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The Scientific Legacy of Little Hans and Little Albert: Future Directions for
Research on Specific Phobias in Youth

Article  in  Journal of Clinical Child & Adolescent Psychology · April 2015


DOI: 10.1080/15374416.2015.1020543 · Source: PubMed

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The Scientific Legacy of Little Hans and Little Albert:


Future Directions for Research on Specific Phobias in
Youth
abc de
Thomas H. Ollendick & Peter Muris
a
Child Study Center, Department of Psychology, Virginia Tech
b
Department of Psychology, Roehampton University
c
School of Applied Psychology, Griffith University
d
Department of Clinical Psychological Science, Maastricht University
e
Department of Psychology, Stellenbosch University
Published online: 11 Apr 2015.
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Future Directions for Research on Specific Phobias in Youth, Journal of Clinical Child & Adolescent Psychology, DOI:
10.1080/15374416.2015.1020543

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Journal of Clinical Child & Adolescent Psychology, 0(0), 1–18, 2015
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DOI: 10.1080/15374416.2015.1020543

The Scientific Legacy of Little Hans and Little Albert:


Future Directions for Research on Specific Phobias in Youth
Thomas H. Ollendick
Downloaded by [Virginia Tech Libraries], [Mr Thomas H. Ollendick] at 11:40 17 April 2015

Child Study Center, Department of Psychology, Virginia Tech and Department of


Psychology, Roehampton University and School of Applied Psychology, Griffith University

Peter Muris
Department of Clinical Psychological Science, Maastricht University and Department of
Psychology, Stellenbosch University

We review issues associated with the phenomenology, etiology, assessment, and


treatment of specific phobias in children and adolescents and provide suggestions for
future research and clinical practice. In doing so, we highlight the early case studies
of Little Hans and Little Albert and the advances that have been made following the
publication of these seminal cases. In recent years, we have witnessed a deeper under-
standing of the etiology of specific phobias and developed a rich array of evidence-based
assessments and treatments with which to address specific phobias in youth. Although
much has been accomplished in this area of inquiry, we also note that much remains
to be done before we can advance more fully our understanding, assessment, and
treatment of specific phobias in youth. It will be important for future work to build
more firmly on these developments and to better determine the moderators and media-
tors of change with our evidence-based treatments and to more vigorously pursue their
dissemination in real-word settings.

INTRODUCTION Rayner, 1920) was experimental in nature and demon-


strated that it is possible to instill a phobia in a healthy
During our clinical training, many of us have heard child via classical conditioning: The 11-month-old boy
about Little Hans and Little Albert, two classic case acquired an intense fear of rats and rabbits by pairing
studies of specific phobias that were published at the the presentation of these animals with an aversive loud
beginning of the 20th century. Both case histories noise. The implications of this experiment for treatment
focused primarily on the etiology of specific phobias were obvious: By viewing a specific phobia as a learned
but also advanced our thinking about the treatment of fear condition, the idea was born that this condition
this anxiety disorder. For example, the case of Little could be unlearned by exposing the person to the feared
Hans—a 5-year-old boy who suffered from a phobia of stimulus under neutral or positive circumstances. These
horses—was used by Freud (1909=1955) to illustrate his days, there is little empirical evidence for the psychody-
psychodynamic theory of childhood sexuality, the Oedi- namic perspective on the etiology and treatment of spe-
pal complex, and the origins of neurosis and to assert cific phobias. In contrast, learning theory dominates
that such a condition could be alleviated by helping the our current thinking: Its basic principles not only play
individual understand the deeply rooted origins of his an important role in contemporary models of the etiol-
or her fear. The case study of Little Albert (Watson & ogy of specific phobias but also form the basis for
evidence-based interventions for treating this problem
Correspondence should be addressed to Thomas H. Ollendick,
(Ollendick, Sherman, Muris, & King, 2012).
Child Study Center, Department of Psychology, Virginia Tech, 460 It is not just happenstance that the early cases of Little
Turner Street, Blacksburg, VA 24060. E-mail: tho@vt.edu Hans and Little Albert were focused on young children: It
2 OLLENDICK AND MURIS

is now widely accepted that specific phobias typically have causes clinically significant distress or impairment in
their origin during the childhood years (Ollendick, 1979). social, occupational, academic, or other important areas
Yet it is surprising that relatively little research has focused of functioning; and (g) the disturbance is not better
on specific phobias in children and adolescents over the explained by the symptoms of another mental disorder.
years. For example, in an analysis of publication trends, The diagnostic criteria for specific phobia in children
Muris and Broeren (2009) indicated that specific phobias and adolescents do not differ from those used in adults
are among the least investigated childhood anxiety disor- with one exception: It is specifically noted that in chil-
ders—with an average number of only 3.3 publications dren ‘‘the fear and anxiety may be expressed by crying,
per year during the past two decades. This does not mean tantrums, freezing, or clinging’’ in DSM-5 (American
that we have little or no knowledge about the etiology of Psychiatric Association, 2013, p. 197).
specific phobias or how to assess and treat them in youth. The DSM describes five subtypes of specific phobias,
Still, much of this knowledge comes necessarily from stu- namely, animal type (e.g., dogs, snakes), blood-
dies that have been conducted with adults. In this article, injection-injury type (e.g., sight of blood, dentists), natu-
Downloaded by [Virginia Tech Libraries], [Mr Thomas H. Ollendick] at 11:40 17 April 2015

we summarize what is currently known about the phenom- ral environment type (e.g., heights, storms), situational
enology, etiology, assessment, and treatment of specific type (e.g., enclosed places, elevators), and ‘‘other’’ type
phobias in children and adolescents. We also highlight (e.g., loud noises, costumed characters). There is some
future directions for research and clinical practice for albeit limited empirical support for the separate subtyp-
youth with this anxiety disorder. ing of specific phobias. For example, factor analytic
research performed on the fear ratings of children and
adolescents has revealed three primary factors: The first
DEFINITION AND PHENOMENOLOGY factor was referred to as animal phobias, the second fac-
tor pertained to blood-injection-injury phobias, and the
People have had specific phobias for hundreds and third factor combined natural environment and situa-
thousands of years: From the time of Hippocrates until tional phobias (Muris, Schmidt, & Merckelbach, 1999).
the 18th century, accounts of phobic problems appeared Moreover, in their recent review, LeBeau et al. (2010)
occasionally in the literature, although they were not noted that each subtype of specific phobia is somewhat
regarded as disorders in their own right. From the unique when looking at the prototypic fear response.
beginning of the 19th century, however, the term phobia The three-systems-model of Lang (1968) provides a
was increasingly used in its current sense to denote an good framework for illustrating this point. According
intense fear that is out of proportion to the apparent to this model, fear is reflected in autonomic symptoms
stimulus or situation that provokes it. However, it was (e.g., tachycardia, increased respiration), subjective feel-
not until 1952 that phobias became a separate diagnostic ings of apprehension (e.g., fear of harm and injury, fear
category in the psychiatric classification system of the of losing control), and avoidance or escape behavior
Diagnostic and Statistical Manual of Mental Disorders (e.g., evading, running away from, or not looking at
(DSM). In the early editions (DSM-I and DSM-II; the phobic stimulus=situation; staying near another per-
American Psychiatric Association, 1952, 1968), all pho- son). Further, not all types of specific phobias display a
bias were grouped together and informed by clinical comparable profile with regard to the three components.
speculation, not empirical research. Guided by empirical Although all phobias are accompanied by subjective
research, DSM-III (American Psychiatric Association, reports of distress and although this distress mainly
1980) distinguished among agoraphobia, social phobia, takes the form of fear, in some animal and blood-
and simple phobia as separate disorders. The latter injection-injury phobia types this subjective distress is
category was relabeled as specific phobia in later edi- characterized by strong feelings of disgust and revulsion.
tions of the DSM (DSM-IV; American Psychiatric Similarly, whereas all specific phobias are characterized
Association, 1994). In the current version (DSM-5, by cognitions related to the fear of incurring harm or
American Psychiatric Association, 2013), a specific pho- injury, there are several phobias, especially situational=
bia is defined by the following criteria: (a) marked fear environmental phobias (e.g., enclosed places, claustro-
or anxiety about a specific object or situation; (b) the phobia), that involve additional anxiety expectations
phobic object or situation almost always provokes such as fear of going crazy or fear of losing control.
immediate fear or anxiety; (c) the phobic object or Moreover, although confrontation with the phobic
situation is actively avoided or endured with intense stimulus usually elicits sympathetic arousal (i.e., tachy-
fear or anxiety; (d) the fear or anxiety is out of pro- cardia or increased heart rate) in most phobia subtypes,
portion to the actual danger posed by the specific object a biphasic response pattern (i.e., initial tachycardia
or situation and to the sociocultural context; (e) the fear, followed by bradycardia or heart rate slowing) is typi-
anxiety, or avoidance is persistent, typically lasting for 6 cally noted in blood-injection-injury phobia (LeBeau
months or more; (f) the fear, anxiety, or avoidance et al., 2010).
RESEARCH ON SPECIFIC PHOBIAS IN YOUTH 3

There appears to be only one investigation to date types of specific phobia (e.g., animal phobia) than for
that has explored the responsivity in each of the three others. To what extent prevalence rates vary with age,
systems in youth with a specific phobia. In that study socioeconomic status, ethnicity, and culture still remains
(Ollendick, Allen, Benoit, & Cowart, 2011), clinic- to be clarified. More intensive studies of the epidemi-
referred children and adolescents with a specific phobia ology of specific phobias and the various subtypes in
(animal, environmental, and situational types) provided youth are obviously warranted.
subjective fear ratings, participated in a behavioral
approach test (BAT), and underwent a physiological
assessment of their heart rate. Although the three indices ETIOLOGY
of fear were significantly related to one another, con-
siderable variation was noted with some children being The current view is that the etiology of specific phobias
concordant and others being discordant across the cannot be explained by a single process. Rather there is
response systems. More precisely, based on levels of accumulating evidence indicating that specific phobias
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subjective distress and physiological arousal, two con- result from multiple pathogenic factors, including gen-
cordant groups (i.e., high distress=high arousal and etic influences, aberrant brain processes, temperament
low distress=low arousal) and one discordant group factors, negative learning experiences, avoidance, and
(i.e., high distress=low arousal or low distress=high cognitive distortions (Muris & Merckelbach, 2001;
arousal) were identified. These concordant and discor- Ollendick, King, & Muris, 2004).
dant groups were then compared on the percentage of
steps completed on the BAT. The low distress=low arou-
Genetics
sal group completed a significantly greater percentage of
steps (91%) than the high distress=high arousal group It is well known that specific phobias run in families.
(51%) and a marginally greater percentage of steps than This point is nicely illustrated in an early study of Fyer
the discordant group (69%). Thus, concordance across et al. (1990), who documented that first-degree relatives
the three response systems is not always present; more- of adults with specific phobias more frequently suffered
over, such discordance might provide valuable infor- from specific phobias (31%) than first-degree relatives of
mation on the severity of the disorder and its response adults without specific phobias (11%). Moreover, 15% of
to various treatments as speculated upon by Davis and the children of the adults with specific phobia were diag-
Ollendick (2005). nosed with specific phobia, compared with 8% of the
children of the control adults. Of additional importance,
results also indicated that the relatives of specific phobia
A NOTE ON EPIDEMIOLOGY participants did not have an increased risk for any psy-
chiatric disorder other than specific phobia. On the basis
Research on the epidemiology of specific phobias in of these findings, Fyer et al. (1990, p. 255) concluded
children and adolescents is scarce. The few studies that that ‘‘specific phobia is a highly familial disorder that
have been conducted indicate that the prevalence rates breeds true.’’
of specific phobia in youth vary considerably as a result Behavioral-genetic studies have also shown that gen-
of differences in the sample under study (community vs. etic transmission plays a significant role in the familial
clinic referred), the informant assessed (child or parent, aggregation of specific phobias. A recent review and
or both), the assessment method used (structured or meta-analysis including 10 twin studies conducted in
unstructured interviews, rating scales), and whether an adult populations revealed mean heritability estimates
impairment criterion is part of the definition of the dis- of 32% (range ¼ 22–44%) for animal phobias, 25%
order. Nevertheless, with prevalence rates of up to 10% (range ¼ 0–33%) for situational=environmental phobias,
(Silverman & Moreno, 2005), it is clear that specific pho- and 33% (range ¼ 28–63%) for blood-injection-injury
bias are among the most common anxiety disorders in phobias (Van Houtem et al., 2013). Unfortunately,
youth (see also Beesdo, Knappe, & Pine, 2009). Phobias however, few studies have employed a twin design to
of animals such as dogs, spiders, and snakes are quite examine the genetic liability to specific phobias in chil-
common, and the same is true for phobias of blood, dren and adolescents. One notable exception is the
injuries, and shots and for environmental phobias of investigation by Lichtenstein and Annas (2000), who
storms and heights (e.g., Benjet, Borges, Stein, Mendez, used parent reports of specific fears and phobias in
& Medina-Mora, 2012); however, the prevalence of vari- 1,106 pairs of 8- to 9-year-old Swedish twin pairs. The
ous specific phobia types varies from one study to overall concordance of specific phobia was higher
another. Specific phobias are also more prevalent among among monozygotic than dizygotic twins (52 vs. 25%).
girls than boys (e.g., Kim et al., 2010), although this Further analysis revealed that the contribution of this
gender difference may be more prominent for some genetic factor was somewhat different for various
4 OLLENDICK AND MURIS

specific phobia types, that is, the genetic effect explained confronted with fear-relevant stimuli while they have
58% of the variation in the liability for animal phobias less capability to regulate this hyperactivation (see also
and 50% in the case of situational=environmental pho- Ipser, Singh, & Stein, 2013).
bias but only 28% for mutilation phobias (which Of interest, there is some evidence indicating that
included blood-injection-injury phobias). In another successful treatment of specific phobia by means of
exception, Eley, Rijsdijk, Perrin, O’Connor, and Bolton exposure leads to a reversal of the brain activation
(2008) also found a significant contribution of the gen- abnormalities typically seen in these individuals. For
etic factor (46%) when explaining specific phobias in example, Schienle, Schäfer, Hermann, Rohrmann, and
854 six-year-old monozygotic and dizygotic twins from Vaitl (2007) examined brain activation by means of
the United Kingdom. Thus, the limited evidence avail- fMRI in 26 female spider phobic adults and 25 non-
able with youth is in line with what has been reported phobic controls during the presentation of spider pic-
in the adult literature and indicates that specific phobias tures. The spider phobic individuals were then
are at least in part heritable. randomly assigned to either an exposure therapy group
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Recently, multivariate genetic models with adults or a waitlist group. The fMRI assessment was repeated 1
have shown that even at a genetic level, the liability to week after the therapy or after the 1-week waiting per-
specific phobias is multifactorial, involving both specific iod. In keeping with the literature in this research
and general liabilities (Czajkowski, Kendler, Tambs, domain (see earlier), it was found that the phobic indivi-
Røysamb, & Reichborn-Kjennerud, 2011). Obviously, duals displayed increased activation in the amygdala
more studies are needed to further investigate the dis- and a decreased activation in the prefrontal cortex.
tinct genetic factors underlying specific phobias and its Most important, the exposure treatment produced
subtypes, especially in youth where this approach has increased prefrontal cortex activity in the therapy group
not been adopted thus far. relative to the waiting group. Further, a treatment-
related reduction of physical anxiety symptoms was
documented, which was accompanied by decreases in
Neurobiology
the activation of the amygdala and insula. Schienle
During the past 20 years, an increasing number of stu- et al. (2007) viewed the functional change in the acti-
dies have used neuroimaging methodology to identify vation of the prefrontal cortex as the primary process
area-specific alterations in metabolic activity underlying and conclude that this might be the best indicator of a
aberrations in the brain processing of fear in individuals successful treatment of this type of phobia (see also
with a specific phobia. These studies typically use symp- Schienle, Schäfer, Stark, & Vaitl, 2009). Altogether, this
tom provocation designs (in most cases exposure to pic- type of neurobiological research has yielded some
tures of the phobic stimulus) to explore differences in the intriguing findings on the brain circuits involved in pho-
neural processing of fear-related stimuli—as assessed bic fear; almost all of these studies have been conducted
with functional magnetic resonance imaging (fMRI), with animal phobia (in particular spider phobia) in
single photon emission computerized tomography, or adults; and, to date, no investigation can be found
positron emission tomography—between participants examining the fear processing in youth with animal or
with a specific phobia and healthy controls. Results of other types of specific phobias.
this research are summarized in a recent review by Del
Casale et al. (2012) who concluded that individuals with
Temperament
a specific phobia show abnormal activation in brain
areas involved in the perception and early amplification Behavioral inhibition refers to the tendency of some
of fear—including the formation of an autonomic arou- children to interrupt ongoing behavior and to react with
sal response—such as the amygdala, anterior cingulate distress and withdrawal when confronted with unfam-
cortex, thalamus, and insula. In addition, it was found iliar stimuli and situations. This temperament factor is
that immediately following exposure, brain areas in thought to be an inherited and fairly stable response dis-
the prefrontal cortex, which are normally activated position that characterizes approximately 10–15% of
in healthy controls to regulate fear, are less activated children (e.g., Kagan, Reznick, Clarke, Snidman, &
in individuals with a specific phobia. With continuing Garcia-Coll, 1984). Cross-sectional and longitudinal
exposure to the phobic stimulus, however, various corti- studies conducted by Biederman and colleagues (Bieder-
cal and (pre)frontal areas do become more activated in man et al., 1993; Biederman et al., 1990) have strongly
individuals with specific phobia, probably because of suggested that this disposition serves as a risk factor
further conscious threat evaluation, catastrophic think- for anxiety disorders. These studies showed that
ing, and use of cognitive coping strategies. Thus, at a behaviorally inhibited preschool children were more
structural brain level, individuals with a specific phobia likely to have anxiety disorders including specific pho-
are more easily and more strongly aroused when being bias compared to control children. This became even
RESEARCH ON SPECIFIC PHOBIAS IN YOUTH 5

more prominent at a 3-year follow-up when the rates of Conley, and Dickson (1988) described five children
specific phobias and other anxiety disorders had increased (between 8 and 11 years of age) with a choking phobia
markedly in the behaviorally inhibited group. In another who all became fearful of eating after they had gagged
study by Muris, Merckelbach, Wessel, and Van de Ven on a food item.
(1999), children 12 to 14 years of age were provided with Nonetheless, it is important to note that the theoreti-
a definition of behavioral inhibition and then asked to cal perspective on fear conditioning has changed over
classify themselves as low, middle, or high on this tem- the past decades. Researchers no longer conceptualize
perament characteristic. In addition, children completed fear conditioning as simple reflex-like stimulus-response
a standardized scale of anxiety disorders symptoms learning; instead they consider it to be a process during
that included separate scales for the main types of spe- which individuals learn that one stimulus (the con-
cific phobias (i.e., animal, blood-injection-injury, and ditioned stimulus [CS]) is likely to predict the occurrence
situational=environmental). Results indicated that chil- of another stimulus (the unconditioned stimulus [UCS]),
dren in the high behavioral inhibition group more often which, in turn, will elicit a conditioned response under
Downloaded by [Virginia Tech Libraries], [Mr Thomas H. Ollendick] at 11:40 17 April 2015

reported specific phobia symptoms than did children in certain conditions (Davey, 1989; Field, 2006; Mackin-
the low or middle behavioral inhibition groups. tosh, 1983). During this process, previous experiences
Thus, although behavioral inhibition is a vulner- with the CS, as well as the subjective evaluation of the
ability factor for a broad range of anxiety disorders, UCS, are considered as important determinants of
it appears to be particularly so for social phobia and whether fear conditioning will occur. For example, in
specific phobias (for reviews, see Biederman, a study by Ten Berge et al. (2002), it was found that
Rosenbaum, Chaloff, & Kagan, 1995; Ollendick, low fearful children had experienced more innocuous
Benoit, & Grills-Taquechel, 2014). It seems plausible dental visits (i.e., checkups) before their first curative
to assume that behavioral inhibition represents the treatment as compared to high fearful children. This
genetic vulnerability factor contributing to specific suggests that previous neutral experiences with the CS
phobias, as well as its associated neurobiological sub- might immunize against the negative impact of an
strate (Fox, Henderson, Marshall, Nichol, & Ghera, aversive event, a phenomenon that in the conditioning
2005), and as such this temperament characteristic literature is labelled as latent inhibition (Lubow, 1973).
seems to be a derivate of what psychologists have Likewise, Ten Berge et al. noted that children’s personal
labeled emotionality or neuroticism (Craske, 2003). emotional reactions to the curative treatment enhanced
However, it should be noted that not all youth with the aversiveness of the UCS (UCS inflation; Davey,
behavioral inhibition develop a specific phobia and De Jong, & Tallis, 1993), leading them to the conclusion
not all youth with a specific phobia are behaviorally that subjective perceptions of threat play a decisive role
inhibited (or highly emotional or neurotic). It would during fear conditioning. It is important to note that the
be interesting to examine whether this temperament role of latent inhibition and UCS inflation in the acqui-
trait is more typical for children and adolescents with sition of fears and phobias needs to be further investi-
a certain type of specific phobia, multiple phobias, gated, and that this is especially true for children and
and a specific phobia with comorbid (anxiety) prob- adolescents.
lems. Further, given that behavioral inhibition is so After the initial attempt of Watson and Rayner
intimately related to avoidance behavior (e.g., Allen, (1920), fear conditioning in young children had been
Myers, & Servatius, 2014), it might be worthwhile to neglected for a long time. However, in recent years, a
examine whether this temperament factor has prognos- number of research groups have begun to develop suit-
tic value for the outcome of treatments addressing able procedures for exploring the phenomenon. For
youth with (multiple or complex) specific phobias. example, Gao, Raine, Venables, Dawson, and Mednick
(2010) employed a differential conditioning paradigm in
a longitudinal sample of 200 children who were assessed
Conditioning
at ages 3, 4, 5, 6, and 8 years. Children were repeatedly
As heritability accounts for a modest albeit important presented with two types of tones: One tone was paired
proportion of the variance in specific phobias, it is with a loud noise UCS (the CSþ), and another tone was
obvious that environmental influences also play a unpaired with this aversive outcome (the CS) while
significant role. In this context, conditioning experiences electrodermal responses to these tones were measured
with phobic stimuli and situations seem to be throughout the experimental procedure. The results
particularly important. In addition to the case of Little indicated that children displayed larger skin
Albert, other clinical case reports suggest that at least conductance responses to the CSþ than to the CS,
some specific phobias can be explained in terms of evidence for a fear conditioning effect. Of interest,
‘‘traditional’’ classical conditioning (King, Hamilton, although fear conditioning increased with age, it was
& Ollendick, 1988). As but one example, Chatoor, already present in children as young as 3 years old,
6 OLLENDICK AND MURIS

suggesting that this mechanism might represent a rel- such modeling of fear occurred only for so-called
evant pathway to phobias from early childhood on. In fear-relevant stimuli (e.g., snakes, spiders) and not for
recent years, there have been a number of other studies fear-irrelevant stimuli (e.g., flowers, rabbits; e.g., Cook
that used variants of this experimental methodology to & Mineka, 1989), which is nicely in line with M. E. P.
study fear conditioning in children and adolescents with Seligman’s (1971) preparedness theory of phobic fear.
anxiety disorders. For example, Craske et al. (2008) According to this theory, the stimuli and situations
evaluated aversive conditioning and extinction in chil- that phobic individuals fear typically echo the dangers
dren with anxiety disorders, children at risk for anxiety that our ancestors faced in their Pleistocene savannah
disorders (by virtue of parental diagnostic status), and environment. As a result of natural selection, fear of
control children. All participants underwent 16 trials these evolutionary threats would have become geneti-
of discriminative conditioning of two geometric figures, cally encoded. Consequently, modern humans would
with (CSþ) or without (CS) an aversive tone (UCS), still possess a preparedness to develop phobias of
followed by a retest of eight extinction trials, about 2 snakes, spiders, height, blood, and so on. It has been
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weeks later. It was found that both the anxious and assumed that this preparedness can become manifest
at-risk children displayed heightened conditioned skin not only as a result of modeling experiences but
conductance responding as compared to the control also as a result of other types of negative learning
children. Of interest, a similar pattern was found for (e.g., conditioning; see Öhman & Mineka, 2001). In
CSþ and CStrials, suggesting that the development the meantime, it is important to note that although
of anxiety problems is associated not only with a mech- Mineka et al.’s research is still regarded as strong
anism of elevated excitatory responding to threat cues evidentiary support for fear learning via modeling,
but also with a process of impaired inhibition of the preparedness account of these findings has received
responding to safety cues (see also Craske, Treanor, considerable critique (McNally, 1987).
Conway, Zbozinek, & Vervliet, 2014; Lau et al., 2008; More recently, researchers have begun to explore
Waters, Henry, & Neumann, 2009). In spite of this evi- whether modeling is involved in the acquisition of fear
dence, no research can be found that evaluated the in children. For example, Gerull and Rapee (2002)
exclusive role of such fear conditioning in youth with observed 15- to 20-month-old toddlers who were
specific phobias. Besides exploring the precise mech- confronted with novel rubber toy spiders and snakes.
anism and boundary conditions of associative (CS– During the experiment, children’s mothers were also
UCS) learning in childhood phobias, such research present and instructed to display either a positive or a
could also make use of neuroimaging techniques to negative facial expression while their offspring were
study the biological underpinnings of fear conditioning exposed to the toy animals. The results showed that tod-
in phobic youths (Pine et al., 2001). dlers whose mothers displayed a negative facial
expression were more fearful and more hesitant to
approach the toy animals than toddlers whose mother
Modeling and Negative Information Transmission
had exhibited a positive facial expression. Follow-up
The classical conditioning pathway to phobias assumes experiments by Dubi, Rapee, Emerton, and Schniering
that the person has had direct experience with the CS (2008) and Askew, Dunne, Özdil, Reynolds, and Field
and the UCS. However, there are cases in which indivi- (2013) replicated these findings but also indicated that
duals develop a specific phobia despite having had no the observational learning of fear in children of various
direct experience with the CS (i.e., the phobic object) ages (i.e., 15–20 months and 6–11 years, respectively)
and=or the UCS. In these cases, indirect pathways of did not occur exclusively with fear-relevant stimuli but
fear acquisition play a pivotal role. For example, fears also with fear-irrelevant stimuli (such as mushrooms
and phobias can be learned by observing other people’s and flowers). Obviously, the latter finding is in contrast
responses to that stimulus or situation (modeling) or by with the results of Cook and Mineka (1989) and the
hearing that a stimulus or situation might be dangerous aforementioned preparedness theory (see Coelho &
or has some other negative connotation (negative Purkis, 2009, for critique). In short, there may be
information transmission; Rachman, 1991). alternative explanations (which may have to do with
Robust empirical evidence for modeling in phobic expectancies; Davey, 1995, and stimulus characteristics;
fear has been provided in experiments conducted by Berger, 2010) for why stimuli that are considered as
Mineka and colleagues (e.g., Mineka, Davidson, Cook, ‘‘biologically prepared’’ are more easily associated with
& Keir, 1984; see also Askew & Field, 2008), who aversive outcomes and thus more often develop into a
demonstrated that rhesus monkeys show clear signs serious fear or a phobia.
of distress and behavioral avoidance toward snakes Negative information transmission is assumed to be
after watching a model interacting fearfully with these another indirect learning mechanism by which fears
reptiles. Of interest, follow-up studies revealed that and phobias can be acquired. Field, Argyris, and
RESEARCH ON SPECIFIC PHOBIAS IN YOUTH 7

Knowles (2001) developed an experimental paradigm has shown that disgust information about novel animals
that makes it possible to explore the causal role of this has the potential of promoting fear and avoidance in
pathway in the development of childhood fears. The children (e.g., Muris et al., 2009) and that parents
general outline of this paradigm is simple and straight- may function as an important modum in the trans-
forward: Children are confronted with negative infor- mission of this type of negative information (Muris,
mation about an unknown stimulus, and before and Mayer, Borth, & Vos, 2013).
after this experimental manipulation their level of fear Altogether, there is accumulating evidence suggesting
to this object is assessed. In a first test, children between that the indirect learning pathways of modeling and
7 and 9 years of age received either negative or positive negative information transmission are frequently
information about two unknown monster dolls. Results involved in the acquisition of childhood fear. Of interest,
showed that fear-related beliefs about the monster dolls there is also tentative support showing that these
changed significantly as a function of the verbal infor- mechanisms of learning can be exploited therapeutically:
mation: Negative information increased children’s self- More precisely, some studies have demonstrated that
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reported fear, whereas positive information decreased modeling approach behavior and the provision of
their fear level. In subsequent experiments, the positive information decreases children’s fear of novel
‘‘monsters’’ in the original paradigm were replaced by animals (Broeren, Lester, Muris, & Field, 2011; Kelly,
novel but real animals (Australian marsupials such as Barker, Field, Wilson, & Reynolds, 2010; Muris,
the quoll, quokka, and cuscus); moreover, fear was Huijding, Mayer, Van As, & Van Alem, 2011). How-
measured not only by means of self-report but also ever, so far, research of this type has been exclusively
with physiological and behavioral indices (e.g., Field & conducted in nonclinical youth, and thus studies using
Lawson, 2003; Field & Schorah, 2007). The initial the aforementioned paradigms need to be conducted in
findings were confirmed: Negative information is a children and adolescents with clinical levels of phobic
powerful way of producing fear of a stimulus for which symptoms.
children have no prior knowledge, and these fear-
enhancing effects are present in all fear modalities (for
Avoidance and Cognitive Biases
a review, see Muris & Field, 2010).
At least two interesting research lines emerged from Mowrer’s (1960) influential two-stage model assumes
the initial experimental work on the role of negative that although direct and indirect learning experiences
information in young children’s fear. First, attempts account for the acquisition of specific phobias, avoid-
were made to explore whether this pathway is involved ance behavior is responsible for their maintenance. That
in the transmission of fear from parents to children. is, avoidance serves to minimize direct and prolonged
For example, Muris, Van Zwol, Huijding, and Mayer contact with the phobic object and does not allow the
(2010) presented mothers of 8- to 13-year-old children phobic person to learn that the CS is in fact harmless.
with ambiguous information about a novel animal Meanwhile, by evading the phobic stimulus, subjective
(i.e., the cuscus; ‘‘The cuscus eats about everything’’), feelings of fear and physiological arousal decrease,
and then asked them to prepare their offspring for a thereby negatively reinforcing the avoidance behavior.
confrontation with this animal by telling brief stories As noted by Ollendick, Vasey, and King (2001), there
with a series of open-ended vignettes. It was found that is considerable evidence that avoidance is the key
trait anxious mothers interpreted the ambiguous infor- mechanism in the conservation of phobic fear. In chil-
mation about the cuscus in a threatening way and told dren and adolescents specifically, it is also assumed that
rather negative stories about this animal to their chil- parents play an important role in either the promotion
dren. They pointed to the dangerousness of the animal or elimination of avoidance behavior in their offspring.
and prompted their offspring to watch out and to stay Ollendick, Lewis, Cowart, and Davis (2012) recently
away from it, lest it eat them. Children appeared to pick found some support for this idea. In their sample of
up the message of their mothers: The more negative the clinic-referred youth with specific (animal) phobias,
stories of their mother, the higher their fear levels participants completed two BATs: the first one alone
toward the animal. Second, although Field et al.’s and the second one with a parent present. Overall, it
(2001) paradigm has been predominantly employed to was found that children were less avoidant during the
investigate the effects of threat-related information, there parent-present BAT (58% of steps completed) than
may be other types of negative information that enhance during the child-alone BAT (38% of steps completed).
children’s fear. For instance, based on the notion that the Of interest, performance on the parent-present BAT
emotion of disgust also plays a crucial role in some spe- was influenced by parent characteristics in addition to
cific phobia subtypes (Olatunji & McKay, 2009), studies the parents own level of fear: Children performed less
have examined whether the provision of disgust-related well and thus were more avoidant when their parents
information also has fear-inducing effects. This research were less warm and less involved in the BAT.
8 OLLENDICK AND MURIS

However, overall, empirical investigations on the role cognitive biases at work during subsequent, more
of avoidance in childhood specific phobias are scarce, conceptual stages. A typical example of such a bias in
probably because the lack of convenient measures for specific phobias is the covariation bias, which is con-
assessing this construct. However, such instruments cerned with a tendency to overestimate the association
are beginning to emerge. For example, Whiteside, between fear- or phobia-related stimuli (CS) and nega-
Gryczkowski, Ale, Brown-Jacobsen, and McCarthy tive outcomes (UCS; Tomarken, Mineka, & Cook,
(2013) constructed brief self-report and parent-report 1989). In an experiment by Muris, Huijding, Mayer,
scales for measuring behavioral avoidance in youth with Den Breejen, and Makkelie (2007), the first evidence
specific phobias and other anxiety disorders, whereas was obtained for the existence of this type of bias in
Klein, Becker, and Rinck (2011) developed a computer- youth. Children 8 to 16 years of age played a computer
ized, reaction-time-based approach-avoidance task game during which they were exposed to a series of pic-
during which children handle a joystick to pull phobia- tures containing spiders (i.e., negative fear-relevant
relevant stimuli toward themselves or to push them stimulus), guns (i.e., negative fear-irrelevant stimulus),
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away, which provides an index of automatic avoidance and flowers (i.e., neutral control stimulus). Immediately
tendency. Clearly, these new measures can be employed after each picture, a face was generated by the computer
in future research in order to learn more about the role signaling the outcome of that trial: A happy face indi-
of avoidance in the development, maintenance, and even cated that the child had won three pieces of candy, a
treatment of phobias in children and adolescents. sad face indicated that the child had lost three pieces
Further, building on work in cognitive psychology, of candy, and a neutral face had no positive or negative
an increasing amount of research shows that phobic consequences. The pictures were shown in a random
individuals display various types of cognitive biases, order, and the computer game was programmed in such
reflecting an enhanced processing of threat-related a way that each picture type was equally often followed
information. For instance, experimental studies have by a happy, sad, or neutral face. After the computer
demonstrated that individuals with phobias are hypervi- game, children were asked to provide estimates on the
gilant in their perception of threat cues, a phenomenon observed contingencies between the three picture types
that has been labeled as attentional bias. Vasey, and various outcomes. Results indicated that children
Daleiden, Williams, and Brown (1995) were among the displayed an inclination to link the negative outcome
first to show that this type of bias is also present among to negatively valenced pictures (i.e., they believed that
youth with high levels of anxiety. These researchers they had more often lost candy following pictures of spi-
administered a dot probe detection task in a group ders and guns). Most important, the findings also
of 9- to 14-year-old highly anxious children and a group demonstrated that this covariation bias was modulated
of age-matched nonanxious control children. The by fear. That is, spider-fearful youths showed a stronger
results of this study indicated that children high in tendency to associate the spider pictures with a negative
anxiety, relative to controls, were faster to react to a outcome (i.e., losing candy). These results are in line
probe if it was preceded by a threatening rather than a with what has been reported in the adult literature
neutral word, in keeping with the hypothesis that (e.g., Tomarken et al., 1989) but still await replication
anxious youth allocate significantly more processing in clinically referred children and adolescents with
resources toward threat-related material. Although specific phobias.
the Vasey et al. study enlisted youth high in anxiety, Although it seems plausible that cognitive biases are
attention bias is also a cognitive distortion that is also involved in the preservation of specific phobias in
highly evident in youth with specific phobias, and there youths, the empirical support for this idea is limited at
is evidence that it is already present in children at a this time. Attempts have been made to explore whether
very young age (LoBue, 2010). In recent years, more attentional bias is a predictor of treatment success. For
sophisticated paradigms have made it possible to study example, Legerstee et al. (2009) conducted a study in
different components of attention effects that may occur which 131 children and adolescents (8–16 years of age)
at different points in time during the processing of with anxiety disorders (about one third of whom had
fear-related stimuli (i.e., fast detection of threat, a specific phobia) performed a pictorial dot probe task
difficulty to disengage from threat, tendency to shift before they received a standardized cognitive-behavioral
attention away from threat; e.g., Koster, Crombez, treatment. Results indicated that selective attention for
Verschuere, & De Houwer, 2004). Researchers have threatening pictures was predictive of treatment out-
begun to study these different variants of attentional come. Further inspection of the specific components of
bias in youth (e.g., Waters, Bradley, & Mogg, 2014), attentional bias revealed that treatment nonresponders
but much work remains to be done. were characterized by difficulties to disengage their
Although attentional bias operates during the early attention away from threat, whereas treatment
stages of information processing, there are other responders showed an initial tendency not to engage
RESEARCH ON SPECIFIC PHOBIAS IN YOUTH 9

their attention to threat. These findings indicate that phobias are frequently comorbid with other disorders,
various types of attentional biases exist in anxious and it is desirable to undertake a broad assessment of
phobic youths, which may have differential implications psychopathology to identify these comorbid conditions
for the continuation of the anxiety pathology (see also and to assist in differential diagnosis (e.g., specific pho-
Waters, Mogg, & Bradley, 2012). bia of the dark vs. separation anxiety; specific phobia of
choking vs. panic disorder). Quite obviously, to address
all of these aims is a formidable undertaking and it is not
Multifactorial Origin
always possible to achieve all of them; rather, selective
As noted earlier, specific phobias—like other types of assessment that targets the specific phobia of an individ-
child psychopathology—are thought to have multi- ual child and the context in which it occurs is paramount
factorial origins. So far, studies have mainly focused (see McLeod, Jensen-Doss, & Ollendick, 2013). In the
on isolated factors, but it would be extremely valuable pursuit of these goals, several different tools are avail-
if future research would make attempts to study how able, including reliable and valid diagnostic interviews
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various factors interact with each other in the develop- (e.g., Anxiety Disorders Interview Schedule for DSM-IV:
ment of specific phobias. As it seems impossible to Child and Parent Versions; Silverman & Albano, 1996)
design studies including all factors involved, we provide and self-report (e.g., the Fear Survey Schedule for
a few examples of what such research might look like. Children–Revised, Ollendick, 1983; the Spence Chil-
First, classic longitudinal studies could be conducted dren’s Anxiety Scale, Spence, 1998) and parent-report
to explore the role of more distal factors such as familial questionnaires (e.g., the Achenbach System of Empiri-
(genetic) vulnerability, temperament, cognitive biases, cally Based Assessment, Achenbach, 2009). In addition,
and avoidance tendencies of children and parents in Muris, Simon, Bos, and Hale (2014) recently con-
the development of specific phobias. Second, experi- structed the Youth Anxiety Measure for DSM-5, which
mental work could focus on the additive and interactive measures the frequency of children’s and adolescents’
effects of direct (conditioning) and indirect (modeling, anxiety disorders symptoms in terms of the latest
negative information transmission) learning experiences version of this psychiatric classification system. This
on the acquisition of fear for novel stimuli (i.e., the for- self- and parent-report questionnaire includes 18 items
mation of strong CS–UCS associations) while also covering the five types of specific phobias (i.e., animal,
studying individual difference variables that increase natural environment, blood-injection-injury, situational,
children’s proneness to such learning events (e.g., and other). Obviously, this new scale now needs to be
behavioral inhibition; e.g., Field & Price-Evans, 2009). subjected to rigorous psychometric evaluation.
Third, a number of the etiological factors (i.e., learning In addition to these more traditional diagnostic and
experiences and cognitive biases) are also preeminently self- and parent-report measures, a BAT is an integral
suitable for being studied by means of neuroimaging part of any specific phobia assessment, as it allows one
techniques, and such research could provide valuable to directly observe the youth’s phobic behaviors. The
insight in the biological underpinnings of the pathogen- BAT is a controlled and standardized test in which the
esis of childhood specific phobias. child is asked to approach a phobic object or situation
so that avoidance behavior can be observed directly.
Performance on the test is scored as the number of steps
ASSESSMENT successfully completed during the test, which provides
an objective assessment of the phobic behavior. Further,
Given the complex clinical presentation (e.g., phenom- the child can be asked about the experienced level of fear
enology, comorbidity, etiology) of specific phobia, a at each step and his or her expectancies and catastrophic
thorough assessment is critical to the provision of beliefs in relation to phobic object or situation
evidence-based treatments (Ollendick et al., 2004). A (Ollendick, Raisevich, Davis, Sirbu, & Öst, 2010).
comprehensive assessment should ideally be multi- Finally, physiological data, such as heart rate and skin
method (e.g., clinical diagnostic interview, question- conductance responses, may also be collected. Thus,
naires, behavioral observation, cognitive tasks) and BATs enable the clinician to assess all three systems of
multi-informant (e.g., child, parent, teacher, and per- the child’s phobic response (subjective=cognitive,
haps peers) to gain an accurate picture of the child physiological, and behavioral; see earlier).
across contexts and settings (Silverman & Ollendick, Although BATs allow the clinician to directly observe
2005, 2008). To develop a complete picture of the child’s the child’s behavior in the presence of the phobic object
specific phobia, it is also desirable to investigate all or situation and hence can be used to confirm or extend
aspects of the phobic response (cognition, psychophys- the information obtained from diagnostic interviews and
iology, behavior, and subjective distress; Davis & questionnaires, their implementation in clinical practice
Ollendick, 2005). In addition, in as much as specific is limited. The main reason for this probably is that
10 OLLENDICK AND MURIS

BATs are sometimes challenging to arrange (e.g., reduce the likelihood of their adoption in clinical
retrieving, storing, and caring for stimuli or scheduling practice settings.
offsite visits). Still, the incorporation of BATs into the
assessment process is strongly recommended, not only
because this type of assessment provides important TREATMENT
diagnostic information but also because it gives an indi-
cation of a possible starting point for treatment and Freud did not actually conduct therapy with Little Hans
what the child is currently able to manage in terms of (he only had a couple of informal contacts with the
interacting with the phobic object or situation (Davis young boy’s father), but the phobic complaints
& Ollendick, 2011). The use of BATs in research is also disappeared, and this was taken as support for the
sparse, which is unfortunate because the simultaneous effectiveness of child psychoanalysis in the treatment
assessment of all three systems of the phobic response of specific phobias (King et al., 1988; Wolpe &
provides unique venues for scientific research. For Rachman, 1960). However, more than a century later,
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example, as noted earlier, concordance=discordance there is no empirical evidence for the use of psychody-
across fear systems may be related to severity of the pho- namic therapy in treating specific phobias in children
bia and thus potentially has prognostic value for therapy and adolescents. The scientific legacy of Little Albert
outcome (Ollendick et al., 2011). In addition, examin- fares considerably better in this respect. Inspired by
ation of treatment responsivity in all three systems could Watson and Rayner’s (1920) experiment, Cover Jones
provide a better picture of the extent to which therapy (1924) developed the procedure of desensitization, which
was actually successful in eliminating the specific phobia refers to the unlearning of fear via repeated confron-
in the child or adolescent (Davis, May, & Whiting, tations with the phobic stimulus or situation. This
2011). Finally, the three-systems assessment as provided technique is now labeled as exposure and is an essential
by BATs could resolve important theoretical issues on part of behavioral and cognitive-behavioral interven-
gender differences in phobias (e.g., Are girls really more tions. Indeed, a meta-analytic study performed on 33
fearful than boys? Ginsburg & Silverman, 2000) and randomized controlled trials examining the efficacy
children’s courageous behavior (i.e., taking action in of psychological treatments for specific phobias in
the face of, and despite, fear; Muris, 2009; Muris, adults indicated that exposure-based interventions
Mayer, & Schubert, 2010). were superior over alternative treatment approaches
Similar to BATs, recent years have witnessed an (Wolitzky-Taylor, Horowitz, Powers, & Telch, 2008).
emergence of studies using other assessment tools, The treatment outcome research on childhood
including performance-based measures, particularly specific phobias is clearly less substantial, but there is
those emanating from experimental cognitive psychol- support for a number of interventions and in all of them
ogy (e.g., the aforementioned dot probe test and the exposure plays an important role (Grills-Taquechel &
approach-avoidance task), to assess cognitive processes Ollendick, 2012; L. D. Seligman & Ollendick, 2011).
and behavioral tendencies in youth with specific phobias Traditional behavioral therapies such as systematic
and other anxiety disorders (for an overview, see Muris desensitization, reinforced practice (or contingency
& Field, 2008). Although this research has yielded management), and participant modeling all require
important information on the way that phobic and children to progress through a graduated exposure
anxiety-disordered children process fear-relevant hierarchy and combine this with another therapeutic
information, thereby providing further insight in the component (respectively relaxation, reinforcement, and
persistence of these problems, most of these performance- vicarious learning; Essau & Ollendick, 2013; Ollendick
based measures are limited from a psychometric point of & Cerny, 1981). Cognitive-behavioral therapy (CBT)
view (Hadwin & Field, 2010). In the upcoming years, it for phobic and anxious youth developed during the
will be a challenge for researchers to demonstrate that early 1990s (see Kendall, 1994) includes exposure to
these cognitive tasks are reliable and valid; in addition, feared stimuli and situations as a key element but also
normative data need to be collected before these incorporates many of the aforementioned behavioral
measures can be transported to and applied in clinical techniques, as well as cognitive restructuring to correct
practice. children’s negative thinking in relation to the feared
Finally, the finding in the adult literature that specific stimuli. This intervention has been repeatedly shown
phobias are associated with increased amygdala and to be more effective than a waitlist control condition
decreased prefrontal cortex activation (Schienle et al., or a psychological placebo treatment (Silverman, Pina,
2007; Schienle et al., 2009) calls for replication in & Viswesvaran, 2008), and at least one study has now
children and adolescents with this anxiety disorder. demonstrated that it is equivalent to pharmacotherapy in
However, the cost and specialized training of the efficacy (Walkup et al., 2008). As such, CBT—according
equipment needed to assess these biological indices to criteria for evidence-based treatments specified by
RESEARCH ON SPECIFIC PHOBIAS IN YOUTH 11

Chambless and Ollendick (2001)—can be regarded as a satisfaction. Treatment gains in both active treatment
well-established treatment for youth with phobias and conditions were maintained at the 6-month follow-up.
anxiety disorders. However, although children and ado- Other randomized controlled studies have also pro-
lescents with specific phobia have participated in the vided empirical support for the efficacy of OST in youth
controlled trials evaluating the efficacy of CBT, this with specific phobias. More precisely, research has shown
research has primarily been undertaken with other anxi- that OST produces better results compared to a waitlist
ety problems (i.e., generalized anxiety disorder, separ- control condition (Flatt & King, 2010; Leutgeb, Schäfer,
ation anxiety disorder, and social phobia). So far, no Köchel, & Schienle, 2012; Leutgeb & Schienle, 2012; Öst,
study can be found that has investigated the effect of Svensson, Hellstrom, & Lindwall, 2001) and that it is
this generic, transdiagnostic CBT treatment with chil- superior to an alternative psychological approach for
dren and adolescents with specific phobias, and so the treating specific phobias (i.e., eye-movement desensitiza-
relative efficacy of this approach remains unclear. tion and reprocessing; Muris, Merckelbach, Holdrinet,
A variant of CBT called One-Session-Treatment & Sijsenaar, 1998; Muris, Merckelbach, Van Haaften,
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(OST) has been specifically developed for treating spe- & Mayer, 1997). Given that these positive effects have
cific phobias; initially the intervention was designed been documented by multiple research groups from vari-
for adults (Öst, 2012), but later the protocol was ous parts of the world (i.e., Australia, Austria, Sweden,
adapted for use with children and adolescents (see the Netherlands, and the United States), with youth
Davis, Ollendick, Reuther, & Munson, 2012; Ollendick who have a diverse range of specific phobias, OST can
& Davis, 2013). OST consists of a single, 3-hr session be viewed as a well-established treatment for children
of graduated hierarchical exposure in combination with and adolescents with specific phobia.
elements of psychoeducation, participant modeling, Although CBT—and OST in particular—has been
reinforced practice, skills training, and cognitive shown to be effective for youth with specific phobias,
restructuring. The therapist first provides a rationale there still remains a significant proportion of youth
for treatment and identifies the child and therapist as a (i.e., 20–50%) who only partially respond or do not
‘‘team’’ who are working together to overcome the respond at all to these treatments. Thus, attempts
child’s fear. Treatment comprises a series of behavioral should be made to further improve the outcomes for
‘‘experiments’’ during which the child is encouraged these youth. One possibility could be to combine CBT
to approach the feared stimulus while thinking of him- or OST with pharmacotherapy. There is some evidence
or herself as a ‘‘scientist’’ or ‘‘detective’’ testing out indicating that children and adolescents with other
phobic cognitions. The therapist acts as a model anxiety disorders show greater improvement following
demonstrating how to handle the fearful situation, a combination treatment of CBT with a selective
encouraging the child to participate in the exercises, serotonin reuptake inhibitor (as compared to the mono-
and providing reinforcement following successful therapies of CBT and medication alone; see Walkup
approach behavior. et al., 2008). Although the current consensus is that an
There is strong empirical support for OST as an effec- exposure-based intervention is the treatment-of-choice
tive intervention for youth with specific phobias. For for specific phobias and that medication has little addi-
example, in the largest controlled trial conducted at tive value (Muris, 2012; Ollendick & March, 2004),
two sites in Sweden and the United States, Ollendick research on this topic is largely lacking, and thus it
et al. (2009) randomly allocated 196 children and remains possible that a combination of CBT=OST and
adolescents with a diverse range of phobias to OST, pharmacotherapy may be indicated for youth with mul-
educational support (i.e., a psychological placebo inter- tiple specific phobias and comorbid psychopathology.
vention that did not include exposure or cognitive Another possibility to enhance the effectiveness of
restructuring as active treatment ingredients), or a OST was recently explored by Ollendick et al. (2015),
waitlist control condition. Treatment outcome was who investigated whether the involvement of parents
evaluated by means of semistructured diagnostic inter- might serve in this regard. Ninety-seven phobic youth
views, self- and parent-report questionnaires, and BATs, 6 to 15 years of age were randomly assigned to either
which were all administered at pretreatment, posttreat- regular OST or a parent-augmented OST, during which
ment, and 6-month follow-up. Results showed that parents received psychoeducation about the etiology
OST and educational support were superior to the wait- and maintenance of specific phobias, were provided
list control condition. Moreover, OST yielded better with the rationale for this type of treatment, directly
outcome than educational support on clinician ratings observed the treatment of their child, practiced what
of phobia severity, percentage of participants being they had observed with their child, and received
diagnosis free at posttreatment (i.e., 55% following instructions on how to help their child conduct the
OST vs. 23% following educational support), child exposure exercises in their homes following treatment.
ratings of anxiety during the BAT, and treatment Surprisingly, treatment outcome assessments conducted
12 OLLENDICK AND MURIS

at posttreatment and follow-up revealed that parental powerful intervention such as OST. Moreover, it would
involvement did not enhance OST treatment outcome, be interesting to study the efficacy of ABMT as a
with no significant differences being observed between stand-alone intervention for children and adolescents
the two groups. Ollendick and colleagues speculated that with specific phobias.
parents in the augmented condition who had seen their Other new developments have used diverse techno-
children do well in treatment and felt empowered to help logical applications in the treatment of specific phobias.
them following treatment developed inordinately high For instance, there is a body of evidence on the efficacy
expectations for their children and perhaps became less of Internet-delivered cognitive-behavioral interventions
tolerant of their children’s semiavoidant behaviors fol- for anxiety disorders in adults (Andrews, Cuijpers,
lowing treatment. Indeed, following treatment, several Craske, McEvoy, & Titov, 2010). Recently, an open trial
parents commented on how frustrated they became with by Vigerland et al. (2013) has shown that the delivery of
their children when they could not or would not engage CBT via the Internet may also have potential to reduce
the phobic stimulus as they had during treatment, despite symptom severity in 8- to 12-year-old children with spe-
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their best efforts to help them to do so. This possibility cific phobias, but clearly randomized controlled trials are
awaits further examination, and we are mindful of the needed to further evaluate this treatment format.
admonition of Barmish and Kendall (2005), who Another technological application is computer-aided
asserted that ‘‘as alluring as it might be to include parents vicarious exposure (CAVE), which asks the phobic per-
as co-clients for multiple theoretical reasons, this belief son to guide an avatar through a hierarchy of exposure
cannot be mistaken as evidence’’ (p. 578). We concur. exercises that are simulated on a computer screen (e.g.,
Yet another possibility to enhance the effectiveness of Smith, Kirkby, Montgomery, & Daniels, 1997). A first
OST and other CBT approaches in the treatment of spe- evaluation of the efficacy of CAVE in youth with spider
cific phobias in youth is the use of attention bias modi- phobia has demonstrated that this intervention resulted
fication training (ABMT). ABMT aims at the correction in significant reductions of phobic symptomatology,
of the initial hypervigilance in the perception of threat although exposure in vivo was clearly superior on subjec-
cues that is so typical for individuals with phobias and tive as well as behavioral outcome measures (Dewis et al.,
other anxiety disorders. ABMT is conducted by means 2001). Given these promising results, further exploration
of a dot probe task, which requires participants to detect of the efficacy of CAVE seems warranted: Such research
the location of a dot that appears on the location of should establish the issue of clinical improvement (i.e.,
either a threat-related or neutral stimulus that are briefly the proportion of children and adolescents who are diag-
presented on a computer screen. By presenting the dot nosis free) and the applicability to other types of specific
always on the location of the neutral stimulus, an indi- phobias. As a final example, virtual reality (VR) makes
vidual can be trained to move attention away from use of computer-generated environments that can simu-
threat. Following the pioneering work by MacLeod, late a physical presence in the real or imagined world
Rutherford, Campbell, Ebsworthy, and Holker (2002), by presenting a person not only with visual images but
a host of studies have demonstrated that this procedure also with other sensory information (e.g., sound, move-
is effective in reducing fear and anxiety in adults (for a ment, tactile experiences). With this technology, nonlive
review, see Hakamata et al., 2010). Recently, attempts exposures to phobic stimuli or situations become fairly
exploring the effects of ABMT in youth with anxiety dis- realistic, which might give this technology considerable
orders have yielded similar positive results (e.g., Bechor therapeutic potential. In fact, controlled treatment out-
et al., 2014; Eldar et al., 2012; Shechner et al., 2014; come research conducted with adults with specific pho-
Waters, Pittaway, Mogg, Bradley, & Pine, 2013). bias (in particular of spiders, heights, and flying) has
Although these studies included some children and ado- shown that VR treatment is effective and equipotent to
lescents with specific phobias, only one study can be exposure treatment with regard to fear reduction on
found that specifically focused on this anxiety disorder. the subjective=cognitive, physiological, and behavioral
In that study, Waters et al. (2014) examined whether level (Parsons & Rizzo, 2008; Powers & Emmelkamp,
ABMT augmented the efficacy of OST in the treatment 2008). However, the utility of this approach is largely
of childhood phobias. Thirty-seven youth 6 to 17 years unknown in youth with specific phobias (Bouchard,
of age were randomly assigned to OST plus ABMT or 2011), and studies evaluating this innovative procedure
OST plus control training. The results showed that in this population are desperately needed.
OST plus ABMT produced somewhat better treatment
results than OST plus control training, but on most out-
Moderators and Mediators of Change
come measures no differences between the conditions
were observed. Waters et al. (2014) suggested that a Unfortunately, there is still a dearth of research on
stronger dose of AMBT might be necessary to moderators and mediators of effective interventions
demonstrate the extra effect over and above an already for childhood specific phobias. Moreover, the available
RESEARCH ON SPECIFIC PHOBIAS IN YOUTH 13

evidence on moderators is mixed. For example, some studies of Little Hans and Little Albert. Yet, as we have
studies do not show that age has an impact on the treat- noted, much of this knowledge is based on findings from
ment outcome of OST (e.g., Ollendick et al., 2009; Öst adults and=or nonclinical samples of children. Although
et al., 2001), but the parent augmentation study by much research awaits us in the ensuing years, the foun-
Ollendick et al. (2015) revealed that age of the child pre- dation for additional inquiry is firmly in place. We need
dicted treatment outcome across both OST interven- to build upon this foundation, enlist what we already
tions. More specifically, older children were rated by know, and explore new and creative ways to implement
the parents as showing greater improvement in dealing and disseminate what we learn in this process. In a
with their phobia and by masked clinicians as having recent review, Young, Ollendick, and Whiteside (2014)
lower clinical severity associated with their phobia at examined barriers to the implementation and dissemi-
posttreatment and at follow-up in both the standard nation of exposure strategies in routine clinical practice.
and parent-augmented conditions. Thus, for younger Although the barriers are considerable (and beyond the
children OST was somewhat less successful, which seems scope of this article), Young et al. concluded that they
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puzzling in light of the fact that specific phobias have are addressable and that the implementation of
such an early age of onset and the duration of the pho- exposure-based strategies is critical for the advance of
bia would be potentially less than it would be for older evidence based practice (see also Ollendick, 2014). We
children. This might suggest a need to adjust and deliver conclude our discourse with 16 specific, bulleted topics
the intervention as a function of development, which for future research that we hope will guide the next
could be achieved by using techniques such as play, generation of research and address the shortcomings
emotive imagery, drawings, and cartoons when treating we have identified in this review.
younger children. Promising work in this direction has
been conducted (e.g., Minde, Roy, Bezonsky, & . The epidemiology of DSM-5-defined specific
Hashemi, 2010; Monga, Young, & Owens, 2009) but phobias in youth, with special attention for varia-
needs further replication and elaboration. tions in prevalence rates with regard to phobia
With regard to mediators, precious little is known subtype, age, gender, socioeconomic status, and
about the mechanisms at work during effective interven- culture=ethnicity
tions for childhood specific phobias. Most clinicians . Distinct specific and general genetic liability fac-
agree on the notion that exposure is an important tors underlying specific phobias and its subtypes
element of any effective treatment for specific phobias, in children and adolescents
and this has been confirmed by research (Wolitzky- . Neurobiological research into the underlying
Taylor et al., 2008). According to modern learning aberrations in the brain processing of fear in
theory and cognitive psychology, exposure is thought children and adolescents with diverse specific
to have its positive results because either the CS–UCS phobias
association is broken down so that fear extinction . Temperamental vulnerability of children and
occurs (Hofmann, 2008) or the threat-laden beliefs and adolescents with a certain type of specific phobia,
faulty cognitive assumptions are disconfirmed through multiple phobias, and a specific phobia with
the repeated exposure exercises (Foa & Kozak, 1986; comorbid anxiety and depression, as well as other
Foa & McNally, 1996). Yet, to date, no study can be problems such as attention deficit hyperactivity
found that has investigated whether a decrease in the disorder
strength of the CS–UCS relationship or the changes in . Experimental studies exploring the mechanism and
faulty cognitions is the mechanism underlying successful boundary conditions of fear conditioning, as well
exposure therapy for specific phobias in youth. More- as it biological underpinnings in youth with differ-
over, interventions such as CBT and OST consist of ent types of specific phobias
treatment packages that include many therapeutic com- . The role of the indirect learning pathways of
ponents in addition to exposure. It may be very useful to modeling and negative information transmission
conduct dismantling studies to explore the relative effi- in youth with clinical levels of phobic symptoms
cacy of these components in the treatment of children . The precise role of avoidance and cognitive biases,
and adolescents with specific phobias, so that these as well as parenting practices and parental psycho-
interventions can be fine-tuned and further optimized. pathology, in the onset, course, and maintenance
of childhood specific phobias
. Research exploring the multifactorial origin of
CONCLUSION specific phobias in youth, which should focus on
additive and interactive effects of various risk
Based on our review, it is clear that we have learned and vulnerability factors as well as associated,
much about specific phobias since the seminal case underlying brain processes
14 OLLENDICK AND MURIS

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performance-based measures assessing the proces- cognitive-behavioral therapy for anxious youth? Journal of Clinical
sing of fear-relevant information Child & Adolescent Psychology, 34, 569–581. doi:10.1207=
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Pine, D. S., . . . Jaccard, J. (2014). Attention bias modification
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