on g7 since an advance of the
pawn to a7 could be met by shifting the rook to
the a-file (White has no Eh tricks). Note that a
set-up with the black king on h7 and the rook on
26 is equally successful.
1 bbs
White protects the pawn and threatens to win
by Bc8.
1..Ef5+! 2 Gb6 Ef6+! 3 cS
3 &b7 BE7+! =.
3...B 65+
3...@h7 = and 3...He6 = also hold the draw.
However, Black must avoid 3...2g6? 4 &b5!
Bg5+ 5 &b6 Hg6+ 6 Sb7 (Black's king is in the
way of his own rook, so the white king is now
able to support the pawn) 6...8h7 7 Hc8 +-.
4 cad Beet!
4... Bf44? 5 Be5! Bad (5.26 6 Bg8+ +-) 6
bd5 +~ is analysed in 6.58
5 Ba7+ dg6 6 deS Zb6 7 Bas seg7 8 ked5
2f6 9 a7 Ha6 =
If the defender’s rook is behind the pawn, he
should immediately try to reach the Vancura
set-up (6.57):
ZO 7 7
6.58 (£3 is also marked)
After PRomanovsky
Shakhmaty v SSSR, 1950
If Black is to move, he can only draw when
the white king is on one of the marked squares.
189
Here 1..2f1+ 2 ed 61 is sufficient to reach
the Vanéura draw.
When White is to move, he can leave the
drawing zone:
1 ded!
Not:
a) 1 e2? Bel (1...Ra5? 2 03! Hds+ 3
Hod! Bd6 4 debs HdS+ 5 deo Bas 6 &b6 +-)
2 Ba7+ &g6! 3 Bb7 Hal 4 a7 a3 5 hd? S16
b) 18f4? Has (1..f1+? 2 de5! +-) 2 ded
Bc5 3 Ba7+ and now Black has to find 3...2g6!!
= as 3...g8? 4 Eb7 +, 3.8167 4 Sd4 Bob
(4...Ba5 5 Ba8! +-) 5 Bh7 +~ and 3...h6? 4
Bb7 Ha5 5 a7 +~ all fail.
1...HaS
Or:
a) 1..Bfl 2 Be5 Hal 3 Bd5 +-.
b) 1.21 2 Ba7+! bf6 3 ded5 Rdl+ 4 206
Belt 5 ded7 Hdl+ 6 dc8 Mal (6...2d6 7 Bh7
4+) 7 Ba8 te7 8 deb7 Bbi+ 9 deco (9 a7?
bd7 =) 9...cl+ 10 Sd5 Bdl+ 11 Se4 Belt
12 £3 Bal 13 a7! Se7 (13...f6 14 Bese!
+) 14 Bhs! +—
2bd4 Ebs
2.5 3 Ha7+ dg6 4 Bb7 Ha5 5 a7 +—
3 Ba7+ def6 4 Bh7 Bas 5 a7 deo 6 Zh6+
Or 6 Bed +-.
6.847 7 Bh8 Bxa7 8 Bh7+! +—
A1d3) Other Situations
With the king and rook supporting the pawn,
new motifs arise:
With White to move, he can use his well-
placed rook as a shield to block Black’s checks:190
1a6 Ebi+ 2 Xb6! Eel 3.a7 Bc7+ 4 da6! BcB
5 Eb8 +-.
On the other hand, if Black is to move he has
saving checks on the c-file: 1...Eb1+! 2 Xb6t
Hel! 3 a6 Re7+! 4 db Bc8+! 5 a7 Hel 6
Bb2 &c7 =.
Salov demonstrates the right way to handle
the attacking rook with the defending king cut
off vertically:
6. 60 alt
J.Lautier - V.Salov
Madrid 1993
1.23!
Now the rook can shield Black's king against
checks from the side and from behind, Not
1..h3? 2 Had+! degl 3 bf4 Bg? 4 Bal+ eh2 5
8+ S12! 3 Mas hat 4 a7 dy
2? 5 Ra2+ Sg3 6 Bxh2! =.
5 Bh7 Hg3 0-1
We end the discussion of the rook’s pawn
with two very complicated cases:
In the following diagram, Black can save the
draw with extremely accurate play.
1...Sel+! 2 @d7
Or:
a) 2 &bS Ebi+! 3 Wad BcS 4 He8+ Hd6 5
das Sd7 6 Bc4 Bal+! =.
b) 2 &b7 Bbi+! 3 a7 &c5 4 Bb8 Bhi 5
&b7 Hh7+ (5...Hb1+ 6 &c7 Bhi =) 6 das!
Sc6 7 a7 Hh1 8 Bc8+ Sd7 =.
c) 2sed6 Bal! 3 a7 and now:
cl) 3...Ha3? 4 06! Bc3+ 5 HbS! Bb3+ 6
bad! Bbl 7 Bc7 &d5 8 a7! Huo (8...Hal+ 9
&b5! d6 10 Bh7 Bbi+ 11 a6! Bal+ 12
FUNDAMENTAL CHESS ENDINGS
fata" oma
a ae =
ye a a
A.Chéron, 1955
an
=
“
cae
a
aa
6.61
b7! Hbi+ 13 dc! Bal 14 &b8 Bbl+ 15
Rb7+-) 9 Bc3 Bal+ 10 Ba3! +-.
2) 3...Ha2!! 4 a8 Bal! 5 a7 Ba6+! =.
2,.al! 3 bd6!? Ba2!! 4 6 Hc2+! 5 kbS
Eb2+! 6 kad ded!
Not 6...8a2+?, when White wins by 7 #3!
Bal 8a7 +.
7803
7 Bc8+ Hd5! 8 Bc3 Ha2+! 9 SbS Sd6! =
(9...Bb2+? 10 Sa5! Ha2+ 11 &b6! Hb2+ 12
Bc7! Ba2 13 Be6 +-).
Juukib3+ 8 La2 Bb6 9 a7 He6! 10 a3 eeS
10...c7? 11 ad! ScS 12 aS! Sco 13
a6! +-.
11 ad &b6 =
Even world champions are not immune to er-
rors in such difficult endings:
tate 8a a
ae mee
x2 2 e
oo M.Euwe - A.Alekhine =
's Hertogenbosch Wch (16) 1935ROOK ENDINGS
If Black were to move, he would win quite
easily with 1...b2 2 Ha8 Bb4 3 de2 &b2 4
bd2 a3 -+.
In the game it was Euwe’s move, and this en-
abled him to create more serious problems for
his opponent:
1 e312
Black's task is easier after other moves: 1
a8 a3 —+; 1 Be8+ ded? 2 Bd8+ dee? 3 Be8+
dl 4 Ba8 a3 5 de3 Hh2 -+.
1...2h2? (D)
A year after the match Grigoriev showed the
correct winning method: 1...a3, and now:
a) 28+ deb2! 3 dd? bbl+! 4 ddl Bh2 5
Bb8+ Bb2! 6 Bc8 Hb4 7 Mel+ db2! 8 He2+
&b3! -+.
b) 2 Ba8 Bal 3 Bc8+ (3 Wf2 deb2 4 Eb8+
a2 5 Se2 Bb! 6 Bak Bb4 7 Sd2 Sb2 -+)
3...dab4 4 Bb8+ de5 5 Be8+ &b6 6 Ba a2 7
bf2 Bhi -+.
3 Y
ga ] UY),
i
"%Gaag
me a
eee
ay a
ae VY
oe a a a
a 7
2 Bc8+?
Returning the favour. Instead 2 Ha8! Bhd 3
Ho8+ hb3 4 dd3 Bb4 (4...03 5 Eb8+! Bb 6
Exbd+! =) 5bd2 a3 6 Bc3+! ad 7 be2 Bb2+
8 Sci! BbS 9 Be2! db3 10 Sbl! draws for
White.
2..d2b2!
Euwe gets no second chance.
3 Bb8+ cl 4 Be8+
4 Ea8 03 —+.
4...b1 5 b8+ Hb26 Ha8 8b3+7 dad a3
8 ded Lb2 9 Eh8 Ze3+ 0-1
Reference work
Secrets of Rook Endings, Nunn, Batsford
1992 (second edition, Gambit 1999)
Exercises
(Solutions on pages 379-80)
a
@
56.21
fn ‘2 2
White to play and draw.
191