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To cite this article: Jacqueline Hochstenbach , Theo Mulder , Jacques van Limbeek ,
Rogier Donders & Henny Schoonderwaldt (1998) Cognitive Decline Following Stroke:
A Comprehensive Study of Cognitive Decline Following Stroke*, Journal of Clinical and
Experimental Neuropsychology, 20:4, 503-517, DOI: 10.1076/jcen.20.4.503.1471
ABSTRACT
General insight into the frequency and gravity of cognitive dysfunctions following stroke and its influenc-
ing factors is still lacking. With an extensive neuropsychological battery 229 patients who had suffered a
stroke were assessed. More than 70% of the patients showed a marked slowness of information processing,
whereas at least 40% of all patients had difficulty with memory, visuospatial and constructive tasks, lan-
guage skills, and arithmetic. A significant effect was found for side and type of stroke, gender, and the
presence of aphasia. No significant effect was found for cortical versus subcortical lesions, having one
versus multiple strokes, having lowered consciousness on admission, the presence of risk factors, a paresis
of the hand, or the interval between the stroke and the neuropsychological assessment.
Although stroke is one of the most prominent Limbeek, & Schoonderwaldt, 1996). However,
neurological disorders, often leading to serious to date studies concerning an overall view of the
and long-lasting sensorimotor and behavioral cognitive consequences following stroke are still
disabilities, a general insight into the gravity and rare. The majority of publications on the neuro-
frequency of cognitive impairments is still lack- psychological consequences of stroke focus on
ing. Such an insight, however, is urgently specific cognitive impairments such as neglect,
needed, first since it is well known that cogni- aphasia, or apraxia. The few studies which con-
tive dysfunctions may hinder functional recov- cern a more general analysis, however, employ
ery and rehabilitation (Allen, 1984; Feigenson, mostly only short global screening tests, such as
McDowell, Meese, McCarthy, & Greenberg, the Mini-Mental State Examination (MMSE;
1977; Feigenson, McCarthy, Greenberg, & Galasko et al., 1990) and its variants (Babikian,
Feigenson, 1977; Galski, Bruno, Zorowitz, & Wolfe, Linn, Knoefel, & Albert, 1990; Down-
Walker, 1993; Novack, Haban, Graham, & hill, & Robinson, 1994; Ebrahim, Nouri, &
Satterfield, 1987; Sundet, Finset, & Reinvang, Barer, 1985; Friedman, 1991; Kappelle, Adams,
1988; Tatemichi et al., 1994) and second, be- Heffner, & Tomer, 1994), the Neurobehavioral
cause this knowledge is needed for the improve- Cognitive Status Examination (NCSE; Galski et
ment of long-term disability-oriented care pro- al., 1993; Mysiw, Beehan, & Gatens, 1989) or
grams (Hochstenbach, Donders, Mulder, van the CAMCOG, which is part of the Cambridge
*
This work has been supported by a grant from the Health Research and Development Council, number 281706.
The helpful comments of Patricia Anderson are gratefully acknowledged.
Address correspondence to: Jacqueline Hochstenbach, Sint Maartenskliniek-Research, P.O.Box 9011, 6500 GM
Nijmegen, The Netherlands. E-mail: jh_aro@universal.nl
Accepted for publication June 18, 1998.
504 JACQUELINE HOCHSTENBACH ET AL.
Examination for Mental Disorders of the Elderly degree of impairment is open to debate (Dvir,
(CAMDEX; Kwa et al., 1996). The value of 1997), the 6-point scale was recoded to only distin-
these studies is limited, because little insight can guish between normal and affected muscle
strength. The number of previous strokes as well
be gained about the diversity and complexity of
as a series of risk factors were scored. Stroke char-
the dysfunctions (Wade, 1993). acteristics were determined by the CT scans. This
The aim of the present paper is twofold: (1) to resulted in a group of 229 patients (140 men and
present an explorative, descriptive overview of 89 women) with a mean age of 55.9 years (SD =
the frequency and severity of cognitive changes 11.19) and a mean educational level of 4.1 years
which may take place after stroke, and (2) to (SD = 1.5) (see Appendix). The mean interval be-
detemine whether a relationship exists between tween stroke and the neuropsychological assess-
ment was 72.2 days (SD = 49.7, range 5–293
the gravity of the dysfunctions and variables days). Further clinical data of these patients are
such as anatomic location, type of vascular le- presented in Table 1.
sions, number of strokes, gender, aphasia, and Because not all neuropsychological tests have
lowered consciousness on admission. norms adequately stratified for age, a group of
healthy controls (n = 33) was included as a refer-
ence sample. The control group consisted of volun-
METHOD teers from the community (n = 18) and spouses of
stroke patients (n = 15). There were 12 males and
21 females. Mean age was 52.4 years (range 25-
Participants 73), with a mean level of education of 4.4 years
The protocol was approved by the Medical Ethics (SD = 1.5). None of the controls suffered from any
Board of each participating hospital, and all partic- neurological or psychiatric illness. Five controls
ipants gave their informed consent for the study. In were under medical treatment at the time of assess-
total 229 patients participated in the present study. ment: one was being treated by an orthopedic sur-
They were recruited from patients consecutively geon; two by a lung specialist; and two had re-
admitted between September 1992 and August cently visited both an internist and an ophthalmol-
1995 to three different hospitals in the Nijmegen ogist.
area: a university hospital, a rehabilitation centre,
and a regional hospital. Univariate analyses of Neuropsychological Assessment
variance were used to investigate potential con- The following neuropsychological ‘‘domains’’
founding by hospital: none of the analyses showed were assessed: orientation, memory, attention and
significant differences. Patients were between 18 concentration, visuospatial and visuoconstructive
and 70 years of age, with the diagnosis of a stroke functions, language, and arithmetic.
confirmed by computed tomography of the brain. For detailed information concerning the admin-
By imposing an age limit of 70 years, the effects of istered tests, the reader is referred to Lezak (1995).
aging on cognitive functioning have been reduced. In the present paper only a global description of
Patients were excluded when they suffered from the tasks is given.
any other major physical illnesses (life-threaten- Orientation was determined by questions about
ing, neurological, or disabling diseases) or mental time, length of time, place, and person.
disorders (under psychiatric treatment in the last Memory performance was evaluated using the
10 years), or when a reliable assessment of neuro- Dutch version of the Rey Auditory-Verbal Learn-
psychological functions was not possible (e.g., in ing Test (AVLT; Rey, 1964), the Wechsler Adult
patients with a persistent impairment in conscious- Intelligence Scale (WAIS; Stinissen, Willems,
ness like drowsiness). Aphasic patients were only Coetsier, & Hulsman, 1970; Wechsler, 1955) In-
excluded if they were not able to respond ade- formation and Digit Span subtests, and the
quately to ‘yes’ or ‘no’ questions. Rivermead Behavioural Memory Test (RBMT;
Sensory deficits, reflex pathology, or lowered Wilson, Cockburn, & Baddeley, 1985; Wilson,
consciousness were scored on basis of the medical Cockburn, Baddely, & Hiorns, 1989). From the
reports, all at the time of admission in the acute AVLT the scores for immediate recall, delayed
phase. The Medical Research Council scale (MRC; recall, and recognition were used. WAIS Informa-
Wade, 1992, p. 53) was used to determine the de- tion subtest was used for examining (the reproduc-
gree of strength of the hands, arms, and legs. Be- tion of) general knowledge. The Digit Span sub-
cause the interrater reliability of the MRC scale is test, which comprises two different tests (digits
low and the interpretation of the scores indicating forward and digits backward), reflects the memory
COGNITIVE DECLINE FOLLOWING STROKE 505
n %
Stroke description
Type
Infarct 199 (86.9%)
Hemorrhage 130 (13.1%)
Side
Left 114 (49.8%)
Right 103 (45%)
Both 110 (4.4%)
Not applicable 112 (0.9%)
Brain
Cortical 137 (59.8%)
Subcortical 182 (35.8%)
Both 118 (3.5%)
SAHb 112 (0.9%)
Previous stroke 136 (15.7%)
Affected sensory system 198 (42.8%)
Affected reflexes 134 (58.7%)
Lowered consciousness 142 (19.3%)
Paresis
Arm 195 (85.2%)
Hand 192 (83.9%)
Leg 184 (80.3%)
Facialis 146 (63.8%)
Risk factors
Heart disease 152 (22.3%)
Atrial Fibrillation 114 (25.9%)
Myocardial infarction 122 (40.7%)
Other 118 (33.4%)
Vascular disease 170 (30.6%)
Carotic stenosis 131 (43.7%)
Hypercholesterolemia 111 (15.5%)
Arteriosclerosis 116 (8.5%)
AV malformation 115 (7.0%)
Other 118 (25.3%)
Diabetes mellitus 123 (10%)
Hypertension 168 (29.7%)
Contraception 110 (4.4%)
Obesity 112 (5.2%)
Smoking 170 (30.6%)
span of immediate verbal recall. The RBMT, sustained, focused attention, and directed visual
which consists of ecologically relevant tasks such shifting. For testing visual inattention a letter can-
as remembering a newspaper article, a route, a cellation task, which according to Halligan and
name, or an appointment, provides information Robertson (1994) is one of the most sensitive mea-
about the effects of impaired memory on activities sures of neglect, was used, as well as one photo-
of daily life. graph from the Picture Scanning subtest of the
Attention was investigated with the Trail Mak- Behavioural Inattention Task (BIT; Wilson, Cock-
ing Test, Parts A and B (TMT-A, TMT-B; Reitan, burn, & Halligan, 1987). The scoring of the TMT-
1958) which involves motor speed and agility, and A and TMT-B was slightly modified in order to
the WAIS Digit Symbol subtest which involves control for differences in response times and cor-
506 JACQUELINE HOCHSTENBACH ET AL.
Patients Controls
Measures n M SD n M SD
a
Orientation (0–4) 216 .36 .78 33 0 .00
Memory
AVLT immediate recall (0–75) 194 32.53 10.98 33 43.79 12.04
AVLT delayed recall (0–15) 191 6.08 3.34 33 9.76 3.43
AVLT recognition (0–15) 186 26.99 3.04 32 28.47 3.13
WAIS Information (0–22) 207 9.77 5.26 33 11.24 5.08
WAIS Digit Span (0–24) 213 9.02 3.56 32 11.72 2.40
Forward (0–12) 199 4.87 2.18 32 5.78 1.86
Backward (0–12) 199 4.10 1.97 32 5.94 1.41
RBMT profile score (0–24) 204 17.67 4.33 33 20.76 2.77
Story immediate recall (0–21) 205 6.65 3.82 33 7.65 3.48
Story delayed recall (0–21) 205 4.81 3.58 33 6.48 3.83
Attention
TMT-A correct (0–24) 222 23.59 2.02 33 23.97 .17
TMT-A time in s 223 86.34 55.84 33 39.03 14.82
TMT-B correct (0–24) 184 17.28 7.93 33 22.06 6.06
TMT-B time in s 185 203.28 133.09 33 84.21 31.96
WAIS Digit Symbol (0–115) 211 27.36 15.20 33 46.73 14.17
Letter cancellation
Time 220 166.75 99.16 32 88.03 27.36
Omissions left 221 2.57 4.40 33 .24 .50
Omissions right 221 1.47 2.85 33 .33 .85
Picture scanning (0–3) 222 2.49 .82 33 2.55 .56
Visuospatial/constructive
WAIS Block Design (0–26)
With time limit 225 7.51 5.49 33 17.39 5.78
No time limit 165 11.36 6.36 33 20.03 6.52
Bobertag (– 20–35) 200 14.48 7.07 33 18.06 6.36
Clock test (0–20) 222 15.65 9.11 32 18.19 1.23
Clock drawing (0–10) 223 7.82 2.42 32 9.75 .62
Copying (0–19) 222 11.73 3.87 33 15.67 2.31
Money’s Road Map
Time 197 129.4 79.97 32 79.19 41.27
Defaults (0–32) 197 7.65 5.96 33 4.85 5.14
Language and arithmetic
WAIS Similarities (0–26) 199 11.25 6.40 32 15.75 5.36
Word comprehension (0–18) 222 17.75 1.09 33 18 .00
Sentence comprehension (0–45) 222 42.36 4.31 33 44.64 .90
Verbal fluency (0–54) 219 21.52 10.52 33 33.58 6.42
Naming (0–18) 218 16.5 4.00 33 18 .00
Writing (0–1) 213 .33 .47 33 .03 .17
Recognizing money (0–12) 223 11.78 1.03 33 12 .00
Counting money (0–10) 223 8.85 2.13 33 9.94 .35
Arithmetic with money (0–20) 212 14.25 6.00 33 17.82 2.72
Note. AVLT = Auditory-Verbal Learning Test; WAIS = Wechsler Adult Intelligence Scale; RBMT = Rivermead
Behavioural Memory Test; TMT = Trail Making Test.
a
Numbers in parentheses indicate range of possible scores.
508 JACQUELINE HOCHSTENBACH ET AL.
Table 3. Percent of Stroke Patients Falling below 2 Standard Deviations or the 15th Percentilea.
Note. AVLT = Auditory-Verbal Learning Test; WAIS = Wechsler Adult Intelligence Scale; RBMT = Rivermead
Behavioural Memory Test; TMT = Trail Making Test.
a
Based on standardized residual scores.
b
For these tests almost all controls had a perfect score (see also Table 2), so it was not possible to determine
either correct SD or percentile scores.
c
Due to large variation in the scores of the control group it was not possible to obtain a score that would be 2 SD
lower than the mean of the group
d
22.2% of the patient group had a less than perfect score.
e
13.1% of the patient group had a less than perfect score.
f
10.4% of the patient group had a less than perfect score.
g
22.5% of the patient group had a less than perfect score.
h
32.9% of the patient group had a less than perfect score.
i
8.5% of the patient group had a less than perfect score
j
33.6% of the patient group had a less than perfect score.
COGNITIVE DECLINE FOLLOWING STROKE 509
rigorous statistical cutoff criterion, more than ‘‘verbal response’’ tests were the AVLT,
50% of the patients showed impairments in this RBMT, TMT-A, TMT-B, Bobertag, Money’s
cognitive domain. Furthermore, the data show Road Map, WAIS Similarities, sentence com-
clear attentional deficits. Left-sided neglect was prehension, verbal fluency, and arithmetic with
found in 50% (Test 18 in Table 3), and even money. The TMT is included in the ‘‘verbal re-
right-sided neglect was prominent (Test 19). sponse’’ tests because knowing the alphabet is a
From the figures for other cognitive processes, it sine qua non for the completion of the test. The
can be concluded that at least 40% of all patients ‘‘nonverbal response’’ tests were WAIS Digit
had difficulty with visuospatial and constructive Span, letter cancellation, WAIS Block Design,
tasks (Tests 21–28) and with language skills and clock drawing, copying, and WAIS Digit Sym-
arithmetic. In the language domain especially bol.
verbal fluency (Test 32) seems to cause diffi- The MANOVA procedure from SPSS was
culty. The least affected domain seems to be used to analyze the influence of a number of
memory, but even there at least 30% showed a variables. In both the analyses the educational
significantly poorer performance than the con- level and the age of the patients were used as
trols. Furthermore, results show that long-term covariates. Although educational level is scored
memory seems to be more affected than does on an ordinal scale, we chose to use it here as if
short-term memory (Test 3 vs. 2, 11 vs. 10) and it was an interval one. There were 11 indepen-
that recognition is least affected (Test 4). The dent variables:(1) gender, (2) type of stroke (in-
RBMT (Test 9) shows that 42.6% had difficulty farct or hemorrhage), (3) side of stroke (left or
remembering everyday information. right), (4) cortical or subcortical stroke, (5) the
interval between the stroke and the neuropsy-
Influence of Clinically Relevant Variables chological assessment (NPA), (6) single or mul-
Only the tests on which the stroke patients tiple strokes, (7) level of consciousness on ad-
performed less well than the controls were mission in the hospital, (8) inclusion in high risk
taken as a starting point for further statistical group (heart disease, vascular disease, diabetes,
analysis. Orientation and writing were excluded hypertension, smoking), (9) presence or absence
because of a ‘‘ceiling effect’’, caused by the fact of paresis of the hand (based on the scores on
that the scores obtained by the patient group muscle strength: affected or not), (10) presence
were close to the perfect score. The test results of receptive aphasia, or (11) an expressive apha-
that were analyzed further were: the scores on sia. The variable ‘‘receptive aphasia’’ was based
the AVLT immediate and delayed recall, WAIS on the scores for sentence comprehension,
Digit Span, RBMT, TMT-A, TMT-B, WAIS which were dichotomized; the variable ‘‘expres-
Digit Symbol, letter cancellation, WAIS Block sive aphasia’’ was based on the scores on verbal
Design (with time limit), Bobertag, clock draw- fluency. These last two independent variables
ing, copying, Money’s Road Map, WAIS Simi- were used only in the analysis of the results ob-
larities, sentence comprehension, verbal fluency, tained with the nonverbal response tests. The
and arithmetic with money. The results were interval between the stroke and the time of as-
divided into two data clusters: a cluster derived sessment (variable 5) was divided into four cate-
from tests where a verbal response was needed, gories: 3 to 37 days (n = 57), 37 to 70 days (n =
and a cluster derived from tests where such a 57), 70 to 95 days (n = 57), and more than 95
verbal response was not required. This was done days (n = 58).
because a joint analysis of all tests would lead to The effect of these independent variables was
the undesirable effect that aphasic patients tested in two multivariate analyses, one for the
would be dropped from the analysis because tests which involved verbal responding, and one
they were not able to complete the tests requir- for the nonverbal response tests. Because the
ing a verbal response. Moreover, this grouping large number of possible interactions would
of tests allows us to study the influence of apha- clearly hinder the adequate interpretation of the
sia on the ‘‘nonverbal response’’ tests. The results, only the main effects will be examined.
510 JACQUELINE HOCHSTENBACH ET AL.
Independent n F df p Univariate F df p M n M n
variables
Gender 119 4.50 14, 92 .000 1, 105 Male 71 Female 48
Note. AVLT = Auditory-Verbal Learning Test; RBMT = Rivermead Behavioural Memory Test; WAIS = Wechsler Adult Intelligence Scale.
511
512
Table 5. MANOVA Results for Nonverbal Response Tests, with Univariate Analyses to Indicate Significant Difference.
Independent n F df p Univariate F df p M n M n
variables
Note. WAIS = Wechsler Adult Intelligence Scale; w.t.l = with time limit; o.l. = omissions left; o.r. = omissions right; WAIS.
COGNITIVE DECLINE FOLLOWING STROKE 513
subgroup of patients could be analyzed, showing mental processes should be considered as the
an overall effect of aphasia on the test results. combined work of both hemispheres.
The rather general character of the cognitive During the last two decades a growing inter-
decline needs some further discussion. Indeed, est can be observed in the relationship between
at first sight it may seem remarkable that the subcortical structures and cognitive processes.
relation between type of stroke, number and lo- Research in degenerative diseases like Parkin-
cation of strokes on the one hand, and the fre- son’s and Huntington’s disease have shown that
quency and gravity of cognitive disorders, on subcortical structures are involved in a number
the other hand, is so weak. However, as early as of cognitive processes. To our knowledge, little
1966 Luria indicated that higher mental func- or no research has been devoted to the differ-
tions are the result of a complex and dynamic ence between the effect of subcortical versus
interaction between a number of brain structures cortical strokes on cognitive functioning. In the
united in functional systems and that these struc- present study no significant difference between
tures make their own contribution to the dy- subcortical and cortical strokes was found.
namic whole. A cognitive function, therefore, However, more studies are needed to determine
should not be understood in terms of being a the robustness of these findings.
direct property of a specialized group of cells, We wanted to determine whether relevant
located at a certain ‘‘spot’’ in the brain, but as variables could be isolated with a predictive
the end result of dynamic neural networks, ‘‘power’’ for cognitive functioning. Most of
territorially scattered throughout the brain (for a these independent variables have been distilled
recent discussion see Alexandrov & Jarvilehto, from the literature on functional recovery. It has
1993). This is an important argument, still rele- been shown, for example, that functional out-
vant for modern neuropsychology as it under- come following infarction is better than after
scores the dynamic and integrated character of hemorrhage (Abu-Zeid, Choi, Hsu, & Maini,
the cerebral cortex. Many of the results of the 1978; Allen, 1984; Bamford, Sandercock, Den-
present study can be explained in light of these nis, Burn, & Warlow, 1990; Bonita, Ford, &
arguments. Comparable results have been re- Stewart, 1988; Foulkes, Wolf, Price, Mohr, &
ported by Hom and Reitan (1990) who came to Hier, 1988). De Haan, Limburg, van der
the same conclusion as Luria: Neuropsychologi- Meulen, Jacobs, and Aaronson (1995), however,
cal functioning is dependent on the overall gen- found no such difference for quality of life when
eral integrity of the brain (see also Lezak, 1995). comparing patients with infratentorial infarc-
Table 5 shows that aphasia has a far-reaching tions with those with hemorrhages, whereas
impact on general cognitive functioning. In light Mori, Sadoshima, Ibayashi, Iino, and Fujishima
of the above-mentioned arguments on the inte- (1994) found that the type of stroke did not in-
grated character of the brain, these results are fluence the degree of cognitive dysfunctioning.
less striking. In accordance with Luria (1966), The present study indicated that only the results
language should be considered as the means by of 3 of the 22 (sub)tests showed a significant
which all other mental functions can be articu- difference in favor of the infarction, which
lated; no single complex form of human mental raises the question whether it is correct to con-
activity can take place without the direct or indi- clude that, in general, cognitive functioning af-
rect participation of speech. Speech activity, ter infarction is better than following hemor-
therefore, should not be limited to the processes rhage.
related to verbal communication, but should be Desmond, Tatemichi, Paik, and Stern (1993)
seen as a ‘‘higher regulator of human behav- have shown that the presence of vascular risk
ior’’, enabling us to make abstractions and gen- factors (like diabetes mellitus and hypercholes-
eralizations, or to encompass relationships and terolemia) in a stroke-free cohort of elderly per-
associations between objects and events extend- sons leads to cognitive decline. Furthermore, it
ing far beyond the limits of direct sensory per- has been shown that vascular risk factors are
ception. Hence, the ‘‘linguistic organization’’ of negative predictors for survival and functional
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APPENDIX