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Original Research—Head and Neck Surgery

Otolaryngology–
Head and Neck Surgery

Recurrence and Progression of Head and 2020, Vol. 162(4) 504–511


Ó American Academy of
Otolaryngology–Head and Neck
Neck Paragangliomas after Treatment Surgery Foundation 2020
Reprints and permission:
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DOI: 10.1177/0194599820902702
http://otojournal.org
Kevin J. Contrera, MD, MPH1, Valeda Yong, MD2,
Chandana A. Reddy, MS3, Sara W. Liu, MD1,
and Robert R. Lorenz, MD, MBA1

P
No sponsorships or competing interests have been disclosed for this article. aragangliomas are characterized as slow-growing
neuroendocrine tumors, occurring in an estimated 1
in 30,000 to 100,000 people.1,2 The head and neck is
Abstract
the most common location for extra-adrenal parasympathetic
Objective. To characterize the recurrence of head and neck paragangliomas, including carotid body, glomus vagale, glomus
paragangliomas and the factors associated with disease pro- tympanicum, and glomus jugulare tumors.3 Once head and
gression after treatment. neck paragangliomas are treated by radiation or surgery,
Study Design. Retrospective cohort study. there are minimal evidence-based guidelines on how they
should be followed to evaluate for recurrence, metastasis, or
Setting. Tertiary care center. progression of disease.
Subjects and Methods. In total, 173 adults with 189 paraganglio- The incidence of recurrent paragangliomas of the neck has
mas (41.3% carotid body, 29.1% glomus jugulare, 19.0% glomus not been reported. Most important, it is unknown what factors
tympanicum, and 10.6% glomus vagale) treated between 1990 increase the risk of recurrent disease. As such, there are con-
and 2010 were evaluated to determine the incidence and risk flicting surveillance practices.4,5 With ‘‘very low’’ quality of
of recurrence using Cox proportional hazards. evidence, the European Society of Endocrinology recom-
mended repeat imaging every 1 to 2 years after treatment.6
Results. The mean (SD) follow-up duration was 8.6 (9.1) Given paragangliomas’ slow growth rate and indolent nature,
years. The incidence was 2.92 recurrences per 100 person- annual imaging may be resulting in excessive costs and radia-
years. The rate of recurrence was 8.2% (95% confidence tion exposure.7-9 Numerous studies have noted a need for
interval [CI], 3.7-12.7) after 4 years and 17.1% (95% CI, more long-term data to inform validated protocols on serial
10.2-24.0) after 10 years. Glomus jugulare tumors were imaging of patients with paragangliomas.5-7,10,11
more likely to recur (hazard ratio [HR], 3.69; 95% CI, 1.70- In this long-term, retrospective cohort study, we investi-
8.01; P \ .001) while carotid body tumors were less likely gate the incidence of paraganglioma recurrence/progression
(HR, 0.44; 95% CI, 0.21-0.97; P = .041). Radiation had a after treatment with surgery or radiation. By characterizing
lower risk of recurrence or progression compared to surgical metastasis and the factors associated with greater risk of
excision (HR, 0.30; 95% CI, 0.10-.94; P = .040). Recurrence recurrence, we aim to guide clinicians on optimal posttreat-
was associated with right-sided paragangliomas (HR, 3.60; ment surveillance.
95% CI, 1.63-7.75; P = .001). The median time to recurrence
was 18.4 years. Six (3.2%) patients developed metastasis, Materials and Methods
which was more common with local recurrence (9.5% vs Study Design and Participants
1.4%, P = .015).
A retrospective chart review was conducted of patients
Conclusions. Recurrence is more common with glomus jugu- treated for a head and neck paraganglioma between 1990
lare tumors and less common with carotid body tumors.
Radiation may have a lower risk of recurrence or progres- 1
Head & Neck Institute, Cleveland Clinic, Cleveland, Ohio, USA
sion than surgery for some paraganglioma types. Metastasis 2
School of Medicine, Case Western Reserve University, Cleveland, Ohio,
is rare but more likely with recurrent disease. Surveillance USA
3
neck imaging is recommended every several years for Taussig Cancer Institute, Cleveland Clinic, Cleveland, Ohio, USA
decades after treatment. This article was presented as a podium presentation at AAO-HNSF 2019
Annual Meeting & OTO Experience; September 15-18, 2019; New Orleans,
Louisiana.
Keywords
Corresponding Author:
paraganglioma, recurrence, metastasis, imaging, radiation Robert R. Lorenz, MD, MBA, Head and Neck Institute, Cleveland Clinic,
9500 Euclid Ave, A71, Cleveland, OH 44195, USA.
Received July 27, 2019; accepted January 8, 2020. Email: lorenzr@ccf.org
Contrera et al 505

and 2010 based on International Classification of Diseases, Statistical analyses were done using SAS v 9.4 (SAS
Ninth Revision (ICD-9) codes 194.5, 194.6, 227.5, 227.6, Institute, Cary, North Carolina).
and 237.3. Our analytic cohort comprised individuals with
at least 1 posttreatment computed tomography (CT) or mag- Results
netic resonance imaging (MRI) of the head, neck, chest, Table 1 describes the demographic and clinical characteris-
abdomen, or pelvis that could evaluate for recurrence/pro- tics of the study population. The cohort included patients
gression and metastasis. Ultrasounds were included only if with a primary diagnosis of carotid body (41.3%), glomus
they were intended to evaluate for paragangliomas of the jugulare (29.1%), glomus tympanicum (19.0%), and glomus
neck. CT and MRI not intended for paraganglioma surveil- vagale tumors (10.6%). Most patients underwent surgical
lance but appropriately sensitive for paragangliomas were resection (69.3%), followed by radiation (23.8%) and surgery
included.12-14 This study was approved by the Cleveland with radiation (6.9%). The mean (SD) follow-up duration
Clinic Institutional Review Board (IRB 17-728). was 8.6 (9.1; median, 5.8) years. Patients had a mean (SD) of
7.3 (8.3) posttreatment images of the head and neck.
Treatment and Outcomes The incidence was 2.92 recurrences per 100 person-
Patients were recorded as having undergone surgical exci- years, meaning 1 in 10 patients would have a recurrence if
sion if they had complete resection (95 patients), resection reimaged every 3.4 years after treatment. In recurrences per
without specification of completeness (30), or subtotal 100 person-years, the incidence for each type of paragan-
resection (6). The analysis comparing radiation and surgery glioma was 4.9 for glomus jugulare, 2.78 for glomus tympa-
excluded patients with subtotal resection (6) given the risk nicum, 1.73 for carotid body, and 1.25 for glomus vagale.
for progression of residual disease, as well as patients pri- Figure 1 depicts recurrence-free survival after treatment
marily treated with both surgery and radiation (13). of a head and neck paraganglioma. The median time to
Recurrence was defined as reappearance of paraganglioma recurrence was 18.4 years after treatment (16.8 years for
in the same anatomic location after a complete surgical surgery, median not reached for radiation). At 4 years of
excision or progression of residual disease for patients follow-up, 8.2% (95% confidence interval [CI], 3.7-12.7) of
treated with radiation or subtotal resection. In limited cases paragangliomas recurred. At 10 years of follow-up, 17.1%
where determination of tumor growth was equivocal on (95% CI, 10.2-24.0) of paragangliomas recurred. Figure 2
imaging, we used a threshold of 3 mm of size increase in compares survival between the different types of head and
a single dimension over an interval of \5 years. Metastasis neck paragangliomas. At 10 years of follow-up, the rates of
was defined as spread of disease to local or distant nonendo- recurrence were 28.2% (95% CI, 14.2-42.1) for glomus
crine tissue after treatment.15 jugulare, 12.4% (95% CI, 1.8-23.1) for carotid body, 10.5%
(95% CI, 0.0-30.0) for glomus vagale, and 9.7% (95% CI,
Covariates 0.0-20.2) for glomus typmanicum.
Age was based on time of treatment. Tumor type (ie, carotid Table 2 describes the multivariate Cox proportional
body tumor, glomus jugulare, glomus vagale, or glomus hazards model. There was a significantly greater risk of
tympanicum) was determined based on surgical pathology recurrence with glomus jugulare tumors (hazard ratio [HR],
or diagnostic radiology. Tumor types were compared to all 3.69; 95% CI, 1.70-8.01; P \ .001). Carotid body tumors
other tumor types combined when estimating risk of recur- were significantly less likely to recur (HR, 0.44; 95% CI,
rence. Patients who were found to have more than 1 para- 0.21-0.97; P = .041). Right-sided paragangliomas had a
ganglioma at the time of initial diagnosis were noted to higher risk of recurrence (HR, 3.60; 95% CI, 1.63-7.75; P =
have multiple paragangliomas on presentation. Each tumor .001).
was followed individually; hence, patients with multiple In comparing radiation to surgical excision (subtotal resec-
tumors contributed separate episodes of follow-up. Patients tion not included in analysis), we found that overall, radiation
were noted to have a positive genetic analysis if they were had a lower risk of recurrence/progression compared to com-
found to have mutations in succinate dehydrogenase (SDH) plete surgical excision (HR, 0.30; 95% CI, 0.10-.94; P =
B, C, and D; Von Hippel Lindau; or RET oncogene. .040). Figure 3 depicts the survival between paragangliomas
treated with radiation vs surgical excision. When this analysis
Statistical Analysis is dichotomized to individual tumor types (Table 3), radia-
Univariate and multivariate Cox proportional hazards tion had a lower rate of recurrence for glomus jugulare
regression analysis was performed to evaluate factors asso- tumors (3.4% vs 94.1%, P \ .001); however, surgery had a
ciated with a risk of recurrent paraganglioma. The final lower rate of recurrence for carotid body tumors (9.0% vs
multivariate model included age, glomus jugulare, genetics, 42.9%, P = .037). Of the 6 patients with recurrent carotid
multiple paragangliomas on presentation, side, and treat- body tumor after surgery, 4 (66.6%) ultimately had metastatic
ment. Patient follow-up began on the date of treatment and disease. No patients recurred after radiation for glomus tym-
continued until the patient was found to have a recurrence. panicum and vagale; however, the difference compared to
Patients without recurrence were censored at the time of surgery was not statistically significant.
their last head and neck imaging. Significance testing was There was no greater risk of recurrence for patients with
performed using 2-sided tests with a type I error rate of .05. positive genetic analysis (HR, 1.29; 95% CI, 0.47-3.56; P =
506 Otolaryngology–Head and Neck Surgery 162(4)

Table 1. Demographic and Clinical Characteristics of Patients Treated for Head and Neck Paraganglioma by Recurrence or Progression.
Characteristic No Recurrence (n = 147) Recurrence (n = 42) Total (N = 189) P Value

Age at treatment, mean (SD), y 53.1 (15.6) 43.0 (14.8) 50.9 (15.9) .164
Sex, No. (%)
Female 103 (70.1) 30 (71.4) 133 (70.4) .601
Male 44 (29.9) 12 (28.6) 56 (30.1)
Diagnosis, No. (%)
Carotid body tumor 69 (46.9) 9 (21.4) 78 (41.3) .026
Glomus jugulare 32 (21.8) 23 (54.8) 55 (29.1)
Glomus tympanicum 28 (19.0) 8 (19.0) 36 (19.0)
Glomus vagale 18 (12.2) 2 (4.8) 20 (10.6)
Multiple paragangliomas on presentation, No. (%) 20 (13.6) 7 (16.7) 27 (14.3) .593
Genetics, No. (%)
Positive 19 (12.9) 9 (21.4) 28 (14.8) .826
Negative or unknown 128 (87.1) 33 (78.6) 161 (85.0)
Treatment, No. (%)a
Surgery 95 (74.5) 30 (88.2) 125 (73.5) .108
Radiation 41 (25.5) 4 (11.8) 45 (26.5)
Metastasis, No. (%) 2 (1.4) 4 (9.5) 6 (3.2) .016

Abbreviation: SD, standard deviation.


a
Does not add up to 189 because excluded patients without designated complete resection or underwent both surgery and radiation.

Figure 1. Kaplan-Meier curve for recurrence-free survival after


treatment of all paragangliomas. Tick marks represent censored Figure 2. Kaplan-Meier curve for recurrence-free survival after
observations. treatment comparing types of paragangliomas. Tick marks repre-
sent censored observations.

.620) compared to patients with negative or no genetic anal-


ysis. Patients without multiple paragangliomas on presenta- recurrence (9.5% vs 1.4%, P = .015). All patients who devel-
tion were not at lower risk of recurrence (HR, 0.79; 95% oped metastasis did so after their recurrence.
CI, 0.24-2.69; P = .717). There was not a greater risk of
recurrence associated with patients who were younger (HR,
0.98; 95% CI, 0.95-1.01; P = .106) or female (HR, 1.21; Discussion
95% CI, 0.59-2.49; P = .601 [univariate]). This study presents the first reported incidence of recurrent
Six patients (3.2%) developed metastasis after treatment. head and neck paragangliomas in one of the largest cohorts
The tumor subtypes included 4 carotid body tumors, 1 glomus of this population in the literature. In patients with a history
vagale, and 1 glomus jugulare. Locations of metastasis were of head and neck paraganglioma, recurrence is gradual and
cavernous sinus, diffuse osseous and liver, epidural, spinal, often late. Glomus jugulare tumors were more likely to recur
and 2 cervical metastases. Patients with recurrence were statis- while carotid body tumors were less likely. Rates of metasta-
tically more likely to develop metastasis than patients without sis were low but more likely with locally recurrent disease.
Contrera et al 507

Table 2. Multivariate Cox Proportional Hazards Model for Paraganglioma Recurrence or Progression.
Characteristic Hazard Ratio 95% Confidence Interval P Value

Age 0.98 0.95-1.01 .106


Tumor type (vs all other types combined)
Carotid body tumora 0.44 .20-.97 .041
Glomus jugulare 3.69 1.70-8.68 \.001
Glomus tympanicuma 1.00 .46-2.20 .994
Glomus vagalea 0.40 .10-1.68 .210
Genetics (positive vs unknown or negative) 1.29 .47-3.56 .624
Multiple paragangliomas on presentation (no vs yes) 0.80 .24-2.69 .717
Side (right vs left) 3.56 1.63-7.75 .001
Treatment (radiation vs surgery) 0.30 .10-.94 .040
a
Univariate analysis and not included in the multivariate model.

Table 3. Recurrence or Progression Comparing Surgery to Radiation for Each Paraganglioma Type.
Characteristic Treatment Recurrence (n = 34) No Recurrence (n = 136) P Value

Carotid body tumor Surgery 6 (9.0) 61 (91.0) .037


Radiation 3 (42.9) 4 (57.1)
Glomus jugulare Surgery 16 (94.1) 1 (5.9) \.001
Radiation 1 (3.4) 28 (96.6)
Glomus tympanicum Surgery 7 (25.0) 21 (75.0) .632
Radiation 0 (0.0) 5 (100.0)
Glomus vagale Surgery 1 (7.7) 12 (92.3) .439
Radiation 0 (0.0) 4 (100.0)

have a 10% chance of recurrence if reimaged every 3.4 years


after treatment. Although incidence has never been reported
in the head and neck literature, Amar et al16 deduced a lower
rate for other paragangliomas. Based on a systematic review
of 36 studies of thoraco-abdomino-pelvic paragangliomas and
pheochromocytomas, they approximated an incidence of 0.98
recurrences per 100 person-years, although actual person-
time was not available for most studies. This difference may
be secondary to different tumor pathology for head and neck
paragangliomas. Alternatively, the greater rates of recurrence
in the head and neck could be explained by the relative diffi-
culty of achieving complete resection compared to thoraco-
abdomino-pelvic paragangliomas.
Several studies have calculated gross rates of recurrence
(ie, events per person), which is dependent on individual
Figure 3. Kaplan-Meier curve for paraganglioma recurrence-free
survival after treatment comparing surgery to radiation. Tick duration of follow-up. Anttila et al17 found a rate of recur-
marks represent censored observations. rence of 6% in a population of 64 patients with 74 head and
neck paragangliomas, followed for median of 4.6 years.
This is less than our recurrence rate of 8.2% at 4 years.
While their duration of follow-up was overall shorter, they
Incidence of Recurrence likewise found a considerable delay from treatment to recur-
We found an overall incidence of 2.92 recurrences per 100 person- rence of 2.5 to 10.8 years. Other studies have found recur-
years. This means, in general, head and neck paragangliomas rence rates between 0% and 18%.4,18-20
508 Otolaryngology–Head and Neck Surgery 162(4)

Risk of Recurrence rates of recurrence with heredity paraganglioma.13,16,30 In the


In comparing tumor types, we found that glomus jugulare aforementioned meta-analysis evaluating thoraco-abdomino-
tumors were more likely to occur while carotid body tumors pelvic paragangliomas and pheochromocytomas, recurrence
were less likely. This appears consistent with prior litera- rates were more than doubled in studies of populations with
ture. A study of 185 tympanojugular paragangliomas found 60% hereditary disease.16
recurrence rates of 2.4% after mostly total resection and 3.7 Interestingly, we found that right-sided paragangliomas
years of follow-up.21 Hinerman et al20 reported 18% of 55 were more likely to recur despite having an equal distribu-
glomus jugulare tumors recurred after being followed for tion of right- and left-sided tumors. This was significant
9.3 years. This is in contrast with 2 studies of 21 and 40 car- after controlling for confounding factors with multivariate
otid body tumors that found no recurrences after following regression. While it is understandable how laterality could
for 7 and 3 years, respectively.22,23 affect recurrence in treatment of diseases such as colon
We found that overall, paragangliomas treated with radia- cancer, it is harder to rationalize why right-sided paragan-
tion were less likely to recur/progress than those treated with gliomas were associated with greater recurrence.31 Several
complete surgical excision. Our results are similar to the very studies within the orthopedic literature have demonstrated
few studies that have attempted to compare treatments for statistically different outcomes related to laterality and sur-
paragangliomas. A systematic review of 15 studies by geon handedness.32,33 Differences have also been shown
Gottfried et al11 found recurrence rates of 3.1% for surgery regarding laterality of carotid endarterectomy.34,35 Further
and 2.1% for radiation, although statistical testing for differ- research is needed to investigate the reproducibility of this
ences was not performed. Similarly, Elshaikh et al24 reported result.
significantly better control rates with salvage radiation com-
pared to surgery in a population of 29 patients with recurrent
Metastasis
paragangliomas. When radiation was compared to surgery for We found a rate of metastasis of 3.2%. Although large
individual paraganglioma types, we found that glomus jugu- cohort studies are limited, reported rates of metastasis range
lare almost always recurred with surgery (compared to from 0% to 7.7%.4,19,36,37 This is the first study to empiri-
almost never with radiation); however, carotid body tumors cally demonstrate metastasis is more common with
were actually more likely to recur with radiation. Most caro- recurrence—in this case, 3 times more. Although we found
tid body tumors that did recur after surgery were malignant, a general distribution of metastasis, prior research has found
suggesting a more aggressive pathology. It is important to containment to cervical lymph nodes in 70% of cases.38
note that these differences represent generalizations to help Metastasis may be more likely in carotid body and vagal
guide clinicians and are not intended to demonstrate universal paragangliomas.15,19 Evaluation for metastasis is of particu-
superiority of one treatment to another. The decision to surgi- lar importance with hereditary paraganglioma, namely, with
cally excise, radiate, or even observe paragangliomas is mul- mutations in SDHB.39
tifactorial and should be made on an individual patient basis.
Recurrence rates after radiation vary greatly, in part Surveillance Recommendations
based on the duration of follow-up.25 Even when restricted Frequency of surveillance imaging is patient dependent but
to glomus jugulare tumors, reported rates of recurrence after should be guided by evidence and cost-effectiveness. While
radiation range between 2.1% and 8.0%.11,26,27 This may the European Endocrine Society recommended imaging of
suggest that the lower rates of recurrence with radiation the neck every 1 to 2 years to evaluate for recurrence, this
may be secondary to a greater delay in progression. Indeed, does not seem to be supported by the findings of this
we found a median time to recurrence of 18.4 years, well study.4 We found that patients, on average, would need to
beyond the follow-up duration of any study to date. This undergo 35 years of annual MRIs or CTs to find 1 recur-
proposed rationale is supported by comparing short- and rence. Of note, they acknowledged that their opinion was
long-term studies. For instance, Hinerman et al20 reported a ‘‘arbitrary,’’ as ‘‘there are no observational or randomized
rate of 5.0% in 121 paragangliomas followed for 8.5 years studies that support any particular interval,’’ which was
while Dupin et al28 found only a single recurrence in 81 accurate prior to the release of this study.6 Based on our
paragangliomas followed for 4.1 years. Long-term studies results, repeat imaging of the head and neck appears appro-
are needed to better compare surgery and radiation. priate every several years, but with increased frequency in
We did not find an association with risk of recurrence and patients with glomus jugulare or treated with surgery. Our
hereditary paraganglioma or presentation with multiple para- recommendation is further supported by studies demonstrat-
gangliomas, which can serve as surrogate genetic marker for ing that most paragangliomas are slow-growing, indolent
patients not undergoing genetic testing.29 This may in part be tumors, and immediate intervention is rarely needed.8,9,40,41
due to the small percentage of our cohort who underwent Repeat imaging every several years is consistent with
genetic testing (see limitations). Evaluation for the role of recent studies evaluating screening new head and neck
genetics in risk of recurrence in head and neck paraganglio- paragangliomas. Namely, Eijkelenkamp et al42 used the
mas appears novel, but prior studies have suggested higher Poisson process to deduce an interval of 3.2 years for SDHB
Contrera et al 509

mutation carriers. These findings directly address questions Conclusions


raised by the US Endocrine Society clinical practice guide- The slow-growing, indolent nature of paragangliomas pre-
lines, which had previously found ‘‘insufficient evidence to sents a unique surveillance challenge for head and neck sur-
formulate guidelines about when and how to perform ima- geons. To our knowledge, this is the first study reporting
ging studies in patients at risk for biochemically silent para- the incidence of recurrent paragangliomas after treatment.
gangliomas,’’ which is the case for most head and neck By evaluating the factors associated with a greater risk of
paragangliomas.5,43 recurrence and metastasis, this study seeks to guide clini-
We found a median time to recurrence of 18.4 years after cians following patients treated for paragangliomas of the
treatment. As such, patients should be counseled that surveil- head and neck based on one of the largest samples of this
lance should be continued for decades to identify what are population to date.
frequently late recurrences. This is consistent with Endocrine In patients treated for head and neck paragangliomas,
Society guidelines recommending at least 10 years of surveil- recurrence is gradual and metastasis is rare. Our results do
lance.6 Long-term follow-up is necessary to identify recur- not support the utility of annual neck imaging for surveil-
rences that frequently occur decades after treatment. lance. However, repeat imaging of the head and neck every
We did not identify any patients who developed metasta- several years appears appropriate with greater frequency in
sis after treatment but prior to the development of recurrent patients with glomus jugulare or treated with surgery. Long-
disease. This would suggest that screening for metastasis is term follow-up is necessary to identify recurrences that fre-
not necessary after treatment unless patients develop recur- quently occur decades after treatment.
rence. Prior studies have evaluated screening for second pri-
mary paragangliomas.44 Author Contributions
Kevin J. Contrera, designed study, collected data, draft article,
Limitations
responsibility for content of manuscript; Valeda Yong, collected
Our sample size limited our comparison within different data, revised article, responsibility for content of manuscript;
types of paragangliomas. Pooling head and neck paragan- Chandana A. Reddy, analysis of data, revised article, responsibil-
gliomas together allowed for robust analysis of recurrence- ity for content of manuscript; Sara W. Liu, analysis of data,
free survival. However, these general findings cannot revised article, responsibility for content of manuscript; Robert R.
always be applied to individual paraganglioma types, as we Lorenz, designed study, analysis of data, revised article, responsi-
found for carotid body tumors in the analysis of radiation vs bility for content of manuscript.
surgery. Nevertheless, this study represents one the largest Disclosures
long-term studies of head and neck paragangliomas to date, Competing interests: None.
and combining paraganglioma types in this region is a stan-
Sponsorships: None.
dard practice within the literature.4,10,17,41,45,46
This observational study is limited in the absence of stan- Funding source: None.
dardized treatments (eg, radiation dosing and field range
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