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Grant ID Grant Shares Option Plan ID Grant Grant DEU Balance Shares Shares Total Price Potential Gain Expiration
Date (options/units) Price Type Accept (options/units) (options/units) (USD) (USD) Date
Granted (USD) Status Outstanding Exercisable
RU0278470 5/5/2020 317 $0.00 09ResDEU RSU Accepted See DIVRU0278470 213.0000 0.0000 $0.00 $0.00 05/05/2027
PU2201958 5/2/2022 16 $0.00 09PU22DEU PU Accepted 0.0000 16.0000 0.0000 $0.00 $0.00 05/02/2026
RU0314177 5/2/2022 17 $0.00 09ResDEU RSU Accepted See DIVRU0314177 17.0000 0.0000 $0.00 $0.00 05/02/2029
* The information provided on this report is for informational purposes only and does not in any way supersede or alter the terms of the specific grants to which they relate . *
Note:
Equity grants issued on or after March 7, 2005 are subject to the Company's grant acceptance policy, which requires that each grant be affirmatively accepted by a specific deadline as noted in that policy, or else
the grant is cancelled. Grants shown above that are dated on or after March 7, 2005 are included in this report for information purposes only, whether or not such grants have been accepted by the staff member;
inclusion in this report of any grant which has not been accepted does not constitute acceptance by the staff member or waiver by the Company of such acceptance requirement. Staff members may verify
acceptance of grants issued on or after March 7, 2005 by logging on to their Merrill Lynch account at www.benefits.ml.com, or Global Stock Plans can verify this information to authorized persons.