Professional Documents
Culture Documents
edited by
Ricki Bliss
and Graham Priest
1
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Contents
vi contents
List of Contributors
0
The Geography of Fundamentality
An Overview
1 The Great Chain is normally taken as running downwards, with the ground at the top; we upend it here.
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The historical literature is also littered with what appear to be variations on this
kind of view. Consider both Plato and Aristotle, for example. The former believed
that everything was grounded in the Forms, with all of the Forms being ultimately
grounded in the Form of the Good. The latter distinguished between primary and
secondary substances, with a priority ordering amongst them—along, arguably, with
making appeal to prime matter, without which there would be nothing whatsoever.
Just as very many of the Medievals (Aquinas, for example) and Early Moderns
(Descartes, Spinoza, Leibniz) thought that everything depended on God, the need
to establish a fundamental ground breaks out in certain of the Continental thinkers,
such as Heidegger, in the form of The Problem of Being: there must be something
(fundamental), Being, if we are to account for the fact that anything has being at all.
Turning also to non-Western traditions, we see that the idea that reality is structured
by metaphysical dependence relations, where there is something fundamental, is by
no means an unfamiliar one.2 Various of the Indian, Chinese, and Japanese traditions
rely heavily on notions of metaphysical dependence and fundamentality. In fact,
whole schools were formed based on disagreements over the fundamental structure of
reality. According to the Indian Abhidharmika tradition, for example, there must be
dharmas—simples—as there are aggregates which are built from them. And according
to Kyoto School thinker Nishida, the ultimate ground of everything is consciousness,
which is also absolute nothingness. The idea that reality is structured, and that there
must be something fundamental, is by no means the monopoly of contemporary
Western analytic thought.
The kind of view, or cluster of views, that appear to dominate the contemporary
analytic debate can be thought of broadly as, or as species of, metaphysical foun-
dationalism. As will become clearer in due course, there are, in fact, a variety of
ways in which one can be a metaphysical foundationalist; with different species of
foundationalism involving different core commitments. Although this list is by no
means exhaustive, we assume the following to be amongst the core commitments of
metaphysical foundationalism as commonly endorsed in the contemporary literature.
1. The hierarchy thesis: Reality is hierarchically structured by metaphysical de-
pendence relations that are anti-symmetric, transitive, and anti-reflexive.
2. The fundamentality thesis: There is some thing(s) which is fundamental.
3. The contingency thesis: Whatever is fundamental is merely contingently
existent.
4. The consistency thesis: The dependence structure has consistent structural
properties.
Strictly speaking, in order to be considered a species of foundationalism, a view
needs only commit to the the fundamentality thesis: 2., then, is both necessary and
2
See Bliss and Priest 2017.
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3 The idea that the world is ontologically ‘flat’, with everything being fundamental—a rejection of 1—
has been described by Bennett 2011 as ‘crazy pants’, for example. Just as many philosophers baulk at the
suggestion that the fundamentalia are necessary beings.
4 It is worth noting that it does not follow from the appearance of a smattering of papers challenging the
standard view that the standard view is not still just that, the standard view. A handful of dissenting papers
does not a heterodoxy make. Although some authors have challenged aspects of the foundationalist picture,
the dominant paradigm that drives many contemporary analytic research programmes is one according to
which reality has a layered structure and a fundamental level. Even though a small number of philosophers
have challenged aspects of the standard view, to the best of our knowledge, these challenges have not
resulted in research programmes of their own, nor have they impacted upon the way much research is
conducted.
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5 See Schaffer 2016 for a discussion of the relationship between grounding and causation, and a view
is blue, one would also say that the fact that the sky is blue ontologically depends
on its constituents—the sky and blueness. Again, when we talk about relations of
metaphysical dependence, we mean this term to act as a covering term for both
grounding and ontological dependence. Where, in this introduction, we think it
necessary to discriminate between the two, we say as much. We also don’t think much
as regards the reasons to endorse one fundamental view of reality over another is going
to turn on whether grounding obtains between facts alone, for example. What bears
consideration when settling the kinds of matters that this volume is concerned with
will be the same, we believe, whether it turns out that ontological dependence just is
a kind of grounding or not.
It is a plank of the grounding literature that grounding is somehow involved with
metaphysical explanation. It is an open question, however, whether the relations are
merely associated with metaphysical explanation or whether they are identical with it.
Thompson (this volume) offers us some compelling reasons to think that grounding
is better thought of as being an explanatory relation. She argues that were grounding
relations to be relations that underwrite our explanations, we would still need to
account for how the relations and the explanations they back are related to one
another. If the way they are related to one another is via grounding, then we are
really in trouble, says Thompson, because the notion of a metaphysical explanation
is typically invoked to shed light on how we are supposed to understand grounding in
the first place. Trogdon (this volume), on the other hand, thinks it natural to assume
that grounding relations back metaphysical explanations. So far as we can tell, not
much turns on resolving this particular issue for what we have to say here in this
introduction. It is enough for us to point out that we assume that grounding is most
certainly involved with metaphysical explanation, however that turns out to be, and
move on.
It has been suggested that the connection between ontological dependence and
explanation is weaker than the connection between ground and explanation. Tahko
and Lowe suggest, for example, that the existence of hydrogen and oxygen—upon
which water depends—do not, alone, explain the existence of water.8 Whilst we agree
that the mere existence of hydrogen and oxygen does not fully explain the existence
of water, we struggle to understand how the existence of the two could fail to be
appealed to in an explanation of the other. Perhaps Tahko and Lowe are correct that
the connection is weaker, but we here feel confident proceeding on the assumption
that ontological dependence is sufficiently strongly tied to metaphysical explanation
nonetheless.
Let us turn now to the notion of fundamentality itself. We assume that the categories
of fundamental and derivative are exclusive and exhaustive. Some entity is either
fundamental or derivative but never both.9 The category of derivative things is just
8 9
See Tahko 2015. See Barnes 2012 for arguments against the exclusivity assumption.
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the category of metaphysically dependent things; which is just to say it is the category
of grounded and ontologically dependent entities. It is true by definition that a
derivative entity is dependent and, thus, that it has a metaphysical explanation. The
fundamentalia, on the other hand, by definition, depend upon nothing else (except
perhaps themselves) and are, thus, without metaphysical explanation (except perhaps
in terms of themselves). This is not to say, however, that being independently existent
is a sufficient condition for being fundamental (on some accounts, it’s not even
necessary). There may well be a plethora of independent entities that, nonetheless,
do not serve as candidate fundamentalia.10 Although there are alternative ways of
understanding fundamentality, such as discussed by Takho and Barnes (this volume),
Fine, and Sider, we are happy to proceed on the independence understanding.11
It is open, and indeed the case on many accounts, that the fundamental facts be
fundamental qua grounding structure and yet dependent qua ontological dependence
structure. This is because for any account according to which a fact is dependent
upon its constituents, a fundamental fact will be ungrounded and yet, nonetheless,
dependent. The term ‘fundamentalia’ can then be taken to refer to either fundamental
facts or fundamental things depending upon which ordering one wishes to fore-
ground.
We recognize that there are also subtly different ways in which the notion of
being fundamental can be formally cashed out. One distinction that we think it
particularly important to mention is that between the relation being well-founded and
it having a lower bound.12 To say that dependence relations are well-founded is to say
that (i) chains ordered by the relation downwardly terminate in a fundamentalium,
and (ii) that there is a finite number of steps between any member of a chain and
the fundamentalium that it terminates in. Although it’s not uncommon to hear
philosophers speak in the language of well-foundedness, what they often mean is
that any chain of entities ordered by that relation has a lower bound. Importantly,
where a relation is bounded from below, there need not be a finite number of steps
between any member of that set and the fundamentalium that grounds it. To better
understand this, consider the relationship between God and the contents of reality;
although there may be an infinite number of steps between, say, the number 7 and
God, the number 7, along with everything else, depends on him nonetheless. In
order to remain neutral on an understanding of fundamentality as well-foundedness
and fundamentality as lower boundedness, we choose to capture this aspect of
foundationalism formally in terms of the notion of extendability (E) and its negation;
more of which anon.
10 Facts about numbers, for example, may be independent, without that entailing that they are therewith
fundamental.
11 Fine 2001 and Sider 2011. See Raven 2016 for another alternate account of fundamentality.
12 See Dixon 2016, and Rabin and Rabern 2016, for formal treatments and discussions of different
2 Taxonomy
The hierarchy thesis says that the dependence relation is anti-symmetric, transitive,
and anti-reflexive. The fundamentality thesis says that there must be something
fundamental. Although it is common to assume that the relevant dependence rela-
tions have some combination of the aforementioned properties, a variety of different
combinations are at least logically possible. To see this, let us first introduce some
notation.13
We write ‘x depends on y’ as x → y.14 (We may write x → x as x .) Next, four
structural properties:
Anti-reflexivity, AR.
• ∀x¬ x → x [Nothing depends on itself.]
• So ¬AR: ∃x x → x [Something depends on itself.]
Anti-symmetry, AS.
• ∀x∀y(x → y ⊃ ¬ y → x) [No things depend on each other.]
• So ¬AS: ∃x∃y(x → y ∧ y → x) [Some things depend on each other.]
Transitivity, T.
• ∀x∀y∀z((x → y ∧ y → z) ⊃ x → z) [Everything depends on anything a
dependent depends on.]
• So ¬T: ∃x∃y∃z(x → y ∧ y → z ∧ ¬x → z) [Something does not depend on
what some dependent depends on.]
Extendability, E.
• ∀x∃y(y = x ∧ x → y) [Everything depends on something else.]
• So ¬E: ∃x∀y(x → y ⊃ y = x) [Something does not depend on anything else.]
We can now give a taxonomy, which is as follows. After the enumeration column,
the next four columns list the 16 possibilities of our four conditions.
13 The contents of this section are reproduced from Bliss and Priest 2017.
14 One may distinguish between full dependence and partial dependence. (See e.g. Dixon 2016, sec. 1.)
Just to be clear: the notion of dependence we are concerned with here is partial dependence.
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5 Y N Y Y ×
6 Y N Y N ×
7 Y N N Y Loops of length >0 I
8 Y N N N Loops of length >0 F, G
9 N Y Y Y ×
10 N Y Y N ×
11 N Y N Y ×
12 N Y N N ×
13 N N Y Y Preorder C, I
14 N N Y N Preorder C, F, F , G
15 N N N Y Loops of any length I
16 N N N N Loops of any length F, F , G
15 We note that, how, exactly, to cash out the idea of foundationalism is contentious. For some discussion
of the matter, see Dixon 2016. We suspect that the notion may be vague, to a certain extent, and so
susceptible to different precisifications. The definition we give here is strong, simple, and very natural.
16 One may, if one wishes, iterate the construction into the transfinite, collecting up at limit ordinals in
might require that only some element is ungrounded. Again, the definition we give here is strong, simple,
and natural.
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.. anti-reflexivity
In defence of the claim that dependence relations are necessarily anti-reflexive,
philosophers have tended to argue that it would be absurd to assume that something
can ground itself, or that, given the tight connection between grounding and expla-
nation, as it is a principle of explanation that nothing explains itself, it ought to also
be a feature of dependence relations.19
Let us first consider why one might think it absurd to assume that metaphysical
dependence relations can be reflexive. As dependence talk is about reality, it is
reasonable to wonder if self-dependence is absurd because there is some way that
the world would have to be, such that things can depend on themselves, which is
unacceptable. But what might this be?
A first worry about self-dependence is that anything that depends upon itself would
have to bootstrap itself into being. But why think this is a problem? In the case
of causation, the problem is apparent: something that is self-caused would have to
exist prior to itself in time in order to bring itself into existence. But metaphysical
dependence relations are typically thought of as being synchronic, so what goes
20 There are reasons to believe that there are cases of non-synchronic grounding, just as there are cases
of synchronic causation. Obviously the intricacies of these issues cannot be covered here.
21 See Dasgupta 2016 for a discussion of this view according to which it would not be a problem.
22 See Keefe 2002 for a most illuminating discussion of issues relevant to this debate.
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circular explanations are trivial—we have already seen this in the case of God and
his explanatory relationship to himself—nor are they necessarily uninformative or
useless. After all, coming to understand that something has no further explanation is
coming to understand something more about that thing. In the worst case, what we
may be dealing with is a problem with explanatory superfluity: something’s explaining
itself is as good as it having no explanation whatsoever, so why bother permitting self-
dependence in the first place.
As things stand, the reasons to disavow self-dependence appear to be fairly thin on
the ground. Metaphysically speaking, it’s not clear how a world would have to be such
that things depend on themselves, leaving us with explanatory considerations. But
if this is the conclusion it is hardly welcome. Suddenly the problems with reflexivity
appear to be epistemic rather than metaphysical which would seem to fly in the face of
how the friends of foundationalism understand the overarching structure of reality.
.. anti-symmetry
Let us now turn our attention to anti-symmetry. Advocates of the standard view rely
on (some combination of) arguments from intuition, arguments from the data, and
arguments from structural similarities with explanation. Appeal is also made to what
we might call arguments from relative fundamentality. The argument from relative
fundamentality is just a variation on the kind of argument in terms of structure that
we mentioned in the introduction to this section. We consider these first.
According to the argument from relative fundamentality ‘dependence is intimately
connected to (and perhaps even explains or is one and the same things as) relevant
notions of fundamentality, priority, grounding, etc. Dependence is the kind of rela-
tion that explains the connection between the fundamental and the derivative (the
dependent) to the fundamental (the independent). Any relation that plays this role
must be asymmetric’ (Barnes, this volume). The idea that reality is ordered into a
hierarchical structure is a very old one that can be traced back to the Ancient Greeks.
Indeed, right the way through the history of the Western tradition, many philosophers
have been engaged in some way or other with filling in the details of this picture.23
That some folks claim to have intuitions regarding the structure of reality is hardly
surprising given the pervasiveness of this view (and imagery) in the history of Western
thought.24
As Barnes points out, if moving us from the fundamental to the derivative is the role
that dependence is supposed to play, then it seems right to suppose that dependence
must be anti-symmetric. Indeed, as already mentioned, it just follows from the idea
23 See Lovejoy 1934 for an informative and charming discussion of the notion of the Great Chain of
but was also commonplace in the sciences, art, and theology up until the end of the nineteenth century.
This view went out of vogue with the momentous changes to our understanding of the world precipitated
by scientific developments.
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25 See also Priest 2014, esp. chapters 11–13, for a contemporary presentation of a coherentist picture
.. transitivity
There is something natural-seeming about the idea that metaphysical dependence
relations are transitive. Where a person depends on their vital organs, it also seems
true that they depend upon the cells that compose those vital organs. However,
a number of authors, including Nolan (this volume), have pointed out that at the
very least, we could well allow that some instances of dependence relations fail to
be transitive, and hold a view according to which metaphysical dependence is non-
transitive.
Why question the transitivity assumption? Well, one good reason is that reality
appears to present with actual cases of failures of transitivity. Schaffer asks us to
consider the following propositions: (1) the fact that o has a dent, d, grounds the fact
that o has shape S, (2) the fact that o has shape S grounds the fact that o is more or less
spherical, and (3) therefore, the fact that o has a dent grounds the fact that o is more or
less spherical. If grounding were transitive, then we would expect this argument to go
through but, Schaffer argues, it does not because o ‘is more-or-less spherical despite
the dent, not because of it’.26 As far as Schaffer is concerned, the fact that o has a dent
does not ground the fact that o is more or less spherical, in which case grounding is
not necessarily transitive.27 Or consider other problematic cases: singleton Obama is
dependent upon its member Obama, and Obama is dependent upon his parts, and yet
we might well not want to say that the existence of Obama’s heart (partially) explains
the existence of singleton Obama.
One way to respond to these sorts of cases is to point out that dependence is not
univocal. What one might think is going on in these cases is the chaining together of
instances of dependence relations that don’t, in fact, properly belong together. One
might try and argue, for example, that the way in which a singleton depends upon
its member is different to the way in which the member depends upon its parts.28
Were one to pursue such an approach, however, one must remain mindful of the costs
such an approach might incur: do we really want or need a proliferation of species of
dependence relations, for example?29
Another approach might be to distinguish between relations of mediate and imme-
diate dependence, where the former is transitive and the latter is not. Indeed, in the
literature, philosophers have suggested that we should take seriously a distinction
between immediate and mediate dependence.30 Purported failures of transitivity can
then be understood as involving the transitive closure of an intransitive relation. So
what appears to be a failure of transitivity, in fact, involves a case of mistaken identity.
There are advantages to admitting a distinction between a transitive and a non-
transitive species of the relation. On the one hand, it allows us to avoid a proliferation
of relation-types in response to the purported problem: where part/whole relations are
a species of dependence relation, truthmaking another and so on. And, on the other
hand, it allows for certain possibilities. Nolan (this volume) suggests, for example,
that some species of dependence, or instances of the relation, may fail to be transitive
allowing the possibility of giant cosmological loops. And more generally, where there
is a species of the relation that is intransitive, loops of various sizes could be admitted
without being forced to sacrifice anti-symmetry and anti-reflexivity. All told, there
are reasons to doubt that metaphysical dependence relations are necessarily transitive.
Not only do we appear to be in possession of counterexamples to the transitivity thesis,
but we have reasons to suppose that admitting an intransitive species of the relation
to our repertoire would be to our advantage.
Of course there is so much more to be considered regarding the widespread
commitment to the hierarchy thesis, and the possible alternatives to it. Rabin (this
volume) believes that unorthodox accounts of grounding allow us to better capture the
layered conception of reality. Looking to other traditions, as Priest (this volume) does,
we can see that a number of accounts from the Asian Buddhist traditions, for example,
reject the idea that reality is hierarchically structured. Anyone seriously interested in
non-standard conceptions of the structure of reality would do well to look beyond the
Western canon. And Litland (this volume) argues that, what he calls a bi-collective
account of ground, may have interesting applications for certain types of coherentist
structures.
28 Consider what happens when we say that Harry banks on Sally and Sally banks on Tuesday. No one
would claim that, therefore, Harry banks on Tuesday. Nor would anyone claim that the relation banking on,
as demonstrated by this example, is not, therefore, transitive. What we would be inclined to say is that the
expression ‘banks on’ picks out different relations in the two cases.
29 See Wilson 2014 for a defence of the claim that all we need are the many different kinds of small-
g grounding relations with which we are familiar—supervenience, parthood, etc.—rather than one big-G
grounding relation.
30 See, for example, Fine 1994, 1995, and 2013 for discussions of such possibilities as regards both
31 One needs not only be reading from the dependence/fundamentality literature to notice this. Appeal
to fundamentality is made in the literature ranging from topics as diverse as the philosophy of mind to
aesthetics and ethics, to offer but a few examples.
32 See Bliss (forthcoming), from which much of the following discussion in this section is borrowed, for
34 35 36
Schaffer 2010, p. 62. Dasgupta 2016, p. 4. Cameron 2008, p. 12.
37 Fine 2010, p. 105.
38 This approach also fits with our view—which we have argued for independently—that the infinite
regress is, in most cases, never the disease but, rather, a symptom. See Bliss 2013 and Priest 2014, 1.4.
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explanatory target. Such a stipulation might make appeal to something that needs to be
explained; or it might make appeal to a type of explanation. In light of the discussion
above, our explanatory targets might include (i) why anything has being whatsoever,
(ii) why things turned out this way rather than any other, or (iii) that we need
completely satisfactory explanations of everything that we think needs explaining.
But note that having stipulated what our explanatory target is, or could be, we do
not yet have an argument in defence of fundamentality. For it is not enough that
we know that there is something that needs explaining, or some particular kind of
explanation that we are after, but we also need an assumption that tells us that no
dependent entity is up to the task to hand. Arguments in defence of fundamentality
rely, crucially, on a second assumption which tells us that no dependent entity can do
the kind of explanatory work that we are after.
For the sake of economy let us reconstruct two possible arguments in defence
of fundamentality; arguments that are congruous with suggestions made in the
literature.39 Assuming that the world divides exclusively and exhaustively into the
fundamental and the derivative:
Argument I
1. There is an explanation for why anything has being whatsoever.
2. No dependent entity can explain why anything has being whatsoever.
3. Therefore, there must be something fundamental.
Argument II
1. There is a complete metaphysical explanation for things that have metaphysical
explanations.
2. No dependent entity can generate a complete explanation for things that have
metaphysical explanations.
3. Therefore, there must be something fundamental.
What are we to make of these arguments? In particular, are these good argu-
ments in defence of the fundamentality thesis? Let us begin by considering the first
assumption of our first argument. It seems obvious that what is at issue on this
kind of reconstruction is a variation on an old theme: the cosmological argument.
Understood in this way, the foundationalist is concerned to answer some version or
other of a cosmological question. Indeed, many historically important figures have
been engaged with such explanatory projects, including, as Casati (this volume) points
out, Heidegger. Foundationalism, so understood, is of course not motivated by a
concern to establish an ultimate cause of reality, but, rather, by a concern to establish
an ultimate ontological ground.
39 We are of the view that many of the philosophers who worry about the grounds of being, or
explaining the existence of everything, and so on, are, in fact, circulating roughly in the same waters. These
philosophers are concerned with age-old questions such as why are there any beings whatsoever.
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Before assessing the merits of these arguments, it is interesting to note that their
very appearance would appear to be in tension with what is a common view amongst
contemporary analytic thinkers. Inspired by Hume, it is not uncommon for philoso-
phers to suppose that having explained the existence of this thing here, and the
existence of that thing there, everything that needs a (causal) explanation has one. This
is just to say that, following Hume, many folks are of the view that there is nothing left
over that needs to be explained and therewith, no blazing cosmological questions that
demand an answer. Indeed, some philosophers have even gone so far as to claim that
cosmological questions are ill-formed and non-sensicle.40 It is an item of curiosity
why it is, then, that in the causal case, cosmological arguments (and the kinds of
questions they are offered in response to) are passé and, yet, in the metaphysical case
they are not. This is not to say that there is not a principled reason for the difference,
but that it would be nice to know what it is.
Sociological observations aside, there is what we believe to be a considerable
concern with the use of cosmological questions to motivate metaphysical founda-
tionalism: they appear to rely on an application of the principle of sufficient reason
(PSR). Although there may be a suitably constrained version of the principle in the
vicinity, the employment of the full-blown principle—according to which every thing
has an explanation for its existence—to motivate foundationalism would be a disaster
for the view: exactly what the foundationalist believes is that not everything has an
explanation. Metaphysical foundationalism, so motivated, runs the risk of pulling the
rug out from beneath itself.
Let us now turn to the second argument and consider the thought that there is a
complete metaphysical explanation for things that have metaphysical explanations.
We do not wish to be distracted by how we have formulated the assumption here.
Whether we formulate the target as all or only some things that have metaphysical
explanations have complete explanations, what we are concerned with is why we
should think anything that has a metaphysical explanation has a complete one in the
first place. So what can we say about this assumption? One might suppose, as Fine
does, that it is a plausible demand on explanations that they be completely satisfactory.
Alternatively, one might be of the view that, independently of any general explanatory
considerations, it is a plausible demand on metaphysical explanations in particular
that they be completely satisfactory.
But there appears to be a lot to be concerned about with the first assumption in
our second argument as well. First and foremost, there is a way of understanding
the assumption that looks as though it simply begs the question. We assume that
no argument in defence of fundamentality can contain an assumption from which
it follows that there is something fundamental. But the demand that some (or all) of
our metaphysical explanations be complete just seems to be the demand that those
40
See Maitzen 2012 and 2013.
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explanatory chains terminate, which, of course, is just to say that there must be
something fundamental.
A good reason to think that our metaphysical explanations ought to be complete
is that there is something wrong with explanations (in general) that are incomplete.
But explanations are not typically rendered defective by dint of being incomplete.
If someone wants to know why their window is broken, a story that makes appeal
to the storm the previous night would be adequate. It is simply not the case that an
explanation for a broken window is rendered defective in virtue of its failing to make
appeal to the origins of the universe. Of course, what goes for causal explanations
needs not go for metaphysical explanations, and the foundationalist may well be better
off making recourse to the idea that there is something special about metaphysical
explanations in particular which means they must be complete.
We think it is worth pointing out at this juncture that there is something of
an odd tension between the demand, on the one hand, for completely satisfactory
explanations that can only be achieved by terminating our dependence chains and, on
the other hand, the notion of a full ground. Let us suppose that singleton Socrates—
{Socrates}—is fully grounded in Socrates. The way we are often encouraged to
understand what full grounding amounts to is that, in this case, the existence of
{Socrates} is fully explained by the existence of Socrates. If, however, where the non-
terminating dependence chain of which these two are members leaves us with an
incomplete or a not completely satisfactory explanation of {Socrates}, this would
indicate that Socrates doesn’t completely explain {Socrates} in the first place. If, on the
other hand, Socrates does completely explain the existence of {Socrates}, then there
must, in fact, be something else at issue such that our explanations are not satisfactory
unless there is something fundamental.
Returning to broader explanatory considerations, one thought might be that whilst
causal explanations may be incomplete, metaphysical explanations cannot be, for it
is the purview of metaphysical explanations to afford us a complete explanation of
reality. We can’t help but think that something a bit slippery has gone on here, though.
First, where there is something fundamental, exactly what we don’t have is a complete
explanation of reality, for we have the fundamentalia that are unexplained. Second,
this proposal looks a lot like a cloaked version of the question-begging insistence that
there is something fundamental mentioned above.
Let us turn now to a consideration of the second assumptions in our arguments. As
pointed out above, to note that there is something that has not yet been explained, is
not yet to have an argument in defence of fundamentality. What is further required
is an assumption that stipulates that no dependent entity is up to the task to hand.
Without such an assumption, we have no need to move beyond the collection of
dependent entities and, thus, no need to posit the existence of something fundamen-
tal. If our foundationalism, however, is to be well motivated, we need to know why
this is the case. We need an answer to the question, why can’t any dependent entity
explain where, say, being comes from?
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We think there are at least five prima facie plausible reasons to suppose that no
dependent entity is able to be invoked to explain that for which it is being invoked.
We list these as follows: (a) the reflexivity objection; (b) the never-ending questions
objection; (c) the same questions objection; (d) the predicate-satisfaction objection;
(e) the same kind objection. We discuss each in their turn.
Some versions of cosmological arguments to the existence of God arrive at their
conclusion by pointing out that no contingent thing can explain why there are any
contingent things at all on pain of violating an anti-reflexivity assumption. They
claim that as any contingent thing would be amongst the collection of things to be
explained, were something contingent to explain why there are any contingent things
at all, then the collection would be self-explanatory. Or put slightly more formally,
let [A] be the state of affairs described by A. Suppose that there only two states of
affairs, [A] and [B], and that [A] causally explains [[A] and [B]], then [A] causally
explains [A] (and [B]). One might think that an analogous worry is what motivates the
metaphysical foundationalist. The worry in this case would be that where [A] grounds
[[A] and [B]], [A] grounds [A] (and [B]).
We think there are at least two reasons to reject this concern as a reason for
accepting the second assumption of the proposed foundationalist argument. The
first of these pertains to understanding the explanatory target as a conjunctive fact.
Cashing out the foundationalist concern over the ground of being in terms of a
giant conjunctive fact doesn’t seem to really respect the concern that is driving the
view in the first place. Moreover, the logic of ground, as it is commonly understood,
is such that conjunctions are grounded in their conjuncts—exactly what explains
the super conjunction are its conjuncts. Our second reason for rejecting this way
of understanding the foundationalist concern also relates to the logic of ground.
Although [[A] and [B]] necessitates [A] and [B] it does not metaphysically explain
them. Quite on the contrary, as we have seen. The reflexivity objection, we would like
to suggest, provides us with no good reason to suppose that no dependent entity can
explain why anything has being whatsoever.
Perhaps the reason we ought to endorse the second assumption, then, is that were
our chains not to terminate we would be forced to ask a never-ending series of
questions: dependent entities, by their very nature, have explanations, and for every
new dependent entity that we invoke, we can ask of it ‘why does this thing exist?’ (or
something of the like) ad infinitum. It’s not hard to see how some of the concerns
extant in the literature can be understood in these terms. Exactly what a never-
ending series of questions would seem to leave us without is a completely satisfactory
explanation, for example.
Once again, we find this line of reasoning—the never-ending questions’ objection—
wanting. Why? In short because it appears to us to beg the question. When do we cease
to ask questions? When we arrive at the existence of something that does not demand
that we ask of it certain (relevant) questions. And when do we arrive at the existence
of such a thing? When we arrive at something fundamental, of course. To insist that
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our explanatory chains terminate is just to insist that there is something fundamental.
Or put another way, to insist that our explanations be completely satisfactory is just
to insist that there is something fundamental.
What would not be a question-begging motivation for endorsing the never-ending
questions’ objection would be if we had an independent reason for endorsing it: a
reason over and above the mere stipulation that explanatory chains need to terminate.
An independent reason to endorse the never-ending questions objection might just be
that where we are forced to keep asking questions this must be because we haven’t
answered the question we are seeking an answer to in the first place. This is one way
we might interpret Schaffer’s concerns over the grounds of being, for example. Where
of each new thing we are compelled to ask ‘and what explains the being of this thing?’
one might suppose we have not really answered the question that we were seeking an
answer to in the first place.
Be that as it may, this reason to endorse the second assumption of the argument is
peculiar. Our reason for thinking so is that it seems to trade on a confusion. Where
we are forced to ask a never-ending series of questions, the problem may not be that
the chain does not terminate, but that one may be going about answering the question
in the wrong way. Put differently, the never-ending questions are not themselves the
disease, but, instead, a symptom of a deeper problem.
Interesting as this may be, this is not a good reason to suppose that no dependent
entity can explain where being comes from. Why? Let us grant that the series of never-
ending questions and answers is generated because we are going about answering the
questions in the wrong way. But if this is the case, what good will terminating the
chain do? How does terminating the chain at some, likely arbitrary, point solve our
problem if the problem is generated by a mismatch between question and answer in
the first place? It is hard to see how it could. Moreover, what reason could we have
for supposing that our answers are incorrect? If this reason for endorsing the second
crucial assumption is to play the justificatory role that we need it to, it cannot be
because we are lumbered with a never-ending series of questions and answers because
no dependent entity can explain why anything has being whatsoever. Exactly what we
appear to be left without is a motivation for the assumption.
Let us turn, then, to the same questions objection. Suppose one of us were to ask
you why there are any flamingos whatsoever. Suppose that you responded that there
are flamingos because there are an enormous number of them living in the Rann of
Kutch. Dissatisfied with your response, we might press you and say, ‘Ok, fine. So why
are there those flamingos?’ Were you to respond by pointing out that those particular
flamingos exist because their parents existed, we would be forced to suggest that you
seem to be missing the point. Whilst it is surely true that the particular flamingos
presently inhabiting the Rann of Kutch exist because their parents existed, no number
of flamingos can help us explain why there are any flamingos whatsoever. By parity
of reasoning, no dependent entity—entity with being—can help us explain why there
are any beings whatsoever. What is going wrong in both of these cases is that we are
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invoking the very thing for which we are seeking an explanation in our explanans.41
The problem is not that we have an infinitude of explanations, but rather that things
go badly out of the gate. We are forced to keep asking the same question because we
simply never receive an answer to it.
Whilst we find this line of reasoning compelling, what it seems to supply us
with—as with one interpretation of the never ending questions’ objection—is more
a restatement of the principle for which we are seeking a justification and less a
justification itself. The same questions objection seems to presuppose the idea that
no dependent entity can explain where being comes from rather than justify it.
But perhaps there is some principle lurking in the background here according
to which where F is any predicate that applies to dependent entities only, you can’t
explain why there are any F things at all by invoking only those things that are F, even
if your explanations go on forever.42 Let us call this principle the predicate satisfaction
principle. According to the predicate satisfaction objection, no dependent entity can
be invoked to explain why anything has being whatsoever because this would violate
the predicate satisfaction principle.
Although plausible seeming, we don’t think this is the right reason to endorse our
second assumption. The reason for this is that we do seem to allow explanations where
the G things explain the F things, but all the Gs happen to be Fs as well: all that is
required to explain why there are any F things at all is the G things that happen to
be the F things as well.43 Consider explanations of pain in terms of C-fibre firings.
Anything that satisfies the predicate ‘being in pain’ will also satisfy the predicate ‘has
C-fibre firings’, according to an appropriate version of physicalism, for example. As
much as we can explain why there are any pains at all, some theories do so in terms
of C-fibre firings, even though what satisfies the former predicate will also satisfy the
latter. Or how about the predicate ‘is the auditory threshold for the normal human
ear’? Let this predicate be denoted by F. The instantiation of this predicate is explained
by the G things—‘sounds falling within a range of 16 to 32 hertz’—where everything
that is a G is also an F. Other, non-scientific, examples also come to mind. Let F
be ‘is money’ and G be ‘is used as money’, for example. At first blush, the predicate
satisfaction principle appears intuitive and plausible, but it seems to be a principle
stronger than one that we ought to accept. We frequently explain why there are any
F things by making appeal to things that are, in fact, F things. So let us set this
principle aside.
Finally we come to what we call the same kind objection. According to this
objection, no member of a kind can explain why that kind exists at all. A reason to
endorse our second assumption would be that no dependent thing can explain, say,
lematic, and Maitzen 2013, p. 264 for an elaboration of the same point.
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why anything has being whatsoever because dependent things form a kind and no
member of a kind can explain why that kind exists at all. Again, at least one of us finds
this argument compelling (which is not to say it is well motivated!). And allusion to
the idea that no member of a kind can explain why that kind exists at all can be found
at various places in the literature.44
The argument also appears to be in keeping with at least one of the aforementioned
motivations for foundationalism. Let us return to the idea that metaphysical expla-
nations must be complete because it is the job of a metaphysical theory to give us
a complete story of reality. In previous remarks, we suggested that there is at least
one problem with this understanding of foundationalism cum metaphysical theory of
everything: it leaves something out, namely, the fundamentalia. What appears to be
implicit in this line of reasoning, however, is the idea that what we need an explanation
for is all the dependent entities. It at least accords with foundationalism understood in
this way that the world carves into two fundamental kinds—the derivative and the
fundamental—and that whatever is of the same kind as the derivative cannot explain
why there are any derivative things in the first place.
Understanding what motivates foundationalism in these terms, and as ultimately
being motivated by the same kind of objection, whilst plausible, brings with it its
own problems. There are going to be difficult issues associated with the thought that
‘dependent entity’ and ‘fundamental entity’ are kind-terms. Where ‘dog’ seems like
a good example of a kind term, it is less clear that ‘dependent entity’ is. Secondly,
foundationalism, so motivated, seems to land us in the awkward position whereby
the fundamentalia are invoked to explain the being of the dependent entities, but the
being of the dependent entities also explains the fundamentalia!
44 45
See Lowe 2003, p. 91. Cameron 2008.
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Arguments from theoretical virtue are not designed to determine whether a theory
is impossible. Rather, their role is to help us adjudicate between theories that we
already believe to be possible. No argument from theoretical virtue, then, can lead
us to conclude that any one from amongst our theories is to be stricken from our list
of possibilities. But of course, what these arguments can do is help us make choices as
to which of our theories are better than the others.
That said, arguments from theoretical virtue are tricky, it seems, at least twice over.
On the one hand, how we are to understand the virtues is a matter of contention.
And, on the other hand, how the virtues interact with one another can make it hard
to determine, in some cases, when a theory is, in fact, better than another.
Consider the thought that foundationalism is more parsimonious than infinitism.
Are we to understand this as a claim regarding quantitative or qualitative parsimony?
If it’s the former, it is not entirely clear why we should believe this to be the case.
Moreover, it is not clear why we should believe that any foundationalist could, in fact,
run such an argument. Even though the infinitist denies that there is a fundamental
level, and is, therewith, committed to infinitely descending chains, foundationalism
says nothing about the number of entities that reside at the fundamental level; or any
other for that matter. It is not at all obvious, then, that infinitism is more ontologically
splashy than foundationalism after all, if what we are concerned with is the number
of things. Things may look differently, however, if what we are counting are the levels
themselves. Foundationalism does seem to do better as it does not commit us to
ever deeper layers or levels. But again, things here aren’t as straightforward as they
might appear. Were the world to be open at the top—with infinitely ascending layers,
then whether or not there is something fundamental makes little difference to the
parsimony of either view.46 Of course, it is not unreasonable to suppose that the world
is closed at the top, but how both infinitism and foundationalism fare in terms of
quantitative parsimony will be both complex and intimately involved with additional
commitments.
More often that not, what philosophers claim to be concerned with is qualitative
rather than quantitative parsimony. But here, again, matters do not appear to be
straightforward. Which view is more parsimonious than the other will depend upon
which kinds we think are there to be counted. On one way of carving up the space,
metaphysical infinitism is, in fact, more parsimonious than foundationalism; where
foundationalism has two fundamental kinds (the derivative and the fundamental)
infinitism only has one (the derivative). Suppose one were to argue, instead, that
qualitative parsimony pertains to kinds and not categories, and that terms such as ‘fun-
damental thing’ are category terms. What we ought to count, so this argument goes,
is all the cats, protons, and wave functions (rather than derivative and fundamental
things), and that where there is nothing fundamental there is surely an obnoxious
46
See Bohn 2009 and Schaffer 2010 for contrasting discussions of this possibility.
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number of kinds instantiated in the world. But even here, if we want to push such
an argument through, we require some additional assumptions. We would need to
assume, for example, that for the foundationalist there is only a finite number of kinds
of things that reside at the fundamental level. Alternatively, it might be the case, as has
been suggested by Tahko (this volume) that below a certain level for the infinitist there
are repetitions. It is possible, then, that in spite of not committing to a fundamental
level, the infinitist is still not committed to there being an infinite number of kinds in
the world.
Matters are more complex still when we consider virtues such as simplicity or
explanatory power. One might suppose that a reality with a hierarchical structure
and a fundamental level is simpler than one on which, say, everything depends on
everything else. But why this is the case is not altogether clear. It certainly seems
simpler, but that could just be because it is the picture in terms of which most of us
are accustomed to thinking. Arguably, a picture of reality on which everything is at
the same level is simpler than one that contains multiple levels.
Just as it is not clear which one of our theories wins the prize regarding explanatory
power. On the one hand, foundationalism looks to do well as the presence of a
fundamental level allows us to explain the existence of everything else. On the other
hand, anti-foundationalisms look to do better as there is nothing that is posited that
does not have an explanation. The balance could tip here, however, if it turns out
that where there is nothing fundamental there is something that is unexplained. As
we have seen in the discussion above, what anti-foundationalisms might leave us
without an explanation for is, say, why anything has being at all. But of course, this
is its whole own additional commitment that, as we have seen, brings with it its own
potential strife.
Much work remains to be done on the virtues of metaphysical foundationalism and
its alternatives. What we think the outcome of such work will be is that it is far from
clear that metaphysical foundationalism is obviously the most virtuous of the theories
available to us.
Of course there is much more to be said regarding the fundamentality thesis and
the kinds of arguments offered in defence of it. Bohn (this volume) argues that
we do not have good reasons to support the fundamentality thesis. Moreover, he
argues in addition to this that we even have good reasons to think that it is false
once we consider arguments involving gunk, junk, and hunk, and what he calls
the metaphysical principle of sufficient reason. Trogdon (this volume) suggests that
we can better understand Schaffer’s concern over the grounds of being in terms of
the notion of reality inheritance and that the argument so understood doesn’t work.
This is not to say, thinks Trogdon, that we, therewith, have no argument(s) in defence
of the fundamentality thesis, but that we need to understand fundamentality (as
motivated by the inheritance principle) as a kind of causal foundationalism or concrete
foundationalism. Jago (this volume), on the other hand, proposes an account of a
thing’s nature or essence that can allow us to provide grounding conditions for that
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47 See Skiles 2014 for a defence of the thought that grounding does not involve necessitation and
49 50
See e.g. Priest 1987, 2006. Discussion can be found in Priest 2006.
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than return to the same old arguments in defence of consistency, and the arguments
against them, we prefer to say a few words about why one might go to the trouble of
challenging the consistency thesis to begin with.
The history of philosophy (East and West) is a history littered with accounts that
are plausibly construed as harbouring contradictions. This is not to suggest that the
history of philosophy is a history of dialethism, for, indeed, many of The Greats found
themselves deeply troubled by the appearance of contradictions in their systems.
What it is to suggest is that many interesting and important philosophical accounts
have invariably involved contradictions, and that one way of dealing with these
contradictions is just to accept them. Of course, contradictions can crop up all over
the place, but what we are particularly interested in are accounts of the structure of
reality—accounts that are plausibly construed as being couched in the language of
metaphysical dependence relations—that involve contradictions.
Consider the picture of reality espoused by twentieth-century Japanese thinker
Nishida.51 What emerges from his writings in influential texts such as his Basho is
the idea that to be an object just is to be enplaced—what it is for an object to be a
cat is to lie in the place ‘being a cat’. In the same way, a cat lies in the place ‘being a
mammal’, and a mammal lies in the place of ‘being an animal’, and so on and so forth.
This cannot go on forever, thinks Nishida, and there is the ultimate place—the place of
all places—which for Nishida is absolute nothingness (which also happens to be pure
consciousness). Importantly, if the place of all places is to do the work required of it, it
must not, itself, lie in a place; which is just to say it cannot be an object. However, this
is where the trouble begins. Indeed, as we have stated above, we know that, according
to Nishida, absolute nothingness does not lie in any place. But it turns out that what
this means is that absolute nothingness lies in at least one place, which is the place of
not lying in a place! So it turns out that for Nishida, the ultimate ground both is and
isn’t an object, which means it both is and isn’t fundamental.
Faced with this seeming contradiction at the bottom of his world, one might
suppose that Nishida was confused and that his system ultimately failed. There is
textual evidence to support the thought, though, that pure consciousness as a dialethia
was, in fact, exactly how Nishida intended it to be. Supposing that the enplacement
relation is a metaphysical dependence relation, we appear to have an historical
example of an inconsistent grounding theory.52
It is not simply that inconsistent grounding theories might be a useful tool for
engaging with certain historical figures. They may well have other interesting appli-
cations. Let us suppose that the membership and parthood relations are kinds of
metaphysical dependence relations. If this is the case, then it would seem that
inconsistent set theory, inconsistent mathematics, and inconsistent mereologies all
entail, or at least have need of, inconsistent grounding theories. Of course, this will
not convince anyone who is not on board with these particular research programmes
in the first place, but the connections between the two, given a small number of very
plausible assumptions, are wide-ranging and interesting.
References
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Grounding: Understanding the Structure of Reality, Fabrice Correia and Benjamin Schnieder
(eds), Cambridge University Press.
Barnes, E. (2012), ‘Emergence and Fundamentality’, Mind, vol. 121, pp. 873–901.
Bennett, K. (2011), ‘By our Bootstraps’, Philosophical Papers, vol. 25, pp. 27–41.
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Buddhist Philosophy: A Comparative Survey, Steven Emmanuel (ed.). Basil Blackwell.
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Encyclopedia of Philosophy, http://plato.stanford.edu/entries/grounding/.
Bohn, E.D. (2009), ‘Must There Be a Top Level?’, The Philosophical Quarterly, vol. 59, no. 235,
pp. 193–201.
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Ontological Dependence, Supervenience, and Response-Dependence, Benjamin Schnieder,
Alex Steinberg, and Miguel Hoeltje (eds), Basic Philosophical Concepts Series, Philosophia
Verlag, pp. 36–67.
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Online in Philosophy, Oxford University Press.
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Dixon, T.S. (2016), ‘What is the Well-Foundedness of Grounding?’, Mind, vol. 125, pp. 439–68.
Fine, K. (1994), ‘Essence and Modality’, Philosophical Perspectives, vol. 8, pp. 1–16.
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pp. 269–90.
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pp. 97–118.
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of Sortal Terms, Wiley-Blackwell.
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PA R T I
The Hierarchy Thesis
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1
Grounding Orthodoxy and the
Layered Conception
Gabriel Oak Rabin
1 Introduction
Our world contains a shocking variety of stuff, from the very large (planets, quasars,
galaxies) to the very small (quarks, leptons, bosons), with lots in between (koalas,
canyons, coins). Here’s a common thought: All this stuff can be organized into a
hierarchy of levels. The galaxies and quasars are “on top”, the canyons and koalas lie
in the middle, below them come molecular compounds, and at the very bottom are
the tiny particles and other phenomena (nuclear forces, electromagnetism) discussed
in fundamental physics. The idea of “levels” in the special sciences reflects this
hierarchical conception of the world. In the layering of special sciences, physics
occupies the bottom, with chemistry, then biology, then psychology, then economics,
lying on top.
What makes one phenomenon “higher” than another? One answer is that a relation
of dependence creates the hierarchical structure. Psychology depends on biology,
which depends on chemistry, which depends on physics. Of course, it’s not the
sciences themselves that depend on each other (psychology predates chemistry), but
rather the phenomena the sciences study. Which psychological states I have depends
on which biological states I have, but not vice versa. Which biological states I have
depends on which chemical states I have, but not vice versa. Et cetera. Let’s use the
phrase ‘the layered conception of reality’ (‘the layered conception’ for short) as a label
for the general idea that reality is layered in a hierarchy structured by relations of
dependence. We can add a claim about fundamentality to the layered conception: the
lower tiers of the layering are more fundamental than the higher tiers. I will make this
further assumption in what follows.
Much philosophical ink has been recently spilled inquiring into the nature of
ground. Ground is alleged to be a/the relation of metaphysical dependence, expla-
nation, and/or priority. It is that relation the physicalist alleges to hold between the
mental and the physical, that the utilitarian claims holds between moral facts and
the facts about pleasure and pain, and that many claim to hold between the fact that
P and the fact that P or Q. In each case, the ground makes the grounded obtain.
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1 I leave open the possibility that causation might, in the end, turn out to be a form of ground. Or vice
versa. But prima facie, they look different, despite sharing some similarities.
2 This constraint sometimes goes under the banner that ground must be “well-founded”
(Schaffer [2010]: 37). This is an unfortunate choice of terminology: a relation of ground that is not
well-founded in the set-theoretic sense can still have a foundation. For clarification of these issues and of
what “well-founded” amounts to when it comes to ground, cf. Rabin & Rabern [2015].
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For the most part, theorists have either ignored the alleged counterexamples
and continued to insist on the orthodoxy, or fought against the counterexamples
outright (e.g. Litland [2013]). A major reason for maintaining the orthodoxy in the
face of alleged counterexamples is the worry that without the formal features the
orthodoxy provides, ground will prove unable to vindicate the layered conception.
In the rest of this paper, my goal will be to alleviate this worry. I will argue that, even
without any of the formal features listed above—transitivity, asymmetry, irreflexivity,
or foundationalism—ground can still provide the dependence structure the layered
conception requires. In fact, I will argue that relaxing the assumptions in the ortho-
doxy actually makes ground better able to generate the structure characteristic of the
layered conception.
Here’s a roadmap for the remainder of the paper. In the next section (2: “Ground
as the Generator as Layers”), we put some flesh on the bones of the idea of the layered
conception and how ground interacts with it. Each of Sections 3–6 explores how
ground fares in its ability to vindicate the layered conception under the relaxation
of some element of the orthodoxy. We consider abandoning foundationalism, anti-
symmetry, irreflexivity, and transitivity (in that order). The conclusory Section 7 steps
back to consider the resulting overall picture.
economics
psychology
biology
chemistry
physics
As I mentioned before, the claim is not that the sciences themselves, considered
as fields of inquiry, depend on each other. Economists can and should go about their
business without asking chemists for instructions. Instead, the phenomena studied by
one field of inquiry depend on, and are determined by, phenomena studied by another
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field of inquiry. But that is not quite right. Biology depends on chemistry, but the
camouflage in Arabian cuttlefish (a biological process) has absolutely nothing to do
with the oxidization of steel beams (a chemical process) in a shipyard in New Orleans.
Most particular concrete biological happenings have nothing to do with, and certainly
don’t depend on, most particular concrete chemical happenings. The same is true at
the level of types. It’s likely that the biological phenomenon of cuttlefish camouflage
has nothing to with the chemical process of oxidization. (The marine biologists could
prove me wrong here, but I feel like I’m on safe ground.)
However, the camouflage patterns of a particular cuttlefish do depend on some
chemical facts about that particular cuttlefish. And the camouflage of a different
cuttlefish depends on chemical facts about that cuttlefish. Furthermore, the two
instances of cuttlefish camouflage might depend on the very same type (not token)
of chemical property—call it ‘C’. If the pattern is widespread, then we might claim
a dependence of cuttlefish camouflage on chemical property C. This yields a lesson.
We infer dependencies between types of properties from patterns in dependencies of
particular tokens of those properties.
We now come to ground. Ground is typically understood as a dependence relation
between particular facts, states of affairs, particulars, or properties. The mass of this
table is grounded in the mass of these four legs and this tabletop. Ground gives us the
particular instances of dependency. From these particular token-dependencies we can
infer the type-dependencies characteristic of the layered conception.
Sometimes, the type-dependencies are specific, such as when the firing of neurons
is grounded in an electrical imbalance between positively charged potassium ions and
negatively charged sodium. But these cases are rare. More often, the dependency is not
specific, and a higher-level type, such as cuttlefish camouflage, does not depend on
only one lower-level type, such as potassium/sodium interaction. In each particular
case of cuttlefish camouflage, there is some chemical processes underlying it. But
it needn’t be the same type of chemical process in each case. These points are
familiar from research on multiple realizability. Most phenomena are realizable, or
groundable, in a wide variety of underlying lower-level phenomena. The various
lower-level phenomena that all give rise to a single type of higher-level phenomenon
might have little in common, other than the fact that they ground, or give rise to,
the same type of higher-level happenings. Of course, these lower-level happenings,
despite their dissimilarities, remain, for example, chemical. So at the very least, we can
say that cuttlefish camouflage, even if it does not depend on any particular chemical
type, depends on “chemistry”, or “the chemical level”.
Call a complete story of the world’s grounding relations between particular facts
a grounding graph (so called because it can be represented by a graph in the mathe-
matical sense: a set of nodes with directed relations between them). The grounding
graph gives us both more and less than we want from the layered conception. It gives
us more because it gives us thousands of cuttlefish camouflage dependences—one for
each cuttlefish. That’s more than we need. But the grounding graph also gives us less.
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psychology geology
chemistry
Figure 1.1. Option (i): geology and psychology on the same level, equally fundamental.
psychology geology
chemistry
Figure 1.2. Option (ii): geology and psychology incommensurable, neither more, nor less, nor
equally fundamental.
The layered conception says that biology is above chemistry. This entails that cuttlefish
x’s biological camouflage is above cuttlefish y’s chemical properties. But grounding
relations don’t deliver this verdict. There are no grounding relations between the two.
In mathematical terms, the layering conception seems to demand a total order, in
which every pair of items is related by either the “higher than”, “lower than”, or “at
the same level as” relation. In contrast, ground is a (very) partial order. A randomly
chosen pair of items is unlikely to be related by ground at all. There’s no easy recipe
for generating a total order from a partial order.
However, there are reasons to be optimistic that the ordering characteristic of
the layered conception can be gleaned from the grounding graph. First, as dis-
cussed above, we can look for patterns in the particular grounding claims. There
are many such patterns. Sometimes the patterns are specific (neural firing depends
on potassium–sodium ion imbalance). Other times they are not (each instance of
cuttlefish camouflage depends on some chemical property). But the patterns are there.
If they weren’t, the layered conception wouldn’t be so appealing in the first place.
Second, we may not want the layered conception to deliver a total ordering. Both
geology and psychology are above chemistry. Neither lies above the other. Two options
remain: (i) they are at the same level or (ii) they are incommensurable.
If the layered conception demands a total ordering, then (i) is the only option.
A total ordering does not permit cases in which two items are incommensurable.
However, I think that option (ii) is preferable, and that we should give up the idea
that the layered conception requires a total ordering. Here’s why. It remains open
to discover some other range of phenomena, below psychology, but which contains
no grounding relations to geology. Computation provides a potential example. If
all psychological phenomena are ultimately grounded in computational phenomena
(a not implausible hypothesis), then psychology will lie above computation. Suppose
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we choose option (i), placing geology on the same level with psychology. Ground tells
us to place computation below psychology, which we’ve placed on the same level as
geology. We’re now forced to put computation below geology. This seems wrong. The
relation between computational phenomena and geological phenomena is exactly the
same as the relation between psychological phenomena and geological phenomena:
nil. Whatever the reasons in favor of placing psychology and geology on the same
level were, exactly the same reasons apply to placing computation and geology on the
same level. It would be arbitrary to place geology and psychology on the same level
with computation below, rather than, say, geology and computation on the same level,
with psychology above.
The desire to place neither geology nor psychology above the other can be satisfied
without placing them at the same level in the layered conception. Instead, we should
give up the idea that the layered conception mandates a total ordering. Once we do
so, ground, with its very partial order, looks better as a guide to reality’s layers (as
conceived by the layered conception). Admittedly, the layered conception demands
an ordering that is closer to total than the ordering provided by ground. But patterns
among ground’s partial ordering can bridge the gap between ground’s very partial
order and the layered conception’s less partial order.
3 Xenophanes believed in an infinite temporal descent of watery and earthy stages (Hippolytus of
Rome [2015] attributes this view to Xenophanes in his Refutation of All Heresies: 1.14). Whether this entails
anti-foundationalism of ground will turn on whether temporal, or causal, dependence can be parlayed into
metaphysical dependence.
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The simple principle gets us from claims about grounding relations between
particulars (facts, objects, or properties) to claims about where those particulars fit
into reality’s layers. To generate the full layered conception, we still need to discern
patterns concerning where certain types of things occur in reality’s layers. But, via the
simple principle, ground gives us a good start.
The simple principle does not work so well, however, if ground fails to be anti-
symmetric. According to the simple principle, if x grounds y, then x is lower than y. If
y grounds x (violating anti-symmetry), then y is lower than x. And that doesn’t make
sense, at least in so far as I understand the layered conception. Biology can’t be both
above and below chemistry.
There are decent prima facie considerations in favor of rejecting the anti-symmetry
of ground. Barnes [2018] argues that we should accept symmetric dependence in a
wide variety of cases, from immanent universals to states of affairs to mathematical
ontology. In one example, she argues that it is essential to the evacuation at Dunkirk
that it is part of World War II. And it is essential to World War II that it contain the
evacuation at Dunkirk. If this is correct, it is plausible to maintain that each of World
War II and the evacuation at Dunkirk depend on the other. Voila: symmetric ground!
This is neither the time nor the place to have the fight over whether ground is or
is not anti-symmetric. Barnes presents some plausible cases. At the least, proponents
of the theory-combinations Barnes discusses might want to take advantage of a non
anti-symmetric (i.e. sometimes symmetric) notion of ground. For their sake, it’s
worth exploring how rejecting the orthodoxy regarding the anti-symmetry of ground
interacts with the layered conception.
I believe that, ultimately, rejection of anti-symmetry for ground does not impugn
ground’s ability to vindicate the layered conception. In fact, cases of symmetric ground
might help us better understand how reality is layered. I argue for these claims in the
remainder of this section.
The simple principle, above, is one way to infer layering from relations of ground.
But once we recognize the possibility of symmetric ground, we can opt for the
following slightly less simple principle.
(The Slightly Less Simple Principle) If x grounds y, and y does not ground x, then x is more
fundamental/at a lower level than y.
The Slightly Less Simple Principle is a clear improvement over the Simple Principle.
If ground is anti-symmetric, then the ‘y does not ground x’ clause in the Less Simple
Principle is vacuous, and the Less Simple Principle reduces to the Simple Principle.
But if symmetric ground does occur, the Slightly Less Simple Principle avoids the
problematic result above, where x is both above and below y in reality’s layering.
In cases of symmetric ground, what should we say about the layering relations of
the items that ground each other? We should not place either above the other. This
leaves two options, which we’ve already seen: (i) they are at the same level or (ii) they
are incommensurable. I believe that (i) is the better option here. x and y are related
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by ground. It seems odd to say that they bear no relation to each other in reality’s
layering. The layering is still a layering based on dependence. And x and y depend on
each other. I propose we place x and y on the same level.
Considerations involving the transitivity of ground further support placing x and y
on the same level. The transitivity of ground will guarantee that, in cases of symmetric
ground, the symmetric grounders will be at the pseudo-same level. For any x and y, x
and y are at the pseudo-same level in reality’s layering if and only if for any z, if z is
above x, then z is above y, and if z is below x, then z is below y. In simple terms, two
items at the pseudo-same level are both above, and below, all the same stuff. This does
not quite guarantee sameness of level. x and y might still be incommensurable.
It is worth noting that this case is slightly different than the geology–biology
case discussed earlier, in which I argued for incommensurability of level. In that
case, computation lay below biology, but remained incommensurable with geology.
This would not be possible if geology and biology were incommensurable but at
the pseudo-same level. Their pseudo-sameness would guarantee that if biology were
higher than computation, geology would be too.
I admit that my arguments leave some space for claiming that symmetric grounders
are incommensurable in level. But given that (a) they are related by dependence and
(b) they are at the pseudo-same level, I believe we should say that they lie at the same
level in reality’s layering.
views, like the identity theory in philosophy of mind. How much does giving up the
irreflexivity of ground affect ground’s ability to vindicate the layered conception? The
answer is, “Not much.”
In combination with the simple principle, cases of irreflexive ground cause
problems. Continuing with the identity claim as our example, the two will entail
that conscious experience is above itself (and below itself) in the layered conception.
That’s weird. Like with symmetric ground, a shift from the simple principle to
the slightly less simple principle saves the day. The slightly less simple principle
avoids the result that conscious experience is above (and below) itself in reality’s
layering.
The choice between an irreflexive conception of ground and a reflexive conception
might be partly terminological. In the semantics of Fine [2012], weak ground, in
which everything grounds itself, is taken as the primitive notion. Fine does this partly
for reasons of simplicity. But we might think that formal simplicity provides some
reason for taking the reflexive conception of ground to be more fundamental, even
if talk of an entity’s grounding itself rubs against thought of ground as a form of
metaphysical explanation and/or determination.
One important difference between giving up irreflexive ground and giving up anti-
symmetric ground is worth noting. If ground is reflexive, that is, if everything grounds
itself, there is no serious challenge to the layered conception. We need simply shift
from the unreflective simple principle to the slightly less simple principle. Such a
move will avoid the unsavory implications of cases of reflexive ground (e.g. that
conscious experience is both above and below itself), but still allow ground to play
its intended role in generating the remainder of reality’s layering. On the other hand,
if ground is symmetric, that is, if every time x grounds y, y grounds x, the goal of using
ground to generate reality’s layering falls into serious jeopardy. There’s no simple fix for
symmetric ground. (Thankfully, to my knowledge no one has suggested that ground
is symmetric.)
The basic thought behind using ground to generate the layered conception is that if
x grounds y, x is lower than y in the layered conception. In the first instance, ground
relates tokens, or particular facts. The layered conception relates types (as well as
tokens of those types). Some theorizing is required to get from the tokens to the
types. Adoption of a reflexive conception of ground, in which everything grounds
itself, requires only minimal modification of the basic idea. A shift from the basic
idea, expressed in the simple principle, to a more nuanced version of the same idea
via the slightly less simple principle, does the trick and rescues a reflexive conception
of ground’s ability to generate reality’s layering.
In contrast, symmetric ground, in which every time x grounds y, y also grounds x,
completely voids the basic idea. Ground will never give us the result that x is above (or
below) y in reality’s layering. In Section 4, I argued that in cases of symmetric ground
we should maintain that the symmetric groundees should be placed at the same level
in reality’s layering. If this is correct, then ground will provide some, but not much,
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guide to reality’s layers. Ground will be sufficient for sameness of level. But some other
relation will be required to do the heavy lifting in the generation of reality’s vertical
hierarchy.
In sum, I claim that neither acceptance of particular cases of reflexive ground nor
acceptance of a fully reflexive conception of ground seriously challenges the ability of
ground to vindicate the layered conception. Particular individual cases of symmetric
ground can be easily handled. But a full-blown symmetric conception of ground will
void ground’s ability to provide reality’s layering.
neuron n
molecule m
proton p electron e
relation R* that will contain R as a subset, in the sense that if Rab, then R*ab. Even if
ground is not transitive, we can take ground’s transitive closure to generate ground*.
But we need not resort to such formal tricks.
The layered conception involves a layering of fundamentality. The chemical is
more fundamental than the biological. “More fundamental than” is transitive, as
are “higher than” and “lower than” in reality’s layering. Ground and fundamentality
are linked by the simple and/or slightly less principle we’ve discussed. Grounding
relations have implications for relations of relative fundamentality and for reality’s
layering. But ground can fail to be transitive, and even be anti-transitive, yet still
have these implications for the transitive relations for “more/less fundamental than”
and “lower/higher in reality’s layering than.” Assuming this transitivity, a double
application of the simple (and/or slightly less simple) principle yields the result that if
x grounds y, and y grounds z, then x is more fundamental than z, and x is lower than
z in reality’s layering. This is so even if x does not ground z.
One final worry goes as follows. If ground is not transitive, but the hierarchical
structure of the layered conception is, what is the layered conception a hierarchy
of? The preceding discussion should alleviate the worry. The layered conception’s
hierarchical structure captures relations of relative fundamentality, which have an
intimate relation to ground, despite the fact that they remain transitive even when
ground is not.
We can get the transitive structure constitutive of the layered conception even if
ground fails to be transitive. The transitivity can come in later, with the relations
(“more/less fundamental than,” “lower/higher than”) that properly constitute reality’s
layering, and to which ground is a guide.
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7 Conclusion
The key to making unorthodox views about the formal properties of ground com-
patible with the layered conception is to recognize that there is a gap between what
grounds what and the layered conception. One can’t just “read off ” reality’s layering
from the facts about ground. The move from what grounds what to reality’s layering
is substantive. I believe we should be optimistic about gleaning from the facts about
ground a useful and informative structure that roughly matches our pre-theoretic
conception of how the features of reality are layered.
First, principles linking ground and layering, or fundamentality, such as the simple
and/or slightly less simple principle, give us a healthy start in generating a layering
from ground. But the task of evaluating the patterns in the grounding relations
between particulars, and gleaning from those patterns a layering of the various
properties, and types of properties (geological, biological), remains. Second, we may
have to abandon some of our pre-theoretic ideas about reality’s layering. I argued that
we should abandon the claim that reality’s layering generates a total order. Geology
and biology are incommensurable; neither lies above or below the other. The layering’s
order is closer to total than ground’s order. But both are partial.
The gap between ground and layering both helps and harms. It harms because it
makes the task of discerning reality’s layering more difficult. Even after we possess
a complete story of what grounds what, we must still do philosophical work to
determine what is more fundamental than what. It helps because it permits the
layering to be well-behaved even when ground is not. For example, symmetric cases
of ground don’t force us to claim that the symmetric groundees each lie above (or
below) the other in reality’s layering.
The grounding orthodoxy ensures that ground behaves nicely. It will be a good
little transitive, anti-symmetric, irreflexive, foundationalist relation. This obedient
behavior ensures the absence of problematic grounding structures, such as loops, that
create problems when we move from ground to reality’s layering. But the heretics are
out there. Not all theorists of ground believe in the orthodoxy. I’ve covered a variety
of reasons to doubt various parts of that orthodoxy. These theorists will probably be
willing to give up some nice behavior in order to have a theoretical tool that can do
the metaphysical work they want done. For this reason alone, it’s worth exploring how
reality’s layering might go if we accept an unorthodox view about ground and want to
maintain an intimate link between ground and the layered conception.
There are good reasons for the orthodoxy. The principles seem prima facie correct.
It’s convenient to have a formally well-behaved relation. But there are good reasons
to doubt the orthodoxy. Cases like Jenkins’ reflexive dependence of pains on brains,
or Barnes’ symmetric dependence of World War II and the evacuation at Dunkirk,
should force us to seriously reconsider. There is something to the idea of mutual
dependence in those cases. This dependence should at least be taken into consid-
eration when we move to generate reality’s layering. A non-orthodox conception of
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ground will better reflect whatever it was about dependence that Barnes and Jenkins
latched on to, and which we want reflected in the reality’s layering. Even staunchly
orthodox views, when they move from the grounding graph to reality’s layering, might
decide to reflect that symmetric relation in reality’s layering, even if they do not choose
to call it ‘ground.’ In this way a non-orthodox conception of ground better reflects
reality’s relations of dependence, and enables the generation of a more, rather than
less, accurate, picture of reality’s layering.
In the end, we might reject the arguments of Barnes, Bliss, Jenkins, and Schaffer,
and maintain that the orthodoxy about ground is correct. But knowing that the
layered conception is perfectly compatible with the heretical views that challenge the
orthodoxy should grease the wheels for rejecting that orthodoxy (a move with which
I have considerable sympathy). A non-orthodox view of ground can not only have a
nice layering of reality, but the non-orthodox view is, in various ways, better suited to
that layering. The grounding heretics can have their (layered) cake and eat it too.4
References
Barnes, Elizabeth. Symmetric Dependence. 2018. In Bliss, Ricki and Priest, Graham (eds),
Reality and its Structure: Essays in Fundamentality. Oxford: Oxford University Press.
Bliss, Ricki. 2014. Viciousnesss and Circles of Ground. Metaphilosophy, 45, 245–56.
deRosset, Louis. 2013. Grounding Explanations. Philosophers’ Imprint, 13(7), 1–26.
Fine, Kit. 2012. A Guide to Ground. Pages 37–80 in Correia, Fabrice and Schnieder, Benjamin
(eds), Metaphysical Grounding: Understanding the Structure of Reality. Cambridge: Cam-
bridge University Press.
Hippolytus of Rome. 2015. Refutation of All Heresies. CreateSpace Independent Publishing
Platform.
Jenkins, Carrie. 2011. Is Metaphysical Dependence Irreflexive? The Monist, 94, 267–76.
Lesher, J.H. 1992. Xenophanes of Colophon: Fragments: A Text and Translation with Commen-
tary. University of Toronto Press.
Litland, Jon. 2013. On Some Counterexamples to the Transitivity of Grounding. Philosophical
Essays, 14, 19–32.
Patzia, Michael. Xenophanes. The Internet Encyclopedia of Philosophy, http://www.iep.utm.
edu/xenoph/.
Rabin, Gabriel and Rabern, Brian. 2016. Well Founding Grounding Grounding. Journal of
Philosophical Logic, 45(4), 349–79.
Schaffer, Jonathan. 2010. Monism: The Priority of the Whole. The Philosophical Review,
119(1), 31.
Schaffer, Jonathan. 2012. Grounding, Transitivity, and Contrastivity. Pages 122–38 in Correia,
Fabrice and Schnieder, Benjamin (eds), Metaphysical Grounding: Understanding the Structure
of Reality. Cambridge: Cambridge University Press.
4 Thanks are due to two anonymous referees for extremely helpful comments and suggestions, and to
Ricki Bliss and Graham Priest for inviting me to think about these topics and contribute to this volume.
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2
Symmetric Dependence
Elizabeth Barnes
1 Or, at least, there is a dependence relation between part and whole. Most people think wholes depend
on parts, but not everyone does—see especially Schaffer (2010b).
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elizabeth barnes
physical doesn’t depend on the mental. And so on. From this, it is sometimes reasoned
that we have justification for thinking that the relation of dependence is asymmetric.
For example, Kathrin Koslicki remarks, after introducing a list of paradigm cases of
dependence, that if in fact ‘[these cases] do constitute examples of pairs of entities
related by an ontological dependence relation of some sort, the dependence relation
in question may plausibly be taken to be asymmetric.’2 Yet it’s a mistake to reason as
follows: ‘Paradigm cases of F are , therefore all cases of F are .’ All the paradigm
cases of redness are determinately red. But you can’t conclude from that that all cases
of redness are determinately red.
1.2 Hyperintensionality
So what do these paradigm cases of dependence—the mental on the physical, a whole
on its parts, and so on—have in common with one another? What is the relation
of dependence? It’s been, in recent times, very common to try to appeal to modal
concepts to answer this question—to try to give some sort of modal definition or
analysis of dependence. The usual thought is that the salient modal notion is ‘can’t
exist without’. The xs depend on the ys just in case the xs can’t exist without the ys, or
duplicates of the xs can’t exist without duplicates of the ys, and so on. Yet these modal
analyses look too coarse, for a variety of reasons.3
To begin with, there is the problem of necessary co-existents. Kit Fine (1995) gives,
as an example, the famous case of Socrates and {Socrates}, which exist in all the
same worlds and yet while {Socrates} depends on Socrates, the dependence does
not hold in the other direction. A further problem is created by necessary existents.
Suppose, for example, that there are, necessarily, numbers. It shouldn’t follow from
this that everything is dependent on numbers, simply because nothing can exist
without numbers. Likewise, the theist believes in a necessary existent (God). Yet, while
some theists might be interested in defending the claim that everything depends on
God, it doesn’t look like this dependence claim should simply follow from the idea
that God exists necessarily.
These concerns have led many contemporary metaphysicians to argue that we need
a hyperintensional account of dependence. Nothing modal is going to be fine-grained
enough to do the work we want dependence to do, for example, to allow us to say
that sets are dependent on their members but not vice versa, or that numbers exist
necessarily but nothing non-numerical depends on them, and so on.
symmetric dependence
elizabeth barnes
In what follows, I’ll remain neutral on this issue. I don’t have any particular
definition of dependence in mind, nor am I assuming dependence cannot be defined.
My arguments should be applicable no matter which of these competing accounts of
dependence you favor.4 But it is important for my purposes—as will be clear—that
dependence is understood hyperintensionally.
1.3 Unification
Finally, there is the question of whether there are lots of different varieties of ontolog-
ical dependence, or whether there is just a single relation of ontological dependence.
There’s been somewhat of a cottage industry devoted to identifying different types
of ontological dependence—distinguishing between, say, rigid existential necessary
dependence and generic existential necessary dependence and identity dependence.5
Discussions of these varying types of dependence, and how we can define and
distinguish them, has generated a complex literature with lots of epicycles.
But, perhaps as a backlash to this increasing complexity, it’s become prevalent in
recent discussions in metaphysics to assume that there is a single, unified relation of
ontological dependence. This is the strategy employed in, inter alia, Cameron (2008a),
Rosen (2010), Schaffer (2010a), and Schnieder (2006). In what follows, I’ll proceed
along similar lines and speak of ontological dependence simpliciter. But I’ll argue in
§4.3 that nothing much hangs on this choice.
2 The Orthodoxy
Orthodoxy about dependence includes the claim that dependence is asymmetric. But
a striking feature of this orthodoxy is that little in the way of argument is given to
support it.6 The asymmetry of dependence is very often simply assumed without
further comment,7 and is perhaps something we’re meant to find intuitive or obvious.
Perhaps the most prevalent argument for the asymmetry of dependence has less
to do with dependence itself, and more to do with other relations or concepts that
dependence is often assumed to be connected to: in virtue of, grounding, priority,
fundamentality, and so on. Dependence is often mentioned in the same breath with
4 An exception here is Bennett (2017)’s definition of dependence. Bennett defines the independent as the
‘unbuilt’ (in her terminology). But in cases I’ll give below, there are things which are plausibly ‘unbuilt’ in
Bennett’s sense, but which I’m arguing are dependent. So if you accept Bennett’s definition of independence,
you won’t find these cases persuasive. But I’m hoping that the cases will give you reason to reconsider
Bennett’s definition of dependence.
5 See especially Lowe (2009) for an overview.
6 See especially Bliss (2012) for a very helpful overview of the relative paucity of argument for many
of the key assumptions in discussions of dependence and cognate notions. E.J. Lowe (1994) gives a
brief suggestion at an argument for asymmetry (p. 39), saying that our objection to symmetric cases of
dependence is analogous to our objection to circular arguments. I’m not exactly sure what to make of this
argument, other than to say that there’s a difference between circular arguments and holistic explanations.
7 As in, inter alia, Bennett (2017), Cameron (2008a), Schaffer (2010a), and Rosen (2010).
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symmetric dependence
these other (equally fashionable) notions. More significantly, even, as perhaps the least
esoteric of this cluster, dependence is often used as something which can help explain
or get traction on the somewhat more slippery notions of priority, grounding, and in
virtue of.8
So, for example, Karen Bennett (2017) remarks: ‘I do not think there is any
question that independence is a–the–central aspect of our notion of fundamentality.’
Similarly, Schaffer (2010b) takes a rejection of limitless or circular dependence to be
a consequence of the claim that some things are fundamental and that ‘all being must
originate in basic being’ (p. 37). And Koslicki (2013) proposes (although acknow-
ledging it to be controversial) the ability to illuminate disputes about fundamentality
where there is not a dispute about what exists as a criteria of success for accounts of
ontological dependence.
Relations of priority and relative fundamentality are, insofar as I have any grip
on them, plausibly asymmetric. And that is because they need to be asymmetric in
order to do the work we want them to do. These are relations that are introduced
in an attempt to take us from the derivative (the constructed, the grounded, the
nonfundamental) down toward the bedrock (the ultimate grounds, the fundamental,
the basic). It’s not a constraint of such relations that they ultimately bottom out.9 But it
does seem to be a constraint that they’re headed in a single direction. Their asymmetry
is built into the work we want them to do—it’s part of what they are for.10
The case is somewhat less clear for in virtue of and grounding.11 But certainly, if
you want to treat these as relations that take you from something you should treat
with less ontological seriousness (or even, something that is ‘less real’; see Fine (2001)
or McDaniel (2013)) to something that you should treat with more ontological
seriousness, then you need them to be asymmetric. The basic point, then, is this:
relations which purport to take us from the derivate to the fundamental are plausibly
viewed as asymmetric.
So here is an argument that dependence must be asymmetric. Dependence is
intimately connected to (and perhaps even explains or is one and the same thing
as) relevant notions of fundamentality, priority, grounding, and so on. Dependence
is the kind of relation that explains the connection between the fundamental and
8 So, for example, Schaffer (2010a), (2010b) and Cameron (2008a) both explain priority partly in terms
of dependence (and Schaffer especially often uses dependence-talk and priority-talk interchangeably);
Rosen (2010) explains ‘in virtue of ’ in terms of dependence; Bennett (2017) explains relative fundamen-
tality in terms of dependence; and Wilson (2014) identifies the relation of grounding as the target of ‘the
idioms of dependence’.
9 See Cameron (2008a) for discussion.
10 This is evidenced by the way we use them. We say ‘prior to’ and ‘more fundamental than’. I genuinely
cannot make sense of what it would mean to say ‘x is prior to y and y is prior to x’ or ‘x is more fundamental
than y and y is more fundamental than x’, nor do I know what locutions we might replace these with that
would render such claims coherent. So, at least as they are commonly used, I simply cannot make sense of
symmetrical cases of priority or relative fundamentality.
11 Wilson (2014) makes a case for the non-symmetry of grounding, for example.
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elizabeth barnes
the derivative—it takes us from the derivative (the dependent) to the fundamental
(the independent). Any relation that plays this role must be asymmetric. And so
dependence must be asymmetric.
I think it’s correct that if dependence is to play this role, then dependence must be
asymmetric. But what I’m going to argue is that it’s far too quick to simply assume that
this is the kind of role dependence ought to play. And a big part of the reason it is far
too quick is that there’s good reason to think that dependence isn’t asymmetric.
The idea that dependence and fundamentality come apart is one that we might
find plausible regardless of whether we think dependence is asymmetric, and it’s
an idea that can be put to useful work. For example, in previous work I argue that
dependence and fundamentality come apart in both directions—that there can be
fundamental dependent entities and derivative independent entities.12 Distinguishing
the two notions lets us make sense of a range of interesting (and independently
motivated) positions in metaphysics, including Agustin Rayo’s (2013) trivialism about
mathematical ontology (according to which numbers are plausibly construed as inde-
pendent but not fundamental13 ) and ontological emergence, which can be plausibly
understood as the idea that there are fundamental dependent entities.14 In what
follows, I’ll give a further reason for thinking that dependence and fundamentality
come apart: dependence should be understood as a non-symmetric relation.
which are also dependent things, that Bennett (2017) argues that emergence is deeply mysterious, and
possibly nonsensical. But absent further argument that dependence and fundamentality must go together,
such skepticism is unmotivated.
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symmetric dependence
15 I am being explicitly neutral about whether modal connections such as ‘can’t exist without’ are a
necessary condition for dependence, but I am taking it that Fine’s essentialist criterion for dependence
is at least an indicator of dependence (though perhaps not necessary for dependence). In what follows, I’ll
assume that Schnieder’s explanatory criterion—which I’m assuming doesn’t appear to have the same modal
consequences as Fine’s essentialist criterion (e.g. a complex object, x, could exist or be the way it is because
it’s parts, the ys, are arranged in a certain way F, even if there are possible worlds where that very thing x is
mereologically simple)—is also an indicator of dependence.
16 See especially Armstrong (1978b) for an overview and defense of immanent universals.
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17 Armstrong wouldn’t allow that things like Jane and being human are constituents of fundamental
ontology. So replace Jane and humanness with more scientifically respectable terms, if you’re worried about
that.
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explained by—states of affairs. That is, the most stable position for Armstrong is a
type of explanatory holism (discussed in more detail in §5.1). But if we separate
dependence from fundamentality, this doesn’t preclude Armstrong from saying that
both states of affairs and their constituents are fundamental. They are fundamental, but
they each depend on the other. This allows Armstrong to respond to the resemblance
problem, and it allows him to have his world of facts. The cost of this picture is, of
course, a cost to parsimony—we end up with a fundamental ontology of both states
of affairs and their constituents. But the claim here is that this is the most stable way
of making sense of the fact-based ontology that Armstrong wants to defend.
3.3 Tropes and the problem of ‘bare mass’
According to trope metaphysics, properties are individual ‘particular thisnesses’.18
A traditional property metaphysics says that if the rose and the carnation are both red,
then they both have the same property—they both instantiate redness. But the trope
theorist says that properties are particulars. The rose’s redness and the carnation’s
redness are two different (non-repeatable) things. What the rose and the carnation
have in common is that the rose’s redness and the carnation’s redness are similar
(perhaps exactly similar).
Trope theory is commonly combined with bundle theory—the view that objects
are nothing more than collections of properties.19 According to trope bundle theory,
objects just are collections of particular thisnesses (there is not an underlying sub-
stance which instantiates or is the bearer of properties). The combination of tropes
and bundle theory gives rise to an explanatory puzzle sometimes called the problem
of ‘bare mass’ or ‘free mass’.20 If properties are particulars, and objects are nothing
more than collections of properties, could you have an object that was nothing but an
individual mass trope? Nothing about trope bundle theory rules this out, and yet it
seems incoherent. So much the worse for trope bundle theory.
But allowing that dependence can hold symmetrically gives the trope bundle
theorist an easy line of response to this objection. The problem for the bundle theorist
is that she cannot appeal to an underlying object on which properties depend—
objects just are collections of properties. But if dependence can hold symmetrically,
what she can say instead is that there are tropes which mutually depend upon each
other.21 You cannot have a mass trope without a size trope and a shape trope, for
example. And so on, mutatis mutandis, for shape tropes and size tropes. The picture
here is one of ‘dependence clusters’—mass depends on shape and size, size depends
on mass and shape, and so on. Part of what it is to have mass is to have shape and
18 The contemporary discussion of tropes goes back to at least Williams (1953). See Maurin (2013) for
elizabeth barnes
to have size, for example. And part of what it is to have shape is to have mass and to
have size. And so on. These properties are all interdependent. And so the resulting
ontology that trope bundle theory can offer includes clusters of interdependence—
properties are particular ‘thisnesses’, but that doesn’t mean that ‘particular thisnesses’
are independent. Trope bundle theory needn’t encounter the problem of bare mass if
dependence can hold symmetrically between tropes.
3.4 Mathematical ontology
Thinking that there are numbers might also give you good reason to accept symmet-
rical cases of dependence. This is particularly evident if your mathematical ontology is
that of non-eliminativist structuralism. That is, you think there are numbers, and you
think that what numbers are are nodes or positions in a mathematical structure.22
Non-eliminativist structuralists often say that each node of the structure depends
on all the others nodes—and perhaps even on the structure itself as well. And, as
Linnebo (2008) persuasively argues, it’s easy to see why such dependence claims
are needed. What it is to be a particular node in the structure is bound up in the
other nodes being what they are. Consider the number six.23 The non-eliminativist
structuralist is a realist about mathematical ontology. She thinks that the number six
exists. Moreover, she thinks that what the number six is is a particular node in a
complex mathematical structure. But that particular node is the number six in virtue
of the relations it stands in to the other nodes in the structure. Likewise, the fact
that the particular node is the number six is explained by the relations it stands in
to the other nodes in the structure. And so for the non-eliminativist structuralist,
the number six is dependent on the other numbers (which are, mutatis mutandis,
themselves dependent on the other numbers). The non-eliminativist structuralist is
(plausibly) committed to symmetrical cases of dependence in order to explain her
ontology.24
While the case for symmetrical dependence is most vivid for the structuralist, other
versions of realism about mathematical ontology might have similar explanatory need
for such inter-dependencies. On a Finean conception of dependence, for example,
x depends on y if what it is to be x involves y—that is, if y is a constituent of
some essential property of x. On such an understanding of dependence, numbers
are plausibly interdependent—that is, they depend on each other. The mere fact
of their necessary co-existence doesn’t entail interdependence, but the explanatory
22 See especially Shapiro (1997) for explication and discussion of this view.
23 Linnebo argues that the structural realist shouldn’t think this about all mathematical ontology—it
is implausible for sets, for example—but maintains that it’s a central part of the structuralist picture in
many cases. My use of natural numbers here is no doubt not the most compelling instance of symmetry—
Linnebo (2008) provides much more sophisticated examples in his paper.
24 It’s worth noting that structuralisms in general—whether mathematical or not—are likely to give rise
to symmetric dependencies, simply because of the holistic style of explanation they favor. Structural realism
about the ontology of physics might similarly be interpreted as involving claims of symmetric dependence
between individuals and structures, for example. See e.g. French (2014).
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25 See Hornsby (1997), chapter 3, for an excellent articulation of the former claim. Hornsby also seems
in many places to endorse the latter, although this is less explicit.
26 Although see Lombard (1986) for an argument that we should embrace a radical form of essentialism
about events.
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asymmetric dependence. But their dialectical force when taken together is, I’ll argue,
greater than the sum of their parts.
Orthodoxy assumes that dependence is asymmetric. But, as already noted, there’s
very little in the way of argument to support this tenet of orthodoxy. It is, more often
than not, assumed rather than argued for. And it’s against this backdrop that I give
this range of cases in which dependence is better understood as non-symmetric,
rather than asymmetric. These cases are, taken collectively, quite striking. Cases
where dependence holds symmetrically were not hard to find—there are plenty of
them, including some very popular and well-known theories in metaphysics (and
if the goal of this paper had simply been to list potential examples then the list
could have continued for some pages). Nor is it a single niche area or type of view
that’s giving rise to such cases—rather, the examples come from across a wide range
of theories in metaphysics, and from a variety of different traditions. This makes
a default, undefended assumption of asymmetry in dependence look odd—to say
the least.
Suppose we take on board the default assumption that dependence is asymmetric. If
I’m right that the above cases should plausibly read as ones in which dependence holds
symmetrically, then to take this assumption on board is to rule out these cases. That
is, to assume that dependence is asymmetric is to rule out vast swaths of interesting,
historically grounded metaphysics—or at least to force on them unpalatable inter-
pretations. That—I contend—isn’t dialectically appropriate. Absent some compelling
argument that dependence must be understood as asymmetric, it isn’t the role of a
notion of dependence to simply rule out (or even severely constrain) diverse and
promising metaphysics. That’s not what a notion of dependence is for—if we can
rule out all such views simply by pointing out that they run afoul of the asymmetry
criteria of metaphysical dependence (which, again, there isn’t much argument for)
then dependence is doing too much work.
4 Objections
4.1 These cases are all impossible
I’ve presented the above examples as more or less argument by cases. But a clear
objection is simply this. Most metaphysicians don’t think the views described in the
cases above are true. Most metaphysicians think that whatever ultimate metaphysical
theory is true is necessarily true. Therefore most metaphysicians will think that the
views I’ve described are necessarily false. Why think you can convince people that
dependence can sometimes hold symmetrically by giving a bunch of impossible cases?
In reply, let me clarify an important point. I’m not arguing that there are in fact
cases of symmetrical dependence. Here’s what I’m arguing, in a nutshell:
• People assume that dependence is asymmetric. They shouldn’t.
• People assume that asymmetry is built into the concept of dependence. It isn’t.
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elizabeth barnes
In other cases, there might be candidates for joint dependence. Maybe what we
ought to say about structuralist realism in mathematics is that all the nodes depend
on the structure itself, but that the structure doesn’t depend on the nodes. But this
option looks ad hoc and forced. Why would the structure be independent of the
nodes? How could it be? The ontology we’re forced into if we want something we
can say is a source of joint dependence begins to look mysterious and bizarre. Why go
in for such an ontology, rather than just allowing that this is a case where dependence
holds symmetrically? The answer had better not be an assertion that dependence just
has to be asymmetric.
4.3 These cases only arise because you failed to distinguish
different kinds of dependence
As outlined in §1, I’m following the tradition in the literature that treats dependence
as a single, unified relation. But it could be objected that it’s precisely the refusal to
distinguish between different varieties of dependence that’s leading to apparent cases
of symmetric dependence. After all, it’s prima facie cases of symmetry like the de-
pendence of universals on their instances and instances on universals that, for
example, motivates Jonathan Lowe (1994) to distinguish between generic existential
necessary dependence and rigid existential necessary dependence, and between exis-
tential and identity dependence.27 And similar worries have motivated the distinction
between de re and de dicto dependence. So we don’t, if we’re careful, really have a case
where we’ve got a single relation that’s holding symmetrically—we’ve just got two (or
more) different forms of dependence.
The key thing to say about this objection, once again, is that it doesn’t look like a
response that can be leveled at all the cases I give above. Even if we allow for different
forms of dependence, whatever sense in which a trope bundle’s shape trope depends
on its size trope is the same sense in which its size trope depends on its shape trope.
And likewise for individual nodes in a mathematical structure, and for Dunkirk and
WWII. So even if we granted that there are different kinds of dependence—a view
which, as discussed in §1.2, has its problems—that wouldn’t eliminate all apparent
cases of symmetrical dependence.
But let’s consider the case of de re and de dicto dependence. Someone might object
that de re and de dicto dependence are very different things—in the case given in
§3.1, for example, the particulars depend on that very universal, but the universal
merely depends on having some particulars or other that instantiate it. This, it might
be protested, is not the same relation of dependence in both cases. And so the case is
not, in fact, a case of symmetric dependence.
27 Interestingly, though, some of Lowe’s arguments for accepting multiple kinds of dependence seem
to rest on the assumption that there cannot be symmetrical cases of (strong) ontological dependence. The
above discussion can be taken as a reason to apply modus tollens where Lowe applies modus ponens.
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symmetric dependence
28 This point is particularly salient if we separate dependence from relations like priority—which, once
the prospect of the non-symmetry of dependence is raised, I think we should. It’s plausible to think that
certain kinds of necessitation claims go along with priority. If the xs are prior to y, then necessarily if you
have the xs you have y. That’s one way of interpreting the idea that, if the xs are prior to the y, then in some
sense having the xs gets you y ‘for free’.
29 And it’s also possible to motivate symmetric cases of de dicto dependence. In some of the medieval
discussion of ‘substantial form’, the relationship between matter and form seems to suggest such depen-
dence. The account of substantial form given by Suarez, for example, seems to suggest a reading in which
matter depends on having some form or other (but not on having any particular form), and likewise form
depends on being realized in some matter or other (but not on any particular matter). See Pasnau (2011),
pp. 561–3.
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elizabeth barnes
But I’m skeptical that there’s an important difference between full and partial
dependence—or at least I’m skeptical that if there is an important difference, the cases
I’ve given only address the latter. Full dependence seems simply like the limit case of
partial dependence, rather than something different in kind. Consider again the case
of Aristotelian universals. Universals depend on their instances, but they don’t wholly
depend on any particular instance—they partially depend on each instance, and
collectively depend on all their instances. But if universals depend on their instances,
it looks like it’s possible for a universal to depend on a single instance. Suppose that
all natural kinds correspond to universals, and suppose further that the elements of
the periodic table each represent natural kinds. Many of the elements of the periodic
table are plentiful and naturally occurring, but some can only be made in specialized
laboratory conditions, and have only ever been made a few times. An element like
Einsteinium, for example, has only had a few instances. Now consider the possible
world in which Einsteinium is only made once. That’s a world in which Einsteinium
only has one instance. In that world, the universal Einsteinium wholly depends on the
single instance, and the single instance wholly depends on the universal Einsteinium.
symmetric dependence
30 Lowe (2009) further asserts that metaphysical explanation is asymmetric, and therefore dependence—
elizabeth barnes
But a MacBride-esque worry that cuts directly against symmetric cases of depend-
ence would be this: we need to have the existence of at least some of the relata of a
relation independently of the obtaining of that relation. We need, as MacBride puts
it, a relatum ‘before’ (figuratively speaking) we can have a relation. In symmetric
cases of dependence, though, the very existence of the relata requires the obtaining
of the relation—the relata depend on each other. But put this way, the objection just
sounds like a denial of (rather than an argument against) the sort of explanatory
holism that non-symmetric dependence allows. It’s important not to be misled here
by the temporal metaphor. The objection is not whether we need objects temporally
before the obtaining of relations between those objects. Rather, the point—at least
as I understand it—is that we need at least some objects to be explanatorily prior to
the obtaining of any dependence relations. Or, to put it more simply, we need some
objects to be independent. That’s not an argument against holism—that’s just a denial
of holism.
Holistic explanations have a long and rich history in philosophy. They are, it’s
safe to say, out of fashion in much of contemporary metaphysics.31 But it isn’t
clear that they should be, especially considering the interesting work that holistic
explanation can do, and the interesting explanatory models it provides. And more
importantly, holistic explanations don’t look like the kind of thing that we should
dismiss without argument, simply by asserting that dependence is asymmetric. A non-
symmetric dependence relation allows for holistic as well as foundationalist models
of metaphysical explanation, and that’s one major reason why non-symmetry, rather
than asymmetry, should be the default assumption for dependence.
5.2 Dependence and grounding relations
The other main moral of the story is this: if dependence can be non-symmetric, then
dependence needs to be separated from talk of grounding, priority, in virtue of, and
so on. These relations are relations that aim to take us from the derivative to the
fundamental. They take us from things we treat with less ontological seriousness, or
‘get for free’, down to the ultimate ontological bedrock. But if dependence is non-
symmetric, it can’t play this role, and it can’t be jumbled together with these other
relations.
Suppose that the symmetric dependence interpretation of Armstrong really is the
best interpretation. If that’s the case, then for Armstrong nothing is independent. His
basic ontology is states of affairs and their constituents. But both are dependent (each
depend on the other). That doesn’t mean that Armstrong should think nothing is
metaphysics—you will find plenty of champions of holistic explanation. See especially Haslanger (1995).
Some of the most salient examples can be found in feminist discussions of social construction and social
kinds. See, for example, Haslanger (2016) and Witt (2011). Much of the discussion of holism in feminist
philosophy is more directed toward epistemology, but often has striking consequences for metaphysical
holism—see especially Haraway (1991) and Harding (1993).
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symmetric dependence
fundamental. It just means that dependence isn’t a good guide in all cases to getting
at fundamentality.
Dependence is something distinct from theoretical gizmos—like grounding, prior-
ity, and in virtue of—tailored specifically to take us from the less fundamental to the
more fundamental. Dependence can do a lot of interesting work in our theories, but
it can’t do that. Nor can dependence be used to explain priority, grounding or the like.
Whatever sense (if any) we can make of those other relations and whatever work they
can do (if any) in our theories, they need to be clearly separated from dependence.32
References
Armstrong, David M. (1978a). Nominalism and Realism, volume 1 of Universals and Scientific
Realism. Cambridge: Cambridge University Press.
Armstrong, David M. (1978b). A Theory of Universals, volume 2 of Universals and Scientific
Realism. Cambridge: Cambridge University Press.
Armstrong, David M. (1997). A World of States of Affairs. Cambridge: Cambridge University
Press.
Barnes, Elizabeth (2012). ‘Emergence and Fundamentality’. Mind 121(484), pp. 873–901.
Bennett, Karen (2017). Making Things Up. Oxford: Oxford University Press.
Bliss, Ricki (2012). ‘Viciousness and the Structure of Reality’. Philosophical Studies (online first):
http://link.springer.com/article/10.1007%2Fs11098-012-0043-0.
Cameron, Ross (2008a). ‘Turtles all the Way Down: Regress, Priority and Fundamentality’. The
Philosophical Quarterly 58(230), pp. 1–14.
Cameron, Ross (2008b). ‘Truthmakers and Necessary Connections’. Synthese 161(1), pp. 27–45.
Denkel, Arda (1996). Object and Property. Cambridge: Cambridge University Press.
Denkel, Arda (1997). ‘On the Compresence of Tropes’. Philosophy and Phenomenological
Research 57, pp. 599–606.
Hornsby, Jennifer (1997). Simple Mindedness: In Defense of Naive Naturalism in Philosophy of
Mind. Cambridge, MA: Harvard University Press.
Fine, Kit (1995). ‘Ontological Dependence’. Proceedings of the Aristotelian Society 95,
pp. 269–90.
Fine, Kit (2001). ‘The Question of Realism’. Philosophers’ Imprint 1(2), pp. 1–30.
French, Steven (2014). The Structure of the World: Metaphysics and Representation. Oxford:
Oxford University Press.
Haraway, Donna (1991). ‘Situated Knowledges’. In Donna Haraway, Simians, Cyborgs, and
Women: The Reinvention of Nature. New York: Routledge.
Harding, Sandra (1993). ‘Rethinking Standpoint Epistemology: “What is Strong Objectivity?”’
In Linda Alcoff and Elizabeth Potter (eds), Feminist Epistemologies. New York: Routledge,
pp. 49–82.
32 Many thanks for helpful feedback and discussion to Ross Cameron, Sally Haslanger, Kris McDaniel,
Trenton Merricks, Daniel Nolan, Jason Turner, Robbie Williams, two anonymous referees, and audiences
at the Pacific APA, Birmingham University, Harvard University, Leeds University, and the University of
Virginia.
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Haslanger, Sally (1995). ‘Ontology and Social Construction’. Philosophical Topics 23, pp. 95–125.
Haslanger, Sally (2016). ‘What is a (Social) Structural Explanation?’ Philosophical Studies
173(1), pp. 113–30.
Koslicki, Kathrin (2013). ‘Ontological Dependence: An Opinionated Survey’. In B. Schnieder,
M. Hoeltje, and A. Steinberg (eds), Varieties of Dependence: Ontological Dependence,
Grounding, Supervenience, Response-Dependence (Basic Philosophical Concepts). Munich:
Philosophia Verlag, pp. 31–64.
Linnebo, Øystein (2008). ‘Structuralism and the Notion of Dependence’. Philosophical Quarterly
58, pp. 59–79.
Lombard, Lawrence (1986). Events: A Metaphysical Study. London: Routledge.
Lowe, E.J. (1994). ‘Ontological Dependency’. Philosophical Papers 23(1), pp. 31–48.
Lowe, E.J. (2009). ‘Ontological Dependence’. The Stanford Encyclopedia of Philosophy (Spring
2010 Edition), ed. Edward N. Zalta: http://plato.stanford.edu/archives/spr2010/entries/
dependence-ontological/.
MacBride, Fraser (2006). ‘What Constitutes the Numerical Diversity of Mathematical Objects?’
Analysis 66(1), pp. 63–9.
McDaniel, Kristopher (2013). ‘Degrees of Being’. Philosophers’ Imprint 13(19), pp. 1–18.
Maudlin, Tim (2007). The Metaphysics Within Physics. Oxford: Oxford University Press.
Maurin, Anna-Sofia (2013). ‘Tropes’. The Stanford Encyclopedia of Philosophy (Fall 2013
Edition), ed. Edward N. Zalta: http://plato.stanford.edu/archives/fall2013/entries/tropes/.
Pasnau, Robert (2011). Metaphysical Themes 1274–1671. Oxford: Oxford University Press.
Paul, L.A. (2013). ‘Mereological Bundle Theory’. In Hans Burkhardt , Johanna Seibt, and Guido
Imaguire (eds), The Handbook of Mereology. Munich: Philosophia Verlag.
Rayo, Agustin (2013). The Construction of Logical Space. Oxford: Oxford University Press.
Rosen, Gideon (2010). ‘Metaphysical Dependence: Grounding and Reduction’. In Bob Hale
and Aviv Hoffmann (eds), Modality: Metaphysics, Logic, and Epistemology. Oxford: Oxford
University Press.
Schaffer, Jonathan (2003). ‘The Problem of Free Mass: Must Properties Cluster?’ Philosophy and
Phenomenological Research 66(1), pp. 125–38.
Schaffer, Jonathan (2010a). ‘The Internal Relatedness of All Things’. Mind 119(474), pp. 341–76.
Schaffer, Jonathan (2010b). ‘Monism: The Priority of the Whole’. Philosophical Review 119(1),
pp. 31–76.
Schnieder, Benjamin (2006). ‘A Certain Kind of Trinity: Dependence, Substance, Explanation’.
Philosophical Studies 129, pp. 393–419.
Shapiro, S. (1997). Philosophy of Mathematics: Structure and Ontology. Oxford: Oxford Univer-
sity Press.
Simons, Peter (1994). ‘Particulars in Particular Clothing: Three Trope Theories of Substance’.
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Williams, D.C. (1953). ‘On the Elements of Being I’. The Review of Metaphysics 7(1): pp. 3–18.
Wilson, Jessica (2010). ‘What is Hume’s Dictum and Why Believe It?’ Philosophy and Phe-
nomenological Research 80, pp. 595–637.
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Witt, Charlotte (2011). The Metaphysics of Gender. Oxford: Oxford University Press.
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3
Grounding and Reflexivity
Ricki Bliss
Philosophers interested in the notion of ground are commonly of the view that the
grounding, or metaphysical dependence, relation is necessarily asymmetric, irreflex-
ive and transitive: they deny that anything can be self-grounded or self-dependent.
What the reasons are for this commitment, however, are less than clear. One might
suppose that this attitude is born from a commitment to the unacceptability of
circularity more generally. The coherence theory of truth, for example, was eschewed
by many for reasons of circularity. Just as the appearance of a seemingly vicious circle
in the foundations of naive set-theory leads philosophers either to abandon the reality
of sets, or to set about the formidable task of refining its axioms.
The kinds of circles with which this paper is concerned are not those generated
when we try, directly or indirectly, to explain grounding in terms of itself. Nor are
the kinds of circles with which we are interested those generated where we have
circular arguments, or become tangled in circular reasoning. The reason for this is
that metaphysical explanations are not arguments, and the issue is, presumably, not
one of trying to convince anyone of anything. Nor is the matter to hand to be confused
with what it is to suggest that some fact is self-evident. Suppose that I happen upon
a crime scene where the victim is laid out with a dagger in his chest. Although we
might suggest that it’s self-evident how the man met his end, we do not infer from
this that the poor fellow drove a knife into his own chest; or that what explains the
man’s death is the fact that the man is dead. Self-evident facts may bear no explanatory
relationships to themselves whatsoever. And self-grounded facts may not be self-
evident by anybody’s lights.
The kinds of cases this paper addresses are cases in which we say that some fact is
either fully or partially grounded in itself. Which is just to say that the kinds of cases
we are interested in are cases in which some fact bears the right kind of real, or perhaps
merely explanatory, connection to itself. But what does this even mean? And why, as
we are so often told, is it absurd or unacceptable?
If real relations of ground are a feature of objective reality, we might suppose that
there are metaphysically laden reasons for denying that there can be reflexive instances
of dependence: perhaps the consequences for the reality that the relation structures
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ricki bliss
1
See Keefe 2002 for a discussion of the problems with circular accounts.
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advance the relational view without holding the property transfer view; although it seems natural to suppose
that there is some property or other at issue where relations are instantiated. See also Trogdon (Chapter 9,
this volume) for a further elaboration of this view.
5 Bliss 2013, pp. 406–8, mentions this way of understanding the grounding relation. Morganti 2014 also
ricki bliss
7 See Thompson (Chapter 5, this volume) for a reason to doubt that grounding involves real relations.
8 Priest, 2014, p. 178.
9 Note, this dependence is not merely nominal. The poles of a magnet are, by their natures, symmetrically
dependent upon one another. Note also that the fact that the poles are symmetrically dependent may well
be grounded in further facts about the existence and/or nature of magnetic fields.
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paper is simply illegitimate. After all, isn’t it just true by definition that grounding is
asymmetric, transitive, and irreflexive?10
Let’s consider briefly the notion of well-foundedness. Grounding is commonly
described as a relation that is asymmetric, transitive, irreflexive, and well-founded.
But although we can stipulate that the relation is well-founded, we are still under
obligation to offer not only an elaboration of what we think that amounts to—an
underexplored topic in the literature—but also the reasons for which we believe that to
be the case.11 And we can see from exploring some of the contemporary literature that
philosophers have, indeed, felt the need to conduct just this kind of investigation.12
To the best of my understanding, then, no one infers from the claim that grounding
is, by definition, well-founded, that it is illegitimate to ask whether or not, or why, we
should believe it to be the case, that reality comports with our definition. As should
also be the case, I venture to suggest, with the property of irreflexivity. We can stipulate
that grounding is irreflexive and yet still wonder whether or not reality is like this.
And, arguably, where philosophers are emphatic that a relation cannot have a certain
property, we have all the more reason to suppose that there is a principled reason for
the view; and all the more reason to want to know what that is.
Matters here might seem to become complicated by the fact that some philosophers,
at least, are willing to grant the existence of a second, reflexive notion of ground. Fine,
for example, distinguishes between strict and weak ground, where the latter is not
only possibly, but necessarily, reflexive.13 For proponents of the distinction, it will not
be the case, then, that there is anything particularly bad about circles of ground, but
rather, that where there are such circles we must realize that we are dealing with a
distinctive flavour of the relation.14
But this distinction, for those who grant that it is there to be drawn, is itself
informative, for it appears to reveal assumptions both about the relation that can be
reflexive and about the one that we are told cannot be. We can wonder, for example,
if the weak relation is something like a degenerate cousin of the strict—irreflexive—
relation. If this is the case, what reasons have we to suppose that the strict relation is
the central notion of ground? Surely whatever these reasons are, they are informed by
the reasons we have to suppose that the strict relation cannot be reflexive. Does every
fact weakly ground itself? If so, are we to infer from this that the kind of grounding
relation that a fact bears to itself is somehow harmless? Assuming the relational view,
is self-grounding harmless because the relation fails to deliver some property to the
relevant fact? Or is it harmless because the relation does deliver a property to the fact,
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assume this point to also hold true in the case of grounding. This is because Paseau’s paper is a response to
Ross Cameron on fundamentality. In that paper Cameron also talks in the idiom of ontological dependence,
but he now considers the discussion to be one that subsumes the notions of ontological dependence and
ground. Cameron’s original paper was written during a time in which it was not commonplace in the
literature to distinguish between relations of ontological dependence and relations of ground.
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examples of actual cases of self-dependence. And Graham Priest not only suggests that
it is possible that everything is partially self-grounded, but he argues that everything
is actually partially self-grounded.20
Changing tack now, a further compelling reason to take self-dependence seriously
is that a theory of reality on which some things are self-dependent may be, all
things considered, better than one on which they are not. Consider metaphysical
foundationalism: there is a derivative metaphysical superstructure that is grounded
in a fundamental ontological ground. This is far and away the most commonly
held view amongst metaphysicians who embrace a notion of ground. Whether that
which is fundamental is singular—as in some kind of monism—or plural—as in
pluralism—the fundamentalia/um grounds/gives rise to/explains everything else. But
why suppose there is something fundamental? Why not be metaphysical infinitists, for
example?
Ross Cameron argues that although we have no good reason to suppose that
metaphysical foundationalism is necessarily true, we do have good reason to suppose
that it is contingently true of the actual world.21 All things considered, claims
Cameron, a theory that affords a unified explanation of the phenomenon under
consideration is more virtuous than one that does not. Metaphysical foundationalism,
claims Cameron, is just such a theory: positing the existence of fundamentalia allows
us a unified explanation of the contents of reality.
Putting aside questions of what it means for a theory to be unified, amongst
other issues, what this line of argumentation brings to our attention is the role
considerations of theoretical virtue can play in our theorizing about the fundamental
structure of reality. We might then wonder whether a theory that leaves a large number
of things out (i.e. the fundamentalia) is ceteris paribus better than one that does not.22
Is a theory that posits unexplained fundamentalia obviously more virtuous than a
theory that posits nothing fundamental, but in which everything is explained? Maybe
it is. At least maybe it is if denying the existence of something fundamental ushers
in infinitely long grounding chains. But maybe it isn’t. Perhaps a theory that posits
the existence of quasi-fundamental phenomena—fundamental in the sense of being
metaphysically ‘rock bottom’—but then allows that they are self-explanatory, or self-
dependent does better. This way, everything has an explanation—nothing is left out—
but we are not forced to violate considerations of quantitative parsimony, for example.
I’m not suggesting that this view is correct, but just that it is not prima facie incorrect.
And whether or not the theory is apt to have its virtues considered would seem to
turn, at least partly, on whether or not anything can be self-dependent.
20 Priest 2014, p. 179. Although he describes everything as interpenetrating with itself, given other of
Priest’s assumptions, this claim is tantamount to stating that everything is (partially) grounded in itself.
21 Cameron 2008.
22 Foundationalism does not purport to explain the fundamentalia and one might worry that it is unfair to
criticize a theory for failing to explain that which it never attempted to explain in the first place. Nonetheless,
we can still weigh theories against one another and evaluate them on their virtues.
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A final reason to think we ought to think more carefully about the possibility of cir-
cles of ground comes from noting the parallels between issues in foundational episte-
mology and issues in foundational metaphysics.23 In foundational epistemology, one
can be an epistemic foundationalist—the dominant view—an epistemic coherentist,
or an epistemic infinitist. All three views, although varying in degree of popularity,
are established, developed views. It is a striking feature of foundational metaphysics
that metaphysical foundationalism is the only view that is well-developed. Some
philosophers have defended the possibility of metaphysical infinitism, but metaphys-
ical coherentism—species of which would admit circles of ground—remains wholly
unexplored.24 Owing to the similarities between the relation of ground as it orders
reality—on some views at least—and the relation of justification as it orders our
beliefs, we may have good reason to think that where epistemic coherentism gets
going, metaphysical coherentism might just get going as well.
3 The Problems
Jenkins suggests that the term ‘dependence’ is quasi-irreflexive.25 What she means by
this is that ‘ . . . it always sounds bad to say “x metaphysically depends on x” or “x
grounds itself ”’.26 One reason that reflexive statements of ground might sound bad
is if they are just plain false. Suppose I claim that I exist because I exist. I would seem
to have uttered a falsehood. I exist because, amongst other things, a certain sperm met
with a certain ovum, for example. But exactly whether or not it is necessarily false—
indeed false at all—to utter statements of this form is exactly what is under issue. We
cannot assume that such statements are necessarily false as a premise in an argument
to the conclusion that reflexive grounding claims are necessarily false. Moreover, we
cannot infer from a single case—or class of cases—that no one may be suggesting are
instances of self-dependence in the first place, that nothing can be self-dependent at
all. This would be like contemplating the number seven, believing it not to have any
causes and inferring from this that nothing whatsoever is ever caused.
Let’s assume that the truth of statements of ground place demands on reality—
this is just what I mean when I claim that grounding talk is metaphysically laden.
Broadly construed, this just means that for any statement of ground to be true, the
world must be thus and such a way. On some views, as we have seen, this will also
involve an additional commitment to a binary relation of ground and the facts that
it holds between.27 Reflexive statements of ground will come out as false where the
entity under consideration does not happen to ground itself; and necessarily false if it
is unacceptable, or impossible, that anything ground itself.
23 See Bliss 2012, and Morganti 2014 and (this volume), for discussions that draw out some of these
similarities.
24 See Morganti 2009 and Schaffer 2003 for two different discussions of the possibility of infinitism.
25 26
Jenkins 2011, p. 1. Jenkins 2011, p. 2.
27 For the suggestion that relation needs not be binary, see Jenkins 2011 and Schaffer 2012.
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28 Consider money. Money is not a feature of mind-independent reality, and yet there are plenty of
objective facts about it: it is important to our lives, the source of much evil, and so on. Mind-independence
and objectivity are not one and the same thing.
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it is mind-independent. The suggestion that our cognitive lives play a role in our
explanatory praxis does not necessarily threaten the objectivity of explanations.29
In order for objectivity to be threatened, we would need to have our cognitive lives
playing very particular kinds of roles in our accounts of explanation, and not just any
old role whatsoever.
Second, in light of our epistemic innocence regarding the reasons for which we are
to reject the possibility of reflexive instances of ground, it is incumbent upon us to
explore the field of options before us. If it turns out that the best reasons we have to
reject reflexivity are epistemic rather than metaphysical, and we are wedded to the idea
that there is no place for our cognitive lives in our theory of metaphysical explanation,
then we need to revise our commitment to irreflexivity. Alternatively, if it turns out
that the best reasons we have to reject reflexivity are epistemic, we may need to revise
our understanding of metaphysical explanation.
Grounding, we are so often told, is about reality. In fact, grounding is assumed by
many to be the relation that structures reality. Even on the sentential connective view,
we are still urged to understand the (relevant) sentences, and the connectives that join
them, as expressing truths about reality. If this is correct then we might expect that
reality itself provides us with reasons to suppose there is something wrong with circles
of ground.
29
See Trogdon 2013b, p. 473 for a similar observation.
30
Aquinas 1964, Part 1, Question 2, Section 3.
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So the worry cannot be that things would have to exist before they exist in order to
cause themselves to be.
The notion of priority also plays a role in contemporary discussions of the structure
of reality. Putting aside Aquinas exegesis, the contemporary worry is best understood
against the backdrop of a commitment to the idea of reality as hierarchically struc-
tured, or composed of levels. Regimenting the worry in the language of facts, it might
be that any fact that is self-grounded would exist prior to itself within this structure:
it would reside at two different levels of the structure at the one time.
If levels are individuated by their occupants, however, two levels that contain all
of the same occupants would be indistinguishable. The real problem, then, seems to
be that reflexive instances of ground conflict with the very idea of a priority ordering
itself.31 Where grounding is reflexive, there is no ontological hierarchy and with it, no
priority. But as a reason to suppose that grounding cannot be reflexive, this objection
will not do. We cannot argue that grounding cannot be reflexive because it conflicts
with the notion of priority, where that priority is achieved by way of a relation that is
asymmetric, transitive, and irreflexive. That is as good as saying that grounding cannot
be reflexive because it cannot be reflexive. Of course, one could argue this, were one
to be in possession of independent reasons to believe this to be the case. And what
some such independent reasons are is exactly what the present exploration is hoping
to uncover.
A related worry, or perhaps just another way of presenting the same worry, is
in the language of relative fundamentality.32 One might worry that exactly what an
irreflexive notion of ground is introduced to capture is the idea that some things
are more or less fundamental than others: where grounding is reflexive—or non-
reflexive—this notion is no longer captured by our notion of ground. One might think
that just as nothing can be larger than itself, nothing can be more fundamental than
itself. It seems right that this is true—nothing can, presumably, be more fundamental
than itself. But such a line of reasoning goes no way towards justifying why we are
supposed to think anything is more or less fundamental than anything else in the
first place. Stipulating that some things are more or less fundamental relative to
other things does not provide us with reasons to suppose that reality exhibits such
a structure in the first place. As exactly what we are after is a reason to suppose that
grounding is necessarily irreflexive, the appeal to relative fundamentality goes no way
towards helping us uncover such a reason.
There is an issue here that I would like to pause and address. Some philosophers
claim that the very reason that we need a notion of ground is that we need a relation
that captures the hierarchical structure of reality (a notion that captures relative
31 Paseau 2010 objects to Cameron’s (2008) use of the term ‘ontological priority’ as the converse of
‘ontological dependence’ for he claims that it ‘…encourages the assumption, ex vi termini, that both relations
are irreflexive’ (footnote 5, p. 171). The notion of priority carries with it that of irreflexivity.
32 Thank you to an anonymous referee for pointing out the need to address this issue.
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fundamentality). These philosophers will claim that we already have relations at our
disposal that are symmetric and reflexive, such as supervenience and identity. What
work is grounding to do at all, if not to capture this hierarchical structure, thinks
the philosopher of this ilk. The relationship between grounding and supervenience
is complicated, and I make no attempt to discuss this here.33 The most oft-cited
advantage that ground has over supervenience is that it allows us to capture the
asymmetry of dependence: where supervenience picks out modal companionship,
ground allows us to say what depends on what. But the advantage a notion of
ground has over that of, say, supervenience, isn’t simply that it captures asymmetric
dependencies. Ground is just, I take it, a richer notion. When wielding a notion of
ground, we are not just suggesting that two facts are yoked to one another across
possible worlds, we are pointing to the fact that two facts are related in a particularly
rich and important way. Grounds metaphysically explain that which they ground, in a
way that the supervenience base does not explain what supervenes upon it.34 The
point is just that ground plus reflexivity does not necessarily yield supervenience.
Of course, it remains to be seen whether anything can explain itself in any kind
of interesting way, but ground remains an, in principle, richer notion than that of
supervenience nonetheless. Admitting that some things can ground themselves is not
necessarily just to reintroduce supervenience in ground’s clothing.
Returning to the central discussion, the question I am interested in addressing is
why is it that some instances of ground, in all its richness, cannot be reflexive? One
very good reason to think that grounding is necessarily irreflexive is that reflexive
instances of ground are unacceptable or impossible. But absent such independent
reasons, the kinds of objections we have seen so far are useless.
Fortunately, an example of an independent reason to think that no fact can ground
itself has been alluded to in recent discussions: nothing can be self-grounded because
anything that exists in this way would have to bootstrap itself into being.35 This
objection sounds like it is in keeping with the spirit of the worry conveyed by Aquinas,
but it is also as enigmatic. Again, the relevant relation is non-temporal, so self-
dependent things would not need to exist before themselves in time in order to
bring themselves into existence. Indeed, grounding doesn’t seem to be involved with
bringings of things into being or existence at all.
Perhaps what the bootstrapping objection is getting at is that it is just plain weird
to think that something could be its own ground. I confess that I find this concern
a little bit difficult to appreciate. A pervasive view amongst metaphysicians is that
there is a fundamental level populated by brute, independent fundamentalia: they are
ungrounded and without explanation.36 But suppose, now, for argument’s sake, that
33 See Leuenberger 2014 for a recent and interesting discussion on grounding and supervenience.
34 See McLaughlin and Bennett 2014.
35 I am not aware of anyone who has stated this in print. I have, however, heard this concern expressed
our fundamentalia turn out to be self-dependent. It is far from clear how something
bootstrapping itself into being (whatever that turns out to mean) is any weirder, or any
more or less explanatory, than something that gets flung into existence from nowhere
and for no reason whatsoever. In the particular case of the contrast with brute facts
or existents, it is not clear why one view is more acceptable, or less weird, than the
other. And this is all the more so the case where we understand our fundamental
facts to be contingent. Whilst necessary facts, one might think, do not stand in need
of explanation, contingent facts seem to be exactly the kinds of facts that do need
explanations! Weirdness to which we have become accustomed—as in the case of
brute, contingent facts—is still weirdness after all. And if it’s weirdness that we wish
to avoid, then the proponent of brute, contingent facts also has some work to do.
One way that we might try and make something of the bootstrapping worry is in
light of the property-transfer view: where a fact grounds itself, the relation transfers
some property from that fact to itself, and this is unacceptable. But, again, why? The
success of this objection would seem to turn on the idea that properties—even if
only of a certain kind—have to originate from somewhere else. But why is this? The
contrast with brute, contingent facts here is, again, pertinent—why is the idea that
something lends a property to itself any more bizarre than the idea that something
plucks a property out of thin air? After all, we seem perfectly willing to countenance
that there are some things that don’t borrow certain, important, properties from
anything else—the fundamentalia—so why can’t some facts garner certain properties
from themselves?37 At the very least, we would seem to have a problem of superfluity.
If something already possesses a property, such that it is available to lend it to itself, we
can wonder why we need to go to the trouble of invoking that thing and its property
possession to explain where that property came from in the first place. If some fact
already possesses a particular property, there is no need to invoke the grounding
relation it bears to itself to explain where that property comes from. But is there
anything more serious or troubling going on than a potential explanatory breakdown?
Perhaps the real problem for this view is if there is some way that facts need to be
such that they are the kinds of facts that can ground themselves, and however this is is
unacceptable. That is to say, a good reason to deny the possibility of reflexive instances
of ground is if it commits us to a further, metaphysically substantive, yet unacceptable,
thesis regarding the natures of the entities that are involved.
There is historical precedence for the positing of self-explanatory facts. According
to Leibniz, if God exists, He exists because He exists. God’s existence, or the fact
that God exists, is self-explanatory. But far from being trivial, God’s existence is self-
explanatory because it is in His essence to exist. There is, then, a further, metaphys-
ically substantive, story to be told regarding God’s self-explanatory existence. And
importantly, this is not the end of the story. It follows from God’s essential existence
37 In claiming that the fundamentalia are ungrounded, no one wishes to deny that they have being, for
example.
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that He is also a necessary being, as essential properties are necessary properties; and
that self-explanatory facts about God’s existence are necessary facts. There is a route
from some fact’s being self-explanatory to its being necessary and it is via the necessary
existence of its constituents: the kinds of facts that could be self-explanatory facts,
then, would be existence facts. Moreover, once we are in the business of presenting
explanations for how some fact is such that it can ground itself, we might think that
the explanatory demand that got us this far also obliges us to present an explanation
for why it is that God is the kind of being that can exist essentially.38 After all, I have
lots of my properties essentially—such as being human—but I am excluded from
having the property of existence in this way. Leibniz proposed that the appropriate
explanation here is in terms of God’s divinity: God has the property of existence
essentially because He is perfect.39
Putting the pieces together, we might wonder if the problem with self-grounded
facts is that they would be (i) necessary facts, where (ii) the subjects of those facts are
essential existents, which are (iii) in possession of divine properties. Of course, the
idea of a necessary fact is not particularly controversial. What would be controversial,
however, is a picture of reality on which the fundamental facts are necessary. The
reason for this is that where the fundamentalia are necessary, and everything else
follows from them by necessity—assuming necessitarianism about grounding—then
the only world that exists is the actual world. All contingency drops out of the picture
and we are left with full-blown necessitarianism.40
First (iii) and the connection between self-groundedness and the divine. It was
wielding a Principle of Sufficient Reason (PSR) that Leibniz was driven to invoking
God’s divinity as an explanation for why it is that God exists essentially. Without
such a principle, however, we are not compelled to make the additional step from
essential existence to the possession of divine properties. The proponent of the notion
of ground is not normally wont to make appeal to a Principle of Sufficient Reason, and
without it, I see no reason to suppose that one would be forced to account for why it
is that some things exist in a certain way, namely, essentially, whilst others do not. For
anyone who did make use of a PSR, however, things may look a little bit different.
Nonetheless, even where some explanation or other of why it is that some thing exists
essentially is warranted, are we really forced to frame such an explanation in terms
of divine attributes? Perhaps there are other kinds of explanations available to us that
allow us to explain why it is that some things exist essentially and others not?
38 As Schopenhauer 1974 wittily remarks on the Principle of Sufficient Reason, ‘the causal law therefore
is not so accommodating as to let itself be used like a hired cab, which we dismiss when we have reached
our destination. . . . ’
39 Dasgupta 2016 also notes the potential to draw this connection between necessary facts and the divine,
but he dismisses it in the context of his broader project. The reason for this, so far as I understand it, is that
there are examples of necessary beings, such as numbers, that we have no reason to suppose are divine (see
esp. p. 26).
40 See Dasgupta 2016 for a riveting discussion of how things would be at such a world.
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Let us turn, now, to (i) and the purported connection between self-groundedness
and the necessary. A move that could be made at this stage would be to question the
very idea that any individual can have the property of existence essentially. If existence
is not a property (of individuals), as has been suggested by the likes of Kant and Frege,
then no individual can have it essentially. If this is the case, however things need to
be, such that facts about their existence are self-grounded, it cannot be because the
subjects of our existence facts have existence as an essential property. But for anyone
who does accept that existence is a property, surely this is not an option. Another
possibility would be to take issue with the notion of an essence: nothing can exist
essentially because nothing has an essence whatsoever. Again, however facts need to
be such that they are self-grounded, it cannot be because the subjects of those facts
exist essentially.
More promising, I believe, would be to question the connection between self-
dependence and essential existence altogether (ii). Recall that the reason we were
discussing the connection between self-grounded facts and essential existence was
because we were exploring an extant account of how the world needs to be such that
some facts ground themselves. But does citing God’s essential existence really yield a
situation in which the fact that God exists explains itself? Does it not yield a situation
in which the fact that God exists is explained by the fact that God has it in His essence
to exist? We appear to have two separate facts here and not, actually, a case of one
grounding itself.
Absent the connection between self-dependence and essential existence, have we
any other reason to suppose that self-grounded facts force us to commit to a metaphys-
ically substantive thesis that is otherwise undesirable? In particular, is there any other
route from self-dependence to necessity that is not mediated by a thesis regarding the
essential existence of the subjects of our self-grounded facts? It is not clear to me that
there is. Even if we wished to argue that necessary facts are self-explanatory, there is no
obvious entailment from a fact’s being self-grounded to its being necessary. Moreover,
if David Lewis is right, there may even be examples of self-explanatory facts that are
contingent. Loops formed where a time-traveler visits himself with instructions on
how to build a time-machine involve a series of contingent, self-explanatory facts.41
3.2 Explanatory worries
Far more salient, in my view, are the explanatory reasons for finding the prospect of
circles of ground troubling. I will canvas two clusters of explanatory worries, along
with arguing that the issues are both more complex and less disturbing than they
may initially appear. The first set of worries involve infinite regresses, and the second
explanatory failure.
Grounding chains, or trees, that contain loops may well be non-well-founded.
A reason to reject the possibility of circles of ground, then, is that they would commit
41
Lewis 1976.
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regress, although we have said something of the facts at the level above, we may not
have explained everything for which we think we need an explanation.46
Although there is no hope of adequately covering the thicket of issues associated
with arguments from vicious infinite regress here, enough can be said, I hope, to
satisfy the reader. Arguments from vicious infinite regress require the inclusion of
an assumption that stipulates an explanatory target; which is exactly what we fail
to reach where a regress is generated. And the very same regress can be considered
vicious or benign depending on the explanatory target we have in mind.47 Where that
for which we are seeking an explanation is some dependent fact or other, that fact
is, presumably, explained by the facts upon which it depends. Regresses generated
after this fashion are benign. Regresses are not benign, however, where what we wish
to explain is something that no member of the regress, or the entire regress taken
together, can explain. Good candidates for such explanatory targets are: why there are
any dependent entities whatsoever; why everything turned out this way rather than
that way;48 or the expectation that dependent entities have complete metaphysical
explanations. There is not the space to address all of the relevant issues here, but it is
enough to recognize that in order to establish whether a regress is vicious or benign,
we need to be clear on what our explanatory target is in the first place.
In cases in which some fact purportedly explains itself, though, it might appear
that, in citing that fact as its own explanation, we have explained nothing about that
fact whatsoever. Let’s, for argument’s sake, assume as much. Importantly, we need
not be embarked upon an infinite number of moves through our very tight loop to
make such an observation. The explanatory failure that may be noted at infinity is an
explanatory failure that presents itself having moved through the loop but once. The
infinite explanatory regress that could be generated is, therewith, superfluous, for the
problem presents itself at the very first stage: explaining some fact in terms of itself
is as good as offering no explanation of that fact at all. What does this mean, though,
for cases in which the entire structure has a self-grounded fact at the tip of one of its
branches? Can something that has no explanation serve as the terminus point of such
a structure? The standard view is that it certainly can. Exactly what the metaphysical
foundationalist thinks is that there is a fundamental level of ungrounded facts that
explain everything else. Once again, at the very least, it is not clear that self-grounded
facts are any worse off than ungrounded, fundamental facts.
46 If grounds do not explain (or ground) that which they ground, I have no idea why anybody bothers
talking about grounding in the first place. To deny that grounds do any work at all seems preposterous
(for anyone who cares to employ a notion of ground, that is. There may be good reasons to wish to deny
grounding talk altogether. My target with this comment is the person who (i) embraces a notion of ground,
but (ii) tries to claim that grounds don’t do any work).
47 See Aikin 2005 and Bliss 2013 for discussions of the regress problem in these terms. See also
Passmore 1970.
48 See Dasgupta 2016 for an account of fundamentality in these terms.
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This brings us to the second, and final, cluster of explanatory worries that I
will consider. The most conspicuous form that a reflexive explanation can take is
‘A because A’. This explanation of A in terms of itself would seem to be trivial,
uninformative, and explanatorily useless. We might suppose that it is for the reason of
explanatory failure that philosophers express an aversion to the possibility of circles
of ground.
At first blush, these explanatory worries seem convincing. It does, indeed, seem
to be the case that ‘A because A’ is trivial, uninformative, and explanatorily useless.
Trivial explanations are bad, we might think, because they are uninformative and
explanatorily useless. But are explanations of this form necessarily trivial? Earlier in
the discussion, we saw that although on some accounts it is true to say of God ‘He
exists because He exists’ it is not the case that God’s existence is trivial. Although I
argued that the way God is, such that we can say of Him that He is self-explanatory,
seems problematic, that is not to say that there may not be some other way that
self-dependent things are, such that they are self-explanatory. Far from being trivial,
what the appearance of a reflexive metaphysical explanation may alerts us to is that
something is such that it is able to explain itself.
Alternatively, what the appearance of a reflexive metaphysical explanation could
alert us to is simply that we have reached an explanatory dead end. Reflexive meta-
physical explanations let us know that we have arrived at a breakdown in our
explanatory progress. One reason for this breakdown might be that we have arrived at
some fact that simply does not stand in need of further explanation. Good candidates
for such facts may be facts about essences.49 I would feel confused if someone asked
me to explain why it is in my essence to be a human. And this is not because I think
there is some further story to be told, but happen not to know what it is. Rather, it is
because there isn’t anything else to say. Arguably, all necessities might involve us in
explanatory dead ends of this kind. Or perhaps a reflexive explanation could just be
taken to indicate that we have arrived at something that may well have an explanation
but we don’t, given our current state of knowledge, happen to know what it is. There
are a variety of different reasons for which our explanatory progress can be halted.
Perhaps we do not achieve the kind of explanation we are looking for, but this does not
mean that we have not explained anything whatsoever. In this sense, then, reflexive
instances of ground could be metaphysically laden—they are about the world—but
shallow—there is no special way that self-grounded facts have to be in order to ground
themselves.
There is a further issue, or set of issues, that complicate these matters though.
Assume the sentence ‘S is in pain state x because S is in brain state y’. This sentence, in
fact, involves two sentences joined together with the sentential connective ‘because’.
It suggests an explanation of a token pain state in terms of a token brain state.
49 These kinds of facts are facts that Dasgupta 2016 describes as autonomous—they stand in no need of
further explanation.
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We can represent this explanation more simply as ‘A because B’. Sentences express
propositions, but it would be a mistake, however, to suppose that the foregoing
sentential version of our explanation can necessarily be rendered into its propositional
form as <B> explains <A>. According to identity-based reductionism, token pain
states and token brain states are (contingently) identical. As names denote referents,
‘pain state x’ and ‘brain state y’ share a referent.
On a broadly Russellian view of propositions, propositions are built up out of
worldly entities. The propositions <Sally loves Louis> is built up from Sally and Louis
and the loving relation. Sally and Louis enter into the proposition directly. As the
expressions ‘brain state x’ and ‘pain state y’ are co-referring terms the two sentences
in our explanatory statement above express one and the same proposition. This means
that the explanans and explanandum of our explanation are identical. On a Russellian
view of propositions, token identity theories that are also explanatory will yield
technically circular explanations.50 On a Fregean view of structured propositions they
will not. According to broadly Fregean views, we can distinguish between senses and
referents, where structured propositions are composed of senses. Two terms that share
a referent may diverge in their senses. What this means in the case of identity theories
that involve reductive explanations is that, as the terms ‘pain state x’ and ‘brain
state y’ differ in their senses, they express different propositions. On a Fregean view
of structured propositions, our explanations in these cases are not even technically
circular.
Identity theories are controversial, and it is a matter of debate whether they
can afford us any kind of explanation whatsoever. The problem generalizes beyond
mind/brain identity theories, however. Many scientific explanations are also thought
to involve identities: Water = H2O and genes = DNA molecules, and yet we use
the latter to explain the former all the time. Whether or not we even have reflexive
explanations in these cases will depend, in part, on how we fine grain what we assume
to be our explanatory relata.51 Whether or not we are dealing with genuine cases of
explanatory circularity, and the reasons for which they may be trivial, will be sensitive
to very many of our theoretical commitments.52
50 In her discussion of how we might avoid reflexive metaphysical explanations in cases where we say
that pain states are grounded in brain states, Jenkins 2011 suggests that we go hyperintensional. How
successful this route is, however, will depend upon what we understand the relata of explanations to be
and what, where our relata are propositions, the metaphysics of those propositions are. Suggesting that we
‘go hyperintensional’ is not yet sufficient to deal with the problems of circularity.
51 For the proponent of the view that real relations of ground obtain between facts, establishing where
we have genuine instances of reflexivity will involve clarifying both the relationship between propositions
and facts, and the particular metaphysic of facts or propositions employed.
52 Ruben also notes that certain facts, on certain accounts, will yield problems with reflexivity. Recog-
nizing this trouble he states, ‘…explanation is not just a relation between facts as constituted by worldly
particulars and their properties, apart from how they are conceptualized. If P=Q, the fact that x is P and the
fact that x is Q introduce the same feature. What matters in explanation isn’t only property introduction,
but the way in which we conceptualize the property, viz. whether the property P is introduced as property
P or as property Q’ (Ruben 1990, p. 176).
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ricki bliss
4 Concluding Remarks
Philosophers are generally adamant that grounding is necessarily irreflexive. What
the reasons are for this commitment, however, are not often clear. One might suppose
that there are a host of metaphysical reasons for supposing that grounding cannot
be reflexive. I have explored variations on what I understand to be the most salient
metaphysical reasons to reject the possibility of tight grounding loops and found them
wanting. I have also explored some explanatory reasons to suppose that grounding is
necessarily irreflexive. Although these reasons are more compelling, this result has
the upshot that our cognitive lives play a far greater role in what counts as a good or a
bad metaphysical explanation than friends of the notion of ground would commonly
like to acknowledge. Reflexive explanations are bad because, in some cases, they are
trivial and uninformative. That said, we need to be tremendously careful because the
charge of triviality will be sensitive to other of our theoretical commitments; and our
explanatory demands will play an important role in fixing what counts as an adequate
metaphysical explanation.
References
Aikin, S.F. (2005), ‘Who is Afraid of Epistemology’s Regress Problem’, Philosophical Studies,
vol. 126, no. 2, pp. 191–217.
Aquinas, T. (1964), ‘The First Three Ways’, Summa Theologica, Blackfriars, pp. 13–15.
Bliss, R.L. (2012), ‘Against Metaphysical Foundationalism’ (unpublished PhD dissertation,
University of Melbourne).
Bliss, R.L. (2013), ‘Viciousness and the Structure of Reality’, Philosophical Studies, vol. 166,
no. 2, pp. 399–418.
Bliss, R.L. (2014), ‘Viciousness and Circles of Ground’, Metaphilosophy, vol. 45, no. 2,
pp. 245–56.
Cameron, R. (2008), ‘Turtles All the Way Down’, Philosophical Quarterly, vol. 58, no. 230,
pp. 1–14.
Correia, F. (2010), ‘Grounding and Truth-Functions’, Logique et Analyse, vol. 53, no. 211,
pp. 1–29.
Dasgupta, S. (2016), ‘Metaphysical Rationalism’, Noûs, vol. 48, pp. 1–40.
Dixon, T. Scott (2016), ‘What is the Well-Foundedness of Grounding?’, Mind.
Fine, K. (2010), ‘Some Puzzles of Ground’, Notre Dame Journal of Formal Logic, vol. 51, no. 1,
pp. 97–118.
Fine, K. (2012), ‘Guide to Ground’, in Fabrice Correia and Benjamin Schnieder (eds), Meta-
physical Grounding: Understanding the Structure of Reality, Cambridge University Press,
pp. 37–80.
Gratton, C. (2010), Infinite Regress Arguments, Springer.
Jenkins, C.S. (2011), ‘Is Metaphysical Dependence Irreflexive?’, The Monist, vol. 94, no. 2,
pp. 267–76.
Keefe, R. (2002), ‘When Does Circularity Matter?’, Proceedings of the Aristotelian Society, New
Series, vol. 102, pp. 275–92.
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4
Cosmic Loops
Daniel Nolan
1 Introduction
Those of us interested in thinking about outré possibilities will be familiar with
scenarios where there are large temporal and causal loops—for example, scenarios
where time goes in a loop, so that, for example, a big crunch is immediately followed
by a big bang. (I intend here a “one time around” loop, as opposed to the kind of eternal
recurrence where there are infinitely many bang-to-crunch stretches, laid end to end.)
In these scenarios, there are temporal loops and causal loops, but only ones that go
all the way around the history of the universe. One example of these, of more than
just metaphysical interest, is the closed temporal loop universe described by Gödel
1949, which appears to show that such temporal loops are allowed by Einstein’s general
theory of relativity.
Scenarios that are less familiar are ones where there are cosmic grounding loops:
where the whole structure of grounding ensures that if you follow the chain around
from any point, after enough steps you can arrive back where you started. In this paper
I want to distinguish several interesting ways of thinking about such grounding loops,
argue for the coherence of such models of grounding, consider whether they are meta-
physically possible, and discuss how we might embed grounding structures which are
locally irreflexive, anti-symmetric, and transitive in worlds with such cosmic loops.
Any loop of grounding, of course, enables one in principle to trace it around and
get back to the start. What is distinctive about cosmic loops is that they would require
going around “the whole way”, in a way that is analogous to the way that a cosmic
temporal loop would require going through every other time to arrive back at the
original time. The nice thing about times is that, when they are well behaved, they
come with a complete ordering, but this is not true in general for objects that stand in
grounding relationships. So it is a bit harder to say what “going around the whole way”
would amount to for a grounding loop. It would be convenient if everything came
with a grounding “level”, as is supposed by some simple versions of the “layer cake”
model of the special sciences: chemistry on top of physics, biology on top of chemistry,
psychology on top of biology, and so on. Then we could insist that a cosmic loop of
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cosmic loops
ground pass through all of the levels before coming back to the original one. Other
patterns in the world come with convenient layers that are less all-encompassing: the
relation of part-to-whole can be used to order my fingernail as part of my finger, my
finger as part of my hand, my hand as part of me. On its own, it will not serve as a
convenient way of ordering everything, since there are distinct hierarchies of parts:
my table leg is not part of my leg, nor vice versa. We would have a cosmic loop of
part-to-whole if we started with one world (call it world 1) which had many atoms at
one end of the part–whole hierarchy, and at the other end of the part–whole hierarchy
a Universe that contained everything as parts, and considered another world, world 2,
with the same pattern of part-to-whole except that the thing which was the Universe
of world 1 was part of all the things which were atoms of world 1. In world 2, you
could follow the chain of “part of ” relations starting at the object which is world 1’s
Universe, right around to that very object again. World 2 would plausibly contain a
cosmic grounding loop too, given the common assumption that wholes are grounded
in their parts. (Perhaps world 2 would only be an impossible world, rather than a
possible one: more on this question in Section 3 below.)
While I have hopefully said enough to get the idea of cosmic loops across, I have
not yet provided a general definition. Rather than bogging down in a specification that
avoids various tricky corner cases, I will present some exemplars which we may use as
paradigms: especially since the issues that arise for my exemplars don’t really depend
on whether we have pinned down a unique concept of cosmic loops. One thing I do
want to leave open, at least as far as the definition of “cosmic loop” goes, is that cosmic
loops of ground might co-exist with shorter loops of ground. Again, time provides a
useful analogy: even if the entire universe is a great temporal loop, say with a big bang
at the “start” also serving as a big crunch at the “end”, there may also be shorter loops
created by time-travel machines or unusual spatio-temporal wormholes. Likewise,
even if there are cosmic loops of ground that go “all the way around”, there may also
be short loops (e.g. the fact that there are some facts may ground itself1 ). I also want
to allow that a loop can be cosmic without bringing everything in a universe into its
scope: a layer-cake universe might have several cosmic loops that contain a member
from each layer, but do not share any members.
When we are considering cosmic loop scenarios, which loops will be grounding
loops will depend on what kinds of relationships go along with relationships of
grounding in those scenarios. I suppose that we could brutally stipulate grounding
connections between different entities or facts, but it will be more natural, and more
familiar, to think of grounding as going along with other relationships, such as the
part–whole relation or the determinate–determinable relation. (Though there are of
1 See Fine 2010, though of course Fine himself is not tempted to allow that this fact grounds itself. It
is instructive to see how difficult it is to avoid allowing it to be a ground of itself, if we make some other
standard assumptions about grounding.
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course debates to be had about which direction grounding goes even in these cases:
part-to-whole, or whole-to-part, or sometimes one and sometimes the other, for
example.)
Rival theories of grounding differ on whether grounding claims are most perspic-
uously to be expressed using a sentential or propositional connective, or a relational
predicate. That is, if we wish to express a particular grounding connection to do with
being scarlet and being red, whether G(Apple A is scarlet, Apple A is red), or G(A’s
scarletness, A’s redness) best gets to the heart of the matter, assuming determinates
ground determinables. I will talk as if grounding is a relation between objects in this
paper, but this for convenience rather than to take a stand on this question. I will also
not be making much of the distinction, often drawn, between full and partial ground:
some cases I will discuss below are best seen as loops of full grounding and others
only of partial grounding, but little relevant will hang on which are which. Finally,
I will restrict my discussion to talk of singular grounding, instead of also talking about
cases where some things collectively ground another (or some things are collectively
grounded by a thing, or when some things collectively ground some others): this is
not to take a stand on whether there is any irreducibly plural grounding, but again
only because that distinction is not important for current purposes.
Warning: well-brought up readers of this paper are likely to have been taught that
no sense can be made of talk of loops of grounding, cosmic or otherwise, so may find
the cases to be discussed below repugnant to their grounding sensibilities. I would
encourage those readers to do their best to get their heads around the cases, perhaps
in the spirit of intellectual exploration of foreign conceptual landscapes. I will turn to
discussing whether any of these examples are possible, coherent, or even conceivable
in Section 3.
cosmic loops
Rucker focuses on aspects of this imagined world like it having no absolute scale
from smallest to largest (nothing is once-and-for-all the smallest or the largest, for
example), and the prospect that it could nevertheless contain finitely many objects,
despite, for example, everything being divisible without end. But the Rucker Loop
suggests an interesting pattern of grounding, as well. It is often thought that a whole
is grounded in its parts: and when there is a loop like this, that suggests that there is a
loop in grounding. Even if we reversed this grounding connection, so that the parts of
our cosmos are all grounded in the cosmos, we would get a loop of grounding—our
cosmos grounded in the one “above”, grounded in the one “above” that . . . grounded
in our cosmos. Furthermore, we can suppose the loop (or the many loops) are all-
encompassing—that no cosmos lacks a step in the loop, and that we have to go through
a cosmos of each other level before arriving back at the cosmos we began with. Let us
focus on one of the loops in this world, that begins and ends with our familiar cosmos.
This loop is cosmic in the sense I have in mind for this paper.
Another cosmic loop of the part-to-whole relationship that has been discussed in
the literature is one suggested by a story of Borges (Borges 2000, originally published
1949). In Borges’s story, he describes an object, “the Aleph”, which, on one reading,
has everything in the universe as a proper part, even though it itself is a small globe
found in a cellar in Buenos Aires. (On another reading, the Aleph merely provides
a viewpoint on everything. Borges notes this reading within the story, suggesting
that the true object that contains everything else in the universe may be a pillar in
Cairo. I suppose it could be contested whether the part-to-whole loop goes all the
way around mereological levels in this case, but Borges seems to describe at least a
near-cosmic-sized loop.) Sanford 1993 and Parsons unpublished both discuss Borges’s
Aleph, on the interpretation where the Aleph does contain everything as a part (and so
looking into the Aleph, one even sees the Aleph itself within its basement, containing
within itself the whole universe . . .). They both find it worthwhile to try to make
coherent sense of it as a possibility. Parsons further seems to suggest that if the Aleph
is genuinely possible then the part–whole relationship is not anti-symmetric and
transitive. I am not sure of Parsons’s reasoning here, but perhaps he is using “anti-
symmetric” in a way that a relation is anti-symmetric only if necessarily the relation
does not relate an object to a distinct object and also vice versa.
Once the option of cosmic loops is noticed, it is easy to come up with other
examples. Here are two examples that may be of use as thought experiments, or as
pieces of speculative theology for those who are so inclined.
2.2 The last shall be first
In this scenario, there is a god—let me label Her TLSBF (for “the last shall be first”).
TLSBF is both immanent and transcendent in the following way. (Leave aside any
quibbles for now about whether this characterization is strictly “immanence” or
“transcendence” in the senses used in, e.g. Christian theology.) TLSBF is within in the
smallest places: let Her be a proper part of each space–time point, or if you prefer let
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physical space–time be gunky with no atomic physical parts, with Her being a proper
part of every region. We could also directly specify that She is located within every
point (or every gunky region), or perhaps her being parts of those points and regions
will be enough, on some conceptions of location, to already guarantee this. Thus She
is immanent in her world. (We may add that She is also part of every physical object
too, if you wish.)
TLSBF is at the “bottom”. But She is also at the “top”. There is a region which has
all other regions as sub-regions (the “universal region”), and TLBSF is located at that
region. There is an entity which has everything in the universe as parts (as is standard
in most theories of parts and wholes), and that universal entity is identical to TLSBF
Herself. Let us explicitly include all the space–time regions among her parts. Finally,
let us stipulate that in this scenario, entities are grounded in their proper parts: so
TLSBF is grounded in her parts, and there is a chain of grounds that lead from TLSBF
to Herself.
Let us restrict our attention to concrete objects, and leave aside questions about
the grounding of abstract objects (if any) in our scenario. The TLSBF scenario is
incompatible with classical extensional mereology, which does not allow an object
to be a proper part of itself (or indeed to stand in the ancestral of “proper part” to
itself—since classical extensional mereology insists that “proper part” is transitive, in
ruling out one it rules out the other). Indeed, even much weaker mereologies may
rule out this scenario unless we can find some other part of space–time points to be
co-parts of those points with TLSBF.
cosmic loops
Wisdom, which is the constitution of the One itself. Wholes are grounded in their
parts, and the constituted by what constitutes it (at least in the scenario being
described), so in this respect, grounding runs from the lowest to the highest.
This is not the same kind of loop as in the previous two cases. In the other two
cases, the cosmic loop followed a circle: while we could pick our universe as the place
to start and end in the Rucker Loop, it occupied no particularly privileged place, and
while TLSBF served both as a proper part of space–time points and as the Universe,
we could follow the entire loop around by going from part to whole at each step. In
this case, however, we have two grounding arrows facing in opposite directions: part-
to-whole and constitution going in one direction, and emanating coming from the
other. To follow grounding around to get a loop requires going all the way up and
then all the way down again.
A variant of this case can be imagined that would have a hybrid kind of loop. In this
variant, the meanest of the material particles, furthest along the path of emanation
from the One, each directly constitute the One and so directly and fully ground it.
(Perhaps they do this by being simple, and therefore they are the ones that give rise
to the One. Perhaps our hypothetical neo-Platonist constructing the account of this
scenario has been meditating on the second half of Plato’s Parmenides.) This loop con-
nects most saliently at the One, which directly grounds Wisdom through emanation,
and is directly grounded by each of the ones through constitution. While grounding
goes in a circle in this variant, none of the relations that go along with grounding do:
emanation and part–whole are one-way only, as is the “direct constitution” link from
the material simples to the One.
Imaginative readers will probably be able to think of other interesting scenarios
containing cosmic loops, but the three examples above should be enough to illustrate
the idea and give some idea of the range of cosmic loop scenarios. The three cases
presented are all cases taking entities to be grounded by other entities: those interested
in expressing grounding using a sentential connective in the manner of Fine 2001
should be able to construct further scenarios where there are cosmic loops of such
grounding without involving any cosmic loops of grounding between entities, but I
have stretched our theoretical imaginations enough for one paper, so I will refrain
from exploring any options of that sort here.
daniel nolan
2 They are possible in at least some of the ways I distinguish as candidates to be “metaphysical possibility”
allows of loops: van Inwagen 1993, in response to Sanford’s Aleph example (see p. 94, this chapter), takes the
line that the Aleph case involves a conceptual falsehood. I am tempted by a similar response in the case of
part–whole as I am in the case of grounding: I would argue against the conceptual truth of, e.g. asymmetry
and transitivity of the part–whole relation, just as I argue against elevating principles of grounding to
conceptual truths in the main text.
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cosmic loops
Some readers may find cases of cosmic loops so bizarre or outrageous that they
may doubt that cosmic loops are even conceivable. (I intend to use “conceivable” in its
ordinary sense, or something like its ordinary sense, and not in any of the stipulative
senses introduced by philosophers such as Chalmers 2002.) As against this, it is hard
to know what to offer in response beyond the plain fact that I and others do conceive
of such scenarios—Rucker seems to have conceived of one of the scenarios above,
I came up with two of the scenarios above myself, and I hopefully described them in
enough detail to get across what is going on in them, at least to those not antecedently
committed to finding such scenarios unintelligible. Perhaps some familiarity with
neo-Platonist emanation will help for scenario 3. No doubt there will be those who
suspect neo-Platonist emanation is unintelligible on its own: those people face an
interesting psycho-historical challenge in explaining how hundreds of people over
hundreds of years seemed to communicate and debate about emanation, without any
of them conceiving of it.
Why would there be resistance to the claims that these scenarios are intelligible or
imaginable or conceivable? One source of such resistance will be from people who
think that conceivability is a good guide to possibility (Yablo 1993), and who also
judge the scenarios I described to be impossible. Once one thinks that one’s grasp of
possibility is usually mediated by conceiving, it will be easy to pass from the thought
that something seems impossible to the thought that it must be inconceivable. While
being able to conceive of something often goes along with its possibility, trying to
insist on too tight a connection either leaves one at the mercy of counterexamples
to be found everywhere from philosophical theorizing to Escher to the far reaches
of speculative fiction, or encourages a dangerous attitude that the thing to do with
an alternative one takes to be impossible is to try to convince oneself that one does
not understand it. That would be an unhelpfully dogmatic move in many areas of
science—imagine if opponents of the general theory of relativity had all reacted that
way—and it seems no less dogmatic in philosophy.4
Another source of resistance will be less motivated by theory: I expect some people
will find it difficult to understand the scenarios described, and not (necessarily) due to
any defect in my presentation. One the face of it, one might have thought that people
would take their own inability to conceive something as very weak evidence that it
is inconceivable, especially when there are others who apparently conceive of the
scenario under discussion. In some areas, this does seem to be people’s response: those
who find they cannot conceive of relativistic space–time, for example, are often willing
to defer to experts who claim to conceive of it, and so count relativistic space–time as
conceivable. But it is a curious fact that philosophers who have trouble conceiving of a
4 A third option would be to allow that many more things are possible than one might have thought,
just because we can form some conception of them: see Mortensen 1989. But why engage in a large revision
of our views of what is possible rather than a minor revision of a theory of the connection between
conceivability and possibility?
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scenario proposed by other philosophers are often keen to pronounce such scenarios
inconceivable. (This often happens to me in conversation with philosophers when I
claim to conceive things others claim they cannot, at least.)
To those inclined to take these cases to be inconceivable for this reason, let me
remind them that familiarity with unusual scenarios can be mind-expanding, and to
play with cosmic loop scenarios for a while before being confident that the scenarios
are inconceivable, and not merely ruled out by principles that they endorse.
domains D that are “local” to each other, or alternatively to specify a “distance” so that
any entities within that distance of a given object O count as belonging to the same
domain D as O.
One way to pursue the former strategy would be to find some independent way
of specifying domains and which objects share a common domain. Perhaps each of
Rucker’s “universes” could be its own domain, for example. One way to pursue the
latter strategy would be to say that a domain D is local if there are no more than n steps
of immediate grounding between any two members of D, for some suitably low n.
This would require that we rely on a notion of “immediate ground”, and find a way to
apply it to the grounding chains we are concerned with. Sometimes it is easy to see
what immediate ground would be: intuitively, the singleton of Socrates is immediately
grounded in Socrates, but the singleton of the singleton of Socrates is plausibly
immediately grounded only in the singleton of Socrates, and its grounding in Socrates
is only mediate. In other cases, though, it is harder to draw the distinction. Am I
immediately grounded in my cells, or only immediately grounded in objects such as
my brain and liver, and only mediately (partially) grounded in my liver cells? Or am I
immediately grounded in all my parts, down to the quarks and leptons? If we were to
apply notions of immediate and mediate grounding in one’s parts in the Rucker world,
for example, we would at least want it to turn out that I was not immediately grounded
in any of the galaxies that are parts of one of my electrons: though we may have to add
stipulations to the original thought experiment if we wanted to guarantee this.
While an account of locality that appeals to immediate ground might capture a
sufficient condition for a domain D to be of objects “local” to each other, it is probably
too restrictive, in several ways. One is that there may well be cases where there
is grounding, but no immediate grounding. This could be because some forms of
grounding do not lend themselves to an immediate/mediate distinction, and it could
also be because there may well be cases where a kind of grounding is in general
amenable to that distinction, but unusual cases defy categorization. Consider this
sort of structure: suppose that we have an infinite sequence where, for each finite
stage, each stage after the first is immediately grounded in the stage below. Suppose
now that this sequence has a first “infinite” member: if we were ordering the stages
by ordinals, we would assign that stage the ordinal ω. That stage may be plausibly
grounded in the stages that came before, but not plausibly immediately grounded in
any of them: there is no stage “immediately before” it in the series. One might even
think the ordinals themselves are like this. It is more usual to think that ordinals
are immediately grounded in all the ordinals that precede them (if “member of ”
corresponds to immediate grounding, and we accept the von Neumann definition
of ordinals), but orthodoxy here is not compulsory.
Another challenge the particular account of “locality” offered here faces, even
apart from any concerns about its relying on a notion of immediate ground, is that
it does not yet rule out gerrymandered “neighbourhoods”. A selection of a handful
of things that do not stand in any chains of grounding to each other will count as
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options for preserving local transitivity will also be valuable, apart from any doc-
trines about grounding, when dealing with other metaphysical relationships we are
tempted to think are asymmetric and transitive, such as the relation of part-to-whole.
The Rucker loop, for example promises to shed light on the conceivable, and perhaps
possible, options for mereology as well as for grounding.
Those suggesting philosophical innovations, or even scepticism about received wis-
dom, are often under pressure to “save the phenomena”: to explain why it seemed that
the old orthodoxy was right, or why we can often rely on generalizations or inferences
supported by the old orthodoxy. For example, the nihilist about tables and chairs owes
us a story of our apparent success in home decoration and lunch preparation, or the
dialetheist logician owes us a story about why classical mathematics seems to have
been such a success in the twentieth century while apparently relying on classical logic.
One way to “save the phenomena” is to corral exceptions to previous orthodoxies to
cases that are relatively unusual: classical physics can be used to build bridges or aim
cannons, because, for example, moving objects do not get appreciably more massive as
they speed up until they are close to the speed of light. Recovering “local” transitivity,
asymmetry, and irreflexivity for grounding is one way to show how the exceptions to
those principles do not show up in the cases we were most familiar with.
Grounding loops will appear exotic to many, but if a theory postulating a grounding
loop only offends our intuitions in cases far removed from those with which we are
familiar, then we may not wish to trust our intuitions very far about those cases. The
comparison with theorizing about causation may be instructive: while we are, in my
view, properly reluctant to abandon the view that rock throwings sometimes cause
window breakings or that stock market crashes cause unemployment, we are much
less certain about our ordinary causal generalizations and intuitions when considering
cases like quantum mechanical phenomena or the Big Bang. And rightly so: exotic
phenomena might behave exotically. To work out whether there are cosmic loops of
ground, or of part–whole, or other such relations, we would do well not to just trust
our off-the-cuff generalizations but to carefully investigate cases outside familiar ones.
5 Conclusion
Cosmic loops are of intrinsic interest: thinking about them can satisfy the same urges
to grapple with the unfamiliar which are satisfied by various sorts of speculative
fiction, from science fiction to the stories of Borges. Metaphysical fiction is a genre
in its infancy, but a promising one for all that.
I have argued that thinking about cosmic loops serves several more academic
purposes, however. They demonstrate, that we can make sense of loops of ground
in a different way from the usual examples of loops achieved through only a few
steps, and the conceivability and perhaps possibility of them are supported in ways
different from other arguments I know of to support failures of asymmetry and
transitivity. This should give us additional reason, were additional reason needed, to
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admit the conceivability and consider seriously the possibility, that grounding need
not be transitive (and to a lesser extent, reason to take non-symmetry seriously, if
we think that some cosmic loops of ground are not counterexamples to transitivity).
Finally, through exploring options for recovering local transitivity (and so local
asymmetry and irreflexivity, should we want them), we can see that confidence about
grounding relations between familiar items should not lead us to overconfidence
about general principles of ground, no more than experiencing the local asymmetry
of the direction of time should lead us to assert dogmatically that cosmic temporal
loops are impossible.
Those who want to reject the possibility of cosmic loops, let alone those who reject
the coherence of them, would be well served to defend the principles they think rule
out such loops, rather than just taking those principles to be obvious or analytic. And
this applies just as much to cosmic loops of part-to-whole, or cosmic loops of any
other relation, as it does to cosmic loops of grounding. Metaphysics, with its hope to
be a completely general investigation of what there is, should be particularly wary of
the perils of overgeneralization.5
References
Barnes, E. 2018. “Symmetric Dependence”, in R. Bliss and G. Priest (eds), Reality and its
Structure: Essays in Fundamentality. Oxford: Oxford University Press, pp. 50–69.
Bliss, R. 2011. “Against Metaphysical Foundationalism”. PhD thesis, University of Melbourne.
Borges, J.L. 2000 [1949]. The Aleph and Other Stories. London: Penguin.
Chalmers, D. 2002. “Does Conceivability Entail Possibility?” in T. Gendler and J. Hawthorne,
Conceivability and Possibility. Oxford: Oxford University Press, pp. 145–200.
Cobreros, P., Egré, P., Ripley, D., and van Rooij, R. 2015. “Vagueness, Truth and Permissive
Consequence”, in T. Achourioti, H. Galinon, K. Fujimoto, and J. Martinez-Fernandez (eds),
Unifying the Philosophy of Truth. Dordrect: Springer.
Fine, K. 2001. “The Question of Realism”. Philosopher’s Imprint 1: 1–30.
Fine, K. 2010. “Some Puzzles of Ground”. Notre Dame Journal of Formal Logic 51.1: 97–118.
Gödel, K. 1949. “A Remark About the Relationship Between Relativity Theory and Idealistic
Philosophy”, in P.A. Schlipp (ed.) Albert Einstein: Philosophical Scientist. Library of the Living
Philosophers, La Salle, IL: Open Court Press, pp. 555–62.
Hyde, D. 1997. “From Heaps of Gaps to Heaps of Gluts”. Mind 106.424: 641–60.
Jenkins, C.S. 2011. “Is Metaphysical Grounding Irreflexive?” The Monist 94.2: 267–76.
Mortensen, C. 1989. “Anything is Possible”. Erkenntnis 30.3: 319–37.
Nolan, D. 2011. “The Extent of Metaphysical Necessity”. Philosophical Perspectives 25.1: 313–39.
Parsons, J. Unpublished. “The Earth and the Aleph”. http://www.joshparsons.net/draft/aleph/.
Accessed 16 January 2016.
Restall, G. 1994. “On Logics Without Contraction”. PhD Thesis, University of Queensland.
Rucker, R. 1982. Infinity and the Mind. London: Paladin Books.
5 Thanks to Sara Bernstein, Ross Cameron, Alex Sandgren, and two anonymous referees for feedback.
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Sanford, D. 1993. “The Problem of the Many, Many Composition Questions, and Naive
Mereology”. Noûs 27.2: 219–28.
Schaffer, J. 2012. “Grounding, Transitivity and Constrastivity”, in F. Correia and B. Schnieder
(eds), Grounding and Explanation. Cambridge: Cambridge University Press, pp. 122–38.
Slaney, J.K. 1988. “Vagueness Revisited”. Australian National University, Automated Reasoning
Project Technical Report, TR-ARP-15/88.
van Inwagen, P. 1993. “Naive Mereology, Admissible Valuations, and Other Matters”. Noûs 27.2:
229–34.
Yablo, S. 1993. “Is Conceivability a Guide to Possibility?” Philosophy and Phenomenological
Research 53: 1–42.
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5
Metaphysical Interdependence,
Epistemic Coherentism, and
Holistic Explanation
Naomi Thompson
1 Introduction
This paper develops an argument for metaphysical interdependence; an alternative
to orthodox foundationalist accounts of metaphysical structure as characterized by
grounding relations. Friends of metaphysical interdependence take facts to be related
in networks of grounding such that there might be no foundational facts, and that
a given fact can appear in its own grounding ancestry. Grounding is an explanatory
relation, and the need to recognize holistic explanations (and in particular, holistic
metaphysical explanations) generates a requirement for an account of grounding with
a holistic structure. Metaphysical interdependence is such an account.
After briefly introducing the notion of ground in §2, §3 outlines both the core of
the foundationalist approach, and that of metaphysical interdependence. §4 develops
an analogy between metaphysical interdependence and coherentism in epistemology.
§5 argues that grounding is to be thought of as an explanatory relation. In §6, the
view that grounding is an explanatory relation is considered against the backdrop
of different approaches to explanatory structure. In §7 I respond to some perceived
objections to holistic explanation. §8 concludes this chapter.
2 Grounding
I take grounding to be a relation of metaphysical dependence, which obtains between
facts.1 Grounding is said to be an explanatory relation, such that when some fact [A]
1 This point is contentious amongst friends of grounding, and I make no attempt to defend it here.
I talk of grounding as obtaining between facts merely in order to simplify the discussion, and not because
I think there are conclusive arguments for thinking that grounding relations do not relate entities of other
ontological categories. I take it that what I say here could also be applied to cases of grounding between
entities of other ontological categories with only minor adjustments.
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grounds a further fact [B], [A] explains [B]. Like explanation, grounding is a one-
many relation, such that some fact may have a number of grounds. Following Fine
(e.g. 2012: 50) I take [A] to be a partial ground for [C] if [A], on its own or with some
other grounds, is a full ground of [C]. A full ground for [C] is sufficient, by itself, to
ground [C]. It is generally assumed that grounding claims can be expressed using a
variety of different locutions. They can be signified with a sentential operator such as
‘because’, or with a relational formulation such as ‘[A] grounds [B]’ or ‘[B] depends on
[A]’. For ease of expression I’ll generally use the relational formulation, but it shouldn’t
be assumed that anything follows from this choice.
Grounding claims seem each to involve an explanatory element—it is the way that
the painting is received that explains its being beautiful, it is the non-moral features of
an action that explain an action’s being morally permissible, and so on. Grounding is
usually considered a primitive relation; it can’t be analysed in other terms. Along with
citing putative examples of grounding, a favourite recourse for the friend of grounding
when attempting to clue us in to what the notion is supposed to be is to point to
the explanatory character of ground (see e.g. Fine, 2001; 2012). This tactic is taken
to be particularly useful when defending the notion against sceptical attacks on its
intelligibility.2
A quick look to the relevant literature reveals the ubiquitousness of the idea that
grounding and explanation are closely connected. Dreier (2004: 35) says that the
ground for some fact is the ‘most illuminating explanation’ of that fact; Raven (2012:
689) says ‘a fact’s grounds explain it by its holding in virtue of them’, and Trogdon
(2013: 97) says ‘in causal explanations the explanans and explanandum are connected
through a causal mechanism, while in metaphysical explanations they’re connected
through a constitutive form of determination, that of grounding’.
Orthodoxy has it that grounding is transitive (if [A] grounds [B] and [B] grounds
[C], then [A] grounds [C]); irreflexive (nothing grounds itself); hyperintensional
(necessarily co-referring terms cannot be substituted salva veritate); non-monotonic
(if [A] grounds [C], it doesn’t follow that [A] and [B] ground [C]); and asymmetric (if
[A] grounds [B], [B] doesn’t also ground [A]). Note that these properties of grounding
are also generally taken to be properties of explanation. In fact, it is standard to claim
that grounding inherits these properties from the properties of explanation, since
grounding is an explanatory relation (see e.g. Raven, 2015: 327).
Grounding relations are taken to describe the structure of reality, in the sense that
ontological dependence is to be cashed out in terms of grounding. In the literature,
one conception of the structure of reality dominates: metaphysical foundationalism.
Orthodoxy has it that grounding relations form a well-founded partial order. In
§3, I briefly outline the foundationalist conception of metaphysical structure, and
introduce my preferred alternative: metaphysical interdependence.
2 Those mounting such attacks include Daly (2012) and Wilson (2014). Defences which appeal to the
explanatory nature of grounding include Audi (2012a; 2012b); Barnes (2013); Trogdon (2013).
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3 That x and y are distinct facts is built into my definition of asymmetry here so as not to make any
assumptions about the reflexivity of grounding; so that those (e.g. Jenkins, 2011) who do not wish to rule
out the possibility that ground might be a reflexive relation are not thereby forced to deny that ground is
asymmetric. This is sometimes called antisymmetry.
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closer to logical deduction. It is common for foundationalists to claim that once the
foundations are settled, the rest of reality follows—a complete story can be told in
terms of the foundations alone. Friends of metaphysical interdependence might claim
that any element of the system can be deduced from all the rest taken together, and
that we can’t tell a complete story without considering the system as a whole.
In addition, support has an explanatory dimension. Just as the metaphysical foun-
dationalist takes the fundamental facts to explain or to account for all the rest,
the friend of metaphysical interdependence can take each fact in the system to be
supported, in this explanatory sense, by all the other facts taken together. Facts
are related in web-like networks of ground such that each fact in the network is
partially grounded by other facts in the network. Metaphysical interdependence is
thus most similar to versions of coherentism that focus on inferential connections
between component beliefs. These beliefs often form a linear order within the system,
but a given belief might appear in its own reason ancestry. By the transitivity of
partial ground, each fact in the interdependent network is partially grounded by
every other fact in the network, and itself. The grounds for some fact [A] might
be the further facts [B], [C], and [D], but [D] might itself be grounded by [E],
[F], and also by [A]. There might therefore be no fundamental facts, but the facts
in the network enter into mutually supporting grounding relations. The friend of
metaphysical interdependence thus denies both well-foundedness and asymmetry.
Note that a weak version of interdependence requires only that there be at least one
counterexample to both well-foundedness and asymmetry. In that case, grounding
structures might be hybrids featuring chains of ground that bottom out in foun-
dational facts alongside small pockets of interdependence. Such a case would be
much less closely analogous to the coherentist position sketched above than a strong
version of interdependence where there are no foundational facts. Though I think
a weak version of interdependence deserves attention, my discussion here concerns
the stronger version of the view. For our purposes then, we can assume that the
friend of interdependence endorses non-well-foundedness; the view that there are
no foundational facts. Non-well-foundedness is a commitment usually shared with
metaphysical infinitists (see e.g. Cameron, 2008; Morganti, 2009), who hold that linear
chains of ground extend infinitely in some direction.4
Metaphysical interdependence requires that asymmetry also be rejected. If [A]
grounds [B], [B] might (either fully or partially) also ground [A]. In order to motivate
my claim that asymmetry should be rejected, I’ll mention two examples which purport
to demonstrate that grounding is not asymmetric, the first involving full grounding,
and the second partial grounding (see Rodriguez-Pereyra, 2015 and Thompson,
2016 for more detailed examples). First, consider the following true propositions:
A = <B is true> and B = <A is true>. Assume that both propositions are true. It is very
4
Unfortunately I do not have the space here to discuss versions of infinitism in any detail.
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plausible to suppose that propositions are true in virtue of the relationship between
their constituents and the world (thus, e.g. the fact that <snow is white> is true is
grounded in the fact that snow is white). In this case, the fact that A is true is grounded
in the fact that B is true, and the fact that B is true is grounded in the fact that A is true.
If we accept that this is an example of grounding, we must accept that full grounding
is not asymmetric.
Second, consider the relationship between the qualities of mass, density, and
volume in a homogeneous fluid. A natural way to describe that relationship is in
terms of grounding; the volume of the fluid seems to have the value it does in virtue
of the values of the mass of the fluid and the density of the fluid. But each of the
parameters seems to have the value it does in virtue of the other two parameters;
the three parameters are interrelated. If grounding is transitive, then facts about the
value of each of the parameters partially ground facts about the value of the other
two, and itself. If we accept this example, we must accept that partial grounding is not
asymmetric.
Once we have at least cast doubt on the orthodox view that grounding must be
asymmetric, we can consider arguments for metaphysical interdependence. Three
such arguments are given in Thompson (2016). I’ll briefly outline two of them. First,
metaphysical interdependence is the only theory capable of reconciling competing
intuitions about certain cases of grounding. Take, for example, the grounding between
facts about an organism and its facts about its organs. It seems, for example, that
the fact that the heart pumps blood around the body depends on the fact that the
organism exists and has a properly functioning circulatory system. But the fact that
the organism exists and has a properly functioning circulatory system depends on the
fact that the heart pumps blood around the body. More generally, in the case of what
Schaffer (2010: 47) calls integrated wholes (which are to be distinguished from mere
aggregates, such as heaps), there are good reasons to think that the parts are grounded
in the whole. Consider, for example, a circle; any divisions (e.g. its semi-circles) are
‘arbitrary partition[s] on the circle’ (Schaffer, 2010: 47). But there are also good reasons
for thinking that wholes are always grounded in their parts. Just as atoms might
compose a table, semi-circles might compose a circle, and so the fact that the circle
exists can be explained by the fact that the semi-circles exist; the existence of the circle
seems to depend on the existence of the semi-circles. Metaphysical interdependence
can simultaneously account for both of these seemingly competing intuitions about
dependence.
Second, we cannot rule out the possibility that the world is gunky—that everything
has proper parts. It is also possible that the world is junky—that everything is a proper
part of something. Assuming that parthood relations entail grounding relations,5 we
cannot rule out the possibility of an infinitely extending grounding chain in either
5
See e.g. Cameron (2008); Schaffer (2010).
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4 Epistemic Coherentism
In §3, I highlighted an analogy between metaphysical interdependence and epistemic
coherentism. Both structures are non-well-founded and involve relations of mutual
self-support. Coherentists think that no belief is the source of its own justification,
but rather that justification is an emergent feature of coherent sets of beliefs. Friends
of metaphysical interdependence think that no fact is ungrounded. The analogy
with coherentism isn’t perfect, but an understanding of how beliefs might work
together to support one another via inferential connections might help make clear
how facts support one another in a system of ground characterized by metaphysical
interdependence. The example I describe below focuses on explanations for beliefs.
Justificatory explanations are one type of explanation, and so the example might also
help to motivate the more general claim I make in this paper, that holistic explanations
can be good explanations.
Here’s the example: Aimee notices that her neighbour, Bob, seems a little upset and
withdrawn. She wonders what could explain his behaviour, and realizes that she hasn’t
seen Bob’s partner, Chris, in a week or so. She then remembers hearing raised voices
coming from Bob’s house one evening, about a week ago. She hypothesizes that Bob’s
behaviour is due to him and Chris having split up. With that explanation in mind, she
reasons that the raised voices she heard were Bob and Chris, and that the reason she
6 Even if the foundationalist denies that grounding is necessary in this way, the inability to rule out the
possibilities of gunk or junk in the actual world poses the same problem.
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hasn’t seen Chris lately is that Chris and Bob have split up. On this basis she reasons
that Bob is indeed upset, and that he’s upset because he and Chris have split up.
In the above example, Aimee’s belief that Bob and Chris have split up is explained by
her observations that she hasn’t seen Chris lately, that she heard raised voices a week
or so ago, and that Bob seems upset. In turn, it is Aimee’s belief that Bob and Chris
have split up that lends support to her belief that Bob really is upset, and explains why
Chris hasn’t been around lately, and why voices were raised. This is a holistic system
of explanation, characterized by mutual support relations between explanans and
explanandum. It’s important to note that without taking each belief in this system to
be supported by all the other beliefs in the system, this explanation of Bob’s behaviour
wouldn’t seem like a good explanation.
Without further argument one might maintain that holistic explanations can be
plausible in epistemic cases such as that of the justification of our beliefs, but are
implausible when it comes to metaphysics, and to grounding. I think explanation
should be understood in general terms, such that holism about explanation in one
area should strengthen the case for holism in others. In §5, I argue that grounding is
an explanatory relation, and in §6 and §7 that grounding explanations can be holistic
explanations.
7 Defenders of the former view include Dasgupta (2014); Fine (2012); Litland (2013); Raven (2012); and
Rosen (2010). Defenders of the latter view include Audi (2012a); Schaffer (2012); and Trogdon (2013).
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Let’s suppose then that the relationship between a grounding relation and an
explanation that tracks it is that of grounding. Kim distinguishes between the relata
of the dependence relation (which in the above quote are events) and the relata of
the explanatory relation. Since we are assuming that the relata of the grounding
relation are facts, we won’t make a corresponding distinction; explanatory relations
and grounding relations both have facts as their relata.
We can suppose then that when [A] grounds [B], there is a corresponding explana-
tory relationship between [A] and [B], and that the relationship between the facts
that [A] grounds [B] and that [A] explains [B] is one of grounding; [[A] grounds [B]]
grounds [[A] explains [B]]. Here’s the worry. That the relationship between ground
and explanation is itself one of grounding is not viciously circular, but it is problematic
because it renders the connection between explanation and ground explanatorily
redundant.
Friends of grounding rely on the close connection between explanation and
grounding in order to elucidate the relatively opaque notion of primitive metaphysical
grounding with the far more familiar notion of explanation (see e.g. Audi, 2012a; Fine,
2012; Raven, 2015; Trogdon, 2013). If an appeal to explanation is to shed light on the
notion of ground, part of what must be understood is how ground and explanation
are related. Here we are told that the relationship between ground and explanation
is in fact one of ground, but ground was what we were seeking elucidation of in the
first place! If the connection between ground and explanation is to illuminate the
notion of ground, we need an account of that connection not itself cashed out in
terms of ground.
So if not ground, then what? Merely modal notions like supervenience and entail-
ment are too coarse-grained to respect the sense in which it is the grounding relations
that back the explanations, and not the other way around. Making sense of the
dependence of the explanation on the grounding relation requires some kind of
hyperintensional account of tracking, and so the friend of the tracking conception
must come up with some alternative to grounding which meets this condition. In the
absence of such an account, we have reason to prefer a view whereby grounding is
an explanatory relation, and so there is no mystery as to how an understanding of
explanation might help elucidate ground.
A second reason for thinking that grounding is a relation of explanation concerns
the epistemology of ground. An underexplored question in the grounding literature
is that of how we come to know what grounds what. It is generally assumed that
we can know about grounding by recourse to our explanatory intuitions (see
e.g. Fine, 2001; 2012). Here’s one reason for thinking that explanatory intuitions
clue us in to grounding relations: grounding is hyperintensional, and knowledge
of hyperintensional notions requires a way of knowing which is sensitive to
hyperintensional distinctions. Explanatory knowledge is a paradigm example. We
can explain to someone why it costs a fortune to see Bob Dylan in concert in terms
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of Dylan’s fame, but not (unless they know that Dylan and Zimmerman are the same
person) why it costs a fortune to see Robert Zimmerman in concert in terms of
Dylan’s fame. Similarly, understanding that Socrates grounds {Socrates}(but not that
{Socrates} grounds Socrates) requires an epistemology that is sensitive to fine-grained
distinctions between necessary co-existents.
If grounding is an explanatory relation, we have a neat explanation both of the
hyperintensionality of grounding, and of how we could come to know about the
grounding relations (explanations are precisely the kinds of things we can come to
know). If, on the other hand, explanations merely track grounding relations, it is an
open question how we can come to know what grounds what. Adopting a weaker
account of the connection between explanation and ground generates a requirement
for an epistemology of ground. Friends of grounding might be able to provide such
an epistemology, but until they do it seems safer to assume that if we can know the
grounding facts, it’s because grounding just is an explanatory relation.
Neither of the above arguments provides conclusive proof that we ought to adopt
the view that grounding just is an explanatory relation, but they provide reason
to think that the alternative account leaves some important questions unanswered.
My aim here is merely to support the claim that explanatory considerations can
legitimately be brought to bear on our account of grounding. I suspect that an account
of the tracking view that answered the questions raised above would also legitimize
this sort of argument, but I think we have reason for now at least to set that view aside,
and to proceed as though ground just is an explanatory relation.
Before continuing, I wish to respond to one perceived concern. In the next sections,
I argue that considerations about the structure of explanation push us towards accept-
ing metaphysical interdependence over foundationalism. But friends of grounding
don’t just say that grounding is an explanatory relation. They say that grounding is
related to explanation of a distinctively metaphysical sort (see e.g. Fine, 2012: 37).
It might be that metaphysical explanation functions very differently from the more
familiar explanatory notions. Were that the case, discussion of explanation generally
might not be relevant here.
In response, note that if we are to be able to use the connection between grounding
and explanation as it is generally assumed that we can (to shed light on the features of
grounding generally, as well as to settle questions about what grounds what), what we
mean by explanation in this context must be at least fairly familiar; not too far removed
from our ordinary understanding of what an explanation amounts to. We couldn’t
use an unfamiliar notion of explanation to shed light on anything. In the absence
of a properly developed theory of metaphysical explanation independent from our
theory of grounding, assuming that metaphysical explanation is divorced from our
ordinary conception of explanation would only serve to undermine the project
of highlighting connections between the two notions (see Daly, 2012; Thompson,
forthcoming). I therefore assume that metaphysical explanation is not different in
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kind from explanation in general (and so, for example, will exhibit the same formal
features).
6 Explanatory Considerations
In this section I argue that a foundationalist conception of the structure of explanation
is inferior to the sort of holistic account of explanatory structure favoured by friends
of metaphysical interdependence. I discuss two problematic features of the founda-
tionalist account, and give two examples of structures of metaphysical explanation
best described in accordance with holism.
6.1 Foundationalism
The idea that explanatory chains terminate is a familiar one. Take, for example, the
idea that higher level psychological facts are grounded in and explained by biological
facts, which are themselves grounded in and explained by chemical facts, in turn
grounded in and explained by physical facts, themselves dependent on lower level
microphysical facts. Eventually, some argue, we reach a level of facts for which no
further explanation can be given (or at least we will reach this level when physics
is complete). Advocates of this sort of conception of the structure of explanation
think that explanations terminate; there is a point at which (relative to a given fact)
the explanatory project is complete. There are some facts that don’t require further
explanation, or that are ungrounded.
When evaluating this account of the structure of explanation we might first
consider theoretical virtue.8 In evaluating competing theories, facts that cannot be
explained are called brute facts. Brute facts carry a theoretical cost; they represent
something that a theory leaves unexplained. Other things being equal, a theory that
carries a commitment to fewer brute facts is to be considered superior because it has
more explanatory power—it leaves fewer things unexplained. On a simple assessment
then, metaphysical foundationalism does much worse than interdependence, because
it carries a commitment to as many brute facts as there are fundamental facts.
Metaphysical interdependence (at least in the strong form under consideration here)
denies that there are any brute facts at all; each fact is (partially) explained by every
other fact in the system.
Arguments from theoretical virtue are notoriously difficult to evaluate, and a friend
of a foundationalist way of thinking about explanation might even take a non-
foundationalist view according to which there are no brute facts to be a reductio of
the idea that the number of brute facts in a theory is to be minimized. But I think this
would be a mistake, for the reasons mentioned above; brute facts weaken a theory. If
8
There is some precedent for this—see e.g. Cameron (2008).
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we can have a theory according to which there are no brute facts, so much the better!
There is something unsettling about the idea that there are some facts which simply
obtain, and that’s all there is to say about it.
I’ll mention two ways to make this point a little more concrete. First, note again that
brute facts are not explained by the theory of which they are a part. A foundationalist
structure does not allow for the possibility that there might be metaphysically explana-
tory connections at the fundamental level of explanation, because all grounding
chains terminate in brute facts. Applied to our above example, that means that the
facts of fundamental physics are explanatorily independent of one another (at least in
terms of the sort of explanation relevant to grounding). This restriction on grounding
between fundamental physical facts in fact goes against our best current physics,
which points to the presence of holism and/or non-separability at the quantum level
(see e.g. Healey, 2016). This is naturally cashed out in terms of grounding (see e.g.
Schaffer, 2010; Ismael and Schaffer, forthcoming). Metaphysical interdependence is
the only theory of grounding (perhaps other than monist foundationalism) suited to
characterize this sort of metaphysical dependence.
A second unsettling feature of brute facts is that they represent apparent coun-
terexamples to the principle of sufficient reason (PSR); the principle stating that every
fact has an explanation. Bliss (2013: 415) argues that in requiring that every fact be
ultimately explained by some unexplained explainer (the brute facts) metaphysical
foundationalists reveal an implicit commitment to the PSR. Bliss contends that this
invites difficult questions about the modal status of the fundamental facts and their
ability to act as the requisite sort of explainers. At a minimum, unexplained explainers
should presumably be non-contingent, but foundationalists do not usually claim that
all foundational facts are thereby necessary facts. Foundationalists seem both to be
committed to the PSR and routinely to violate it.
6.2 Interdependence
An alternative approach to explanation in general involves thinking of explanation
as a holistic phenomenon. Explaining some fact, belief, or event is a matter of
connecting it with other facts, beliefs, or events in such a way that there can be
a mutual reinforcement between an explanation and what it explains (see Quine
and Ullian, 1978: 120). Holism in diverse areas of thought is enjoying something
of a resurgence (e.g. sociology, politics, ecology, psychology, physics, and medicine).
Holistic approaches to explanation are more often encountered in daily interactions
then in philosophical writing,9 and so I’ll illustrate what I have in mind with a
couple of examples. These I take to be examples of holistic metaphysical explanations,
but it is not just grounding explanations that force us to think of explanations as
9 Exceptions include discussions of holism about meaning, of quantum mechanics, and of living
organisms.
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having a holistic structure.10 More generally, there are reasons to think that holistic
explanations can be good explanations (see e.g. the example in §4 above) and so there
is nothing ad hoc about taking explanation to have this structure in the grounding
case. This matters if, as I suggested above, we are to appeal to our understanding of
explanation in general to elucidate grounding.
A first example of the relevant sort of explanatory structure is present in struc-
turalist approaches to mathematics. According to mathematical structuralists, math-
ematical objects are ontologically dependent on one another and on the mathematical
structure of which they are a part (see e.g. Shapiro, 1997). The following provides a
good characterization of the view:
The number 2 is no more and no less than the second position in the natural number structure;
and 6 is the sixth position. Neither of them has any independence from the structure in which
they are positions, and as positions in this structure, neither number is independent of the
other. (Shapiro, 2000: 258)
10 I use the terms ‘metaphysical explanation’ and ‘grounding explanation’ synonymously throughout.
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realism that they term ‘moderate structural realism’ and which holds that relations
require relata, but that it is not the case that the relata necessarily have intrinsic
properties over and above the relations they bear to one another (Esfeld and Lam,
2010: 13). In other words, there are objects, but those objects are wholly characterized
by the relations in which they stand.
It follows from this characterization of moderate structural realism that there is
a mutual dependence between relations and relata—the objects are characterized by
the relations that relate them, and the relations themselves are characterized by the
objects that stand in the relations. There is, therefore,
. . . a mutual ontological as well as conceptual dependence between objects and structure
(relations): objects can neither exist nor be conceived without relations in which they stand,
and relations can neither exist in the physical world nor be conceived as the structure of the
physical world without objects that stand in the relations. (Esfeld and Lam, 2010: 13–14)
Explaining facts about the nature of a given object is a matter of citing facts about
the relations that object bears to other objects, facts about which are themselves to be
explained in terms of the relations they bear to further objects (and to the object which
was our starting point). Since facts about the structure through which the objects
are related themselves depend on facts about the objects themselves, a moderate
structural realist picture has it that giving an explanation will be a matter of pointing
towards a mutual dependence between explanans and explanandum. The relevant sort
of explanation here is a grounding explanation; facts about objects are grounded in
facts about relations, and vice versa. Moderate structural realism thus gives us a case of
symmetric metaphysical explanation, and therefore of metaphysical interdependence.
These two examples strengthen the case for thinking that explanation, and in
particular metaphysical explanation, is at least sometimes a holistic affair. A defence
of the strong version of metaphysical explanation under discussion here requires the
stronger claim that all metaphysical explanations are holistic explanations. I make the
case for this in §7, after first dispelling an objection to the idea that any explanations
are holistic.
7 Holistic Explanation
There is an obvious and immediate objection to the idea that explanation could be
a holistic phenomenon; explanations are asymmetric, and holistic systems licence
symmetric explanation. But there are good reasons to think that not all explanations
are, in fact, asymmetric. The examples given above each provide some reason to
resist the assumption that explanation is asymmetric. Numerous other examples are
available. To mention just two: recent developments in quantum mechanics have led
many to believe that some quantum states can only be explained holistically (see e.g.
Teller, 1986; Healey, 2016); and Achinstein (1983) gives a number of examples of
identity explanations (i.e. explanations that identify two things, such as water and
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11 Note that there is no tension here with the claim that grounding is an explanatory relation. Not
all explanations are grounding explanations, and so there may be some features of other varieties of
explanation not shared with grounding explanations (though it is important that grounding explanations
are familiar enough from our ordinary understanding of explanation to be illuminating).
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flagpole. The flagpole was designed to have height h in order that the shadow s would
be cast on a particular spot at a particular time.12
Van Fraassen’s point is that as a response to a particular explanatory request in
a particular context, it is both appropriate and satisfying to give an explanation in
terms of the length of the shadow. But as a response to a slightly different explanatory
request, it would be equally appropriate and satisfying to give an explanation of
the length of the shadow in terms of the height of the flagpole. Local explanatory
asymmetries are the consequence of the context-sensitivity of explanation, but are
not built in to what it is to be an explanation.
We can now make two points about explanation and asymmetry. The first is that
if we understand the asymmetry of explanation in terms of its connection to under-
standing and its relevance to the explanation seeker, there is no principled restriction
on explanation such that explanations must always go in one direction. Holistic
systems of explanation are certainly not ruled out, and are only to be considered
unacceptable if they fail to advance the epistemic position of the explanation seeker;
if they fail to make something intelligible, or to advance an agent’s understanding. We
have seen a number of examples above which demonstrate that holistic explanations
at least sometimes advance an agent’s epistemic position.
Second, the context sensitivity of explanation allows us to recognize that though an
entire explanatory system might have a holistic structure, it is very rarely appropriate
to cite the whole system in response to a specific explanation request. Accepting
that explanations can be holistic doesn’t require us to give up on the idea that local
explanations very often only work in one direction. In this way we can in fact maintain
that all explanatory systems have a holistic structure, as is required by the strong
version of metaphysical interdependence. In some cases (such as in the examples
above) the context dictates that providing a satisfactory explanation requires citing
enough of the explanatory system that its holistic structure is evident. In others,
requests for explanation are limited enough that a satisfying explanation cites only
a seemingly asymmetric portion of the structure.
The claim that it is generally appropriate to cite only a portion of an explanatory
system is far from unique to holistic explanations. In providing an adequate causal
explanation of some event, we are only required to cite information about some portion
of the causal history of that event (see e.g. Salmon, 1984; Lewis, 1986). The causal
history of each event can (presumably) be traced all the way back to the Big Bang, but
in very few contexts is an explanation which mentions the Big Bang appropriate. The
cause that really explains depends on our interests (Lipton, 1990: 249).
So, even if giving a maximally complete explanation would involve describing a
holistic system, and so we ought to think of explanations as having a holistic structure,
local cases of providing an explanation are generally far more restricted. Consider
12
Actually van Fraassen’s example involves a tower, but that need not concern us here.
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again the case of coherentism in epistemology. When we ask a coherentist why she
holds a given belief, she will offer support for that belief in terms of other beliefs to
which the questioned belief is closely connected in her belief system. Though it is an
aspect of her view that justification for the disputed belief depends on the entire belief
system, she could hardly be expected to communicate the entire system in response
to a request for justification (any more than a foundationalist is to be expected to
follow his or her chain of beliefs right down to the foundation when giving reasons
for a particular questioned belief). The same is true when providing a grounding
explanation.
At this stage, one might object again that this is all very well for ordinary cases of
explanation, but our concern here is supposed to be with metaphysical explanation.
One might worry that there is no place for a discussion of context when our concern
is with this supposedly more objective notion of explanation, and argue as follows:
Metaphysical explanation is not supposed to be about getting somebody to understand
something—it’s about characterizing reality’s structure. Perhaps it’s acceptable to take
ordinary or scientific explanations to have a holistic structure and to explain the illusion
of asymmetry in terms of our explanatory interests, but metaphysical explanations
are different; they’re divorced from our explanatory interests, and so if they appear
asymmetric it must be that the relevant structure is asymmetric!
I have already discussed some cases where it seems clear that metaphysical explana-
tion is not asymmetric (e.g. in structuralist approaches to mathematics and science),
but I’ll make a couple more points in favour of holistic metaphysical explanation. First,
note again that in distancing metaphysical explanation from ordinary explanation, the
friend of grounding is playing a dangerous game. The connection between grounding
and explanation is key to elucidating the somewhat opaque notion of grounding,
as well as to evaluating particular grounding claims. In order for that connection
to play the required role, grounding must be related to a notion of explanation
familiar enough that our explanatory intuitions are deemed relevant, and that we can
understand grounding in terms of it. That familiar notion of explanation is connected
to understanding, and is constrained by context.
But for the friend of grounding who wishes to resist that cautionary note and insist
that metaphysical explanation is not connected to understanding and that context
has no role to play, we can remind them that it is hard to locate any preference for
asymmetric explanation outside of the epistemic constraints on explanation in gen-
eral. If metaphysical explanation really is non-epistemic, those reasons to worry about
symmetric explanation don’t apply. In order to resist the possibility that metaphysical
explanations might be holistic, one must both resist the above putative examples of
symmetric grounding and holistic metaphysical explanation, and come up with a non-
epistemic account of the alleged asymmetry of (metaphysical) explanation.
I have argued that the supposed asymmetry of explanation is tied to the epistemic
character of explanation, and that that epistemic character is consistent with a view
whereby explanation can have a holistic structure. Not only can holistic explanations
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8 Concluding Remarks
Foundationalism has been the dominant view of metaphysical structure since the
inception of the contemporary debate, but there are good reasons to challenge the
foundationalist orthodoxy. I have described some of those reasons here. In particular,
that in accepting that holistic explanations are good explanations, we break down a
significant barrier to serious consideration of theories such as metaphysical interde-
pendence, which are alternatives to metaphysical foundationalism.13
References
Achinstein, P. (1983). The Nature of Explanation. Oxford: Oxford University Press.
Audi, P. (2012a). A Clarification and Defense of the Notion of Ground. In F. Correia &
B. Schnieder (eds), Metaphysical Grounding: Understanding the Structure of Reality
(pp. 101–21). Cambridge: Cambridge University Press.
Audi, P. (2012b). Grounding: Toward a Theory of the In-Virtue-Of Relation. Journal of Philos-
ophy, 109, 685–711.
Barnes, E. (2013). Explanation and Fundamentality. In M. Hoeltje, B. Schnieder, & A. Stein-
berg, Varieties of Dependence (Basic Philosophical Concepts Series) (pp. 211–42). Munich:
Philosophia Verlag.
Bliss, R. (2013). Viciousness and the Structure of Reality. Philosophical Studies, 166, 399–418.
Cameron, R. (2008). Turtles All the Way Down: Regress, Priority and Fundamentality. The
Philosophical Quarterly, 58(230), 1–14.
Daly, C. (2012). Scepticism about Grounding. In F. Correia & B. Schnieder (eds), Metaphysical
Grounding: Understanding the Structure of Reality (pp. 81–100). Cambridge: Cambridge
University Press.
Dasgupta, S. (2014). On the Plurality of Grounds. Philosophers’ Imprint, 14, 1–28.
Esfeld, M. & Lam, V. (2010). Holism and Structural Realism. In R. Vanderbeeken &
B. D’Hooghe (eds), Worldviews, Science and Us: Studies of Analytical Metaphysics. A Selection
of Topics from a Methodological Perspective (pp. 10–31). Singapore: World Scientific.
Fine, K. (2001). The Question of Realism. Philosopher’s Imprint 1, 1–30.
Fine, K. (2012). A Guide to Ground. In F. Correia & B. Schnieder (eds), Metaphysical Grounding:
Understanding the Structure of Reality (pp. 37–80). Cambridge: Cambridge University Press.
13 Thanks to Darragh Byrne for helpful comments and discussion, and to two anonymous referees for
Healey, R. (2016). Holism and Nonseparability in Physics (ed. E. Zalta). Retrieved March 2016
from The Stanford Encyclopedia of Philosophy: http://plato.stanford.edu/archives/spr2016/
entries/physics-holism.
Hempel, C. (1965). Aspects of Scientific Explanation and Other Essays in the Philosophy of
Science. New York: Free Press.
Ismael, J. & Schaffer, J. (forthcoming). Quantum Holism: Nonseparability as Common Ground.
Synthese.
Jenkins, C. (2011). Is Metaphysical Dependence Irreflexive? The Monist, 94, 267–76.
Kim, J. (1994). Explanatory Knowledge and Metaphysical Dependence. Philosophical Issues, 5,
51–69.
Ladyman, J. (2014). Structural Realism (ed. E. Zalta). Retrieved August 2015 from The Stanford
Encyclopedia of Philosophy: http://plato.stanford.edu/archives/spr2014/entries/structural-
realism.
Ladyman, J. & Ross, D. (2007). Every Thing Must Go: Metaphysics Naturalized. Oxford: Oxford
University Press.
Lewis, C. I. (1946). An Analysis of Knowledge and Valuation. LaSalle: Open Court.
Lewis, D. (1986). Causal Explanation. In Philosophical Papers, Volume II. Oxford: Oxford
University Press.
Lipton, P. (1990). Contrastive Explanation. Royal Institute of Philosophy Suppliment, 27, 247–66.
Litland, J. (2013). On Some Counterexamples to the Transitivity of Grounding. Essays in
Philosophy, 14(1), 19–32.
Morganti, M. (2009). Ontological Priority, Fundamentality and Monism. Dialectica, 63(3),
271–88.
Olsson, E. (2017). Coherentist Theories of Epistemic Justification (ed. E. Zalta). Retrieved
November 2017 from The Stanford Encyclopedia of Philosophy (spring 2017 edn): https://
plato.stanford.edu/archives/spr2017/entries/justep-coherence/.
Persson, J. (2001). Why is there Explanatory Asymmetry? Explanatory Connections (ed. M.
Kiikeri & P. Ylikoski). Retrieved from: http://www.helsinki.fi/tint/matti/.
Quine, W. & Ullian, J. (1978). The Web of Belief (2nd edn). New York: McGraw-Hill.
Raven, M. (2012). In Defence of Ground. Australasian Journal of Philosophy, 90, 687–701.
Raven, M. (2015). Ground. Philosophy Compass, 10(5), 322–33.
Resnik, M. (1982). Mathematics as a Science of Patterns: Epistemology. Noûs, 16, 95–105.
Rodriguez-Pereyra, G. (2015). Grounding is Not a Strict Order. Journal of the American
Philosophical Association, 1(3), 517–34.
Rosen, G. (2010). Metaphysical Dependence: Grounding and Reduction. In R. Hale and A.
Hoffman (eds), Modality: Metaphysics, Logic, and Epistemology (pp. 109–36). Oxford: Oxford
University Press.
Salmon, W. (1984). Scientific Explanation and the Causal Structure of the World. Princeton, NJ:
Princeton University Press.
Schaffer, J. (2010). Monism: The Priority of the Whole. Philosophical Review, 119, 31–76.
Schaffer, J. (2012). Grounding, Transitivity, and Contrastivity. In F. Correia & B. Schnieder
(eds), Metaphysical Grounding: Understanding the Structure of Reality (pp. 122–38).
Cambridge: Cambridge University Press.
Shapiro, S. (1997). Philosophy of Mathematics: Structure and Ontology. Oxford: Oxford Univer-
sity Press.
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6
Buddhist Dependence
Graham Priest
1 Introduction: Orientation
Many issues in Western philosophy were discussed with great sophistication in the
Eastern philosophical traditions. A prime example of this is metaphysical depend-
ence.1 This is absolutely central to Buddhist metaphysics.2 Indeed, there is a wide
variety of views about, in particular, the structure of metaphysical dependence.
In this essay, I will explain some of these views, and some of their ramifications.
The aim is neither to give a scholarly account of any of these views, nor to argue
for or against any one of them. Rather, the point of the essay is to open the eyes of
philosophers who know little of the Eastern philosophical traditions to important
possibilities of which they are likely to be unaware.
In Section 3 of this essay, I will explain three Buddhist positions concerning
metaphysical dependence: those of Abhidharma, Madhyamaka, and Huayan.3 In
Section 4, I will turn to some ways in which these positions engage with some Western
debates. But first, for those readers whose knowledge of the history and development
of Buddhist philosophy may be incomplete, I will explain enough of this in Section 2 to
situate what is to follow.
1 In contemporary Western philosophy, the topic is discussed under a variety of names, such as
ontological dependence and grounding. Moreover, there seems to be little unanimity as to whether there
is just one relationship here, or, if not, how the different varieties of the species are related. For general
discussions, see Tahko and Lowe (2015), and Bliss and Trogdon (2014). I use the term metaphysical
dependence as a catch-all term, to cover any sort of relationship concerning how some things depend for
whatever form of being they have on other things. More fine-grained distinctions are unnecessary for our
purposes.
2 I certainly do not want to suggest that the topic is unimportant in other Asian traditions, such as the
Vedic and Daoist ones. However, it is better for people who know more about these traditions than I do to
write about these matters.
3 Again, I do not want to suggest that there are not relevant and interesting matters in other parts of the
tradition, such as Yogācāra and Tiantai; but one can do only so much in one essay.
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4 Buddhism (Mahāyāna) entered Tibet relatively late in the piece, in the eighth century. The indigenous
Williams (2009).
6 For what follows, see Siderits (2007), chs 3 and 6.
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There was some dispute about the nature of the dharmas. (A common view was
that they are tropes of some kind.) But, as all agreed, they are just as impermanent
as anything else; what distinguishes them is the fact that they are what they are
independently of anything else (parts, concepts, each other). They have svabhāva
(self-being).
The Abhidharma philosophers described the picture as one of two realities.8 There
is the fundamental reality composed of dharmas—ultimate reality (paramārtha-
satya); then there is the conceptual reality constructed out of this—conventional
reality (sam. vr.ti-satya).
Clearly, the whole picture paints a story concerning ontological dependence. Where
does it lie in the taxonomy of the Introduction to this volume? It is obviously some
9 By ‘part’ here, I mean proper part, i.e. a part distinct from the whole.
10 For a discussion of this and what follows, see Siderits (2007), ch. 9, and Williams (2009), ch. 3.
11 It must be said that this is a highly cryptic text, and there can be significant differences as to how to
understand its claims. I try not to go beyond a general consensus in what follows.
12 The arguments themselves are often by cases, though the cases are not the ones familiar to Western
philosophy—true and false—but the four delivered by the catus.kot.i (Eng: four corners)—true, false, both,
and neither.
13 Translations from the MMK are from Garfield (1995). In this context, ‘Dharma’ means correct doctrine.
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Conventional reality is the world of our familiar experience. But if there are no things
with svabhāva, what is ultimate reality?
Though hardly explicit in the MMK, the view that emerged in Madhyamaka was
that ultimate reality is what is left if one takes the things of conventional reality, and
strips off all conceptual overlays: emptiness (Skt: śūnyatā; Chin: kong ) itself. One
might well think that this ultimate reality provides some foundational bedrock.14 It
does not. According to Madhyamaka, everything is empty, including emptiness itself.
In perhaps the most famous verse of the MMK (XXIV:18), Nāgārjuna says:
Whatever is dependently co-arisen
That is explained to be emptiness.
That, being a dependent designation,
Is itself the middle way.
Emptiness, as the verse says, is a dependent designation. That is, emptiness depends
on something. Conventional reality clearly depends on ultimate reality. But what does
ultimate reality depend on? It is hard to extract a clear answer to this question from
the MMK; let us set it aside for the moment.
We are now in a position to see how the Madhyamaka view fits into the taxon-
omy described in Section 2 of Chapter 0 in this volume. In general it takes over
the Abhidharma view, but simply rejects its foundationalism. That is, it endorses
Exendability. We are therefore in case 1.
3.3 Buddhist coherentism
Let us now turn to Huayan.15 This, like all Chinese Buddhisms is Mahāyāna, and
so inherited Madhyamaka thought. But whilst Madhyamaka held that all things
depend on some other things, the Huayan universalized: all things depend on all other
things. How did they get there? Come back to the question of what ultimate reality
depends on.16
As we have noted, Chinese Buddhism was indebted to Daoism. According to a
standard interpretation of this, behind the flux of phenomenal events, there is a
fundamental ineffable principle, dao , which manifests itself in the flux. To Chinese
Buddhist eyes, it was all too natural to identify the flux with conventional reality, and
the dao with ultimate reality. That is exactly what happened. Moreover, just as one
cannot have manifestations without whatever it is of which they are a manifestation,
one cannot have something whose nature it is to manifest, without the manifestations.
So conventional reality depends on ultimate reality, and ultimate reality depends on
conventional reality: they are two sides of the same coin. In his Treatise on the Golden
14 In which case, we still are in case 2 of the taxonomy described in Section 2 of Chapter 0 in this volume,
articulated them.
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Lion, Fazang explains the point in this way.17 Imagine a statue of a golden lion. The
gold is like ultimate reality. The shape is like conventional reality. One cannot have the
one without the other.
By this time in the development of Buddhist thought, the objects of phenomenal
reality are called shi , and ultimate reality is referred to as li , principle. Hence we
have the Huayan principle of the mutual dependence of li and shi: lishi wuai .
The matter is put this way by the Huayan thinker Dushun (557–640) as follows:
Shi, the matter that embraces, has boundaries and limitations, and li, the truth that is embraced
[by things], has no boundaries or limitations. Yet this limited shi is completely identical,
not partially identical, with li. Why? Because shi has no substance [GP: svabhāva]—it is
the selfsame li. Therefore, without causing the slightest damage to itself, an atom can embrace
the whole universe. If one atom is so, all other dharmas should also be so. Contemplate on
this.18
But if every shi depends on li, then by the transitivity of dependence, every shi
depends on every other shi. Hence we have the Huayan thesis of the dependence
(interpenetration) of every shi on every other shi: shishi wuai . Chengguan
(738–839?), another Huayan thinker, puts the matter thus:
Because they have no Selfhood [GP: svabhāva], the large and the small can mutually contain
each other . . . Since the very small is very large Mount Sumeru is contained in a mustard seed;
and since the very large is the very small, the ocean is included in a hair.19
We therefore arrive at this: all things, whether li or shi, depend on each other.
The situation is depicted in what is arguably the most famous image in Huayan: the
Net of Indra. A god has spread out a net through space. At each node of the net there is
a brightly polished jewel. Each jewel reflects every other jewel, reflecting every other
jewel, reflecting . . . to infinity. Fazang puts the metaphor thus:
It is like the net of Indra which is entirely made up of jewels. Due to their brightness and
transparency, they reflect each other. In each of the jewels, the images of all the other jewels are
[completely] reflected . . . Thus, the images multiply infinitely, and all these multiple infinite
images are bright and clear inside this single jewel.20
Each jewel represents an object. And it is the nature of each jewel to encode every
other jewel, including that jewel encoding every other jewel, and so on.
So where is the Huayan picture in the taxonomy described in Section 2 of Chapter 0
in this volume? Clearly, this is coherentism, C, and we are in category 13 (since there
is more than one object).
4 Western Connections
So much for the three Buddhist positions. As is clear, they are significantly different.
This is a striking feature of the tradition compared with Western philosophy, which,
for all its variety views, has been almost entirely foundationalist.21 For all that,
there are many interesting connections between the Buddhist views, and debates and
problems to be found in Western philosophy. In this section of the essay, I want to turn
to some of these. There is certainly no attempt to be comprehensive here: I have just
chosen some of the most obvious connections. I will structure this section by three
subsections mirroring those in Section 3.
4.1 Mereology
So let us return to the Abhidharma picture. Clearly, this is some kind of mereological
atomism, with the atoms being the dharmas—whatever they are. Why should one be
an atomist? The Abhidharmikas, as I noted, produced no real arguments for this: they
just seemed to think it obvious. But it isn’t. Just consider the real line, and let its parts
be all the nonempty sub-intervals. One is a part of another if it is a proper subset. Then
any part has parts, since any interval can be divided into a left and a right part. The
picture is perfectly coherent. So how might one argue that reality is not like that?
One famous answer was given by Kant, in the Second Antinomy of his Critique of
Pure Reason, and goes like this:
Let us assume that composite substances are not made up of simple parts. If all composition
then be removed in thought, no composite part, and (since we admit no simple parts), also
no simple parts, that is to say, nothing at all will remain, and accordingly, no substance will
be given. Either, therefore, it is impossible to remove in thought all composition, or after its
removal there must remain something which exists without composition, that is, the simple.
In the former case the composite would not be made up of substances; composition, as applied
to substances, is only an accidental relation in independence of which they must still persist as
self-subsistent beings. Since this contradicts our supposition, there remains only the original
supposition, that a composite substance is made up of simple parts.22
21 See Bliss and Priest (2017), from which much of the above material comes.
22 23
A434 = B462ff. Translation from Kemp Smith (1933). See Priest (2002), p. 90.
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But the argument would not seem to work—even setting Kantian scruples about
the noumenal. Take a substance, say the table on which I write. It is composed of
cells of wood. These are composed of molecules, which are composed of atoms,
which are composed of protons and electrons, which are composed of quarks,
which . . . Whether this regress does eventually terminate, we may never, in fact, know.
But there is nothing logically absurd about supposing that physics will find indefinitely
smaller and smaller particles (or maybe better, more and more fundamental kinds of
thing). The table is a substantial entity for all that.
Of course, none of this shows that atomism is false: merely that, at least as far as
this argument goes, there is no particular reason to suppose it true.
But let us grant its truth, at least for the sake of argument. Another Abhidharma
claim is that it is only the atoms which are ultimately real. The table, for example, has
no being over and above its atoms. It is simply a bunch of atoms ‘arranged table-wise’.
Again, I know of no very focused Abhidharma arguments for this view,24 but it does
comport with a certain intuition. Suppose I have a hydrogen atom composed of a
proton and electron, how many objects do I have: two or three? Say ‘three’ if you like,
but the hydrogen atom itself would seem to be, in the words of David Armstrong, an
“ontological free lunch”: no addition to being.25
Still, the atom would seem to have some kind of reality, unlike ghosts and
phlogiston. How are we to understand this? It is here that the Abhidharma distinction
between the two satyas kicks in. The table has a conventional reality, but not an
ultimate one. But how are we to understand this?
Recall that for the Abhidharmikas, the conventionally real objects are conceptual
constructions. That is, we have a concept, table, which we use to organise our thinking
about the world. Recall, also, that in mereology there is a debate concerning the
question of compositionality: when does a bunch of parts ‘fuse’ to form another
object?26 There are two extreme answers. The first is never: mereological nihilism.
This seems too extreme. In some sense, I am a perfectly good object, partite though
I be. The other is always: unrestricted composition. Every bunch of objects fuses to
form an object. This seems equally counter-intuitive. What sort of object is one whose
parts are: the number π , the rings of Saturn, and the Buddha’s left earlobe?
The most natural answer is a middle way, sometimes: special composition. But
when? Abhidharma provides a simple and natural answer to this: when the objects
fall under some concept. So tables and people are in; the bizarre object of the last
paragraph is not.
Of course, it is always possible to gerrymander a concept (e.g. simply by listing a
bunch of objects). The concepts must be ones which we actually employ to find our
way around the world (which does not entail that they have to be ‘common sense’ ones;
24 The nearest I know is to be found in the Malindapañha dialogue, part of which is translated in
the concepts of science also satisfy this rubric). The objects of conventional reality
are, then, those non-atoms delivered by the mereological principle of conceptually
constrained special composition.
This picture—whether or not it is correct—at least provides, at once, a natural
answer to the question of what, exactly, a conceptual construction is, and an answer
to the question of compositionality.
4.2 Causation
Let us turn next to the Madhyamaka picture. Madhyamaka took over the Abhidharma
picture, with a couple of very significant changes. First, and perhaps most importantly,
it ditched the dharmas, the things with svabhāva. The picture is quite coherent. Come
back to our model of the subsets of the real line; but now restrict the intervals in
question to those which are definable, say in the first-order language of real number
theory. (This gets rid of most of them, since there is only a countable number of
first-order definitions.) It is still true that every interval has sub-intervals, but now
every interval is also linguistically/conceptually isolable. Reality for a Madhyamaka is
like that.27
Neither is this an argument for idealism.28 True, things get to be in the domain
in virtue of there being certain concepts. But there is more to idealism than this.
For idealism holds not only that objects are conceptually dependent, but also claims
an ontological priority for the conceptual. This most certainly is not the case in
Madhyamaka. For concepts are as empty of svabhāva as anything else. They are what
they are in virtue of other things. What other things? Whilst, again, one does not find
a clear answer in the MMK, it is easy enough to produce one with the help of the
contemporary philosophy of language.29 What makes the concept dog the concept
it is, rather than, say, the concept cat? The fact that it relates in a certain way to the
canine creatures wandering the world. (If it related to feline creatures in the same way,
it would mean cat instead.) What exactly that relationship is, we might argue about;
but all that matters here is that the concept depends for its identity on being related
to things in the world in this way.30
And so an argument for the emptiness of all things emerges. Things in the world
depend on language and vice versa. But the picture is more complicated than that.
As noted, Madhyamaka takes over mereological and conceptual dependence from
Abhidharma, but adds a third kind of dependence: causal. And this brings us to the
second Madhyamaka break with Abhidharma.
It is absolute Buddhist orthodoxy that everything in the world is in a state of
pratı̄tyasamutpāda, coming into existence when caused to do so, and going out of
existence when caused to do so. Just as much as Madhyamaka, then, Abhidharma
27 In particular, we have another argument for the emptiness of ultimate reality. For as Nāgārjuna says,
emptiness is a “dependent designation”—thing denoted.
28 Though there was another school of Indian Mahāyāna that was idealist: Yogācāra.
29 30
e.g. Putnam (1973): “meanings ain’t in the head”. See Priest (2013), and (2014), §13.5.
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philosophers took it that the dharmas were caused to exist and to cease to exist.
They just did not take these causal relations to be (partly) constitutive of the nature of
a dharma. The Madhyamaka did. (The first chapter of the MMK is a long analysis of
causation.)
This might certainly look like a mistake. It is fairly standard to distinguish between
causal dependence and metaphysical dependence.31 Causation determines when
something comes into existence, but not what it is.
But not so fast. What makes me the very person I am? Answer (in part): the way my
parents treated me, the education I had, my professional experiences, and so on. These
are causal factors. It might be thought that people are special in this way. Not so. What
makes something an oak tree? The fact that it grows out of an acorn, delivers acorns,
and so on. If it grew out of an onion, and delivered, not acorns, but goldfish, it would
not be an oak tree. So maybe it’s just biological entities that are like this? Again, no.
Take an electron. This is the kind of thing which repels particles of the same kind,
which is annihilated by positrons, and so on. If it were attracted by other particles of
the same kind, and annihilated by neutrons, it would not be an electron. Causation, it
would seem, can determine the nature of things, quite generally. One might certainly
contest the above considerations, but they have a certain persuasiveness.
So let us turn to another matter: the vexed issue of what to make of the notion
of ultimate reality and its relationship to conventional reality, once the notion of
svabhāva has gone out of the window. A distinctive view of the matter was given
by Candrakı̄rti (fl. first half of the seventh century), one of the most authoritative
commentators on Nāgārjuna, as follows:
The Buddhas, who have an unmistakable knowledge of the nature of the two truths, proclaim
that all things, outer and inner, as they are perceived by two kinds of subject (deluded
consciousness on the one hand and perfectly pure wisdom on the other), possess a twin
identity . . . They say that the object perceived by authentic primordial wisdom is the ultimate
reality, whereas the object of a deluded perception is the relative truth.32
That is, there is only one reality, but it has a dual nature, a double aspect. When
perceived correctly, its ultimate aspect is seen. When perceived incorrectly—that is,
by ordinary benighted beings like you and me—only its conventional aspect is seen.
But if these are both objective aspects of the one reality, what makes the one
any better (more ultimate) than the other? Come back to Kant again. According to
his transcendental idealism, our perceptions (‘intuitions’)—say of a table—are the
product of two things: a raw sensory input and a mental imposition: the forms of
space and time, and the concepts of the understanding. The empirical object, then,
has these dual aspects, and one of these involves conceptual imposition.
Candrakı̄rti’s account of reality may be thought of in the same way. (Though one
should not push the analogy too far. There is no suggestion in Candrakı̄rti that
31
See e.g. the first few sentences of Tahko and Lowe (2015).
32 Padmakara Translation Group (2004), p. 192.
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the concepts are universal and a priori. So much the better for Candrakı̄rti.) The
difference between Candrakı̄rti and Kant concerns neither the dual nature, nor the
conceptual overlay, but in our access to the conceptually naked. Seeing such a thing
is an impossibility for Kant. Our perceptual apparatus just doesn’t work that way. But
it is what you would see if, per impossible, you were able to do this. For Candrakı̄rti
there is no such impossibility. Difficult it may be; impossible it is not. It is exactly what
training in certain meditative practices gives you. Here is a serious and important
difference between our two philosophers; I do no more than note it here. More
importantly, and to return to our question of the previous paragraph, the one aspect of
reality is more ultimate than the other, precisely because it dispenses with an extrinsic
conceptual overlay.
4.3 The missing link
So let us turn finally to the Huayan picture. This moves from the claim that all things
depend on some other things to the claim that all things depend on all other things.
The crucial move here is to find something on which all things depend, and which
depends on all things. Transitivity then does the rest. In the Huayan story, it is li (an
intellectual descendent of dao) that plays this role. Are there other things which might
plausibly be thought to do so, so that the move in the argument does not need to be
underpinned by specifically Buddhist ideas?
As a first approach, come back to causation. Everything, physics tells us, is causally
derived from the Big Bang. Everything depends for what it is, then, at least in part, on
this. That gives us half the story we need. What of the other half? Could the Big Bang
depend for its identity on the things it produces? That is not so obvious. And even if
it is, in fact, the case, we have to worry about not just things in space and time, but
abstract objects, such as numbers—assuming there to be such. For these, we do not
have even one-way dependence on the Big Bang.
As a more promising candidate for a link, take the object which is the mereological
sum of everything: the whole of what is, W. The existence of this would seem to be
delivered by our account of special composition. We certainly have a conception of
such a totality: it does not seem to be at all gerrymandered. Now, a natural view is
that a whole depends on its parts. (Maybe not necessarily the very parts it has now.
Arguably the parts of a car can change while it remains that very car. But you could
not have a car without parts.) So W depends on all its (proper) parts.
What about dependence in the other direction: do the parts depend on the whole?
One can certainly make a case for this in some cases. Thus, Aristotle argued that a
hand, for example, would not be a hand unless it were integrated into the functioning
whole of a body.33 Aristotle’s claim has been generalized by Schaffer, who argues
33
See Parts of Animals, esp. 640b 34–641a 10.
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that any object depends on W.34 At root, one might think of the whole as a single
functioning entity: we just normally fail to appreciate the deep inter-dependences.
Schaffer, it is true, holds that such dependence is anti-symmetric. So he would not
endorse the claim that the dependence also goes the other way. However, he gives no
argument for this, but simply assumes anti-symmetry. The considerations suggesting
dependence in the other direction still obtain. Given these, W depends in the objects
that are its parts, and these depend on W.35
A completely different route to a missing link comes from another direction.36
Any object is an object. It could not be the very thing it is unless it were an object.
Hence its nature depends on a certain relationship with the property of being an
object, or objecthood, to make the reference to universals explicit.37 Now, if one is
a Platonist about universals, there is no hope of getting a dependence in the other
direction. Plato’s forms epitomize beings with svabhāva. But if one is an Aristotelian
about universals, the matter is different. For Aristotle, there can be no uninstantiated
universals. The universal of being human depends on the humanity of Socrates, and so
Socrates, the humanity of Plato, and so Plato, and so on. And the universal objecthood
depends on objects. We have, then, the symmetric dependence relations we need.
We may recast the whole matter in Heideggerian terms. The driving question
behind Heidegger’s thought is exactly ‘What is being?’, and to be for Heidegger is
exactly to be an object.38 And being is that in virtue of which beings are. As Heidegger
puts it in Sein und Zeit:
What is asked about in the question to be elaborated is being, that which determines beings
as beings, that in terms of which beings have always been understood no matter how they are
discussed.39
Beings, then, depend on being. But Heidegger is an Aristotelian about the matter.
Being is always the being of some object. Again as he puts it:
If we think of the matter just a bit more rigorously, if we take more heed of what is in contest in
the matter, we see that Being means always and everywhere: the Being of beings.40
34 Schaffer (2010). Though Schaffer is careful to restrict his concern to just the physical. He also uses a
version of the causal argument from the Big Bang. This delivered an entangled quantum state, in which
every object is dependent on the whole.
35 I note that this is exactly what the Huayan accepted. For them, any whole depends on its parts, and
I have explored that matter in Priest (2014), ch. 13. As we are about to see, the universal of oneness, that is,
of being an object, could also play this role, though this had not occurred to me when I wrote the book.
37 The relationship between a universal and its instantiations is not exactly the same as that between
a whole and its parts, but it is very similar. For a gentle introduction to the matter, see Garrett (2006),
pp. 37ff.
38 For a general discussion of the matter, see Priest (2014), ch. 4.
39 40
Stambaugh (1996), pp. 4f. Stambaugh (2002), p. 69.
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I note that, for Heidegger, one cannot say what being is. (For to do such would be
to treat it as a being, which it is not.) Being shows itself in the way that beings present
themselves—to those with the eyes to see it. I note that at this point we are not so far
away from the dao which cannot be described, but which manifests itself in “all under
heaven”.41
5 Conclusion
So ends our somewhat whistle-stop tour of some Buddhist views on ontological
dependence, and some of their Western connections. Most of this has been written
with Western philosophers who know little of Eastern traditions in mind; but I hope
that some of it will be of interest to those who know of Buddhist philosophy, but,
perhaps, less of Western philosophy. I have done nothing here to try to evaluate the
views we have met, or determine their truth. The exercise has been one of urban
geography. To use a metaphor I have used before:42 Philosophy is like a city. It has
relatively self-contained suburbs, such as metaphysics, ethics (each with their own
neighborhoods). But only relatively: the connections spread in a network over the
city, sometimes in the most surprising of ways. Nor is this a finished city: remarkable
new buildings are going up all the time. All I have done in this essay is to describe one
of the Eastern neighborhoods, and explore some of the connections which cross the
city’s Berlin Wall. Of course, a philosopher can live quite happily in just one half of
the city—or even just one of its suburbs—the whole of their thinking lives. But their
philosophy cannot but be richer and deeper, the more they know of the city. Such is
the spirit in which this piece is written.
References
Armstrong, D. M. (1997), A World of States of Affairs, Cambridge: Cambridge University Press.
Bliss, R. L. and Priest, G. (2017), ‘Metaphysical Grounding, East and West’, pp. 63–85 of
S. Emmanuel (ed.), Buddhist Philosophy: a Comparative Approach, Wiley-Blackwell, 2017.
Bliss, R. L. and Trogdon, K. (2014), ‘Metaphysical Grounding’, in E. Zalta (ed.), Stanford
Encyclopedia of Philosophy, http://plato.stanford.edu/entries/grounding/.
Chan, W. T. (ed.) (1969), A Sourcebook in Chinese Philosophy, Princeton, NJ: Princeton
University Press.
Chang, G. C. C. (1972), The Buddhist Teaching of Totality: the Philosophy of Hwa Yen Buddhism,
London: George Allen & Unwin Ltd.
Garfield, J. (1995), The Fundamental Wisdom of the Middle Way, New York, NY: Oxford
University Press.
Garrett, B. (2006), What is this Thing Called Metaphysics?, Abingdon: Routledge.
41 As the famous opening lines of the Daodejing put it, “The Dao that can be described in language is not
the constant Dao; the name that can be given it is not the constant name”: Lynn (1999), p. 51.
42 Priest (2011).
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Jones, N. (2009), ‘Fazang’s Total Power Mereology’, Asian Philosophy 19: 199–211.
Kemp Smith, N. (1933), Immanuel Kant’s Critique of Pure Reason, 2nd edn, London: Macmillan
& Co.
Liu, M. W. (1982), ‘The Harmonious Universe of Fazang and Leibniz’, Philosophy East and West
32: 61–76.
Lynn, R. J. (1999), The Classic of the Way and Virtue: A New Translation of the Tao-te Ching of
Laozi as Interpreted by Wang Bi, New York, NY: Columbia University Press.
Mitchell, D. (2002), Buddhism: Introducing the Buddhist Experience, Oxford: Oxford University
Press.
Padmakara Translation Group (2004), Introduction to the Middle Way: Candrakı̄rti’s Madhya-
makāvatāra with a Commentary by Jamgön Mipham, Boston, MA: Shambala.
Priest, G. (2002), Beyond the Limits of Thought, 2nd edn, Oxford: Oxford University Press.
Priest, G. (2011), ‘Why Asian Philosophy?’, pp. 211–21 of G. Oppy and N. Trakakis (eds),
The Antipodean Philosopher. Volume 1: Public Lectures on Philosophy in Australia and
New Zealand, Lanham, MD: Lexington Books.
Priest, G. (2013), ‘Between the Horns of Idealism and Realism: The Middle Way of Madhya-
maka’, ch. 13 of S. M. Emmanuel (ed.), A Companion to Buddhist Philosophy, Chichester:
Wiley-Blackwell.
Priest, G. (2014), One, Oxford: Oxford University Press.
Priest, G. (2015), ‘The Net of Indra’, pp. 113–27 of K. Tanaka, Y. Deguchi, J. Garfield, and
G. Priest (eds), The Moon Points Back, Oxford: Oxford University Press.
Putnam, H. (1973), ‘Meaning and Reference’, Journal of Philosophy 70: 699–711.
Radhakrishnan, S. and Moore, C. (eds) (1957), A Sourcebook in Indian Philosophy, Princeton,
NJ: Princeton University Press.
Schaffer, J. (2010), ‘Monism: The Priority of the Whole’, Philosophical Review 119: 31–76.
Siderits, M. (2007), Buddhism as Philosophy, Aldershot: Ashgate.
Stambaugh, J. (trans.) (1996), Being and Time, Albany, NY: State University of New York Press.
Stambaugh, J. (trans.) (2002), Identity and Difference, Chicago, IL: University of Chicago Press.
Tahko, T. E. and Lowe, E. J. (2015), ‘Ontological Dependence’, in E. Zalta (ed.), The Stanford
Encyclopedia of Philosophy, http://plato.stanford.edu/entries/dependence-ontological/.
Varzi. A. (2015), ‘Mereology’, in E. Zalta (ed.), Stanford Encyclopedia of Philosophy, http://plato.
stanford.edu/entries/mereology/.
Williams, P. (2009), Māhāyana Buddhism: The Doctrinal Foundations, 2nd edn, London:
Routledge.
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7
Bicollective Ground
Towards a (Hyper)Graphic Account
1 Introduction
Most authors on grounding hold that grounding is left-collective: there are some truths
γ0 , γ1 , . . . such that, without any one of the γi grounding φ on its own, taken together
the truths γ0 , γ1 , . . . nevertheless ground φ. (A standard example is the grounding of
a conjunctive truth in its conjuncts.) Could grounding also be right-collective? In the
simplest case: could a truth φ ground some truths γ0 , γ1 , . . . taken together without
the truth φ grounding any of the truths γi on its own? More generally, let us say that
grounding is bicollective if it is both left- and right-collective.1
If bicollective ground is intelligible an interesting kind of metaphysical coherentism
becomes a live option. Just like an epistemological coherentist may say that it is
a mistake to ask, about a particular belief, what makes it justified, a metaphysical
coherentist may say that it is a mistake to ask, of a particular truth, what grounds it.
In the epistemological case we should rather ask of some beliefs, taken together,
what makes them justified; in the metaphysical case, we should rather ask, of some
truths, what grounds them. A considerable advantage of this version of metaphysical
coherentism is that one does not have to countenance circles of ground in order to be
a metaphysical coherentist.2
The intelligibility of bicollective ground was first argued for by Dasgupta (2014b) in
the course of defending various structuralist theses. Recently, Litland (2016) showed
how some sense can be made of the notion by developing a logic of bicollective
ground using Fine’s truthmaker semantics. While the truthmaker semantics is by far
1 A note about terminology. Dasgupta (2014b) speaks of grounding being “irreducibly plural” and
Litland (2016) speaks of grounding being “many–many”. I believe the present terminology is better; the
issue is not whether there are grounding operators that take many (or a plurality) of arguments on the
right; the issue is whether grounding is collective (non-distributive) on the right. The point is purely
terminological—nobody has been confused on this point.
2 Compare the discussion of “reciprocal” essence in (Fine 1994, pp. 65–6).
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1.1 Overview
We begin in §2 by introducing the central notion of immediate strict full ground.
In §3 we develop some ways of making sense of the characteristic non-distributivity
of bicollective ground and argue that mathematical structuralists should avail them-
selves of bicollective ground. In §4 we rehearse the truthmaker semantics for bicol-
lective ground and point out some problems that arise in the bicollective case.
In §5 we recall the graph-theoretic account for the left-collective case and argue
against Fine’s principle of Amalgamation. The main contribution of the paper comes
in §6 where we develop the graph-theoretic account of bicollective ground. We discuss
how to define acyclic graphs, mediate ground, the notions of partial ground, and what
it is for two collections of truths to be ground-theoretically equivalent. We conclude
with some questions for future research (§7).
2 Notions of Ground
The central notions of ground for the graph-theoretic approach are strict full mediate
(<) and immediate ground ().6 For notational convenience, we here treat ground as
a binary relation between multisets of truths. Claims of ground are then generated as
follows: whenever , are multisets of truths < and are claims of ground.7
3 Apart from its applications to ground (Fine 2012b,c Litland 2016) the truthmaker theory has an
impressive range of further applications: to counterfactuals (Fine 2012a), intuitionistic logic (Fine 2014),
and partial content (Fine 2016).
4 For the case of left-collective ground this has been forcefully argued by deRosset (2013, 2015).
5 This is the approach taken (for the case of partial ground) by Schaffer (2009) (a more general approach
is sketched in (Schaffer 2016), by deRosset (2015), and by Litland (2015, 2017). The talk of “trees” in (Correia
2014) and (Rosen 2010) is, as we shall see, closely related to the graph-theoretical approach.
6 We introduce further notions of ground later.
7 Three notes on grammar. First, note that and are multisets, not sets. Unlike a set a multiset is
sensitive to repetion: while the set {a, a} is identical to the set {a}, the multiset {a, a} differs from the set
{a} in that it has two occurrences of the member a. It turns out that it is important to work with multisets.
(See §5.1 below.) Second, we allow both and to be empty. As in (Fine 2012b, 47–8) we distinguish
sharply between a truth’s being ungrounded and a truth’s being zero-grounded, that is, grounded, but by the
empty collection of truths. (While zero-grounding will play no positive role in this paper it is important to
develop the theory leaving room for zero-grounding.) Third, grounding, of course, is not a relation between
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These notions of ground are to be understood as follows. If < then the truths
provide a full explanation of the truths —nothing needs be added to the truths in
order fully to explain why the truths are the case. The explanation is strict in the
sense that cannot in turn be part of an explanation of . It is strict full ground in
its left-collective form that has been the focus of most of the recent work on ground.
is an immediate strict full ground for if ’s grounding “does not have to
be seen to be mediated”. The guarded phrase is required since there are cases where a
truth φ is both a mediate and an immediate ground for a truth ψ. A standard example
is φ and the disjunction φ ∨ (φ ∨ φ). The ease with which we can treat immediate
ground is one of the main advantages of the graph-theoretic approach.
3 Distribution Failure
That some sense can be made of grounding many truths is not in question.8 What
might be problematic about bicollective ground is that it is non-distributive: how can
some truths ground some truths δ0 , δ1 , . . . even though for each i and every ⊆
, the truths do not ground δi ? But there are pictures of grounding that make it
comprehensible how distributivity could fail.
3.1 The wall
One way of thinking about grounding is that the grounded “rests on” the grounds;
the grounds “support” the grounded. It is widely accepted that the grounds have to
be “relevant” to the grounded. (Consider, e.g. the consensus that mere necessitation is
not sufficient for grounding.) If the grounds “support” the grounded the support has
to be “relevant”.
Seen in light of this metaphor non-distributive grounding arises quite naturally.
Figure 7.1 depicts a wall made of bricks, the upper row being supported by the
lower row. There is sense in which no one brick in the upper row rests on any
collection of bricks from the lower row. Consider, for example, the bricks a, b,
and c. b and c provide support for a; but since b, c take up more space than is needed
stably to support a they do not relevantly support a. Taken as a whole, however, the
upper row is relevantly supported by the lower row (taken as a whole).
(multi)sets; it is either a multigrade relation between truths or (better) it should be treated as a variable arity
sentential operator. We can accommodate this by reading the notation as follows. “If and are multisets
of sentences then the result of writing the sentences in (in any order) followed by a grounding operator
followed by the sentences in (in any order) is a sentence.” (Similarly, if one prefers to treat ground as a
multigrade relation between truths.)
8 The notions of simultaneous and distributive many–many ground are both definable in terms of
left-collective ground (Fine 2012b, p. 54). simultaneously grounds ψ0 , ψ1 , . . . iff grounds each ψi .
distributively grounds if and have decompositions into 0 , 1 , . . . and δ0 , δ1 , . . . respectively such
that i grounds δi for each i.
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b c
This is obviously quite metaphorical, but the metaphor is useful for forming the
right intuitions about bicollective ground. As we will see, it provides a useful way of
thinking about the hypergraphs.
9 Some—Dasgupta (2014a,c), Litland (2015, 2017)—hold that to say that grounds φ simply is to say
that explains φ in a distinctive way; others—Schaffer (2012, 2016), Audi (2012)—hold that grounding is a
relation “underlying” or “underwriting” a distinctive type of explanation. While the difference is important
nothing said here will turn on this.
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could use a sentential operator like “what it is for . . . to be the case just is for . . . to be the case”.
12 We should also add that they do not have any non-structural grounds that are not themselves
exists; and that it is this truth that is grounded in the wholly structural. (One may understand this single
truth either in terms of a variably polyadic existence predicate or as ascribing existence to the plurality
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(i, −i).) While I have no objection to there being a single truth that (i, −i) exists, I do not think this gives
us a third alternative. For the question arises: what is the relationship between the one truth that (i, −i) exist
and the two truths that i exists and that −i exists? Again we either have to hold that the truths that i exists,
that −i exists are commonly grounded in the wholly structural or we have to hold that they are grounded
in the wholly structural, even though they are not individually grounded in the wholly structural.
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Just as in the left-collective case the basic notion of ground for the truthmaker
semantics is weak full ground. Strict full ground is understood in terms of weak full
ground—as “irreversible” weak full ground.14 strictly fully grounds iff weakly
fully grounds and does not in turn contribute to grounding ; that is, does
not weakly partially ground .
4.2 Structuralism and the truthmaker semantics
The truthmaker semantics identifies a truth φ with the set of states verifying φ. It
is worth mentioning that if one accepts the truthmaker semantics for bicollective
ground one is forced to adopt the bicollective development of mathematical struc-
turalism. For suppose one held that the truths that i exists, −i exists were commonly
grounded. (That is, that the grounds for the truth that i exists are exactly the same
as the grounds for the truth that −i exists.) One would then be forced to accept the
absurd conclusion that the truth that i exists is identical to the truth that −i exists.
By going bicollective one avoids this problem: on their own the truths that i exist
and that −i exist are not grounded in the wholly structural: it is only together that the
two truths are grounded in the wholly structural.
While this is a pleasing result the problematic features of the truthmaker semantics
mean that one should not put too much weight on it. Let us now turn to discussing
some of these problematic features.
4.3 Problems with the truthmaker semantics
The most important problem with the truthmaker semantics is its incapability of
dealing with immediate ground. We can see this as follows (working in the left-
collective case). For let R be a truth having as its verifiers p, q, and p·q. Let P be verified
by p. Is R immediately or only mediately grounded in P? There is no way of telling. If
R is the proposition P ∨ (P ∨ Q) then R is immediately and mediately grounded in P;
if R is the proposition (P ∨ P) ∨ Q, then R is only mediately grounded in P. As we will
see, the graph-theoretical approach deals with cases like this with ease.
In case one is dubious about the distinction between immediate and mediate
ground, however, it is worth noting that the truthmaker semantics also is problematic
as an account of mediate ground.
14
For more details about the truthmaker semantics see (Litland 2016).
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An initial worry arises from the extensional character of the semantics. The content
of a collection of propositions is the set of fusions of the verifiers of the γ ∈ .
By inspection of the clauses for ≤ we see that ≤ is true if the content of is
included in the content of . But from the fact that the content of is included in the
content of why think that the obtaining of in any way explains the obtaining of
? In particular, why think that one can get from to by means of a sequence of
explanatory inferences?
A decent response to this worry is to hold that while the truthmaker semantics may
not give us the intended semantics of the logic of ground it still provides a serviceable
model theory for the (pure) logic of ground. This response might work in the left-
collective case.15 In the bicollective case, however, the truthmaker semantics validates
some problematic principles.
Let me begin with the principle of Self-Ground. As one can easily check, this
principle is valid:
<
Self-Ground
< ,
In other words, a collection of truths can strictly ground collections of truths that
contain .
That some notion of strict ground allows for instances of Self-Ground is not absurd.
After all, there is no conflict with the definition of asymmetry. To say that strict full
ground is asymmetric is to say that if < , then does not ground . It follows
that for no do we have that strictly fully grounds . But it does not follow from
this that does not strictly fully ground some
, where ⊂
.
What is problematic is that in the truthmaker semantics one cannot hope to define
a notion of strict ground that does not validate Self-Ground.16 If one ties grounding to
explanatory arguments one would not want Self-Ground to be validated: if there is an
explanatory argument from to why think that there is an explanatory argument
from to , ?
Much the same problem arises with the principle of Squeezing:17
< < ,
,
Squeezing
< ,
But this is problematic. This is, again, perhaps most easily seen if we tie grounding
to explanation. Why think that there is an explanatory argument from to ,
when
we have explanatory arguments from to and also to ,
, ? What guarantees
that there is such an argument?
All these problems can be overcome by developing a hypergraph-theoretic account
of bicollective ground.
18 For cardinality reasons we impose a limit on the amount of repetition that is allowed. (What limit
we impose does not matter as long as we allow arbitrary finite repetition of elements.) For definiteness,
letting λ be the least strongly inaccessible cardinal greater than the cardinality of V, we allow an element
in a multiset to have κ-many occurrences for each κ < λ.
19 Strictly speaking h(A) is a multiset containing a single truth, but for ease of expression we will refer
Definition 5.2. Let G = V, A, t, h be a graph. A path in G is either a sequence φ where φ ∈ V
or a sequence φ0 , A0 , φ1 , A1 , . . . , An−1 , φn such that for each i, φi ∈ t(Ai ) and φi+1 =
h(Ai ). The length of a path φ0 , A0 , φ1 , A1 , . . . , An−1 , φn is n.
We say that φ lies on a path from ψ if there is path φ0 , A0 , φ1 , A1 , . . . , An−1 , φn where
n ≥ 1 and φ0 = ψ and φn = φ.
Definition 5.3. Let G = V, A, h, t be a graph. We say that G is acyclic if for all φ ∈ V there is
no path from φ to φ.
We refer to P as the premiss nodes of the tree and c as its conclusion node. For short
we will say that P are the premisses of T and c its conclusion. To have an explicit
notation we use T, P, c, A, h, t to indicate that T, A, t, h is a tree with premisses
P and conclusion c.
Suppose we label the nodes of a tree T, P, c, A, h, t with propositions. We may then
take the label on c to represent a grounded truth; the labels on P represent the truths
that ground (the truth that labels) c. The tree as a whole, then, depicts an “explanatory
derivation” of the grounded truth c from its grounds P.
Of particular interest are the labeled trees that arise from grounding graphs.
Definition 5.5. Let G = V, A, h, t be a grounding graph. A labeled (directed) tree over G is a
tuple T = T, P, c, AT , L, tT , hT . Here T, P, c, AT , tT , hT is a tree as above; L : T → V is a
function assigning labels from V to the nodes of T. The sets of arcs A and AT are related as
follows.
• For all A ∈ AT thereis A ∈ A such that
for all φ ∈ V,
– the cardinality of ψ ∈ t(A ) : ψ = φ is the cardinality of {u ∈ tT (A) : L(u) = φ}.
– If u ∈ hT (A) then L(u) ∈ h(A ).
We refer to the labeled trees over G as G -trees. We now define the notion of strict
full mediate ground.
Definition 5.6. Let G = V, A, h, t be a grounding-graph. Let ∪ {φ} ⊆ V. We say that < φ
if there is G-tree T = T, P, c, AT , L such that L(P) = and L(c) = φ.
E
φ
to indicate that E is a tree with premisses exactly and conclusion φ. (“E ” for
“explanatory argument”.)
To understand the definitions it is helpful to consider Figure 7.2. The trees show
perspicuously how both (φ, θ) and (ψ, θ) and (φ, ψ, θ) mediately ground (φ ∨ψ)∧θ .
(We here assume that if both φ, ψ is true, then φ, ψ together ground φ ∨ ψ.)
5.1 Amalgamation failure
The principle of (Strict) Amalgamation says that if i <φ for each i ∈ I then i ∈ I i <
φ. This principle is invalid—according to Definition 5.6. In fact, we can establish
something stronger.20
Say that a grounding graph G = V, A, t, h is amalgamating if whenever we have
Ai ∈ A such that h(Ai ) = h(Aj ) for all i, j ∈ I, then there is A ∈ A such that
h(A) = h(Ai ) for each i ∈ I and such that t(A) = i∈I t(Ai ). If a grounding graph
G is amalgamating then the principle of Amalgamation holds for immediate ground.
However, Amalgamation for mediate ground does not follow from Amalgamation for
immediate ground.
(ϕ∨ψ)∧θ
ϕ∨ψ θ
ϕ ψ
ϕ ψ ϕ ψ
ϕ∨ψ θ ϕ∨ψ θ ϕ∨ψ θ
(ϕ∨ψ)∧θ (ϕ∨ψ)∧θ (ϕ∨ψ)∧θ
To see this let φ be a truth immediately grounding a truth ψ. Contrast the following
two cases. First, the truth ψ immediately grounds the truth ψ ∧ ψ; second, the truth
ψ grounds the truth ψ ∨ θ, where θ is some unrelated truth.
In the first case φ is a mediate ground for ψ ∧ ψ; moreover, φ, ψ taken together
also form a mediate ground for ψ ∧ ψ. In the second case, φ is a mediate ground for
ψ ∨ θ, but φ, ψ taken together do not constitute a mediate ground for ψ ∨ θ.
The reason is that in grounding ψ ∧ ψ, ψ is used twice; we can elect to use φ to
ground only one of the occurrences of ψ, leaving the other occurrence of ψ available
to make a contribution to grounding ψ ∧ ψ. In the grounding of ψ ∨ θ, on the other
hand, ψ is used only once. If we use φ to ground ψ there is no occurrence of ψ “left
over” to make a separate contribution to grounding ψ ∨ θ . The difference between
the two situations is depicted in Figure 7.3.
Amalgamation for immediate ground expresses a choice about how to deal with
overdetermination. In cases of overdetermination not only are the individual can-
didate immediate grounds in fact grounds, they are also immediate grounds taken
together. But if two grounds are “on the same path” to the grounded we should
not count them as together forming a ground, which is what Amalgamation in full
generality forces us to do.21
It is not just Amalgamation that fails for this reason. The following “structural”
principles of ground also fail:
, φ < ψ , φ, φ < ψ
Mingle Contraction
, φ, φ < ψ , φ < ψ
But all of Amalgamation, Contraction, and Mingle are validated by the truthmaker
semantics for the left-collective pure logic of ground. The truthmaker semantics
cannot even serve the instrumental role of characterizing the validities of the pure
logic of ground.
ϕ ϕ
ψ ψ ψ
ψ∧ψ ψ∨θ
21 Consider the causal parallel. If Billy and Suzy each throw a rock at the window we might count the
event of them both throwing as a cause of the window’s shattering. In contrast, consider just the rock Billy
threw. If the rock’s momentum at t0 is a cause of its momentum at t1 and its momentum at t1 is a cause of
the window’s shattering we might reasonably count both the rock’s momentum at t0 and its momentum at
t1 as causes for the window’s shattering. But it would be wrong to count the momentum of the rock as t0
together with its momentum at t1 as a joint cause of the window’s shattering.
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ϕ0 ψ0
ψ1
ϕ1 ψ2
…
Figure 7.4. A hyperarc
To see what a path looks like, it helps to return to (a variation on) the picture of the
wall (in Figure 7.1):
Figure 7.5.
22
This says that if t(A) grounds the null fact then t(A) is immediately zero-grounded.
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We may consider Figure 7.5 as a graph by letting each small box be a vertex. We
let there be an arc the tail of which is the entirety of the bottom row; and the head of
which is the entirety of the middle row. For each box in the middle row, we let there
be an arc from that box to the box directly above it on the upper row. For instance,
there is an arc with tail {b} and head {a}. In this case there is a path from the box
labeled b to the box labeled d. d does rest on the lower row as a whole, and so in
part on b.
Definition 6.2. Let G = V, A, t, h be a graph.
(i) G is weakly acyclic if for all V1 ⊆ V0 ⊆ V there is no path from V0 to V1 ;
(ii) G is strongly acyclic if G is weakly acyclic and for all V0 and V1 such that V0 ∩ V1 = ∅
there is no path from V0 to V1 .
Weak acyclicity is too weak to capture what we want in a strict notion of ground.
To see this consider the graph H depicted in Figure 7.6. H = V, A, h, t where
V = {a, b, c, d} and A = {A, B, C} where t(A) = a and h(A) = c; t(B) = b and h(B) = d
and t(C) = {c, d} and h(C) = {a, b}. H is weakly acyclic according to Definition 6.2,
but intuitively H is cyclic: it is natural to think that H represents that a, b (mediately)
grounds a, b.
I am inclined to think that strong acyclicity is the notion we are after, but some
might think that it demands too much. For consider the plurality of all truths: if we
require strong acyclicity we rule out that the totality of all truths is grounded. (If
the totality of all truths is grounded it has to be grounded in a subplurality, but this
would contradict strong acyclicity.) This might be an unwelcome result for someone
who wants to defend a version of the principle of sufficient reason for bicollective
ground.
Once we have defined mediate ground we can define a notion of acyclicity inter-
mediate between strong and weak. Before I go on to characterize mediate ground, let
me return to structuralism—and i and −i.
a b
c d
a b
Note that any graph with the empty collection of arcs counts as an edifice.
We may think of an edifice as an argument from the premisses P to the conclu-
sions C. Whereas a tree represents an argument with a single conclusion an edifice
23 Admittedly, the distinction here can be drawn in terms of the multiplicity of grounds; but there are
more complicated (infinitary) examples where this move will not work.
24 We here invoke the notion of a way of grounding. Putting this notion on a rigorous footing is, I believe,
one of the most pressing issues in the theory of ground and one to which I hope to return elsewhere.
25 Much more needs to be said, of course, to make this rigorous, but the above should be sufficient for
. . . φ−2 φ−1 φ0 φ1 φ2 . . .
and
odd = {φ−3 , φ−1 , φ1 , φ3 , . . .}
These sets give us infinitely ascending and descending chains of mediate ground in
the obvious way.
It is easy to see that there is an edifice with premisses even and conclusions
odd and also one with premisses odd and conclusions even . The following edifice
witnesses the first case.
. . . φ−2 φ0 φ2 . . .
. . . φ−1 φ1 φ3 . . .
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But then we get both even < odd and odd < even , contradicting the asymmetry
of strict ground.
To define mediate ground we define the classes of weak, strict, and immediately
strict edifices. The idea is that the strict edifices are generated from the immediately
strict edifices by composing them with weak edifices in a constrained way. This
allows us to capture the idea that strict ground is the closure of immediate strict
ground.
To state the next definitions perspicuously we need some notation. Let us use
D, E , . . . to range over edifices. Consider the edifice {t(A)} ∪ {h(A)} , {A} , h, t.
We may depict this edifice both proof-theoretically and graph-theoretically. (Typo-
graphic considerations dicate which depiction we choose.)
t(A)
t(A)
A
h(A)
h(A)
More generally if D is an edifice with premisses {γ0 , γ1 , . . .} and conclusions
{δ0 , δ1 , . . .} we may write this in either of the following ways.
γ0 γ1 γ2
...
γ0 , γ1 , . . .
D D
δ0 , δ1 , . . .
δ0 δ1 δ2 . . .
Having both notations allows us to conveniently express how to compose edifices.
Suppose
D
0 , 1 , . . . , ϒ
is an edifice with conclusions 0 , 1 , . . . , ϒ. Suppose further that for each i,
i , i
Ei
i
is an edifice with premisses i , i and conclusions
i . These edifices may be com-
posed to yield an edifice with premisses , 0 , 1 , . . . and conclusions
0 ,
1 , . . . , ϒ.
We will depict such an edifice as follows.
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Θ
D
Δ0 Γ0 Δ1 Γ1 Δ2 Γ2 Υ
...
ε0 ε1 ε2
Σ0 Σ1 Σ2 ...
Definition 6.6. Let G = VG , AG , tG , hG be a grounding graph. The immediately strict, strict,
and weak edifices over G are the least classes of G-edifices satisfying the conditions in Figure 7.7.
To see the idea behind Definition 6.6 look first at the immediately strict edifices. In
an immediately strict edifice the conclusions are all in the head of a single arc A. We
move from the many premisses t(A) to the many conclusions h(A) by a single step of
ground. (Many things are grounded, but in a single step of ground.)
Suppose that E (s) is a strict edifice with conclusions C. Suppose that C = C0 ∪ C1
and we have t(A0 ) = C0 and t(A1 ) = C1 . Then the edifice
C0 C1
A0 A1
h(A0 ) h(A1 )
E (s)
C0 C1
A0 A1
h(A0 ) h(A1 )
is strict.
The following proposition pinpoints an important difference between the strict and
the merely weak edifices.
Proposition 6.7. Let E = E, P, C, A, L be a strict edifice. Then for every p ∈ P and c ∈ C there
is some P ⊆ P and some C ⊆ C such that there is a path from P to C and such that p ∈ P
and c ∈ C .
Proof. The proof proceeds by induction on the complexity of the strict edifice E =
E, P, C, A, L. If E is immediately strict the result is immediate. Suppose that E is the result of
an application of (Strict Right Composition). Then E is of the form:
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Δ0 Γ0 Δ1 Γ1 Δ2 Γ2 Υ
...
ε0 ε1 ε2
Θ
D
Δ0 Γ0 Δ1 Γ1 Δ2 Γ2 Υ
...
ε0 ε1 ε2
Σ0 Σ1 Σ2 ...
So let p ∈ P and c ∈ C be given. If p ∈ i for some i, the result follows by the induction
hypothesis applied to Ei . If p ∈ we reason as follows. Suppose first that c ∈ ϒ. The edifice D,
that is,
Θ
D
Δ0 Δ1 Δ2 Υ
...
is strict. It then follows by the induction hypothesis that there is some P ⊆ P and C such that
there is a path from P to C and such that p ∈ P and c ∈ C .
Suppose then that c ∈
i , for some i. Let d ∈ i be given. Since Ei is a strict edifice there
is D ⊆ i ∪ i and C ⊆
i such that there is path from D to C where d ∈ D and c ∈ C .
Since D is strict there is also D ⊆ 0 ∪ 1 ∪ · · · ∪ · · · such that there is a path from P to D
where p ∈ P ⊆ P and d ∈ D . But since D ∩ D = ∅ this shows that there is a path from P
to C which is what we have to show.
To prove the cases of (Weak Composition) and (Strict Left Composition) we observe that if
D = D, P, C, AD is a weak edifice then (i) for all c ∈ C, there is some p ∈ P ⊆ P such that for
some C ⊆ C there is a path from P to C ; and (ii) for all p ∈ P, there is some c ∈ C such that
for some P ⊆ P there is a path from P to C . Having made this observation the proof proceeds
similarly to the case of (Strict Right Composition).
There are, however, acyclic graphs that are not strongly acyclic. Consider for
instance the graph G defined as follows. V = {a, b}, A = {A}, where t(A) = {a} and
h(A) = {a, b}. G is not strongly acyclic but it is acyclic. It would be of some interest to
determine under what conditions acyclic graphs are strongly acyclic.
We can finally define the various notions of full ground.
We note the following principles about the interaction of weak and strict full
ground.
Proposition 6.11.
(i) ≤ for all . (Identity)
(ii) (a) If then < . (Subsumption (/<))
(b) If < then ≤ . (Subsumption(</≤))
(iii) If < 0 , 1 , . . . and i ≤
i , for each i, then <
0 ,
1 , . . . (Weak Right Cut)
(iv) If < 0 , 1 , . . . and i , i <
i , for each i, then , 0 , 1 , . . . <
0 ,
1 , . . . (Strict
Right Cut)
(v) If
0 ,
1 , . . . < and i ≤
i for each i, then 0 , 1 , . . . < . (Left-Cut)
(vi) For no and do we have , < 0 where 0 ⊆ . (Irreflexivity)
(vii) If G is strongly acyclic: for no , do we have < , γ , where γ ∈ .
(viii) if < holds in G , then for no
do we have ,
≤0 , where 0 ⊆ . (Irreversibility)
Proof. We prove some of the cases. The proofs are by and large just unpacking the definitions.
Identity is immediate. Consider the edifice with vertices (labeled by) and the empty set
of arcs.
To prove Weak Right Cut suppose that < 0 , 1 , . . .. There is then a strict edifice E with
premisses and conclusions 0 , 1 , . . .. For each i = 0, 1, 2, . . . let Di be a weak edifice with
premisses i and conclusions
i . Then by (Weak Composition) the following is a strict edifice
with premisses and conclusions
0 ,
1 , . . ..
D
0 1 . . .
E0 E1 . . .
0
1 . . .
and conclusions 0 , where 0 ⊆ . Let 1 = \ 0 . Then the following is a strict edifice with
premisses ,
, 1 and conclusions , contradicting the acyclicity of G.
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F
0 1
E
≺∗ is the notion of partial strict ground. is a partial strict ground for when
is part of a strict full ground for . ≺ is the notion of strict partial ground. is a
partial strict ground for when weakly partially grounds but does not weakly
partially ground . (Strict partial ground is irreversible weak ground.)
In the truthmaker semantics strict partial and partial strict ground notoriously
come apart. Interestingly, they come apart in the graphical approach as well. To
see this, consider again the graph Z from above. Recall that we have the following
ascending and descending sequence of immediate ground:
. . . φi−2 φi−1 φi φi+1 . . .
Let = {φi : i ∈ Z}. Then we have φi ≺ , for each i, but we do not have φi ≺∗ , for
any i.
Z also provides a counterexample to the principle Reverse Subsumption. This
principle says that if γ0 , γ1 , . . . ≤ and γi ≺ , for each i, then γ0 , γ1 , . . . < .
The following principles about partial ground are easily established.
Proposition 6.13.
• If , ≤ then (Subsumption(≤/))
• If , < then ≺ . (Subsumption(</≺))
• If and then . (Transitivity(/))
• If ≺ and then ≺ (Transitivity(≺/))
• If and ≺ then ≺ (Transitivity(/≺))
Consider, for example, the collection even and odd from above. In §6.3 above we
noted, in effect, that we have Even ≈ Odd . Consider the conjunctions Even and
Odd . On the plausible assumption that the immediate grounds for a conjunction
are all and only the conjuncts, Even and Odd differ in what they immediately
ground. Since any notion of identity of collections of propositions has to satisfy (the
analogue of) Leibniz’s law this shows that mutual weak full ground is not the right
notion of identity between collections of propositions.
Fortunately, the correct notion of identity between collections of propositions is
not hard to come by. Say that ≈I if for all
, , if ,
then
,
(and vice versa). Equivalent collections of propositions agree on what they (help to)
immediately ground.
7 Conclusion
In this paper I have shown how we can develop a graph-theoretic account of bicol-
lective ground and indicated how it might be useful in formulating mathematical
structuralism. As should be apparent, bicollective ground is much more complicated
than left-collective ground. The main contribution of this paper has been finding
the right definitions and establishing the (fairly rudimentary) results showing that
the definitions work. While lots of work remains to be done, both on the technical
and philosophical side, I hope to have done enough to convince the reader both
that bicollective ground might be useful and also that it can be developed rigor-
ously.
In closing, let me briefly mention two outstanding technical issues. First, can one
devise a calculus for a pure logic of bicollective ground and establish soundness
and completeness with respect to the hypergraph models constructed here? Sec-
ond, assuming one has done this, what is the relationship between the graphical
semantics for bicollective ground and the truthmaker semantics for bicollective
ground?26
References
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Philosophy 109.12, pp. 685–711.
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Correia, Fabrice (2014). “Logical Grounds”. In: Review of Symbolic Logic 7.1, pp. 31–59.
Correia, Fabrice and Benjamin Schnieder, eds. (2012). Metaphysical Grounding. Cambridge
University Press, pp. 1–311.
26 Relatedly, what is the relationship between the graphical semantics and the truthmaker semantics for
left-collective ground?.
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Dasgupta, Shamik (2014a). “Metaphysical Rationalism”. In: Noûs 50.2, pp. 379–418.
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PA R T II
The Fundamentality Thesis
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8
Indefinitely Descending Ground
Einar Duenger Bohn
We often say that some facts obtain in virtue of others, for example that semantic facts
obtain in virtue of facts about language-use, or that normative facts obtain in virtue of
descriptive facts, or that mental facts obtain in virtue of physical facts. The question
I’m interested in is: must such in-virtue-of chains eventually end in some facts that
don’t obtain in virtue of any other facts? Or can they go on indefinitely without end?1
In other words (to be clarified below), must the in-virtue-of relation be well-founded?
In what follows, I argue that it must not, and point to some reasons for it even
actually not being so. More specifically, in Section 1, I introduce what is perhaps the
closest we get to a standard notion of the in-virtue-of relation, namely a relation of
grounding; in Section 2, I argue that there is no good reason to think that this relation
of grounding must be well-founded; and in Section 3, I argue more directly that it’s
not necessarily well-founded, and further that there are reasons to think it’s actually
non-well-founded.
1 Note that there can be infinite chains that are limited, but I wish to talk about infinite chains that are
unlimited; I here and throughout use the term ‘indefinite’ for that purpose. This should not be confused with
the way ‘indefinite’ is sometimes used in the philosophy of mathematics, where there is a constructional or
potential aspect to it, nor should it be confused with the way ‘indefinite’ is sometimes used in debates over
vagueness, where there is an aspect of, well, vagueness to it.
2 I thus adopt the so-called predicate approach, not the operator approach. I also assume grounding to
be factive.
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partially grounds itself (irreflexivity); if a fact p is grounded in some facts qq, then no
one of qq is even partially grounded in p (asymmetric); and if a fact p is grounded
in some facts q,rr, and q is grounded in some facts ss, then p is grounded in rr,ss
(transitivity). Also, if a fact p is grounded in some facts qq, then, necessarily, if qq
obtain, then p obtain (necessitation); if a fact p is grounded in some facts qq, then it is
not the case that for any r, p is grounded in qq,r (non-monotonicity); and if a fact p is
grounded in some facts qq, then qq metaphysically explain p (explanatoriness).3 The
latter kind of metaphysical explanation amounts to constitutively explaining what a
fact consists in. The underlying notion of grounding is a notion of full as opposed to
partial grounding, where a fact p is partially grounded in some facts qq iff there are
some facts rr such that p is fully grounded in rr and qq are among rr; p being fully
grounded in rr being our official primitive, but intuitively characterized as providing
a complete metaphysical explanation of p.
I henceforth call this the standard notion of grounding (SNG). I will not further
discuss or defend SNG or any of its abovementioned features.4 Instead, I will here
simply assume SNG in order to argue against it being necessarily well-founded, in
favor of some reasons for it actually being non-well-founded.
What is the notion of well-foundedness in play? There has been some ambiguity in
the literature with respect to what it is more exactly, but my arguments below will be
directed at the following notion identified in Schaffer (2009; 2010), and made more
precise in Dixon (2016) and Rabin & Rabern (2016):5 every non-fundamental fact p
is fully grounded in some fundamental facts qq, where a fact q is fundamental iff there
are no facts rr such that q is (partially or fully) grounded in rr.6 I henceforth call this
notion of well-founded grounding WF, regimented as follows:
(WF) : ∀p(∼ Fp → ∃qq(Fqq ∧ qqGp))
where ‘qq’ range over pluralities of (one or more) facts, ‘p’ over single facts, ‘F’
expresses being fundamental, and ‘G’ expresses grounding.7 The question then is
simply this: must SNG obey WF?
3 One might here distinguish between, on the one hand, grounding being explanation, and on the other
hand, grounding backing explanation. I assume the former, unless noted otherwise.
4 For references to further discussions on each of these features, see Bliss & Trogdon (2014) and Raven
(2015). For a general criticism of an overall notion of grounding, see Wilson (2014) and Koslicki (2015).
See also Dasgupta (2014a), where grounding is argued to be many–many, rather than one–many.
5 Note that the following notion of well-foundedness is not the mathematical (set-theoretical) notion of
8 Thomas Aquinas’ (1266–8/1993:200–2), in his five ways towards the necessary existence of God,
shares Schaffer’s intuition concerning the need for a source of being. In general, there are great similar-
ities between Aquinas’ foundationalism in his five ways and Schaffer’s foundationalism with respect to
grounding.
9 Note: Schaffer doesn’t and Cameron might not endorse the full package of SNG, but officially I’m here
only interested in whether SNG in particular must be well-founded (though I do believe my arguments
generalize to other notions of grounding as well).
10 For more on this picture of transference, inheritance, or source of being, see Trogdon (ms). I treat the
notions of reality and being as interchangeable, but try to keep the notion of existence separate; though in
fact nothing hinges on this for present purposes.
11 And, in any case, why believe my intuitions match deep metaphysical truths?
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So, if there is no bottom ground, there is nothing that can thus transmit being to
the grounded, nothing from which the grounded can thus gain, achieve, or derive
its being. The dynamical talk makes this sound somewhat plausible. It’s as if you are
to fill up a swimming pool by the use of a hose: if nothing comes out of that hose,
then of course the swimming pool will not be filled up. Or, at least in my experience,
if I don’t at some definite point start writing my paper, it just won’t be written. But
the problem is that grounding is nothing like such dynamical processes. There is
no such definite dynamical starting point of the grounding chain. Grounding is like
a synchronic, static mathematical relation (like in arithmetic), not like a diachronic,
dynamic physical relation (like in thermodynamics, or action theory). Grounding is
an explanation of what the obtaining of a fact consists in, atemporally; grounding is
not an explanation of the causal history of that fact (cf. Fine, 2001; 2012; Rosen, 2010).
So, any intuitive pull we might feel from the dynamical metaphors is of no help in a
defense of SNG necessarily obeying WF.
Now, before I look at other ways to try to defend the above premise in the argument
for WF, consider the argument that simply drops it: by definition, something is a
fundamental fact iff it has no ground; hence, if there are no fundamental facts, all
facts have ground. Now that is a solid conditional argument for what I henceforth call
indefinitely descending ground (IDG):
(IDG) :∀p∃qq(qqGp)
Given our assumption that G is a strict partial order as per SNG, IDG gives us infinite,
non-ending chains of grounding.12 Given some very minor, plausible assumptions,
IDG is incompatible with WF. Proof : assume WF and ∼Fp. Then, ∃qq(Fqq∧qqGp).
Let q1 be one of those qq and assume the distributivity of F. It then follows that
Fq1 ; but by definition of fundamentality, ∀p(∼Fp ↔ ∃ss(ssGp)); hence ∼ ∃ss(ssGq1 );
but by IDG, ∃qq(qqGq1 ); hence, contradiction. Now, the minor assumptions that
fundamentality is a distributive property and the definition of fundamentality is here
taken for granted (though neither one is beyond dispute13 ), so WF and IDG are
incompatible.
Now, one way to indirectly defend the controversial premise in the above argument
for WF (i.e. the premise that if all facts have ground, there are no facts) is to argue
that IDG amounts to an appropriately vicious infinite regress. I take it a benign infinite
regress won’t do (e.g. it’s not a problem that we have: ‘s’ is true; “s’ is true’ is true; ‘ “s’ is
true’ is true’ is true; and so on ad infinitum). I also take it a mere infinite regress won’t
do (e.g. it’s not a problem that zero has infinitely many successors). Rather, IDG must
12 Cf. Bliss (2013); Tahko (2014); Morganti (forthcoming). With G being transitive but failing irreflex-
ivity, we could have loops of ground; see Bliss (2014). I’m not in principle opposed to such loops, but SNG
is for present purposes assumed to be irreflexive, so, by assumption, no loops.
13 If there are fundamental facts, but fundamentality is a collective property, things will look slightly
different. Though that is an interesting idea, I will ignore it in what follows since I believe that there most
likely are no fundamental facts. See Dasgupta (2014b) for criticism of the notion of fundamentality.
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amount to an infinite vicious regress, and it must be of the appropriate kind to support
the argument for WF. But what could such an appropriately infinite vicious regress be
in this case?
I can think of at least two candidates (adapted from Nolan, 2001; Bliss, 2013). The
first candidate deals with reductive explanations. Now, ‘reduction’ is said in many ways,
but assume SNG is reductive in the sense that if qqGp, then qq explain away p as being
in some sense non-real. Given IDG, one would then explain away facts, but never
explain them away in terms of something that is not thus further explained away.
One might then get the feeling that every fact p is somehow explained away, but into
nothing, so to speak; that every fact is ‘infinitely deferred, never achieved’ (Schaffer,
2010:6314 ).
But, first, why think grounding is thus explanatorily reductive? It is not a common
view of grounding (Fine, 2001; 2012; Schaffer, 2009; 2010; Rosen, 2010). In fact, much
initial motivation for appealing to grounding is to be able to truly say that some things
obtain without thereby admitting that they are as real as all other things obtaining
(Schaffer, 2009). For example, we want to say—truly—that there are tables and chairs,
but not thereby admit that tables and chairs are as fundamental as particles. So, as
far as I can tell, a proponent of IDG could and should simply reject that grounding is
explanatorily reductive. Grounding is explanatory, but non-reductive.15 Grounding
metaphysically explains a given fact in terms of other facts, but grounding does not
thus explain away that fact as somehow non-real.16
Second, assume grounding is thus explanatorily reductive. Then the above argu-
ment, corresponding intuition, and supposed vicious regress get things backwards.
By SNG, the grounded has its being (or nature, or existence) in virtue of the ground.
But if so, the ground surely cannot have less being than the grounded. Either the
ground has the same degree of being as the grounded, or the ground has more being
than the grounded. But then, as we approach infinity towards ground, we either
stay with the same degree of being, or we approach infinite being! In neither case
is being infinitely deferred, never achieved, as per Schaffer’s intuition. If anything,
being is always deferred, but infinitely achieved! So, if grounding is reductive, we’re
not explaining facts away only to approach nothingness, but rather we’re explaining
facts away in terms of other facts that have equal or more being.17
14 Though note that to the extent one is concerned with grounding objects rather than facts, the notion of
grounding seems to fail the assumption of explanatoriness, in which case one loses this particular defense
of his intuition. One must then, as e.g. Schaffer (2016) does, appeal to a notion of grounding that backs
explanation, without grounding itself being explanation.
15 One might of course still accept Rosen’s (2010:123) principle that if p reduces to qq, then qqGp,
also that to the extent that Fine’s notion of being real is taken as a guide (though no guarantee) to being
fundamental, Fine’s (2001:26) definition of reduction is incompatible with IDG.
17 See also Fine (2001:27 and fn.38). Morganti (forthcoming) argues that rather than disappearing as per
the above intuition, being emerges from infinite grounding chains. Cameron (2008:10) too raises a similar
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Now, one might object that infinite being makes no sense, so at best we have
an equal degree of being along the grounding chain. But then, as we go down the
grounding chain, being is infinitely deferred, never achieved because without WF that
equal degree of being is zero! But, of course, that would be begging the question.
It is very important not to confuse various perspectives of the supposed explana-
toriness involved in SNG (cf. Bliss, 2013; Morganti, forthcoming). Assume IDG, its
corresponding chains of grounding, and the corresponding totality of all such chains
of grounding, which I’ll call the chains of being.18 We then have three questions, what
we might call a local, a regional, and a global question. Local Question (LQ): for any
fact p, what grounds p? Regional Question (RQ): what grounds the chain of grounding
of p?19 Global Question (GQ): what grounds the chains of being? A proponent of IDG
should commit to answering LQ, and might or might not commit to answering RQ (cf.
Dasgupta, 2014b). But should she commit to answering GQ? No! Given SNG+IDG,
GQ is incoherent. First of all, the chains of being is presumably a plurality of facts, not
a single fact, which is what it needs to be to be grounded as per SNG. Second, assume
the chains of being amount to an all-encompassing global fact; call it g. Then, by IDG,
there are some facts that ground g; but, by SNG being a strict partial order, those facts
must be distinct from g; so g is not an all-encompassing global fact, contradicting the
initial assumption. So, we might put it like this: each fact individually has a ground,
but all facts taken together (speaking unrestrictedly!) cannot have a ground.
One might object that by invoking many–many grounding (as per Dasgupta,
2014a), one has the logical resources to answer GQ. But note first that one is then
changing the assumptions of the argument, by switching from SNG to another slightly
different notion of grounding, call it SNG*. Second, that might be the right thing to
do, perhaps for independent reasons too, but, given IDG, it does not help answering
GQ. Assume the chains of being amount to an all-encompassing plural global fact; call
it gg. Then, by IDG, there are some facts that ground gg; but, by SNG* being a strict
partial order, those facts must be distinct from gg; so gg is not an all-encompassing
plural global fact, contradicting the initial assumption. So, this time, we might put it
like this: each fact individually has a ground, but all facts taken collectively (speaking
unrestrictedly!) cannot have a ground.
Neither does it help to invoke Fine’s (2012) distinction between being ungrounded
and being zero-grounded. We might put the distinction like this: something is
point: ‘Why could not everything get a bit more real as we progress down the chain, without anything being
wholly real?’ But his intuition ‘rules this out,’ though, as he himself points out, ‘this just is the intuition
that there must be a fundamental level.’ Note that an appeal to an analogy with causation doesn’t seem to
help here: there seems to be no more to an effect than what’s in its cause(s). In fact, since WF postulates
unexplained facts at the bottom, it seems to me it’s ultimately WF that fails to explain the being of our facts,
not IDG. See Section 3 below. See also Tahko (2014).
18 Recall, grounding is supposed to impose a partial order, not a total order, so the chains of being need
not be a single connected grounding chain, but can be many disconnected ones.
19 Note that RQ is not the question of what grounds a grounding fact. The question of what grounds a
zero-grounded iff it is grounded, but in the empty collection of facts, and something
is ungrounded iff it is not grounded at all. Now, SNG is assumed to be explanatory,
so while being ungrounded amounts to having no explanation, being zero-grounded
amounts to having an explanation, but in terms of the empty collection of facts. But,
I say, a metaphysical explanation of a fact in terms of the empty collection of facts
is no metaphysical explanation of that fact, at least not as per SNG. Saying that the
obtaining of a fact p consists in the obtaining of the empty collection of facts, is not
metaphysically explaining p unless p is the empty fact. So, by trying to answer GQ
by invoking zero-ground, one either fails due to not being appropriately explanatory,
or one must be invoking a different notion of grounding from SNG.20 So, assuming
SNG, invoking Fine’s (2012) distinction between being ungrounded and being zero-
grounded just does not help, at least not on pain of changing the assumptions. Of
course, maybe that is the right thing to do in the end, but not for present purposes.21
Admittedly, the above argument is quick, but, whether or not it’s too quick, there
is another more decisive argument for not invoking zero-grounding to assist us with
respect to GQ: by our present assumptions, it entails necessitism, the view that all
actual facts are necessary.22 Assume the chains of being are zero-grounded, that is,
grounded in the empty collection of facts. Then, since the empty collection of facts
necessarily exists, by the assumption of necessitation, all actual facts exist necessarily;
hence necessitism. But, I claim, necessitism is false, so the chains of being are not
zero-grounded.
So, I conclude, whether grounding is reductive or not, by IDG, each fact has a
ground, and hence a metaphysical explanation in terms of some other facts, and
no fact is thereby lost into nothingness; that is, no fact is ‘infinitely deferred, never
achieved.’ Given IDG (and SNG, or SNG*), there is no sensible question about what
the ground of being as such is; the global question (GQ) of what grounds the chains
of being themselves is incoherent.
The point that LQ (and maybe RQ) is what we want answered, with GQ being
incoherent, resembles a point made by Hume (1779:IX) in his objection to cosmo-
logical arguments for the existence of God. According to Hume, if one has explained
each step in a perhaps infinite causal chain, there is nothing more to be explained,
and in particular no need to postulate a first cause to explain it all. Now, Pruss
(2012:81–2) objects to Hume by the following example. Consider the flight of a
cannonball between 12:00 and 12:01, and let pt be the state of the cannonball at time t.
20 Presumably, one could do better with respect to zero-grounding by switching to an operator approach
towards G, rather than our predicate approach. But then, again, one is moving away from SNG, which is
our present concern.
21 See Litland (2017) for some further work on zero-grounding. Unfortunately, Litland’s assumptions are
different from ours (e.g. G is a non-factive operator), so his account does not obviously help in answering
GQ. Despite his insistence to the contrary, I also fail to see how Litland’s account of zero-grounding is
metaphysically explanatory, but let that be as it may.
22 I owe this argument to Jon Litland, though of course he is not to blame. Note that the necessitism in
Let p be the conjunction of all pt such that 12:00<t<12:01. Then each pt might explain
its successor pt+ , such that each pt is explained, but still, Pruss claims, the flight of the
cannonball itself is not explained, so Hume is wrong.
Is there a similar objection in the vicinity with respect to IDG? No. The flight case is
misleading because there is an external perspective on the flight of the cannonball, but
there isn’t any such external perspective on all the chains of being (witnessed by GQ
being incoherent). So, adapted to our global case of grounding, I think Hume is right.
The second candidate for a vicious regress in indirect support of the controversial
premise in the argument for WF is similar to the prior one in terms of reductive
explanations, but claims that there is another kind of failure. Whether grounding is
reductive or not, the supposed failure can be seen by analogy with the toy example of
the homunculus theory of perception (Cf. Nolan, 2001; Bliss, 2013). Suppose someone
attempts to explain the perception of the fact that p as follows. There are outside signals
coming into the eye, received by a homunculus sitting on the inside of the eye, who
interprets the signals as being of the fact that p before sending them off to the brain.
How does the homunculus so interpret the signals? Well, there is another homunculus
sitting inside the first homunculus, who interprets the signals as being of the fact that
p before sending them off to the first homunculus. How does the second homunculus
so interpret the signals? Well, there is a third homunculus sitting inside the second
homunculus . . . and so on ad infinitum. Obviously, here the supposed explanation of
the perception that p fails; we might plausibly blame the explanation for creating a
vicious regress.
Now, the worry this time is not so much that we explain away facts into nothingness,
but that the explanation fails in the sense of having to re-ask the same question with
respect to the same kind of object over and over again ad infinitum. The explanation
thus gets us nowhere, so to speak. But there is no such problem in our case of
grounding. IDG does not create any such vicious regress. If qqGp, then, by SNG, qq
provide a full metaphysical explanation of p, so there is no further question about
what grounds p. So, we do get somewhere. We do of course have the further question
of what grounds the facts among qq (not to mention what grounds the fact that
qqGp), and so on ad infinitum, but that is not analogous with the homunculus theory
of perception. In the homunculus-case, one has the same content over and over
again, but not so in the IDG-case of grounding. To make the homunculus-case more
analogous to the IDG-case, we would have to explain the perception that p in terms
of the first homunculus, but then explain this homunculus in terms of something
non-homunculus-like, or at least something different-homunculus-like and so on ad
infinitum. But then the reason for the initial failure in explanation has gone away. The
analogy simply doesn’t hold up to scrutiny.
In general, we might say that an infinite regress is vicious if something we want to
explain cannot be explained because of the regress (Nolan, 2001; Bliss, 2013), so, in
the particular case of grounding, IDG’s infinite regress is vicious if something we want
to ground cannot be grounded because of it. But, as we have just seen, given IDG, it
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makes no sense to ask for the ground of the chains of being themselves, that is, there
is no ‘global’ fact to be grounded, and by IDG each fact is grounded, so it is not the
case that some fact cannot be grounded because of IDG’s regress.23
I conclude that IDG does not create a vicious regress of the appropriate kind, and
hence a defense of the controversial premise (that if all facts have ground, there are
no facts) based on IDG creating a vicious regress of the appropriate kind fails.
23 See also Schaffer (2016: section 4.5). My arguments above amount to a rejection of Schaffer’s ‘transfer
model’ in the sense that I argue there is no need for a source of being.
24 On gunk, see e.g. Sider (1993), Schaffer (2003), and Arntzenius (2008).
25 On junk, see Schaffer (2010) and Bohn (2009a; 2009b; 2012; ms).
26 See Schaffer (2010), where this direction of grounding is defended. If junk is possible, Schaffer’s
28 Arguably, Sider’s (2011; 2013) reasons rest on a too deflationary notion of modality.
29 In Bohn (2009a; 2009b; 2012) I argued that if composition is not identity and gunk is possible, then
junk is possible. I now believe (i) that composition is identity and entails unrestricted composition (Bohn,
2009c; 2011; 2014); (ii) that hunk is possible, likely actual, if not necessary; (iii) that plural comprehension
is false; and (iv) that because of (iii), (i) and (ii) are compatible (Bohn, ms).
30 Cf. Carr (2009).
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dismissing these reasons out of hand, and especially on a priori grounds, seems
scientifically and theoretically irresponsible.31
By extrapolation on the above cosmic pattern, we are simply forced to question
whether U is in fact open-ended in both directions, and, arguably, we have some
inductive/abductive reason to think it is, no convincing reason to think it’s not. First,
arguably, there is neither a convincing a posteriori reason nor a convincing a priori
reason for believing that the cosmic pattern does eventually have a stopping point; at
least none that cannot be equally well explained as being our (hopeful) theoretical
idealization rather than a real existent.32 Second, concerning the junk-direction in
particular, there is, again arguably, neither a convincing a posteriori reason nor a
convincing a priori reason to believe there is an all-encompassing infinite whole rather
than infinitely many bigger and bigger wholes.33 Third, concerning the gunk direction
in particular, there is, again arguably, neither a convincing a posteriori reason nor a
convincing a priori reason to believe there are mereological atoms.34 Rhetorically, why
think an end point is anything but our (hopeful) theoretical idealization in any case?
So, there are some reasons to think the concrete world is actually hunky, not just
merely possibly so. If so, again assuming SNG appropriately tracks the mereological
hierarchy, SNG even actually fails to obey WF (no matter which direction a grounding
chain goes).
Of course, all this leaves open whether there might be fundamentality somewhere
else in the mereological hierarchy than at the top or at the bottom, or whether there
might be fundamentality in a way that fails to appropriately track the mereological
structures at all. Raven (2018) defends one such alternative, where there can be
fundamentality without a foundation à la WF. The core idea is that fundamentality
amounts to ineliminability from a grounding chain, rather than being a fact at an
end-point of it. As such, there can, at least in one sense, be fundamentality even
if the world is hunky. Raven’s account is subtle, and I cannot for reasons of space
adequately discuss it here, but merely note two things: first, the fundamental is then
not necessarily facts, so we are beyond SNG, and second, it seems even such a
watered-down notion of fundamentality can be indefinitely descending, leaving us
with nothing truly fundamental at all.35
Life is short, with no time to take deep breaths, so let’s move on to some other argu-
ments. As we saw earlier, WF and IDG are mutually incompatible, so the proponent of
WF must deny IDG (and proponents of IDG must deny WF). Given that grounding
31 See also Schaffer (2003), which provides a similar inductive argument for gunk in particular. Note
that, contra Sider (2011; 2013), the above inductive/abductive reasons are not just a handful of cases of
unpacking particles, but rather they are based on a much more general cosmic pattern. Note also that
Sider’s (2011; 2013) other criticisms of the actuality of gunk rest on the assumptions that fundamentality
is an all-or-nothing matter and that fundamentality is well-founded; both assumptions are rejected by our
picture of SNG+IDG.
32 Of course, appealing to WF at this point is a non-starter.
33 34
See Bohn (2009b) and Carr (2009). See e.g. Arntzenius (2008).
35 Raven (2018) does not deny this second point.
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is explanatory (as per SNG), IDG is equivalent to a statement of what we might call
the metaphysical principle of sufficient reason (MPSR): every fact p has a metaphysical
explanation (see Guigon, 2015; cf. Della Rocca, 2010). So, the proponent of WF must
deny MPSR too. That should not be too surprising: WF postulates that there are some
facts that have no ground, so by SNG neither do they have a metaphysical explanation.
But consider what we might call the well-founded grounding riddle: assume WF, that
is, that all grounding chains end in some fundamental, ungrounded facts. Consider
these ungrounded facts. Either they have a metaphysical explanation (as per SNG) or
they don’t. If they do, they are of course not ungrounded, in which case grounding
is not well-founded after all. If they don’t, then they have no ground. But then the
obvious question arises: whence these fundamental facts?36
Not being able to answer this question fails to provide a natural resting point for
thought.37 There seems to be at least three kinds of answers. First, Brutalism: the
ungrounded facts just don’t have an explanation, and there is no explanation for it
beyond that. Second, Indefinitism: there are no ungrounded facts because every fact
has an indefinitely descending ground in all directions, so the riddle never arises.
Third, Loopism: there are no ungrounded facts because if you go far enough down
any grounding chain you’ll end up where you started.38
But just like not answering the above question is no natural resting point for
thought, so Brutalism too is no natural resting point for thought. This is so because
there is no non-ad hoc way to draw the line between facts that do and do not
have a metaphysical explanation, and drawing an ad hoc line is surely no natural
resting point for thought (cf. Della Rocca, 2010).39 So, all else being equal, unless it
contradicts our evidence, we should prefer Indefinitism or Loopism over Brutalism.
Assuming the transitivity of grounding, Loopism contradicts the irreflexivity of
grounding, so assuming SNG, according to which grounding is both transitive and
irreflexive, Loopism is out.40 So, unless it contradicts our evidence, we should prefer
Indefinitism over Brutalism. As argued throughout the present paper, all else is equal
and Indefinitism doesn’t contradict any evidence, so we should prefer Indefinitism
over Brutalism. That is, on our picture, WF is Brutalism and IDG is Indefinitism, so we
36 Note that this latter question is what I earlier called a local question (LQ), not a regional (RQ) or a
global question (GQ). It resembles the most common objection to Aquinas’ foundationalism: if God is the
cause of all things, what caused God?
37 Thanks to Ralph Henk Vaags.
38 For a defense of Brutalism, see e.g. Aquinas (1266–8/1993); Schaffer (2009; 2010; 2016); for a defense
of Loopism, see e.g. Bliss (2014); and for a defense of Indefinitism, see e.g. Bliss (2013); Tahko, (2014);
Morganti (forthcoming); not to mention the paper you are currently reading. Note that where I use
‘indefinitism,’ others use, misleadingly in my mind, ‘infinitism.’
39 On this point, among others, it is worth comparing Brutalism to Epistemic Foundationalism, but,
unfortunately, I have no space to do so here. Thanks to Jonathan Schaffer and an anonymous referee for
this volume for raising this question.
40 I don’t want to rule out Loopism as such, but only for present purposes, where we are assuming SNG.
Maybe the mental is grounded in the physical, but the physical in turn is grounded in the mental. I find
such a picture of Loopism well worth exploring.
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should prefer IDG over WF. We have assumed SNG, so we should prefer SNG+IDG
over SNG+WF.
One might object that there are various alternative ways one might try to explain
the ungrounded facts, making Brutalism less brute, and thus a more natural resting
point for thought.41 For example, one might think it somehow lies in the essences
of ungrounded facts that they are ungrounded (Rosen, 2010:128–33; Dasgupta,
forthcoming), which thus might somehow explain them, but in a different sense from
grounding. But then again, I say, it might just not thus lie in their essences; we simply
don’t know what the ungrounded facts are, so we simply don’t know what does and
does not have an explanation in terms of their essences. As far as I can tell, we simply
have no convincing reason to believe there actually is such an alternative explanation
of ungrounded facts in terms of their essences.
Dasgupta (forthcoming) is perhaps the best attempt at this sort of account, accord-
ing to which both MPSR and WF are true, but the fundamental facts are not apt for
metaphysical explanation. But the fact that all and only the fundamental truths just
happen to necessarily not be apt for metaphysical explanation is incredible.42 The
idea that ungrounded facts are by their essence ungrounded is an interesting idea,
but I just see no convincing reason to believe it is actually true, not to mention to
rest the necessity of SNG+WF on it. The same goes, I say, in one admittedly too big
sweep, for other ways of trying to alternatively explain the ungrounded (e.g. causally,
or teleologically). So, it still seems to me we should prefer SNG+IDG over SNG+WF,
if not only for theoretical purposes.
Note that MPSR is often thought to entail necessitism, the view according to
which all actual facts are metaphysically necessary (see Della Rocca, 2010; Dasgupta,
forthcoming). But, as shown in Guigon (2015), neccessitism is in fact no implication
of MPSR as such, so necessitism is neither here nor there for SNG+IDG as such.
Here is a related methodological argument for SNG+IDG over SNG+WF: all else
being equal, a theory that respects MPSR is better than a theory that violates MPSR;
there is no particular reason to think that WF is true; there is no particular reason to
think that IDG is false; and IDG respects MPSR, but WF violates MPSR; so the theory
of SNG+IDG is an overall better theory than the theory of SNG+WF. Therefore, to
the extent we should prefer the better of two theories, we should prefer SNG+IDG
over SNG+WF.43
The first premise is not claiming that MPSR is true, just that it is better to not
violate it unless one has a good reason to. In short, neutrality and non-ad hocness
are theoretical virtues. The second and third premises are basically what the entire
Section 2 of the paper has been defending. The fourth premise is as we have seen
41 Thanks to Jon Litland, Alex Skiles, and Kelly Trogdon for pushing me on this.
42 Thanks to Mike Raven.
43 See also Della Rocca (2010). Note, importantly, that we’re talking about metaphysical theories here.
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provable: IDG is logically equivalent with MPSR, and WF is logically incompatible with
IDG, so WF is also incompatible with MPSR.44
Most generally, the proponent of WF faces the problem of having to explain a
non-ad hoc restriction on MPSR, which is no easy task (cf. Della Rocca, 2010). The
proponent of IDG faces no such problem; and, at least for theoretical purposes, to
the extent SNG doesn’t need to restrict MPSR, it shouldn’t; it doesn’t need to, so it
shouldn’t. The latter is just good old scientific and theoretical practice.
Now, contra my methodological arguments above, Cameron (2008) argues that
SNG+WF is theoretically better than SNG+IDG because SNG+WF provides a more
unified theory than SNG+IDG: by WF there are some fundamental facts in terms of
which all others are metaphysically explained, but by IEG there is not; and a more
unified theory is better than a less unified theory. But, why believe that there is more
theoretical unity with fundamental facts than without? First, by going far enough
down the grounding chains, there could be as much unity without fundamental facts
as with. Second, the fundamental facts might come in separate pluralities having
little or nothing in common, in which case there could be as much disunity with
fundamental facts as without. That is, there is a big difference between saying that
some fundamental facts ground all else and saying that all non-fundamental facts are
grounded in some fundamental facts. The former might bring about more unity, but
the latter need not. I have construed things in terms of the latter, not the former. Why
think the former is the case? As far as I can tell, SNG+WF thus need not provide any
more theoretical unity than SNG+IDG.45
References
Aquinas, T. (1266–8/1993). Selected Philosophical Writings. Oxford University Press.
Arntzenius, F. (2008). Gunk, Topology, and Measure. In D. Zimmerman (ed.), Oxford Studies
in Metaphysics, Vol. 4. Oxford University Press.
Bliss, R. (2013). Viciousness and the Structure of Reality. Philosophical Studies, 166,
pp. 399–418.
Bliss, R. (2014). Viciousness and Circles of Ground. Metaphilosophy, 45(2), pp. 245–56.
Bliss, R. & Trogdon, K. (2014). Metaphysical Grounding. Stanford Encyclopedia of Philosophy,
Nov. 25, 2014.
Bohn, E.D. (2009a). An Argument Against the Necessity of Unrestricted Composition, Analysis,
69(1), pp. 25–9.
Bohn, E.D. (2009b). Must There Be a Top Level? Philosophical Quarterly, 59(235), pp. 193–201.
Bohn, E.D. (2009c). Composition as Identity. PhD Dissertation, University of Massachusetts
Amherst.
Bohn, E.D. (2011). Commentary on Parts of Classes. Humana.Mente, 19, pp. 151–8.
44 Note, importantly, that I have not said that IDG is one and the same claim as MPSR.
45 Thanks to Jon Litland, Matteo Morganti, Mike Raven, Jonathan Schaffer, Alex Skiles, Kelly Trogdon,
and two anonymous referees for this volume.
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Bohn, E.D. (2012). Monism, Emergence, and Plural Logic. Erkenntnis, 76(2), pp. 211–23.
Bohn, E.D. (2014). Unrestricted Composition as Identity. In D. Baxter & A. Cotnoir (eds.),
Composition as Identity. Oxford University Press.
Bohn, E.D. (ms). Plural Comprehension, Composition, Sets, and Junk.
Cameron, R. (2008). Turtles All the Way Down. Philosophical Quarterly, 58(230), pp. 1–14.
Carr, B. (ed.) (2009). Universe or Multiverse? Cambridge University Press.
Dasgupta, S. (2014a). On the Plurality of Grounds. Philosophers’ Imprint, 14(20), pp. 1–28.
Dasgupta, S. (2014b). The Possibility of Physicalism. Journal of Philosophy, 111(9), pp. 557–92.
Dasgupta, S. (forthcoming). Metaphysical Rationalism. Noûs.
Della Rocca, M. (2010). PSR. Philosophers’ Imprint, 10(7), pp. 1–13.
Dixon, T.S. (2016). What is the Well-Foundedness of Grounding? Mind.
Fine, K. (2001). The Question of Realism. Philosophers’ Imprint, 1(2), pp. 1–30.
Fine, K. (2012). A Guide to Ground. In F. Correia & B. Schnieder (eds), Metaphysical Grounding:
Understanding the Structure of Reality. Cambridge University Press.
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Oxford Studies in Metaphysics, Vol. 9. Oxford University Press.
Hume, D. (1779/1993). Dialogues and Natural History of Religion. Oxford University Press.
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(eds), Oxford Studies in Metaphysics, Vol. 9. Oxford University Press.
Litland, J. (2017). Grounding Ground. Oxford Studies in Metaphysics. Oxford University Press.
Morganti, M. (forthcoming). Dependence, Justification and Explanation: Must Reality be Well-
Founded? Erkenntnis.
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(eds), Natural Theology. Wiley-Blackwell.
Rabin, G.O. & Rabern, B. (2016). Well Founding Grounding Grounding. Journal of Philosoph-
ical Logic, 45(4), pp. 349–79.
Raven, M. (2015). Ground. Philosophy Compass, 10(15), pp. 322–33.
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Research.
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A. Hoffmann (eds), Modality. Oxford University Press.
Schaffer, J. (2003). Is There a Fundamental Level? Noûs, 37(3), pp. 498–517.
Schaffer, J. (2009). On What Grounds What. In D. Chalmers, D. Manley, & R. Wasserman (eds),
Metametaphysics. Oxford University Press.
Schaffer, J. (2010). Monism: The Priority of the Whole. Philosophical Review, 119(1), pp. 31–76.
Schaffer, J. (2016). Grounding in the Image of Causation, Philosophical Studies.
Sider, T. (1993). Van Inwagen and the Possibility of Gunk. Analysis, 53, pp. 285–9.
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Metaphysics, Vol. 8. Oxford University Press.
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Trogdon, K. (ms). Inheritance Arguments for Fundamentality. This volume.
Wilson, J. (2014). No Work for a Theory of Grounding. Inquiry, 57(5–6), pp. 535–79.
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9
Inheritance Arguments for
Fundamentality
Kelly Trogdon
1 Introduction
I’m a proponent of grounding—I think that the notion of grounding is coherent,
figures in ordinary thinking, and deserves a place in our philosophical toolkit due
to its theoretical utility.1 For the purposes of this chapter I assume that grounding
is a relation between entities of various ontological categories and their categories
needn’t match. Where capital English letters take singular values and capital Greek
letters plural values, grounding statements have the following form: ground A.2
It’s a familiar idea that there must be a foundation for being. How can we sharpen
up this idea? As is customary, let’s say that an entity is fundamental just in case it isn’t
partially grounded. With recourse to fundamentality so understood we can put the
idea as follows:
1 For introductions to and overviews of recent literature on grounding, see Bliss and Trogdon (2014),
Clark and Liggins (2012), Correia and Schnieder (2012), Raven (2015), and Trogdon (2013).
2 See Schaffer (2009) for more on this view of the logical form of grounding statements. Audi (2012)
and Rosen (2010) claim that the relata of the grounding relation instead are restricted to facts. I’m actually
sympathetic with this view, but as Schaffer works with the category-neutral view and I’m going to engage
with his argument for metaphysical foundationalism (a thesis I define shortly), I too will work with the
category-neutral view.
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dependent entity has its ultimate ontological basis in some collection of independent
entities” (12).
Second, Fine (2010) claims that metaphysical foundationalism is supported by the
plausible idea that all non-fundamental entities have complete or satisfactory explan-
ations. He writes, “But there is still a plausible demand on ground or explanation
that we are unable to evade. For given a truth that stands in need of explanation,
one naturally supposes that it should have a ‘completely satisfactory’ explanation, one
that does not involve cycles and terminates in truths that do not stand in need of
explanation” (105).
Third, Schaffer (2016), taking a page from Leibniz, argues that considerations
involving the notion of reality inheritance support metaphysical foundationalism.
Schaffer’s argument in outline is this: since non-fundamental entities inherit their
reality from what grounds them (equivalently: entities transfer reality to what they
ground), it must be that non-fundamental entities are fully grounded by fundamental
entities; otherwise, there would be no source of their reality, and the idea that there is
reality inheritance in the absence of a source for reality is incoherent.
In this chapter I take up the question of how we might appeal to the notion
of inheritance in arguing for metaphysical foundationalism. I first clarify Schaf-
fer’s inheritance argument sketched above, suggesting that it relies on a heavy-duty
metaphysical principle I call the inheritance principle. I show that Schaffer’s argu-
ment is unsuccessful even granting the principle. Then I explore what consequences
the inheritance principle might have for metaphysical foundationalism granting for
the sake of argument that the principle is true. I show how in this case we can
deploy the notion of causal capacity inheritance in arguing for two special cases
of metaphysical foundationalism, what I call causal foundationalism and concrete
foundationalism. I conclude that if considerations involving inheritance are to provide
a route to metaphysical foundationalism, the route will be indirect—in this case
we would need to argue for the thesis in a piecemeal fashion (say, by arguing for
concrete foundationalism plus a corresponding thesis about abstract entities). There
may indeed be plausible inheritance arguments for fundamentality—it’s just that
we need to be careful to focus on the appropriate theses as well as the appropriate
inherited properties.
2 Reality Inheritance
An object is gunky just in case each of its proper parts has proper parts. Leibniz can be
read as rejecting the possibility of gunk, as he claims that the reality of an aggregate
is “borrowed” from its proper parts, and “. . . where there is no reality that is not
borrowed, there will never be any reality, since it must belong ultimately to some
subject” (Adams 1994, 335). In other words, every being of aggregation “. . . has its
reality only from that of its components, so that it will have none at all if each being
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Schaffer sees the primary conclusion of the argument as the claim that grounding is
well-founded in the sense that downwardly non-terminating chains of partial grounds
are impossible. He claims that, were there such a grounding chain, the being of
any object in that chain would be “infinitely deferred, never achieved” (2010, 62).
Returning to Leibniz, he claims that in the event that every object is a being of
aggregation “one never arrives at any real being” (Adams 1994, 333).3
If grounding is well-founded in Schaffer’s sense it follows that metaphysical foun-
dationalism as I’ve characterized it is true. But metaphysical foundationalism is
compatible with downwardly non-terminating chains of partial grounds, so long as
each link in such a chain is fully grounded by fundamental entities. Here’s a potential
example of such a grounding structure. Let S1 be a spherical region of space, S2 a
proper sub-region of S1 , S3 a proper sub-region of S2 , and so on without end. You
might claim that S1 is partially grounded by S2 , S2 is partially grounded by S3 , and
so on without end. But suppose that there are spatial points. You might claim in this
case that spatial points are fundamental, and each of the Ss is fully grounded by spatial
points.4
Pace Schaffer, I think that the reality inheritance argument is better interpreted as
an argument for metaphysical foundationalism as I have formulated the thesis than as
an argument for the claim that downwardly non-terminating chains of partial grounds
are impossible. This is for the simple reason that the argument seems to proceed upon
the idea that there is something wrong about inheritance in the absence of a source,
not that there is something wrong about endless inheritance per se. Returning to the
region/point case, this grounding structure isn’t objectionable so far as the reality
3 While she doesn’t discuss the reality inheritance argument, Bennett (2011) also claims that down-
(2016) for potential examples of what he calls fully pedestalled chains, grounding structures that contain
downwardly non-terminating chains of partial grounds each of whose links is fully grounded by the same
fundamental entities. In the example above, each region in the downwardly non-terminating chain is
grounded by different (but overlapping) collections of points. Rabin and Rabern’s (2016) version of the
region/point example is intended to be an example of a fully pedestalled chain.
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inheritance argument is concerned. It’s true that the spherical region is real by way of
endless reality inheritance, but there is nonetheless a source of its reality—the points
that it contains. While their focus isn’t the reality inheritance argument, Rabin and
Rabern make essentially the same point: “Only when there is no origin for being, no
fundamental substratum to the hierarchy of ground, is . . . being ‘infinitely deferred
and never achieved’. In [cases like the region/point case] being is infinitely deferred
but nevertheless achieved” (2016, 363).
Provided that the conclusion of the reality inheritance argument is that metaphys-
ical foundationalism is true, I see the argument as consisting of the following three
theses:
5 Here we can follow Salmon (1987) and claim that the property expressed by ‘exists’ and ‘is real’ is the
property being identical to something or other, and an entity has this property just in case it’s not the case
that everything is distinct from it. For a different conception of reality—one whereby existence and reality
can come apart—see Fine (2001).
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In particular, I see the rationale for the source of reality premise as appealing to the
following principle, where lower case Greek letters range of properties:
The inheritance principle: necessarily, if A inherits ϕ then there are that are a
source of A’s ϕ-ness (i.e. A inherits ϕ from and no entity among inherits ϕ).
To motivate the inheritance principle you might begin by claiming that there are
ordinary properties that seem to conform to it, where ϕ conforms to the inheritance
principle just in case ϕ is inheritable and it’s necessary that something inherits ϕ only
if there is a source of that entity’s ϕ-ness. Schaffer’s example is wealth. For another
example, consider the property being royal. This property is inheritable, and it seems
necessary that people are royal only if there is a source for their royalty. As Brzozowski
(2008, 200) puts the idea, in the absence of a source for royalty no one is royal, for in
this case “. . . there is nothing in the world that makes it the case that someone is royal
in the first place. . . ”
You might also claim that regresses that violate the inheritance principle seem
vicious. Consider the following version of Bradley’s regress. Suppose that a has F.
So the fact that a is F obtains. A fact obtains only if its constituents are unified or
connected. Let U be the property of having unified constituents, and I the instantiation
relation. So the fact that a is F has U. The fact that a is F inherits its U-ness from
a further fact—the fact that a stands in I to F. As you must have U to transfer U-
ness, the latter fact also has U. The fact that a stands in I to F inherits its U-ness from
another fact—the fact that <a, F> stands in I to I. As you must have U to transfer
U-ness, the latter fact also has U. And the fact that <a, F> stands in I to I inherits
its U-ness from another fact—the fact that <<a, F>, I> stands in I to I. This goes on
without end. This regress violates the inheritance principle—each fact in the series
inherits its U-ness, and for any fact in the series there is no source for its U-ness (i.e.
anything from which it inherits its U-ness has its own U-ness by way of inheritance).
And many have claimed that the regress interpreted along these lines is vicious.6
Finally, I turn to the reality/fundamentality premise: necessarily, if are a source of
A’s reality then the entities among are fundamental and fully ground A. Suppose
that are a source of A’s reality. Hence, (i) A inherits its reality from , and (ii) no
entity among is real by way of reality inheritance. Given (i) and the stipulation
that some entities fully ground another just in case the latter inherits its reality from
6 There are two ways for a regress not to violate the inheritance principle. First, it might not involve
transference. Consider the benign regress of natural numbers. Why do we think that there is such a regress?
Well, we don’t think so because we think that the property having a successor is an inheritable feature,
something transferred from one natural number to another. Indeed, this regress doesn’t seem to involve
the transference of any particular property. Instead, we think that there is an infinite regress of natural
numbers because we accept Peano’s axioms of arithmetic, and it follows from them that there is such a
regress. Second, the regress might involve the transference of ϕ where, for any inheritor of ϕ in that regress,
there is a source of that entity’s ϕ-ness. Consider, for example, Tarski’s benign truth regress: supposing that
sentence S is true, ‘S is true’ is true; “S is true’ is true’ is true; and so on without end. While ‘S is true’ inherits
its truth from S, the latter is a source of the former’s truth. The same applies to the iterated sentences.
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the former, A is fully grounded by . Given (ii) and the reality inheritance premise
(which itself follows from the stipulation about grounding), the entities among are
fundamental.7
7 While Schaffer’s reality inheritance argument is Leibnizian in character, you might think that its
historical roots trace further back, at least as far as Aquinas’s Five Ways. I read Aquinas, however, as rejecting
the inheritance principle. Consider, for example, a chain of royalty inheritance in the absence of a source
for royalty, what Aquinas would call a causal series ordered per accidens without a first cause. Apparently
Aquinas thinks that such a causal series is possible but argues that there is another type of causal series—
a causal series ordered per se—that must have first causes (see Davies 2014, Ch. 3). If this is right then
the standard responses to Aquinas’s arguments concerning first causes don’t transfer in a straightforward
manner to the reality inheritance argument. Thanks to Einar Bohn for helpful discussion here.
8 To be fair, however, Morganti’s (2015) ultimate goal is to develop an alternative to metaphysical
foundationalism—what he calls metaphysical infinitism—rather than simply object to the reality inheri-
tance argument. And I take it that Morganti would reject the idea that he and Schaffer are simply talking past
each other and claim instead that Schaffer is just wrong to claim that grounding involves reality inheritance.
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9
Thanks to Ben Jantzen for helpful discussion here.
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The point here isn’t that there can’t be interesting connections between the (presum-
ably) primitive notion of grounding and other conceptual primitives, as there can be
such connections. The point instead is that if the relevant notion of reality inheritance
is primitive then it’s unclear just what the concept comes to. So in this case it’s unclear
just what theoretical payoff there would be to claiming that grounding involves reality
inheritance.
Interestingly there are other places in the literature on grounding in which similar
reasoning applies. Dasgupta (2014), Fine (2012), and Litland (2015) identify ground-
ing with what they call metaphysical explanation. And they claim that by reflecting
on the nature of explanation per se we can draw conclusions about grounding. For
example, Fine (2010) suggests that since explanation is asymmetric, grounding is
asymmetric as well. And Dasgupta (2014) argues that, as any part of an explanation
is relevant to what it explains, any part of a ground is relevant to what it grounds.
But note that if the notion of metaphysical explanation is primitive, it’s unclear why
considerations regarding explanation should be relevant here—despite the common
terminology, the notion of metaphysical explanation and that of explanation per se
might have nothing to do with each other!10
I now turn to the second horn, which is a bit more complicated. To begin, as
Bennett (2011) and others note, grounding is generative. As we will understand
the notion here, a relation is generative just in case its instantiation brings things
into existence.11 Grounding is generative given that grounded entities exist due to
grounding. Non-Humeans about causation think that the same is true of causation—
caused events exist or occur due to causation. The relation of being-taller-than, by
contrast, is non-generative—supposing that Sally is taller than Barbara, neither Sally
nor Barbara exists due to being-taller-than. It seems that the relation of inheritance is
also non-generative—it’s never the case that an inheritor exists due to inheritance. It’s
an inheritor due to inheritance, but it exists for some other reason, if for any reason at
all. In other words, it’s never the case that a transferee—something to which a property
is transferred—exists due to transference. Again, it’s a transferee due to transference,
but it exists for some other reason, if any reason at all.12
10 Thanks to an anonymous referee for suggesting that a comparison to discussions about the con-
nection between grounding and explanation might be useful. I think that there is actually a problem
for Dasgupta et al. here. They claim that grounding is a primitive notion. But if grounding is primitive
then when they claim that grounding just is metaphysical explanation they must be taking the notion of
metaphysical explanation as primitive as well. But if the relevant notion of metaphysical explanation is
primitive it’s unclear that it’s appropriate to draw lessons about the nature of grounding from considerations
about explanation per se.
11 See Bennett (2017), Ch. 3 for further discussion of the relevant notion of generation.
12 I should also note that the relevant notion of inheritance here is quasi-technical—while there are
similarities between its conditions of application and those of the ordinary notion(s) of inheritance, there
may be differences as well. Example: while the quasi-technical notion is such that synchronic inheritance
is possible, perhaps the ordinary conception is such that all inheritance is diachronic. So what I’m claiming
above in effect is this: one crucial similarity between ordinary notion(s) and the relevant quasi-technical
notion of inheritance is that inheritance is non-generative in the sense that inheritors don’t exist due to
inheritance.
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13
Thanks to Cruz Davis and two anonymous referees for helpful discussion here.
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14 Whatever we end up saying here, presumably it should be compatible with the idea that some property
instances have type-distinct causal powers from the causal powers of the property instances from which
they inherit their causal capacity. The Pereboom-inspired proposal apparently has this feature. It may be,
however, that the Shoemaker-inspired proposal doesn’t have this feature, given reasonable assumptions
about property individuation.
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15 Kim speaks of inheritance in his work on realization, but he focuses on the inheritance of par-
ticular causal powers rather than causal capacity in general. He claims, for example, that “. . . higher
states . . . inherit their causal powers from the underlying states that realize them” (1993, 335).
16 The argument can be recast with a weaker formulation of the causal exclusion principle—one
that merely rules out systematic causal overdetermination—but I won’t take up that version of the
argument here.
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event has two simultaneous full causes. By reductio, it’s not the case that there is an
instance of ϕ that is both non-fundamental and fully causes an instance of ψ.
A plausible response to this argument—versions of which have been proposed
as responses to Kim’s original version of argument—is that there are exceptions to
the causal exclusion principle when causal capacity inheritance is involved. The idea
in essence is that property instances can have simultaneous full causes so long as
one of the causes inherits its causal capacity from the other. The intuition behind
this proposal is that where there is causal capacity inheritance there isn’t causal
competition and the exclusion principle applies only when there is causal competition.
Provided that the causal inheritance premise—necessarily, if A is non-fundamental
and has causal capacity then A inherits its causal capacity from whatever fully grounds
it—is true, we can avail ourselves of this response.
Now, the issues here are obviously complex and controversial. Just what we should
ultimately think about all of this isn’t something that we need to decide here. For my
purposes, the following modest claim is enough: issues concerning causal exclusion
suggest that the causal inheritance premise is worth taking seriously.
Next, the source of causal capacity premise: necessarily, if A inherits its causal
capacity then there are that are a source of A’s causal capacity (i.e. A inherits its
causal capacity from , and no entity among inherits its causal capacity). This
premise is motivated by the inheritance principle, which we’re assuming for the sake
of argument is true. A crucial difference between the source of causal capacity premise
and the source of reality premise, then, is this: while the inheritance principle doesn’t
support the latter, it does support the former.
Finally, the causality/fundamentality premise: necessarily, if are a source of A’s
causal capacity then the entities among are fundamental and fully ground A.
Suppose that are a source of A’s causal capacity. Hence, (i) A inherits its causal
capacity from , and (ii) none of the entities among have their causal capacity by
way of inheritance. Given (ii) and the causal inheritance premise, the entities among
are fundamental. Why think, however, that A is fully grounded by in this case?
Given (i) we get this result if the following thesis is true: it’s necessary that if A inherits
its causal capacity from then the latter fully ground the former. What reason, if
any, do we have for thinking that this additional thesis is true? Well, let’s start with a
mundane observation: there are different ways of traveling from one town to another
that require distinctive sorts of links between the towns. Travel by car, for example,
requires that roads connect the towns, while travel by foot requires that footpaths,
sidewalks, and so on, connect them. Similarly, there are different inheritable prop-
erties whose transference between entities requires distinctive sorts of links between
them. Returning to two examples mentioned above, the transference of knowledge
from one individual to another requires that testimony link those individuals (it must
be that one testifies on some matter to the other), and the transference of justification
from one of your beliefs to another requires there to be an inferential link between
your beliefs. Returning to the additional thesis about the connection between causal
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capacity inheritance and grounding set out above, the idea is that grounding is the
distinctive sort of link between property instances that the transference of causal
capacity requires.
What else can be said on behalf of the additional thesis? Well, paradigmatic cases of
causal capacity inheritance are such that inheritors are fully grounded by the entities
from which they inherit, and this gives us reason to take seriously the idea that it’s
necessary that if A inherits its causal capacity from then the latter fully ground the
former. I’ll consider three sorts of cases. In the first case some of the relevant property
instances characterize the same entity, in the second some characterize distinct but
materially coincident entities, and in the third some characterize objects at different
levels of mereological aggregation.
First, suppose that various DNA molecules are embedded in a chemical system
in such a way that they play the causal role characteristic of genes. In this case, an
instance of the property of being a gene inherits its capacity for causal activity from
instances of various properties concerning these molecules and the system in which
they’re embedded. And the instance of being a gene is fully grounded by these property
instances. Second, suppose that people are related to a lump of clay on a pedestal
in such a way that there is a statue coincident with it. In this case, an instance of
the property being a statue inherits its capacity for causal activity from instances of
various properties concerning the clay and the people who are relevantly related to the
clay. And the instance of being a statue is fully grounded by these property instances.
Third, suppose that there are carbon molecules arranged in such a way that there is a
diamond. In this case, an instance of the property being a diamond inherits its causal
capacity from instances of various properties concerning the molecules that compose
the diamond and their arrangement. And the instance of being a diamond is fully
grounded by these property instances.
I’ve shown how we can appeal to the notion of causal capacity inheritance in
arguing for causal foundationalism. The notion can also be deployed in defending
another special case of metaphysical foundationalism:
The concrete principle: necessarily, an entity is concrete just in case it has causal
capacity.
Note that the considerations I outlined above that support causal foundationalism
also support the following thesis: necessarily, any entity with causal capacity is fully
restricted to concrete entities—the operative principle in his discussion is this: any concrete entity that
is grounded by concreta is ultimately grounded by concreta that aren’t themselves grounded by concreta.
See Trogdon (2017) for related discussion.
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grounded by fundamental entities with causal capacity. If this thesis and the concrete
principle are true, concrete foundationalism follows.
Three additional points worth noting that go beyond causal and concrete foun-
dationalism are these. First, note that from the causal inheritance premise it follows
that no non-concrete entity can ground a concrete entity, provided that the concrete
principle is true. Since non-concrete entities lack causal capacity, they can’t transfer
this capacity to entities they ground. So in this case, if ‘concrete’ and ‘abstract’ are
contraries (so any abstract entity is non-concrete), it follows that abstract entities can’t
ground concrete entities.18
The second point concerns the neo-Aristotelian view according to which proper-
ties, while abstract, are fully grounded by concrete entities. Consider the following
thesis: necessarily, if an entity is fully grounded by entities with causal capacity
then the former inherits this capacity from the latter. This thesis is related to the
causal inheritance premise—while neither thesis entails the other, they form a natural
package. If this thesis is true then the neo-Aristotelian view is false, provided that the
concrete premise is true and any abstract entity is non-concrete.
The third point concerns the connection between causal capacity and reality.
Armstrong (1978, Chs 12, 16) and others endorse eleaticism, which I understand to
be the view that the property of existing and the property of having causal capacity
are the same property. Now, the discussion above indicates that the property of having
causal capacity is an inheritable feature. Hence, eleaticism has the consequence that
reality is an inheritable feature, as the property of existing and the property of being
real are the same property. But I’ve argued that reality isn’t an inheritable feature. If
I’m right about that, it follows that eleaticism is false.
5 Conclusion
I’ve argued that it’s more fruitful to focus on causal capacity inheritance than reality
inheritance in arguing for foundationalist theses in metaphysics. First I argued that
Schaffer’s reality inheritance argument for metaphysical foundationalism is unsuc-
cessful even granting the inheritance principle. Then I showed how to appeal to
this principle and the notion of causal capacity inheritance in arguing for special
cases of metaphysical foundationalism. What, however, about the general thesis of
metaphysical foundationalism?
Consider the following thesis:
18 For an alternative view, see Carmichael (2016) for an argument that facts about concrete objects are
References
Adams, R.M. 1994. Leibniz: Determinist, Theist, Idealist. Oxford University Press.
Armstrong, D.M. 1978. Universals and Scientific Realism, Vols 1 and 2. Cambridge University
Press.
Audi, P. 2012. “Grounding: Toward a Theory of the In-Virtue-Of Relation,” Journal of Philosophy
109: 685–711.
19 See Trogdon and Cowling (manuscript) for further discussion of metaphysical foundationalism
restricted to abstract entities—the operative principle in their discussion is this: any abstract entity that
is grounded by abstracta is ultimately grounded by abstracta that aren’t themselves grounded by abstracta.
20 One complication: Williamson (2013, Ch. 1) argues that there being a positive theoretical role for the
notion of being abstract to play counts against the idea that ‘concrete’ and ‘abstract’ are contradictories.
21 Thanks to my audience at the Canadian Philosophical Association conference at the University of
Ottawa (6/1/15) for their comments and suggestions, particularly Sam Cowling, Michaela McSweeney,
and Joshua Spencer. Thanks also to Einar Bohn, Cruz Davis, Ben Jantzen, Ted Parent, and two anonymous
referees for helpful comments.
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10
From Nature to Grounding
Mark Jago
grounding facts for a particular entity, we can thereby say what its nature is. Our
understanding of nature and grounding is intertwined, on this approach. (So scep-
ticism about the coherence of talking about natures would similarly infect grounding
talk. I hope to allay some worries along these lines in §5, by taking natures to be
constructions, of a certain kind, from common-or-garden properties, relations, and
states of affairs.)
Fine (2012) cautions against any such reductive temptation:
[I]t seems to me that there is a similar error – but writ large over the whole metaphysical
landscape – in attempting to assimilate or unify the concepts of essence [i.e. nature] and ground.
The two concepts work together in holding up the edifice of metaphysics; and it is only by
keeping them separate that we can properly appreciate what each is on its own and what they
are capable of doing together. (Fine, 2012, 80)
There is what a thing is—its nature—and then there are the ways in which it is
grounded. These notions are distinct, each irreducible to the other. (Fine (2015b)
revises this opinion, and provides a framework in which ‘the two notions thereby
complement one another’ (296). But this approach is rather different than the one
I will develop here.)
But suppose, with Fine (2012), that nature and grounding are independent of one
another. Then we can make sense of holding fixed some x’s nature whilst altering
whether some possible y is a possible ground for x. But I don’t think that makes sense.
It clearly doesn’t make sense in the simple logical cases: given what disjunction is, we
can’t avoid a disjunction being grounded by its disjuncts (individually or collectively).
I’ll argue below (§5) that, in general, natures are logically complex constructions.
Given that understanding of what natures are, the point automatically generalizes to
cover natures in general.
Can’t priority monists (Schaffer, 2009, 2010b) and their pluralist opponents agree
on what some whole is, but disagree on whether it grounds or is grounded in its
parts? No: they must disagree on the nature of being a whole. As I see things, we
define mereological summation as a kind of worldly conjunction of entities: a b
is made up of a and b (and all their parts, but no more), taken together. (I discuss
the issue further in §3.) If that’s right, then the issue of part/whole priority goes with
conjunct/conjunction priority. And, as indicated above, I see no sense in claiming that
conjunctions are not grounded by their conjuncts.
Here’s a further argument in favour of my proposed nature-grounding link. Every-
thing is either grounded or else is fundamental. (Grounding sceptics should agree.
‘Fundamental’ means ‘not grounded’; so, if there’s no grounding, then everything is
fundamental.) That includes facts about grounding. But no grounding fact is funda-
mental, since each involves some grounded, hence non-fundamental, entity. So all
grounding facts must themselves be grounded, ultimately by something fundamental
(Bennett, 2011). I suggest that the only entities that could play this role are the
fundamental natures.
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What goes for linguistic definition goes for real definition: the definiens gives the
nature of the defined entity. A real definition tells us what the object is (or what it
would be): it gives us the object’s nature. In giving that nature, we give ‘a proposition
which is true in virtue of the identity of the object’ (Fine, 1994, 13). In a similar vein,
E. J. Lowe says,
A real definition of an entity, E, is to be understood as a proposition which tells us, in the most
perspicuous fashion, what E is–or, more broadly, since we do not want to restrict ourselves
solely to the essences of actually existing things, what E is or would be. (Lowe, 2012, 104–5)
the definiens is grounded. We assign the conjunctive condition being unmarried and
being a man to being a bachelor, the former being the real definition of the latter. We’ve
already said that the conjunction being unmarried and being a man is grounded by its
conjuncts, working together. So the grounds for something’s being a bachelor are any
ground for its being a man, together with any ground for its being unmarried. This is
not a complete analysis of those grounds, in terms of fundamental reality. That would
require analysis of the nature of being unmarried and being a man. The claim is that
each such non-fundamental entity has a nature, understood as a logically complex
structure on the model of real definition.
The claim here is not that we can always give a definition of an entity. As I see things,
a real definition is not merely a proposition describing the essential features of the
entity in question. Rather, a real definition associates an entity with a construction
from more basic entities. (Rosen (2015) offers a similar concept of real definition,
as ‘a structured complex, built from worldly items in roughly the sense in which a
sentence is built from words’ (198).) Given the basic, fundamental constituents and
the logical modes of construction (which I’ll discuss in §4), the constructions thereby
exist, independently of us. Our task, on this way of looking at things, is to articulate
how the logical modes of construction work, and how the resulting constructions
relate to the entities with which they are associated by real definition.
In general, the entity in question is not numerically identical to the construction
associated with it by real definition. (I’ll discuss whether there is numerical identity
in special cases in §5.) The construction set out in a real definition constitutes the
nature of the defined entity, which makes it the very thing it is. This is what Fine
calls a constitutive, in contrast to a consequential, notion of nature. The former, but
not the latter, ‘is directly definitive of the object’ (Fine, 1995, 57). Now, this kind of
constitution is not the kind we mean when we say a house is made of bricks. In that
case, we are talking about the house’s material constitution. We can contrast this with
a thing’s formal constitution. A thing’s material constitution is usually inessential to
that thing’s identity. The house can have its bricks replaced bit-by-bit over time, or
a wall knocked down, but it remains the same house. (Moreover, many entities have
no material constitution: properties, numbers, pure sets, and perhaps mental states.
They nevertheless have natures.) By talking about a thing’s formal constitution, we
point to the way other entities fix that thing’s nature. A thing’s formal constitution is
its nature: a construction from fundamental entities via logical constructors, as set out
in the entity’s real definition. So, on this picture, an entity has both a material and a
formal constitution. The former is the entity’s matter, the latter its nature.
One may object at this point as follows. If entities have both a formal and a material
constitution, then they have both formal and material parts (or at least constituents of
some kind). So we require multiple notions of part. But there is just one notion of
part, the one given by the theory of mereology. A part which is not a mereological
part ‘is a contradiction in terms’ (Lewis, 1992, 213). I don’t think this objection can
be sustained. Multiple notions of parthood are unavoidable. (See also Fine 2010.)
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On this suggestion, we understand ‘material part’ and ‘formal part’ (or ‘part of —’s
nature’) in terms of the underlying mereological notion of parthood, coupled with an
independent characterization of a thing’s matter and its nature. This provides a strict
notion of being part of a thing’s nature. But a nature is a construction—a sentence of
our worldly language—which has constituents other than its (mereological) parts. The
constituents of an entity’s nature stand to its (mereological) parts much as the states of
affairs a proposition is about stand to its truthmakers. In the case of propositions, we
might adopt the following principles. A negated proposition ¬A is about whatever
A is about; and both A ∧ B and A ∨ B are about whatever A is about plus
whatever B is about (Fine, 2015a; Yablo, 2014). The same goes for the constituents of
worldly sentences, and hence for essences: that A and that ¬A share their constituents,
as do that A ∧ B and that A ∨ B. (This brings out one way in which the analogy with
subsentences breaks down: ¬¬A and A differ in their subsentences, whereas that ¬¬A
and that A do not differ in what they are about.)
So what are negative states of affairs like, metaphysically speaking? Suppose you
believe in positive states of affairs, and take them to have constituents: particulars,
properties, and relations. Somehow, those constituents get together to form a state of
affairs. We can’t account for this merely by throwing a further relation of instantiation
in. That just gives us more potential constituents, whereas what we want to know is
how they bind together to form a state of affairs. Armstrong’s (1997) response is that
there must be some form of composition other than the usual mereological, part–
whole one. This is non-mereological composition.
Now, there’s pretty much nothing we can say about the metaphysics of non-
mereological composition, other than this: the non-mereological composition of a
property and a particular, F and a, gives us the state of affairs that a is F. Non-
mereological composition has to be taken as a metaphysically primitive notion. We have
to take it on its own terms, and if we don’t like doing that, we have to do without it
altogether. Suppose we adopt the notion, even though we can’t explain it further. If it’s
ok to accept a primitive notion of non-mereological composition which takes F and a
and gives us the state of affairs that a is F, then it can’t be intrinsically objectionable to
accept a further primitive notion of non-mereological composition which takes F and
a and gives us the state of affairs that a isn’t F. If the first accounts for instantiation,
then the latter accounts for anti-instantiation. Introducing two primitive notions is
more costly than accepting one, of course. But that’s a relative cost, to be evaluated
against the good work that negative states of affairs may do for us in our theory. That’s
the line we take in Barker and Jago (2012): if we can accept Armstrong-style positive
states of affairs via non-mereological composition, then there’s no absolute objection
to also accepting negative states of affairs.
What of other logically complex states of affairs? In Barker and Jago (2012), we
take conjunctive states of affairs to be mereological sums of their conjuncts. So given
prior acceptance of atomic states of affairs, acceptance of conjunctive states of affairs
is unexceptionable. But if we also have the kinds of negative states of affairs I propose
in Jago (2011), then we also have disjunctive states of affairs. They are identified with
negative conjunctions via the usual De Morgan equivalence: the disjunctive state that
A ∨ B is identified with the negative conjunctive state that ¬(¬A ∧ ¬B).
When it comes to existential and universal states, we have some options. Turner
(2016) takes an existential state to be a possibly infinite disjunction: that ∃xAx is the
disjunction of all states that Ac, for all c such that Ac. Similarly, universal states are
possibly infinite conjunctions. For this to be at all plausible, we’d need to consider
disjunctions and conjuncts which include merely possible states. After all, it could be
that something is F, even if none of the actual Fs are Fs. In that situation, the existential
state that ∃xFx exists, but the disjunctive state that Fa1 ∨ Fa2 ∨ · · · , where a1 , a2 , . . .
are all the actual Fs, would not. Similarly (for some choice of F and G), it could be that
all the actual Fs are Gs without all Fs being Gs, for there could have been more Fs than
there actually are, which needn’t be Gs. We avoid these worries if we treat existential
and universal states as infinite disjunctions and conjunctions which involve merely
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5 Constructing Natures
That’s the big picture of how reality is constructed. Each derivative entity has a real
definition, written in the worldly language. This is the defined entity’s nature: it is its
formal constitution, contrasted with its material constitution.
As mentioned above, many entities—including properties, numbers, and pure
sets—have no material constitution at all. We might think that such entities are
nothing beyond their formal constitution. That is to say, they are numerically identical
to their nature, and their parts are their essential properties. On this view, non-
fundamental properties are constructions from fundamental properties. They are
logically complex predicates, or open sentences, of the worldly language (§4).
A non-material entity is identical to its nature qua formal constitution. Not so
for material entities. This raises the question: do we find material entities in the real
definitions of other material entities? Or are real definitions in all cases constructed
purely in terms of non-material entities? The thing with material entities is that
they are contingent beings. Any construction involving a material constituent will
likewise be a contingent entity. But real definitions should not be like this. The job
of a real definition is to tells us what an entity is or would be (Lowe, 2012, 104–5).
The definition should exist, even if the defined entity does not. So we must take
every real definition to be a construction from non-material entities: properties and
mathematical entities, say.
Lowe (2006, 2008) objects to this ontic notion of nature and essence, arguing that ‘it
is simply incoherent to suppose that essences are entities’ (Lowe, 2006, 3). I think that’s
wrong. In the linguistic case, we can define a new term from old and, in so doing, we
make it mean what it does. The new term has its meaning in virtue of its definition. The
definiens, considered as a structured entity built up from more basic meanings, is the
meaning of the definiendum. The meaning of bachelor is built up from the meanings of
unmarried and man. Only on that picture can we say that the meanings unmarried and
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man are each parts of the meaning of bachelor. So we should take linguistic meanings
to be entities. Now, if we follow Fine in holding that ‘the activities of specifying the
meaning of a word and of stating what an object is are essentially the same’ (Fine,
1994, 13–14), then we should also view the natures of worldly entities as entities in
their own right.
Lowe’s specific worry with taking essences to be entities is that
if the essence of an entity were just some further entity, then it in turn would have to have
an essence of its own and we would be faced with an infinite regress that, at worst, would be
vicious and, at best, would appear to make all knowledge of essence impossible for finite minds
like ours. (Lowe, 2006, 8–9)
We can deal with this worry. Taking natures to be entities in their own right doesn’t
commit us to a vicious regress, for we can identify the nature of a nature with itself.
The nature of the nature of any x is just the nature of x. The nature of being a bachelor
is given by the conjunctive entity, whose conjuncts are being unmarried and being a
man. That’s just the mereological sum, being unmarried being a man. The nature of
that entity is to be the sum with parts being unmarried and being a man (and all their
parts), but no more. But that entity is being unmarried being a man itself. The nature
of the nature is just the nature itself. This gives us a neat and non-ad hoc response to
Lowe’s regress worry.
It may be thought that this proposal quickly runs into contradiction, as follows.
Being a bachelor has being a material entity as part of its nature. Yet the nature of
being a bachelor is a property, and properties are essentially non-material entities. So
that nature cannot have being material as part of its nature. This implies that being a
bachelor’s nature’s nature is distinct from being a bachelor’s nature.
To avoid the worry, we have to pay careful attention to how we ascribe essential
properties to a property F, based on F’s nature. We must carefully distinguish between
what’s essential to possessing F, on the one hand, and what’s essential to F’s identity, on
the other. Suppose F is analysed as a conjunctive entity, G H. Then possessing G and
possessing H are both essential to possessing F: they are individually necessary (and
jointly sufficient) conditions for F-possession. What’s essential to F itself—that is, to
F’s being the very entity it is, rather than some other—is that it has just G and H (and
all their parts) as parts. It is of F’s nature to have G as a part. That doesn’t imply that
F possesses G. In just the same way, it’s essential to (the identity of) being a bachelor
that it has being a man, and hence being a material being, as a part. That implies that
being a material being is essential to bachelorhood-possession. But that doesn’t imply
that the property being a bachelor is itself a material being, essentially or otherwise.
Given our notion of nature as formal constitution as real definition, the story about
grounding is then relatively straightforward. How an entity is grounded can simply be
read off its real definition, given that we understand grounding for the logical cases:
conjunction, disjunction, quantification, and so on. (Rosen (2015, 198) goes in the
opposite direction, defining real definition in terms of ground.) Note that this view,
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combined with our identification of a nature’s nature with that very nature, does not
imply that grounding is reflexive. A nature specifies its own grounding conditions, but
that does not imply that it grounds itself. Indeed, as I’ll show in §6, the theory implies
that no entity grounds itself.
Let’s see how the idea might work in practice. Take a non-fundamental property,
floccinaucinihilipilification. (Say it out loud!) This, according to my dictionary, is ‘the
act or habit of describing or regarding something as unimportant’. That definition
involves conjunction, disjunction, and existential quantification. The claim is that
the property floccinaucinihilipilification is a logical construction—via conjunction,
disjunction, and existential quantification—from the more fundamental properties
in the definiens (being an act, being a habit, and so on). They in turn are identified
with the worldly constructions given by their real definitions, right down to the
fundamental level, if there is one. (Even if there is a fundamental level, the definition
nevertheless has the non-fundamental properties being an act, being a habit, and so
on as constituents, just as ‘p ∧ q’ is a constituent, but not a primitive constituent,
of ‘(p ∧ q) ∨ r’.)
We can read the grounding story for floccinaucinihilipilification-possession from its
definition. The definition is disjunctive, and so each disjunct gives us a (full) ground
for something’s possessing floccinaucinihilipilification. The first disjunct, for example,
tells us that x’s being an act of regarding something else as being unimportant is a (full)
ground for x’s possessing floccinaucinihilipilification. And since the real definition
doesn’t ‘bottom out’ until the fundamental level of reality (if there is one), it also tells us
that whatever grounds x’s being an act of regarding something else as being unimportant
thereby also grounds x’s possessing floccinaucinihilipilification. (More on this in §6.)
Now let’s consider an example for which philosophers genuinely want an informa-
tive grounding story: pain. Suppose the role-functionalists are right: pain is a property
identified (or otherwise closely associated) with a certain causal role, typically taking
damage in certain organisms to certain types of behaviour: call that role R. What is
a causal role? We know how to describe one in terms of typical causal inputs and
outputs; but what kind of entity is it? It must be an entity of some kind, else we can’t
identify pain with it. It must be a complex entity, somehow built from the typical input
and output properties: being physically damaged, displaying pain-behaviour, and so
on. And there must be some further constituents of the role, signifying the direction
of typical causation: a causal role in which pain-behaviour typically causes physical
damage would be something else altogether.
It isn’t clear what kind of entity those ‘typical causation’ constituents might be.
Here’s one suggestion. According to some theorists of dispositions, reality contains
a primitive form of modality, somewhere between metaphysical necessity and con-
tingency (Mumford and Anjum, 2011a,b). This modality is a tendency, and it links
various states (or perhaps, events) when the one tends to the other. A dropped-vase
state tends to a smashed-vase state; a solid-salt-in-water state tends to a dissolved-
salt state. Perhaps these state-linking tendencies obtain in virtue of the essences of
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the properties (fragility, solubility) in question; perhaps not. Central to this kind of
theory is the idea that at least some of these dispositional tendencies are fundamental.
Perhaps fragility and solubility can be explained in terms of categorical molecular
structure but others—such as having unit negative charge—are fundamental and
irreducible to categorical properties. So the theory goes.
Making best sense of this kind of theory requires realism about the dispositional
tendency itself: the bit of ontology that links states when the one tends to the other.
If a state α has a tendency to state β, and a further state γ has a tendency to state
δ, then there’s something both those dispositional states α and γ have in common:
having a tendency (to some state or other). That’s what makes them dispositional states
(and that’s what makes the properties involved dispositional properties.) Realists
about properties in general buy this line of argument for ontological commitment:
they take ‘there’s something x and y have in common’ as an indicator of ontological
commitment. So, on the dispositional account, there is some part of fundamental
reality which links states when one tends to the other. Since it is fundamental, it serves
as a piece of primitive vocabulary in our worldly language, which we can use to express
causal tendencies. That is one way in which our worldly language might be expressive
enough to define-up causal roles in which we find causal tendencies, rather than strict
causal relationships.
If the causal role R can be expressed in this way in our worldly language, the
resulting construction is a metaphysical definition of R, specifying its constituents and
how they are put together. The resulting entity is a property (a worldly sentence with
a free variable): the property of occupying causal role R. Let’s suppose it is a property
of states of affairs. (Take it to be a property of events, or of properties, if you prefer to
think of causal relata in those terms.) We can then take the property being in pain to
be the existential property λx (that some state of x’s occupies causal role R). What, then,
grounds my being in pain? We’ve identified being in pain with an existential property.
And in general, a ground for an existential state that something is F is some particular
thing’s being F: the state that a is F, for example. So what grounds my being in pain
involves whatever state of mine occupies causal role R. If this is the state of my C-fibres
firing, then the ground is that my C-fibre-firings occupy causal role R.
In general, the construction of a thing’s nature in our worldly language may be a
very complex affair. But given that nature, written in our worldly language, then the
grounding-story for that entity will be relatively straightforward. Since that nature
is a logical construction, the entity’s grounds will be given by the logical cases of
grounding set out above.
These clauses give us the full ground: each disjunct (on its own) fully grounds a
disjunctive state, for example. We can also give a neat definition of partial ground.
Partial grounds are related to the constituents of a real definition (§3): each constituent
of a defined property plays a role in grounding instances of that property. But there is
a crucial difference in the notions. Being married is a constituent of being a bachelor,
but it is not being married which partially grounds being a bachelor. A constituent
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7 Conclusion
Material objects have both a formal and a material constitution: the former is their
nature, the latter their matter. Non-material entities (including properties, relations,
numbers, and pure sets) have only a formal constitution: they are identical to their
natures. In both cases, natures are constructed from more basic constituents via logical
constructors. We can conceptualize those constructions as being part of a worldly
language. If there is a fundamental level to reality, then it provides the primitive non-
logical vocabulary of this language. If there are no fundamental ungrounded entities,
then we have a language without primitive non-logical vocabulary.
The association of some entity with its nature takes the form of a real definition. We
then read a real definition as setting out grounding conditions. The possible grounds
for an entity are specified by its nature, together with the recursive clauses setting out
the grounds for conjunctive, disjunctive, and existential entities. We thus have a tight
relationship between nature and constitution, on the one hand, and an entity’s logical
constituents and its grounds, on the other. On this approach, grounding is irreflexive,
asymmetrical, and transitive; but it need not be well-founded.
This approach seems to me to provide a powerful framework for understanding
nature, grounding, and the relationship between them. As such, it is worthy of more
detailed investigation.
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University Press, Oxford, pp. 38–56.
Trogdon, K. (2013). An introduction to grounding, in M. Hoeltje, B. Schnieder, and A.
Steinberg (eds), Varieties of Dependence: Ontological Dependence, Grounding, Superven-
ience, Response-Dependence (Basic Philosophical Concepts), Philosophia Verlag, Munich,
pp. 97–122.
Turner, J. (2016). The Facts in Logical Space: A Tractarian Ontology, Oxford University Press,
Oxford.
Wilson, J. M. (2014). No work for a theory of grounding, Inquiry 57(5–6): 535–79.
Yablo, S. (2014). Aboutness, Princeton University Press, Princeton.
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11
Grounding in Mathematical
Structuralism
John Wigglesworth
The relation of ground has been used to describe the metaphysical structure of the
world. This relation is thought to have certain structural properties: irreflexivity,
asymmetry, transitivity, and well-foundedness. This paper examines a putative case of
grounding that serves as a counterexample to almost all of these structural properties.
The case in question concerns grounding claims made by mathematical structuralists.
We focus on two of these claims: (i) that mathematical objects are grounded in the
structure that they belong to, and (ii) that mathematical objects are grounded in the
other objects in that structure. These cases of ground are particularly interesting for
the claim that the grounding relation is well-founded. If they are taken as genuine
cases of ground, as we argue they should be, then they provide cases that involve
infinitely descending chains of ground. These chains, however, are bounded from
below. So they are non-well-founded in one sense, but well-founded in another.
The paper is structured as follows. In Section 1 we describe the relation of ground,
discussing the nature of the relata, the structural properties of the relation, and some
varieties of the relation. Section 2 focuses on specific cases of ground that appear
in mathematical structuralism. These cases involve the identities of mathematical
objects, a notion that we articulate in Section 3. Section 4 makes the grounding claims
in mathematical structuralism more precise and argues that they are true by giving an
account of mathematical structures in terms of unlabelled graphs. Section 5 concludes
with a discussion of the structural properties of the relations of ground that occur in
mathematical structuralism, in particular their well-foundedness.
1 For those who reject the idea that ground should be understood as a relation, one can give an account
ground. These will not be relevant in the present discussion (though see fn. 6).
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4 See Bliss (2013, 2014), Dixon (2016), Rabin and Rabern (2016), Trogdon (2013).
5 See Dixon (2016) and Rabin and Rabern (2016). In what follows, we make use of the notation and
terminology from Rabin and Rabern (2016).
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grounded by any fact in the totality of facts, and such that each fact in this totality is
either identical to some fact in S or is partially grounded by some fact in S.
Given a collection of facts that is closed under the relation of ground, one can show
that if every chain in the collection is finitely grounded, then every chain is bounded
from below, and if every chain is bounded from below, then the collection of facts
has a foundation. However, the converse implications do not hold. In the case of
mathematical structuralism, we show that there are structures that contain infinitely
descending chains of ground. However, these structures are bounded from below. It
follows that they have a foundation.
This passage appeals to a notion of dependence, a notion that is often associated with
the notion of ground. Indeed, dependence and ground are sometimes, though not
always, used as synonyms for each other. But it’s not obvious that this is Shapiro’s
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intention, or the intention of other structuralists who make similar claims (e.g.
Resnik 1982).
The question then is whether these dependence claims entail grounding claims
that the structuralist would agree to. Shapiro claims that certain natural numbers are
dependent on other natural numbers, and that natural numbers are dependent on
the natural number structure. These claims express relations of dependence between
mathematical entities. Two varieties of dependence between entities are relevant here:
existence dependence and identity dependence. The most straightforward version of
existence dependence appeals to a notion of relative existence across (metaphysically)
possible worlds: the existence of x depends on the existence of y iff there is no
metaphysically possible world where x exists but y doesn’t. Shapiro (2008) rejects this
version of existence dependence as unsuitable for the characterization of dependence
relations in mathematical structuralism.
[T]o say that the A’s and the B’s depend on each other is to say that there could not be A’s without
B’s, and vice versa. Despite a proposal I broached tentatively in Shapiro (2006), it seems that this
will not do here, since mathematical objects exist of necessity if they exist at all (or so we shall
assume). There is no sense of the natural-number structure existing without its places, nor vice
versa for that matter. Nor is there any sense of the number four existing without the number
six. Or so say our intuitions, or at least my intuitions. (p. 302)
6 Linnebo’s notion of weak dependence is not the same as the notion of weak ground that is often seen
in the literature, according to which a fact may be a weak ground for itself. See e.g. Fine (2012).
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7
In the remainder of this section, however, we follow Linnebo and use the term “dependence”.
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Linnebo’s notion of weak dependence is interesting, and one that, as Linnebo points
out, has received little attention in the literature. However, this notion of dependence
is problematic for some non-eliminativist structuralists. Recall the definition of weak
dependence: x weakly depends on y iff any individuation of x must make use of
entities which also suffice to individuate y, where an individuation of an entity is
an explanation of its identity. According to this definition, the individuation of a
mathematical object in an abstract structure must make use of a particular system
R that exhibits that structure, as well as an object x in the domain of R. How is
this “must” to be understood? Either it means that this particular system R and this
particular object x are crucial, in which case the condition fails, because any other
system that exhibits this structure would suffice. Or the claim is weaker, requiring
only that some system or other that exhibits the appropriate structure is required. This
weaker position may in fact be the one that Linnebo endorses. But if it is, the position
commits him to a version of non-eliminativist structuralism called in re structuralism.
In re structuralism is often contrasted with ante rem structuralism. There are
different interpretations of this distinction in the literature. On a coarse-grained
8 The abstraction principle must be restricted to avoid paradox. For Linnebo, and for us, it is enough to
let relation variables range only over sets and have their isomorphism types be non-sets. See Hazen (1985).
9 Linnebo (2008), pp. 75–6. The function f : R ∼ R is an isomorphism. Note that Linnebo is only
=
considering rigid structures, where a structure is rigid iff the only automorphism on the structure is the
identity mapping.
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interpretation, this distinction is simply the same as the eliminativist (in re) and non-
eliminativist (ante rem) distinction. But on a more fine-grained interpretation, in re
and ante rem structuralists are both non-eliminativist structuralists that appeal to a
background ontology of structures. The difference between them lies in the relation-
ship between a structure and the systems or realizations that exemplify that structure.
According to in re structuralism, the existence of an abstract structure depends on
the existence of some system or other that exhibits that structure. Without some
realization of the structure, the structure would fail to exist. Ante rem structuralists
deny this dependence, such that the existence of a structure is independent of the
existence of any system or realization that exemplifies the structure. On this view, a
structure can exist without any exemplifications.
Linnebo’s commitment to in re structuralism, on the fine-grained interpretation, is
consistent with his account of dependence. In fact the core thesis of in re structuralism
is a dependence claim: for all abstract structures S, the existence of S depends on
the existence of some system exemplifying the structure S.10 This dependence thesis
differentiates in re structuralism from ante rem structuralism, according to which
no such dependence between structures and systems holds. Ante rem structuralism
argues that an abstract structure exists independently of any system that exemplifies
the structure, and could exist without any such system existing.
Linnebo’s account of dependence appears to commit him to a version of in re
structuralism, which can be seen as follows. In addition to the weak dependence
relation between mathematical objects in a structure, Linnebo argues for a weak
dependence relation between mathematical objects and the structure they belong to.
It can also be shown that every office of an abstract structure weakly depends on the structure
itself. For in order to individuate such an office we need a realization of the structure. But this is
also all we need to individuate the relevant abstract structure itself. (For completeness, I remark
that the converse also holds. For the realization needed to individuate the abstract structure
contains all the entities needed to individuate its abstract offices as well.) (2008, p. 79)
Accordingly, mathematical objects weakly depend on the structure they belong to.
In addition to his weak notion of dependence, Linnebo describes a strong version
of dependence, such that x strongly depends on y iff any individuation of x must
proceed via y. Returning to Linnebo’s argument above, to individuate a mathematical
object, we need a system or realization. But the realization is all that’s needed to
individuate the structure. In other words, any individuation of the structure must
proceed via a realization. According to the condition for strong dependence, it follows
that a mathematical structure strongly depends on the existence of some system
10 We mention in passing that this is another interesting claim made by some mathematical structuralists
that sounds a lot like a claim involving the notion of ground. We leave exploration of this connection
between grounding and structuralism for another occasion.
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that exemplifies the structure, which is precisely the dependence thesis that in re
structuralism endorses and ante rem structuralism rejects.
In itself the commitment to in re structuralism is not problematic. What is problem-
atic is that the account of identity dependence, and so the account of ground related
to identity, that Linnebo provides is off limits to ante rem structuralists (e.g. Stewart
Shapiro) who endorse the dependence of an object on the structure it belongs to and
on the other objects in that structure. In Sections 3 and 4, we provide an alternative
account that is available for both ante rem and in re structuralists to use in order to
evaluate grounding claims involving mathematical entities.
This passage can reasonably be interpreted as endorsing the view that there is nothing
more to the identity of an object in a structure than its structural relations, the
relations it bears to other objects in the same structure. This account of the identity
of objects in a structure has generated much discussion and Shapiro (2008) has
since backed away from it.11 The main point of contention is that it seems to have
counterexamples. These include any structures that have any non-trivial automor-
phisms, that is, isomorphisms from the structure to itself that are not the identity
mapping. For example, the field of complex numbers has a non-trivial automorphism
that maps each number to its conjugate. This automorphism maps, for example, i
to −i, implying that i and −i instantiate the same structural relations. If an object’s
11 See Burgess (1999), Hellman (2001), Keränen (2001, 2006), MacBride (2006), Shapiro (1997, 2006,
2008). One thing to come out of the debate over structural relations is the recognition that a precise
explication of the notion of a structural relation is needed. No satisfactory account has been given. But
the discussion in what follows does not rely on any specific account of structural relations.
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identity is given solely by these structural relations, then i and −i would have the
same identity, that is, would be identical, on this account. But of course they are not,
even for the structuralist. On the structuralist view, they are two distinct positions in
the complex number structure.
This objection has been resisted by those who argue that the relations of identity
and non-identity are structural relations.12 On this view, the identity of, or difference
between, places in a structure is given by the structure itself. The argument for this
claim is made by endorsing a connection between structuralism and graph theory.
Graph theory, in particular the theory of unlabelled graphs, is of particular interest to
structuralism. Indeed, a structure can be seen as an unlabelled graph. Labelled graphs
are graphs that include labels for each node, thus making all nodes distinguishable
from one another (by their labels), and effectively giving each node an identity
independent of its relations to any other nodes in the graph. Unlabelled nodes drop
the label, and so if we ignore any relations between the nodes, all of the nodes
are indistinguishable from one another. This is very much how structuralists view
mathematical objects. Mathematical objects have their identity strictly in virtue of
the relations they bear to the objects in the same structure. But to be consistent with
mathematical practice, these must include the relations of identity and non-identity.
Otherwise, perfectly legitimate mathematical structures would be ruled out. Consider,
for example, what Shapiro (1997) calls the cardinal 2 pattern, consisting of two objects
with no relations between them. This structure can be represented by the graph with
two nodes and no edges (Figure 11.1).
Though there are no relations between the two different nodes, there are neverthe-
less two different nodes in this graph. This is just part of what the graph is, a graph
with two distinct nodes. They may be interchangeable; you can permute them and
are left with the same graph. But you cannot collapse them into one node. Doing
so would result in a different graph. The two node edgeless graph is a perfectly
legitimate mathematical entity. And if we associate mathematical structures with
graphs, then the structure that this graph represents, the structure with two objects
and no relations, is a perfectly legitimate structure. The fact that the two objects are
distinct is given by the structure itself.
The upshot is that we can give an account of the identity of an object in a
mathematical structure by appealing only to the structural relations of that object.
And we can do this without the risk that two distinct objects will be given the same
12
See Leitgeb and Ladyman (2008).
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identity. The easiest way to give such an account is to associate with each object the
set of structural relations that it instantiates. This set will be the identity of the object.
At the beginning of this section, we formulated the kind of grounding claim we are
interested in as: the fact that one entity has the identity it has grounds the fact that
another entity has the identity it has. In the context of mathematical structuralism,
we can now formulate the claim that mathematical objects are grounded in the other
objects in the same structure, where the grounding involves facts concerning the
identities of the mathematical objects. Given two mathematical objects n1 and n2 ,
we denote the collection of structural relations that each object instantiates as En1
and En2 , and take these collections to be the identities of the respective mathematical
objects. The grounding claim is then: the fact that the identity of n1 is En1 grounds the
fact that the identity of n2 is En2 . We argue in Section 4 that this grounding claim is
true, when the notion of ground involved is partial ground.
Recall that the structuralist makes two grounding claims, one involving mathemat-
ical objects, as above, and one involving mathematical objects and structures. The
second grounding claim will then involve the identities of mathematical structures,
and so we will need some account of these identities. This will also be made more
precise in Section 4.
13 The theory of structures as unlabelled graphs, which can be generalized to multigraphs and hyper-
graphs, has been articulated by Hannes Leitgeb (2014). The account of grounding developed within this
theory here, with whatever faults it may contain, is due to the author.
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for the present purposes, but here are some of the highlights. In a structuralist context
we have the following natural identity conditions for first-order objects of the theory.
Two first-order objects, x and y, are identical iff they instantiate exactly the same
properties and relations: x = y ↔ ∀X[X(x) ↔ X(y)]. Importantly, in this theory
of unlabelled graphs, first-order objects include both graphs and nodes in graphs.
Second-order objects include properties and relations of these first-order objects.
These identity conditions are obviously controversial, especially given the dis-
cussion in Section 3 and in the work referenced there. All we really need for our
purposes is the less controversial left-to-right direction of the biconditional: x = y →
∀X[X(x) ↔ X(y)]. If two first-order objects differ with respect to the properties or
relations they instantiate, then they are not identical. For nodes in a graph, that
is, mathematical objects, this will manifest itself in a difference with respect to the
objects’ identities as defined above. The condition ensures that if you change the
identity of an object, as we will do when arguing for the relevant grounding claims,
then what results is a different mathematical object.
We also have additional identity conditions for graphs, that is, mathematical
structures. Two graphs, G and G , are identical iff they are isomorphic: G = G ↔
G ∼ = G (the relation ∼= can be defined in the theory of graphs with the primitive
predicates mentioned above). This is a standard definition of identity for structures in
mathematical structuralism.
[W]e stipulate that two structures are identical if they are isomorphic. There is little need to
keep multiple isomorphic copies of the same structure in our structure ontology, even if we
have lots of systems that exemplify each one. (Shapiro 1997, p. 93)
This definition of identity differentiates the current axiomatic theory of graphs from
the usual set-theoretic interpretation. Two ordered pairs N, E and N , E might be
set-theoretically distinct, for example, because they may have different sets of nodes,
yet still be isomorphic.
Identifying structures that are isomorphic suggests an account of the identity of
a structure. We equate the identity of a structure with its isomorphism class. Given
the account of identity between graphs, this will amount to the singleton of the graph
itself. This will do for our purposes below, where we use this account of the identity
of a structure to discuss grounding relations between mathematical objects and the
structures they belong to.
There are standard operations that one can perform on a graph to generate a
different graph. The operations we need are those of adding and removing an edge
from a graph. Removing an edge e from a graph G results in the largest subgraph G−e
that contains all of the nodes of G and all of the edges of G except e. Adding an edge, on
the other hand, between nodes n1 and n2 in graph G results in the smallest supergraph
of G containing an edge between these nodes (Harary 1969, pp. 11–12). For each node
n, we have the set En ⊆ E of edges that involve n: En = {n1 , n2 ∈ E | n = n1 ∨n = n2 }.
Take En to be the identity of n. If graphs are understood as mathematical structures,
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removing or adding edges equates to an object changing the relations it bears to other
objects in the same structure, that is, changing the particular identity it has.
With these tools, we argue for two grounding claims in the context of mathematical
structuralism that involve mathematical entities. The first claims that, given two
mathematical objects in a structure, the identity of one grounds the identity of the
other. As grounding is a relation between facts, we have:
ODO: For any two mathematical objects, n1 and n2 , in the structure G, the fact
that the identity of n1 is En1 partially grounds the fact that the identity of n2 is En2 .
ODO is a claim of partial ground.14 The fact that the identity of n1 is En1 , together with
other facts , fully ground the fact that the identity of n2 is En2 . The set contains
facts about the identities of all of the other objects in G, as the identity of n2 is partially
grounded in these identities too (that is, the choice of n1 as a partial ground of n2 in
this example is an arbitrary choice).
To evaluate the full grounding claim, we observe that the relation of full ground is
usually taken to entail a corresponding necessity claim: if the facts in fully ground
the fact that F, then it is necessary that if all of the facts in obtain, then F obtains.15
Applied to ODO we have: it is necessary that if the identity of n1 is En1 , and all the
facts in obtain, then the identity of n2 is En2 . Contrapositively, it is necessary that if
the identity of n2 is not En2 , then either the identity of n1 is not En1 or some fact in
fails to obtain. This is what we show.
The notion of necessity here is crucial. Necessity is usually defined as truth in
every situation, and the situations involved are usually metaphysical possibilities. This
interpretation gives us the notion of metaphysical necessity. But this notion will not
do when applied to grounding and mathematical structuralism. In this context, we
have to be able to consider what happens when mathematical objects change their
identities, something that could not happen in any metaphysical possibility. So the
situations involved must be something else. We are asking what happens when we
change a particular structure G so that a node n2 in that structure changes with respect
to its structural relations En2 . The situations that are relevant are those structures that
are just like G, but which modify En2 by adding or removing edges between n2 and
some other node. To evaluate the necessity claim, we look at graphs that differ from
G only in what is required to make it the case that the identity of n2 is different from
En2 , and we see what follows from this change.
14 As formulated, ODO is a claim involving distributive ground, such that each object depends on each
of the other objects in a structure. There is, however, an alternative formulation that takes ground to be
irreducibly plural. According to this view, there are pluralities of facts grounded in further facts, though no
single fact in the plurality is grounded in the further facts (see Dasgupta 2014). Applying irreducibly plural
grounds to the structuralist case, it may be that the identities of all of the mathematical objects are grounded
together as a plurality of facts. Many thanks to an anonymous referee for suggesting this alternative, a full
treatment of which we leave for another occasion.
15 The connection between grounding and necessity has been disputed. See e.g. Leuenberger (2014) and
Skiles (2015).
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Consider some arbitrary graph G just like G, but which differs from G only in what
is required to make it that the set of edges that involve n2 is not En2 . If, at G either
the identity of n1 is not En1 , or some fact in fails to hold, then the relevant necessity
claim is true, as the choice of G was arbitrary. Let En 2 be the set of edges at G that
involve n2 , which is the result of adding or removing at least one edge, e, to/from En2 .
This edge must be between n2 and some other node. Suppose it’s between n2 and n1 .
This would entail that the identity of n1 is no longer En1 , but is rather the set of edges
that results from adding or removing e to/from En1 . So the identity of n1 at G is no
longer En1 , and we are done. On the other hand, suppose e is between n2 and some
other node, say n3 . The fact that the identity of n3 at G is En3 is a fact contained in .
But this fact would no longer hold at G . The identity of n3 at G is no longer En3
because an edge has been added to or removed from the identity of n3 . So some fact
in fails to hold in the relevant situation. We have then, that in any relevant situation,
if the identity of n2 is not En2 , then either the identity of n1 is not En1 or some fact in
fails to obtain, because the identity of some other node has changed. As n1 , n2 , and
G were arbitrary, this holds for any two objects in a structure.
We have argued for the truth of a necessity claim. Does this necessity claim
entail a corresponding grounding claim? In broader discussions of ground this is
not generally the case. For example, it is (metaphysically) necessary that if Socrates
exists, then the number 2 exists. But neither of these facts grounds the other. The
strict conditional holds because the consequent holds necessarily. However, we are in
a context where we allow metaphysically necessary truths to fail. Whatever structural
relations mathematical objects like n1 or n2 instantiate (i.e. whatever identities these
objects have), presumably they instantiate these relations necessarily. But we are
considering situations where we suppose these objects fail to instantiate some of
these relations. We could even consider a situation where such objects fail to exist
(in the structure), another metaphysically impossible situation. This can be done by
performing the graph-theoretic operation of removing a node, a perfectly legitimate
mathematical operation.
We are therefore in a context where we allow situations that might be considered
metaphysically impossible. However, these situations, given by the space of possi-
ble graphs, are governed by the axioms of the relevant graph theory. And so we
can make precise claims about what happens when we consider these situations.
Furthermore, by evaluating necessity claims in the space of possible graphs, we are
no longer threatened by counterexamples such as those involving the existence of
Socrates and the number 2. In the relevant situations, the number 2 does not exist
in every mathematical structure. So its existence will not trivially be grounded by
the existence of any object whatsoever. Socrates, on the other hand, doesn’t exist
in any mathematical structure. It may seem like the threat of triviality resurfaces
here. As Socrates doesn’t exist in any situation, his non-existence is grounded in
any fact whatsoever. But really this just shows that it is inappropriate to evaluate
grounding claims involving the existence of Socrates by appealing to what’s true in
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the space of possible graphs, something most people would agree with. The account
of ground given here is proposed only as an account of grounding in mathematical
structuralism, and so it is not threatened by these kinds of counterexamples. And as
this threat has been removed, there is then reason to think that the necessity claim
we have argued for entails, or at the very least gives evidence for, the corresponding
grounding claim ODO.
We note that the argument for ODO shows that the identities of any two objects
in a structure are grounded in one another. This follows from the fact that contains
facts about the identities of all objects in the relevant structure. This version of ODO is
consistent with other formulations of ODO in the literature (e.g. Linnebo 2008, p. 67).
A weaker version of ODO might claim that only the identities of connected objects
are grounded in one another, in which case a modified version of the argument is
required. However, if one accepts that the non-identity relation is a structural relation,
as discussed in Section 3, then all distinct objects in a structure are connected by
this relation.
Having argued that the identities of mathematical objects are grounded in the
identities of other objects in the same structure, we consider the second grounding
claim relevant to mathematical structuralism: that the identity of a mathematical
object is grounded in the identity of the mathematical structure it belongs to. To
evaluate this grounding claim, we need an account of the identity of a structure, just
as we needed an account of the identity of a mathematical object. This account will be
given by the identity conditions for graphs.
Recall that identity conditions for graphs are given in terms of isomorphisms. Based
on these identity conditions, a natural understanding of the identity of a graph is in
terms of its isomorphism class, the collection of graphs that are isomorphic to it. Let
G be the isomorphism class of the graph G. We then say that G has the identity G iff
G ∈ G. That is, we equate the identity of G with its isomorphism class G. As we are
taking graphs to be structures, this gives us an account of the identity of a structure.
And so we can formulate the relevant grounding claim.
ODS: For any mathematical object, n, in the structure G, the fact that G ∈ G fully
grounds the fact that the identity of n is En .
As before, this grounding claim is usually taken to entail a corresponding necessity
claim, where necessity ranges over the space of relevant possible graphs. In the
contrapositive form, this comes to: for all graphs G that are like G except where
the identity of n is not En , it follows that G ∈ / G. Here G is the isomorphism class
of the graph G that we started with (in effect, the “actual” graph).
Consider some arbitrary graph G just like G but which differs from G only in what
is required to make it that the set of edges that involve n is not En . If it follows that G ∈
/
G, then the relevant necessity claim is true, as the choice of G was arbitrary. Recall that
G is the isomorphism class of the graph G. And isomorphic graphs are identical. So the
isomorphism class of G is simply {G}. It follows that all we have to show is that G = G.
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Let En be the set of edges in G that involve n, which is the result of adding or
removing at least one edge, e, to/from En . This edge must be between n and some
other node m. There are two cases. Either there is an edge between n and m that is
removed, so that n and m were connected in G but not connected in G . Or an edge is
added between n and m that was not there before, so that n and m were not connected
in G but are connected in G .
Recall the identity conditions for first-order objects, which hold for graphs as
well: x = y ↔ ∀X[X(x) ↔ X(y)]. We only need the left-to-right direction, or more
precisely, the contrapositive of the left-to-right direction. In either of the above
cases, there is a property that holds of G but fails to hold of G . That is, either
Connected(n, m, G) and ¬Connected(n, m, G ), or vice versa. So these graphs are not
identical. The necessity claim under consideration is therefore true. As before, this
gives us reason to think that the corresponding grounding claim holds as well.
5 Conclusion
We have argued for two grounding claims involving mathematical entities that are
relevant to the mathematical structuralist: that the identity of a mathematical object
is grounded in the identity of the structure it belongs to, and in the identities of other
mathematical objects in that structure. This argument has proceeded by describing
mathematical structures in terms of unlabelled graphs. With this account of structure
to hand, we present standard identity conditions for objects in a structure and for
structures themselves, which allow us to articulate the notion of the identity of a
mathematical entity in the context of structuralism. We then interpret grounding
claims involving these entities as claims about what happens in the space of possible
mathematical structures. This is an interpretation which makes no reference to any
particular systems or realizations that exemplify the structures in question. And so,
unlike Linnebo’s account, it is an account of grounding that is available to both the
ante rem and in re non-eliminativist structuralists. On this interpretation, we argue
that the grounding claims are true. Their truth follows from, or is at least evidenced
by, the truth of the relevant corresponding necessity claims, claims ranging over the
space of possible mathematical structures.
The notion of ground we appeal to is similar to what has been called the modal
account of ground, according to which the fact that A fully grounds the fact that
B iff necessarily, if A obtains then B obtains. This account of ground, as a general
analysis, is widely agreed to fail when the necessity involved is metaphysical necessity.
The failure results from counterexamples to the right-to-left direction, as discussed
in Section 4. But in certain contexts, this account can be successful, given that the
necessity operator is adequately interpreted for the context at hand. We argue that
mathematical structuralism is an appropriate context for understanding the relevant
grounding claims in terms of necessity claims that range over the space of possible
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graphs, because the kind of counterexamples that arise in the general case do not
arise here.
Given this understanding of the grounding relation in the context of mathematical
structuralism, we can evaluate the structural properties of this relation. It is transitive,
at least in the context of mathematical structuralism, as we have argued that each
object in a structure is grounded in every other object. But more interestingly, it
also allows for non-well-founded chains of partial ground. That is, there are chains
of partial ground that are not finitely grounded.
Consider the natural number structure. The arguments from Section 4 show that
the identity of each number is partially grounded by the identity of its predecessor
(for simplicity we denote the identity of a number by the standard numeral for that
number):
1 ≺ 2 ≺ 3 ≺ ...
This chain of partial ground tracks the usual ordering on the natural numbers and is
well-founded. But equally, the identity of each number is partially grounded in the
identity of its successor, because the identity of each number is partially grounded in
the identities of every other number in the structure. So we have:
... ≺ 3 ≺ 2 ≺ 1
This chain is clearly not finitely grounded, as it progresses infinitely to the left. These
examples also give us symmetric cases of ground, as we have that, for example, 1 ≺ 2
and 2 ≺ 1. These cases in themselves give rise to chains of partial ground that are not
finitely grounded:
... ≺ 1 ≺ 2 ≺ 1 ≺ 2...
The relation is also reflexive, generating further chains of partial ground that are not
finitely grounded:
... ≺ 1 ≺ 1 ≺ 1 ≺ 1...
But what is also interesting about these chains is that they are all bounded from
below. Recall, a chain is bounded from below when there is some fact F (not
necessarily in the chain) such that each fact in the chain is either partially grounded
by F or identical to F.
The chains in question are actually bounded from below in two ways. As the identity
of every number is partially grounded in the identity of every other number, each
number serves as a lower bound of partial ground for the chain.16 But there is also a
lower bound of full ground for the chain. This lower bound isn’t the identity of any
particular number in the structure, as the identity of each number only serves as a
partial ground for the others. But the identity of the structure itself is a full ground
for each member of the chain, and so it is a lower bound of full ground.
16 This result suggests that the accepted definition of having a lower bound, as given here, is inadequate,
or that an alternative definition is worth exploring in the examination of the well-foundedness of ground.
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This latter kind of well-foundedness, being bounded from below with a lower
bound of full ground, will arguably hold for any structure, as the arguments in
Section 4 are widely generalizable and not restricted to any particular structure. And
so we have that the identity of each object in a structure is fully grounded in the
identity of the structure. Even if we have infinitely descending chains of ground
involving the identities of the objects within a structure, the identity of the structure
itself will serve as a lower bound for each chain. As each chain in the structure is
bounded from below, each chain has a foundation, a set of facts, S, such that each
fact in the chain is grounded by some fact in S. In the cases relevant to mathematical
structuralism, S will simply contain the single relevant fact concerning the identity of
the structure. So while mathematical structuralism gives rise to a relation of partial
ground that is non-well-founded in that it is not finitely grounded, the relation does
appear to be well-founded in two other important senses, that of being bounded from
below and having a foundation.17
References
Audi, P. (2012). Grounding: Toward a theory of the in-virtue-of relation. Journal of Philosophy,
109: 685–711.
Benacerraf, P. (1965). What numbers could not be. Philosophical Review, 74: 47–73.
Bliss, R. L. (2013). Viciousness and the structure of reality. Philosophical Studies, 166:
399–418.
Bliss, R. L. (2014). Viciousness and circles of ground. Metaphilosophy, 45: 245–56.
Burgess, J. (1999). Review of S. Shapiro (1997), Philosophy of Mathematics: Structure and
Ontology, Oxford University Press, Oxford. Notre Dame Journal of Formal Logic, 40:
283–91.
Cameron, R. (2008). Turtles all the way down: Regress, priority and fundamentality. The
Philosophical Quarterly, 58: 1–14.
Chalmers, D. J., Manley, D., and Wasserman, R., editors (2009). Metametaphysics: New Essays
on the Foundations of Ontology. Oxford University Press, Oxford.
Correia, F. and Schnieder, B., editors (2012). Metaphysical Grounding: Understanding the
Structure of Reality. Cambridge University Press, Cambridge.
Dasgupta, S. (2014). On the plurality of grounds. Philosophers’ Imprint, 14(20): 1–28.
Dixon, T. S. (2016). What is the well-foundedness of grounding? Mind, 125: 439–68.
Fine, K. (2001). The question of realism. Philosophers’ Imprint, 1: 1–30.
Fine, K. (2012). Guide to ground. In F. Correia and B. Schnieder, editors (2012), Metaphysical
Grounding: Understanding the Structure of Reality. Cambridge University Press, Cambridge,
pages 37–80.
Hale, R. and Hoffman, A., editors (2010). Modality: Metaphysics, Logic, and Epistemology.
Oxford University Press, Oxford.
17 The research leading to this paper was carried out within the research project “Mathematics:
Objectivity by representation”, which is funded by L’Agence Nationale de la Recherche (ANR) and the
Deutsche Forschungsgemeinschaft (DFG). I wish to thank Hannes Leitgeb and Graham Priest for helpful
discussions of this material and two anonymous referees for comments that helped to improve this paper.
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12
Fundamentality and Ontological
Minimality
Tuomas E. Tahko
1 Introduction
This chapter deals with the idea that reality comes with a hierarchical structure of
‘levels’.1 The idea has a long history and it remains popular, despite some recent
challenges. Our everyday experiences as well as scientific practice seem to, prima
facie, strongly support such a view, since the sciences are naturally interpreted as
operating at different levels, different scales.2 Usually, the reference to scale becomes
apparent when talking about parts and wholes, which are studied in mereology: we
talk about subatomic particles constituting atoms, atoms constituting molecules, and
molecules constituting everything we see around us. A typical view is that composite
objects depend for their existence on their parts—at least in the sense of having
some parts. Fundamentality comes in when we ask whether there is an end or a
beginning to this hierarchical structure, the relevant chain of dependence. That is,
is there a fundamental level or does the hierarchical structure of reality continue ad
infinitum?
The received view has long been that there indeed is a fundamental level. The
fundamental level is usually thought to be at the smaller end of the spectrum:
mereological atomism suggests that certain indivisible ‘atoms’, such as subatomic
particles, are fundamental. But this does not mean that the fundamental level must
necessarily be at the bottom of the scale—the fundamental end could also be at the
top, that is, the universe as a whole could be considered fundamental. Moreover, this
conception of fundamentality associates it very closely with some sort of ontological
1 Some of the material presented here is based on the discussion in Tahko 2015a, Ch. 6.
2 I do not wish to put much weight on the notion of a ‘level’, the idea is that the ‘levels’ reflect an order
of priority.
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3 For further discussion, see Bennett 2017, Ch. 5, where different senses of absolute fundamentality are
discussed. I got my hands on the book too late to discuss it here in detail, but the view that I support takes
fundamentality as a primitive. Bennett as well associates this view with Fine and Wilson.
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JUNK?
GUNK?
Figure 12.1.
terms of kinds is entirely optional and the resulting picture will of course depend
on one’s views regarding kinds; one option might even be to consider the cosmos
as a whole as just one kind, in which case the previous description of fewer kinds
at the smaller end would not be accurate. Leaving that aside, the lines at each end
of the cone represent the hypothetical bottom and top levels. The dotted sections
represent the possibility of infinite descent (gunk) and infinite ascent (junk), beyond
the hypothetical bottom and top levels.
Four options immediately arise regarding the hierarchical structure of reality:
(1) Closed (i.e. the chain of dependence terminates) at both ends of the cone.
(2) Open at the top, but not at the bottom.
(3) Open at the bottom, but not at the top.
(4) Open at both ends.
If both ends of the cone are closed, then we might consider either one of them as
fundamental, fixing the direction of the relevant dependence relation accordingly. If
only one end is closed, then it seems, prima facie, more plausible that the closed end
is fundamental, whether it is the top or the bottom. The first three options enable
different varieties of metaphysical foundationalism, which, in its broadest sense, states
simply that there is a fundamental level. The fourth option, however, cannot support
metaphysical foundationalism, as there is neither a top nor a bottom level. In this case,
only some sort of metaphysical infinitism would seem to be available, regardless of the
direction of the relevant dependence relation. To give names to the different types of
metaphysical infinitism at play, let’s start with (3) (assuming that the order of priority
is from top to bottom), which is best known: an ontology embracing (3) is typically
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called ‘gunky’, where ‘gunk’ is a term familiar from mereology, referring to the idea
that all wholes have further proper parts, ad infinitum (Lewis 1991, 20). Similarly, an
ontology embracing (2) is ‘junky’, where ‘junk’ is the converse of gunk, i.e., everything
is a proper part of something (Schaffer 2010, 64). Note though that, strictly speaking,
gunk does not rule out junk, nor does junk rule out gunk, contrary to (2) and (3). This
brings us to (4), which indeed combines gunk and junk, resulting in what has been
labelled a ‘hunky’ ontology (Bohn 2009, 193).
These are the basic options, but this description is somewhat simplified, as we
have not yet said anything about what ‘fundamentality’ amounts to. In particular,
we should clarify the role of mereology in discussions of fundamentality, which we’ll
do in Section 2. In Section 3, a common objection to the possibility of metaphysical
infinitism is outlined, with some critical remarks. In Section 4, a more general sense of
fundamentality will be explicated with the help of the idea of ontological minimality—
this more general approach to fundamentality considers it as an ontological minimality
thesis. Section 5 examines the tension between the mereological, object-oriented
ontology and structuralism. It is suggested that fundamentality understood as an
ontological minimality thesis can accommodate both. Finally, in Section 6, we will
briefly consider whether fundamentality understood as an ontological minimality
thesis rules out metaphysical infinitism.
2 Mereological Fundamentality
The options outlined above were presented in mereological terms: the cone in Figure
12.1 is taken to represent a mereological hierarchy, where mereological complexes
are at the top and (supposed) mereological atoms at the bottom. The ‘levels’ of reality
according to this picture are thus mereological levels. This brings us to Mereolog-
ical Fundamentality, which may be described as a combination of the following
two theses:
4 I take the notion of ‘mereological dependence’ from Kim, which he prefers to the term ‘mereological
supervenience’ and contrasts with causal dependence: ‘the properties of a whole, or the fact that a whole
instantiates a certain property, may depend on the properties and relations had by its parts’ (2010, 183).
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5 The idea can be understood in many ways. For discussion, see e.g. McDaniel 2013.
6 For an introduction to grounding, see, for instance, Bliss and Trogdon 2014. Moreover, another
possible view here is that fundamentality tracks (and can be defined in terms of) what Bennett (2017)
calls ‘building’, which also encompasses several dependence relations, including grounding.
7 For further discussion on the monism/pluralism issue as well as an alternative account of fundamen-
9 This might be a good place to note that Schaffer may have changed his views after the 2003 paper,
where fundamentality is discussed in mereological terms—he may now prefer to define fundamentality in
terms of grounding.
10 The phenomenon they appeal to is famous: ‘quantum entanglement’. However, it is not at all clear that
the quantum entanglement objection is successful. For discussion of this issue, see Dorato and Morganti
2013, and O’Conaill 2014.
11 See also Paseau 2010.
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unintuitive implications that such chains would entail. Applying the idea to the case
of composition, Cameron notes that in a gunky world, composition would never
‘get off the ground’. In other words, if complex objects are ontologically dependent
on their mereological parts, then composition never bottoms out in gunky worlds.
The intuitive result, according to Cameron, is that complex objects are not possible
in gunky worlds—and this is a strong result! It rules out the possibility that we live
in a gunky world, at least if we accept the plausible idea that complex objects are
ontologically dependent on their parts. But how strong is the intuitive appeal that
this argument rests on? This question is pressing, given that Cameron and many
others writing about fundamentality and the idea that composition couldn’t ‘get off
the ground’ without a fundamental level, typically acknowledge that this appeal to
intuition hardly constitutes a proper argument in favour of fundamentality.
One complication concerns the way in which we think about the structure of space–
time. If space–time itself is made up of zero-dimensional space–time points and hence
has no internal structure, no smaller parts, then this ‘pointy’ space–time would seem
to rule out a certain type of infinite regress by its very nature: surely those space–
time points themselves do not depend for their existence on anything and hence are,
in one sense, fundamental. It’s standard to think that any given collection of space–
time points composes a space–time region. These regions are identified in terms of
their composite space–time points. Yet, there are two different ways to conceive of
the relationship between the points and the regions: we can either think of points as
derivative and facts about extended objects as more fundamental or we can hold that
the space–time points and facts about their arrangement are more fundamental than
space–time regions (see Hawthorne 2008, 264). The latter is perhaps the typical way of
looking at things nowadays, but this question regarding the relative fundamentality
of the regions and the points would seem to precede Cameron’s case. The relevant
intuition that Cameron appeals to would thus seem to presuppose the view that points
are more fundamental.
If I may, I’d also like to make an anecdotal point. Having presented versions of this
paper and the related arguments to various audiences around the world, the most
common reaction seems to be that people do not find themselves drawn towards
the foundationalist intuition that Cameron and various others have attempted to
defend. Now, this may be because I have not done justice to the idea or presented the
argument clearly enough. But the challenge here is that no systematic argument has
been put forward in the first place—I take it that Cameron is mainly just reporting the
fundamentality intuition that he thinks many metaphysicians share. My impression is,
however, that the intuition is currently not that widely shared. There are good reasons
for this. One of the most important of them is the worry pushed by Ladyman and Ross,
namely the strong association with mereological atomism, which does not fare so well
in the light of contemporary physics. Yet, personally I thought that I do have at least
something very much like the fundamentality intuition. But I am now less certain that
it’s the same fundamentality intuition that Cameron has in mind. It may be closer to
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what Wilson (2014, 560) has in mind when she compares entities in the fundamental
base to the axioms of a theory. Importantly, the understanding of fundamentality
that I find appealing is not accurately captured by (MF), because I wish to drop the
mereological connotations. It is, however, captured by the Fundamentality Thesis
(F). It’s crucial to recognize that (F) does not specify which type of dependence is
at issue when it comes to the hierarchical structure. All it requires is that there is a
hierarchical structure governed by (presumably) an asymmetric dependence relation
that terminates at least at one end. This is still a thesis that would require an argument
in its support, but it is not immediately subject to the same counterarguments that
(MF) is. However, on its own, (F) is really not fine-grained enough to constitute
an interesting metaphysical thesis at all. The question that we now face is whether
anything more can be said about (F) without a commitment to (M), hence leading
back to (MF).
12 Some recent notable discussions which introduce further complications (being favourable to meta-
physical infinitism) are Bliss 2013, 2014 and Morganti 2014, 2015. The alternative formulation that I am
sketching has its origins at least in Fine 2001 and Wilson 2014—although I don’t mean to suggest that
there are no differences between these conceptions. New work on metaphysical foundationalism is also
constantly in the pipeline; see, for instance, Bennett 2017, Dixon 2016, and Raven 2016.
13 For an introduction to the various senses of ontological dependence, see Tahko and Lowe 2015.
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14 Compare the idea also with one of Schaffer’s (2004) criteria for sparsity, namely ‘minimality’, according
to which sparse properties serve as the minimal ontological base, i.e. the fundamental properties that
macro-properties supervene on (assuming that they do supervene!) form the minimal ontological base.
Schaffer himself argues against this criterion with appeal to the possibility of gunk, but as we will see, gunk
may not be a similar problem for the notion of ontological minimality introduced here.
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This more general notion of ‘part’ may allow one to avoid the unintuitive conse-
quences of infinite chaining of parts more narrowly understood, that is, construed
according to classical mereology. On this view, all manner of things, from sentences
to symphonies to sets, can be composed of other things. It seems plausible that the
components of a composite object one level down are typically integral to the object
in the sense suggested by Fine. But it is less clear that this has to be the case when
we proceed further down. Fine suggests that a person would somehow change if her
kidney was replaced with a new one, and perhaps it’s plausible that a kidney changes
when some of its cells die and are replaced by new ones—it certainly does if some
of these cells become cancerous. But given that our cells die and are replaced by new
ones all the time, it doesn’t seem that any individual cell is really integral to us. I think
that this is the case regardless of the fact that the cells may be integral to whatever
organ they are a part of or whatever biological function they participate in. But if it is
possible that the components several levels down are not integral to the object at the
higher level, then the infinite regress causing the typical unintuitive consequences of
infinite chaining (transitivity) wouldn’t follow.
The more general line of thought here is that the liberal sense of parthood is not
obviously transitive—this may have further consequences regarding what counts as a
minimal truthmaker on one hand and an ontologically minimal element on the other.
So there could, perhaps, be an understanding of ontological minimality whereby
we should only be concerned with the parts that are integral to an object, even if
these parts are composed of further parts. This would be in clear violation of (MF),
of course, for the fundamental level might not be the mereologically fundamental
level. But note that arguments from gunk (or junk) would no longer apply, since
infinite mereological descent would not necessarily violate ontological minimality.
Moreover, on the face of it this would seem to imply that not everything is grounded
in the fundamental, because there could be cases where we do not need to follow the
grounding chain beyond the immediate ground, to use Fine’s (2012, 50) terminology.
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Of course, even if Fine is correct about the case of sets and their members, this
does not yet show that the relevant dependence relation at work in the hierarchical
structure of reality is not transitive. It merely shows that there is at least one conception
of parthood which may not be transitive. In any event, this opens the possibility
of interpreting ontologically minimal elements quite liberally indeed: the smallest,
minimal ‘parts’ of reality do not need to be mereological elements at all, they can be
anything that count as components, such as structures, relations, objects, or whatever.
This may enable us to overcome at least some of the complications regarding the
tension between a classic, object-oriented metaphysics such as mereological atomism
and the type of view defended for instance by Ladyman and Ross, according to which
reality is fundamentally relational or structural. We turn to this topic in Section 5.
15
For critical discussion regarding grounding and transitivity, see Schaffer 2012 and Tahko 2013.
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has done some important work in order to clarify the issue; she distinguishes the
extreme version of (OSR) defended, for example, by Ladyman and French, and a more
moderate version defended, for example, by Esfeld and Lam. The first takes structure
as prior to objects, whereas the latter eschews talk about priority between structure
and objects altogether (because they are on a par, ontologically speaking) (McKenzie
2014a, 355–6). McKenzie spends some time arguing that instead of supervenience, we
should focus on ontological dependence in articulating the relevant sense of priority.
I do not consider this particularly helpful, as supervenience as well is very naturally
considered as a species of ontological dependence. That said, McKenzie is right about
the importance of finding the relevant sense of dependence and it’s clear that, given
that we’re looking for a conception of fundamentality compatible with (OSR), this
can’t be mereological dependence, which is naturally associated with Mereological
Fundamentality (MF). According to McKenzie’s analysis, we would do well to adopt
Fine’s (1995) essentialist notion of dependence and clarify (OSR)’s understanding
of priority in these terms. McKenzie focuses on what we may call generic essential
existential dependence (GEED), defined as follows:
(GEED) x depends essentially for its existence upon Fs =df . It is part of the
essence of x that x exists only if something is an F.16
Applying (GEED) to (OSR), McKenzie observes that the extreme version of (OSR)
as developed by Ladyman and French turns out to be in trouble because although the
dependence of objects on structure can be derived, so can the dependence of structure
on objects. Hence, McKenzie takes the analysis to favour the moderate version of
(OSR) as developed by Esfeld and Lam instead. But it should be noted that all this rides
on the relevant understanding of what is considered essential. The relevant essentialist
content on McKenzie’s analysis concerns the nature of relations—whether we conceive
of them extensionally or intensionally, and it is on the extensional conception that
the dependence between objects and structure emerges as symmetric, whereas the
intensional conception is considered inferior for this purpose. The further details of
McKenzie’s account are not crucial for our purposes, but what is important is that
(GEED) is indeed able to produce the relevant dependence structure. Note that on this
view what is fundamental is not strictly speaking primitive, but it is rather determined
by what is considered essential—(GEED) does not presuppose an object-oriented
metaphysics nor the extreme or the moderate version of (OSR). So, here we have a
sense of dependence that is fairly neutral, albeit there are no doubt those who would
take issue with the fact that (GEED) relies on the notion of essence.17
16 Compare with Tahko and Lowe 2015, section 4.3. McKenzie uses a formal definition due to Fine and
generic existential dependence, which could perhaps be adopted as well: (EDG) x depends generically for
its existence upon Fs =df . Necessarily, x exists only if some F exists (Tahko and Lowe 2015, section 2).
In fact, (EDG) is more straightforwardly compatible with symmetric dependence anyway, since there is
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no requirement of building the existential dependence into the essences of the involved entities. All we
need here is a way to model the symmetric dependence between objects and structure. Note also that if
one wishes to hold fundamentality as primitive rather than fixed by what is essential, an even more neutral
sense of dependence may be needed. I will leave this issue aside here, since the potential connection between
essentiality and fundamentality is a topic that deserves a paper of its own.
18 I owe this example to Tim Button and Hugh Mellor. Note that I do not mean to suggest that colour is
a fundamental feature of reality, or indeed to put much weight on the example—the example is primarily
heuristic, to get a better grasp on the abstract idea of ontological minimality.
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postulate more ontologically minimal elements than the other one to reach a complete
description, then the first is clearly not an ontologically minimal description at all.19
Finally, recall that on one interpretation the cone in Figure 12.1, in the beginning of
this paper, could be considered to represent different kinds of things, where ‘kinds’ are
considered as natural kinds. If we apply the idea of ontological minimality here, what
we get is something like the following: an ontologically minimal description identifies
all and only the most fundamental natural kinds. These natural kinds could be kinds
of fundamental particle, like those listed in the Standard Model, or they could be the
structures identified by (OSR). Moreover, they could perhaps even be symmetries,
as the idea that symmetries are fundamental is now emerging as a candidate view,
supported by physics (cf. McKenzie 2014b). The association with fundamental natural
kinds is in fact quite an interesting understanding of the ontological minimality thesis,
but since specifying this option would require much more detail about the nature of
natural kinds, I will not be relying on this reading here (but see Tahko 2015b).
Summarizing, it appears that much remains to be done in order to specify the
range of options with regard to fundamentality. The generic notion (GOF) sketched
here is designed to be as liberal as possible, for the various possible conceptions
of fundamentality to be captured with one general notion. For this purpose, one
possible sense of dependence that could do the trick has been identified as (GEED),
which McKenzie has already applied to (OSR). The upshot is that understanding
fundamentality as an ontological minimality thesis does seem to hold at least some
promise.
19 Note that other considerations could even trump the minimality constraint, which is a purely
qualitative notion. Balancing between different theoretical virtues is notoriously difficult; see e.g. Nolan
1997 for discussion about qualitative vs quantitative parsimony.
20 I have previously discussed this possibility in Tahko 2014.
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the camels stand on four elephants, the four elephants stand on a turtle . . . and repeat
ad infinitum’. No other terms than these four elephants, a turtle, and two camels can
be introduced that would describe reality more minimally—they carve perfectly at
the joints and hence constitute the fundamental level in the sense of (GOF).21
In this toy example, the elephants, turtles, and camels may be considered as three
different fundamental natural kinds, for instance. But a repetitive structure can be
pictured otherwise too. Perhaps more in line with the structuralist conception, we
could picture the world as a fractal and zoom into that fractal to find further structure.
We can keep doing this indefinitely and always find further structure, more and
more elaborate, stunning patterns. But all these patterns, all the structure, is already
contained in the initial fractal. The function that produced the initial fractal contains
(recall the idea of fundamental entities as axioms, as suggested by Wilson), as it were,
all the further iterations that emerge when we zoom in (or indeed if we zoom out!).
To use Fine’s notion of component introduced in Section 4, we could perhaps conceive
of the iterations of the function to be components of the fractal, and in this sense the
fractal picture would have at least the appearance of minimality.
Admittedly, such abstract toy examples will do little to convince anyone of the
possibility of actual boring infinite descent, even though the idea itself shouldn’t be
all that alien, given the now familiar case of structuralism (think of relations all the
way down). Much of the real work would have to come from science, of course, and
one example that has received some attention is Hans Dehmelt’s (1989) Nobel lecture,
where he speculates about the possibility of a quark/lepton substructure based on
the model of the triton—the nucleus of hydrogen’s radioactive isotope tritium. This
tripartite substructure could, in Dehmelt’s view, be infinitely repeated, and since it is
the same structure that repeats, Dehmelt’s model is a prima facie candidate for boring
infinite descent—a gunky ontology. However, as far as I’m aware, the idea has not
been picked up by physicists and one might think that quantum field theory would
be a more promising line of research in this regard.22 In any case, here I only wish to
indicate the possibility of ‘boring infinite descent’ being compatible with ontological
minimality. The upshot is that the idea of ontological minimality, rather than (MF),
21 Cf. also Raven’s 2016 recent paper, where he distinguishes between the fundamental, the foundational,
and the eliminable. Eliminability implies a lower bound to the grounding chain—this is a version of
the idea typically expressed in terms of well-foundedness (e.g. Bennett 2011, 30; see also Dixon 2016)—
but Raven proposes that it’s possible to reject foundationalism, the claim that necessarily, something is
fundamental if and only if it is foundational. On Raven’s terms, infinitely boring descent would seem to
be a case of unbounded ineliminables, which ‘persist’, i.e. infinitely repeat. On my reading, I take it that
boring infinite descent would still be a case of foundationalism, while on Raven’s proposal it would qualify
as fundamentality without foundations, although more work needs to be done in order to properly compare
our accounts. Finally, see Wilson 2016 and especially the idea that there could be a ‘convergence’ to a
fundamental level at a limit. This idea could perhaps be understood as another type of ‘boring’ infinite
descent.
22 But for a philosophical study of Dehmelt’s model, see Tahko 2014.
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may be a promising way to capture what I take to be the core of the fundamentality
intuition.23
References
Armstrong, D.M. (2004). Truth and Truthmakers. Cambridge University Press.
Bennett, K. (2011). By Our Bootstraps. Philosophical Perspectives, 25(1), 27–41.
Bennett, K. (2017). Making Things Up. Oxford University Press.
Bliss, R.L. (2013). Viciousness and the Structure of Reality. Philosophical Studies, 166(2):
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23 I would like to thank audiences at Barcelona, Cambridge, Helsinki, Hong Kong, London, and
Singapore, for helpful discussion on the material of the paper. Thanks also to Ken Aizawa, Jason Bowers,
Carl Gillett, Matteo Morganti, Donnchadh O’Conaill, and Jessica Wilson for comments on some of the
material, and to two anonymous referees for this volume. The research for this paper was made possible by
two grants from the Academy of Finland, decisions #266256 and #274715.
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13
The Structure of Physical Reality
Beyond Foundationalism
Matteo Morganti
1 Introduction
The interest in the notion of grounding has grown exponentially in recent years.1 In
a rough summary, grounding is understood as a sui generis ‘in virtue of ’ relation—
in particular, one that is arguably different from causation, necessitation, and super-
venience. Grounding may not be a unique, monolithic relation, yet it subsumes a
number of more specific relations—such as truth-making, mereological part–whole
relations and others—which share the peculiar feature that the relata on one end non-
causally determine the relata on the other. Grounding is an objective relation, that
is, one that exists in the world independently of human practices,2 and is intimately
connected, if not identified, with ‘metaphysical explanation’.3 Grounding is (generally!
more on this later) understood as a relation that gives rise to strict partial orders, that
is, hierarchies in which no element grounds itself (irreflexivity); if a grounds b then b
does not ground a (asymmetry); and if a grounds b and b grounds c then a grounds
it need not be the case that the grounding is what allows us to gain knowledge of the grounded; and that
grounding explanations need not obey the constraints that seem to apply in other cases, e.g. to explanations
provided in the domain of practical reasoning. Also, the notion of metaphysical explanation brings with
itself the idea that grounding is non-monotonic, i.e. it could be the case that a and b together ground c, but
a,b, and d together fail to ground c.
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a ‘cut’ rule: if a grounds b, c grounds d, . . . , and some together with b and d ground e, then a, b, . . . , and
together ground e; also, irreflexivity and transitivity make sense if one explicitly introduces partial grounds
(where something partially grounds something else iff it is part of the latter’s grounds) and appropriate
‘subsumption rules’ for moving from full to partial ground.
5 The ground-theoretic notion of well-foundedness is not easily defined despite (or maybe because of)
the similarities it bears with mathematical and set-theoretical well-foundedness. For good discussions, see
Scott Dixon (2016) and Rabin and Rabern (2016).
6 In so doing, I will by and large gloss over several important aspects of the debate which are, however,
irrelevant for present purposes: among these, the questions whether grounding facts are themselves
grounded and, if they are, whether a notion of ‘grounding ground’ can be coherently developed; what the
relata of the grounding relation are/could be; whether grounds necessitate the grounded; and whether the
metaphysical structure of the actual world is necessary or contingent.
7 These will more or less interchangeably be taken to be objects, facts, or, more vaguely, ‘levels’, under
the assumption that object-language and fact-language are easily translated into one another, and that the
levels metaphor that is often used (at least in the context of the traditional, hierarchical view of reality)
simply refers to groups of objects/facts that are in some sense equally derivative/close to the fundamental.
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reality exist as the very things that they are. This is tantamount to saying that I
will assume that ‘a grounds b’ is more or less a synonym of ‘b depends on a for its
existence/essence/identity’. More precisely, I will assume that, at least in the domains
that are relevant for the present discussion, grounding claims coincide with claims of
(possibly generic) ontological dependence between physical entities.8
This might be taken to deprive the present inquiry of interest, on the basis that
ontological dependence is usually regarded as a broader notion than grounding
and, consequently, equating the two might be a cheap way of arguing for non-
standard grounding structures. However, first, considerations concerning (non-)well-
foundedness are untouched by this objection, as both grounding and ontological
dependence are usually regarded as giving rise to well-founded structures. Yet, it
is mostly the well-foundedness assumption that will be questioned in what follows.
Second, it is true that counterexamples have already been provided to the claim that
ontological dependence relations give rise to strict partial orders, based on putative
cases of symmetric dependence. However, such counterexamples are irrelevant here:
for instance, it may be the case, say, that Dante ontologically depends on his life but
also the converse, yet this says nothing in favour of the symmetry of the dependence
between Dante and his material constituents. But it is facts of the latter type, that is,
facts about the structure of material reality, that are of interest for us here. Third, I take
the widespread claims to the effect that, obviously, ontological dependence is reflexive
while grounding is not to be definitely unconvincing: for, either one is making a trivial,
uninformative claim, in which case there is no difference between ‘x is P in virtue
of x’s being P’ and ‘x has existence in virtue of x’s being an existing thing’; or, one is
attempting to formulate an informative statement, and then again, say, ‘x is P in virtue
of x being Q’ and ‘x depends for its identity on x’s existence’ are on a par.
There is, of course, a lot more to say about these issues, not lastly because of ter-
minological ambiguity in the extant literature.9 At any rate, in the rest of the paper I
will assume that, given the above restrictions and caveats, it is indeed an interesting
task to inquire into the possibility and significance of non-standard metaphysical
8 Unlike its specific counterpart that holds between particular entities, generic dependence holds
between entity-types. The specification concerning generic dependence takes care of counterexamples
such as the following: a true disjunct grounds a disjunction, but the disjunction is not dependent on
that particular disjunct for its truth (the other disjunct might be/have been true); or, a material object
is grounded in its constituent parts, but it is not existentially dependent on them, as it can survive the loss
or replacement of one or more of its specific constituents. It remains true that disjunctions depend on there
being some true disjuncts, and that a material object depends on there being some material constituents.
9 Casual mention of the fact that dependence and grounding are ‘very close’, ‘akin’, ‘cognate’ . . . notions
is often made. At the same time, there is no agreement on which properties the two relations need to
have, hence what exactly makes them similar/differentiates them. A common reason for separating the two
notions is that grounding appears to be more closely related to explanation than ontological dependence.
But, apart from the fact that grounding is more or less defined in terms of metaphysical explanation,
ontological dependence too appears intimately connected to explanation: isn’t the claim that a ontologically
depends on b ultimately an explanatory claim of the ‘in virtue of ’ type? For a good discussion of ontological
dependence, including some thoughts on its connection with grounding, see Tahko and Lowe (2015).
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2 Foundationalism
By far the most widespread view of the metaphysical structure of reality is foundation-
alism: the view that the world has a ‘vertical’, hierarchical structure and a fundamental
level. The latter could be identified with the entire cosmos as a Parmenidean One
(monistic foundationalism) or be somehow situated at an intermediate level (an as
yet virtually unexplored, but admissible alternative). However, the most popular
form of metaphysical foundationalism is no doubt pluralistic foundationalism. In
analogy with foundationalism in epistemology—where a basis of non-further justified
reasons is invoked to justify our beliefs—this view has it that there is a multitude of
fundamental constituents of reality which are not themselves grounded. In particular,
pluralistic foundationalism is normally understood in terms of a finite set of types of
entities, tokens of which may then be finite or infinite in number, making up the whole
of physical reality. A paradigmatic example is the atomistic picture we are all familiar
with, introduced by Leucippus and Democritus (as well as by some thinkers in ancient
India, such as those belonging to the Nyaya–Vaisesika school, which flourished
between the 6th and 1st centuries bc) and revived by Renaissance philosophers.11
Importantly, atomism identifies the relations that make up the structure of reality
with mereological relations.12 This picture is seemingly vindicated nowadays by the
10 Clearly, the above entails that I am assuming that grounding need not be a monolithic notion, to which
all ‘in virtue of ’ metaphysical explanations have to be reducible. Borrowing Wilson’s (2014) expressions
while disagreeing with her conclusions, I believe that there may be many distinct ‘small-g’ grounding
relations without the study of ‘capital-G’ Grounding necessarily being devoid of interest—the former
relations just need to be sufficiently analogous to each other.
11 It is interesting to notice that thinkers such as Gassendi, Hobbes, Boyle, and even Newton rather
subscribed (at least at some point in their life) to corpuscularianism, a view according to which the
supposedly basic particles could in principle be divided.
12 While it seems obvious that part–whole relations give rise to strict partial orders, the existence of
a fundamental level of entities that do not have proper parts is not an axiom of mereology. Also, that
there is a fundamental, all-encompassing whole is only an axiom in classical mereology, where unrestricted
composition holds. This is crucial for foundational monists.
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Entities at level 1
Entities at level 2
Entities at level 3
…
…
F
Figure 13.1.
Standard Model of elementary particles, according to which there are seventeen kinds
of basic entities (plus the as of now still undetected gravitons) and everything is
derivative on these, in the sense of being composed of them.
According to foundationalism, then, reality looks something like Figure 13.1, F
being the fundamental level occupied by the atoms (or, alternatively, by the cosmos),
acting as the foundation for every grounding chain.13
Foundationalism is certainly close to common sense. In particular, the search for
a ground seems to intuitively require a terminating point, hence a fundamental,
ungrounded level. However, there is obviously no reason for concluding that reality
has a foundation just because we cannot think otherwise without strong-arming our
intuitions; nor for ruling out the possibility that an explanation that explicitly rules
out the existence of a fundamental level may turn out to be preferable, all things
considered, in the particular case of metaphysical structure. Indeed, arguments have
been put forward to the effect that no compelling reasons for endorsing founda-
tionalism can be found in the history of either science or philosophy (see Schaffer
(2003) and Bohn (2009)), and thus the prevalence of foundationalism may well be
due exclusively to the intrinsic limitations of our cognitive faculties. On the other
hand, it must be noted that, in fact, the case against foundationalism rests mostly on
reasoning of a meta-inductive kind: that is, from the fact that (a) in the past we have
always abandoned hypotheses that were formulated concerning the fundamental, and
accepted the groundedness of what we used to regard as ungrounded, the conclusion
is inferred that (b) probably, there is no fundamental level. This sort of inference is
notoriously problematic. In light of the available historical data, one may conclude
equally well that we probably haven’t got to the fundamental level yet. In addition to
this, it must be taken into account that a foundationalist presupposition appears to
be generally at work in contemporary physics, considerations of a purely historical
nature consequently appearing insufficient for mounting a compelling case against
foundationalism.14 This is certainly a complex set of issues, calling for a careful
13 Of course there may be more than one set of fundamental entities, each one constituting the basis for
It goes without saying that, even in the case of the most prominent thinkers, such a presupposition might
just be based on common-sense.
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Entities at level …
Entities at level 1
Entities at level 2
…
…
…
Figure 13.2.
analysis of a number of different elements, and for some key decisions at the level
of general methodology.15
In what follows, I will take for granted that foundationalism has an intuitive pull,
and that the case against it cannot rest simply on the historical fact of theoretical revi-
sion concerning the (allegedly) physically fundamental. Also, I will assume that overly
general claims as to truth or falsity of foundationalism (or any other theory of the
metaphysical structure of physical reality) per se are likely to be highly contentious—
why, after all, should every corner of reality have the same structure as all the others?
Against this background, I will explore some alternatives to foundationalism, looking
in particular at the surplus explanatory resources that they may provide compared
to foundationalism, especially when applied ‘locally’, that is, to specific domains of
inquiry.
3 Infinitism
Suppose that one drops the well-foundedness assumption, and concedes that ground-
ing chains may fail to terminate in fundamentals. If one does this and preserves the
idea of a strict partial order, one obtains the ‘infinitist’ alternative to foundationalism:
one whereby reality has a hierarchical structure (possibly, but not necessarily, based on
mereological relations) which is open-ended either in just the direction towards which
the asymmetric relations of dependence go, or in both directions (Figure 13.2).16
This is something akin to the view of Anaxagoras, who posited fundamental ‘seeds’
of reality but also explicitly stated that ‘There is no smallest among the small and no
largest among the large, but always something still smaller and something still larger’
(fragment 15).
15 McKenzie (2011), for instance, argues that philosophical naturalists—that is, those who require
philosophy to be responsive, in some sense, to science—had better ground their case for or against
foundationalism exclusively on a careful study of specific theories rather than on a general consideration
of the history of science.
16 In the case of mereological relations, one obtains so-called ‘gunky’ worlds in case everything has a
proper part, and ‘junky’ worlds in case everything is a proper part of something. ‘Hunky’ worlds contain
both gunk and junk.
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17 One may ask whether infinite grounding chains should be ‘boring’—the same structure repeating
itself ad infinitum. This would provide a foundation at least at the level of the types of entities that are
chained, and/or of the way in which the chaining takes place, so assuaging at least some of the conceptual
worries that arise from infinite regresses. For a discussion of this issue, and a defence of ‘boring infinite
descent’, see Tahko (2014).
18 For another example, Dehmelt (1989) proposes an (allegedly superior) alternative to the Standard
Model of elementary particles, moving beyond the level of quarks and in fact postulating a possibly infinite
series of levels of subatomic structure. Arguably, though, Dehmelt’s model is infinitely layered yet well-
founded.
19 In particular, all hadrons, i.e. the particles normally understood as composites of quarks held together
by the strong force, must be described as composed by other hadrons, so that quarks (or any other kind of
particles, for that matter) cannot be regarded as fundamental.
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whereby, for instance, stars group together to form galaxies, galaxies group together to
form clusters, clusters group together to form superclusters and so on without an upper
limit. In some versions of this view, one speaks of ‘fractal cosmologies’, postulating that
the universe assumes the features of a fractal across infinitely many scales.20 A uni-
verse of this sort was first envisaged by the German mathematician Johann Lambert
and by Immanuel Kant, based on some observations made by the Swedish astronomer
Emanuel Swedenborg. Lambert and, later, astronomers such as John Herschel and
Richard Proctor and then Fournier d’Albe and Carl Charlier used this model to solve
what is known as ‘Olbers’ paradox’ besetting stationary cosmological models.21, 22
In this case too, the interest of the model is not merely historical, nor is it limited
to the analysis of a specific problem concerning the brightness of the night sky. To
the contrary, the discovery of evidence of clustering at several levels led to further
development of the hierarchical model in recent years, reinvigorating stationary
cosmologies as an alternative to the Big Bang, free from the issue of explaining
the possibility and status of ‘boundaries’, and independent of the very idea of a
temporal beginning.23 Perhaps more importantly, a novel project in theoretical
physics, which has gained a lot of attention and caused much discussion in the
last few years, rests on very similar ideas: it is the conjecture that our universe
originated from a black hole in a larger universe and, more generally, black holes
may be the source of new universes at many (possibly, infinitely many) levels. This
proposal has a strong, well-defined motivation: according to Big Bang cosmology,
the universe originated from a point of infinite density (singularity) with no cause,
and this fact is strictly speaking unphysical. Moreover, a mechanism of cosmic
inflation must be introduced in order to account for the density, homogeneity,
and isotropy of the actual universe; and the presence of antimatter and of a
definite direction of time also have to be simply assumed. Alternative models of
the hierarchical type promise to offer a more informative and unitary answer to all
these interrogatives. Poplawski (see e.g. Poplawski (2010)), for instance, recently
got back to the so-called Einstein–Cartan (or Einstein–Cartan–Sciama–Kibble)
20 A fractal being a mathematical structure that exhibits a repeating pattern at every scale, ad infinitum.
By extension, fractals are also said to be found in nature, e.g. in the case of snowflakes or other crystals,
or even some vegetables. Not surprisingly, in this case the repetition of the pattern is (usually) taken to be
finite.
21 That is, the problem of explaining why the sky is (largely) dark at night in spite of the number of
stars—under the assumption that the universe is infinite, static, and eternal—supposedly being infinite.
Despite its name, Olbers’ paradox really is a non-paradoxical riddle that sets certain constraints on workable
cosmological models. (Incidentally, the name is not appropriate also in another sense, as the issue was first
discussed not by the late 18th- and early 19th-century German astronomer Heinrich Wilhelm Olbers, but
rather by Thomas Digges in 1576.)
22 The fractal solution is based on the fact that, in the appropriate fractal structure, as distances increase
the amount of incoming light becomes smaller, and in the limit light fails to reach the observer. Thus, only
a finite amount of light reaches the observer in spite of the universe being infinite in space and time and
the number of stars being also infinite. For a more detailed discussion, see Harrison (1987; ch. 11).
23 See Pietronero (1987), Nottale (1993), and Guth (2007).
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theory of gravity. This theory extends general relativity, allowing the geometrical
part of space–time called torsion to be different from zero (like curvature). In
an appropriately updated form, Poplawski argues, the Einstein–Cartan theory
affords models that correctly account for the quantum-mechanical, intrinsic angular
momentum (spin) of elementary particles called fermions, and in which, crucially,
torsion can be shown to be responsible for all the puzzling facts mentioned above in
relation to Big Bang cosmology. In particular, Poplawski suggests, it is due to torsion
that inside black holes one doesn’t get singularities but rather new ‘bounces’ and the
creation of new universes.24
Clearly, the sort of hierarchical cosmological models that have just been discussed
describe junky universes, in which the part–whole relation gets reiterated in the
‘upward’ direction ad infinitum. Noticing that at least some approaches to quantum
gravity—the much sought unification of quantum mechanics and general relativity—
introduce a fractal nature also at the other end,25 the fractal hypothesis can be easily
seen to fit infinitism also in the sense of reality being gunky as well as junky and,
consequently, hunky (see footnote 16 above).
Now, there is of course a lot more to say about fractal cosmologies, infinitist models
of subatomic structure, and other possible forms of infinitism in contemporary
physics. Here, however, it is sufficient to point out that (i) such models in fact exist,
and are elaborated upon and discussed by physicists; and (ii) they appear, or at least
promise, to have a non-negligible amount of explanatory power, which is likely, at least
in some cases, to be essentially due to the role infinite series of dependence relations
play in them. At the very least, then, the acceptance of infinitism provides a wider
range of options in terms of explanatory hypotheses for particular domains of inquiry,
and this alternative to foundationalism consequently deserves serious attention on the
part of philosophers.
4 Coherentism
Arguably, the most underdeveloped conception of the metaphysical structure of
reality is metaphysical coherentism. As with coherentist solutions to the problem
of justification in epistemology, metaphysical coherentism abandons the idea of a
pyramidal structure of directed, asymmetric relations with an ultimate foundation.
As in Quinean webs of beliefs, the entities that make up reality are instead deemed
24 It is worth noticing that essentially the same idea underlies Smolin’s recent account of the universe
whereby physical laws evolve in time through some sort of natural selection mechanism for universes
(see e.g. Smolin (2013)). Thus hierarchical models of the universe may also provide answers to problems
surrounding the nature of physical laws and the specific values of the cosmological constants. See also Smith
(1990).
25 This seems to happen, for instance, in the case of Connes’ approach based on noncommutative
Physical
Object 1
Physical
…
Object 2
Physical Physical
Object 3 Object 5
Physical
Object 4
Figure 13.3.
26 There is in fact a relevant difference in epistemology between scenarios in which justification goes
in circles and more sophisticated ones whereby structures with the appropriate features—in particular,
internal coherence—are justified as a whole. This latter, holistic form of coherentism is probably more
credible as a model of metaphysical structure; the former, however, is also relevant (consider, for instance,
the circular dependence that is established between substrata and property instances on at least some
accounts of the ontology of material objects; or the mutual dependence between triplets of quarks inside
protons or neutrons).
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always transitive).27 While the former option seems too high a price to pay, the latter
appears worth exploring further, as it allows for cycles in which grounding relations
are generally transitive, and yet nothing grounds itself.
In connection to this, think about quasi-transitivity as understood in social choice
theory and microeconomics. The notion was introduced by Sen (1969) in order to
account for the consequences of Arrow’s theorem—according to which, when subjects
have three or more distinct alternatives to choose from, no system can convert the
ranked preferences of individuals into a shared, generally valid, ranking while meeting
certain sensible criteria. Roughly, quasi-transitivity allows one to consistently have
that (for a given subject) a is not better than b, and b is not better than c, and yet
c is better than a; or, applied for instance to the sorites paradox, that x is not more
a heap than y, y is not more a heap than z, and yet z is more a heap than x. In the
grounding case, mutatis mutandis, one may analogously have that a grounds b, b
grounds c, but c does not ground a. In the case in which a is identical to c, one obtains
the desired result, that is, a structure or substructure in which everything grounds
(or may ground) everything else except itself.28 It must be noted that, in fact, quasi-
transitive relations are acyclic, that is, ground as described above, like preference in
scenarios such as those studied by Sen, does not admit cycles. Yet, it could be that a
more general, quasi-transitive relation ‘coexists’ with another one which is transitive
and reflexive, hence possibly cyclic. For instance, in the present case one may postulate
that full ground relations only connect entities/levels that are next to each other in the
cycle, while only partial ground relations can connect entities/level that are further
away from each other in the cycle. So, for instance, it could be that a fully grounds b,
b fully grounds c, but a only partially grounds c (and does so exactly in virtue of the
fact that it fully grounds c’s full ground and does not ground c directly). If c then fully
grounds a, one obtains that a only partially grounds itself.
A ‘third way’ of sorts may also be introduced when it comes to reflexivity versus
irreflexivity. In particular, one can have recourse to the notion of quasi-reflexivity:
something is related to (in our case, partially grounds) itself if and only if it is related
to something other than itself.
27 Transitivity is the claim that ∀xyz((Rxy∧Ryz)⇒Rxz), and one could either negate the universal
quantifier or the conditional that is quantified over. It is worth emphasizing that something analogous
holds for all formal features of relations, including symmetry, asymmetry, anti-symmetry, etc., from which
a greater variety of options than one may think immediately follows.
28 Of course, our intuition goes in a different direction, and tells us that if something grounds its own
grounds, then it grounds itself. But intuition is not, at least not obviously, a particularly helpful guide in phi-
losophy. In the present case, our prejudices might be at least partly rooted in the fact that we tend to identify
grounding relations with mereological relations. However, non-classical mereologies can be developed, and
even the transitivity of parthood is not entirely indisputable. Incidentally, results in this sense may be of
relevance in physics, where the opinion is becoming widespread that composition/decomposition relations
are not amenable to an interpretation in terms of classical mereology (see e.g. Healey (2013) and Caulton
(2015)). More in general, there is no reason for identifying grounding relations with mereological relations,
and indeed the coherentist case might be best made on the basis of completely different assumptions (more
on this in a moment).
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It goes without saying that a precise formal account of the above notions should be
given. Here, however, suffice it to say that (i) quasi-transitivity reduces to asymmetry
(without anti-symmetry) plus transitivity, and leaves irreflexivity untouched; (ii) the
abandonment of irreflexivity is already accepted, as mentioned above, in trivial cases
of ontological self-dependence; and (iii) there is only one non-negligible change
required in the set of the allegedly fundamental principles governing ground once
one drops (or weakens) reflexivity—one has to give up the strong asymmetry principle
according to which it is never the case that A together with some grounds A -, but
this is arguably compensated in terms of explanatory capacity of the resulting model.
With respect to this last, crucial point, an interesting case study for metaphysical
coherentism is constituted, I take it, by so-called ontic structural realism. It is by
now a traditional dispute in the philosophy of science that between scientific realists,
who consider the (approximate) truth of scientific theories the best explanation
of their empirical success; and anti-realists, who, emphasize instead—among other
things—the discontinuity across theory-change in the history of science. What is
known as structural realism attempts to re-establish the connection between success
and truth by pointing to the structural continuity that exists between (some parts
of some) subsequent theories across theory change. ‘Epistemic structural realists’
endorse the epistemological view that we can be realist about whatever is described
by the (preserved) structure of our theories. More or less recently, many authors
have subscribed instead to ‘ontic structural realism’ (OSR), the view according to
which structure is not only all we can be realist about but also all there is. Setting
aside the realist component of the theory, and the issues whether (a) this move from
epistemology to ontology is justified in the first place, and (b) OSR can do all the work
it is expected to do as a metaphysical view,29 an interesting question concerns what
structuralism exactly amounts to as a metaphysical claim.
In the extant literature, OSR has been understood as an eliminative position,
whereby objects are reduced to the relational structures that constitute the real-
world counterpart of the relevant theoretical apparatus that defines and describes
those objects. On weaker readings, either objects and relations are ontologically on
a par (‘moderate’ OSR)—so sidestepping the infamous ‘no relations without relata’
problem—or what is relational is really only the identity of objects which otherwise
preserve their intrinsic qualitative features (‘contextual’ OSR). Now, it has been argued
(Wolff (2012), McKenzie (2014)), that eliminative OSR is hard to turn into a complete
and consistent metaphysical picture. For, either structures are defined extensionally,
but then objects are not eliminated; or they are defined intensionally, but then we seem
to lack a well-defined way of determining their identity conditions and, consequently,
their grounding role with respect to objects (as objects and their properties appear in
turn necessary to define the relevant relations). Additionally, and more importantly,
29 On the first problem, see Morganti (2011). On the second, French (2014) is a useful general discussion.
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a complete structural reduction of all intrinsic properties of particles has not been
carried out yet. The remaining, weaker options also appear problematic. Moderate
OSR vindicates a form of scientific structuralism at the price of introducing objects
as mere placeholders, deprived of any intrinsic characterization, and consequently
akin to something like Lockean bare particulars. And even if this were not regarded
as unacceptable, the view also establishes a necessary relation of mutual ontological
dependence between objects and relations that many regard as in principle bad. Of
course, this need not be so, and surely is something coherentists would disagree with.
Notice, however, the specific worry that arises in this particular case: why introduce
a sui generis, additional ontological category at all if it only comprises entities that
are necessarily dependent on tokens of another category, and are essentially deprived
of properties and even identity? Lastly, contextual identity structuralism also has
shortcomings—at least three. First, those subscribing to it have rested their case exclu-
sively on the permutation-invariance of certain fundamental theories of contemporary
physics: very roughly, merely exchanging two exactly similar quantum particles or two
generally relativistic space–time points with each other is physically irrelevant, that is,
it doesn’t give rise to a new state of affairs, and this is taken to point to the necessary
extrinsicness of identity. However, this seeming violation of haecceitism simply does
not have to be explained by dropping intrinsic identities: other explanations have been
shown to be available.30 Secondly, the cost of this form of generalized contextualism
is that identity must be regarded as extrinsic even in cases in which it does not
correspond to any qualitative physical feature of the relevant structure. And this opens
the questions whether the ensuing form of structuralism is still genuinely physics-
based and, if it is, whether the attribution of non-structural, primitive intrinsic
identities is not an acceptable option too. Lastly, the limitation of structuralism to
identity facts hardly vindicates the initial structural intuition, which concerned the
description of reality provided by physical theory at a much more general level.
Overall, then, it looks as though the claim of priority of physical structures over
physical objects distinctive of OSR is quite difficult to flesh out—whatever exact
formulation of the view one chooses.
However, consider now a different understanding of the situation: one whereby the
key claim is not that physical relations are prior to physical objects—or, at least, as
fundamental as the latter; but, rather, that objects can be regarded as fundamental,
provided that an essential part of their being what they are31 is not taken to derive
from ‘lower’ or ‘upper’ more fundamental levels, and is instead conjectured to stem,
so to put it, from ‘horizontal’, that is, same-level, structures of mutual dependence
relations intended in the coherentist sense. This, I submit, is a good move for the
defender of OSR. For, it makes sense of the typical structuralist claim that science
30 Haecceitism being exactly the view that two distinct worlds may differ de re without differing
qualitatively, that is, they may differ merely with respect to which entity is which in each of them.
31 In particular, their identities and/or (allegedly) intrinsic, state-independent properties.
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urges us to drop (at least partially) the hierarchy metaphor in favour of some form of
interconnectedness; and that, in particular, the role played by symmetries, mathemat-
ical groups, permutation invariance, and the like at the theoretical level truly has onto-
logical import. At the same time, the proposed view does not require the structuralist
to substantiate the more contentious claim that physical relations are ontologically
fundamental. In particular, the coherentist point of view is arguably superior to elim-
inative OSR, in that it does not eliminate objects in the problematic attempt to make
physical relations self-standing and fundamental; it is preferable to moderate OSR,
because it establishes a form of mutual dependence between objects, and not between
relations and ‘pseudo-objects’ actually deprived of any intrinsic characterization; and
it is better than contextual identity OSR because it does not put forward a claim
exclusively about identity, and instead allows for more nuanced assertions.32
Let us now look, albeit briefly, at how this translates in practice in physical terms.
The key fact ontic structuralists refer to is that fundamental physical theories tend
to be ‘gauge theories’, that is, theories containing more variables than the actual
number of degrees of freedom of the relevant physical systems, from which the
physically meaningful degrees of freedom are ‘selected’ as invariants under certain
transformations. The relevant transformations are, in particular, those characterizing
mathematical entities known as ‘groups’. Based on this, building up on results dating
back to the work of Wigner, objects are reconceptualized by ontic structuralists “as
representations of symmetry groups, where the symmetries reflect spatiotemporal,
i.e. external, and internal degrees of freedom as well as permutation invariance” (Lyre
2004; 662). The irreducible representations of the relevant mathematical groups, and
ultimately the groups and their internal symmetries themselves, consequently become
ontologically prior to objects. The unitary group SU(2) × U(1) × SU(3), in particular,
is regarded as a fundamental ontological basis due to the fact that it underpins
the Standard Model of elementary particles. There, the ontic structuralist says, the
SU(2) × U(1) group gives rise to those bosons that mediate electromagnetic and
weak interactions (photons and W and Z bosons), and SU(3) determines the bosons
that transmit the strong interactions described by quantum chromodynamics (i.e.
the eight kinds of gluons). This has been extended to fermions and to all allegedly
intrinsic properties: Muller (2009), for instance, points out that the fundamental
symmetry group of quantum mechanics, the Galilei group, determines the admissible
displacements, rotations, and phase transformations; and that, associated to this there
is an algebra of a specific type (a Lie algebra) which has certain invariants (the Casimir
invariants) that immediately correspond to allegedly intrinsic, essential properties of
32 Of course, one may object that this is not OSR at all, as it posits objects, not relations, as the
fundamental ontological items. If this is granted (and I, for one, think that it should be), then metaphysical
coherentism should be regarded as an alternative to OSR that (allegedly) preserves the theoretical advan-
tages of structuralism, rather than as an interpretation of it. In any case, this is not crucial for the present
discussion, as we are not interested in structuralism per se, but rather in coherentism as an alternative to
foundationalism.
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particles, such as mass and spin magnitude.33 Mathematical groups being essentially
analysable in terms of relations, OSRists conclude, the foregoing grounds the claim
that relations are ontologically fundamental.
Granting the above at least for the sake of the present discussion, the idea here
is simple. All the physical facts that are pointed at by structuralists, such as those
briefly illustrated a moment ago, do not require an ontological interpretation in terms
of the priority of physical relations over physical objects (even less do they require
the postulation of symmetries, etc. as Platonic entities that are prior to concrete
object-types and tokens). That particle-types and, consequently, the properties of
every particular particle are constrained by the symmetries of the relevant groups
can instead be interpreted in terms of holistic grounding structures of the coherentist
type exclusively involving physical objects. That is, in terms of specific sets of objects
being interrelated and mutually ontologically dependent in such a way that (i) their
joint existence determines the existence of specific structures (of grounding, not of
physical relations!) and (ii) the resulting structures constrain the features of each
particular element of the set. This kind of mutual dependence can be regarded as
constitutive of both qualitative differentiation between different families of particles
and numerical distinction between different tokens, without at any point postulating
anything beyond objects and non-hierarchical dependence relations between them.
This, notice, also allows one to account for state-independent properties that, as men-
tioned earlier, appear not to be amenable to structuralist reduction: for the coherentist
simply doesn’t have to assume that all properties of the mutually dependent objects
derive on such mutual dependence.
Based on our earlier remarks, further specifications may then be added concerning
the relevant grounding structures. Personally, I favour the view that the relations
emphasized by OSRists are transitive, symmetric, and reflexive relations of merely
partial ground. For, the very idea of structure has it that each object is the very object
that it is thanks to the fact that it belongs to the structure it in fact belongs to. Hence,
objects cannot fully ground themselves (if not in a trivial sense, more on this in a
moment). But it is also the case that the dependence also goes in the other direction,
as the structure in question would be different if it did not connect the very entities (or
structure-places) it in fact connects. And this entails that each object in the structure
is part of the ground for what grounds it, in other words, is among its own partial
grounds.34
One-place structures represent an interesting limiting case, in which grounding
relations, if they hold at all, hold trivially exactly in the same sense that it is trivial that
a = a for any a. It seems to me that this ‘collapse’ of ground onto identity suggests
33 We need to limit ourselves to this brief outline here. For more details, see Kantorovich (2003, 2009),
Lyre (2004), Muller (2009), and Roberts (2011).
34 It should be clear that the partial self-grounding in question is far from being a trivial fact that only
corresponds to uninformative claims that fail to truly explain. Exactly the opposite seems to be the case.
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that no real explanation is forthcoming in those cases. For this reason, I would opt
for quasi-reflexivity (see earlier in this section) here, and claim that exactly because
the structure is a one-object structure, the object constituting it is not structurally
grounded, but instead possesses the relevant features primitively. Indeed, it seems
to me that a lone object cannot be informatively said, for example, to possess the
identity that it has because it exists (and no other reason), and it is more appropriate
to postulate primitive intrinsic identities and qualities in those cases. OSRists are of
course free, and likely, to disagree with this. Notice, however that a non-negligible
consequence of such a disagreement would be that they should accept the reflexivity
of full ground.35
Be this as it may, the foregoing case study shows that coherentism might be
preferable in metaphysical scenarios where a significant form of non-hierarchical,
most probably non-mereological, holism is in play, so that everything is intimately
related to everything else with respect to identity and/or essential properties.
5 ‘Hybrid’ Views
Summing up, infinitism and coherentism both abandon the idea that chains of ground
must terminate in a foundation, but do so in rather different ways: infinitism sticks
to the idea of grounding chains as strict partial orders, while coherentism questions
the very idea of a hierarchy of levels of reality. However, there are also elements
of similarity—interestingly mirrored, as the reader can see, by analogies that exist
between the S-matrix case and the group-theoretic structuralist view of physical real-
ity.36 For instance, especially against the background of what we called the emergence
model of being—whereby the grounded gains its existence/identity from the whole
series of grounding entities and at no point is anything ‘transmitted’ in its entirety
from the grounding to the grounded—both infinitism and coherentism can be said
to oppose foundationalism by suggesting a holistic view according to which it is the
relevant structure taken in its entirety that determines the existence/essence/identity
of what is grounded. Also, coherentism is compatible with the idea of a hierarchy of
levels each one of which is characterized by specific mutual dependence relations (for
an application of this idea to group-theoretic ontic structural realism, see Roberts
(2011)). And, of course, such a hierarchy need not be well-founded. This is no
doubt interesting and rather unexplored terrain, and invites one to undertake further
work on the relationship between infinitism and coherentism.37 More generally, the
investigation of more articulated views on metaphysical structure, whereby one model
35 Of course there is room for discussion here, but it is not essential for us to reach a final verdict on this.
36 In both cases, particles are symmetrically dependent on other particles both at the token- and the
type-level.
37 Here, the analogy with the debate about justification proves useful again. For an interesting discussion
of the complex relationship between foundationalism, infinitism, and coherentism in epistemology, and in
particular of the similarities between infinitism and coherentism, see Herzberg (2014).
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does not necessarily rule out the other, promises to be of interest. Why not think that
some aspects of reality have a structure of one type, and others a different one?
The variety of case studies examined in this paper constitutes just one hint going
in this direction: perhaps the universe has no ultimate level and possesses instead an
infinitist mereological structure both in the direction of the small and of the large; and
perhaps, at the same time, it exhibits an essential non-mereological holistic structure
when it comes to the nomological constraints determining the possible typologies
of (some of) the objects that inhabit it. In connection to this, it is perhaps useful
to point out that the sort of pluralism just envisaged is by no means harmful for
the idea that grounding is a useful philosophical concept. For, exactly in the same
way in which, as mentioned earlier, a non-monolithic notion of grounding is ok,
provided that one is truly dealing with a non-causal relation with sufficiently well-
defined general features and clear explanatory power, one should have no problem
with a multifaceted account of the structure of reality, provided that, by endorsing it,
one obtains good explanations for the domains of things one aims to account for. After
all, to repeat, why should reality possess a uniform, all-encompassing metaphysical
structure just because (maybe) we would like it to?
Be this as it may, as stated in the introduction the present paper was intended
to offer an illustration of potentially fruitful interactions between science and meta-
physics rather than arguments as to the true structure of reality. Hopefully, more work
dealing with the uncharted domain of non-foundationalist metaphysical structures
will be done in the near future.38
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PA R T III
The Contingency
and Consistency Theses
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14
On Shaky Ground? Exploring the
Contingent Fundamentality Thesis
Nathan Wildman
The past decade and a half has seen an absolute explosion of literature discussing the
structure of reality. One particular focus here has been on the fundamental. However,
while there has been extensive discussion, numerous fundamental questions about
fundamentality have not been touched upon. In this paper, I focus on one such lacuna
that emerges when we consider the interaction between fundamentality and modality,
about the modal strength of fundamentality. More specifically, I am interested in
exploring the idea that the fundamentalia are only contingently fundamental—or,
put in property-terms, that the property of being fundamental is not a (weakly)
necessary property (where a property is weakly necessary iff the things that have the
property do so in every world in which they exist).1 Call this claim the contingent
fundamentality thesis. While I think this thesis is plausible—indeed, as I show later, it
lurks in the unexamined shadows/assumptions of some fairly prominent positions—
as far as I can tell, nothing has been said about it. Here, I hope to fix this by giving the
thesis a proper airing. In this way, this paper represents a first pass at exploring not
only the modal status of fundamentality, but also offers a starting point for examining
broader issues about the relationship between fundamentality and modality.
In particular, after fixing some preliminaries in Section 1, I’ll discuss in Section 2
three reasons for taking the contingent fundamentality thesis seriously. I then evaluate
some objections in Section 3 intended to show that taking fundamentality to be
contingent is wrong-headed; I argue that these objections can be dealt with, leaving
the contingent fundamentality thesis at least prima facie plausible. In Section 4, I then
look at how the thesis relates to views about the possibility of contingently existing
fundamentalia, pulling some of the various packages apart, and making the case for
adopting what I call the Shifty Shaky view. I then conclude in Section 5 by indicating
further areas about the thesis ripe for fruitful future exploration.
1
For more on weak necessity, see Kripke (1971), Davies (1981), and Wildman (ms).
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To be clear: the main aim of this paper isn’t to necessarily convince readers of the
truth of the contingent fundamentality thesis. Rather, I want to use this opportunity
to explore the thesis—look at some reasons for thinking it true, some objections
to it, and evaluate how it relates to other debates about the nature of fundamentality.
In so doing, I hope to prompt further discussion—not only about the contingent fun-
damentality thesis, but about the relationship between modality and fundamentality
more generally.
N-CFT Necessarily, for some x, x is fundamental and possibly, x exists and is not
fundamental.2
This also seems obviously false, since it’s extremely plausible that everything that’s fun-
damental in an abstracta only world is necessarily fundamental; similarly for lonely
God worlds—everything that’s fundamental there looks necessarily fundamental.
For these reasons, the proper formulation of the contingent fundamentality thesis
is a possibility claim, along the lines of:
CFT Possibly, for some x, x is fundamental and possibly, x exists and is not
fundamental.
This gets at the main point—that is, that being fundamental isn’t a weakly nec-
essary property. Further, it also allows the contingentist a bit of wiggle room, in
that, even if it turns out that all the actual fundamentalia are (weakly) necessar-
ily fundamental, something like the contingent fundamentality thesis can still be
true, provided there’s something out there in modal space which is contingently
fundamental.
A second point that must be addressed concerns clarifying the metaphysical notion
of fundamentality. As it happens, this is a fairly difficult task, for there are about as
many different conceptions of fundamentality as there are authors writing about it—
and there are a lot of authors.
That said, the standard notion—or at least the one that most of the literature
works with—roughly defines fundamentality in terms of metaphysical grounding.
2 If you think that fundamentality only applies to facts, then replace ‘exists’ with ‘obtains’, and if you
3 This account has also been criticized for being too broad, since there might be some entities that are
ungrounded but not properly fundamental; see e.g. Dasgupta (2014a, 2014b).
4 See e.g. Steinberg (2015) for a discussion of how Schaffer’s idiosyncratic notion of ‘ground’ relates to
fundamental is, well, fundamental: entities in a fundamental base play a role analogous to axioms in a
theory—they are basic, they are ‘all God had to do, or create’. As such—again, like axioms in a theory—
the fundamental should not be metaphysically defined in any other terms, whether these be positive or
negative’ (2014: 560).
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and abstract objects (Cameron 2008, Schaffer 2009, 2010c), properties and relations
(Armstrong 1997, Lewis 1986), and logical operators/quantifiers (Sider 2011). In fact,
one of the major differences between the standard and the Schafferian conceptions
of fundamentality concerns what entities can be fundamental. Schaffer allows his
notion of ‘grounding’ to apply to entities of any category—for example, material
objects, facts, properties, and events—that are at the bottom of his partially ordered
hierarchy of being. Meanwhile, those who favour the standard conception tend to split
Schaffer’s hierarchy into one characterized by ontological dependence, which relates
entities of any kind but doesn’t necessarily result in a partial ordering, and a hierarchy
characterized by metaphysical grounding, which mono-categorically applies to facts,
and generates a partial ordering thereof.6 On this conception, ‘is fundamental’ pri-
marily applies to facts—specifically, those facts that sit at the bottom of the grounding
hierarchy, serving as grounds for other facts, but which are not grounded in anything.
Entities from other categories are then said to be only derivatively fundamental, in
that they feature in fundamental facts (alternatively, if they feature in fundamental
facts of the form [x exists]).
While settling what the exact range of possible satisfiers for the ‘is fundamental’
predicate are is important, for present concerns I would prefer to remain as ecu-
menical as possible; in particular, I’d like to avoid making any clearly controver-
sial assumptions about which sort of fundamentality statements are (or are not!)
acceptable. Thankfully, we can skirt around the issue (and avoid stepping on anyone’s
toes) by employing some terminological place-holders. Thus, when talking about
the fundamentalia—be they facts, things, properties, or what have you—I’ll employ
category neutral terms like ‘entity’. This allows those of us who are undecided about
what kinds are eligible for being fundamental to continue discussing fundamentality’s
modal strength, while also leaving ample room for those who have a horse in the
race to slot in their preferred fundamental kinds where applicable. Further, when it
matters, I’ll try to make it clear how to extend/apply the relevant point to whatever
category is desired.7
One final point that must be discussed concerns whether being fundamental comes
in degrees. Some have argued that entities can be more or less fundamental (and
similarly more or less derivative). In contrast, others favour a ‘fundamentalist’ view,
according to which fundamentality is instead an all-or-nothing thing.8 Which con-
ception one favours—either fundamentality as quantitative or as non-quantitative—
will entail reading the central question in a slightly different manner. First, if we
understand fundamentality as purely binary (thus we adopt the latter, ‘fundamentalist’
view), then we can read the following discussion as concerning whether entities that
6 See e.g. Correia (2005), Fine (1995), Lowe (2010), and Schnieder (2006) on ontological dependence,
and Audi (2012), Fine (2012), Raven (2015), and Rosen (2010) on grounding.
7 See fn. 2.
8 See Barnes (2012: 875–9) for a useful comparison of the two views, and McDaniel (2013) for an
are fundamental are necessarily so. But if we allow for degrees of fundamentality,
then we’ve options: one can understand the matter as concerning all entities and
their respective degrees of fundamentality (e.g. supposing that x is fundamental to
degree n, could x be more or less fundamental?). Alternatively, one can focus just
on the absolutely fundamental entities—those entities that possess fundamentality to
the highest possible degree—and read the following as concerning whether these elite
entities are necessarily elite (e.g. suppose that x is absolutely fundamental, could it be
non-absolutely fundamental?). More generally, regardless of what one thinks about
degrees of fundamentality, there’s a sensible version of the contingent fundamentality
thesis in the vicinity.
So, we’ve said something about how best to formulate the contingent fundamen-
tality thesis, what fundamentality is, what kinds of things are eligible for being
fundamental, and what fundamentality is like (in particular, whether it comes in
degrees). And, as I hope I’ve made clear, I am here trying to stay as inclusive as
possible. This is partially because I want to avoid any unnecessary disagreements. But,
more importantly, this is also because I think that, regardless of one’s position on these
issues, the question of fundamentality’s modal strength is one that’s worth exploring.
This is a (radically underexplored) point that everyone should say something about;
that alone justifies adopting as neutral a position as possible.
9 Or, in terms of facts, [Caesar crossed the Rubicon] was, but is no longer, fundamental. Admittedly,
while a rather important man, it’s not likely that Caesar is (or was) a fundamental entity. But this doesn’t
take away from the point that priority presentism is committed to there being a host of entities which are
fundamental at one time and derivative at another.
10 Further, if we assume that individual moments correspond to possible worlds, priority presentism
11 Schaffer (2010c: 44) also claims priority monism is compatible with priority relations going from the
cosmos to mereological atoms, then upwards from there to all the non-cosmos wholes; Steinberg (2015),
however, raises some potent objections to this.
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to their position. Suppose that Quarky is one of the actual fundamental entities.
Assume that gunky worlds seem possible—that is, it’s possible that the material
world is such that every object has proper parts. In the gunky worlds, Quarky looks
derivative, grounded in its (infinite series of) proper parts. So, goes the objection,
because Quarky fails to be fundamental in the gunky worlds, Quarky isn’t actually
fundamental after all. However, if fundamentality is contingent, this argument doesn’t
go through: that Quarky isn’t fundamental in gunky worlds says nothing about its
fundamental status in the actual world.12
This highlights a third reason for taking contingent fundamentality seriously: the
thesis might prove useful, in the sense that it can be helpful when it comes to deflating
or avoiding objections to various positions, as in the previous paragraph.
Taken together, this trio motivate at least giving the contingent fundamentality
thesis the time of day. But that’s not to say that we’ve said enough to secure its truth!
After all, there might be good reasons for dismissing it as implausible. With that
in mind, Section 3 looks at several possible objections one might raise against the
contingent fundamentality thesis.
12 Cameron (2007: 13) makes a similar point, but in a different context. Further, Schaffer seems to suggest
that pluralists should take fundamentality to be contingent, when he says that ‘the pluralist who treats, say, a
given electron as [fundamental] can grant that it may be divisible into small constituents, and then it would
no longer (by her lights) be [fundamental]’ (2013: 81). One interesting area I hope to explore in future work
is how contingent fundamentality relates to Schaffer’s (2010c) modal objection to priority presentism.
13 See e.g. Schaffer (2010c: 56; 2013: 84) and van Inwagen (2002: 28).
14 A related version of the objection says that the fundamental claims are necessary because they’re a
priori. However, I take it that not all fundamentality claims are a priori—empirical investigation certainly
plays a role in determining what is or is not fundamental. Further, as Kripke (1980) and Evans (1985) have
shown, that something is a priori doesn’t mean it’s necessarily true.
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is part of the essence of derivative entities that they depend upon whatever it is they
in fact do derive from.15
But this seems to conflict with contingent fundamentality. For suppose that Tommy
the Atom is in fact fundamental, but only contingently so—possibly, Tommy’s exist-
ence is grounded in the existence of Quarky. If we grant the ground–essence con-
nection, then Tommy essentially is grounded in Quarky. And, given that essentiality
entails necessity, it follows that Tommy is necessarily so grounded. Yet, if Tommy is
necessarily grounded in Quarky, he can’t be fundamental since being non-derivative
is, at minimum, a necessary condition for being so. Consequently, assuming the
ground–essence connection, it looks like we must reject contingent fundamentality.
An immediate contingentist response is to simply reject the ground–essence con-
nection; however, such connections look extremely plausible, and it would be better
to avoid such drastic measures if at all possible.16 With that in mind, a more measured
response is preferable. Is there one?
What’s problematic for the contingentist is if the relational property being derivative
from Quarky is essential to Tommy; for this would entail that, in every world where
Tommy exists, he’s derivative (and hence not fundamental). But what wouldn’t be a
problem is if Tommy was essentially such that, if Quarky exists, Tommy is derivative
from it. Tommy’s essentially—and hence necessarily—possessing this conditional
property doesn’t prevent him from being fundamental in worlds where Quarky isn’t
around.17 It does preclude Tommy being fundamental in worlds where Quarky also
exists, but that’s fine—all we need to protect contingent fundamentality is a world
where Tommy exists and is fundamental!
More generally, the contingentist can accommodate the ground–essence link by
conditionalizing the relevant properties, such that x essentially is such that if y exists,
then x depends upon it. Possessing these conditional essential properties preserves the
ground–essence link (it’s still part of Tommy’s essence that he’s derivative from Quarky
whenever it’s around), but is also perfectly compatible with x being fundamental in
worlds where y doesn’t exist.18 The upshot is that the essence–ground connection
alone doesn’t tell against contingent fundamentality.19
Admittedly, this conditionalizing move won’t be available to those who think that
(i) the fundamental entities must be ontologically independent, and (ii) that an entity
is ontologically dependent on whatever appears in facts about its essence. However,
existing fundamentalia, like either of the two ‘Fixed’ views discussed in Section 4.
19 A similar move blocks an objection from the internality of dependence/grounding: if we condition-
alize the relevant dependence/grounding claims to those worlds where both the grounds and the ground
exist, then we can preserve internality while allowing for contingent fundamentality.
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I see little reason to accept the latter—instead, I’d suggest that an entity ontologically
depends on those things that both appear in facts about the entity’s essence and exist.
This leaves room for contingent dependence (and hence contingent fundamentality),
and is, I think, a close, contingentist friendly, surrogate for (ii).
There is one potential drawback to this conditionalizing move: it might turn out
that it’s part of Tommy’s essence that, if the world was populated with some weird
ectoplasmic goo, then Tommy is derivative from it.20 But, one might sensibly object,
this simply isn’t part of Tommy’s essence—Tommy is in no way related to this
weird goo! However, note that we only said this might be part of Tommy’s essence.
Nothing said so far commits the conditionalizer to gooey-Tommy worlds, and hence
to including such a property in Tommy’s essence (indeed, we might take our vitriolic
response as a good reason for thinking there are no such worlds). In other words,
not all conditional properties will make it into Tommy’s essence. Of course, we’ll
need some reason for including/excluding the relevant ones, but that’s a task at least
partially to be determined by our epistemology of essence. And, until we can show that
no conditional properties make it in, there’s space to maintain the conditionalizing
reply. So it seems we can preserve the ground–essence link and still be contingentists
about fundamentality.
A third objection to contingent fundamentality concerns negative explanations.21
Grant, for the sake of argument, that tables are derivative, but possibly fundamental.
Now, go to any world where tables don’t exist. What explains the fact that there are
no tables? The standard answer is something like the fact that there are no table-wise
arrangements of simples. But, given that tables are possibly fundamental, this isn’t a
complete explanation—after all, it might be that, even though there are no table-wise-
arranged simples, some fundamental tables exist. Consequently, given contingent
fundamentality, our explanations for the non-existence of entities are compromised.
One line of reply is to say that it’s part of what it is to be a table that it be composed of
tablewise-arranged simples—so, every table-world is also a table-arranged-simples-
worlds—but still maintain that tables are possibly fundamental—that is, there are
some worlds where tables exist and are fundamental, along with some worlds where
tables are derivative. This would block the above objection, but at the cost of denying
the idea that mereological structure mirrors priority structure, since it allows for
mereologically complex objects to be fundamental.22
An alternative response is to say that this is a specific instance of the more general
problem of explaining negative facts, which is a complicated matter for anyone,
contingentist or not. This looks enough to take the wind out of the objection’s sails,
leaving it a problem—we need to say something to explain why there are no tables—
but not a problem particular to contingent fundamentality.
20
Thanks to Alex Skiles for useful discussion on this and the following point.
21 Thanks to Tobias Wilsch for helpful discussion regarding this objection.
22 Such a move would likely appeal to priority monists.
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We can make the final objection clearest via the theological metaphor. When
she makes the world, what happens is that God sits down and then brings the
fundamentalia into existence—everything then emerges from this fundamental basis.
And, included within this derivative explosion are the modal facts. But, if the modal
facts emerge from the fundamentalia, then it’s nonsense to ask about the modal status
of the fundamenta—the fundamental comes before modal matters even get going.
On this conception, the fundamental are like Dasgupta (2014b)’s autonomous facts:
they are the scaffolding that supports everything else. Or, to draw another metaphor,
the fundamental are like axioms in a theory; asking about their modal status within
said theory is to fail to understand the role they play in fixing what is or is not true
therein. Thus the objection is that the notion of contingent fundamentality rests upon
a complete misunderstanding of how fundamentality works.
I must confess that I have a hard time wrapping my head around this objection.
For one, those who are happy to advance it must commit themselves to modal gaps—
that is, there are certain facts/propositions/things which are entirely amodal. That is,
for lack of a better term, really weird. Further, it seems like we can make sense of
contingent fundamentality: I can ask, of some object that is actually fundamental,
‘could this thing have been derivative?’ Nothing seems to have misfired there. For
these reasons, I’m happy to set this objection aside, and progress onwards with
exploring contingent fundamentality. To steal a line from Luther Ingram, if doing so
is wrong, I don’t want to be right.
The general upshot of this section is that the notion of contingent fundamentality
doesn’t look entirely off base. Admittedly, the above represent just a small sampling of
the various objections one might offer against the idea. But their dismissal, combined
with the points made in Section 2, give us a prima facie motivation for adopting
the position.
With that in mind, Section 4 examines how contingent fundamentality interacts
with another point of intersection between modality and fundamentality: namely, the
matter of whether contingently existing (or obtaining) entities can be fundamental.
23 These theses are phrased in terms of existence, but they can be readily altered to accommodate those
who, like Williamson (2013), think that all objects necessarily exist by e.g. changing ‘exists’ to ‘is concrete’.
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being fundamental, while the contingentist thesis allows for some necessarily existing
fundamentalia; it just denies that necessary existence is a necessary condition for
being fundamental.
So, how does commitment to either the necessitarian or the contingentist thesis
interact with the contingent fundamentality thesis? There are four possible combina-
tions. The first holds that the fundamentalia consist entirely of necessary existents,
and that the fundamental necessarily existing entities are necessarily fundamental.
In other words, this position accepts the necessitarian thesis, but denies contingent
fundamentality. The second package also accepts that only necessary existents can be
fundamental, but denies that being fundamental is a necessary property. Thus this
view accepts the necessitarian thesis, but also accepts the contingent fundamentality
thesis. Meanwhile, the final pair of packages both allow for contingently existing
fundamentalia—that is, they accept the contingentist thesis—though they differ with
regards to contingent fundamentality. The first denies contingent fundamentality,
and holds that while the fundamentalita (can) include contingent existents, what-
ever is fundamental is so in every world in which it exists. In contrast, our final
package agrees that some fundamentalia contingently exist, but also claims that the
grounding structure of the world is similarly fundamental—that is, this position
endorses the contingent fundamentality thesis, and takes being fundamental to be a
non-necessary property.
We can make the various positions a bit clearer by thinking about them as four
options emerging from the two distinctions. To apply some labels: the first distinction
is between fixed vs shifty foundations—the fixer says that there aren’t any contingent
fundamentalia, the shifter says there are. Meanwhile, the second is between firm
vs shaky foundations—the firmer says fundmentality is weakly necessary, while the
shaker says it isn’t. We can represent the various combinations with the following table.
Are there any reasons to prefer any one of these package views over the others? Let’s
start with Fixed Firm, which adopts the necessitarian thesis but denies the contingent
fundamentality thesis. As far as I can tell, there’s nothing logically inconsistent
about this view. However, that’s damning with faint praise, for the view faces some
major problems. In particular, it is hard pressed to account for modal variation: if
the fundamental entities are the same in every world—which is what this view is
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committed to—how can the various worlds differ concerning what exists/what these
things are like?24 Suppose that A and B are the fundamental entities. On this view,
they both necessarily exist and are necessarily fundamental. So, they exist and serve
as the metaphysical foundation for every world. But let C be some merely contingent
existent. C must be derivative from some combination of A and B. So, in worlds
where C exists, it is grounded in (e.g.) A. But given that A is necessary, every world
is an A-world. So why isn’t every world also a C-world? We might try to explain the
A-but-not-C-worlds by appeal to the existence of some blocker D in those worlds,
but that won’t help because D must also be derivative from some combination of
A and B, and unless we want to say that D is necessary (which, if it’s a blocker
for C, entails C can’t possibly exist), we’re stuck with the same problem as regards
the existence of D. Without a satisfactory story to tell here, this package looks like a
non-starter.25
Similar points apply to Fixed Shaky that accepts the necessitarian thesis along with
the contingent fundamentality thesis. Like its predecessor, this view too faces some
significant difficulties. For one, it is unclear how it is any better placed with regards
to resolving the modal variation explanatory challenge: while this view allows that
the priority ordering of the worlds vary, this looks irrelevant when it comes to (e.g.)
explaining the variable existence/qualitative nature of contingent entities like C. But
there’s another problem specific to this view: the things that are eligible for being
fundamental all necessarily exist, so all of them are available at all the worlds. However,
the view also requires modal variation regarding their priority ordering—for example,
it says that x is fundamental in w, but derivative in w’. Yet what explains this? What
explains the different possible priority structures the worlds have?
We can make this problem more acute by thinking about Shifty Shaky, which
allows for contingent fundamentalia that are only contingently fundamental. This
position can explain variation in priority structure in terms of variation in existence:
x is derivative in w’ because y exists in w’ and, in that world, x depends upon/is
grounded in y, while x is fundamental in w because y—the thing that x would depend
upon—doesn’t exist in w. So Quarky the quark is fundamental in the actual world
because there’s no gunk for Quarky to depend on, but in gunky worlds, Quarky
depends upon—and hence is derivative from—a certain glob of gunk. Packages that
are committed to the necessitarian thesis have no recourse to this kind of explanation.
For them, everything that is possibly fundamental exists in every world, so we can’t
explain priority variation in terms of existential variation.
24 I suspect that worries along these lines are what motivate many to reject the necessitarian thesis in
the cost of entailing that there is no modal variation, which is a clear case of throwing the baby out with
the bathwater.
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While these problems aren’t insurmountable, they suffice to push us away from the
two necessitarian views and into the waiting arms of the latter contingentist pair. But
what might settle the difference between these two?
It seems to me that the key difference between these two packages will be disagree-
ments over certain cases. For example, suppose that some object o is fundamental
in world w, in part because, in w, o is mereologically simple—that is, nothing is a
proper part of o in w. Further, it’s natural to read this as an existential claim; that is,
as something like, it is not the case that there exist some xxs such that they are proper
parts of o in w. But nothing said so far precludes o’s existing in another world w’,
wherein the xxs exist and serve as proper parts of o. Then, assuming that mereological
structure and priority ordering are correlated, we get the result that o is merely
contingently fundamental, since it is fundamental in w but non-fundamental in w’.
Shifty Firm denies that such cases are possible. The closest one can come would be to
have a qualitatively similar but distinct object o’, which is derivative in w’; however,
you’d never get o itself, since it is necessarily fundamental. Meanwhile, as we saw
above, Shifty Shaky embraces such cases.
So, should we allow for such cases? As far as I can see, the best case for rejecting
them stems from certain essentialist assumptions—specifically, we think it essential
to o that it be mereologically simple, and it is this which blocks the possibility
of o-as-dependent-worlds (or at least o-as-mereologically-dependent-worlds). How-
ever, the mereological essentialist assumption is questionable. Further, as we saw
earlier (Section 3), the shifty shaker can agree to something like this essentialist
assumption in the form of o’s essentially having a relevant conditional property like
being mereologically simple provided the xxs don’t exist.26 Consequently, we’ve prima
facie reasons for being shift shakers over shifty firmers. Of course, there is more to be
said here, but this suffices for a first pass.
5 Conclusions
As stated at the outset, the aim here was to prompt further discussion of the so-far-
neglected question of fundamentality’s modal status, which I have tried to initiate
by exploring the contingent fundamentality thesis. In particular, I’ve focused on
clarifying the essential groundwork and specified my interpretation of the core thesis,
offered a few points in favour of it, replied to some initial objections, and made a
first pass at seeing how it relates to another point in the intersection of modality and
fundamentality.
But this is just a rough, exploratory survey of a small part of the terrain—there are
many further points to evaluate with regards to contingent fundamentality. We might,
26 It might be necessary to complicate the property, adding conditions beyond the mere existence of
the xxs to include e.g. that they are arranged in such and such a manner. Such complications can be easily
added without undercutting the main point.
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for example, wonder how it relates to debates about the necessitation of grounding
relations.27 Additionally, assessing what the contingentist can say about the modal
freedom of fundamentalia would be interesting.28 The standard assumption seems
to be that we’re free to combine the various fundamental entities in whatever way
we like—that is, they are modally independent—but exactly how to square this with
contingent fundamentality looks potentially problematic. Finally, it would be nice to
have a proper argument for adopting the contingent fundamentality thesis, something
that I’ve not given here (alternatively, formulating more objections/arguments against
the thesis looks like a potentially fruitful area too).
However, these are all projects for another day. For now, I hope that I’ve convinced
some of my readers that the contingent fundamentality thesis—and, more generally,
the matter of fundamentality’s modal strength—are points worth thinking about.29
References
Armstrong, D. (1997). A World of States of Affairs. Cambridge: Cambridge University Press.
Audi, P. (2012). ‘A Clarification and Defense of the Notion of Grounding’. In F. Correia
and B. Schnieder (eds), Metaphysical Grounding: Understanding the Structure of Reality.
Cambridge: Cambridge University Press, pp. 101–21.
Barnes, E. (2012). ‘Emergence and Fundamentality’. Mind 121(484): 873–901.
Baron, S. (2015). ‘The Priority of the Now’. Pacific Philosophical Quarterly 96: 325–48.
Cameron, R. (2007). ‘The Contingency of Composition’. Philosophical Studies 136(1): 99–121.
Cameron, R. (2008). ‘Truthmakers and Ontological Commitment’. Philosophical Studies 140:
1–18.
Correia, F. (2005). Existential Dependence and Cognate Notions. Munich: Philosophia Verlag.
Correia, F. and Schnieder, B. (2012). ‘Introduction’. In F. Correia and B. Schnieder (eds), Meta-
physical Grounding: Understanding the Structure of Reality. Cambridge: Cambridge Univer-
sity Press, pp. 1–36.
Dasgupta, S. (2014a). ‘On the Plurality of Grounds’. Philosophers’ Imprint 14(20): 1–28.
Dasgupta, S. (2014b). ‘The Possibility of Physicalism’. Journal of Philosophy 111(9–10): 557–92.
Davies, M. (1981). Meaning, Quantification, Necessity: Themes in Philosophical Logic. London:
Routledge.
deRossett, L. (2010). ‘Getting Priority Straight’ Philosophical Studies 149: 73–97.
Evans, G. (1985). ‘Reference and Contingency’. In G. Evans, Collected Papers Oxford: Clarendon
Press, pp. 178–213.
Fine, K. (1995). ‘Ontological Dependence’. Proceedings of the Aristotelian Society 95: 269–90.
Werner—along with Alex Skiles, Jennifer Wang, and Tobias Wilsch for fruitful discussion concerning this
paper. Thanks also to Amanda Cawston and Ohle for their generous help and support. The research for
this paper was partially funded by the Swiss National Science Foundation Sinergia project, ‘Grounding:
Metaphysics, Science, and Logic’ (Project 147685), and the DFG Emmy Noether Research group, ‘Ontology
after Quine: Fictionalism and Fundamentality’.
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Wildman, N. (2013). ‘Modality, Sparsity, and Essence’. Philosophical Quarterly 63(253): 760–82.
Wildman, N. (2016). ‘How (Not) To Be a Modalist about Essence’. In M. Jago (ed.), Reality
Making. Oxford: Oxford University Press, pp. 177–96.
Wildman, N. (ms). ‘What’s Wrong with Weak Necessity?’ [Unpublished manuscript.]
Williams, J.R.G. (2010). ‘Fundamental and Derivative Truths’. Mind 119: 103–41.
Williamson, T. (2013). Modal Logic as Metaphysics. Oxford: Oxford University Press.
Wilson, J. (2014). ‘No Work for a Theory of Grounding’. Inquiry 57(5–6): 535–79.
Wilson, J. (2016). ‘The Unity and Priority Arguments for Grounding’. In K. Aizawa
and C. Gillett (eds), Scientific Composition and Metaphysical Ground. London: Palgrave
Macmillan, pp. 171–204.
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15
Heidegger’s Grund
(Para-)Foundationalism
Filippo Casati
1 Introduction
There is a world. There are chairs, stars, dreams, and many other things. That’s a fact.
Another fact is that many of these things depend on something else. For instance,
chairs depend on their parts, stars depend on some specific chemical reactions, and
dreams depend on dreamers. Many things have whatever form of being or existence
they have because they depend on other things. Interpreting this dependence relation
as a grounding relation, we can also say that many things have whatever form of being
or existence they have because they are grounded in other things.1 In the contempo-
rary literature, such a grounding relation has been both understood and spelled out in
many different ways. Nevertheless, as it is shown in the Introduction of this volume by
Bliss and Priest, if we abstract from the very many different metaphysical dependence
relationships, it is still possible to produce a taxonomy which covers all the possible
understandings of grounding. Such a taxonomy makes use of four structural proper-
ties: (i) Anti-Reflexivity [AR]: nothing depends on itself; (ii) Anti-Symmetry [AS]: no
things depend on each other; (iii) Transitivity [T]: everything depends on whatever
a dependent depends on; (iv) Extendability [E]: everything depends on something
else. These four structural properties, and their relative negations, give rise to ten
different possible grounding theories, which may be gathered together in three major
clusters: Foundationalism (F), Infinitism (I), and Coherentism (C). It is interesting to
remark that, even though all these theories have different features, because they make
use of different combinations of structural properties, they also share one important
characteristic: they are all consistent.
1 We are aware that the contemporary literature on grounding is vast and that many philosophers draw
finer distinctions within this notion. Nevertheless, the broad and intuitive understanding presented here
will be sufficient for our purposes. For a general overview of the area, see Bliss and Priest 2017, Bliss and
Trogdon 2014, and Takho and Lowe 2015.
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This paper presents two new grounding theories (called para-foundationalism 1.0
and para-foundationalism 2.0) that, in virtue of their being inconsistent (but not
trivial) theories, do not fit in the taxonomy presented by Bliss and Priest. In order
to do so, we will develop some metaphysical ideas proposed by Martin Heidegger.
Consistently with a vast part of the current literature, he thought that all things have
whatever form of being they have because they depend on other things. In particular,
he believed that every thing is because every thing depends on being.2 Heidegger’s
being is the ground [Grund] of literally everything because being is what makes any
entity an entity. Chairs, stars, dreams, and the world are in virtue of being.3
In Section 2, we introduce Heidegger’s concept of ground by distinguishing
between an ontic ground and an ontological ground. In Section 3, we focus our
attention on the ontological ground. We present Heidegger’s idea according to
which being is the ground of every entity and being is itself ungrounded. We also
discuss its relation with the Principle of Sufficient Reasons (PSR), and we describe its
structural properties. Finally, we show that these structural properties are the same
ones that characterize a particularly strong form of foundationalism. In Section 4 and
Section 5, we show how Heidegger’s characterization of being leads to a contradiction,
according to which being both is and is not an entity. After that, assuming that such a
contradiction is a dialetheia (namely a true contradiction), we show how Heidegger’s
foundationalism should be revised in order to do justice to the antinomic nature
of being itself. Thus, we introduce two forms of para-foundationalism, which is an
inconsistent version of foundationalism. In Section 6, using para-foundationalism,
we try to give an interpretation of one of the most obscure concepts of the so-called
late Heidegger, namely the last God. Finally, in the Appendix, we propose two formal
models that show how, working in a paraconsistent setting, para-foundationalism
does not lead to logical triviality.
2 Before developing the main arguments of the paper, let’s make two terminological clarifications. [1]
Heidegger uses different terms to talk about entities (for instance, thing [Ding] and object [Objectum]).
All these terms have different phenomenological meanings. Nevertheless, for simplicity, the present paper
uses all these terms as synonyms. [2] The majority of the translators have decided to follow the convention
according to which capital ‘B’ is used for being [Sein] and a lower case ‘b’ for beings or entities. However,
this convention seems to be an arbitrary artifact because, in German, both words, being nouns, begin with
capitals [Sein, Seindes]. For this reason, in this paper, we do not follow this practice.
3 We are aware that, following some interpreters, Heidegger endorses a specific form of ontological
pluralism, according to which everything exists but some things exist in different ways than others (see
McDaniel 2009, 2017). Since I believe that this position is contentious, I do not want to endorse it here. For
this reason, I prefer to use to be rather than to exist.
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4 Concerning this first characterization of the notion of ground, see Bliss and Priest 2017 and Corkum
2013.
5 Concerning this second characterization of the notion of ground, again see Bliss and Priest 2017.
6 This definition of ‘entity’ relies on a strong account of intentionality: there is always something (namely
an object, an entity, or a thing) towards which an intentional activity is directed. We are aware that not all
the interpreters of Heidegger would agree on this matter; however, concerning this point, we follow Moore
in believing that, according to Heidegger, “for any perception, there is an object of perception; for any flash
of understanding, an object of understanding (. . .)” (Moore 2012, p. 439). Finally, this interpretation of
Heidegger has important exegetical virtues because it can explain why, for Heidegger, being constitutes a
problem. See Section 4 of the present paper and Casati and Fujikawa 2015.
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and even God, they are all entities and, as such, they are grounded in the ontological
ground, which makes them be.
Since the ontological ground is the ground in virtue of which entities are entities
and since, according to Heidegger, what makes entities entities is being only, then the
ground in virtue of which entities are entities is being itself. Entities are because of
being. Being grounds entities. The ground, understood as the ontological ground, is
being itself. This is also the reason why “grounding something means making possible
the why-question in general. (. . .) Why is this in this way and not otherwise? Why this
and not that? Why something at all and not nothing?” (Heidegger 1998, pp. 129–30).
We can ask why a number (which is an entity) has this property or that property,
only because there is a number (an entity) in the first place, and there is a number
(an entity) in the first place if and only if the ontological ground, namely being,
makes that number an entity. We can worry why there is something (the hammer, the
redness of the rose, the idea of the infinite) and not nothing, exactly because there is
something and not nothing at all. However, there is something if and only if something
is grounded in an ontological ground which makes that something something. Such
ontological ground is being. In order to ask something about entities, entities are
needed. Therefore, being is needed as well because being ontologically grounds all
entities—being makes all entities entities.
As Heidegger points out, the ontological ground is metaphysically more funda-
mental than the ontic ground. Indeed, the latter is the reason why a specific kind
of entity is that specific kind of entity, while the former is the reason for any entity
to simply be an entity. It is the reason why everything is. As an example, consider
a hammer. The fact that a hammer is a specific kind of entity (namely, according to
Heidegger’s phenomenology, a piece of equipment) is primarily grounded in the fact
that a hammer is an entity. Without being ontologically grounded in being, a hammer,
as any other equipment, cannot be that specific entity that a piece of equipment is—
without being ontologically grounded in being, a hammer would not be an entity in
the first place. The ontological ground is always more radical than the ontic ground:
it is metaphysically prior because it is the conditio sine qua non for anything to be.
Heidegger: “Yet because such grounding of something [namely the ontological ground]
prevails from the outset throughout all becoming-manifest of beings (ontic truth),
all ontic discovery and disclosing must in its way be a grounding of something”
(Heidegger 1998, p. 130).
In the secondary literature, Heidegger’s discussion about being and the ontological
ground is often interpreted as the mystical element of his philosophy. The ontological
ground, namely being itself, is not something we can logically think about or rationally
discuss—it has to be perceived, experienced without turning it into the subject matter
of philosophy. As Caputo claims, “Heidegger’s grounding is without a why; it is
the renunciation of concepts and representations, of propositions and ratiocinations
about Being; it lets Being be Being” (Caputo 1986, p. 191). In Section 3, we give an
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7 Following McDaniel (2015) and Priest (2015), someone may object that, in Heidegger, it is not the
case that being is ungrounded because being always depends on entities. As Heidegger himself writes: “if
we think of the matter just a bit more rigorously, (. . .) we see that being means always and everywhere:
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being is the abyssal ground. Being is the “abyss of the ground” (Heidegger 1998, p. 134)
because, since being grounded means being an entity, and since being is not an entity,
being is ungrounded. Nevertheless, being grounds everything else. In a footnote of
On the Essence of Ground, this idea is clearly stated: “Where does the necessity lie for
grounding? In the abyss of, in the non-ground” (Heidegger 1998, p. 100). Being lies on
the abyss because it is the non-ground: it does not have a foundation. Metaphorically,
there is no thing (no ground) that supports (grounds) being.
The second consequence is that the so-called Principle of Sufficient Reason (PSR)
does not unrestrictedly hold. Heidegger takes (PSR) to be that “fundamental principle
[Grundsatz]” according to which “nihil est sine ratione, nothing is without reason”
(Heidegger 1998, p. 100) or, transcribing it positively, “omne ens habit rationem, every
being has a reason” (Heidegger 1998, p. 100). Moreover, Heidegger thinks that having
a reason means being in virtue of something, being because of something or, more
generally, being grounded in something. From this point of view, the fundamental
principle [Grundsatz] is a principle about what is fundamental [Der Satz von Grund].
“The fundamental principle is a principle about the ground [Der Satz von Grund
ist ein Grundsatz]” (Heidegger 1998, p. 100). If this is the case, (PSR) can be also
read as ‘nothing is without a ground’ or ‘everything is with a ground’. Now, having
said so, it is easy to see why Heidegger’s metaphysics leads to a constrained version
of (PSR). Indeed, since every entity is grounded in being, every entity has a reason
to be something (and not nothing). However, since being is not an entity, being is
ungrounded. This means that it is not true that everything has a reason (understood
as ground) and, consequently, it is not the case that (PSR) holds unrestrictedly.
Indeed, according to Heidegger himself, every entity has a reason but not being. Since
being is ungrounded, “the principle of [sufficient] reason (or ground) is valid for
beings [entities]” (Heidegger 1998, p. 132). (PSR) holds for entities but not for being.
Everything is grounded in being (which is why every entity has a reason to be) but
being remains the ‘groundless ground’ of everything that is (cf. Braver 2012).
Even though, given the contemporary analytic debate, the position described
until now may seem weird and obscure, it could be easily categorized as a kind
of foundationalism. Following Bliss and Priest (2017), we take foundationalism to
be the view according to which everything grounds out in foundational elements.
An element is a foundational one (let’s call it FEx) if there is no y on which x
depends, other than perhaps itself. Such an element can be formally described in
the following way: ∀y(x → y ⊃ x = y). We read x → y as x depends on y.
Since being behaves as a foundational element because there is no element on which
the being of beings” (Heidegger 2002, p. 61). However, the kind of dependence or grounding relation in
place here cannot be the dependence or grounding relation discussed in this paper. Indeed, (Gr) is only
that kind of (ontological) dependence or grounding relation that makes all entities entities. Since, from the
beginning to the end of his philosophical trajectory, Heidegger has always endorsed the position according
to which being is not an object, being cannot be grounded (in the sense of (Gr)) in entities. If it is the case
that being depends on entities, such dependence relation is not a (Gr) one.
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Figure 15.1.
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possibility that something depends on itself because, as the formula shows, x could
be y. Nevertheless, according to the graph presented above, this is not the case. Since
[AR] holds, no things depend on each other, not even on themselves. More generally,
let’s recall that, in Heidegger’s metaphysics, we deal with entities and being only.
Entities depend on being in order to be entities, but being does not depend on entities.
Moreover, since being does not depend on anything, it does not depend on itself either.
Thus, no things depend on each other. Finally, Heidegger’s foundationalism endorses
the negation of extendability or [¬E], according to which something does not depend
on anything else. Formally,
[¬ E]: ∃x∀y(x → y ⊃ x = y).
As we can easily see looking at the graph, being does not depend on entity e and it does
not depend on itself either. Thus, being does not depend on anything. According to
Heidegger, there is an element that does not depend on anything; this element is being.
It does not depend on anything because, since everything that depends on being is an
entity and being is not an entity, being does not even depend on itself. Once again,
being is the ungrounded ground or the groundless ground. Using a poetic expression
borrowed from Angelus Silesius’ Cherubinic Wanderer, Heidegger claims that, as any
other entity, the rose is without a wherefor [warum]—it blooms because it blooms
(see Caputo 1986; Vannini 2007). Asking for the ultimate reason of the rose is useless
because there is no ultimate reason for its blooming. Of course, the rose has some
reasons to be what the rose actually is; however, the rose, as all the other entities, is
without an ultimate reason. Its reason, namely being, does not have any reason. Since
all entities are in virtue of being and since being is not in virtue of anything, all entities
are not in virtue of anything either. This does not mean that entities do not have any
ground at all. It simply means that all entities rest on a ground which is ungrounded.
The ground on which every entity relies is, indeed, an abyss. The rose, as with all the
rest, is ultimately groundless.
either. Being can be neither thought nor spoken. The price paid in doing so is that,
referring to it, being itself would be turned into exactly what being is not, namely
an entity. Therefore, being is ineffable: whatever is the grounding structure which
has being as a foundational element, nothing can be said about it. Being, the ground,
cannot be discussed, argued for or discovered. “The essence of ground cannot even
be sought [or] let alone found” (Heidegger 1998, p. 131).
The situation is even more complicated than this, though. Indeed, not only do the
two assumptions endorsed by Heidegger lead to the ineffability of the ground, but they
also lead to an aporia. This is actually the case because, exactly in saying that being is
ineffable, we say something about it. In other terms, exactly in saying that being is not
an entity, being is an entity because we refer to it. Heidegger’s assumptions imply that
being is an entity and not an entity, namely a contradiction.8 Now, facing this problem,
two questions seem inevitable: what did Heidegger do? And, more interestingly, what
is to be done?
Heidegger has tried to solve the problem in two different ways. [1] In the first place,
realizing the inevitable inconsistency implied by his own metaphysics, he simply gives
up the problem: he admits that, about being, namely about the ground of everything,
we need to be silent. Since the contradiction of being is due to the fact that, even
though being is ineffable, being can be said, let’s not speak about it anymore. About
being, we should simply be silent. This first attempt is not very convincing, though.
More than a solution, this idea looks like a strategy to avoid the problem. Even if
we grant that the silence about being allows us to avoid facing the inconsistency of
being, that inconsistency is still there because we have already spoken about being.
In one way or another, being has been spoken of. Moreover, Heidegger himself,
in his Contributions to Philosophy (2012a), suggests that the silence about being is
not completely silent: it communicates the impossibility of saying something about
being itself. If this is the case, the silence refers to being (and its impossibility of
being spoken of). If the silence refers to being, being is an entity as well. Therefore,
being remains contradictory. The foundational element is still aporetic. Thus, Heideg-
ger’s first solution fails. [2] In the second place, Heidegger suggests the idea that, even
though being cannot be spoken of, it can be shown by art. “The art work opens up
in its own way the being of beings. (. . .) In the art work, the truth of beings has set
itself to work” (Heidegger 1977, p. 166). However, even assuming that a work of art
actually behaves in this way, this solution does not work either because the problem of
the inconsistency of being remains. It is not the case that, because someone can grasp
being through art or poetic language, then being is not contradictory anymore. Once
again, the foundational element is still inconsistent.
Given that Heidegger’s attempts do not seem successful, is there any solution left
on the table? One possibility is to simply accept the brutal fact that, given Heidegger’s
8 This paradoxical feature of Heidegger’s metaphysics is extensively discussed in Section 2 of Casati and
Wheeler 2016.
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assumptions, being is both an entity and not an entity. As Priest has already suggested
(2002; 2015), Heidegger should have endorsed a dialetheic solution according to
which being is a dialetheia—a true contradiction. In other places, we have argued
that this is the position that Heidegger actually endorses in his late period.9 More
specifically, Heidegger’s Ereignis (the Event of being) is exactly the realization that
“‘being’ does not (. . .) mean objective presence in itself, and non-being does not (. . .)
mean complete disappearance. Instead, non-being [is] a mode of being: it is and
yet is not. And likewise being, which is permeated with the ‘not[-being]’ and yet it
is” (Heidegger 2012a, p. 80). Therefore, being is (an entity) and is not (an entity).
This is also the reason why the late Heidegger claims that “the contradiction is
essentially a fundamental proposition about being and its truth” (Heidegger 2012b,
p. 3—my translation). We believe that the difference between being [Sein], used by
the early Heidegger, and beyng [Seyn], used by the late Heidegger, is that the former
is consistent (because it is simply not an entity) and the latter is inconsistent (because
it is both an entity and not). However, what Heidegger has really claimed is not a
relevant issue here. What is important is the following question: regardless of whether
the dialetheic solution to the problem of being was or was not endorsed by Heidegger
himself, how does such a metaphysical position affect his account of grounding?
It is natural to think that the switch from a consistent account of the foundational
element (call it being [Sein]) to an inconsistent account of the foundational element
(call it beyng [Seyn]) would imply a switch from a consistent account of grounding
to an inconsistent account of grounding. And this is what happens. Let’s recall that
beyng [Seyn] is an entity and not an entity. As we have already seen in Section 4, from
the fact that beyng is not an entity, it follows that beyng grounds all entities but beyng
itself is ungrounded. From the fact that beyng is an entity, it follows that, in virtue of
its being an entity, beyng needs to be grounded. Since beyng is the ontological ground
that makes every entity an entity, then beyng grounds itself. Thus, since beyng is both
an entity and not, beyng depends on itself and, at the same time, it does not depend
on anything. Beyng is grounded and ungrounded at the same time. This is shown in
the graph in Figure 15.2:
Figure 15.2.
9 For an interpretation according to which Heidegger himself endorses dialetheism, accepting as true
Once again, beyng is represented by the node labeled b and the entity grounded in
beyng is represented by the node labeled e. The solid arrows indicate what depends on
what, while the dashed arrows indicate where there is no dependence relation. As we
can see, entity e depends on beyng and it does not depend on itself. Moreover, beyng
does not depend on entity e but it both depends and not on itself.
Now, let’s have a look at the structural properties that this new inconsistent ground-
ing structure has. From the fact that beyng is not an entity, everything previously
stated still holds. Since all entities depend on beyng and beyng does not depend on
anything (not even on itself), nothing depends on itself. Therefore, [AR] holds. Since
all entities depend on beyng (and only on beyng) but beyng neither depends on all
entities nor depends on itself, no things depend mutually on each other. Therefore,
[AS] holds. Finally, from the fact that all entities depend on beyng but beyng does not
depend on anything else, it follows that something does not depend on anything else.
Therefore, [¬E] holds. However, in contrast with the dependence relation grounded
in the consistent foundational element (being), this new approach has more structural
properties than the ones described until now. Indeed, given the fact that beyng is
an entity as well, two other structural properties hold. First of all, since beyng is
(also) an entity and since beyng is the only foundational element that makes all
entities, something depends on itself, namely beyng. Beyng makes itself an entity. The
structural property according to which something depends on itself is the negation of
the anti-reflexivity property ([¬AR]) and it is formalized in the following way:
[¬AR] : ∃x(x → x)
Secondly, since beyng is (also) an entity and beyng is the only foundational element
which makes all entities entities, the negation of [AS] holds as well. We formally
describe it as
[¬AS] : ∃x∃y(x → y ∧ y → x).
Strictly speaking, [¬AS] says that some things depend on each other without ruling
out the possibility that some things depend on themselves. Now, [¬AS] would be
incompatible with the fact that there are things depending of themselves if and only
if [¬AR] holds. However, this is not the case with Heidegger because, as we have
seen, according to him, both [AR] and [¬ AR] hold. Therefore, [¬AS] holds because
beyng does depend on itself: it is self-grounded. At this point, it is easy to see why
the inconsistency of the foundational element beying spreads to the structure of the
grounding dependence. Since beyng is an entity and not an entity, the grounding
dependence relation has an inconsistent characterization as well: both [AR] and
[¬AR], and [AS] and [¬AS] hold.
On the one hand, beyng’s theory of grounding remains a foundationalist one, as in
the case of being. Since we follow Bliss and Priest (2017) in defining foundationalism
as the theory which includes foundational elements (FEx) and since beyng behaves as
a foundational element, this new account of grounding can be seen as a particularly
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too. Finally, [¬E] holds because, since beyng is both ungrounded and self-grounded,
something (namely beyng) does not depend on anything else. In other words, the
negation of Extendability holds because, since beyng is ungrounded, it is not the case
that everything depends on anything else. Indeed, beyng itself does not.
Until here, everything is exactly the same as in the para-foundationalist case
previously described in Section 4. However, if we carefully look at the definition of [E],
we will see that, when beyng is understood as a synonym of being self-identical, this
structural property holds as well. So, consider [E], which is defined in the following
way:
[E] : ∀x∃y(y = x ∧ x → y).
Now, this structural property says that everything depends on something else. It
is important to underline that, according to [E], all entities depend on something
which is not themselves (and this is guaranteed by the first conjunct of the for-
mula, that is y = x). Exactly for this reason, in both foundationalism and para-
foundationalism 1.0, the negation of [E] holds. According to foundationalism, being
is simply ungrounded and this means that it is not the case that everything depends
on something else. Indeed, being does not. According to para-foundationalism 1.0,
the negation of [E] holds because beyng is both ungrounded and self-grounded. This
means that it is still not the case that everything depends on something else. In other
words, beyng does not depend on anything else (in virtue of its being ungrounded) and
it depends on itself (in virtue of its being self-grounded). In both cases, the negation
of [E] holds because there is something that does not depend on something else,
namely beyng. However, the situation changes if beyng (or what determines entities as
entities) is interpreted as being self-identical. In this case, beyng itself is self-identical
(because it is an entity) and not-self-identical (because it is not an entity). Now, on the
one hand, since beyng is self-identical, the negation of [E] holds; even though beyng
depends on itself, it is not true that everything depends on something else. On the
other hand, since beyng is not self-identical as well, [E] holds. From the fact beyng is
not self-identical, it follows that beyng grounds something other than itself. In other
words, if beyng is not self-identical, extendability holds because the first conjunct of
the formula for [E] (namely y = x) is satisfied. Therefore, since beyng is both self-
identical and not self-identical (as discussed in the present Section), both [E] and
[¬E] hold.
Let’s sum up. On the one hand, when the foundational element (beyng) is just
characterized as what determines entities as entities, we have a form of para-
foundationalism in which [AR] and its negation, and [AS] and its negation, hold.
Moreover, [¬E] holds. On the other hand, when the foundational element (beyng)
is understood as being self-identical, we have a particularly extreme form of para-
foundationalism. Such a new form is stronger than the previous one for two main
reasons. First of all, it has more inconsistent structural features: beside the features of
the previous version of para-foundationalism, it has also the structural property [E].
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10 This is true because if we have the structural property [E], it follows that it is impossible to have
foundational elements. Since foundationalism is characterized as the view according to which there are
foundational elements, [E] is incompatible with foundationalism.
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‘beyng’. The reason for his divorce with the theological tradition is clearly explained in
Phenomenology and theology (Heidegger 1998, pp. 39–63). Since Heidegger holds the
idea that the ground of every entity is not an entity itself, he thinks that God cannot
be such a universal ground because, in the theological framework, God is treated as
an entity, namely as something that is. God is what wills, generates, or realizes every
thing; God is the ground of all entities. Of course, God is not a normal entity among
entities. For instance, God is eternal and normal entities are not. Even more simply,
God is the ground of all entities while a normal entity (as a table) is not. So, even
though God is often conceptualized as a super-ens, God is still thought of as an ens.
Since we refer to God, God is an entity and this is why we can pray to Yahweh, we
can move a war in the name of Christ, and we can distinguish what is wrong from
what is right following the commandments of Allah. We refer to God because, in
the first place, God is treated as an entity. Such an account of God is incompatible
with the Heideggerian assumption that the ground of everything is not an entity and,
from this, also follows the necessity of separating God (the super-ens) from being (or
beyng), which is not an ens. Therefore, being (or beyng) is not God. In Heidegger’s
jargon, we could say that traditional theology is ultimately an onto-theology, namely
the study of the divine element as an entity. As such, theology is just another science.
Heidegger writes: “We call the sciences of beings as given – of a positum – positive
science. (. . .)” (Heidegger 1998, pp. 41–2). Since theology is about a positum, namely
God, “which is essentially disclosed in faith” (Heidegger 1998, p. 49), then “theology
is science” (Heidegger 1998, p. 45). From this point of view, theology deals with God
as an ‘object of study’ while the ground of all entities is not an object at all. Therefore,
God is inappropriate as a characterization of being (or beyng).
Having said that, the approach proposed by Heidegger in Phenomenology and
theology (1998) does not seem to hold for the whole trajectory of his philosophy.
Indeed, in Contributions to Philosophy (2012a), Heidegger himself returns to theology
accepting what he calls the last God. Unfortunately, he does not give any clear account
of what the last God really is. On the one hand, we know that it is not simply another
God because it is “wholly other than past [Gods] especially other than the Christian
one” (Heidegger 2012a, p. 319). The last God is characterized, paraphrasing Hölderlin,
as the closest but, at the same time, the most remote one. “The extreme remoteness
of the last God is a peculiar nearness” (Heidegger 2012a, p. 326). On the other hand,
we also know that the last God is tightly connected with the idea of beyng [Seyn]
because “the last God is the extreme venture of the truth of beyng” (Heidegger
2012a, p. 326). Since Heidegger never rejected his condemnation of theology, at
this point, some questions look inevitable: how can Heidegger hold the position
that ‘God’ cannot be another name to refer to beyng, believing, at the same time,
that the last God is actually a synonym of beyng? And, if so, what is the difference
between the traditional account of God and the last God? These questions remain
unanswered.
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7 Conclusion
To conclude, let’s summarize what we have done in this paper. As we have claimed
in the Introduction, even though the contemporary debate has given rise to a lot
of different grounding theories, all these theories have a common feature: they
are consistent. Based on a development of Heidegger’s metaphysics, this paper has
suggested two new accounts of the grounding relation, which are inconsistent. First
of all, we have summarized Heidegger’s account of ontological ground. Secondly,
we have focused our attention on Heidegger’s foundationalism, according to which
every thing is grounded in being and being is ungrounded. After that, we have also
shown that Heidegger’s foundationalism faces a problem because, according to his
own metaphysical premises, being is inconsistent (being is an entity and not). Thirdly,
working under the assumption that it is true that beyng is an object and not an
object, we have revised Heidegger’s foundationalism in order to have two ground-
ing theories, which can accommodate the fact that what grounds every thing (in
Heidegger’s terms, beyng) is a dialetheia. We have labeled these theories ‘para-
foundationalism’. Finally, we have used ‘para-foundationalism’ to interpret one of the
most obscure parts of Heidegger’s philosophy, namely his understanding of the so-
called last God.
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8 Technical Appendix
Someone could worry that the two inconsistent theories of grounding presented in
Section 4 and Section 5, exactly in virtue of the fact that they are contradictory,
fall into logical triviality. The following two models (one for each kind of para-
foundationalism) show that this is not the case. These models are set up using a first-
order interpretation for the paraconsistent logic LP (Priest 1979). Now, in order to
show that para-foundationalism 1.0 and para-foundationalism 2.0 are not trivial, we
adopt the following strategy. First of all, we confirm that all the structural properties of
para-foundationalism 1.0 and para-foundationalism 2.0 hold in the relative models.
This means that these structural properties take either value t (true) or value b (both
true and false). Secondly, we show that there is at least one sentence which takes value
f (false).
Let’s start by discussing the model of para-foundationalism 1.0. To define such a
model MPF1.0 = D, V
, let the domain of interpretation D be {e, b}. As in the graphs
presented above, e represents an entity and b represents beyng. V(→) and V(=) are
as described in table (b) and table (c). As we can see in Figure 15.3, comparing the
graph (a), which represents para-foundationalism 1.0, and table (b), entity e does not
depend on itself (e → e is false) and beyng b does not depend on entity e either
(b → e is false). However, entity e depends on beyng (e → b is true) and beyng both
depends and does not depend on itself (b → b is both true and false). Moreover, as
is clear comparing graph (a) and table (b), identity behaves in a consistent way. Thus,
both entity e and beyng are self-identical (e = e and b = b are true) and beyng is not
identical to entity e (b = e is false).
At this point, it is easy to show that, in our model, the structural properties of para-
foundationalism 1.0 (namely, [AR], [¬AR], [AS], [¬AS], [¬E]) hold, taking either
→ e b
e f t
e b f b
(b)
b = e b
e t f
(a) b f t
(c)
Figure 15.3.
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value t or value b. Let’s see. For Anti-Reflexivity ([AR]: ∀x¬(x → x)), we consider all
the possible values of x:
• V¬(e → e) = t
• V¬(b → b) = b
As it is clearly understandable looking at graph (a), it is true that entity e does not
depend on itself and it is both true and false that beyng depends on itself. In all cases,
[AR] holds. For the negation of Anti-Reflexivity ([¬ AR]: ∃x(x → x)), it is enough
to consider one value of x for which [¬ AR] holds. As we have already noticed from
graph (a), beyng depends on itself and it does not depend on itself. Thus, V(b → b)
takes value b. For Anti-Symmetry ([AS]: ∀x∀y(x → y ⊃ ¬y → x)), we consider all
the possible values of x and y:
• V(e → b ⊃ ¬b → e) = t
• V(b → e ⊃ ¬e → b) = t
• V(e → e ⊃ ¬e → e) = t
• V(b → b ⊃ ¬b → b) = b
The fact that Anti-Symmetry holds is intuitively understandable from graph (a) as
well. First of all, entity e depends on beyng but beyng does not depend on entity e.
Secondly, even considering the case where x is y, entity e does not depend on itself
and beyng does and does not depend on itself. Thus, [AS] holds. For the negation of
Anti-Symmetry ([¬ AS]: ∃x∃y(x → y ∧ y → x)), it is enough to show that there is at
least a value of x and a value of y for which [¬ AS] takes value t or b. Now, as is shown
by graph (a), beyng depends on itself and does not. Thus, V(b → b ∧ b → b) takes
value b. [¬ AS] holds as well. Finally, let’s consider the last structural property of para-
foundationalism 1.0. For the negation of Extendability ([¬ E]: ∃x∀y(x → y ⊃ x = y)),
we consider all the values of y and at least one value of x for which [¬ E] takes either
value t or value b:
• V(b → b ⊃ b = b) = t
• V(b → e ⊃ b = e) = t
As we can see, [¬ E] holds. Indeed, since the negation of Extendability claims that
something does not depend on anything else, from graph (a) it is clear that, on the
one hand, beyng depends and does not depend on itself; on the other hand, beyng
does not depend on anything else other than itself.
At this point we know that all the structural properties of para-foundationalism
1.0 hold. In order to show that the model presented here is not trivial, we need
to show that there is a sentence which is false only. This is not difficult because,
as we have already argued in Section 4, we know that, in this first kind of para-
foundationalism, Extendability [E] does not hold. Indeed, as graph (a) shows, it is
false that everything depends on something else: for instance, beyng does and does
OUP CORRECTED PROOF – FINAL, 11/4/2018, SPi
not depend on itself. In both cases, it does not depend on something else. Thus, in
MPF1.0 , ∀x∃y(y = x ∧ x → y) is false because V(¬b = b ∧ b → b) takes value f.
Now, what about a model of para-foundationalism 2.0? This second model,
MPF2.0 , is not very different than the one presented above and it is defined as D, V
.
As in the previous case, the domain of interpretation D is {e, b} where e represents
an entity and b represents beyng while V(→) is as described in table (b). This is
the case because para-foundationalism 2.0 has exactly the same features of para-
foundationalism 1.0: in both cases, entity e does not depend on itself (e → e is false)
and beyng b does not depend on entity e either (b → e is false). Moreover, entity e
depends on beyng (e → b is true) and beyng both depends and does not depend on
itself (b → b is both true and false). What is different is that, in para-foundationalism
1.0, both entity e and beyng are self-identical (as table (c) shows, e = e and b = b
are true) while, in para-foundationalism 2.0, even though entity e is still self-identical
(e = e still takes value t), beyng is both self-identical and not (b = b takes value b).
Thus, for para-foundationalism 2.0, V(=) is described by the following table:
= e b
e t f
b f b
At this point, as we have done before, we start checking if all the structural prop-
erties of para-foundationalism 2.0 ([AR], [¬AR], [AS], [¬AS], [E], and [¬E]) hold,
taking either value t or value b. Now, since the only thing that changed from para-
foundationalism 1.0 to para-foundationalism 2.0 is the behavior of identity, we need
to check only Extendability and its negation. Besides Extendability and its negation,
all the other structural properties (already verified in para-foundationalism 1.0) do
not make use of identity; therefore, they are verified in para-foundationalism 2.0
too. Let’s begin considering Extendability. So, according to Extendability, everything
depends on something else. On the one hand, entity e depends on beyng. On the other
hand, beyng both depends and does not depend on itself. In this second case, it may
seem that Extendability does not hold: indeed, in this model, either beyng does not
depend on anything or beyng depends on itself. In both cases, beyng does not depend
on anything else. However, we should not forget that, in para-foundationalism 2.0,
beyng is not self-identical. This means that, when beyng depends on itself, beyng
depends on something other than itself because beyng is also not itself—beyng is
also not self-identical. This is the reason why Extendability holds. Formally, for [E]:
∀x∃y(y = x ∧ x → y), we consider all the value of x and at least one value of y for
which [E] takes either value t or value b:
• V(¬b = b ∧ b → b) = b
• V(¬b = e ∧ e → b) = t
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Index of Names
General Index
Abgrund 295 beings 3n.3, 12, 19n.39, 23, 28–9, 83, 132,
abstract 137–8, 208, 292n.2, 293–6, 298–9, 302,
entities 183, 195–6 304–5, 308
foundationalism 196 beliefs 3, 12, 77, 97, 109–10, 112–13, 117, 122,
idea of ontological minimality 249n.18 140, 187, 193, 257, 262, 295
mathematical features 260 beyng 300–9
mathematical structures 220 bicollective ground 16, 140–8, 152–4, 161–2
objects 95, 136, 195n.18, 278 Big Bang 91–2, 99, 104, 121, 136, 137n.34,
offices 223–4 261–2
structures 220, 223–4 biological 47
subject matter 10 camouflage 41
world 219 entities 135
abstracta 196n.19, 276 facts 116
abstraction 14, 223 functions 146
action theory 170 phenomena 40, 46
acyclicity 141, 148–9, 152–3, 155, 159–60, 274 processes 40, 48
anti-foundationalism 3, 27, 42n.3 remains 48
anti-instantiation 206 states 37
antimatter 261 systems 1
anti-reflexivity (AR) 2–3, 7–12, 16, 22, 29, biology 37, 39–41, 43–4, 48, 91
129, 207, 209, 291, 297–8, 301–3, black holes 261–2
307–8 bootstrapping 11, 62, 71, 81–2
anti-symmetry (AS) 2–3, 7–16, 29, 38–9, boundaries 131, 261
42–3, 45, 48, 91, 94, 97, 109n.3, 129, Bradley’s regress 186
137, 264n.27, 265, 291, 297–8, 301–3, brain 46, 48, 75, 100, 174
307–9 dorsal stream 44
Aristotelian universals 62, 64–5, 127 identity theories 88
Arrow’s theorem 264 phenomena 44
asymmetry 13, 39, 51, 54, 57, 63, 67, 70, 74–5, states 38, 75, 87–8
80, 96, 97n.3, 99, 101–5, 108–12, 119, Brutalism 178–9
121–2, 147, 156, 168, 189, 212–14, 217–19, brute facts 82, 116–17
254–5, 262, 264n.27, 265 Buddhism
of causation 120 Abhidharma 126–30, 132–4
of dependence 50, 53–5, 61–2, 64, 81, 241, Chan (Zen) 127
244, 259 Huayan 14, 126–7, 130–1, 136, 137n.35
of explanation 66n.30, 121–3 Madhyamaka 126–7, 129–30, 134–5
atomism 8, 10, 28, 132–3, 237, 241–5, 247, Mahāyāna 127, 130, 134n.28
249, 257 non-well-founded 129
atoms 92, 111, 131–4, 175–7, 237–8, 240, Theravada 127
244–5, 258, 280n.11, 282 well-founded 127
automorphism 144, 223n.9, 225 Buddhist
autonomous facts 87n.49, 284 coherentism 130
dependence 126–7
bare mass 58–9 ideas 136
being 2–3, 11–12, 18–19, 21–5, 27, 30, 54, li 131, 136
56–7, 72, 75, 81–2, 93, 95, 97, 108, 126n.1, metaphysics 126
128, 133, 137–8, 169–75, 182–5, 190–1, orthodoxy 134
194–5, 201, 203, 207, 209–12, 260, 269, philosophy 126, 138
278, 291–2, 293n.6, 294–306 positions 132
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structure 116, 118, 121–3, 268–9, 270 irreflexivity 11, 38–9, 44–5, 48, 50, 70–1, 74–5,
system 113, 119, 121 77–81, 89, 91, 96, 99, 101, 103–5, 108, 160,
homunculus theory of perception 174 168, 170n.12, 178, 192, 212–14, 217–18,
Humean supervenience 281 254–5, 257, 263–5
hunk 27, 175n.27, 176 see also gunk, junk isomorphism 223, 225, 228, 231
hunky 262
ontology 240 Japanese traditions 2
scenario 176 junk 27, 112, 175n.25, 176n.29, 177, 239–40,
worlds 175, 177, 259n.16 246, 259n.16 see also gunk, hunk
hypergraphic account junky 111, 240
bicollective case 140, 152 scenario 175–6
left-collective case 148 universes 262
hyperintensionality 52–3, 88n.50, 108 worlds 112, 175, 259n.16
account of dependence 51
account of tracking 114 Kantian scruples 133
of grounding 115 Kyoto School 2