253
Baptiste v The State
COURT OF APPEAL OF TRINIDAD AND TOBAGO
KELSICK acting CJ, BRAITHWAITE and BERNARD JJA
23rd NOVEMBER 1982, 4th FEBRUARY 1983
Criminal law ~ Pleas in defence ~ Self-defence ~ Burden on prosecution ~
Failure to discharge burden ~ Effect of intention to kill
Criminal law — Pleas in defence ~ Provocation ~ Burden on prosecution —
Failure to discharge burden ~ Effect of intention to kill
Criminal law — Pleas in defence — Accident ~ Burden on prosecution — Failure
to discharge burden ~ Effect of intention to kill
Criminal evidence ~ Circumstantial evidence — Prosecution relying substan-
tially on circumstantial evidence ~ Whether guilt of accused need be only
possible explanation of evidence
At the trial of the appellant for murder, he pleaded self-defence,
accident and provocation in reply to the charge. Whilst the trial judge
dealt impeccably in his summing-up with the burden of proof and the
standard of proof, he repeatedly referred to the matters pleaded by the
appellant as “defences” and did not make it clear to the jury that the
question of self-defence had actually arisen in the case, nor that a plea
of provocation might succeed even had the appellant formed an
intention to kill or to inflict grievous bodily harm. The appellant was
convicted of murder and appealed to the Court of Appeal
Held, allowing the appeal and ordering a retrial —
(a) in every case where a plea of self-defence, provocation or
accident was raised in defence the trial judge must (in addition to
giving general directions as to the onus of proof) give a special
direction that a further burden rested on the prosecution to negate
beyond reasonable doubt the existence of those pleas; if in a trial for
murder that onus were not discharged by the prosecution, the accused
must, where he had pleaded self-defence or accident, be acquitted or,
where he had pleaded provocation, be convicted of manslaughter;
Rv Wheeler (1967) 52 Cr App Rep 28 applied.
(2) in such cases, the judge should direct the jury that an intention to
ill negated a plea of accident; but a plea of self-defence or provoca~
tion might succeed even though the accused had formed an intention
to kill; further in relation to a plea of provocation, the judge should
avoid making any reference to the accused being or not being “master
of his own mind”.254
(1983) 34 WIR
Antoine and Bass v R (1968) 13 WIR 289 and Julien v R (1970) 16
WIR 395 followed. a
R v Bunting (1963) 8 WIR 276 applied.
Cases referred to in the judgment of the court
Antoine and Bass v R (1968) 13 WIR 289, Trinidad and Tobago CA.
‘Chan Kau v R [1955] AC 206, [1955] 1 All ER 266, [1955] 2 WLR 192, b
PC.
Julien v R (1970) 16 WIR 395, Trinidad and Tobago CA.
‘McGreevy v Director of Public Prosecutions [1973] 1 All ER 503, [1973] 1
WLR 276, 57 Cr App Rep 424, HL.
Maniram Lalloo v The State (1978) 30 WIR 342, Trinidad and Tobago ¢
CA.
Palmer v R [1971] AC 814, [1971] 1 AILER 1077, [1971] 2 WLR 831, 55
Cr App Rep 223, PC.
Powell v R (1963) s WIR 557, British Caribbean CA.
Rv Abraham [1973] 3 All ER 694, [1973] 1 WLR 1270, $7 Cr App Rep
799, England CA.
R v Bunting (1965) 8 WIR 276, Jamaica CA.
Rv Bums and Holgate (1967) 11 WIR 110, Jamaica CA.
R v Cameron [1973] Crim LR 520, England CA.
R v Elliott (Clarice) (1952) 6 Jamaica LR 173, Jamaica CA. e
R v Hodge (1838) 2 Lew CC 227.
R v Lovell (1957) 4 Cr App Rep 100, England CA.
Rv Melnnes [1971] 3 All ER 295, [1971] 1 WLR 1600, 55 Cr App Rep.
551, England CA.
Rv McPherson (1957) 41 Cr App Rep 213, England CCA. t
Rv Murtagh and Kennedy (1955) 39 Cr App Rep 72, England CCA.
R v Plinton (1965) 9 WIR 44, Jamaica CA
R v Richards (1967) 11 WIR 102, Jamaica CA.
Rv Wheeler [1967] 3 All ER 829, [1967] 1 WLR 1531, 52 Cr App Rep
28, England CA 9
Smart v The State (1982) (unreported) criminal appeal 3 of 1980, 19th
November, Trinidad and Tobago CA.
State (The) v Simmons (1976) 24 WIR 149, Guyana CA.
Williams v R (1974) 26 WIR 541, Trinidad and Tobago CA.
Appeal
Victor Baptiste appealed to the Court of Appeal of Trinidad and
Tobago (criminal appeal 4 of 1981) against his conviction for the
murder of Patricia Marquis. The court allowed his appeal on 23rd
November 1982, but reserved its reasons. The facts are set out in the j
judgment of the court delivered by Kelsick acting CJ.
RL. Maharaj and O. Charles for the appellant.
V. Nunez for the State.
Cur adv vult,T Baptiste v The St 255
Kelsick acting CJ read the judgment, of the court. On 23rd
November 1982, we allowed the appeal of the appellant and set aside
his conviction and sentence for the murder of Patricia Marquis (“Pat”)
at Port-of-Spain on 1st August 1979, and we ordered a retrial. We
stated that we would give the reasons for our decision at a later date
which we now proceed to do.
‘Anthony Hendrickson, a calypsonian with the sobriquet “All-
rounder”, was a mutual friend of the Marquis family and of the
appellant (otherwise known as “Jackie”) who as the paramour of Pat
carly in 1979 took up lodging at the home of her mother where several
of the mother’s children and grandchildren also reside, Pat had
previously had a lover in Victor Sweeney (“Victor”), who was the
father of the youngest of her four children.
‘The case for the prosecution was as follows. Around 6.45 p.m. on
ast August 1979, Allrounder stopped in his walk outside the Marquis
family home at 4 Davis Street, Belmont, to sit and chat with a group
of persons which included the appellant and Pat, who, with her 11-
month old baby, was seated next to John Alexander (“John”). John
and Allrounder were the only two witnesses to the incident leading to
Pat's death.
The appellant called Allrounder aside and confided to him his
personal problems, seeking advice and help. He was concerned about
pending charges against him for larceny and for unlawful possession of
marijuana, which scemed to have turned the Marquis family against
him. In desperation he said to Allrounder that he felt like killing all of
them, specifically mentioning Pat and her mother. Allrounder
exhorted him to say his prayers and to abandon those thoughts.
Allrounder then resumed conversation with the others and this
centred on the former's calypsoes for the next season. Allrounder and
John left and returned with some liquor of which Allrounder, John
and Pat partook. At Pat's request the appellant took the baby inside
the house. On his return, having changed from long into short pants,
he called Pat who, clothed in her nightdress, went and sat with him on
a bench on the opposite side of Davis Strect from the rest of the
company. Suddenly there was a sound from the bench of “Oh God”
and Pat, washed in blood, ran in a stagger, calling “Mammy,
Mammy” and on reaching the yard of the house she fell. The appellant
stood up watching her, with a knife about 9 inches long in his hand,
and then he ran up to Laventille. This was between 9.00 and
10.00 p.m. and there was a lamp post alight in the street. Allrounder
assisted in getting Pat by car to the Port-of-Spain general hospital.
In cross-examination Allrounder denied that there had been any
tussle between Pat and the appellant; whereas John stated that, in a
standing position, they had coupled up and held on in a wrestling
motion for five to ten minutes. John deposed to seeing two stab
wounds in Pat's back when she was in the yard. Sylvia Jerome
(“Sylvia”), one of Pat’s sisters, who had left the house as Allrounder286
(1983) 34 WIR
arrived to pay a visit to Errol Charles, said that at 10.30 p.m. she was
standing with Errol at Picton Road waiting for a taxi to return home
when the appellant in short pants came towards her walking in a
hurry. She called and asked where he was going. He replied “I just
give your sister three —— stabs, you better go and see if she is dead”
Hie repeated that statement to her in response to her inquiring “What
it is you say?” Sylvia then took a taxi to the Port-of-Spain general
hospital where she met her sister Bernadette and her cousin coming,
from the casualty department.
In response to a telephone call at 1.30.m. on and August 1979, Ins
Richardson proceeded to 4 Davis Street with a police photographer
who took some photographs. He said that there were lighted bulbs on
a lamp post 62 feet from a bench on the opposite side of the street and.
that, in front of the bench, there were stains resembling blood.
‘On 4th August, he led a scarch party to a house in East Dry River.
He called out to the appellant to come out of the house, as it was
surrounded. The appellant replied: “I not coming out and if you come
in I will stab myself”. Richardson testified that on his entering the
house he saw the appellant sitting on a bed attired in short pants.
Richardson told him of the report concerning Pat’s death and of the
account of the incident as recounted above, and he cautioned him. The
appellant said that he was fecling weak. There was a small puncture
‘wound in his chest which he informed Richardson he had inflicted on
himself with a pair of scissors that were on the floor and which Ins
Richardson took possession of and tendered in evidence. He took the
appellant to the Port-of-Spain general hospital where he was attended
to by Dr Coelho and warded.
Ins Richardson again spoke to the appellant on 12th August 1979, at
the Criminal Investigation Department at Port-of-Spain, where he
repeated to him the report and amplified it by notifying him of Pat's
death from stab wounds; and he again cautioned the appellant. The
appellant declared that he and Pat had had an argument that night
over a pack of cigarettes and he had stabbed her with a knife, which he
threw into some bushes off Picton Road in Laventille. The appellant
directed Ins Richardson and other police officers to a spot which they
searched; but they did not find the knife. Ins Richardson denied that
the appellant had told him that the wound on his chest was inflicted by
Pat.
The deposition of Dr Coelho, who was absent from the territory,
was admitted by consent. The doctor stated that on examining the
appellant at 5.30a.m. on 4th August at the Port-of-Spain general
hospital he found a'1 cm laceration on his second left intercostal space,
left sternal edge and anterior chest walls, which appeared to have been
caused by a sharp instrument; but that it was difficule to tell the degree
of force used.
Dr Dopson, a forensic pathologist, performed an autopsy on Pat’s
body on and August, which revealed the following injuries: a stab287
wound 34 inches deep on the anterior or front wall of the chest which
travelled from front to back, from left to right and somewhat
downward, cut the second rib cartilage and ruptured the aorta and
pulmonary artery; two wounds on the posterior wall or back, one of
these was about 3 inches in depth, high up on the right side just below
the shoulder blade and penetrated the right lung and liver, both of
these wounds travelled from back to front and downward; significant
haemorrhaging (1000 cc) around the wounds, and in the left chest
cavity there was about 1 litre of blood. The wounds could have been
inflicted by a sharp-cutting instrument, the first with moderate to
severe force and the other two with moderate force. Death could have
been caused by the wound to the back alone or by the wound to the
upper back alone.
‘The appellant gave evidence on oath to the following effect. Pat had
told him that she had fought with Victor (the father of her youngest
child) and that she had finished with him. After he had been charged,
‘on 20th May 1979, with larceny of jewellery, Pat began to go out, and
to sleep with Victor; and she resorted to drink. The appellant's
remonstrations to her concerning her behaviour were rebuffed. On
the day before 1st August 1979, Pat had slept away from home. On 1st
August the appellant went unsuccessfully in search of work at the
Special Works Project. On his return he met Pat sweeping the house
and, in response to his inquiry, she said that she had slept at home the
previous night.
‘The appellant admitted the conversation with Allrounder, except (i)
the allegation that he said that he felt like killing Pat and her mother;
and (ii) the facts deposed to by Allrounder that transpired after he sat
on the bench with Pat.
According to the appellant he had chided her for the kind of life she
was living and promised her that after the case everything would be all
right, She brushed him aside. She pulled away her hand and moved to
rise from the bench. He stretched out his hand to her and said “You
know I feel to bust your —— mouth”, She thereupon pushed her
hand in her bosom and pulled what at first he said was a knife, and
threatened to kill him that night. In cross-cxamination he said that he
had not seen the knife, as it was dark. They wrestled for the knife for
about five minutes, during which time she stabbed him. He pushed
her two hands with the knife towards her body, when she was
stabbed. He declared that he could not say how she got stabbed in the
back; he knew of only one stab.
He denied having seen or spoken to Sylvia; he also denied the
statements attributed to him by Ins Richardson. He alleged that he had
told Ins Richardson that Pat had stabbed him that same night during
the wrestling encounter; that on 4th August Ins Richardson had found
the scissors on a dressing table, and that he had informed Ins
Richardson that they belonged ‘to his cousin, He admitted that
Allrounder was his long-time friend whom he trusted.258 West Indian Reports (1983) 34 WIR
‘The grounds of appeal are that the judge had (j) failed to direct the
jury adequately on the questions of (a) self-defence, accident, provoca-
tion, and (b) on the circumstantial evidence; and (ji) that he failed to
put the defence of the appellant fairly and adequately.
In regard to ground (i) (a) the complaint is that the judge failed to
give an adequate explanation of the meanings of those pleas and to
give proper directions concerning the onus on the State in disproving
them: more particularly, that in relation to cach of these pleas he
erroneously omitted to give specific directions to the jury that where
any of these issues was raised by the evidence led cither by the
prosecution or the defence the onus was on the State to negative each
of those pleas and to satisfy the jury beyond reasonable doubt of the
guilt of the appellant.
In Chan Kau v R [1955] AC 206 Lord Tucker, delivering the reasons
for allowing an appeal against a charge of murder, stated the opinion
of the Privy Council that:
“in cases where the evidence discloses a possible defence of self
defence the onus remains throughout upon the prosecution to
establish that the accused is guilty of the crime of murder and the
onus is never upon the accused to establish this defence any more
than its for him to establish provocation or any other defence apart
from that of insanity. Since the decisions of the House of Lords in
Woolmington v Director of Public Prosecutions [1935] AC 462 and
Mancini v Director of Public Prosecutions [1942] AC 1 it is clear that
the rule with regard to the onus of proof in cases of murder and
manslaughter is of general application and permits of no exceptions
save only in the case of insanity, which is not strictly a defence.”
In R v Lovell (1957) 41 Cr App Rep 100 a conviction for wounding,
with intent was quashed by the Court of Criminal Appeal on the
ground that the trial judge directed the jury that it was for the
defendant to establish to their satisfaction his plea of self-defence. The
court approved the above statement of the law in Chan Kau and at pp.
104, 105 declared the rule to be that:
“If on a consideration of all the evidence the jury are left in doubt
whether the killing or wounding may not have been in self-defence
the proper verdict would be Not Guilty ...”
and that the said rule applies also when the issue is one of provocation.
The applicant in R v Wheeler (1967) 52 Cr App Rep 28 was
convicted of manslaughter of T and of larceny of ‘T’s wallet. He
applied for leave to appeal against the former conviction only. The
main issue was whether the attack, which the applicant admittedly
made on T, was made (as the prosecution alleged) with a view to theft,
which he committed; or whether the applicant, in inflicting the
juries, was endeavouring to defend G, who was his common-law
wife, from a sexual attack by T and was using reasonable force in so2
T Baptiste v The State 259
doing. The following guidelines of general application for a judge in
directing the jury were adumbrated by Winn LJ (at pages 30, 31):
. . wherever there has been a killing, or indeed the infliction of
violence not proving fatal, in circumstances where the defendant
puts forward a justification such as self-defence, such as provoca~
tion, such as resistance, to a violent felony, it is very important and
indeed quite essential thatthe jury should understand, and that the matter
should be so put before them that there is no danger of their failing
to understand, that none of those issues of justification are [sic] properly
to be regarded as defences: unfortunately, there is sometimes a regrettable
habit of referring, for example, fo the defence of self-defence. In particular,
where a judge docs slip into the error or quasi-crror of referring to
such explanations as defences, it is particularly important that he
should use language which suffices to make it clear to the jury that they are
not defences in respect of which any onus rests upon the accused, but are
matters which the prosecution must disprove as an essential part of their
case before a verdict of Guilty is justified.” [emphasis supplied}
The court did however append the following proviso:
“But, of course, there are many cases where the facts and circum-
stances of the case itself and the framework of the summing-up to
the jury by the learned judge suffice perfectly adequately to make it
ceriain that the matter has been understood by the jury in the true
light which I have endeavoured to define. It may be quite unneces-
sary repeatedly and separately to refer to onus in respect of those
issues.
‘The correct practice was stated in Palmer v R (1970) $5 Cr App Rep
233, 242, by the Privy Council, per Lord Morris of Borth-y-Gest:
“There arc no prescribed words which must be employed in or
adopted in a summing-up. All that is nceded is a clear exposition, in
relation to the particular facts of the case, of the conception of
necessary self-defence . .. A jury will be told that the defence of self-
defence, where the evidence makes its raising possible, will fail only
if the prosecution shows beyond doubt that what the accused did
was not by way of self-defence”
and was applied by this court in Williams v R (1974) 26 WIR 541, 544-
In R v Abraham (1973) $7 Cr App Rep 799, after referring to the
above procedure recommended in Wheeler, the Court of Appeal per
Edmund Davies LJ suggested an appropriate approach by a trial judge
{at page 803):
“What accordingly is the drill, if that term may be used, which a
trial judge should faithfully follow in dealing with such special pleas
as self-defence? Surely it is this: give a clear, positive and unmistake-
able general direction as to onus and standard of proof, then260 West Indian Reports (1983) 34 WIR
immediately follow it with a direction that in the circumstances of
the particular case there is a special reason for having in mind how
the onus and standard of proof applies and go on to deal in, for
example, the present case with the issue of self-defence by telling the
jury something on these lines: ‘Members of the jury, the general
direction which I have just given to you in relation to onus and
standard of proof has a particularly important operation in the
circumstances of the present case. Here the accused has raised the
issue that he acted in self-defence. A person who acts reasonably in
his self-defence commits no unlawful act. By his plea of self-defence
the accused is raising in a special form the plea of Not Guilty. Since
it is for the Crown to show that the plea of Not Guilty is
unacceptable, so the Crown must convince you beyond reasonable
doubt that self-defence has no basis in the present case.”
Having done that the trial judge can then proceed to deal with
the facts of the particular case. The last thing I seck to do is to lend
support to the misconception that any prescribed words have to be
used in giving the directions. (See Palmer v R.) But by adopting
some such words as those I have suggested he eliminates, one would
have thought, any possible complaint of the kind which, in our
judgment, is validly made against the summing-up in the present
case.
In the recent case of Smart v The State (1982) (unreported), 19th
November, which was a case of wounding with intent and in which
the plea of self-defence was raised by the accused, Sir Isaac Hyatali CJ,
in reliance upon and citing with approval Wheeler, Abraham and Rv
Cameron [1973] Crim LR 20 and the relevant passages therein
speaking for the court said:
“itis clear law that when an accused person has, either by cross-
examination or by evidence which he himself has led or placed
before the court, set up the case of self-defence, it is the imperative
duty of the trial judge who is summing up the case to the jury, to
give a special direction on the onus of proof, and it is not sufficient
merely to give a general direction that the onus of proof is on the
prosecution ....” emphasis supplied
‘That the prosecution must also destroy a plea of accident where it is
raised was also emphasised in Rv Murtagh and Kennedy (1955) 39 Cr
App Rep 72 and in The State v Simmons (1976) 24 WIR 149. In
Murtagh and Kennedy M was convicted of the murder, and K of the
manslaughter, of J who was knocked down and fatally injured by a car
driven by M, that mounted a pavement where J was standing. The
issue was whether the car was deliberately driven at J, or whether the
car got there by accident when M ducked to avoid an iron lid which J
was attempting to throw at the car. The contention of the appellant
was that the judge did not make it clear to the jury that it was upon the261
prosecution to prove the case and it was not for the appellant to prove
that the happenings resulting in the death of J were an accident. In
quashing the conviction, the court outlined what the proper direction
to the jury should have been (at page 83):
“Having regard to the evidence, it was pre-eminently a case where
it was essential for the judge to make clear to the jury three possible
positions in which the jury might find themselves, bearing in mind
throughout that it was not for the accused to establish their
innocence: that is to say (1) if they accepted the explanation of the
accused, they must acquit. (2) Short of accepting that explanation, if
it left them in doubt, they must acquit. (3) On consideration of the
whole of the evidence they must be satisfied of the guilt of the
accused of one or other of the crimes alleged against them,
R.H. Luckhoo JA in Simmons referred to the prosecution's onus in
such cases (24 WIR at page 155):
“In dealing with what he [i.c. the trial judge] called the defence of
an accident, he referred to it as a complete defence in law, and
stressed that if the jury accepted that defence they would have to
acquit; if they were in doubt about it, they would also have to
acquit the accused. He stressed this on more than one occasion.
In my view, up to that point the judge did not err. He was
correctly directing the jury on the issue raised, but he was required
to go further and to direct them that the onus was on the State to
negative the issue or answer of accident. That, he did not do, and for
this reason his summing-up was to that extent incomplete. I have
not been unmindful of the fact that a summing-up is not meant to
be a dissertation upon the law. For it to be meaningful it must have
reference to the way in which a case has been conducted at the trial.
‘As one judge has wiscly expressed it, it is the effect of the summing-
up as a whole that mattered and not any stated verbal formula used
in the course of it.
‘The authorities are clear that an accused who puts forward an
answer or explanation, or, put another way, raises an issue of
accident to a charge of murder or manslaughter, does not assume
any burden of proving that issue. A judge who directs a jury that a
burden rests on an accused to prove accident will be guilty of serious
misdirection. In this appeal the learned judge did not fall into error
of directing that the onus of establishing accident was on the
accused; but there was an inadequacy or incompleteness in his
directions in omitting to remind the jury when dealing with the
issue of accident raised by the accused that the onus was on the State
to negative accident.”
See also R v McInnes (1971) $5 Cr App Rep 51 at page 557.
‘The rule that where on a charge of murder there is evidence to
support a plea of provocation the jury must find in favour of the262 West Indian Reports (1983) 34 WIR
verdict of manslaughter if they are in doubt whether or not the
prisoner was acting under provocation was reiterated in R v McPherson
(1957) 41 Cr App Rep 213 at page 216, in R v Richards (1967) 11 WIR
102 at page 106 and in Maniram Lalloo v The State (1978) 30 WIR 342.
In the instant case there was evidence on which to base the pleas of
self-defence, provocation and accident. This appears in the testimony
of the appellant in respect to the alleged threat to his life by the
deceased and her possession of the knife; and, as to the ensuing
struggle, corroborated by John. While the appellant did not specifi-
cally account for the fatal wounds at the back, the possibility of their
occurring in the struggle unintentionally by accident should have been
placed before the jury.
‘The jury would on a proper direction have been entitled to
disbelieve that evidence if they were satisfied that the appellant had
made the incriminating admissions attributed to him by Sylvia and Ins
Richardson and denied by him, when considered together with the
medical evidence.
‘The trial judge did not direct the jury that the onus was on the State
to disprove the pleas along the lines set forth in the above-mentioned
cases. His general directions as to the burden of proof on the
prosecution and the standard of proof were unimpeachable. His
comment that “the [appellant] had in his defence sct forth excuses
which he thinks will exculpate him from this offence” can pass muster.
But he repeatedly referred to the special pleas as “defences”. As
regards self-defence, his statement that “if the defence of self-defence
does arise here ...”
*” was a misdirection since, on the evidence, it did
arise for determination by the jury.
‘The nearest he arrived at a proper direction was at the end of his
summary in the supplemental remark “bearing in mind the duty
resting on the State to negative all these defences”
In regard to accident the judge invited the jury to decide whether
the first wound to the front was caused by accident in the manner
described by the appellant. That wound was justified by the appellant
on the plea of self-defence, not accident. With reference to the other
two, the posterior wounds, there was no invitation to the jury to
consider whether these were caused in the scuffle by accident. His sole
comment was that the appellant had not accounted for those wounds
and he left the jury to speculate on their cause.
Another important direction that the judge must give to a jury in
appropriate cases is that an intention to kill is not inconsistent with the
establishment of the plea, not only of self-defence, but also of
provocation. Expression was given to that principle as far back as 1965
by Lewis JA in R v Bunting (1965) 8 WIR 276 at page 278:
“In a case where provocation arises as a defence to a charge of
murder it is proper and indeed necessary for the trial judge to tell
the jury that murder is not established unless an intent to kill or toT
cause grievous bodily harm is proved; but the converse proposition,
2 namely, that the accused is guilty of murder if such an intention is
proved, is not necessarily correct, For where bodily harm results not
from pre-meditation but solely from the loss of self-control induced
by provocation the accused is guilty not of murder but of man-
slaughter.”
In R v Plinton (1965) 9 WIR 44 at page 48 Sir Herbert Duffus P
criticised the trial judge for not telling the jury that, even if they found
that there was an intention to kill or to cause grievous bodily harm,
the offence might be manslaughter if the intention arose by means of
provocation.
In his directions to the jury the trial judge omitted to point out to
them that the plea of provocation may still have arisen if the appellant
had formed an intention to kill or inflict grievous bodily harm which
resulted in death, but his intention to do so-arose from sudden passion
q__ induced by the provocation. In our view this was a grave omission. In
describing the nature of provocation the judge said:
. before you have to consider the issue of provocation, the
State must have proved beyond reasonable doubt that all the other
elements of murder are present including malice aforethought. And
@ as I understand counsel for the [appellant], if you find that the
[appellant] was provoked, and it must mean that under provocation
he inflicted these wounds, could mean nothing else, then that
provocation says the [appellant], is sufficient to reduce this case from
murder to manslaughter, because provocation means some act of
f the deceased which would cause any reasonable person and actually
caused the [appellant] sudden and temporary loss of self-control,
rendering him so subject to self-passion as to make him for the
moment, not master of himself.”
‘That was a misdirection which was clearly disapproved of in the
9 following passage in R v Bunting, 8 WIR at page 279:
“The court observes that in each of these passages the learned
judge used the phrase ‘and for the moment not master of his mind’,
Having regard to the earlier categorical directions as to intention the
fuse of this phrase was in our opinion likely to lead the jury to
believe that the provocation required to reduce murder to man-
slaughter must be such as to deprive the accused of his self-control
to such an extent that at the time he struck the blow he was
temporarily deprived of his mental capacity to form an intention
4 and therefore to form the intention to kill or to do grievous bodily
harm. These directions tended therefore to emphasise rather than to
modify the earlier misdirection.
We considered that in the light of recent authorities it is desirable
that the phrase ‘for the moment not master of his mind’ should be
omitted in directing juries on the law of provocation. Care should264 ‘West Indian Reports (1983) 34 WIR
also be taken in a case where provocation arises as a defence to avoid
the use of expressions which suggest that the presence of intention in
the mind of the accused must inevitably lead to a verdict of murder
rather than manslaughter.”
The proscription of that phrase was approved by this court in
Antoine and Bass v R (1968) 13 WIR 289 at page 291, per Fraser JA and
again in Julien v R (1970) 16 WIR 395 at page 400 where, on a
consideration of the above cases, Fraser JA concluded and opined that:
. the presence of an intention to kill or to do grievous bodily
harm is contrary to the expression that the accused was ‘for the
moment not master of his mind’ and the dictum of Lewis JA clearly
gives effect to the new thinking on the subject. Because we accept
his dictum as sound it is necessary for us to state what we now
consider to be the proper definition of provocation arising as it does
from R v Duffy [1949] 1 All ER 931 CCA, elaborated in Lee Chun
Chuen v R [1963] 1 All ER 73 and amended by Rv Bunting, 8 WIR
276. This in our view, is the correct definition of provocation:
“Provocation is some act or series of acts done or words spoken by
the deceased to the accused which would cause in any reasonable
person and actually causes in the accused, a sudden and temporary
Joss of self-control, rendering the accused so subject to passion as to
cause him to retaliate’
In Antoine and Bass v R this court, following and applying Bunting,
held that the defence of provocation may arise where a person intends
to kill or inflict grievous bodily harm if the intention arises from
sudden passion involving loss of self-control by reason of provocation.
Dealing with the point Fraser JA speaking for the whole court said (13
WIR at page 290):
“For some years it has been accepted that an intention to kill or
inflict grievous bodily harm does not necessarily satisfy the require
ment of malice in cases of murder. A clear statement of this view is
to be found in the oft-cited judgment of Lord Goddard in Attomey-
General of Ceylon v Perera |1953] AC 200 where he said (at page
206]: ‘The defence of provocation may arise where a person does
intend to kill or inflict grievous bodily harm but his intention to do
so arises from sudden. passion involving loss of self-control by
reason of provocation.”
‘This dictum was followed in Lee Chun Chuen v R [1963] 1 All ER
73 and a similar statement was made by Lewis JA in Rv Bunting
(1965) 8 WIR 276 at page 278.”
‘We may add also, in Powell v R (1963) § WIR 557 at page $61 per Sir
Clyde Archer P.
Finally, in Maniram Lalloo v The State (1978) 30 WIR 342 Kelsick
JA, speaking for this court in passing strictures on a similar misdirec-265
tion to that in Rv Bunting (1965) 8 WIR 276, declared that such a
direction tends to confuse the jury by obscuring the fact that
provocation may be present where there is an intention to kill.
‘We consider it important for the future guidance of judges to
summarise the proper directions which should be given to the jury
when the special “defences” or issues of self-defence, provocation or
accident are raised cither directly by the defendant or indirectly from
the evidence. In every such case the judge must, in addition to the
general directions as to the onus of proof being on the prosecution,
give a special direction that a further burden rests on the prosecution
to negative beyond reasonable doubt the existence of these answers.
The jury must be reminded that, when the prosecution does not
discharge the onus, the verdict in respect of self-defence or accident
should be an acquittal, and, in respect of provocation, manslaughter.
‘On the question of mens rea the judge should direct the jury that
whereas an intention to kill negatives the plea of accident, this is not so
in respect of self-defence and of provocation, where the pleas may
succeed even though the defendant had formed the intention to kill. In
this connection, when the issue is one of provocation, the judge should
refrain from suggesting to the jury that for the “defence” to succeed
the defendant must not have been “master of his mind”, thus implying
(j) that he was incapable of forming the intention to kill; and (ji) the
corollary that if he was “master of his mind” and had formed the
intention to kill, he must be found to be guilty of murder and not of
manslaughter.
In relation to ground (i)(b) (ic. that the judge did not direct the
jury adequately on circumstantial evidence) Feliance was placed on an
‘extract from the decision of the Jamaica Court of Appeal in R v Burns
‘and Holgate (1967) 11 WIR 110, at page 116, where the direction of
Clover J in R v Elliott (Clarice) (1952) 6 Jamaica LR 173 at page 174
was approved. In both those cases, unlike the present, the case
depended entirely on circumstantial evidence.
In McGreevy v Director of Public Prosecutions (1972) 57 Cr App Rep
424, at pages 428, 432, 437, 438, the House of Lords per Lord Morris of
Borth-y-Gest disapproved the first part of that direction, which they
referred to as “the rule in Hodge’s case "[R v Hodge (1838) 2 Lew CC
227], and which is that, where the case for the prosecution or an
essential ingredient of it depends wholly on the circumstantial evi-
dence, there is a rule of law which requires the judge to give the
farther conventional direction that the jury must not convict on such
evidence unless they are satisfied that the facts proved are not only
consistent with the guilt of the accused but also exclude every possible
explanation other than the guilt of the accused.
Ground of appeal (ii) impinges on, and overlaps, the previous
grounds since the non-directions and misdirections complained of in
the latter necessarily constituted a failure to put the defence fairly and
adequately.266 ‘West Indian Report
(1983) 34 WIR
In our judgment the facts and circumstances of this case and the
summing-up to the jury were not such as were contemplated by the a
proviso to the guidelines expounded by Winn L] in R v Wheeler (1967)
52 Cr App Rep 28, so as to dispense with the requirement for specific
directions on the’ special pleas. As we did not consider that no
substantial miscarriage had actually occurred, this was not a fit case in
which to apply the proviso to section 44(1) of the Supreme Court of
Judicature Act and to affirm the conviction. For the above reasons we
allowed the appeal.
‘Counsel for the appellant, readily and rightly so, agreed this was a
case in which a retrial should be ordered.
Appeal allowed; order for retrial.