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to The Journal of Musicology
ABBREVIATIONS
BCM Collegium Musicum, ed. Riemann et al., Breitkopf & Haertel
CE Collected Edition
DdT Denkmaeler deutscher Tonkunst
DTB Denkmaeler der Tonkunst in Bayern
DTOe Denkmaeler der Tonkunst in Oesterreich
HAM Historical Anthology of Music, ed. Davison & Apel
MB Musikgeschichte in Beispielen, ed. Riemann
MKS Kammersonaten des 17. und 18. Jahrhunderts, ed. Moffat
MMB Monumenta Musicae Belgicae
The situation distilled to its very essence may be seen in the Bach
Brandenburg Concerto No. 3, where two fast movements in G major are
separated by the following enigmatic cadence (Ex. 1):
U
example 1. Bach, Concerto (CE XIX: 59)
# U 12
& c 2 8
# 222
Adagio Allegro
.
2
22
U U2
?# c 22 # 222 B 12
. 8
284
2
G: I IV6 of V of I
VI VI
U
example 2. Bach, Sonata (CE IX: 84)
.
##3 #2 2
& # 4 Œ Œ c‰ J
2 Presto
u
Allegro assai Andante un poco
? # ## 3 U
4 Œ Œ c # 2
2
1
See also the Sonata in E major, Bach CE IX: 98.
When the initial key is minor, with interior slow movements typically in
the relative major, the V of vi close produces a stronger tonal feeling for
our modern, dominant-conscious ears. Thus in the Concerto in F minor
for harpsichord, the slow movement in A closes on C, leading back very
naturally to the original minor tonic in the Þnal movement2 (Ex. 3):
j U
example 3. Bach, Concerto (CE XVII: 135)
bb2 U M n
. w n 2 3
&bb 4 c 8
Largo Presto
u
2
? bb2 U U 3
c‰
3 3
bb 4 w 8
3 3
w.
example 4. Handel, Sonata (CE XXVII: 9)
b3 w. . # .
&b 4 . . 2 . .. 23 î 2. c J
2 2
Andante Adagio Presto
? b3 . 3 w w. w. c
b 4 2. . 2
î î 2 2
# #
#
7 6 5 6 7 6 6
5 4
3
2
Similar patterns may be seen in the concertos for ßute, violin, and harpsichord,
Bach CE XVII: 252, for two harpsichords in c minor, CE XXI/2: 23, and for three harpsi-
chords in d minor, CE XXXI/3: 31.
3
Original major key: Handel CE XXVII: 14, 21, 28 (sonatas); CE XXX: 71, 100,
127 and CE XXI: 20, 31, 71 (concertos). Original minor key: Handel CE XXVII: 31, 96,
139 (sonatas only).
4
See also Handel CE XXVII: 17, 24. For a unique example of a movement in sub-
dominant closing on V of vi, see Bach, Brandenburg Concerto no. 6.
The following table presents in schematic form these three main types
of cadence relationships:
Original Interior Following
B ww # www
Key Key Cadence Key
w w
Type I C a C
Type II a C a
Type III a F a
The probable source for both Bach and Handel lies in the works of
Corelli. Numerous Corelli sonatas and concertos employ phrygian
closes for interior slow movements, most frequently of Type I. This
practice is already clear in the Trio Sonatas opus I (1683),5 and increases
in frequency with later works. In the relatively rare works in minor mode,
Corelli employs only the Type III relationship, establishing a precedent
for Handel.6 The connection with Handel is particularly direct in other
ways as well: where Bach absorbed merely a principle, applying it rather
freely in his own way, Handel sometimes borrowed a good deal of the
actual practice, especially with regard to melodic line.7
286 Apart from Corelli, Bach, and Handel, the wide distribution of the
V of vi cadence among Baroque composers may be seen from the fol-
lowing sampling:
J. P. Krieger, Trio Sonata (NMA no. 135)
Stoelzel, Trio Sonata (NMA no. 133)
ÑÑÑ, Concerto (DdT XXX: 252)
Buxtehude, Sonata a Due op. I no. 7 (DdT XI: 73)
Telemann, Quatuor (Tafelmusik I, DdT LXIÐLXII: 33)
ÑÑÑ, Conclusion (Tafelmusik II, DdT LXIÐLXII: 172)
ÑÑÑ, Concert Ñ (Tafelmusik III, DdT LXIÐLXII: 214)
Bella, Sonata (NMA no. 83)
A. Scarlatti, Concerto Grosso (HAM no. 260)
Mascitti, Sonata (MKS no. 7)
Marcello, Cello Sonata in G (Schott)
Abaco, Sonatas op. I nos. 6, 11 (DTB I: 30, 46)
ÑÑÑ, Sonatas op. I nos. 1, 10 (DTB IX/1: 7, 41)
ÑÑÑ, Trio Sonata op. III no. 1 (DTB IX/1: 112)
Vivaldi, Concerto (CE no. 6)
Porpora, Sinfonia da Camera op. II no. 4 (BCM no. 23)
Senaill , Sonata (MKS no. 11)
Leclair, Trio Sonata in B (Lengnick)
5
Corelli CE 32, 69.
6
Corelli CE 202, 298. Compare also CE 180.
7
Compare Corelli CE 258Ð259 with Handel CE XXVII: 11, 24, and Corelli CE 324
with Handel CE XXVII: 3, 10.
The absence of Purcell from this list may come as a slight surprise. Al-
though Italian models were available to Purcell, we must not underesti-
mate the strong polyphonic survivals in the English tradition, main-
tained by composers such as Jenkins and Locke. Perhaps because of
this background, PurcellÕs approach to harmony seems to be more lin-
ear than structural; and his daring modulations within the course of a
given movement are balanced by a notable reluctance to venture away
from the original tonic in arranging the fundamental key sequence of
movements in a sonata. As a speculation on precedents for PurcellÕs
conservatism, it may be worth noting that William Young, despite his
exposure to continental styles during his residence in Munich, shows a
similar exceptional fondness for the tonic key in the interior move-
ments of his sonatas (1653).
As we move from Baroque to Classical styles, the incidence of the V
of vi cadence decreases markedly, undoubtedly resulting from the in-
creased deÞnition of tonality as a structural element. Thus such exam-
ples as may be found in G. M. Monn, Holzbauer, Haydn, Mozart, and
Schubert are highly exceptional.8 Although Vivaldi was included in
the Baroque list, the notable rarity of connective cadences in his works
(as compared with Bach and Handel) is signiÞcant of his almost pre- 287
classical handling of problems in form and tonality. Of the one-hundred-
fifty instrumental works (mainly concertos) thus far issued in his col-
lected edition, only fourteen employ connective cadences between
movements.9 The fact that four of these are on V of vi again conÞrms
the structural importance of this chord.
In view of BeethovenÕs preoccupation with third relationships in
tonal planning both within and between movements, one might expect
frequent appearances of the V of vi to I progression. The present search,
however, has failed to uncover a single example of a structurally connec-
tive use of this progression in his music. As a sample of BeethovenÕs atti-
tude, it is instructive to look at the two rondos in G, opus 51 no. 2 and
opus 129 (a Capriccio), both containing middle sections in E. There are
obvious opportunities for the progression in preparing a return on the
dominant of E, then going directly to G ;10 yet in both cases Beethoven
makes a normal dominant preparation on D. His consistent avoidance
suggests that the descending third progression lacks sufÞcient direc-
tional force to meet his intense requirements for connective chords.
8
Monn, Symphonia a Quattro (DTOe XIX/2: 39); Holzbauer, Sinfonia a 10, The Peri-
odical no. 29 (DTB VII/2: 129); Haydn, Symphony No. 103 (introduction); Mozart, Phan-
tasie fuer eine Orgelwalze, K. 608; Schubert, Adagio und Rondo (piano, violin, viola, cello),
1816.
9
Vivaldi connectives: CE nos. 6, 12, 15, 21, 22, 33, 36, 74, 78, 80, 114, 128, 129,
150 (those employing V of vi are in italics).
10
A common Haydn procedure: see Symphony no. 85, Þrst movement, preparation
for recapitulation.
11
Of Þfty-two Palestrina settings, only three are phrygian (Palestrina CE ed. Haberl
XXVII: 57, 108, 184). Of twenty-two Victoria settings, only two use phrygian cadences
(Victoria CE III: 29, 35).
12
Scheidt DdT I: 173; Pachelbel DTOe VIII/2: 48. Two other Pachelbel fugues use
modal (DÐE) cadences: DTOe VIII/2: 49, 54.
13
Palestrina CE VIII: 63, 98.
14
Victoria CE V: 45, 54, 72.
15
Victoria CE V: 189.
16
Victoria CE I: 11 and CE V: 191.
17
Glareani Dodecachordon, tr. P. Bohn, Publikationen der Gesellschaft fuer Musikforschung
XVI (1888): 215, 221, 227.
18
Ibid., 271, 278.
19
Ibid., 229.
20
MMfR I: 61.
21
MMB IV: 13, 15.
22
Oskar Fleischer, Denis Gaultier, VfM II (1886): 136 and two following plates; A.
Tessier, La Rhétorique des Dieux, Publications de la Société française de Musicologie VI: plates 41,
43; VII: 28.
23
See for example HasslerÕs Ricercar on A with one ßat, DTB IV/2: 77.
24
DTB XVIII: 85Ð89.
The progression was apparently so normal that even in reverse it was 291
not considered disruptive:25
B F g D (: :) B F g (C, E ) D g(G)
See settings of the romanesca by S. Rossi (1613) and Landi (1620) in Riemann,
26
Handbuch der Musikgeschichte II/2: 88Ð92; Biagio Marini (1620) and Frescobaldi (1637) in
HAM nos. 192, 199; Monteverdi CE VII: 152 (1641).
27
The limited scope of the present investigation cannot include vocal music. This
single example may serve to remind us that the harmonic phenomena under discussion
are not restricted to instrumental forms.
28
DTOe 85: 10Ð11; DTB I: 166.
29
See footnotes 4 and 6; Purcell CE V: 13, 68; Abaco DTB I: 102, 156.
j
example 5. Corelli, Sonata (CE, p. 43)
..
&c #2
2
J
Grave
2 2 2 2
?c # 2 #
2
6 6 6 6 # 5 6 6 6 6 6 7 7 5 3
4
& 2 2 #
2 2
2 2 2 2 2 2
? 2 2 2
9 8 5 3 9 8 7 5 6 6 6 6 # 5 4 6 7 6
Œ
4 3 6 5 5 5 2
. j 6 j
& 2 2 8
2 2
Allegro
293
?2 6 .
2 8 J
7 6 7 7 6 6 6 6 7 6 5 6 6 5 3 6
4
and even late Baroque.30 The most famous example is undoubtedly the
Bach Crucixus from the B Minor Mass, which closes peacefully in G af-
ter the poignant harmonies of the E minor ground bass. It is not neces-
sary to give this modulation a pictorial explanation (Òsepultus estÓ), for
as we have seen, it Þts easily into an established practice. An extreme
extension of this same type of enlarged harmonic thinking may be seen
in the very Þrst concerto grosso of Handel, in which the opening move-
ment in B is followed by two movements in G minor.31
In understanding these examples, neither the modal nor the Classi-
cal approach helps, for we are dealing with a middle ground. It is
30
Corelli CE 20, 53, 180; Purcell CE VII: 17, 72; Handel CE XXVII: 4, 11, 17; Vi-
valdi CE 5, 33, 49, 50.
31
Handel CE XXI: 3.
294