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REPUBLIC ACT NO.

3019 that she is not receiving a monthly salary is also of no


“Anti-Graft and Corrupt Practices Act” moment. x x x

Reporter: Roi Vincent C. Perez On the other hand, the Revised Penal Code defines a
Submitted to: Judge Gidget Rose Duque public officer as any person who, by direct provision of
the law, popular election, popular election or
appointment by competent authority, shall take part in
Q: What is the Policy behind RA 3019? the performance of public functions in the Government of
A: “Public office is a public trust.” It is the policy of the the Philippine Islands, or shall perform in said
Government to repress certain acts of public officers and Government or in any of its branches public duties as an
private persons alike which constitute graft and corrupt employee, agent, or subordinate official, of any rank or
practices or which may lead thereto. [Sec. 1, R.A. 3019] classes, shall be deemed to be a public officer.” [Javier
vs. First Division of Sandiganbayan, supra.]

Q: Who may be held liable under RA 3019?


A: As a general rule, public officers as well as private Q: Section 3, paragraph (e) of RA 3019 states:
persons can be held liable under the said law.
Sec. 3. Corrupt practices of public officers. — In
RA 3019 also expressly provided certain circumstances addition to acts or omissions of public officers
where certain relatives of the President, Vice-President, already penalized by existing law, the following
Senate President, and House Speaker, and Members of shall constitute corrupt practices of any public
the Congress may be held liable. officer and are hereby declared to be unlawful.

xxx xxx xxx


Q: Who are those persons who are considered as
public officers? (e) Causing any undue injury to any party,
A: Public officer includes elective and appointive officials including the Government, or giving any private
and employees, permanent or temporary, whether in the party any unwarranted benefits, advantage or
classified or unclassified or exempt service receiving preference in the discharge of his official
compensation, even nominal, from the government. administrative or judicial functions through
[Sec. 2(b), RA 3019] manifest partiality, evident bad faith or gross
inexcusable negligence. This provision shall
“Government” includes: apply to officers and employees of offices or
 National Government; government corporations charged with the grant
 Local Governments; of licenses or permits or other concessions.
 Government Owned and Controlled
Corporations; Accused Mejorada contends that, being a mere right-
of-way agent in the Office of the Highway District
 Government Instrumentalities; and
Engineer, he is not charged with the duty of granting
 Government Agencies and their branches. [Sec.
licenses, permits or other concessions, then he is
2(a), RA 3019]
not the officer contemplated by Section 3 (e).
“A public office is the right, authority and duty, created
Is Mejorada correct?
and conferred by law, by which, for a given period, either
fixed by law or enduring at the pleasure of the creating
A: Section 3 cited above enumerates in eleven
power, an individual is invested with some portion of the
subsections the corrupt practices of any public officers
sovereign functions of the government, to be exercised
declared unlawful. Its reference to "any public officer" is
by him for the benefit of the public. The individual so
without distinction or qualification and it specifies the
invested is a public officer.” [Javier vs. First Division of
acts declared unlawful. We agree with the view adopted
Sandiganbayan, G.R. No. 147026-27, 11 Sept. 2009]
by the Solicitor General that the last sentence of
paragraph (e) is intended to make clear the inclusion of
“Moreover, the Court is not unmindful of the definition of
officers and employees of officers or government
a public officer pursuant to the Anti-Graft Law, which
corporations which, under the ordinary concept of "public
provides that a public officer includes elective and
officers" may not come within the term. It is a strained
appointive officials and employees, permanent or
construction of the provision to read it as applying
temporary, whether in the classified or unclassified or
exclusively to public officers charged with the duty of
exempt service receiving compensation, even nominal,
granting licenses or permits or other concessions.
from the government. Thus, pursuant to the Anti-Graft
[Mejorada vs. Sandiganbayan and People, G.R. No. L-
Law, one is a public officer if one has been elected or
51065-72, 30 June 1987]
appointed to a public office. Petitioner was appointed by
the President to the Governing Board of the NDBD.
Though her term is only for a year that does not make
her private person exercising a public function. The fact
Q: What are unlawful practices as defined under RA corporations charged with the grant of licenses
3019? or permits or other concessions.

A: Sec. 3 of the RA 3019 enumerated the corrupt “Violation of Section 3 (e) of RA 3019
practices of public officers, to wit: requires that there be injury caused by
giving unwarranted benefits,
(a) Persuading, inducing or influencing another advantages or preferences to private
public officer to perform: parties who conspire with public officers.
 an act constituting a violation of rules and
regulations duly promulgated by competent Its elements are:
authority or (1) that the accused are public officers
 an offense in connection with the official or private persons charged in
duties of the latter, or allowing himself to be conspiracy with them;
persuaded, induced, or influenced to commit (2) that said public officers commit the
such violation or offense. prohibited acts during the performance
of their official duties or in relation to
(b) Directly or indirectly requesting or receiving any their public positions;
gift, present, share, percentage, or benefit, for (3) that they caused undue injury to any
himself or for any other person, in connection party, whether the Government or a
with any contract or transaction between the private party;
Government and any other party, wherein the (4) that such injury is caused by giving
public officer in his official capacity has to unwarranted benefits, advantage or
Intervene under the law. preference to such parties; and
(5) that the public officers have acted
We have consistently held that so long with manifest partiality, evident bad faith
as substantial evidence supports the or gross inexcusable negligence.”
Ombudsman's ruling, his decision [PCGG vs Office of the Ombudsman,
should stand. In a criminal proceeding G.R. No. 193176. 24 Feb. 2016]
before the Ombudsman, the
Ombudsman merely determines In Montilla v. Hilario, the Court
whether probable cause exists, i.e., described the "offense committed in
whether there is a sufficient ground to relation to the office"
engender a well-founded belief that a
crime has been committed and that the the relation has to be such that,
respondent is probably guilty thereof. in the legal sense, the offense
[Casing vs Ombudsman, G.R. No. cannot exist without the office.
192334, 13 June 2012] In other words, the office must
be a constituent element of the
(c) Directly or indirectly requesting or receiving any crime as defined in the statute,
gift, present or other pecuniary or material xxx
benefit, for himself or for another, from any
person for whom the public officer, in any the use or abuse of office does
manner or capacity, has secured or obtained, or not adhere to the crime as an
will secure or obtain, any Government permit or element; and even as an
license, in consideration for the help given or to aggravating circumstance; its
be given, without prejudice to Section thirteen of materiality arises not from the
this Act. allegations but on the proof,
not from the fact that the
(d) Accepting or having any member of his family criminals are public officials
accept employment in a private enterprise which but from the manner of the
has pending official business with him during the commission of the crime.
pendency thereof or within one year after its [Consigna vs Hon.
termination. Sandiganbayan, G.R. No.
175750-51, 02 April 2014]
(e) Causing any undue injury to any party, including
the Government, or giving any private party any
unwarranted benefits, advantage or preference Section 3 (e) of R.A. No. 3019 has the
in the discharge of his official administrative or following essential elements:
judicial functions through manifest partiality, (a) the accused must be a public officer
evident bad faith or gross inexcusable discharging administrative, judicial or
negligence. This provision shall apply to officers official functions;
and employees of offices or government
(b) he must have acted with manifest offenses but only implies that the
partiality, evident bad faith or gross offense charged may have been
inexcusable negligence; and committed through any of the modes
(c) his action caused any undue injury to provided by the law.” [Fonacier vs Hon.
any party, including the government, or Sandiganbayan, G.R. No. L-50691, 05
gave any private party unwarranted Dec. 1994]
benefits, advantage or preference in the
discharge of his functions. In a catena of cases, the Court has held
that there are two ways by which a
The second element of Section 3 (e) of public official violates Section 3 (e) of
R.A. No. 3019 may be committed in R.A. No. 3019 in the performance of his
three ways, that is, through manifest functions, namely:
partiality, evident bad faith or gross (1) by causing undue injury to any party,
inexcusable negligence. Proof of any including the Government; or
of these three in connection with the (2) by giving any private party any
prohibited acts mentioned in Section 3 unwarranted benefit, advantage or
(e) of R.A. No. 3019 is enough to preference; the presence of one would
convict. suffice for conviction.
[Coloma vs Sandiganbayan and People,
"Partiality" is synonymous with "bias" G.R. No.205561, 24 Sept. 2014]
which "excites a disposition to see and
report matters as they are wished for (f) Neglecting or refusing, after due demand or
rather than as they are." request, without sufficient justification, to act
within a reasonable time on any matter pending
"Bad faith does not simply connote bad before him for the purpose of obtaining, directly
judgment or negligence; it imputes a or indirectly, from any person interested in the
dishonest purpose or some moral matter some pecuniary or material benefit or
obliquity and conscious doing of a advantage, or for the purpose of favoring his
wrong; a breach of sworn duty through own interest or giving undue advantage in favor
some motive or intent or ill will; it of or discriminating against any other interested
partakes of the nature of fraud." party.

"Gross negligence has been so (g) Entering, on behalf of the Government, into any
defined as negligence characterized by contract or transaction manifestly and grossly
the want of even slight care, acting or disadvantageous to the same, whether or not
omitting to act in a situation where there the public officer profited or will profit thereby.
is a duty to act, not inadvertently but
wilfully and intentionally with a “On the other hand, Section 3 (g) of RA
conscious indifference to consequences 3019 does not require the giving of
in so far as other persons may be unwarranted benefits, advantages or
affected. It is the omission of that care preferences to private parties who
which even inattentive and thoughtless conspire with public officers, its core
men never fail to take on their own element being the engagement in a
property." [Coloma vs Sandiganbayan transaction or contract that is grossly
and People, G.R. No.205561, 24 Sept. and manifestly disadvantageous to the
2014] government.

“It bears stressing that the offense The elements of the offense are:
defined under Section 3 (e) of R.A. No.
3019 may be committed even if bad (1) that the accused is a public officer;
faith is not attendant. Thus, even (2) that he entered into a contract or
assuming that petitioner did not act in transaction on behalf of the
bad faith, his negligence under the government; and
circumstances was not only gross but (3) that such contract or transaction is
also inexcusable.” [Alvarez vs People, grossly and manifestly
G.R. No. 192591, 30 July 2012] disadvantageous to the
government.” [PCGG vs Office of
“The use of the three phrases "manifest the Ombudsman, G.R. No. 193176.
partiality," "evident bad faith" and "gross 24 Feb. 2016]
inexcusable negligence" in the same
information does not mean that the (h) Directly or indirectly having financial or
indictment charges three distinct pecuniary interest in any business, contract or
transaction in connection with which he the offending public officer, be punished under Section
intervenes or takes part in his official capacity, or nine of this Act and shall be permanently or temporarily
in which he is prohibited by the Constitution or disqualified in the discretion of the Court, from
by any law from having any interest. transacting business in any form with the Government.

"What is contemplated in Section 3(h) of Under Sec. 6 of the same law, it is unlawful for any
the anti-graft law is the actual public officer to recommend the initiation in Congress of
intervention in the transaction in which the enactment or adoption of any law or resolution, and
one has financial or pecuniary interest in acquires or receives any personal pecuniary interest
order that liability may attach. The during his incumbency. It is also unlawful for such public
official need not dispose his shares officer, who, having such interest prior to the approval of
in the corporation as long as he does such law or resolution recommended by him, continues
not do anything for the firm in its for thirty days after such approval to retain such interest.
contract with the office. For the law
aims to prevent the dominant use of Further, unexplained wealth may be a ground for
influence, authority and power. dismissal under Sec. 8 of the same law. If in accordance
with Republic Act No. 1379, otherwise known as “An Act
"There is absolutely no evidence that Declaring Forfeiture In Favor Of The State Any Property
petitioner had, in his capacity as Mayor, Found To Have Been Unlawfully Acquired By Any Public
used his influence, power, and authority Officer Or Employee And Providing For The
in having the transactions given to Proceedings Therefor,” a public official has been found
Trigen. He didn't ask anyone — neither to have acquired during his incumbency, whether in his
Treasurer Vega nor Secretary Maravilla name or in the name of other persons, an amount of
for that matter, to get the construction property and/or money manifestly out of proportion to his
materials from Trigen. [Trieste, Sr. vs salary and to his other lawful income, that fact shall be a
Sandiganbayan, G.R. No. 70332-43, 13 ground for dismissal or removal.
Nov. 1986]
Under the law, unexplained wealth includes:
(i) Directly or indirectly becoming interested, for 1. Property unlawfully acquired by the respondent,
personal gain, or having a material interest in but its ownership is concealed by its being
any transaction or act requiring the approval of a recorded in the name of, or held by, the
board, panel or group of which he is a member, respondent’s spouse, ascendants, descendants,
and which exercises discretion in such approval, relatives, or any other person.
even if he votes against the same or does not 2. Property unlawfully acquired by the respondent,
participate in the action of the board, committee, but transferred by him to another person or
panel or group. persons on or after the effectivity of this Act.
3. Property donated to the respondent during his
Interest for personal gain shall be presumed incumbency, unless he can prove to the
against those public officers responsible for the satisfaction of the court that the donation is
approval of manifestly unlawful, inequitable, or lawful. [Sec. 1(b), R.A. No. 1379]
irregular transactions or acts by the board, panel
or group to which they belong. Penalty: Imprisonment for not less than one year nor
more than ten years, perpetual disqualification from
(j) Knowingly approving or granting any license, public office, and confiscation or forfeiture in favor of the
permit, privilege or benefit in favor of any person Government of any prohibited interest and unexplained
not qualified for or not legally entitled to such wealth. [Sec. 9, R.A. No. 3019]
license, permit, privilege or advantage, or of a
mere representative or dummy of one who is not
so qualified or entitled. Q: The Ombudsman charged the local officials of
Anahawan, Southern Leyte Mayor Antonio De Jesus,
(k) Divulging valuable information of a confidential Sr., Vice Mayor Anatolio Ang and Treasurer Martina
character, acquired by his office or by him on Apigo of Falsification of Public Document before the
account of his official position to unauthorized Sandiganbayan and together with Antonio De Jesus,
persons, or releasing such information in Jr., the Mayor’s son, of violation of RA 3019 before
advance of its authorized release date. the same court.

The person giving the gift, present, share, percentage or The first information alleged that the accused local
benefit referred to in subparagraphs (b) and (c); or officials falsified the Requests for Quotation and
offering or giving to the public officer the employment Abstract of Proposal of Canvass, making it appear
mentioned in subparagraph (d); or urging the divulging or that Cuad Lumber and Hinundayan Lumber
untimely release of the confidential information referred submitted quotations when they did not do so; while
to in subparagraph (k) of this section shall, together with the second information alleged that the municipal
officers gave unwarranted advantage to the De In the present case, when petitioners transferred Mayor
Jesus, Jr., by awarding to him the supply of coco Adalim from the provincial jail and detained him at
lumber worth Php 16,767.00. petitioner Ambil, Jr.'s residence, they accorded such
privilege to Adalim, not in his official capacity as a
The Sandiganbayan rendered judgment, convicting mayor, but as a detainee charged with murder. Thus, for
the accused local officials of the crimes charged. purposes of applying the provisions of Section 3 (e), R.A.
No. 3019, Adalim was a private party. [Ambil, Jr. vs
On appeal, the local officials contended that Sandiganbayan and People, G.R. no. 175457, 06 July
Sandiganbayan erred in finding the accused local 2011]
officials guilty of the two crimes charged when these
referred to only one transaction. Is their contention
correct? Q: Velasco and Dellova filed a complaint with the
Office of the Ombudsman charging Casing with
A: No. The accused municipal mayor, vice-mayor, and violation of RA No. 3019. The Ombudsman found
treasurer point out that, since the two charges involved probable cause against the petitioner for violation of
only one transaction, the Sandiganbayan made a Section 3 (b), R.A. No. 3019, stating that he indirectly
mistake in finding them guilty of both. But, as the demanded and received a share from the salary of
Sandiganbayan and the prosecution point out, Section 3 complainants, as a consideration for having
of R.A. 3019 expressly allows the filing of the two successfully employed the latter; that he had
charges based on one transaction. Section 3 provides capacity to intervene through the exercise of his
that the crimes described in it are "in addition to acts or recommendatory powers for the hiring or
omissions of public officials already penalized by existing employment of the respondents.
laws." [De Jesus, Sr. vs Sandiganbayan, G.R. No.
182539-40, 23 Feb.2011] Casing challenged the Ombudsman finding of
probable cause, alleging that violation of Sec. 3(b) of
R.A. No. 3019 should be proved by clear and
Q: Petitioner Apelado, Provincial Warden of Eastern convincing evidence.
Samar, was charged before the Sandiganbayan of
violation of Section 3(e) of RA 3019, due to the Is Casing correct?
alleged transfer of then Mayor Francisco Adalim, an
accused in a criminal case, from the provincial jail to A: No. We have consistently held that so long as
the residence of Governor Ruperto Ambil for a substantial evidence supports the Ombudsman's ruling,
period of Eighty-Five (85) days, more or less which his decision should stand. In a criminal proceeding
act was done without any court order. before the Ombudsman, the Ombudsman merely
determines whether probable cause exists, i.e., whether
Apelado contended that Section 2 (b) of R.A. No. there is a sufficient ground to engender a well-founded
3019 defines a "public officer" to include elective belief that a crime has been committed and that the
and appointive officials and employees, permanent respondent is probably guilty thereof.
or temporary, whether in the classified or
unclassified or exemption service receiving In the present case, the Ombudsman's finding of
compensation, even nominal from the government. probable cause for violation of Section 3 (b) of R.A. No.
3019 against the petitioner is supported by substantial
Evidently, Adalim, as Mayor, is a public officer. evidence. First, the petitioner himself recommended the
However, considering that Section 3 (e) of R.A. No. non-renewal of the complainants' contractual
3019 punishes the giving by a public officer of employment; and second, the petitioner is the head of
unwarranted benefits to a private party, does the fact the Task Force where the complainants were previously
that Mayor Adalim, a public officer, was the recipient employed. [Casing vs Hon. Ombudsman, G.R. No.
of such benefits take petitioners' case beyond the 192334, 13 June 2012]
ambit of said law?

A: In drafting the Anti-Graft Law, the lawmakers opted to Q: What are the prohibited acts for private
use "private party" rather than "private person" to individuals as defined under R.A. 3019?
describe the recipient of the unwarranted benefits,
advantage or preference for a reason. The term "party" A:
is a technical word having a precise meaning in legal (1) To capitalize or exploit or take advantage of
parlance as distinguished from "person" which, in family or close personal relation by directly or
general usage, refers to a human being. Thus, a private indirectly requesting or receiving any present,
person simply pertains to one who is not a public officer. gift or material or pecuniary advantage from any
While a private party is more comprehensive in scope to other person having some business, transaction,
mean either a private person or a public officer acting in application, request or contract with the
a private capacity to protect his personal interest. government, in which such public official has to
intervene.
Q: What are prohibited acts for Members of
“Family relation” shall include: Congress as defined under R.A. 3019?
 Spouse; or
 relatives by consanguinity or affinity in A:
the third civil degree. (1) It shall be unlawful for any Member of the
Congress during the term for which he has been
"Close personal relation" shall include close elected, to acquire or receive any personal
personal friendship, social and fraternal pecuniary interest in any specific business
connections, and professional employment all enterprise which will be directly and particularly
giving rise to intimacy which assures free access favored or benefited by any law or resolution
to such public officer. [Sec. 4(a), R.A. No. 3019] authored by him previously approved or adopted
by the Congress during the same term.
(2) To induce or cause any public official to commit
any of the offenses defined in Section 3 of R.A. (2) It shall likewise be unlawful for such member of
3019. [Sec. 4(b), R.A. No. 3019] Congress who, having such interest prior to the
approval of such law or resolution authored or
Penalty: Imprisonment for not less than one year nor recommended by him, continues for thirty days
more than ten years, perpetual disqualification from after such approval to retain such interest. [Sec.
public office, and confiscation or forfeiture in favor of the 6, R.A. No. 3019]
Government of any prohibited interest and unexplained
wealth. [Sec. 9, R.A. No. 3019]
Q: Offenses under R.A. 3019 are within the
Q: May a private person be held liable for offenses jurisdiction of what court?
under Sec. 3 of R.A. 3019?
A: Presently, the Sandiganbayan has jurisdiction over
A: Yes. Private persons, when acting in conspiracy with the following:
public officers, may be indicted and, if found guilty, held
liable for the pertinent offenses under Section 3 of R.A. Sec. 4. Jurisdiction. — The Sandiganbayan shall
3019, in consonance with the avowed policy of the anti- exercise exclusive original jurisdiction in all
graft law to repress certain acts of public officers and cases involving:
private persons alike constituting graft or corrupt
practices act or which may lead thereto. [People vs A. Violations of Republic Act No. 3019, as
Henry T. Go, G.R. No. 168539, 25 March 2014, En Banc amended, other known as the Anti-Graft and
Decision] Corrupt Practices Act, Republic Act No. 1379,
and Chapter II, Section 2, Title VII, Book II of the
Revised Penal Code, where one or more of the
Q: May a private person be indicted for conspiracy in accused are officials occupying the following
violation Sec. 3 of R.A. 3019, if the public officer, positions in the government, whether in a
with whom he was alleged to have conspired, has permanent, acting or interim capacity, at the time
died prior to the filing of the Information? of the commission of the offense:

A: Yes. The only thing extinguished by the death of (1) Officials of the executive branch occupying
Secretary Enrile is his criminal liability. His death did not the positions of regional director and higher,
extinguish the crime nor did it remove the basis of the otherwise classified as Grade "27" and higher,
charge of conspiracy between him and private of the Compensation and Position Classification
respondent. Stated differently, the death of Secretary Act of 1989 (Republic Act No. 6758), specifically
Enrile does not mean that there was no public officer including: xxx xxx xxx
who allegedly violated Section 3 (g) of R.A. 3019.
(2) Members of Congress and officials thereof
The requirement before a private person may be indicted classified as Grade "Grade '27'" and up under
for violation of Section 3 (g) of R.A. 3019, among others, the Compensation and Position Classification
is that such private person must be alleged to have Act of 1989;
acted in conspiracy with a public officer. The law,
however, does not require that such person must, in all (3) Members of the judiciary without prejudice to
instances, be indicted together with the public officer. If the provisions of the Constitution;
circumstances exist where the public officer may no
longer be charged in court, as in the present case where (4) Chairmen and members of Constitutional
the public officer has already died, the private person Commission, without prejudice to the provisions
may be indicted alone. [People vs Henry T. Go, G.R. No. of the Constitution; and
168539, 25 March 2014]
(5) All other national and local officials classified
as Grade "Grade '27'" and higher under the
Compensation and Position Classification Act of
1989. [Javier vs. First Division of
Sandiganbayan, G.R. No. 147026-27, 11 Sept.
2009]

Q: What if a public officer, committed unlawful acts


under R.A. 3019, but has a salary grade of below 27;
what court or courts shall exercise jurisdiction?

A: In this instance, the RTC or the MTC shall exercise


original jurisdiction depending on the imposable penalty,
the Sandiganbayan shall then may exercise appellate
jurisdiction over the judgement of the RTC in these
cases whether rendered exercise original or appellate
jurisdiction.

Q: What is period of prescription for offenses under


R.A. 3019?

A: Under the R.A. No. 10910, the prescriptive period for


violations of R.A. No. 3019 has been increased to twenty
(20) years.

Q; Discuss the preventive suspension under R.A.


3019.

A: The requirements in preventive suspension under


R.A. 3019 are: (1) that the accused should have been
afforded a preliminary investigation prior to the filling of
the information against him; (2) that the acts for which he
was charged constitute a violation of the provisions of
R.A. 3019; and (3) that there must be a valid information
or complaint.

The preliminary investigation for public officers shall be


conducted by the Ombudsman. He is acting as the
preliminary investigator in criminal cases involving public
officers leading to filing of the information if he finds
probable cause. Upon filing of the information, and after
the court determines that there is indeed probable cause
through the pre-suspension hearing, under RA 3019, the
court, depending on the salary grade of the public officer,
will now order the preventive suspension. [Socrates vs.
Sandiganbayan, G.R. Nos. 116259-60, 20 Feb. 1996]

In the case of Gonzaga vs Sandiganbayan, it was held


that preventive suspension under Section 13, R.A. 3019
as amended shall be limited to a maximum period of
ninety (90) days, from issuance thereof, and this applies
to all public officers who are validly charged under said
Act.

Should the public officer be convicted by final judgment,


he shall lose all retirement or gratuity benefits under any
law, but if he is acquitted, he shall be entitled to
reinstatement and to the salaries and benefits which he
failed to receive during suspension, unless in the
meantime administrative proceedings have been filed
against him. [Sec. 13, R.A. No. 3019]

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