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TINA FELFELI, RAFAEL N. MIRANDA, JEEVENTH KAUR, CLARA C. CHAN, AND DAVID M.J. NAIMARK
• PURPOSE: To determine the cost-effectiveness of pre- • CONCLUSIONS: General use of preoperative topical an-
operative topical antibiotic prophylaxis for the prevention tibiotic prophylaxis is not cost-effective compared with
of endophthalmitis following cataract surgery. no-prophylaxis for the prevention of endophthalmitis fol-
• DESIGN: Cost-effectiveness analysis using a decision- lowing cataract surgery. Preoperative topical antibiotic
analytic microsimulation model. prophylaxis, however, would be cost-effective at a higher
• METHODS: Preoperative topical antibiotic prophylaxis incidence of endophthalmitis and/or a substantially lower
vs no-prophylaxis costs and effects were projected over a price for prophylaxis. (Am J Ophthalmol 2023;247:
life-time horizon for a simulated cohort of 500 000 adult 152–160. © 2022 Elsevier Inc. All rights reserved.)
patients (≥18 years old) requiring cataract surgery in the-
oretical surgical centers in the United States. Efficacy and
C
cost (2021 US dollars) values were obtained from the lit- ataract surgery remains one of the most
erature and discounted at 3% per year. cost-effective and commonly performed procedures
• RESULTS: Based on inputted parameters, the mean in several countries worldwide.1 Although rela-
incidence of endophthalmitis following cataract surgery tively rare, endophthalmitis following cataract surgery is
for preoperative topical antibiotic prophylaxis vs no- a devastating and sight-limiting complication of great sig-
prophylaxis was 0.034% (95% CI 0%-0.2%) and nificance for patients and their surgeons and has an as-
0.042% (95% CI 0%-0.3%), respectively—an absolute sociated substantial cost.2 , 3 Postoperative endophthalmitis
risk reduction of 0.008%. The mean life-time costs for rates have been reported to vary between 0.02% and 0.2%
cataract surgery with prophylaxis and no-prophylaxis derived from health care databases or registries.4-17 With
were $2486.67 (95% CI $2193.61-$2802.44) and improvements in surgical techniques and use of intraoper-
$2409.03 (95% CI $2129.94-$2706.69), respectively. ative prophylaxis measures, there has been a steady decline
The quality-adjusted life-years (QALYs) associated with in the rates of postoperative endophthalmitis over the past
prophylaxis and no-prophylaxis were 10.33495 (95% CI decades.14 , 18 , 19
7.81629-12.38158) and 10.33498 (95% CI 7.81284- The use of preoperative topical antibiotic prophylaxis ad-
12.38316), respectively. Assuming a cost-effectiveness ministered 2-7 days prior to surgery for prevention of en-
criterion of ≤$50 000 per QALY gained, the thresh- dophthalmitis following cataract surgery remains contro-
old analyses indicated that prophylaxis would be cost- versial. A systematic review evaluating the use of periopera-
effective if the incidence of endophthalmitis after cataract tive antibiotics for endophthalmitis prevention found that
surgery was greater than 5.5% or if the price of the preop- the use of antibiotic ophthalmic drops with antibiotic in-
erative topical antibiotic prophylaxis was less than $0.75. jections (periocular or intracameral) reduces infection risk
relative to either measure used alone.20 Other studies, how-
ever, have reported no significant infection risk reduction
Supplemental Material available at AJO.com. with preoperative antibiotics.21-23
Meeting Presentation: The findings from this study were presented at
the Canadian Ophthalmological Society Meeting, in Halifax, Canada, on
The European Society of Cataract & Refractive Sur-
June 10, 2022, and the Society for Medical Decision Making in Seattle, geons (ESCRS) guidelines note that use of topical preop-
United States on October 26, 2022. erative drops are controversial, with some clinicians opting
Accepted for publication November 4, 2022. to use them whereas others do not.18 None among the ES-
From the Department of Ophthalmology and Vision Sciences, Uni-
versity of Toronto (T.F., C.C.C.); Institute of Health Policy, Manage- CRS,18 United Kingdom Royal College of Ophthalmolo-
ment and Evaluation, University of Toronto (T.F., R.N.M., D.M.J.N.); gists (RCOphth),24 or American Academy of Ophthalmol-
Toronto Health Economics and Technology Assessment (THETA) Col- ogy (AAO)25 specifically recommends preoperative topical
laborative, University Health Network (T.F., R.N.M., D.M.J.N.); Faculty
of Medicine, University of Toronto (J.K.); Department of Ophthalmology, prophylactic antibiotics. Nonetheless, previous studies of
Toronto Western Hospital, University Health Network (C.C.C.); and De- ophthalmologists’ practice patterns conducted across differ-
partment of Medicine, Sunnybrook Health Sciences Centre (D.M.J.N.), ent countries indicate the use of topical antibiotic prophy-
Ontario, Canada
Inquiries to Tina Felfeli, Department of Ophthalmology and Vision laxis.26-28
Sciences, University of Toronto, Toronto, Ontario, Canada.; e-mail:
tina.felfeli@mail.utoronto.ca
This study aims to determine the cost-effectiveness of prophylaxis (Figure 1). Multiple possible combinations of
preoperative topical antibiotic prophylaxis for the preven- events were modeled in the first year, as patients post
tion of endophthalmitis following cataract surgery. cataract surgery transitioned to possibility of developing en-
dophthalmitis followed by various vision outcomes. The
model employed estimates of event probabilities based on
efficacy-adjusted visual acuity change. Efficacy results were
METHODS derived from a Cochrane systematic review on perioper-
ative antibiotics (evaluated separately from postoperative
We constructed an individual-level, discrete-time, Monte antibiotics) for prevention of acute endophthalmitis after
Carlo simulation29 and then subjected the simulated data cataract surgery.20
to a cost-utility analysis. We compared 2 strategies: (1) pre- Patients could die in the first year after cataract surgery
operative topical antibiotic prophylaxis and (2) no topical from natural causes of death based on age-adjusted mortal-
antibiotic prophylaxis (no-prophylaxis) in theoretical sur- ity rates31 and exit the model. For survivors past 1 year, time
gical centers in the United States. Preoperative topical an- to death from natural causes was sampled from age- and sex-
tibiotic prophylaxis costs and effects were projected over specific Gompertz distribution.32 Disease stages included
the first year after cataract surgery as a discrete time step “alive short-term” (1 year after the initial cataract surgery),
(to account for potential postoperative outcomes) followed “alive long-term” (for time accrued beyond 1 year following
by a continuous extrapolation to a lifetime horizon (rest of cataract surgery), and “dead” (the absorbing state).
life beyond the 1-year postoperative period) for a simulated
cohort of 500 000 adult patients (≥18 years old) requiring • UTILITY AND COST VALUES: Health state utility values
cataract surgery. were used as a preference-based value expressing the rela-
Ethics approval was not required for this study because no tive value associated with health states ranging from 0 (ie,
patient information or medical records were accessed. All health state equivalent to death) to one (ie, perfect health).
modeling procedures and analyses adhered with the Con- For the 5 vision states, “excellent,” “good,” “poor,” “uni-
solidated Health Economic Evaluation Reporting Stan- lateral blind,” and “bilateral blind” utilities were derived
dards (CHEERS) statement.30 The model was constructed from the literature.33 , 34 All costs were based on the US
on TreeAge Pro Healthcare 2021 (TreeAge Software Inc). Government–funded health insurance plan, Medicare. Ad-
We modeled a reduced risk of developing endophthalmi- justments were made based on Consumer Price Index infla-
tis among patients receiving prophylaxis relative to no- tion to reflect 2022 dollar amounts.35 Health state utility
Baseline characteristics
Age, y, mean ± SD 70 ± 23 (most common PERT Ophthalmology.
age group: 65-74 y old) 2020;127(2):151-158.
Probability male, % 40 Br J Ophthalmol.
2004;88(12):1512-1517.
Probability endophthalmitis, % 0.04 (3629/8 542 838) Beta Ophthalmology.
2020;127(2):151-158.
Model probabilities
Relative risk of endophthalmitis with 0.72 (95% CI 0.27-184) Cochrane Database Syst
prophylaxis Rev. 2017;2017(2).
average 2-year time horizon QALYs associated with prophy- mained stable for the prophylaxis and no-prophylaxis
laxis and no-prophylaxis were 2.01011 (95% CI 1.57165- surgery, at 49% and 51%, respectively. For the 2-year time
2.37179) and 2.01009 (95% CI 1.57200-2.37135), respec- horizon, for cost-effectiveness thresholds of $50 000/QALY
tively. or greater, the proportion of parameter-level simulations in
The cost-effectiveness acceptability curve generated which no-prophylaxis was cost-effective stabilized at 52%
from the parameter-level simulations is presented in to 54%.
Figure 2. For life-time horizon, at a cost-effectiveness The incremental cost-effectiveness scatterplot of the
threshold of $0, no-prophylaxis was cost-effective in 100% probabilistic sensitivity analysis is presented in Supple-
of the parameter-level simulations. For cost-effectiveness mentary Figure S1. Prophylaxis was in the more effective
thresholds of $10 000 or greater, the proportions of and more costly quadrant, and below the cost-effectiveness
parameter-level simulations that were cost-effective re- threshold in 49% of the iterations. Prophylaxis was in the
less effective and more costly quadrant in 50% of the itera- sults showed that prophylaxis would only be cost-effective
tions. if the risk of postoperative endophthalmitis was 5.5% or
Threshold analyses indicated that prophylaxis would be greater, indicating that the results of the study would not
cost-effective if the incidence of endophthalmitis after have changed even if a higher risk had been assumed.
cataract surgery was greater than 5.5% or if the cost of the The findings from our study are aligned with the ESCRS,
preoperative topical antibiotic prophylaxis was $0.75. RCOphth, and AAO guidelines, which do not recommend
topical preoperative antibiotic prophylaxis.18 , 24 , 25 Accord-
ing to the ESCRS Guidelines, the standard of care includes
the use of preoperative povidone-iodine.18 This is similar
to the RCOphth and AAO guidelines.24 , 25 In France, na-
DISCUSSION tional guidelines emphasize that topical fluoroquinolones
In the current simulation model of theoretical surgical cen- should be avoided before cataract surgery because of the el-
ters in the United States, we aimed to determine the cost- evated risk of antimicrobial resistance.26 Indeed, an impor-
effectiveness of preoperative topical antibiotic prophylaxis tant criticism of preoperative antibiotics is that they may
for the prevention of endophthalmitis following cataract result in selection of more resistant pathogens and thereby
surgery. Despite using a liberal relative risk reduction of de- increase infection risk.28
veloping endophthalmitis in favor of prophylaxis vs no pro- Although major guidelines do not generally recommend
phylaxis, our findings illustrated that the general use of pre- the use of topical preoperative antibiotic prophylaxis, stud-
operative topical antibiotic prophylaxis is not cost-effective ies have demonstrated that physician practices deviate from
for the prevention of endophthalmitis following cataract these guidelines. In Italy, a survey of 80 Italian surgical cen-
surgery. Our model estimated that topical preoperative an- ters indicated that wide-spectrum topical antibiotic prophy-
tibiotic prophylaxis is not cost-effective based on the cost- laxis is used in 76% of cases for cataract surgery.26 A Cana-
effectiveness criterion of ≤$50 000 per QALY gained. Ad- dian study reviewing practice patterns among 216 ophthal-
ditionally, the probabilities of developing a suboptimal vi- mologists found that topical antibiotics were used preoper-
sion outcome with and without prophylaxis were very sim- atively by 78% of cataract surgeons.27 In that study, mox-
ilar (4.498%, 95% CI 0%-5.8%, vs 4.500%, 95% CI 0%- ifloxacin was the most commonly used preoperative topi-
5.8%), because of the low incidence of endophthalmitis cal antibiotic (32%), whereas intraoperative topical povi-
overall. done iodine antisepsis was used by 98%, intracameral an-
One of the key input parameters in our model included tibiotics were used by 15%, and subconjunctival antibiotics
the risk of endophthalmitis, which was assumed to be by 11%.27 Additionally, a survey of more than 4000 Indian
0.042% based on data from the Intelligent Research in ophthalmologists indicated a preference for both preopera-
Sight Registry (IRIS) published in 2020.11 Other studies tive and postoperative topical antibiotic use.28
as of this writing on Medicare claims data in 2011-2019 To our knowledge, this is the first study that eval-
have found an overall acute endophthalmitis incidence of uates the cost-effectiveness of topical preoperative an-
0.136% within 90 days of undergoing cataract surgery.10 tibiotic prophylaxis for endophthalmitis prior to cataract
Kim and associates13 calculated the risk of developing acute surgery. However, other studies have previously ex-
endophthalmitis within 42 days of having cataract surgery plored the cost-effectiveness of other prophylactic mea-
to be 0.063% in South Korea based on nationwide insur- sures for cataract surgery. Sharifi and associates44 indi-
ance claims data in 2014-2017. Nonetheless, our study re- cated a cost-effectiveness ratio of $1403 per case for the
Funding/Support: Tina Felfeli has received grants from the Vanier Canada Graduate Scholarship, Canada Graduate Scholarship-Masters, the Vision Sci-
ence Research Program, and Postgraduate Medical Education Research Awards as part of postsecondary research funding. There are no other government
and nongovernment support to be acknowledged.
Financial Disclosures: The authors indicate no financial support or conflicts of interest. All authors attest that they meet the current ICMJE criteria for
authorship.