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Tania Murray Li Failed Schemes
Tania Murray Li Failed Schemes
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TANIA MURRAY LI
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384 AmericanAnthropologist* Vol. 107,No. 3 * September2005
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Li * Beyond"theState"andFailedSchemes 385
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386 AmericanAnthropologist* Vol. 107,No. 3 * September2005
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Li * Beyond"theState"and FailedSchemes 387
and adapttheprojectsdevisedbyone partyto thelanguage integrity and autonomousdynamicsof the social body"
and concernsof another(Rose 1999). Whethervisibleand (Hannah 2000:24).
grandiose,or subtleand discrete-andwhetherinitiatedby The elaborationof government as a liberalartlate in
a centralized
stateapparatusorbyotherexperts-allofthese the 18thcenturywas a reactionto earlierattemptsto use
schemesattemptto "improvethe human condition."To newtechnologiesofsurveillance-technologies suchas the
betterunderstandthe originsand contoursof the will to standardizednames, measures,maps, lists,permits,and
improve,and the rangeof schemesit has spawnedand le- censusesdescribedby Scott-to governthroughexhaus-
gitimized,we can usefullyturnto MichelFoucault'stheo- tive regulation(Burchell1991:126). The liberalargument
rizationofgovernmental power. was thatattemptsat detailedmanagementweredespotic,
futile,and harmful.As GrahamBurchellexplainsthe cri-
BEYOND HIGHMODERNISM:THEORIZING tique was not againstdespotismin the name of citizens'
GOVERNMENTALITY rights("Youmustnot do this,you do not have theright");
rather,it focusedon the hollownessof the claim to om-
Foucault'sworkon governmentality tracesthe historyof niscienceand totalizingdirection("You mustnot do this
the emergencein Europeof a novel concernamongrulers becauseyou do not and cannotknowwhatyou are doing"
and philosophers:how to optimizethe well-beingof the [1991:137]).
population.This concernarosegraduallyduringthe 16th Foucault'sexaminationof the liberalartsof govern-
centuryin the contextof changingviewsabout statecraft, mentthrowsthe specificity of the high-modern schemes
butitcame sharplyintoviewin the 18thcenturywhenthe describedby Scottinto sharprelief.These schemesshared
newscienceofstatisticsrevealedthatpopulationshavepat- a governmental concernwithsecuring,sustaining, and en-
ternsof health,fertility,
mobility,and prosperitythatcan
hancinglife.Buttheyignoredthelessonsofpoliticalecon-
be examinedand managedforthebenefitofone and all. Se- to fixsocialand economicprocessesintoa
omy,attempting
curingthewell-beingof thepopulationrequiredattention perfectedmodelthatbrookedno movement.Theseschemes
to the deliberately removedpeople fromthe relationsin which
complexcomposedof men and things... men in their theirliveswereembeddedto build on a clean slate.They
relations,theirlinks,theirimbrication withthoseother wereplannedwithouthumility.Theywereimposedcoer-
thingswhicharewealth,resources, meansofsubsistence, civelyby authoritarian regimeswithoutdemocraticchecks
withall itsspecificqualities,climate,irriga-
the territory andbalances.Theypermitted no critiquefromliberalvoices
etc.; men in theirrelationto... customs,
tion,fertility,
withinor outsidetheregimearguingagainstgoverning too
habits,waysof actingand thinking, etc.; lastly,men in
theirrelationto... accidentsand misfortunes such as much. Theywere,as Scottobserves,exceptionalschemes
famine,epidemics,death,etc. [Foucault1991a:93] that flourishedat particularconjuncturesin which it be-
came thinkableand, forsome, acceptableto attemptto
Determining when to intervenein theserelations,and to directlifein moredepthand detailthan liberaldoctrines
whatends,came to constitutea new "art"of government. advise.Finally,theseschemesfailedforthe reasonsliberal
Thisartrequireda governmental rationality-anewwayof criticsofthelate 18thcenturyhad alreadyidentified: Their
thinkingaboutgovernment as the"rightmannerofdispos- designersclaimedan omnisciencetheydid not have, and
ing things"in pursuitnot of one dogmaticgoal but rather theydid not-indeed, could not-know what theywere
to be achievedthrough
a "wholeseriesofspecificfinalities" doing.
"multiform tactics"(Foucault1991a:95).9 Bringing together theinsightsfromFoucaultand Scott
Intrinsicto the artof government appliedat the level enablesus to situate"schemesto improvethehumancon-
of thepopulationis respectforthe complexity of the rela- dition"on a continuumthatrangesfromthe moreto the
tions on whichthe population'swell-beingdepends,and less coercive,and thatencompassesa rangeof tacticsand
recognition thattheprocessesintrinsic to populationscan- techniques.The WorldBank schemethat I outlinedear-
not be managedin microdetail. Governmententails(1) lierattempts to directconductthroughthetacticofentice-
settingconditionsso that people will be inclinedto be- ment:Rationalactorswho wishto accessprojectfundswill
have as theyshould,(2) actingon actions,yet(3) not at- choseto conformto projectrules.Theurbanand ruralplan-
temptingto dictateactionsor coercethepopulation.Gov- ningschemesdescribedbyScottcoercively destroyedexist-
ernmentality's principalformof knowledge,observesFou- ing spatial arrangements and introducednew ones, with
cault,is "politicaleconomy":a reference to AdamSmith's the expectationthatfromthe novel spatialarrangements
discoveryofthe"invisiblehand" ofthemarket, thehugely improvedconductwouldfollow.Moreauthoritarian forms
complexand largelyself-regulating waythateconomicpro- of governmentare oftenreservedforsectionsof a popu-
cessesunfoldand coordinatethe infiniterangeand vari- lation deemed especiallydeficientand unable to exercise
abilityof individualwills. Justas governingauthorities the responsibilityof freedom.Indeed,liberalismis replete
should treadlightlyin attempting to regulate"the econ- withcontradictions, as the freedomof some is predicated
omy,"the artof governmentdirectedtowardthe popula- on the unfreedomof others.10In 19th-century Europe,as
tion recognizesthe delicatebalance of its vital processes. GiovannaProcacci(1991) explains,socialexpertsseparated
It devisesprojectsof improvement while respecting"the paupersfromthegeneralcategory"thepoor"and deprived
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388 AmericanAnthropologist* Vol. 107,No. 3 * September2005
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Li * Beyond"theState"and FailedSchemes 389
(see van Deventer1961:256-261).Neitherdid all thisinfor- needsto be simplified, but theoperationperformed bythe
mationclarify whethermakingtheJavanesemoreindustri- WorldBank'ssocial expertsis moreaccurately describedas
ous would sufficeto solve the problemof Nativepoverty, "rendering technical"the domain to be governed.Render-
a solutionthatretainedfaithin marketforces,or whether ing technical means to represent the arena of intervention
povertywas theoutcomeofNativecultureand hencediffi- "as an intelligiblefield with specifiablelimitsand particu-
cult,ifnot impossible,to change.The desirefortotalizing larcharacteristics... whosecomponentpartsarelinkedto-
information, withitsprospectofmakingpolicyon a scien- getherin some moreor less systematic mannerby forces,
tificbasis,was not matchedby the politicalor administra- attractions and coexistences"(Rose 1999:33). In thiscase,
tiveutilityofthatinformation. it was the conceptof "social capital"thatenabledWorld
AlsoinJava,decadesearlier, therehad beenattempts to Bank expertsto representIndonesianvillagelifein tech-
map land and collectdataon itsproductivity to standardize nical terms,organizingthe potentiallyoverwhelming di-
taxes;much of the data,however,was neverused. A land versityof practicesinto a set of diagnoses(too littlesocial
rentordinanceof 1872 that requiredofficialsto use this capital,thewrongkindofsocialcapital,orexemplary social
data producedtax assessmentsthat,accordingto the Resi- capital)and make plausible connections between the inter-
dents(seniorDutch officials), "boreno relationto reality" ventionsproposedand theoutcomesanticipated. Theseop-
(Hugenholtz1994:163). The Residents advocateda return erationsofclassification, interpretation, and connectiondo
to theold systemofroutinetaxbargainingbetweenDutch but
simplify, they also generatesomethingnew-new ways
officialsand villageheads. This system,knownas admodi- ofseeingoneselfand others,newproblemstobe addressed,
atie,had permitted ad hoc but fine-grained calibrationsof new modesofcalculationand evaluation,new knowledge,
peasants'capacityto pay.It was "irregular, but not unfair" and new powers.is
(Hugenholtz1994:166). It seemsthe Residentsrecognized A thirdtypeof intersection betweenlocal knowledge,
thatthesubtleadjustments theycouldmakewhentheexpe- simplification, and controlariseswhen local knowledgeis
rience,wisdom,and local knowledgeofDutchofficials was tacitlytoleratedor activelysustainedbecause it supports
combinedwiththatofvillageheadswas moreadept.It also bothruleand profit. Scott'semphasison statesimplification
caused less resistanceand disruption.Nevertheless, under as a precondition ofadministrative ordersitsuneasilywith
the EthicalPolicy,the attemptto producecomprehensive his recognitionthatplanningencounters"nearlyendless
mapsand codifications wasrevived.Theseexamplessuggest and shifting setsofimplicitunderstandings, tacitcoordina-
thatthe"willto know"exceedstherequirements oforderly tions,and practicalmutualities thatcouldneverbe success-
ruleand mayactuallyhinderit. fullycapturedin a writtencode" (1998:255-256). Indeed,
Next,let us considerinstancesin whichlocal wisdom Scottspeculates,"Thegreater thepretenseofand insistence
and knowledgeis itselfthesubjectofdetailedresearchand on officiallydecreedmicro-order, thegreater thevolumeof
planned improvement.The premiseof the World Bank non-conforming practicesnecessary to sustain thatfiction"
projectI outlinedearlieris thatthe customary practicesof (1998:261). The obvious gap between official rulesand on-
association,trust,mediation,and mutualsurveillanceal- the-ground practices,and Scott'sobservationthattheyare
readyexistingin Indonesianvillageshavebeenundermined mutuallyconstitutive and parasitic,offersan insightinto
by clumsytop-downregulationsand blueprints.Restored, how powerworksthatcould wellbe extended.
optimized,and adaptedto new purposes,thesecustomary Scott highlights"communitiesthat are marginalto
practices,glossedas "socialcapital,"can be an important de- marketsand to the state"(1998:335) wheredirectreliance
velopment resource. To document thislocal wisdom, and to on naturalresourcesand covillagers fostersobservation, ex-
devisethenecessaryimprovements, theWorldBankproject perimentation, and learning-by-doing. Yetpracticalknowl-
has generatedthousandsofpagesofdetailedethnographic edge of the kindhe identifies is at workeverywhere, at all
descriptions,case studies,and fieldreportsas wellas exten- times.It is not concentrated in remoteruralareas,and it
sivesurveyssubjectto statistical analysis. is not associatedwiththe past or "tradition."The knowl-
What does this data do? Planning data, as James edge a personneeds to negotiatethe bureaucracyor find
Ferguson(1994) demonstrated, is sui generis:It identifies a moment'speace on an assemblyline,a factoryfarm,or
onlythoseproblemsforwhicha technicalremedywithin in a prisonis just as localized,oftencollective,transmit-
the competenceof the plannerscan be supplied.In this ted informally, and continuouslyrevised.It is not the case
case, because the anticipatedremedyto the problemof thatan "up there,"all-seeing, systematizing stateboth-pro-
poorplanningrequirestinkering withvillagepracticesand mulgatesand observesrules,whicha "down there"popu-
institutions,justificationforthe intervention mustbe de- lace triesto resist.Officialsand otherpartiesthatseekto
rivedfromthedetailsofwhatgoeson insideIndonesia'svil- governneed to be everybit as creativein negotiating their
lages.More substantively, in orderto designinterventions ownworkregimes, and devisingpracticesto translate shaky
to change behavior,the plannersneed to know whyvil- numbersintosolidonesorfailedprojectsintoplausiblever-
lagersactas theydo. Onlythencan theydeviseappropriate sions of success.Scottrecognizesthis when he describes
rulesand setconditionsto bringaboutimprovement. Tanzanianofficials comingup with"notional"villagesand
Ethnographic data of the kindcollectedby the World inflatednumbersof householdsresettled(1998:244). How
Bankcannotbe used in itsrawform.One could saythatit bureaucrats fixfactsroutinely become"publicsecrets," part
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390 AmericanAnthropologist* Vol. 107,No. 3 * September2005
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Li * Beyond"theState" and FailedSchemes 391
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392 AmericanAnthropologist* Vol. 107,No. 3 * September2005
to settle claims and reach agreements-processes required and Wertheim(1961); foran examinationof the governmental
to sortout the tangled thicketoftenurerelationsleftbehind rationalityembeddedin the coerciveCultivationSystemin the
1830s,see Schrauwers (2001).
by officialattemptsto map and divide territory and to shift
14. See Scott(1998:77,80, 184).
people around. There can be no returnto the status quo 15. See also Mitchell'sdiscussionsofenframing as thesetoftech-
ante, except throughviolent processes of ethnic cleansing. niques and practicesthatproducean apparentlyexteriorobject
Some of the downstream effectsof improvement schemes worldsusceptible to management(1991,2002).
are veryserious indeed, and theywill be feltfora long time 16. I have writtenaboutcompromisein the contextof improve-
to come.20 Scott has done much to bring these schemes to mentschemesin Li (1999a). See also Herzfeld(1997).
our attention. Anthropologistshave plenty of work ahead 17. See Bradby(1975),Bromley(1979),Foster-Carter (1979),Scott
as we investigate the beyond of grand plans at particular (1979),and Whitehead(1981, 1990).
18. See the "resourcebook" on shifting cultivationproducedby
sites and conjunctures. a set of internationalresearchagencies(IFAD et al. 2001); also
Crasswell(1998) and Garrity and Amoroso(1998).
19. On LEISAand problemsin implementation, see CARE(2002).
TANIAMURRAYLI Department of Anthropology,University On farmer interest
in monocrop,market-oriented see
production,
of Toronto, Toronto, Ontario M5S 3G3, Canada Belskyand Siebert(2003) and Li (2002b).
20. I have discussedsomeoftheseproblemsin Li (2002a,2003).
NOTES REFERENCESCITED
Acknowledgments. Thanksto K. Sivaramakrishnan forinvitingme Abrams,Philip
to participatein this projectand forseeingit through.Thanks 1988 Noteson the Difficulty of Studyingthe State.Journalof
to JamesScottforencouragingdebateand forhis patienceand HistoricalSociology1(1):58-89.
generosity as an interlocutor. Since1989,theCanadianSocialSci- Allen,John
ence and HumanitiesResearchCouncilhas supportedmyresearch 1999 SpatialAssemblagesof Power:FromDominationto Em-
in Indonesia.A writinggrantfromtheJohnD. and CatherineT. In HumanGeography
MacArthur FoundationProgramon Global Securityand Sustain- powerment. Today.M. Dorren,A.John,
and S. Philip,eds. Pp. 194-218.Oxford:PolityPress.
ability2001-03 enabledme to developtheideasreflected here. 2003 LostGeographiesofPower.Oxford:Blackwell.
1. Fordescriptions ofthisprojectanditspremises, seeGuggenheim Belsky, JillM., and StephenF.Siebert
2004; Woodhouse2001; and WorldBank2001a, 2002a, 2002b.To 2003 Cultivating Cacao: Implicationsof Sun-GrownCacao on
understandhow it fitswithinthe WorldBank'slargerneoliberal LocalFoodSecurity and Environmental Agricul-
Sustainability.
program forimproving Indonesia,seeWorldBank2001band 2004. tureand HumanValues20:277-285.
Bradby, Barbara
2. Abramsrecommends avoidinguse ofthetermthestatein ways 1975 The Destruction ofNaturalEconomy.Economyand Soci-
thatreinforce the stateidea. Instead,he suggestsreplacingit with
morespecific terms:theruling regime,thebureaucratic gov-
apparatus, ety4:127-161.
ernment policy, intheforest
officials department,and so on. Bromley, Ray,and ChrisGerry
1979 Who aretheCasual Poor?In Casual Workand Poverty in
3. See Escobar(1995),Ferguson(1994),Gupta(1995),and Hansen ThirdWorldCities.R. Bromleyand C. Gerry, eds. Pp. 3-26.
and Stepputat(2001). Chichester, England:JohnWileyand Sons.
4. See Allen(1999,2003), Fergusonand Gupta(2002),Li (1999b), Burchell, Graham
Massey(1993),Mitchell(1988),and Moore(1998). 1991 PeculiarInterests: Civil Societyand Governing"the Sys-
temofNaturalLiberty." In TheFoucaultEffect: Studiesin Gov-
5. Scottdescribes marginaland nonstatespacesinSeeingLike a State
G. Burchell,C. Gordon,and P. Miller,eds. Pp.
(1998:185-189,335). Fora criticalengagement withtheconceptof ernmentality.
"nonstatespace" in the contextof the Sulawesihighlands,see Li 119-150.Chicago:University ofChicagoPress.
(2001). Mitchell(1990) usesa closereadingofWeaponsoftheWeak Burns,Peter
2004 The LeidenLegacy.Leiden:KITLVPress.
(1985) to arguethatScottseeksto discoverautonomous,authentic CARE
subjectsand private,offstage places unpenetrated by power.See 2002 Reporton the InterimEvaluationof CAREInternational
also Moore(1998).
IndonesiaProject:Protection ofTropicalForeststhroughEnvi-
6. SeeHansen(2001),JosephandNugent(1994),Li (2001),Nugent ronmental Conservation ofMarginalLands(PTF-ECML)Phase
(1994),Peluso(1995),Rosaldo(2003),and Tsing(1993). II. Palu:ReportpreparedbyOyvindSandbuktand RudySyaf.
7. See, forexample,Schrauwers's accountof the relationshipbe- Comaroff, JohnL., andJeanComaroff
tweengovernment officialsand missionariesin colonialIndonesia 1991 Of Revelationand Revolution, vol. 1: Christianity,
Colo-
(2000). nialism,and Consciousnessin SouthAfrica.Chicago:Univer-
8. O'Malleyet al. (1997:513) discussthe exaggeratedclosureof sityofChicagoPress.
expertschemes. Cooper,Frederick
1994 Conflictand Connection:RethinkingColonial African
9. Forhelpfuldefinitions and discussionsofgovernmentality, see AmericanHistoricalReview99(5):1516-1545.
Dean (1999) and Gordon(1991). History.
Crasswell,E. T.,A. Sajjapongse,D. J.B. Howlett,A.J.Dowling
10. Thisargument is madebyDean (2001),Hindess(2001),Mehta 1998 Agroforestry andtheManagement ofSlopingLandsinAsia
(1997),Parekh(1995),and Valverde(1996). and thePacific.Agroforestry Systems38:121-137.
11. On colonialgovernmentality and itsvariations,see Comaroff Cribb,Robert,ed.
and Comaroff (1991),Cooper(1994),Mamdani(1996),Pels(1997), 1994 The Late Colonial Statein Indonesia:Politicaland Eco-
Scott(1995),Stoler(1992),Stolerand Cooper(1997),and Thomas nomic Foundationsof the NetherlandsIndies, 1880-1942.
(1994). The divisionofcolonialpopulationsand theirdifferential Leiden,theNetherlands: KITLVPress.
treatment is especiallywelldescribedin Hindess(2001). Dean, Mitchell
1999 Governmentality: Power and Rule in Modern Society.
12. On the connectionbetweenimprovement and the colonial London:Sage.
rightto rule,see Drayton(2000). 2001 "Demonic Societies": Liberalism, Biopolitics, and
13. On theinventionof tradition, see Ranger(1993). Fordebates Sovereignty. In States of Imagination:EthnographicEx-
abouthow to rulelatecolonialIndonesia,see Burns(2004),Cribb plorationsof the Post Colonial State.T. B. Hansen and F.
(1994),Furnivall (1944),Kahn(1993),Lev(1985),Robinson(1995), Stepputat, eds.Pp. 41-64. Durham,NC: DukeUniversity Press.
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Li * Beyond"theState" and FailedSchemes 393
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All use subject to JSTOR Terms and Conditions
394 AmericanAnthropologist* Vol. 107,No. 3 * September2005
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All use subject to JSTOR Terms and Conditions