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TECHNICAL REPORT

Addressing Early Childhood


Emotional and Behavioral Problems
Mary Margaret Gleason, MD, FAAP, Edward Goldson, MD, FAAP, Michael W. Yogman, MD,
FAAP, COUNCIL ON EARLY CHILDHOOD, COMMITTEE ON PSYCHOSOCIAL ASPECTS OF CHILD AND
FAMILY HEALTH, SECTION ON DEVELOPMENTAL AND BEHAVIORAL PEDIATRICS

More than 10% of young children experience clinically significant mental abstract
health problems, with rates of impairment and persistence comparable to
those seen in older children. For many of these clinical disorders, effective
treatments supported by rigorous data are available. On the other hand,
rigorous support for psychopharmacologic interventions is limited to 2 large
randomized controlled trials. Access to psychotherapeutic interventions is
limited. The pediatrician has a critical role as the leader of the medical home
to promote well-being that includes emotional, behavioral, and relationship
health. To be effective in this role, pediatricians promote the use of safe and
effective treatments and recognize the limitations of psychopharmacologic
interventions. This technical report reviews the data supporting treatments This document is copyrighted and is property of the American
Academy of Pediatrics and its Board of Directors. All authors have
for young children with emotional, behavioral, and relationship problems filed conflict of interest statements with the American Academy
and supports the policy statement of the same name. of Pediatrics. Any conflicts have been resolved through a process
approved by the Board of Directors. The American Academy of
Pediatrics has neither solicited nor accepted any commercial
involvement in the development of the content of this publication.

The guidance in this report does not indicate an exclusive course of


At least 8% to 10% of children younger than 5 years experience clinically treatment or serve as a standard of medical care. Variations, taking
into account individual circumstances, may be appropriate.
significant and impairing mental health problems, which include
emotional, behavioral, and social relationship problems.1 An additional All clinical reports from the American Academy of Pediatrics
automatically expire 5 years after publication unless reaffirmed,
1.5% of children have an autism spectrum disorder, the management revised, or retired at or before that time.
of which has been reviewed in a separate report from the American DOI: 10.1542/peds.2016-3025
Academy of Pediatrics (AAP).2 Children with emotional, behavioral,
PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).
and social relationship problems (“mental health problems”), as well as
Copyright © 2016 by the American Academy of Pediatrics
their families, experience distress and can suffer substantially because
of these problems. These children may demonstrate impairment across FINANCIAL DISCLOSURE: The authors have indicated they have no
financial relationships relevant to this article to disclose.
multiple domains, including social interactions, problematic parent–child
FUNDING: No external funding.
relationships, physical safety, inability to participate in child care without
expulsion, delayed school readiness, school problems, and physical POTENTIAL CONFLICT OF INTEREST: The authors have indicated they
have no potential conflicts of interest to disclose.
health problems in adulthood.3–13 These clinical presentations can be
distinguished from the emotional and behavioral patterns of typically
developing children by their symptoms, family history, and level of To cite: Gleason MM, Goldson E, Yogman MW, AAP COUNCIL
impairment and, in some disorders, physiologic signs.14–17 Emotional, ON EARLY CHILDHOOD. Addressing Early Childhood Emotional
and Behavioral Problems. Pediatrics. 2016;138(6):e20163025
behavioral, and relationship disorders rarely are transient and often have

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PEDIATRICS Volume 138, number 6, December 2016:e20163025 FROM THE AMERICAN ACADEMY OF PEDIATRICS
lasting effects, including measurable Abuse and Mental Health Services are implemented by clinicians with
differences in brain functioning in Administration (SAMHSA)’s training in the specific treatment
school-aged children and a high risk National Report of Evidence- modality, following manuals and
of later mental health problems.18–24 Based Programs and Practices with fidelity to the treatment model.
Exposure to toxic stressors, such (http://www.nrepp.samhsa.gov/ Primary care providers can be
as maltreatment or violence, and AdvancedSearch.aspx). Outcomes trained in these interventions but
individual, family, or community of these programs highlight the more often lead a medical home
stressors can increase the risk of value of early intervention and the management approach that includes
early-onset mental health problems, potential to improve parenting ongoing primary care management
although such stressors are not skills using universal or targeted and support and concurrent
necessary for the development of approaches for children at risk. comanagement with a clinician
these problems. Early exposure to The programs use a variety of trained in implementing an evidence-
adversity also has notable effects on approaches, including home visiting, based treatment (EBT).
the hypothalamic–pituitary–adrenal parent groups, targeted addressing Effective treatments exist to
axis and epigenetic processes, of basic needs, and videos to address early clinical concerns,
with short-term and long-term enhance parental self-reflection including relationship disturbances,
consequences in physical and mental skills and have demonstrated attention-deficit/hyperactivity
health, including adult cardiovascular a range of outcomes related to disorder (ADHD), disruptive
disease and obesity.25 In short, positive emotional, behavioral, and behavior disorders, anxiety, and
young children’s early emotional, relationship development. One posttraumatic stress disorder.
behavioral, and social relationship model developed specifically for the Measured outcomes include
problems can cause suffering pediatric primary care setting is the improved attachment relationships,
for young children and families, Video Interaction Project, in which symptom reduction, diagnostic
weaken the developing foundation parents are paired with a bachelor’s- remission, enhanced functioning, and
of emotional and behavioral health, level or master’s-level developmental in one study, normalization of diurnal
and have the potential for long-term specialist who uses video and cortisol release patterns, which
adverse consequences.26,27 This educational techniques to support are known to be related to stress
technical report reviews the data parents’ awareness of their child’s regulation and mood disorders.31,33–35
supporting treatment of children developmental needs.30 Psychotherapies, including
with identified clinical disorders, treatments that involve cognitive,
Acknowledging that early preventive
including the efficacy, safety, and psychological, and behavioral
interventions are an important
accessibility of both pharmacologic approaches, have substantially more
component of a system of care, the
and psychotherapeutic approaches. lasting effects than do medications.
body of this technical report focuses
on treatment of identified clinical Some preschool treatments have
problems rather than children at been shown to be effective for
PREVENTION APPROACHES risk because of family or community years after the treatment ended, a
factors. finding not matched in longitudinal
Although not the focus of this pharmacologic studies.36–38 It is for
report, a full system of care includes this reason that the recent ADHD
primary and secondary preventive PSYCHOSOCIAL TREATMENT treatment guidelines from the AAP
approaches, which are addressed APPROACHES emphasize that first-line treatment of
in separate AAP reports.28,29 Many preschoolers with well-established
The evidence supporting family-
family, individual, and community ADHD should be family-focused
focused therapeutic interventions for
risk factors for adverse emotional, psychotherapy.39
children with clinical-level concerns
behavioral, and relationship health
is robust, and these are the first-
outcomes, including low-income
line approaches for young children
status, exposure to toxic stressors, EXAMPLES OF EVIDENCE-BASED
with significant emotional and
and parental mental health TREATMENTS FOR EXISTING
behavioral problems in most practice
problems, can be identified early DIAGNOSES IN YOUNG CHILDREN
guidelines.31–35
using systematic surveillance and
screening. An extensive review of Generally, these interventions take an Infants and Toddlers
established prevention programs approach that focuses on enhancing This report focuses on programs
for the general population and emotional and behavioral regulation that target current diagnoses or
identified children at high risk through specialized parenting tools clear clinical problems (rather than
are described in the Substance and approaches. The interventions risk) in infants and toddlers and

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e2 FROM THE AMERICAN ACADEMY OF PEDIATRICS
includes only those with rigorous caregivers in developing sensitive, models share similar behavioral
randomized controlled empirical nurturing, nonfrightening parenting principles, most consistently teaching
support. Because the parent–child behaviors. In 10 sessions, caregivers parents: (1) to implement positive
relationship is a central force in receive parenting skills training, reinforcement to promote positive
the early emotional and behavioral psychoeducation, and support in behaviors; (2) to ignore low-level
well-being of children, a number of understanding the needs of infants provocative behaviors; and (3)
empirically supported treatments and young children. This intervention to respond in a clear, consistent,
focus on enhancing that relationship model is associated with decreased and safe manner to unacceptable
to promote child well-being. Each rates of disorganized attachment, the behaviors. The specific approaches to
intervention focuses on enhancing attachment status most closely linked sharing these principles with parents
parents’ ability to identify and to psychopathology, and is associated vary across interventions. Table 1
respond to the infant’s cues and to with increased caregiver sensitivity presents some of the characteristics
meet the infant’s emotional needs. and, notably, normalized diurnal of the best-supported programs, all
All interventions use infant–parent cortisol patterns.45–47 of which are featured on SAMHSA’s
interactions in vivo or through national registry of evidence-based
In the Video Feedback to Promote
video to demonstrate the infant’s programs and practices.34,54 The New
Positive Parenting program, mothers
cues and opportunities to meet Forrest Therapy, Triple P (Positive
with low levels of sensitivity
them. Some explicitly focus on Parenting Practices), the Incredible
to their child’s needs review
enhancing parents’ self-reflection and Years Series (IYS), Helping the
video feedback about their own
increasing awareness of how their Noncompliant Child, and Parent Child
parent–child interactions, with
own upbringing may influence their Interaction Therapy (PCIT) all have
a focus on supporting sensitive
parenting approach. shown efficacy in reducing clinically
discipline, reading a child’s cues, and
significant disruptive behavior
Child Parent Psychotherapy developing empathy for a child who
symptoms in toddlers, preschoolers,
and its partner Infant Parent is frustrated or angry. In the most
and early school-aged children. The
Psychotherapy are derived from stressed families, this intervention
New Forrest Therapy, Helping the
attachment theory and address the is associated with decreased infant
Noncompliant Child, and IYS also
parent–child relationship through behavioral difficulties and increased
have proven efficacy in treating
emotional support for parents, parental sensitivity.48
ADHD.35,55–57
modeling protective behaviors, Treatments focused on mother–
reflective developmental guidance, infant dyads affected by postpartum In the New Forrest Therapy, sessions
and addressing parental traumatic depression show promising effects on include parent–child activities
memories as they intrude into relationships and infant regulation.49 that require sustained attention,
parent–child interactions.40,41 This Data in older children suggest concentration, turn-taking, working
therapy is flexible in its delivery effective treatment of maternal memory, and delay of gratification, all
and can be implemented in the depression may result in reduction followed by positive reinforcement
office, at home, or in other locations of child symptoms or an increase in when the child is successful.32,35 This
convenient for the family. On caregiving quality.50–52 model has been shown to decrease
average, child–parent psychotherapy
ADHD symptoms substantially
lasts approximately 32 sessions. In Preschoolers (2–6 Years) and to decrease parents’ negative
infants and toddlers, the empirically
ADHD and disruptive behavior statements about their children.35
supported therapy enhances parent–
disorders (eg, oppositional defiant Triple P is a multilevel intervention
child relationships, attachment
disorder and conduct disorder) are that includes targeted treatment of
security, child cognitive functioning,
the most common group of early children with disruptive behaviors.55
and normalization of cortisol
childhood mental health problems, The 3 highest levels of care include
regulation.42–44
and a number of parent management teaching parents about the causes of
For infants and toddlers who have training models have been shown disruptive behaviors and effective
been adopted internationally, those to be effective. It should be noted strategies as well as specific
in foster care, or those thought to that the criteria for these disorders problem solving about the child’s
be at high risk of maltreatment have been shown to have validity individual patterns. The child is
because of exposure to domestic in young children,22,53 although included in some sessions to create
violence, homelessness, or parental the validity is dependent on a opportunities to implement the new
substance abuse, the Attachment systematic assessment process that strategies and for the therapist to
and Biobehavioral Catch-Up is most easily conducted in specialty model the behaviors. IYS includes a
caregiver training supports settings. All of these parent training parent-focused treatment approach,

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PEDIATRICS Volume 138, number 6, December 2016 e3
e4
TABLE 1 Evidence-Based Interventions Shown To Reduce Existing Disruptive Problems in Preschoolers
Program Age Range Patient No. of Children Formal Real-Time Special Duration Follow-up Evidence Evidence
Supported Population in Randomized Psychoeducation Observed Characteristics Duration (If Reflecting Demonstrating
by Data Controlled for Parents Parent–Child Applicable) Efficacy for ADHD Efficacy for ODD
Trials Interactions (Effect Size) and CD (Effect
Size)
New Forest32,35 30–77 mo Children with 202 Yes Yes • Parent–child tasks 5 weekly n/a Yes (1.9) Yes (0.7)
ADHD are specifically sessions
intended to
require attention
• Occurs in the home
• Explicit attention
to parental
depression
IYS parent training, 3–8 y Children with 677 Yes No • Separate parent 20 weekly 2-h Yes (0.8) Yes (home
teacher training, CD, ODD, and and child groups sessions behavior, 0.4–
and child ADHD • Parent training 0.7; school
training32,53,57–59 uses video behavior,
vignettes for 0.7–1.25)
discussion
• Child training
includes circle
time learning and
coached free play
Triple P,55,60,61 36–48 mo Children at high 330 Yes Yes • Multiple levels of • Primary care 6 and 12 mo: No Yes (level 3:
(levels 3 and 4) risk with intervention = 4 sessions effect size, 0.69, level 4:
parental of 15 min 0.66 for 0.96; lower
concerns • Primarily • Standard children <4 for children
about training parents treatment is y, 0.65 for <4 y)63
behavioral with some 10 sessions children >4 y62
difficulties opportunities to
(level 4) observe parent–
child interactions
• Handouts and
homework
supplement the
treatment
Triple P online59 2–9 y Children with CD 116 No No • Interactive self- 8 modules 6 mo: effect size No effect Yes (1.0; by
and ODD directed program (45–75 min) from baseline, parent
delivered via the 0.6–0.7 on report)

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internet ECBI, no effect
• Instruction in 17 on SDQ
core positive
parenting skills

FROM THE AMERICAN ACADEMY OF PEDIATRICS


Efficacy for ODD
Demonstrating

and CD (Effect
in which groups of parents learn

Yes (but no ES
Evidence

reported)
Yes (1.45)58
effective strategies, practice with
Size) each other, and discuss clinical
vignettes presented on videos.56
The child group treatment can occur
Efficacy for ADHD

hyperactivity/
concurrently with the parent training

Effect size 1.24;


(Effect Size)

impulsivity:
Reflecting

inattention
Evidence

and focuses on emotional recognition


and problem solving. This treatment
Minimal

1.09;

1.21
initially was developed to treat
oppositional defiant disorder and
conduct disorder, for which a large
disorder than
of disruptive
Duration (If
Applicable)

fewer signs
Up to 6 y after
Follow-up

treatment,

body of evidence demonstrates


behavior

baseline

its efficacy. Recent studies also

6.8 mo
have demonstrated effectiveness
in treating inattention and
hyperactivity.66 An unintended yet
development

development
parent skill

parent skill
Duration

Depends on

Involves two phases Depends on


measureable benefit is promoting
language.67 In PCIT, parents are
coached in positive interactions
and safe discipline with their child

n/a, not available; ECBI, Eyberg Child Behavior Inventory; SDQ, Strengths and Difficulties Questionnaire; CD, conduct disorder; ODD, oppositional defiant disorder.
• Homework requires
interactions with
mirror, therapist

by the therapist, who is behind a


through therapy
Characteristics

coaches parent

demonstration,
• Through a 1-way

in-office and at
role plays, and
determined by

home practice
training using
1) Differential
during in vivo

parents’ skill
parent–child

development

one-way mirror and communicates


interactions

Compliance
Attention 2)
Special

to a parent via a small microphone


• Progress

in the parent’s ear (“bug in the


child

ear”). This treatment is unique


because parents’ achievement of
specific skills determines the pace
Parent–Child
Interactions
Real-Time
Observed

of the therapy, allowing movement


from the first phase, focused on
positive reinforcement, to the
Yes

Yes

second phase, focused on safe,


Psychoeducation

consistent consequences. PCIT has


for Parents

been shown to have large effects on


Yes, minimal
Formal

child behavior problems and parent


negative behaviors in real time.
Yes

Importantly, it is also effective in


No. of Children
in Randomized

reducing recidivism of maltreating


Controlled

parents.68 Helping the Noncompliant


Trials

358

350

Child also provides 2 portions of the


treatment, with the first focused on
differential attention and the second
noncompliant

focused on compliance training.


clinical level
Population

Children with

Children with
symptoms
disruptive

behaviors
Patient

behavior

Parents move through the therapy


based on observed skill acquisition,
learning by demonstration, role
plays, and practice at home and in
Supported
Age Range

the office with their child. Helping the


by Data

Noncompliant Child has been shown


2–7 y

3–8 y

to have similar effectiveness as NFP


in treating ADHD in children 3 to 4
TABLE 1 Continued

years old and those wtih comorbid


Noncompliant

ODD.69
Helping the
PCIT37,64,65

Child57
Program

Anxiety disorders also are common


in very young children, with nearly

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PEDIATRICS Volume 138, number 6, December 2016 e5
10% of children meeting criteria for CBT has been shown effective in than 5 years, as they are for older
at least 1 anxiety disorder. Cognitive addressing mixed anxiety disorders children.84,85
behavioral therapy and child–parent including selective mutism,
The evidence base related to
psychotherapy, both of which also generalized anxiety disorders,
psychopharmacologic medications
are listed on the SAMHSA registry separation anxiety disorder, and
in young children is limited, and
of EBTs, are effective in reducing social phobia.62,63 A randomized
clinical practice has far outpaced
anxiety in very young children. When controlled trial demonstrated that
the evidence supporting safety or
cognitive behavioral therapy is modified PCIT was effective in
efficacy, especially for children
modified to match young children’s helping parents recognize emotions,
in foster care.33,81 Specifically, 2
developmental levels, children although not better than parent
rigorous randomized controlled
as young as 4 years can learn the education in reducing depressive
trials have examined the safety
necessary skills, including relaxation symptoms.74 Significant controversy
and efficacy of medications in
strategies, naming their feelings, and and limited data about the validity
young children. Both studies
learning to rate the intensity of the of diagnostic criteria for bipolar
found that treatment of ADHD in
feelings.31 In cognitive behavioral disorder remain, and no rigorous
young children with medication,
therapy, children are exposed to the studies of nonpharmacologic
specifically methylphenidate and
story of their trauma in a systematic, interventions in this age group
atomoxetine, was more effective
graduated fashion, using the coping exist.75
than placebo but less effective than
strategies and measuring feeling
Although the studies described documented in older children.36,86,87
intensity skills that they practice
previously show positive effects Both also reported that young
simultaneously throughout the
of parent management training children had higher rates of
intervention. Two randomized
approaches, limitations are notable. adverse effects, especially negative
studies have examined cognitive
Attrition of up to 30% is not emotionality and appetite and sleep
behavioral therapy in trauma-
uncommon among these approaches, problems, than did older children.86,87
exposed preschoolers, and both have
suggesting that there is a significant Less rigorously studied are the
shown that children in the cognitive
proportion of the population for atypical antipsychotic agents, such
behavioral therapy treatment arm
whom these treatments do not seem as risperidone, olanzapine, and
showed fewer posttraumatic stress
to be a good fit, whether because of aripiprazole, for which prescription
symptoms as well as fewer symptoms
the frequency of appointments, the rates have increased substantially.33,88
of disruptive behavior disorders
content, the therapeutic relationship, These agents have known
than did children in supportive
stigma about mental health care, or metabolic risks, including obesity,
treatment.70,71 Effects are sustained
other barriers.60,76,77 hyperlipidemia, glucose intolerance,
for up to a year after treatment.71,72
and hyperprolactinemia, as well
Child–parent psychotherapy is
the potential for extrapyramidal
similarly effective in treating children
PSYCHOPHARMACOLOGIC TREATMENT effects.89,90 Long-term safety data
exposed to trauma. Child–parent
APPROACHES regarding use of these medications
psychotherapy is an attachment-
in humans, including the effects
focused treatment that supports the As highlighted in both the
on the brain during its most rapid
parent in creating a safe, consistent professional and lay press, an
development, are not available.
relationship with the child through increasing number of publicly
helping the parent understand the and privately insured preschool
child’s emotional experiences and and even younger children
ACCESS TO EVIDENCE-BASED
needs as well as parental reactions.40 are receiving prescriptions for
TREATMENTS
Child–parent psychotherapy is more psychotropic medications.78–81
effective in reducing child and parent After increasing drastically in the The balance of risks and benefits
trauma symptoms than supportive 1990s, claims data indicate that of treatment of early childhood
case management and community rates of stimulant prescriptions emotional, behavioral, or relationship
referral.73 Importantly, child–parent have plateaued in recent years, but problems strongly favors the
psychotherapy shows treatment the rates of prescriptions of atypical safety and established efficacy of
durability with sustained results at antipsychotic agents continue to the EBTs over the potential for
least 6 months after treatment. increase.78,81–83 Although prescribing medical risks and lower levels of
data are limited, it appears that evidence supporting the medication.
Other more common anxiety pediatric providers are the primary Fewer than 50% of young children
disorders and mood disorders have prescribers for psychopharmacologic with emotional, behavioral, or
received less research attention. treatment in children younger relationship disturbances, even

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e6 FROM THE AMERICAN ACADEMY OF PEDIATRICS
those with severity sufficient the rate is lower among preschool- individual participants to have
to warrant medication trials, aged children. A major challenge an International Classification of
receive any treatment, especially is the workforce shortage among Diseases–codable diagnosis, and only
nonpharmacologic treatments.11,78,91,92 child psychiatrists, child mental a few states accept developmentally
A number of barriers limit access to health professionals, and pediatric specific diagnoses, such as the
nonpharmacological EBTs. specialists trained to meet the Diagnostic Criteria: 0-5, as
specialized emotional, behavioral, reimbursable conditions.103
Residency training and continuing
and relationship needs of very young
medical education has traditionally Finally, stigma and parental beliefs
children and their families.96–99
provided limited opportunities for may interfere with referrals to
Anecdotally, it seems that many
collaboration between pediatric EBTs for very young children
therapists trained in EBTs remain
and child psychiatry residents and with emotional, behavioral, and
close to academic centers, further
with other mental health providers, relationship problems.104–108
exacerbating the shortage in regions
including doctoral level and Parents’ interest in treatment
without such a center. Promising
master’s level clinicians, although may be influenced by perceived
statewide initiatives, such as “PCIT of
there are calls to increase these stigma related to the mental health
the Carolinas” learning collaborative,
opportunities.93,94 The limited problem or their own experiences
which promote organizational
opportunities for collaboration in with the mental health system.109
readiness and capacity within
training and limited supervised Provider stigma about mental health
agencies, clinician competence, and
opportunities to assess young and concerns about a child being
treatment fidelity and consultation
children with mental health problems “labeled” may reduce referrals as
with therapists, may begin to foster
likely result in graduating residents well. Some parents also may be
access to EBTs. Such models are
having limited experience in early concerned that involvement with a
promising approaches to improving
childhood mental health as they enter mental or behavioral health specialist
access to clinicians trained to
the primary care workforce. The AAP may increase their risk of referral to
evaluate a very young child or to
has worked to address this gap by child protection services.
implement EBTs.
developing practice transformation
approaches, including educational
Even in communities with early
modules and anticipatory guidance INNOVATIVE MODELS OF ACCESS
childhood experts who are trained in
approaches that promote emotional, THROUGH THE MEDICAL HOME
EBTs, third-party payment systems
behavioral, and relationship
traditionally have rewarded brief For children with emotional,
wellness (see the AAP Early Brain
medication-focused visits.28 When behavioral, or relationship problems,
and Child Development Web site
emotional and behavioral health the pediatric medical home remains
at http://www.aap.org/en-us/
services are “carved out” of health the hub of a child’s care, just as it
advocacy-and-policy/aap-health-
insurance, important barriers to is for other children with special
initiatives/EBCD), and around the
accessing care include limitations health care needs.110 Even without
country, there appears to be an
on primary care physicians’ a comprehensive diagnostic
increase in collaborative training
ability to bill for “mental health” assessment or knowledge of the
opportunities for pediatric residents
diagnoses, limits on numbers of details of each EBT, use of specific
with developmental–behavioral
visits, payer restriction of mental communication strategies, the
pediatrics faculty and fellows, triple
health providers, and low payment “common factors” approach, has
board residents, child and adolescent
rates.98,100–102 Until 2013, the been shown to improve outcomes
psychiatry trainees, and other mental
Current Procedural Terminology in older children. Specifically,
health professionals.
coding system did not recognize implementation of the common
Many of these barriers are not the extended time needed for early factors approach was associated with
specific to early childhood emotional, childhood emotional and behavioral reduced impairment from symptoms
behavioral, and relationship assessment and treatment (and the and reduced parent symptoms in
health but are quite apparent in payment for the new code tends to a randomized controlled trial of
this area. Although representative be minimal), and many payers will 58 providers.111 Subsequently, the
epidemiologic data examining the not reimburse for services without mnemonic “HELP” was introduced by
rates of psychotherapeutic treatment the patient present or for phone the AAP Task Force on Mental Health
of preschoolers are not available, consultation or case conferences. to prompt clinicians in key elements
only 1 in 5 older children with a Lastly, the billing and coding system of the model, including offering
mental health problem receives does not recognize relationship- hope, demonstrating empathy,
treatment,95 and it seems likely that focused therapy, requiring the demonstrating loyalty, using the

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PEDIATRICS Volume 138, number 6, December 2016 e7
language the family uses about the org). Innovative practice models, SUMMARY
concerns, and partnering with the such as consultation or colocated
Very young children can experience
family to develop a clearly stated mental health professionals, can be
significant and impairing
plan, with the parents’ permission.112 effective approaches to ensuring
mental health problems at rates
Because of the stigma related to mental children have access to care.115
comparable to older children. Early
health issues, “hope” and “loyalty” are
In areas with more trained EBT adversity, including abuse and
especially powerful first steps.
providers, opportunities for neglect, increases the risk of early
Innovative and successful colocated care seem promising. childhood emotional, behavioral,
adaptations of EBTs have been In such models, a clinician, who is and relationship problems and is
developed for the primary care often a master’s level clinician or associated with developmental,
setting.55,64,65 Triple P has been psychologist, works in the practice medical, and mental health
implemented successfully in primary as part of the team to provide short- problems through the lifespan.
care settings using nurse visits to term mental health interventions, EBTs can address early childhood
provide the psychoeducation for such as skills-training in behavioral mental health problems effectively,
parents and also has been studied management. In older children, reducing symptoms and impairment
as a self-directed intervention for such interventions are effective in and even normalizing biological
parents of children with clinically decreasing ADHD and oppositional markers. By contrast, the research
significant disruptive behavior defiant disorder, although not base examining safety and efficacy
symptoms, with modest but conduct disorder or anxiety, and of pharmacologic interventions is
sustained effects up to 6 months.61 in increasing the likelihood of sparse and inadequate. Systems
A pilot PCIT adaptation for treatment completion.116 Models of issues, including graduate medical
primary care showed promising consultation that support primary education systems, access to trained
results, although larger studies care providers in the management providers of EBTs for very young
are needed.113 Most recently, of children who have been referred children, and coding, billing,
a randomized controlled trial for EBT or who have no access to an and payment structures all
demonstrated that the Incredible EBT are under development, often interfere with access to effective
Years Series can be implemented through federally funded projects, interventions. Not insignificantly,
effectively in the pediatric medical such as SAMHSA’s Linking Actions social stigma related to mental
home for children with mild to to Unmet Needs in Child Health health held by parents, primary care
moderate behavior problems. In this Project (http://media.samhsa.gov/ providers, and the greater society
study, parent-reported behavioral samhsaNewsletter/Volume_18_ likely work against access to care for
problems decreased significantly Number_3/PromotingWellness.aspx). children.
compared with the group on the wait
list, as did observed negative parent–
child interactions.114 COMPREHENSIVE TREATMENT PLAN CONCLUSIONS

The strategy for identifying Clinical emotional, behavioral, or The existing data demonstrate
providers of EBTs varies state relationship problems commonly strong empirical support for
to state. However, all but 3 cooccur with other developmental family-focused interventions for
states have an Early Childhood delays, especially speech problems. young children with emotional,
Comprehensive Services grant from For example, in one mental health behavioral, and relationship
the Human Resources and Service program for toddlers, 77% of children problems, especially disruptive
Administration (http://mchb.hrsa. also had a developmental delay.117 behavior disorders and anxiety
gov/programs/earlychildhood/ A comprehensive treatment plan or trauma exposure. By contrast,
comprehensivesystems/grantees/) includes attention to any comorbid the empirical literature examining
and are developing systems of care conditions, although such combined psychopharmacologic treatment
for young children. EBTs tend to or serial treatments have not been is limited and highlights risks
be concentrated around academic studied explicitly. Similarly, family of adverse effects. A number of
settings, so contacting local mental health problems, such as workforce and other barriers may
developmental–behavioral pediatric maternal depression, can reduce the contribute to the limited access.
divisions and child and adolescent efficacy of parent management training
psychiatry and psychology divisions approaches. In older children, effective LEAD AUTHORS
often helps, and the originator of the treatment of maternal depression is Mary Margaret Gleason, MD, FAAP
model often knows providers trained effective in reducing child symptoms Edward Goldson, MD, FAAP
in the intervention (eg, www.pcit. and fewer diagnoses.51 Michael W. Yogman, MD, FAAP

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e8 FROM THE AMERICAN ACADEMY OF PEDIATRICS
COUNCIL ON EARLY CHILDHOOD EXECUTIVE Nerissa S. Bauer, MD, MPH, FAAP disorder and oppositional defiant
COMMITTEE, 2015–2016 Carolyn Bridgemohan, MD, FAAP disorder from preschool diagnostic
Edward Goldson, MD, FAAP assessments. J Consult Clin Psychol.
Dina Lieser, MD, FAAP, Chairperson
Peter J. Smith, MD, MA, FAAP 2009;77(2):349–354
Beth DelConte, MD, FAAP
Carol C. Weitzman, MD, FAAP
Elaine Donoghue, MD, FAAP 5. Wilens TE, Biederman J, Brown S,
Stephen H. Contompasis, MD, FAAP, Web Site
Marian Earls, MD, FAAP
Editor et al. Psychiatric comorbidity and
Danette Glassy, MD, FAAP
Terri McFadden, MD, FAAP
Damon Russell Korb, MD, FAAP, Discussion Board functioning in clinically referred
Moderator preschool children and school-age
Alan Mendelsohn, MD, FAAP
Michael I. Reiff, MD, FAAP, Newsletter Editor youths with ADHD. J Am Acad Child
Seth Scholer, MD, FAAP
Robert G. Voigt, MD, FAAP, Program Chairperson Adolesc Psychiatry. 2002;41(3):262–268
Jennifer Takagishi, MD, FAAP
Douglas Vanderbilt, MD, FAAP
LIAISONS 6. Schwebel DC, Speltz ML, Jones K,
Patricia Gail Williams, MD, FAAP
Beth Ellen Davis, MD, MPH, FAAP, Council on
Bardina P. Unintentional injury in
LIAISONS Children with Disabilities preschool boys with and without early
Pamela C. High, MD, MS, FAAP, Society for onset of disruptive behavior. J Pediatr
Lynette M. Fraga, PhD – Child Care Aware Psychol. 2002;27(8):727–737
Developmental and Behavioral Pediatrics
Abbey Alkon, RN, PNP, PhD, MPH – National
Association of Pediatric Nurse Practitioners 7. Pagliaccio D, Luby J, Gaffrey M, et al.
Barbara U. Hamilton, MA – Maternal and Child
STAFF
Anomalous functional brain activation
Health Bureau Linda Paul, MPH following negative mood induction
David Willis, MD, FAAP – Maternal and Child in children with pre-school onset
Health Bureau major depression. Dev Cogn Neurosci.
Claire Lerner, LCSW – Zero to Three ABBREVIATIONS
2012;2(2):256–267
AAP: American Academy of
STAFF 8. Luby JL, Si X, Belden AC, Tandon M,
Pediatrics
Charlotte Zia, MPH, CHES Spitznagel E. Preschool depression:
ADHD: attention-deficit/hyperac- homotypic continuity and course
COMMITTEE ON PSYCHOSOCIAL ASPECTS tivity disorder over 24 months. Arch Gen Psychiatry.
OF CHILD AND FAMILY HEALTH, 2015–2016 EBT: evidence-based treatment 2009;66(8):897–905
IYS: Incredible Years Series
Michael Yogman, MD, FAAP, Chairperson 9. Briggs-Gowan MJ, Carter AS, Bosson-
Nerissa Bauer, MD, MPH, FAAP PCIT: Parent Child Interaction
Heenan J, Guyer AE, Horwitz SM. Are
Thresia B Gambon, MD, FAAP Therapy infant-toddler social-emotional and
Arthur Lavin, MD, FAAP SAMHSA: Substance Abuse and behavioral problems transient? J
Keith M. Lemmon, MD, FAAP Mental Health Services Am Acad Child Adolesc Psychiatry.
Gerri Mattson, MD, FAAP
Administration 2006;45(7):849–858
Jason Richard Rafferty, MD, MPH, EdM
Lawrence Sagin Wissow, MD, MPH, FAAP 10. Briggs-Gowan MJ, Carter AS. Social-
emotional screening status in early
LIAISONS childhood predicts elementary
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PEDIATRICS Volume 138, number 6, December 2016 e13
Addressing Early Childhood Emotional and Behavioral Problems
Mary Margaret Gleason, Edward Goldson, Michael W. Yogman, COUNCIL ON
EARLY CHILDHOOD, COMMITTEE ON PSYCHOSOCIAL ASPECTS OF
CHILD AND FAMILY HEALTH and SECTION ON DEVELOPMENTAL AND
BEHAVIORAL PEDIATRICS
Pediatrics 2016;138;
DOI: 10.1542/peds.2016-3025 originally published online November 21, 2016;

Updated Information & including high resolution figures, can be found at:
Services http://pediatrics.aappublications.org/content/138/6/e20163025
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Addressing Early Childhood Emotional and Behavioral Problems
Mary Margaret Gleason, Edward Goldson, Michael W. Yogman, COUNCIL ON
EARLY CHILDHOOD, COMMITTEE ON PSYCHOSOCIAL ASPECTS OF
CHILD AND FAMILY HEALTH and SECTION ON DEVELOPMENTAL AND
BEHAVIORAL PEDIATRICS
Pediatrics 2016;138;
DOI: 10.1542/peds.2016-3025 originally published online November 21, 2016;

The online version of this article, along with updated information and services, is
located on the World Wide Web at:
http://pediatrics.aappublications.org/content/138/6/e20163025

Pediatrics is the official journal of the American Academy of Pediatrics. A monthly publication, it
has been published continuously since 1948. Pediatrics is owned, published, and trademarked by
the American Academy of Pediatrics, 345 Park Avenue, Itasca, Illinois, 60143. Copyright © 2016
by the American Academy of Pediatrics. All rights reserved. Print ISSN: 1073-0397.

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