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Judging Ayodhya Mukhopadhyay has, in this passage,

articulated the Sangh’s case, contrast-


ed it against the previous consensus of
independent India, and left the reader
Sanjay R Hegde in no doubt about where his personal
sympathies lie.

I
tihasa, the Sanskrit word for history, book reviewS Even as this review is being written,
is derived from a phrase that simply the slogan Ayodhya toh bas jhaanki hai,
means, “so indeed it was.” If you want The Demolition and the Verdict: Ayodhya and Kashi, Mathura baaki hai, is morphing
to know, what indeed happened through the Project to Reconfigure India by Nilanjan into the next campaign of the Hindu
Mukhopadhyay, New Delhi: Speaking Tiger, 2021;
the years of the Ayodhya campaign, to pp xvii + 317, `699 (paperback). right. The legal fracas in a court in Vara-
bring down a mosque and replace it with a nasi, seeking to alter the status quo of
temple—The Demolition and the Verdict: the Gyanvapi Masjid, bears an uncanny
Ayodhya and the Project to Reconfi gure less than a month later, on the night of 22– resemblance to the events of December
India—Nilanjan Mukhopadhyay’s book on 23 December 1949, the idol of Lord Ram 1949. Mukhopadhyay records
Ayodhya and the project to reconfigure was placed within the Babri Masjid in Ayo- By the time the state government’s instruc-
India, is a narrative explainer. The veteran dhya. It was not apparent then, to the mod- tions were relayed to Nair, more than 48
journalist Mukhopadhyay created a unique ernists in Delhi, how significant a blow to hours had passed. Meanwhile, Visharad’s
pamphlets and posters ensured that, not just
beat for himself in the 1980s when he the secular constitution had been forged by in Ayodhya, but even in the countryside and
began covering the rise of Hindu right and the medievalists in Uttar Pradesh. From neighbouring towns and cities, people became
was described by his right-leaning edi- then on, Muslim worship was excluded aware of the theory of Ramji prakat hue or
tor, as “our religious correspondent (p and a series of events took place, including Lord Ram had manifested himself. (p 96)
275).” This book draws upon Mukhopad- the demolition of the mosque on 6 Decem- Substitute the slogan Babaji mil gaye and
hyay’s decades of reporting and insight ber 1992 and the Supreme Court’s judg- the claim that a shivling was found within
into one of the most important cam- ment of 9 November 2019, which has al- the Varanasi mosque, the modus operandi
paigns that have dominated Indian poli- lowed the construction of a grand Hindu for Kashi remains the same as that for
tics over the past three decades. temple on the disputed site, and relegated Ayodhya 70 years ago. The question to
Through 274 pages of his entirely the Muslims to a larger site elsewhere. be asked is, will the state response to the
readable book, divided over eight chapters, The regression of India from a sover- fresh campaign be the same?
Mukhopadhyay deals with the und- eign, socialist, secular democratic repub- As a lawyer, I found the chapter on
erlying themes in their entire historical, lic to a de facto Hindu rashtra, via the Ram the legal maze of the various court pro-
political, and chronological perspective. Mandir campaign, is chronicled in gran- ceedings slightly lacking in legal analy-
The book covers the whole spectrum from ular detail. In addition, the reader bene- sis. I do, however, think that a certain
the transformation of Ram—the mythical fits from Mukhopadhyay’s prognosis about editing of legal nuance was entirely nec-
hero—to god, then to political icon fol- an unpromising future. Consider this essary for the lay reader’s understanding.
lowed by the silent march ahead towards passage from his last chapter, The book contains chapter-wise endnotes,
India’s future as a defacto Hindu rashtra. This early notion of nationalism was put on which guide a more determined reader to
Anyone interested the back-burner after “inclusive” or “multiple” the source material if they are so inclined.
in understanding not just the Ayodhya conun- subnationalisms (region and religion) were Thus, a reader who wants to know,
amalgamated into pan-Indian nationalism
drum, but the entire framework of emerging what indeed it was or what indeed is
by the Congress, especially with the advent of
majoritarianism in India (p 278) likely to be, will be richly rewarded by
Gandhi. The RSS, whose notion of nationalism
will find this book an invaluable resource. was based on the aforesaid framework of the reading this book.
Mukhopadhyay not only states facts in early years, used the Ram temple agitation to Like Mao’s continuous revolution, India
revive the unitarist view of national identity. It
their chronological order but also gives is seeing a continuous campaign for
was put forth that although Ram was a Hindu
readers the historical and political con- god, the demand for a temple was not merely demolitions of the old to be replaced with
text to draw conclusions about the pos- religious. The contention was that the notion the older. Mukhopadhyay ends the book
sible future. of Ram as Maryada Purushottam symbolised prophetically telling India that
the cultural or even national identity of all
The roots of the Ayodhya problem may The Ram temple may cease to occupy much
Indians irrespective of personal faith. Every
have been lost in antiquity, but the cam- Indian should, consequently, acquiesce to the mind space among people. But the new
paign to build a temple there on the site of need for a Ram temple at Ayodhya, and not mindset of Indians, framed in the course of
doing so would undermine Indian nationalism the political movement for the temple, will
a pre-existing mosque was launched with-
and be indicative of the person’s lack of patri- be tough to alter in the years to come. (p 274)
in three years of India’s independence.
otic commitment. It followed from this that any
Barely had India’s secular Constitution person not backing the demand was ranged Sanjay R Hegde (sanjayrhegde@gmail.com) is a
been signed on 26 November 1949 that against national interests. (p 247) senior advocate at the Supreme Court of India.

26 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
BOOK REVIEW

Women’s Contribution in the Rural by way of categorising women sepa-


rately in the rural production process,

Production Process especially in the general process of pro-


letarianisation among the peasantry.
The non-availability of suitable work for
women in non-agriculture, combined
Sona Mitra with higher representation of women in
hired labour relative to family labour

L
ow and declining women’s labour on the farms, not only led to less di-
Women and Work in Rural India edited by
force participation in India, despite Madhura Swaminathan, Shruti Nagbhushan and verse work for women in rural areas
improvements in fertility rates and V K Ramachandran, New Delhi: Tulika Books, 2020; but accelerate the process of proletari-
pp 380, `995.
women’s educational outcomes over al- anisation among rural women workers.
most two decades, has been a paradox for The other significant chapter in the
the Indian economy. The topic attained are rare. In such a context, the edited section by Madhura Swaminathan on
wide attention from academics, practi- volume on Women and Work in Rural “Measuring Women’s Work with Time-
tioners, policymakers, government and India comes as an important addition Use Data from Two Villages of Karna-
also other international stakeholders, to a very important yet less discussed taka” focuses on using intensive time-
which has resulted in a huge body of lit- aspect of women’s work. use methods of recording and enumera-
erature on understanding and answ- tion. The richness of the paper lies in the
ering the varied questions around wom- Examining the Complex Nature details of the time-use method used. It
en’s work and their status in the labour of Rural Women’s Work follows a data collection method with a
force. The factors range from the struc- The volume brings out the different as- 24-hour reference period twice a day at
tural inequalities faced by women work- pects of women’s labour in rural produc- 12-hour intervals for seven days with
ers that maintain their inferior status tion process and situates the issues in two–three revisits over the period, to
within the labour force—especially per- the larger context of the conceptual, capture seasonality. Such tools help in
taining to wage differentials, rigid occu- theoretical and methodological chal- identifying the crucial issues in tackling
pational patterns, ghettoised nature of lenges tackled by scholars in under- the limitations of simply conducting time-
work in low-paid, low value added sec- standing the complexities of women’s use survey based on direct responses or
tors of the economy—to non-recognition work. It comprehensively explores wom- even maintaining time diaries over shorter
of the bulk of unpaid work performed by en’s work in agriculture and allied activ- reference periods of a usual day.
women in the economy, measurement ities highlighting the important role While these are indeed resource-
and definitional issues of what consti- played by women in the sector, in rural intensive methods and cannot be condu-
tutes as women’s work. non-agricultural work, the gender gap cted over large samples even by govern-
The pandemic worsened the situation in wage rates, class and caste issues, and ment data collection efforts, but some of
for women workers. Several research rural women’s access to finance. the elements of the survey design and
and media reports have shown that The book contributes immensely to tools, such as expanding the definitions
women’s work suffered the most in the discourse on women and work in of current weekly status or current daily
terms of loss of incomes, livelihoods, two very significant strands. The first status workers could be significantly
increased burden of unpaid work and section of the book deals meticulously useful for identifying the range of activi-
lack of access to basic services. Accord- with the subject of women’s work and ties performed by women as well as
ing to the Centre for Monitoring Indian enhances the conceptualisation of the get them counted. The paper is a useful
Economy (CMIE), a figure of 21 million same by strengthening the theoretical example of combining approaches to
women exiting the labour force between and methodological foundations of define work based on both activity and
2017 and 2022 made headlines just a few defining women’s work. It places wom- time criterion which provided higher
months ago. en’s work in the core of the rural pro- estimates of worker–population ratios for
Agriculture is one of the most impor- duction process and surplus accumula- the sample surveyed.
tant sectors of women’s engagement in tion. Especially women in the rural
the rural areas. The Periodic Labour Force labour households who often get invisi- Structural and Systemic Features
Survey 2019–20 shows 60% of women bilised in the discourse where the of Rural Women’s Labour
still engaged in agriculture. Thus, the framework treats the household as a The second section includes chapters
literature on women’s work in rural areas unit of measurement, and categories that discuss the structural and systemic
has a large share of discourse on women do not identify women separately. features of the labour market that impact
in agriculture. However, women have The chapter on “Proletarianisation and women’s ability, decisions, choices, and
been consistently falling out of agricul- Women’s Work” by V K Ramachandran availability of opportunities that facilitate
ture since 2004–05. And the literature on lays out the premises and opens up a their entry as well as their retention, from
women’s non-agricultural engagements range of issues that could be explored a sectoral point of view. The collection of
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 27
BOOK REVIEW

papers focuses on a wide range of sec- the past and present forms of gender Conclusions
tors such as the ones that have been tradi- gaps. The chapter by Madhavi Jha There also are a few other interesting
tionally dominated by the presence of on “Women’s Earnings in Nineteenth- chapters on rural women’s access to
women—the rice economy, tea planta- Century Rural Bihar” adds significant credit and banking facilities, as well as
tions, and livestock rearing. It also pro- value to the volume by drawing atten- some others on women’s identity as a
vides insights on the sectoral shifts that tion to the process of invisibilisation of factor of discrimination in the labour
happened to rural women’s work in the women’s contribution to the economy in market. The diversity of chapters and the
last decade. 19th-century rural Bihar. Women were wide coverage of issues affecting rural
The chapter by Jayan Thomas clearly even ploughing—an activity that emerged women form the core strength of the
articulates the reasons behind women’s as a male-dominated one over the dec- book. One of the important ways in which
declining numbers in the labour force in ades—yet being remunerated at lower it contributes to the existing discourse is
rural areas and highlights the inverse rates than others, especially for agricul- adding to a literature on the status of
relationship between the net increase in tural activities. The paper traces the rural women’s employment and liveli-
proportion of workers and net increase process that invisibilised and devalued hood that is rarely discussed. Across all
in the category of those who “attended women’s activities in agriculture, lead- chapters, the book presents insights
to domestic duties” across states. This is ing to gender gaps in wages. The wage that clearly articulates the process of
a very important insight emerging out gaps that persist even today are dis- devaluing women’s contributions to the
of the existing government data on cussed separately in two chapters. Arin- economy in several forms, despite being
employment and unemployment that dam Das uses secondary wage data crucial for social reproduction and
focuses on an urgent need to address from the government sources as well as maintenance of labour supply. All the
and find mechanisms to reduce wom- data from the village surveys conducted chapters put together highlight the cri-
en’s unpaid household chores. This sec- between 2005 and 2012. Together, the ses that rural women currently face in
tion of the book also brings exciting ref- chapters trace the magnitude of the employment and livelihoods and the
erences of women’s work across several gender gaps in wages across India using dire need to address those. This kind of
geographies. The chapter on rice econo- the rarely used government data set wide range of discussion is a substantial
mies focuses on Andhra Pradesh, Uttar “Wage Rates in Rural India” in an inno- addition to the existing literature and
Pradesh, Karnataka, Punjab, and West vative way. In one paper, it is supp- knowledge on rural women’s labour.
Bengal, which traditionally has more lemented with the village-level survey
women in specific operations such as data to enquire on the role of wage rates Sona Mitra (sona.mitra@iwwage.org) works
transplanting, weeding and harvesting. in determining women’s labour supply with IWWAGE in LEAD at Krea University,
It clearly shows the gender disaggre- in 16 villages of India. New Delhi.
gated activities in rice cultivation where
women are rarely involved in land W EPWRF India Time Series
preparation, irrigation and application NE
of fertilisers.
(www.epwrfits.in)
The chapter by Jeta Sankrityana on Wage Rates in Rural India
“Forms of Wages in Assam-Dooars Plan-
tations—A Historical Perspective” focu- The EPW Research Foundation has added a module on Wage Rates in Rural India to
ses on the evolution of the forms of wages its online database, EPWRF India Time Series (EPWRFITS).
in the tea plantations of Assam-Dooars This module provides average daily wage rates, month-wise, in rupees, for various
agricultural and non-agricultural occupations in Rural India for 20 states starting from
region. It provides an excellent historical
July 1998 (also available, data for agricultural year July 1995–June 1996). Additionally,
overview of the development of tea it presents quarterly and annual series (calendar year, financial year and agricultural
plantations and tea trade in the region year), derived as averages of the monthly data.
and its interlinkages with the domestic The wage rates for agricultural occupations are provided for ploughing/tilling, sowing,
and global markets in determining the harvesting, winnowing, threshing, picking, horticulture, fishing (inland, coastal/deep-
wages. There are three more sections in sea), logging and wood cutting, animal husbandry, packaging (agriculture), general
the book that incorporate caste and class agricultural segment and plant protection.
issues and women’s work in non-agricul- The non-agricultural occupation segment presents wage rates for carpenters, blacksmiths,
ture. The latter has two chapters on masons, weavers, beedi makers, bamboo/cane basket weavers, handicraft workers,
plumbers, electricians, construction workers, LMV and tractor drivers, porters, loaders,
women’s work as front-line workers and
and sweeping/cleaning workers.
within the Mahatma Gandhi National
The data have been sourced from Wage Rates in Rural India, regularly published by the
Rural Employment Guarantee Act which Labour Bureau, Shimla (Ministry of Labour and Employment, Government of India).
shows the unavailability of substantial
With this addition, the EPWRFITS now has 30 modules covering both economic (real
work for women out of agriculture. and financial sectors) and social sectors.
The last and very interesting section For subscription details, visit www.epwrfits.in or e-mail us at its@epwrf.in
on women’s wages and earnings discusses
28 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
STRATEGIC AFFAIRS

The Land–Sea Conundrum Trains travelling between Ankara and


Istanbul used the Eskişehir railway station
as a night stop. The hotel’s quality of food
Connectivity and Contest and hospitality attracted Europeans as
well as other tourists. The increased
passenger traffic was a consequence of
Atul Bhardwaj the Ottoman Empire’s policy of attract-
ing foreign direct investments and the

T
The world is reorienting away he geographic reconfiguration of development of new transportation net-
from its fixation with exclusive international supply chains is works to reinvigorate its imperial reach.
underway, with the world’s long- In 1899, Turkey granted the Germans
reliance on sea lanes of
est economic corridor, linking the Asia– the right to extend the railway to Baghdad
communication, as the fulcrum of Pacific economic pole at the eastern end as well as establish and operate irrigation
international trade and politics, of Eurasia and the European pole at its projects, harbours, and various indus-
and its embrace of modern western end. The emerging Eurasian land tries along the way. A new hope was
bridges are now the biggest disrupters of generated in town. Unfortunately, the
connectivity imperatives. The
the existing maritime order and impact- prosperity and activity at Eskişehir did
emerging Eurasian land bridges ing the global power shift. not last long. First, the world war and
are now the biggest disrupter of China’s attempt to revolutionise Eurasia’s then the Greco–Turkish War of 1922,
the existing maritime order and strategic geography is not unprecedented. destroyed it.
There are a lot of similarities between The story of the rise and fall of
impacting the global power shift.
the Belt and Road Initiative (BRI) and Eskişehir is linked to the fortunes of Ger-
The maritime-continental German-led Berlin–Baghdad Railway many and the Ottoman Empire, which
disequilibrium is once again (BBR). The BBR infringed on Pax Britannica forged a partnership for the construction
determining the contours of and China’s attempt to connect Eurasia of BBR. By the late 19th century, railroads
is impacting Pax Americana. had become attractive to the great powers
conflicts and contestations
The dominant maritime power is res- as a tool to extend imperial reach and
in global politics. The new ponding to this disruption by adopting control. The Ottoman Empire was in
transcontinental linkages and strategies that are reminiscent of the decline and the race among imperial
continental value chains are manner in which Britain handled the powers to establish spheres of influence
threat to its sea power when Germany in the region intensified.
challenging the monopoly of
embarked on a Eurasian endeavour Germany was seen as a direct threat
international trade management through the construction of BBR in the first to British hegemony as it was rising fast
by Western maritime powers. decade of the 20th century. and was on the verge of surpassing Great
This article examines the question by Britain in terms of the gross domestic
peeping into history to understand if the product (GDP). Its steel production was
United States (US) will destroy or partake almost as much as that of Britain, Russia,
in its construction of the upcoming land and France combined. This was also the
bridges in Eurasia? Maritime America’s time when oil had been found in Mesopo-
involvement or isolation from the Eurasian tamia and when railroads started
project is likely to determine the con- impacting international connectivity
tours of contemporary geopolitics and and competition before World War I.
the prospects of war and peace in the The 2,500 km long BBR route from
coming decades. Istanbul (Constantinople) to Basra was
to pass through Adana, Angora, Mosul,
The Berlin Baghdad Railway Line Aleppo, Baghdad. Basra, on the Shatt-
Towards the tail end of the 19th century, al-Arab, was the last train stop because
Madame Tadia, an enterprising immigrant the British established Kuwait as a pro-
from the Austro-Hungarian Empire, esta- tectorate in 1899 and barred the German
blished Hotel Tadia near Eskişehir train plans to set up a terminus there. As
station (Yılmaz et al 2018). The Anatolian Russia did not want the railway line
Atul Bhardwaj (atul.beret@gmail.com) is a Railroads Ottoman Company completed passing through Angora, Germany shifted
fellow at Nehru Memorial Museum and the Eskişehir station in 1892, with fund- the line to pass through Konia instead
Library.
ing from the Deutsche Bank of Germany. of Angora.
10 february 25, 2023 vol lVii no 8 EPW Economic & Political Weekly
STRATEGIC AFFAIRS

Despite some Russian objections and Nonetheless, Germany tried to accom- not have seen the rise of Hitler and the
the British efforts to secure their interests modate the three powers. It returned the outbreak of World War II.
in Kuwait, the opposition against the Basra section of the railway concession
German-led BBR project was muted as the to Turkey in 1908 and recognised Russia’s Eurasia Returns
possibility of project fructifying seemed Persian sphere of influence in 1910. In The vast space from Eastern Europe to
difficult due to various factors such as February 1914, France was given northern Central and East Asia and from the
labour, funds, and technological diffi- Anatolia and Syria as spheres of influence, Baltic Sea to the Indian Ocean is now a
culties. To meet the shortage of funds while Germany retained its dominance crucial geopolitical chessboard. In this
the German company offered shares in of railways in most parts of Turkey. region, it is not only Russia and China
the railway to France and Britain. Some In June 1914, the British sanctioned that are laying the ground rules for an
British investors showed support for the complete German control over the project alternative international order but other
“internationalisation” of the project, in Basra. Germany had to stop the railway continental powers, including Germany
however, the British government opposed at Basra and recognise British monopoly and France, are also not averse to seeing
BBR mainly due to opposition by ship- in Mesopotamia, the emergence of an order that can effec-
ping magnets. The negotiations led to delays and tively curtail the American hegemony.
The alarm bells started ringing in eventual non-completion of BBR, adversely The five continental powers, China,
London after 1904 when the first section affecting the Turkish troop movements Russia, Germany, France and India are
of the Baghdad railway to be added on to during World War I and aiding British leading the revival of the modern trans-
the existing Anatolian railway system was war plans. The constant need to appease continental connectivity networks. The
completed. The BBR was no longer seen Britain, Russia and France also heightened rising aspirations of the major continental
as a highway to India. The British feared German frustration and fears of encircle- powers for strategic autonomy through
the “Germanisation of Mesopotamia” as ment. These factors became instrumen- greater involvement in managing the
a threat to its position in Egypt and its tal in making World War I deadly. channels of communications both on
business interests in the Mediterranean Had the BBR succeeded, the defeat of land and sea are giving rise to new con-
towards the Arab Gulf (Maloney 1984). the Ottoman Empire and the control of flicts rooted in geography.
The BBR offered an alternative land- Mesopotamia by Britain may have been India’s postcolonial strategy has largely
based route that would have reduced a difficult proposition. If the German been focused on ensuring that free trade
the significance of the Suez Canal in influence had reached Persian Gulf, the flows through the oceans and not across
conduct of international trade. It would history of colonialism would have been the borders. Till recently, connectivity with
have enhanced German connectivity different and probably the world would Central Asia and Eurasia was neglected.
with its colonies in East Africa and the
Far East helping it avoid the sea lines
of communication controlled by the
Royal Navy.
From 1904 onwards, Britain was acti- Review of Urban Affairs
vely involved in blocking the project by January 29, 2022
making it difficult for the Germans to
Pandemic and the City —Karen Coelho, Vinay Gidwani,
access British and French finances. Britain
Anant Maringanti, Partha Mukhopadhyay
also used its influence in Turkey to slow
down the BBR project. Recovery as Resilience: Domestic Work and Workers —Kinjal Sampat, Antara Rai Chowdhury,
in the Aftermath of COVID-19 Gautam Bhan
In 1904, the British War Office’s
assessed that the railway line Pandemic Precarity: Life, Livelihood, and Death in the Time of the Pandemic —Aseem Prakash, Hem Borker
would furnish Germany with more rapid Intensifying Urbanities in Karachi: A South Asian City —Adam Abdullah, Soha Macktoom,
means of communication with her colonies in the Time of COVID-19 Nausheen H Anwar, Noman Ahmed
in the Pacific and East Africa and with
COVID-19 and the State of Exception: Urban Mobility under the Epidemic State —Gaurav Mittal
Kiaochow, and would enable her to keep a
fleet in eastern waters, independent of the How Places Matter: Understanding Workers’ Responses to Garment Factory
Mediterranean route ... It would also place Closures during the Pandemic in Bengaluru and Srirangapatna —Swathi Shivanand, R Prathibha
her on the flank of our communications via
Suez with India. (Cohen 1978: 176) COVID-19 and the Women at Work: —Vanshika Singh, Syeda Asia, Shivangi Gupta,
An Ethnographic Account of Sanjay Colony, Bhatti Mines Lakshay Talwar, Aashna Gutgutia, Pushpa
Sensing trouble and delays, Germany
Closure of Schools and Migration of Adolescent Tribal Girls:
invited Britain for talks to resolve the A Case Study of Surat —Shilajit Sengupta
issue. Britain put the ball in Germany’s
court by suggesting that Russia and For copies write to: Circulation Manager,
France be included in BBR talks. The Economic & Political Weekly,
320–322, A to Z Industrial Estate, Ganpatrao Kadam Marg, Lower Parel, Mumbai 400 013.
Germans, fearing to be outvoted, turned email: circulation@epw.in
down the British proposal.
Economic & Political Weekly EPW february 25, 2023 vol lVii no 8 11
STRATEGIC AFFAIRS

Independent India’s strategy has been New Delhi in collaboration with Tehran and supplied Europe with cheap Russian
influenced by colonial influences and and Moscow has operationalised the natural gas. The liquefied natural gas
more importantly because of the contin- International North–South Transport (LNG) supplies from Russia to Germany
ued dominance of the global political Corridor (INSTC), a 7,200 km long multi- are considered inimical to US business
economy by maritime powers in the modal route, linking the Indian Ocean and strategic interests.
postcolonial era. and the Persian Gulf to the Caspian Sea Nord Stream pipelines represent land–
New Delhi is currently titled in favour via Iran and onwards to northern Europe sea equilibrium. This equilibrium is some-
of Indo–Pacific alliance but engaging via St Petersburg. The transportation of thing that the maritime powers will
with Russia and reaching out to Eurasia goods through INSTC takes considerably always oppose. The grand strategy of
are important elements in its strategy to less time than the traditional route via the US and other maritime powers has
balance China’s hegemony in the region. the Suez Canal and Mediterranean Sea. revolved around keeping Eurasia divided.
New trade routes are also important to Further, New Delhi is pushing the idea According to Wang Gungwu,
India as it seeks new markets to for optimum use of Chabahar Port, dur- It was really only in the 18th and 19th cen-
realise the full potential of its manufac- ing its presidency of the SCO in 2023. tury that maritime power replaced continen-
turing sector. Germany is also seeking greater stra- tal power—and not entirely either. Even the
New Delhi’s intent to overcome the tegic autonomy in conduct of its external Cold War was a contest between maritime
and continental powers. (Beng 2015: 7)
geographical constraints imposed by the policy. It is beginning to assert and explore
partition in 1947 remains a major road- alternatives that are not solely revolving Technology played a big role in the
block in restoring India’s connectivity with around the US. Many in Germany are ascendancy of maritime powers about
Central Asia. Prime Minister Narendra demanding an investigation into the alle- three centuries ago. First sail and then
Modi, referring to Pakistan’s refusal to gations made by investigative journalist steam power enhanced mobility over sea
give India transit trade access by land to Seymour Hersh regarding the US forces’ giving it an advantage over the land
Afghanistan and Central Asia, reiterated direct involvement in blowing up the Nord power in terms of mobility as well the
at the 2022 Samarkand summit of the Stream one and two natural gas pipe- cargo carrying capacity. The construc-
Shanghai Cooperation Organisation (SCO), lines, which run from Russia to Germany. tion of a shorter Suez Canal route fur-
that better regional connectivity is only The US has long opposed the Nord Stream ther accentuated that advantage.
possible if members grant each other pipelines, which are majority-owned by The introduction and spread of the rail-
“full transit rights.” the Russian state gas company, Gazprom, ways from the middle of the 19th century

Institute of Livelihood Research and Training


Research Associate
Background
The Institute of Livelihood Research and Training – ILRT (www.ilrtindia.org) is an academic institution promoted by the Basix Social Enterprise Group (Basix SEG), a new generation livelihood
promotion institution. The mandate of the ILRT is to build a scientific knowledge base on livelihoods and disseminate the same to livelihood practitioners for enhancing their understanding
and implementation capabilities, which in turn will contribute to promote large number of livelihoods.
In pursuit of its mandate ILRT focuses on thematic research, livelihood mapping, value chain analysis, baseline & impact assessment studies, process and case study documentation of
livelihood innovations. Furthermore, under the knowledge dissemination domain, it develops curriculum including e-Learning courses and offer open national and international training program,
customized training program and learning by digital means. ILRT also engage in action research and policy advocacy on innovative model of livelihood promotion.
The position of Research Associate is required for the Dean’s Office based at Bhopal. The position reports to the Assistant Dean/Dean. This is a full-time position with a probation period of six
months to one year.
Job description:
The incumbent shall manage the core activities of Knowledge Building and Dissemination with specific responsibilities for the following:
Engage and assist in research, publications, trainings, and consulting activities of the Institute.
Documentation of ILRT activities related to Action Research, Training, Studies, Meetings.
Provide Field based support and documentation of field-based activities.
Engage in organizing workshops, seminars, conferences, webinars.
Writing research papers, case studies and other publications.
Develop institutional linkages with other institution engaged in livelihood promotion and research.
Assist in proposal/EOI formulation.
Educational Qualification:
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• Specific knowledge, understanding and experience of research on livelihood promotion, agriculture sector especially value chain analysis, issues of smallholder farmers, tribal and other
weaker sections, natural resource and climate change.
• Proven record of publication of papers, case studies in referred national and international Journals.
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12 february 25, 2023 vol lVii no 8 EPW Economic & Political Weekly
STRATEGIC AFFAIRS

and the prospects of Eurasia becoming reunite Eurasia through modern rail militarily—in the long run in order to
an undivided landmass raised hackles networks is a major cause of concern for weaken China, its peer competitor, and
among maritime strategists. It is at this sea powers. Despite the unprecedented prevent continental powers from deter-
stage that Halford Mackinder (1861– growth in overland rail routes over the mining the pace of Eurasian connectivity.
1947) came on the scene in 1904 to past decade, shipping is likely to remain Unlike Britain of the 20th century,
inform the dangers posed by as the mainstay of international trade for the US is not likely to destroy land
that vast area of Euro-Asia which is inacces- many more years. Earlier in March 2021, bridges across Eurasia, but will attempt to
sible to ships, but in antiquity lay open to the a 400-metre-long container ship ran establish its hegemony over the new
horse-riding nomads, and is today about to aground and halted transit in both direc- links and means of communication that
be covered with a network of railways. tions on the Suez Canal, one of the world’s are going to support the fourth industrial
(Brands 2021)
major seaborne trade chokepoints. Many revolution. The US is obsessed with
Mackinder suggested that the geo- of the consignments requiring time- power—whether that power flows from
political struggle was one between insular critical delivery and price sensitivity, land or sea control may not be of much
sea powers and continental land powers. were shifted to rails on the New Silk concern to its strategists. The develop-
The British geographer was particularly Road routes. ment of land routes is a necessity to
concerned about the Russo–German Despite the growing significance of bring landlocked countries into the
coalition and its impact on sea power. rail freight, it is estimated that it may global supply chains. The shifting of
Mackinder’s concern was less about take more than a decade of development some portion of international trade away
fighting battles at sea and more about and international cooperation to make from the oceans is likely to reduce ine-
controlling events on land, keeping it Silk Road consignments as smooth as qualities between coastal towns and
divided. In 1904, Mackinder warned maritime shipments. Will the land–sea landlocked areas of the world.
that if the World Island should be unified
equilibrium remain titled in favour of The world is beginning to orient away
under one command it would constitute a maritime powers? from its fixation with exclusive reliance
base for sea power so large that Great Britain The twin factors that are likely to on sea lanes of communication, as the
and the other existing insular sea power support the restoration of equilibrium fulcrum of international trade and poli-
bases would be unable to compete with it.
are as follows: First, after the US, there tics, and its embrace of modern connec-
(Hall 1955: 115)
is no maritime power big enough to take tivity imperatives. Connectivity and
Ever since, keeping the continental control of the command of the seas. contestations are increasingly determin-
powers away from acquiring primacy in China, predominantly a continental power, ing strategic and geopolitical choices.
global affairs has been the mainstay of is currently the only one capable of lead- History may not repeat but it often
the grand strategy employed by sea ing the international order. Second, the rhymes. The maritime-continental dise-
powers—Britain and the US. land-based transportation technologies quilibrium is once again determining the
The British strategy against BBR are likely to outpace the new tones being contours of conflicts and contestations
ensured that Germany and Russia were developed in the marine sector. For in global politics. The new transconti-
kept apart. Britain built alliances with example, Hyperloop is one such technol- nental linkages and continental value
Russia in order to keep the two away. ogy which is most suitable for online chains are challenging the monopoly
During the Cold War, the US employed a markets that seek faster transportation of international trade management by
“slow split” strategy to create a wedge means to reach out to their customers. Western maritime powers.
between China and the Soviet Union. Moreover, the need to decarbonise
This time, the threat of communism transport through greater use of high- References
suddenly disappeared and the US whole- speed electric trains is making the rail- Beng, Ooi Kee (2015): “The Eurasian Core and
Edges,” Dialogues with Wang Gungwu on the
heartedly embraced China to keep it roads more attractive than sea-based History of the World, Institute of South East
separated from communist USSR. transportation. But the maritime powers Asian Studies, Singapore.
Brands, Hal (2021): “The Eurasian Century, Part I:
are not likely to hand over power with- What Mackinder Knew,” Engelsberg Ideas,
In Conclusion out resistance. 6 December, viewed on 21 December 2022,
https://engelsbergideas.com/essays/the-eura-
China’s look west policy bears a stark We are already witnessing that the US sian-century-part-i-what-mackinder-knew/.
resemblance to Germany’s eastern equi- response to 21st-century Eurasian con- Cohen, Stuart (1978): “Mesopotamia in British
valents. China is aspiring for a strong nectivity is not very different from the Strategy, 1903–14,” International Journal of
Middle East Studies, April, Vol 9, No 2, pp 171–81.
footprint both on land as well at sea. strategy employed by Britain against Hall, Arthur R (1955): “Mackinder and the Course of
One of China’s main motivations in pur- BBR. The US is building alliances against Events,” Annals of the Association of American
Geographers, June, Vol0 45, No 2, pp 109–26.
suing the BRI is similar to Germany’s China in the Indo–Pacific. Its policies are Maloney, Arthur P (1984): “Berlin-Baghdad Railway
BBR—to circumvent its inferiority along certainly not conducive to the establish- as a Cause of World War I,” Center for Naval
Analysis, January, professional paper 401.
the maritime domain. The overland trade ment of peace on Ukraine–Russia borders. Yılmaz, Aysel, Duygu Yetgin and Nazmi Koza (2018):
routes posed a challenge to the predomi- Washington is also increasing its “A Hotel in Anatolia in the Last Period of the
Ottoman Empire: Hotel Tadia (1892–1922),”
nant maritime powers in the 20th century. involvement in Central Asia. It intends Tourism Management Perspectives, Vol 26,
Once again, the 21st century attempts to to undermine Russia—economically and April, pp 118–25.

Economic & Political Weekly EPW february 25, 2023 vol lVii no 8 13
COMMENTARY

Election Commission. This article seeks


Making Election Manifestos to test the validity of the second assump-
tion by gauging the Election Commis-
Legally Binding sion’s approach and performance when
it comes to dealing with the election
A Wild Goose Chase manifestos under the present legal and
policy framework. Testing this assump-
tion is crucial because even if the elec-
Gokul Krishnan, Jehosh Paul, Revati Pillai, Saurabh Raj tion manifestos are made into a legally
binding document, its implementation

O
An increasing number of lawyers n 30 December 1948, during the would be incumbent upon the Election
and parliamentarians have Constituent Assembly debates, Commission’s will and competency in
Mahavir Tyagi argued that carrying out the enforcement.
been mooting to make election
in a democracy … the administration shall
manifestos a legally binding be run on the lines of the manifesto which Existing Law and Policy
document by holding the political has been approved by the general elector- Framework
ate. (Lok Sabha 1948) In 2013, the Supreme Court in the case
parties accountable for their
Seven decades later, there seems to be a of S Subramanian Balaji v Government of
manifesto promises in order
vigorous pursuit by some lawyers and Tamil Nadu5 despite adhering to the est-
to strengthen democracy. parliamentarians to make his vision ablished line of precedents which held
This article argues that even if come true. On the one hand, members of that the manifesto promises were not
the election manifestos are made Parliament (MPs), including Manoj Kumar legally enforceable, went a step further
Jha and Priyanka Chaturvedi from the and opined that an exception had to be
into a legally binding document,
Rajya Sabha, urged the union govern- made in this case because the purpose of
its implementation would ment to make manifestos legally en- the election manifesto was directly asso-
remain incumbent upon the forceable during the zero hour in April ciated with the election process. It, there-
Election Commission’s will and 2022 (Deccan Herald 2022). While on the fore, directed the Election Commission
other hand, there has been a mounting to frame guidelines on the election man-
competency to enforce it.
number of cases that seek the Supreme ifesto after consulting with all the recog-
Court’s intervention in making the man- nised political parties.
ifestos legally enforceable. Over the past In compliance with this direction, the
decade, the courts in several landmark Election Commission (2019) exercised its
cases like Jagdish Prasad Saini v State of power under Article 324 of the Constitu-
Election Commission of Rajasthan,1 Mith- tion to promulgate the following guide-
ilesh Kumar Pandey v Election Commis- line, among others:
sion of India,2 V P Ammavasai v Chief In the Election Manifestos, the “political parties
Election Commissioner,3 and Khurshi- should avoid making those promises which
durehman S Rehman v State of Uttar are likely to vitiate the purity of the election
Pradesh,4 have been approached to make process or exert undue influence on the voters
in exercising their franchise.”
the manifesto promises legally enforce-
able. However, the constitutional courts Further, the Election Commission di-
have reiterated that the election mani- rected (i) all political parties to submit a
festos cannot be considered a legally copy of their election manifestos within
The authors would like to convey their
gratitude to Narayana A and Anshuman
binding document. three days of its release, for the Election
Singh at the Azim Premji University, and These interventions by the parliamen- Commission’s record; (ii) all political
the anonymous reviewer for their insightful tarians and the lawyers are based upon parties to submit a declaration stating
comments and suggestions on the earlier two core assumptions: first, the election that their programme/policies and
version of this article.
manifestos can be an asset for strength- promises made in their election mani-
Gokul Krishnan (gokul.krishnan21_llm@apu. ening democracy by holding the ruling festo are in consonance with Part VIII of
edu.in), Jehosh Paul (jehosh.paul21_llm@apu. party accountable for its programmatic the Model Code of Conduct (MCC); and
edu.in) and Revati Pillai (revati.pillai21_llm@
promises; second, the Election Commis- (iii) all the chief electoral officers to ob-
apu.edu.in) hold an LLM (Law and
Development) from the Azim Premji sion also shares their vision on manifes- tain three copies of the election manifes-
University, Bengaluru. Saurabh Raj (saurabh. tos as a tool for strengthening democra- tos and the declaration, from the politi-
raj21_mpg@apu.edu.in) is an MA (Public Policy cy, because the enforcement of the man- cal parties/candidates within three days
and Governance) candidate at the Azim Premji ifesto as a legally binding document ul- of its release, analyse the election mani-
University, Bengaluru.
timately has to be carried out by the festos (in light of ECI’s guidelines on
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 23
COMMENTARY

manifestos), and record their comments contesting in the legislative assembly specify the name of the parties and the
(ECI 2019). election in 22 states.6 Arguably as an reasons for finding their manifestos in
anomaly, the Election Commission re- violation of Part VIII of the MCC or any
Analysis of the RTI Replies ceived election manifestos in Mizoram, other Election Commission-mandated
Based on the existing law and policy Rajasthan, Telangana, and Uttar Pradesh guidelines?
framework, we filed right to information legislative assembly election.7 The replies by the respective office of
(RTI) queries with the Election Commis- In stark contrast to the handful num- the chief electoral officer can be ana-
sion to ascertain the status of its compli- ber of manifestos received by the Elec- lysed as following: with respect to the
ance with the above-mentioned guide- tion Commission during the legislative first query, only the chief electoral officer
lines and directions in the 2019 Lok Sab- assembly elections, the Election Com- of Sikkim answered in the affirmative
ha election as well as the legislative as- mission received election manifestos of when it came to the legislative assembly
sembly elections across 28 states that 15 political parties during the Lok Sabha election held across 28 states between
were held between 2017 and 2021. election (2019).8 2017 and 2021. The chief electoral officer
Upon receipt of our RTI queries, the With respect to the second and the also provided the timeline of the receipt
Election Commission under Section 6(3) third query, not only did these queries and analysis of the election manifestos,
of the RTI Act transferred the parts of fall flat in cases where the Election Com- and further stated that none of the man-
the RTI queries that it deemed the office mission had not received the election ifestos had violated Part VIII of the MCC
of the respective state chief electoral of- manifestos, but even when the Election or any other Election Commission-man-
ficer would be the competent authority Commission had received election mani- dated guidelines.
to provide the answers. festos in four of the legislative assembly Further, only the chief electoral officer
The following queries were answered elections and the 2019 Lok Sabha elec- of Delhi answered in the affirmative
by the Election Commission: tion, the Election Commission had no when it came to the 2019 Lok Sabha elec-
(i) Which political parties have submitted information available when it came to tion. The chief electoral officer stated that
their manifestos to the Election Com- the actions/measures taken by it against the timeline of the receipt was that with-
mission during the elections in compli- political parties whose election manifes- in three days of release of manifestos,
ance with the manual on MCC (for the tos were in violation of Part VIII of the these had to be sent to the election office.
guidance of political parties and candi- MCC or other Election Commission-man- Further, upon analysis of the manifestos,
dates) and other related guidelines is- dated guidelines, and if there were any it was found that the Indian National
sued by the Election Commission? promises in the election manifestos that Congress had not sent their declaration
(ii) What actions/measures were taken vitiated the purity of the election pro- and the release date of the manifesto
against the party/parties whose mani- cess or exerted undue influence on the was not mentioned. The chief electoral of-
festo/manifestos were found to be in vi- voters in violation of the Part VIII of the ficer then requested them to furnish the
olation of Part VIII of the MCC and other MCC or any other Election Commission- same and the Delhi Pradesh Congress
related guidelines issued by the Election mandated guidelines. Committee (DPCC) sent the declaration.
Commission? Moving on to the RTI replies by the Apart from the above-mentioned re-
(iii) Were there any manifesto promises chief electoral officer of the respective plies, there were no concrete answers
that vitiated the purity of the election states, the following queries were an- from the chief electoral officers of the
process or exerted undue influence on swered by them: respective states.
the voters in exercising their franchise (i) Did the chief electoral officer analyse With respect to the 2019 Lok Sabha
as per Part VIII of the MCC? the election manifestos submitted by the elections, two replies stated that there
The replies by the Election Commis- political parties in the elections as per was no record,9 three replies stated that
sion can be analysed as following: the manual on MCC (for the guidance of manifestos had not been received,10
With respect to the first query, the re- political parties and candidates) and three replies stated that the information
plies by the Election Commission could other related guidelines issued by the was not available,11 one reply stated
be interpreted as that the submission of Election Commission? nil,12 one reply did not answer the ques-
the manifestos by the political parties as (a) If yes, what was the timeline of the tion,13 two replies declined to answer,14
per the relevant guidelines was not a receipt and analysis of the election man- one reply stated that the manifestos were
rule but an exception. In other words, ifestos submitted by the political parties sent to the Election Commission for neces-
the RTI replies shed light on the fact that in the elections as per the manual on MCC sary action,15 and one reply stated there
there was a large-scale violation of the (for the guidance of political parties and was no compliance because the manifes-
relevant guidelines dealing with the candidates) and other related guidelines tos were submitted after the elections
manifestos. As per the RTI replies, in the issued by the Election Commission? were conducted.16
legislative assembly election held across (b) Did the chief electoral officer find With respect to the legislative assembly
29 states between 2017 and 2021, “no the manifesto of any party in violation of elections between 2017 and 2021, one re-
Election Manifesto has been received in Part VIII of the MCC or any other Election ply stated that there was no record,17
the EC” from any of the political parties Commission-mandated guideline? Please two replies stated that manifestos had
24 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
COMMENTARY

not been received,18 two replies stated initiatives that would entail civil society legislative assembly election (2020), the RTI
application was transferred to the respective
that the information was not available,19 organisations acting as a watchdog for
chief electoral officer.
two reply stated nil,20 one reply did not tracking the implementation of the man- 8 The political parties that submitted their elec-
answer the question directly,21 two replies ifesto promises and building pressure on tion manifestos during the Lok Sabha elections
(2019) are: Aam Aadmi Party, Indian National
declined to answer,22 and one reply out- the ruling political party to implement its
Congress, Bharatiya Janata Party, Sikkim Kranti-
rightly stated there was no compliance.23 manifesto promises. To take a leaf from kari Morcha, Spaks Party, Ambedkarite Party of
Not only had the Election Commis- the past, when it seemed like the then India, Bharatiya Rashtriya Morcha, Haakim
Apna Party, Sarvodaya Bharat Party, Dravida
sion’s directions requested the political ruling government was not serious about Munnetra Kazhagam, All India Forward Bloc,
parties to submit their election manifes- adhering to its Lok Sabha election mani- Justice Party, and Uttar Pradesh Republican
tos within three days of its release, but festo promise of introducing the employ- Party.
9 Chief electoral officer of Jharkhand and Nagaland.
also vested the chief electoral officer ment guarantee act, the public campaign 10 Chief electoral officer of Chandigarh, Gujarat,
with a duty “to obtain” the manifestos by civil society activists played a significant Jammu and Kashmir.
and analyse them vis-à-vis the guide- role in ensuring that the National Rural 11 Chief electoral officer of Karnataka, Madhya
Pradesh, and Uttarakhand.
lines on manifestos issued by the Elec- Employment Guarantee Act, 2005 was
12 Chief electoral officer of Chhattisgarh.
tion Commission. However, apart from a passed by Parliament (Hasan 2018). 13 Chief electoral officer of Odisha.
handful of instances, the Election Com- The policy paper titled “Manifestos as 14 Chief electoral officer of Punjab and Puducherry.
mission’s directions on obtaining and a Tool for Accountability: A Content Ana- 15 Chief electoral officer of Tamil Nadu.
16 Chief electoral officer of Haryana,
analysing the election manifestos were lysis of the 2004–19 UPA and NDA Poll
17 Chief electoral officer of Jharkhand.
not complied with by the Election Com- Manifestos” also broadly supports our 18 Chief electoral officer of Gujarat and Tamil Nadu.
mission itself. The evidence gained suggestion as it remarks that “a step in 19 Chief electoral officer of Karnataka and Maha-
through the RTI replies point that the the right direction are certain initia- rashtra.
20 Chief electoral officer of Chhattisgarh and
Election Commission does not take elec- tives by entities such as the Associa- Meghalaya.
tion manifestos seriously, let alone view- tion of Democratic Reforms (ADR) to 21 Chief electoral officer of Odisha.
ing it as a device for strengthening de- monitor elections” (ORF 2022). 22 Chief electoral officer of Andhra Pradesh and Goa.
mocracy. Therefore, the truth value of K G Kannabiran, although in a differ- 23 Chief electoral officer of Uttar Pradesh.

the second assumption that we set out to ent context, had remarked that the “his-
test in this article is “false.” tory of free India has been that they References
never try to resolve any political issue Deccan Herald (2022): “Rajya Sabha Urges Govern-
ment to Make Election Manifesto Legally En-
Making Manifestos Legally Binding politically” (YouTube 2013). It is perti- forceable,” https://www.deccanherald.com/
While the reasons for the Election Com- nent even in this case because, arguably, national/rajya-sabha-urges-government-to-
make-election-manifesto-legally-enforcea-
mission’s non-compliance with its own holding the ruling political party acc-
ble-1097879.html.
directions are open to interpretations, ountable for their manifesto promises is ECI (2019): “Manual on Model Code of Conduct,”
any endeavour to make the election a political issue and it has to be resolved https://eci.gov.in/files/file/9375-manual-on-
model-code-of-conduct/.
manifesto a legally binding document is through political intervention by the
Hasan, Zoya (2018): Agitation to Legislation: Nego-
most likely to not yield any tangible out- civil society for an optimal solution. tiating Equity and Justice in India, New Delhi:
come because of the Election Commis- Oxford University Press.
sion’s lackadaisical attitude towards the Notes Lok Sabha (1948): “Constituent Assembly Debates
(Proceedings) Volume VII,” http://loksabhaph.
election manifestos. 1 D B civil public interest litigation No 7060/2019.
nic.in/writereaddata/cadebatefiles/
2 2014 (4) RCR (civil) 526.
One might argue that the Election C30121948.html.
3 W P (MD) No 7708 of 2019.
Commission has failed to act on the di- ORF (2022): “Manifestos as a Tool for Accountabil-
4 MANU/UP/0646/2022.
ity: A Content Analysis of the 2004-2019 UPA
rections because they are merely guide- 5 (2013) 9 SCC 659. and NDA Poll Manifestos,” https://www.orfon-
lines and not strict statutory laws; there- 6 As per the RTI replies, the Election Commis- line.org/research/manifestos-as-a-tool-for-ac-
sion did not receive manifestos in the following
fore, passing a legislation would be an countability/#_edn6.
legislative assembly elections: Andhra Pradesh
(2019), Arunachal Pradesh (2019), Assam YouTube (2013): “Deepa Dhanraj, the Advocate—
optimal solution. However, we would still K G Kannabiran Part 1,” https://www.youtube.
(2021), Chhattisgarh (2018), Goa (2017), Gujarat
argue that it is not that the Election Com- (2017), Haryana (2019), Jharkhand (2019), Kar- com/watch?v= haGd9ICmD8w.
mission has failed to comply with the nataka (2018), Kerala (2021), Madhya Pradesh
(2018), Maharashtra (2019), Manipur (2017),
Supreme Court’s guidelines, it is a case Meghalaya (2018), Mizoram (2018), Nagaland
of the Election Commission disregard- (2018), Odisha (2019), Sikkim (2019), Tamil
Nadu (2021), Tripura (2019), Uttarakhand (2017),
ing its own guidelines on scrutinising West Bengal (2021).
the election manifestos. One can only 7 The Election Commission received election mani- available at
festos by the following political parties in the fol-
infer here that the Election Commission lowing state legislative assembly elections: Mizo Gyan Deep
has been either unwilling or incapable National Front–Mizoram (2018), Bhartiya Bahu- Near Firayalal Chowk,
jan Kranti Dal and Rashtra Vahini Party–
in complying with its own guidelines. Rajasthan (2018), Anarakshit Samaj Party–Telan- Ranchi 834 001,
Instead of seeking to make the elec- gana (2018), Samajwadi Party—Uttar Pradesh Jharkhand
(2017). With respect to the Himachal Pradesh
tion manifestos a legally binding docu- legislative assembly election (2017), the Punjab Ph: 09470564686
ment, one might consider undertaking legislative assembly election (2017), and Bihar

Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 25
COMMENTARY

However, doubts were raised about its


Does EWS Reservation Redraft legal validity and the attempt was seen
as a political ploy to impress the social
the Principles of Social Justice? elite constituencies. Surprisingly, the
Supreme Court endorsed the amendment
by suggesting that reservation for the
Harish S Wankhede poor sections does not harm the basic
structure of the Constitution. Though

A
The reservation for the s the third decade of the post- the EWS reservation received wider po-
economically weaker section has liberalisation policies in India litical support and now legal sanction
begins, we witness that the bold too, the judiciary is under scrutiny for
received wider political support,
hopes of India’s rapid economic growth ignoring the historical context and con-
and now with the Supreme and prosperity have come under severe stitutional principles under which the
Court’s pronouncement in its doubts. The liberalised market has visi- prospect of the social justice policy is
favour has made it infallible. bly introduced a niche class and an up- constituted. Interestingly in the Court’s
ward mobile professional elite in India. 3:2 bench decision, the two judges in op-
However, the judiciary is under
However, a vast majority of the popula- position have raised pertinent questions
scrutiny for ignoring the historical tion, especially a large section among supplementing the ethical aspect of the
context and constitutional the Dalit–Bahujan–Adivasi masses, still reservation policy. It appears that the
principles under which the survive in precarious socio-economic sole criterion of economic backwardness
conditions. Poverty, growing inflation, would not supplement the constitutional
prospect of social justice policy is
lack of employment opportunities and principles and will defeat the basic pur-
constituted. Interestingly in the the recent crises and tragedies, like the pose of the reservation policy.
Court’s 3:2 bench decision, the demonetisation and COVID-19 pandem-
ic, have burdened the lives of the com- The Social Justice Directives
two judges in opposition have
mon people exponentially, making them There are three major guidelines and
raised pertinent questions on
more vulnerable and depressed. It is ob- historical background that led to the
the ethical aspect of the vious to argue that along with the social- drafting of the reservation policy in India.
reservation policy. It appears ly marginalised communities, the grow- First, it acknowledges that the social his-
that the sole criterion of economic ing economic depravity must have en- tory of caste relationships in India has
gulfed the social elites too, making them allowed exclusive privileges to the social
backwardness would not
a part of the poor mass. elites whereas the lower strata remained
supplement the constitutional As a response to this growing economic perpetually burdened under precarious
principles and will defeat crises, the Bharatiya Janata Party led social and class conditions. The untouch-
the basic purpose of the current regime at the centre has become able castes suffered the worst kind of reli-
more welfarist in the last few years. It giously ordained social practices that
reservation policy.
has announced multiple policies for the forced them into surviving under subhu-
poor, including the extension of the res- man conditions. Under the Hindu social
ervation policy for the economically and customarily laws, they were disal-
weaker section (EWS). It acknowledges lowed even the access of basic human
that a significant section among the so- entitlements (like access to portable wa-
cial elites survives in wretched poor con- ter) and has remained excluded from
ditions and hoped that such institutional every civic engagement (access to edu-
support may bring some solace to the cation). It was a moral duty of the post-
upper-caste downtrodden. The govern- colonial state to challenge such oppressive
ment jobs and admission in the institu- social system and build the new nation
tions of higher education have still re- on the modern values of inclusion, justice
mained crucial symbols of middle-class and equality. In the new nation, multiple
status and the lower classes look upon constitutional safeguards, policies of af-
these sectors with aspirational values. firmative actions and reservation were
The government’s announcement to announced in order to invite the worst-
implement the 103rd amendment of the off social groups to become integral part
Constitution, providing 10% reservation of the nation-building exercise. The res-
Harish S Wankhede (enarish@gmail.com) for the EWS has been seen as a major tool ervation policy thus endorses the ethical
teaches at the Centre for Political Studies, to appropriate the aspirations of the duty of the state that invites and engages
Jawaharlal Nehru University, New Delhi.
poorer groups among the upper castes. the socially deprived communities to
20 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
COMMENTARY

become part of the mainstream civic required constitutional and democratic overcome by state-led remedies (like free
and political life. deliberations. Interestingly, till the recent education, health facilities, affirmative
Second, the nation builders acknowl- times, there is negligible public pressure, actions, etc) or philanthropic activities
edged that the institutions of the state social movements or popular political by the big corporates (financial aid, hous-
shall not be dominated by particular caste claims demanding reservations for the ing facilities, legal protections, etc). Im-
combinations (the upper castes), instead upper caste poor. The government has portantly, though the upper caste poor
the Constitution directs that the public crafted and implemented this policy not can surely claim affirmative actions by
institutions shall represent the social only to cater and impress the upper caste the state to reduce their vulnerabilities,
pluralities in its workforce, making the constituencies, but it has deeper inten- they hardly fulfil the basic requirements
institutions inclusive and responsible to- tions that is to undermine the foundational to become the part of reservation policy.
wards the vulnerable communities. The principles of social justice policies. Its ar- Extending the reservation for the EWS
reservation policy thus mandated to de- rival has disturbed the conventional po- makes the policy look like a programme
mocratise the bureaucratic apparatus by litical guidelines and constitutional prin- for poverty alleviation (which it is not)
welcoming the Dalit and Adivasi candi- ciples that have crafted the social justice and will now be open for numerous other
dates (extended later on to the Other agenda and policy framework in the past. interpretations and claims.
Backward Classes/Castes [OBCs] in 1989) In comparison with the lower caste
making the modern institutions of the groups, the general (upper caste) poor The New Challenges
state more representative and heteroge- are not challenged because of historic The EWS decision alerted that the foun-
neous. Though, the structures of power disadvantages, or face discriminatory prej- dational characteristics of the social jus-
remained dominated by the presence of udices in everyday civic relations or are tice agenda or the principles applied to
the social elites, the representation of affected by the perpetual neglect of the draft the reservation policy will undergo
socially deprived communities in the state. There are no empirical evidences a dramatic change. Importantly, there is
corridors of power has helped in creating that would demonstrate that being an a growing fear that the decision will
a robust Dalit–Bahujan middle-class, upper caste poor, the candidate has faced have an immediate impact in examining
and empowered them as crucial civil so- discrimination and exclusion in the job the criterion and conditions under which
ciety and political actors. market, especially in the state institutions. the reservation for the Scheduled Castes
Third, during the formation of reser- Instead, such spaces are overwhelmingly (SCs) and Scheduled Tribes (STs) are
vation policy for the OBCs (especially dominated by the social elites. The claim granted by the Constitution. Among the
during the deliberation on the Mandal that they equally face structural discrim- critics of reservation policy, often it is
Commission report), the state empirical- ination and exclusion (like the Dalit– highlighted that a dominant and well-
ly substantiated that the backward caste Bahujan counterparts) has little merit. off section within the Dalits (in the case
identity shall be based upon the multiple Instead, the poverty-ridden upper-caste of Maharashtra, the Mahars) has been
criterions of deprivation that includes households are accidental and can be appropriating the reservation for the SCs
the lower-caste identity, economic and
educational backwardness. The Supreme
Court in the Indra Sawhney judgment EPW E-books
(1992) has overtly notified that the caste
and class inequalities are overlapped Select EPW books are now available as e-books in Kindle and iBook (Apple) formats.
and in combination creates the logic of
backwardness and vulnerability. The The titles are
OBC groups were extended constitutional
1. Village Society (ED. SURINDER JODHKA)
safeguards and were made subjects of
reservation policy. Though the criterion (http://www.amazon.com/dp/B00CS62AAW ;
of the “creamy layer” among the OBCs https://itunes.apple.com/us/book/village-society/id640486715?mt=11)
was applied here, the reservation on the
2. Environment, Technology and Development (ED. ROHAN D’SOUZA)
basis of group’s “backward” social iden-
tity remained the essential principle. (http://www.amazon.com/dp/B00CS624E4 ;
https://itunes.apple.com/us/book/environment-technology-development/
The Making of ‘Disadvantaged’ id641419331?mt=11)
Social Elites
The EWS case is different from the socio- 3. Windows of Opportunity: Memoirs of an Economic Adviser (BY K S KRISHNASWAMY)
historic exigencies that has made socially (http://www.amazon.com/dp/B00CS622GY ;
marginalised communities a core sub- https://itunes.apple.com/us/book/windows-of-opportunity/id640490173?mt=11)
ject of reservation policy. In contrast to
other marginalised groups, the EWS quota Please visit the respective sites for prices of the e-books. More titles will be added gradually.
is also sanctioned without following the
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 21
COMMENTARY

and therefore a creamy-layer criterion prejudice, survive in deplorable class from perpetual depravities. Instead, the
shall be introduced. Such a banal sug- conditions and a section among them EWS framework neglects such discussion
gestion neglects the historic context of also belonged to the lower and untouch- and is categorically motivated to expand
policy formation and refuses to acknowl- able castes (Arzal Muslims). Similarly, the domination of the social elites within
edge that caste-based social inequalities, the Dalit Christians are demanding the state institutions.
including newer forms of untouchability, special social status and separate quota
are practised even in the urban spaces. on the basis that they suffer identical so- In Conclusion
Similar allegation is posed against the ST cial exclusions, like the Hindu Dalits. With the arrival of the EWS policy, it is
reservation, claiming that a rich domi- Though many of these demands are evi- obvious that the reservation policy is
nant section (like the Meena tribe in dence-based substantive claims and are here to stay. However, the foundational
Rajasthan) exploits the social justice democratically raised by the struggling mandate of the policy to examine to-
policies meant for the vulnerable Adivasis. groups quite often, the decision-makers gether the social, educational and eco-
A subtle demand is evoked suggesting in the political and judicial system have nomic backwardness of the group in or-
the introduction of a creamy-layer catego- relegated these issues as unconstitutional. der to make it a beneficiary of the reser-
ry within the SCs and STs. By exclusively attaching the idea of vation policy has been compromised and
On the flip side, the new conditions the “poor” to the upper-caste groups and tampered. The decision on the EWS quo-
applied in the Supreme Court’s decision cornering the others as socially margin- ta has overtly disturbed the directive
may be utilised to claim separate reser- alised sections offers a dangerous binary. principle and introduced economic back-
vation for the Jain, Muslim, and Christian Here, the “poor” appears as an abstract wardness as the sole criterion to avail the
communities, as the bulk of EWS quota term, blind towards multiple deprivations benefits, making it a policy for the bene-
will obviously be appropriated by the associated with the poor class, mainly of fits of the social elites only. The idea of
Hindu upper castes only. There is a the Dalits, Adivasi and other lower caste “poor” may sound more universal and
growing demand that the Muslim mi- groups. The idea of poor would be more commonly linked to the vast depleted
norities shall be made beneficiaries of substantive if it is also open to discuss population, however, it is mainly moti-
reservation policy. The Sachar Committee the issues of social oppression, cultural vated to uphold the upper-caste privileges
report (2006) overtly demonstrated that marginalisation and promises to empow- and to complicate the established princi-
the Muslim minority suffers communal er the worst-off social and class groups ples of social justice policy.

Institute of Livelihood Research and Training


Senior Faculty/Faculty
Background
The Institute of Livelihood Research and Training – ILRT (www.ilrtindia.org) is an academic institution promoted by the Basix Social Enterprise Group (Basix SEG), a new generation livelihood promotion
institution. The mandate of the ILRT is to build a scientific knowledge base on livelihoods and disseminate the same to livelihood practitioners for enhancing their understanding and implementation capabilities,
which in turn will contribute to promote large number of livelihoods.
In pursuit of its mandate ILRT focuses on thematic research, livelihood mapping, value chain analysis, baseline & impact assessment studies, process and case study documentation of livelihood innovations.
Furthermore, under the knowledge dissemination domain, it develops curriculum including e-Learning courses and offer open national and international training program, customized training program and learning
by digital means. ILRT also engage in action research and policy advocacy on innovative model of livelihood promotion.
The position of Faculty/Senior Faculty is required for the Dean’s Office based at Bhopal. The position reports to the Dean. This is a full-time position with a probation period of six months to one year.
Job description:
The incumbent shall manage the core activities of Knowledge Building and Dissemination with specific responsibilities for the following:
• Engaging in research proposal development, leading research studies and presentation.
• Engaging in case study documentation and organizing case writeshops and publications.
• Curriculum development and organizing trainings at national and international levels
• Organizing workshops, seminars, conferences, webinars.
• Writing research papers, books and other publications.
• Develop institutional linkages with other institution engaged in livelihood promotion.
• Ensure compliance: systemic and programmatic.
Desired profile:
• M. Phil and/or Ph. D degree in Economics, Agricultural Economics or Developmental Studies.
• At least 10–15 years of experience of qualitative and quantitative research including case study documentation.
• Have excellent analytical and report writing skills including statistical analysis through SPSS and other software.
• Specific knowledge, understanding and experience of research on livelihood promotion, agriculture sector especially value chain analysis, issues of smallholder farmers, tribal and other weaker sections,
natural resource and climate change.
• Proven record of publication of papers in referred national and international Journals.
• Excellent written and oral communication skills in English and Hindi is a MUST. An additional language skill will be an additional advantage.
• Demonstrable experience of building effective linkages
• Proven managerial and interpersonal skills.
• Skills to manage knowledge processes.
• Adequate presentation skills and operational proficiency in MS Office, Internet etc
Compensation:
We offer a competitive salary which is at par with the development sector/academics and will depend upon the qualification and experience of the candidate.
ILRT encourages qualified women candidates to apply.
How to apply:
Please send us the following:
(i) Updated resume (Word Format only) with details of work experience in chronological order.
(ii) A one-page note on why you think you are suitable for the position and how best you can contribute to the organisational mission.
(iii) At least two published article/paper on relevant topics.
This should be mailed to info@ilrtindia.org by close of business hours on 16th March 2023.
Please mention “Senior Faculty/Faculty: Bhopal” in the subject line. Only shortlisted candidates will be contacted.
Institute of Livelihood Research and Training is an equal opportunity employer and does not discriminate on the basis of gender, caste, creed, religion, race, ethnicity, LGBT or physical challenge. It has a
zero-tolerance policy on conduct, including sexual exploitation and abuse, sexual harassment, abuse of authority and discrimination. Women candidates are encouraged to apply.

22 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
COMMENTARY

The Dam Safety Act, 2021 regulations for dam safety standards,
and resolve disputes between the states.
The provisions on the establishment of
Asymmetry in Indian Federalism NCDS reflect the unilateral decision-
making authority of the union govern-
ment. Provisions, including the authority
Rajeesh C S, Ashwati C K, Manu Sharma of the union government to constitute a
national committee, nominate all its

P
The asymmetrical arrangements rojecting up the centripetal incli- members, reconstitute the national com-
in political and administrative nation of Indian political system, mittee every three year, disseminate the
the Dam Safety Act, 2021 has been information collected and knowledge
aspects of the act rooted
added as a new chapter. This article posits generated, prepare expenditure outline
in historico-geographical, some significant consequences of the act incurred on the national committee as well
institutional, and constitutional in the forms of intensifying the process as to have the representative of the con-
obscurities are interrogated, of centralisation of power in the hands cerned dam, etc, have been strengthening
of the union government which system- the union government’s role on a highly
especially emphasising on the
atically disregards the peculiar interest of “conflictual federal” context of centre–
amount of authority held by the the states over dam construction, mainte- state relations in India (Ghosh 2020b).
union government by forming nance, and water-sharing issues. The Chapter 3 of the act has assigned the
two new bodies—the National article argues that the Dam Safety Act, union government with an authority to
2021 instils unequal political–executive form an NDSA, choose an officer as its
Committee on Dam Safety and
power and legal arrangements, which head, establish its headquarters in Delhi
National Dam Safety Authority. will result in greater disharmony and and other places in India, direct and dis-
instability not only in centre–states rela- charge functions, including inspection,
tions but interstate too. It wages a seri- surveillance along with safeguarding of
ous interrogation into the “asymmetri- particular dams and to sort out any is-
cal arrangements in political and ad- sues that possibly erupt between parties
ministrative” aspects of the act (Rao and like the State Dam Safety Organisation
Singh 2004), especially emphasising on (SDSO) on the one side and other party
the amount of authority held by the union being the dam owner located in the state
government in surveillance, mainten- concerned or any dispute involving the
ance, operation, and inspection of all the SDSOs of specific states. Moreover, the act
large dams, establishment of the National added that every decision of the NDSA
Rajeesh C S (rajeeshsasjnu@gmail.com) Committee on Dam Safety (NCDS) as well shall be binding upon all the parties to the
teaches at the Department of Political Science, as the commissioning of the National issue. It loads the union government with
Kristujayanti College, Bengaluru. Ashwati C K
Dam Safety Authority (NDSA). additional power to appoint such a num-
(ashwatick@gmail.com) has completed PhD
from the Centre for South Asian Studies, ber of employees and officers that it may
Jawaharlal Nehru University, New Delhi. Intrusion of Union Government consider necessary. The act solely relies on
Manu Sharma (manu.16179@lpu.co.in) The act edicts the formation of the af- the union government to recruit expertise
teaches at the Department of History, Lovely orementioned national committee and in the field of dam safety, including hydro-
Professional University, Punjab.
the NDSA to frame policies, recommend mechanical engineering, dam design,
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 17
COMMENTARY

hydrology, instrumentation, geo-technical both states where the risks of political of contention between states may invite
investigation, and dam rehabilitation. disputes over shared water systems have more power disparities. Here is the pos-
Therefore, the setting up of these two already been rampant (UNEP 2005). sibility of weakening the existing federal
centrally-controlled specialised bodies Heavy floods in Kerala in the last few arrangements between the states of
and complete possession of power by the consecutive years warned the residents India or between the union government
union government to evolve, recom- of Idukki and Ernakulam districts that and the states. According to some scho-
mend, and regulate policies seem to be a they have been living on the edge of lars, under federal arrangements, the
direct political, administrative, and exe- threat which, at any time, could take union and states tend to coexist on a mu-
cutive intrusion of the union govern- lakhs of lives on the banks of Periyar. tual understanding while recognising
ment into the matters mentioned in the Both the National Centre for Earth Science each other’s positions; to some extent,
state list. Constitutionally, river water Studies (NCESS) and the Central Water they display principles of equality and
harnessing comes under entry 17 of the Commission (CWC) reported that the sustenance based on non-interventionist
state list in Schedule 7 of the Indian Con- water storage lake behind the Mullaperi- policy into their respective ambit of
stitution. Still, when expedient in public yar dam had developed several cracks jurisdiction and powers to make laws;
interest, the union government, with and could breach, which would result in thus, unilateral position is seen as detri-
Parliament’s nod, can initiate and make massive floods that could inundate many mental to the survivability of the federa-
laws on interstate rivers as per entry 56 acres of land leading to major disasters tion (Rao and Singh 2004). But the act
of the union list. But, before passing such downstream (CWC 2021; NCESS 2022). At again proves the fact that only the union
a bill in Parliament, Article 252 of the the same time, water from Periyar river is indestructible, not the states.
Constitution mandates the union gov- through Mullaperiyar dam acts as a The act lists out several mandatory
ernment to take approval of the riparian source of irrigation and drinking for the conditions in the construction and main-
states’ legislative assemblies. In addition, residents of Dindigul, Sivagangai, Theni, tenance of dams. These conditions on
in the purview of public interest under Madurai, and Ramanathapuram districts. crest length, reservoir capacity, and maxi-
Article 263, an interstate council can also That could be possible only by the raising mum flood discharge have direct ramifi-
be established by the president to recom- of the water level to 152 feet in the dam. cations on dam constructions, safety,
mend and enquire about the disputation Therefore, in an environment where and maintenance regulations of many of
among the states of India. Therefore, the conflict over water allocation and utili- the states in India. The act provides de-
introduction of the Dam Safety Act, 2021 sation issues is almost inevitable, assign- tailed clauses on punishment in the case
can be considered as a complete dis- ing unilateral powers to the union gov- of violations of provisions. It dictates
mantling of the existing centre–state ernment to take a final decision would that if anybody is found obstructing cen-
legislative and executive arrangement invite more political discontent and dis- tral and state officers or an authorised
on water-sharing issues. sent (Seenivasan 2014). person by the national and state com-
The inception of disputation over Cau- mittee in the discharge of their duties or
Impact on Interstate Relations very river’s water sharing can be traced if anyone refuses to comply with any di-
Moreover, the establishment of the NCDS from the history of co-riparian states, rection/order given by them, they will
and NDSA may badly affect the interstate Karnataka and tn, over their user and face a maximum of two years in jail and
relations and “federal consensus” in property rights. The contradictory posi- a fine or both. This clause will definitely
India, particularly in the context of the tion maintained by both states requires invade into the “legislative and execu-
Cauvery river dispute between Tamil Nadu an analytical observation. tn claims that, tive domains” of the states (Rao and Sen
and Karnataka; Mullaperiyar dam issue historically, it has made use of Cauvery 1996; Rao and Singh 2004). Doubling
between Tamil Nadu (tn) and Kerala; water for rice cultivation which they the crippling effects of the union’s domi-
Krishna water disputes among Andhra consider as “prescriptive rights” of the nation on states, Chapter 11 of the Dam
Pradesh (AP), Maharashtra, Karnataka, users at the downstream and demands Safety Act, 2021, titled “Miscellaneous,”
and Telangana; Vansadhara water dispute that their rights be protected. Karnataka hands over undisputed authority only to
between Odisha and AP; Mahadayi water presents a counterargument that tn’s slow the union government to provide direc-
dispute among Goa, Maharashtra, and pace of irrigation-related developmental tions to the state governments con-
Karnataka; and Mahanadi water disputes progress does not produce a rational cerned for the effective vindication of
between Odisha and Chhattisgarh (Ghosh claim for the former to forgo its instru- the provisions of this act. In addition, it
2020a). It is to be added here that Kerala mental claim over the usage of Cauvery profusely spills more power to the union
and tn have been trading charges against river. This argument by Karnataka is government to amend the First, Second,
each other over the safety, operation and based on its water requirement for their and Third Schedule of the act, if it is nec-
maintenance of the Mullaperiyar dam. economic development, on the one hand, essary or expedient to do so.
For Kerala, it is an existential crisis and the inadequacy of river water for the Moreover, the act seems to be hege-
but for tn, water from Mullaperiyar dam upstream population on the other. monic in its explanation on the union
is a livelihood issue. Together, it consti- Therefore, the union government’s inter- government’s power to remove hindran-
tutes “hydro–political vulnerabilities” in vention in such highly politicised areas ces in its vindication. The act added that
18 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
COMMENTARY

if any difficulty arises in giving effect to disproportionate arrangements or may values of equality and fairness. And this
its provisions, the union government lead to unequal or special handling for is possible by preventing any set of laws
can unilaterally, by an order, make pro- some or particular states in the federa- that favours centralisation of power and
visions for removing such hurdles. It tion. One DMK politician argued that the requires novel ventures to foster institu-
does mean that any dissenting opinion bill would potentially prove detrimental tional trust and requires initiation of in-
of the states may remain unheard. An- to the rights of states as at the primary- strumental methods to facilitate public
other provision of the act mandates the level states are entitled to legislate and narrative formation directed towards
union government to disqualify any execute laws pertaining to the discharge building public consensus and solutions
agency for taking up investigation, con- of waters, and maintenance of drainage to issues and disputation through a co-
struction or alteration, and design of the systems. Another politician from the Con- operative federal framework.
specified dams. This particular provi- gress party mentioned that the act
sion can be seen as authoritarian as it would encroach upon the state’s powers ReferenceS
empowers the union government to regarding control over dams. To the oth- CWC (2021): “Annual Report 2020–21,” Depart-
ment of Water Resources, River Development
muzzle the media and civil society’s er extreme, the MP of Telangana’s prom- and Ganga Rejuvenation, Central Water Com-
freedom to report environment-related inent regional party, TRS, stated that the mission, Ministry of Jal Shakti, Government of
India, New Delhi: Government Press, http://
issues to the public. union government’s powers should be www.cwc.gov.in/sites/default/files/annual-re-
limited to that of an advisory one rather port-2020–21.pdf.
Political Discontentment than taking direct control or command Ghosh, Ambar Kumar (2020a): “Delhi Assembly
Elections: A Reinforcement of Electoral Feder-
In India, dam construction, maintenance, over the governance of dams. In short, alism in India?,” ORF Expert Speak, 14 Febru-
interstate rivers, and water sharing are many of the provisions in the act may ary, https://www.orfonline.org/expert-speak/
delhi-assembly-elections-a-reinforcement-of-
already becoming sites of confrontations perpetuate perennial problems bet ween electoral-federalism-in-india-61410/.
and contestations bet ween states, fuel- states over water sharing and develop a — (2020b): “The Paradox of ‘Centralised Federal-
ism’: An Analysis of the Challenges to India’s
led by flawed economic instruments for new set of political scores bet ween the Federal Design,” ORF Expert Speak, 17 Septem-
food security, conflicting views of prop- union and states. ber, https://www.orfonline.org/research/the-
paradox-of-centralised-federalism/.
erty rights, the predominance of reduc- NCESS (2022): “Annual Report 2020–21,” National
tionist hydrology for the development of In Conclusion Centre for Earth Science Studies, Ministry of
Earth Sciences, Government of India, New
water resources and poor ecosystems To be precise, the Dam Safety Act, 2021 Delhi: Government Press, https://www.ncess.
approach. Therefore, the new act has ex- brings out a plethora of provisions re- gov.in/images/NCESS_Annual_Re-
port_2020-21_English_Comp.pdf.
acerbated the issue into a contentious flecting the confl ictual federal nature Rao, M Govinda and Nirvikar Singh (2000): “In-
political debate in Parliament. Opposi- of the Indian political system. Rooted dia’s Federal Institutions and Economic Re-
form,” paper presented at the conference on
tion parties, including Dravida Munnet- in historico-geographical, institutional, India’s Public Institutions, Harvard University.
ra Kazhagam (DMK), Telangana Rashtra and constitutional obscurities, this act — (2004): “Asymmetric Federalism in India UC
Samithi (TRS), and the Indian National helps only to prolong the existing con- Santa Cruz International Economics Working
Paper No 04–08,” April, https://ssrn.com/ab-
Congress pressed that the bill should be flicts involving the union and states as stract=537782 or http://dx.doi.org/10.2139/
sent to a parliamentary select commit- well as among states. Pluralistic ar- ssrn.537782.
Rao, M Govinda and Tapas Sen (1996): Fiscal Feder-
tee for further scrutiny. They argued rangements are essential for a multicul- alism in India: Theory and Practice, New Delhi:
that since water falls under the state list, tural state in order to accommodate dif- Macmillan India.
Seenivasan, R (2014): “Historical Validity of Mulla-
passing such acts seem to be an uncon- ferent group interests; for this purpose, periyar Project,” Economic & Political Weekly,
stitutional approach by the union gov- a necessary tool is to design symmetric Vol 49, No 4, pp 22–26.
UNEP (2005): “Hydro-political Vulnerability and
ernment to take control of the dams in governance structures and special pow- Resilience along International Waters: Africa,”
the states. It is to be noted that in India, ers as it would strengthen federal princi- United Nations Environment Programme Re-
port: Kenya, https://transboundarywaters.sci-
92% of the major dams are on interstate ples and minimise the possibilities of ence.oregonstate.edu/sites/transboundarywa-
rivers, most of which are maintained, discontentment. Nevertheless, such ac- ters.science.oregonstate.edu/files/Database/
ResearchProjects/HydropoliticalVul/Hyd-
built, operated, and owned by the re- commodative principles and norms should ropolitical_Vulnerability_%20Resilience_Afri-
spective state governments. Pointing out be adjudicated while maintaining the ca.pdf.
this situation, the members of Parlia-
ment (MPs) from tn collectively opposed EPW Index
the act claiming that it practically does
not take cognisance of the states’ rights An author-title index for EPW has been prepared for the years from 1968 to 2012. The PDFs of the
associated with the water-related infra- Index have been uploaded, year-wise, on the EPW website. Visitors can download the Index for
structures built and maintained by it in all the years from the site. (The Index for a few years is yet to be prepared and will be uploaded
adjacent states. when ready.)
tn fears that the vindication of the EPW would like to acknowledge the help of the staff of the library of the Indira Gandhi Institute
Dam Safety Act will definitely result in of Development Research, Mumbai, in preparing the index under a project supported by the
losing its command over dams along with RD Tata Trust.
its rights over assets. This may develop
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 19
COMMENTARY

community engagement, environment,


Four-year Undergraduate value, global citizenship education. For
incorporating projects and internship,
Programme the credit system needs to be revised. The
assessment system in the FYUP shall be
Boon or Bane of the NEP 2020 such that each learning goal will be
transparently and continuously assessed,
removing the possibility of rote learning.
Sudhanshu Bhushan While many universities are still
struggling to develop FYUP based on the

T
The plan to transition from he National Education Policy (NEP), draft of the University Grants Commis-
a three-year to a four-year 2020 suggests four-year under- sion (UGC) model issued in March 2022,
graduate programme (FYUP) with Andhra University launched it in 2021–22.
undergraduate programme has
multiple entry and exit options to the The University of Delhi, amid protests,
implications on the standard students, allowing certificate, diploma, has come out with the curricular struc-
of higher education. Many and degree at the end of first, second, ture of the FYUP for 2022–23. Admission
universities have adopted the and third year, respectively. It notes that notification dated 5 September 2022 of
the FYUP shall allow “the opportunity to the University of Kashmir notes the ad-
FYUP by an executive order of
experience the full range of holistic and mission to first- and second-semester un-
the government without any multidisciplinary education in addition dergraduate programme allowing tran-
regulation of the University to a focus on the chosen major and mi- sition to FYUP with multiple entry and
Grants Commission or proper nors as per the choices of the student” exit options. All central universities have
(NEP 2020: 37). The FYUP shall be a degree received instructions to start the pro-
deliberation. The article notes
with a research component provided gramme. Cluster University of Jammu has
that FYUP is not a boon and that the student completes a rigorous re- also admitted students in the first se-
rather may adversely affect the search project in the major. The argu- mester under FYUP. The Cluster Universi-
quality with a greater move ment in favour of a shift to FYUP is that it ty of Srinagar (CUS), having first launch-
will provide opportunities for multidis- ed FYUP and then scrapping it, has de-
towards the vocationalisation of
ciplinary work as per the needs of the cided to start a five-year integrated pro-
undergraduate education. It may labour market. It is claimed it will pro- gramme. Similarly other such institu-
also lead to a chaotic situation mote higher specialisation in the four- tions, like the Jamshedpur Women Uni-
with the multiple entry and exit year programme with research in major. versity, Gauhati University, University of
The currently prevalent rigid bound- Mumbai, Jawaharlal Nehru University,
options, and create a hierarchy
aries between the subjects will be done Bangalore University, and Savitribai Phule
of degree structures causing away with and thereby allow greater Pune University have either also launch-
confusion in the labour market. freedom of choice to the students. It is ed or are in the process of doing so for
believed to create possibilities of lifelong the next academic year. The majority of
learning allowing the learner to enter the state governments, however, are either
the portals of higher education learning. indecisive or the universities have not
Besides these advantages, the NEP been able to figure out the implementation
2020 further notes the preconditions for design. Amid indecisions, UGC has issued
the programme, making faculty and in- guidelines of curricular and credit frame-
stitutional autonomy in curricula essen- work for the undergraduate programme
tial. With respect to pedagogy, it sug- on 12 December 2022 (UGC 2022).
gests that there shall be increased em-
phasis on communication, discussion, Curricular Structure
debate, research, and opportunities for Most universities have followed the UGC
cross-disciplinary and interdisciplinary model curricular structure. The UGC is-
thinking. It encourages the faculty to sued a draft curricular framework of
Sudhanshu Bhushan (sudhanshu@niepa.ac.in) think of an imaginative and flexible cur- FYUP in March 2022. Under the guide-
teaches and is the Head of Higher and ricular structure for creative combina- lines, levels five to eight pertains to
Professional Education at the National Institute tions of disciplines and multiple exit op- FYUP—five, six, and seven being an en-
of Educational Planning and Administration, tions. It suggests the projects and intern- try point also for the certificate, diploma,
New Delhi.
ship in the curriculum on issues such as three-year bachelor programme. At the
14 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
COMMENTARY

end of each year exit points are open 2022, the emphasis on core has been it provides a multidisciplinary education
and lateral entry for succeeding years of given up to minimum 50%. through the minors. However, there is a
study is open, too. Three blocks are sug- It is important to note that even after stark difference that needs to be noted.
gested; the first block for one to three some damage control, in favour of core In the US, students can design their own
semesters, the second block for four to six course in the UGC guidelines in Decem- programme allowing choices of earning
semesters, and the third block of seven ber 2022, it may be concluded that spe- credit from a large menu of courses of-
and eight semesters. The proposed dis- cialised education is reduced to voca- fered by the faculty across large depart-
tribution of credits from the draft curric- tionalisation of education in the FYUP. ments. However, the focus on specialisa-
ulum is total 160 credits, to be earned in tion is not lost sight of even in the multi-
four years or eight semesters. The cred- Multidisciplinarity disciplinary programmes. This aspect is
its are distributed across common cours- Generic electives are a pool of courses missing from the FYUP programme in
es (48), one major (48), two minors (36), which is meant to provide multidiscipli- India as it suffers from two main prob-
and the research component (28). An- nary or interdisciplinary education to lems of multiple entries and exits, and
other important feature of the draft cur- students. Earning 22.5% credits in the limited choice of courses to opt from. In
ricular framework issued in March 2022 Generic electives under the UGC model of the Indian context, a three-year bache-
is the addition of outcome-based educa- FYUP will enable a student to obtain two lor and two-year postgraduate based on
tion in the structure of the programme. minors. Earning 18 credits in each minor the European model allows to have two
In the three-year choice-based credit allows to have two electives (minors) in levels of specialisation which the nation-
system (CBCS) curricular structure, out the FYUP of the draft UGC curricular al job market has understood well.
of a total of 140 credits, the distribution structure. It is claimed that adding two
is into core courses (84), electives (48), minors enhances the scope of multidisci- Employability
ability enhancement (4), and skill enhan- plinary education. Latest UGC guidelines There is an assumption that because of
cement (4). A comparative picture of issued in December 2022 have allowed multidisciplinary education and more
three-year CBCS and FYUP curricular 20% weightage to the electives. In the preference for vocational or skill-based
structures is given in Table 1. CBCS three-year curricular structure courses, the FYUP enhances employ-
The comparative picture reveals that there are discipline-specific and generic ability. However both these reasons may
in the three-year CBCS curricula core electives of 34 credits. Hence, the scope not necessarily guarantee employability
course consists of 60% weightage, elec- of multidisciplinary education already or employment. These are entirely dif-
tives have 34% weightage and ability exists in the three-year CBCS course ferent concepts former referring to skills
and skill enhancement have 6% weight- structure. The FYUP does not, therefore, necessary for employment and latter to
age. In the FYUP UGC model curricular add more to the multidisciplinarity, rather the structure and conditions of the la-
structure core courses consist of 30% it reduces the scope of multidisciplinari- bour market. For example, multidiscipli-
weightage, which after adding research ty in terms of weightage of credit from nary centres, such as women’s study
component adds up to 40.5%, electives 34% to 22.5% or 20% in the latest UGC centre, area study centres, and multidis-
have 22.5% weightage and the rest (abil- guidelines. It simply adds more skill, ciplinary courses in the universities have
ity, skill, internship/apprenticeship/pro- ability, internship and value-based cour- added to the knowledge component but
ject/community outreach value added, ses for an extra year. Hence, it is incor- there is no guarantee that graduates of
etc) have 33% weightage. It is clear that rect to say that a transition from a three- such courses have higher level of empl-
even after additional one year the core year CBCS curriculum prevailing in the oyment. Further, a certificate and diplo-
course weightage falls from 60% to higher education system to the FYUP ma holder with more skills may not have
40.5%. The weightage of electives falls shall be a move towards multidiscipli- higher employment given the fact that
from 34% to 22.5%. On the other hand, nary education. In fact, FYUP is more unemployment is high among the highly
ability, skill, internship, etc, and value geared towards earning skilled-based educated. If unemployment is high at
added goes up from 6% to 33%. Hence, courses and compulsorily a student see- the higher level, it means that for the
even after the addition of one year there king specialisation is forced to earn same level of wages the labour market
is a loss of specialisation as core course common course credit. will first prefer the highly educated. In
weightage falls. There is of course gain The NEP 2020 draws its inspiration such a case there will be a tendency to
in ability, skill, internship and value ad- from the FYUP prevalent in the United stay in the education sector for the fear
dition courses. In the latest FYUP guide- States (US). The FYUP allows the scope for of being unemployed after holding a cer-
lines issued by the UGC in December specialisation through majors, whereas tificate or diploma, or remain dropouts if
they exit after one or two years. There
Table 1: Percentage Distribution of Credits
Programme Core Electives Others
are possibilities of hierarchy of gradu-
Three-year CBCS 60 34 6 ates. Those who can afford a four-year
FYUP draft UGC (four-year) issued in March 2022 30 +10.5 (research component) 22.5 33 undergraduate will have better chances
FYUP UGC guidelines issued in December 2022 50% + 8% (research component) 20 22 of employment than those who cannot
Source: Author. afford and make an exit after one, two
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 15
COMMENTARY

or three years who will have lower prob- from the government, even bypassed always be in an advantageous position
ability of employment. Thus, the multi- UGC in designing the FYUP curricular than those who cannot afford it. This will
ple exit possibility suffers from the dan- structure. Frequent changes in the cur- add elitism to Indian higher education.
ger of legitimate reserve army of drop- ricular structure and different models
outs and unemployed—a phenomenon of FYUP are confusing to the teachers Standardisation of curriculum struc-
encouraged by the introduction of FYUP. and students. Besides, competing FYUP ture: FYUP has further led to the process
curricular structures by different uni- of standardisation of curriculum. In the
Challenges versities has led to a curricular war in the model draft of FYUP by UGC there is a
Indian higher education system leading rigid distribution of credit, as noted
Delivering course curriculum: Under to a chaos with least understanding of above. While other universities are var-
generic electives and ability, skill, intern- the implementation strategy. A fear is ying in terms of the number of credits
ship and value-added courses, wide choi- being expressed in academia that UGC’s for the major or minor, the common
ces are given in order to encourage mul- recent guidelines issued in December course requirement is followed by al-
tidisciplinarity. Existing affiliating col- 2022 may further add to the chaos of most all the universities. Compulsory
leges may not have a sufficient number curricular restructuring of FYUP. common courses pertain to language,
of teachers to deliver the course curricula understanding India, environmental sci-
to satisfy the choices of students. Given Top-down approach: A curriculum evol- ence, digital solutions, mathematical
the shortage of teachers, choices will be ves over a long period of time by the ac- thinking, health and wellness, sciences,
limited. One way to overcome the diffi- tion of teachers who incorporate new social sciences, humanities and voca-
culty could be to form a cluster of colleg- ideas that are interesting and meaning- tional. Choices to the students are made
es from which expertise could be drawn. ful to them. It is essentially a bottom-up available within a rigid and standard-
However, if colleges are not in proximity, process. It has been noticed that in order ised curriculum structure.
then it would be difficult to yield the ad- to implement the FYUP, the curriculum
vantages of the cluster. Another way out is now given to the university by the gov- Proliferation and hierarchy of degrees:
could be the online mode of learning to ernment and even curricular structure is FYUP with multiple entries and exits al-
be delivered to the students. It might served by the bureaucrats. University lows the possibility of proliferation of
overcome the challenges of physical dis- authorities have the compulsion to im- various degrees and hierarchies, such as
tance, however, given the limited acces- plement them and directives are issued by one, two, three and four-year certification
sibility of technology, the multidiscipli- the university authorities to the teachers of degrees along with one and two years’
nary choices could be exclusionary. For to frame a syllabus in accordance with masters-level degrees. In practice, the
example, it was noted that University of the FYUP curricular structure. Delibera- labour market may not distinguish between
Mumbai has 850 affiliated colleges tions do take place, but these are me- them as in spite of credit requirement
spread over 600 km, many located in chanical exercises to follow. Under the differences, the learning-outcome differ-
remote regions where online learning top-down approach, curriculum and syl- ences may be indistinguishable. Employ-
will exclude a large number of students. labus are framed knowing little about ers may find it difficult to always prefer a
the implementation strategies. Autonomy four-year degree holder to a three- or two-
Frequent changes in curricular struc- of the university is easily surrendered to year passout. Under such circumstances,
ture: It was noted that the university the top authorities. the labour market may move towards
system took over a decade to adjust to the competitive entry for the job. This will
CBCS (UGC undated). Later UGC asked Curricular structure from depth to further burden the job seekers.
universities to change curricular struc- breadth: Most of the European universi-
ture to learning outcome-based educa- ties offer a depth of courses with more Conclusions
tion (UGC 2020). Under the NEP 2020, focus on specialisation in a three-year The FYUP, following from the NEP 2020,
the FYUP draft curricular structure is be- programme. The universities in the US is proposed to be a boon to the higher ed-
ing suggested by UGC (2022). Even before offer more breadth, with more general ucation system in India. It is argued that
the UGC draft of FYUP, the University of courses, which are completed in four FYUP shall encourage multidisciplinary
Delhi issued a draft undergraduate cur- years. The FYUP is clearly a move from education, reduce dropouts, and add to
riculum framework in 2022, based on European to American curriculum—a the employability and employment of
NEP 2020 (University of Delhi 2022). It move from depth to breadth. In addi-
was later passed by the Executive Council tion, the FYUP model with exit possibili-
of the University of Delhi in June 2022. ty will not be beneficial, as there is al-
The Bangalore University was quick ways a premium attached to four-year available at
enough to issue the FYUP curricular frame- courses for which employment opportu- Forum Book House
work in October 2021. It is important to nities will be higher than the three-year 170/1, Rastreeya Vidyalaya Road
Visveshwarapuram
note that in a hurry to implement FYUP, courses. This will mean that those who Bengaluru 560 001
universities, based on the instruction will be able to afford an extra one year will
16 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
COMMENTARY

the students. It shall encourage speciali- manner in which the FYUP is being im- Education Policy, 2020,” New Delhi, http://
du.ac.in/uploads/UGCF_22.pdf.
sation through the addition of research plemented in a top-down manner, it is
UGC (2020): “Learning Outcomes-based Curriculum
component. A deeper examination re- leading to a chaos and leaves teachers Framework for Undergraduate Education,” Janu-
veals that the transition from a three- and students in confusion. This is prov- ary, University Grants Commission, New Delhi,
https://www.ugc.ac.in/e-book/locf.pdf.
year curricular structure to the FYUP ing to be a bane to the higher education — (undated): “Minimum Course Curriculum for
shall encourage vocationalisation of system in India. Undergraduate Courses under Choice Based
Credit System,” https://ugc.ac.in/pdfnews/
higher education. There is no assurance 8023719_Guidelines-for-CBCS.pdf.
that there will be necessarily greater References — (undated): “Curricular Framework and Credit
employment opportunities through the MHRD (2020): “National Education Policy 2020,” System for the Four-Year Undergraduate Pro-
Ministry of Human Resource and Develop- gramme,” https://www.ugc.ac.in/pdfnews/
vocationalisation of education. In fact, it ment, Government of India, https://www.edu- 8126011_Draft--curriculum-framework-credit-
will add to the cost and become elitist cation.gov.in/sites/upload_files/mhrd/files/ struture-FYUGP.pdf.
NEP_Final_English_0.pdf. — (2022): “Curriculum and Credit Framework for
allowing only a small section to afford University of Delhi (2022): “Undergraduate Cur- Undergraduate Programmes,” https://www.
the four-year programme. Moreover, the riculum Framework—2022 Based on National ugc.ac.in/pdfnews/7193743_FYUGP.pdf.

Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 17
CURRENT STATISTICS EPW Research Foundation

Wholesale Price Index Foreign Trade


The year-on-year (y-o-y) WPI-based inflation rate decreased to 4.7% in January The trade deficit widened to $17.8 bn in January 2023 from $17.3 bn registered a
2023 from 13.7% registered a year ago and 5.0% a month ago. The index for year ago. Exports decreased by (-)6.6% to $32.9 bn from $35.2 bn a year ago and
primary articles grew by 3.9% compared to 15.6% a year ago but was higher imports by (-)3.6% to $50.7 bn from $52.6. Oil imports stood higher at $14.7 bn
than 2.4% a month ago. The rate of inflation of food articles decreased to 2.4% while non-oil imports was lower at $36.0 bn compared to $12.4 bn and $40.2 bn,
from 10.4% a year ago. The index for fuel and power grew by 15.2% compared respectively. During April–January 2022–23, the cumulative exports rose by
to 34.4% a year ago while that for manufactured products grew by 3.0% 8.5% to $369.3 bn and imports by 21.9% to $602.2 bn compared to their
compared to 9.5%. respective figures of $340.3 and $494.1 bn during the same period last year.

Consumer Price Index Index of Eight Core Industries


The CPI-inflation rate rose to 6.5% in January 2023 from 6.0% reported a year ago The index for eight core industries increased by 7.4% in December 2022
and 5.7% a month ago. The consumer food price index increased by 5.9% compared compared to 4.1% reported a year ago. Growth rate in the coal segment rose to
to 5.4% a year ago and 4.2% a month ago. The CPI-rural inflation rate increased to 11.5%, steel to 9.2%, electricity generation to 10.0% and fertiliser to 7.3% from
6.9% and urban inflation rate to 6.0% from 6.1% and 5.9% a year ago. According to their respective growth rates of 5.2%, -0.6%, 2.9% and 3.5% a year ago.
Labour Bureau data, the CPI for agricultural labourers (CPI–AL) increased to 6.8% Production of petroleum refinery products grew by 3.7%, natural gas by 2.6%,
in January 2023 from 5.5% a year ago and the CPI for industrial workers (CPI–IW) cement by 9.1% compared to 5.9%, 19.5% and 14.2%, respectively,. Production
decreased to 5.5% in December 2022 from 5.6%. of crude oil stood at -1.2% compared to -1.8% reported a year ago.

Movement of WPI-Inflation Rate January 2022–January 2023 Merchandise Trade January 2023
Year-on-Year in % January 2023 Over Month Over Year April–January
50
($ bn) (%) (%) (2022–23 over 2021–22) (%)
Exports 32.9 -4.6 -6.6 8.5
Fuel and Power
Imports 50.7 -13.0 -3.6 21.9
Trade balance -17.8 -25.3 2.4 51.5
25 Data is provisional. Source: Ministry of Commerce and Industry.
15.2%
Primary Articles
Trade Balance January 2022–January 2023
0 $ billion
3.9%
3.0% 7
Manufactured
Products 0
-25
Jan F M A M J J A S O N D Jan* Non-oil -$8.0 bn
2022 2023 -7
Oil
* Data is provisional; Base: 2011–12 = 100.
-14 -$9.7 bn
Trends in WPI and Its Components January 2023* (%) -$17.8 bn
-21
Financial Year (Averages)
Weights Over Month Over Year 2019–20 2020–21 2021–22
All commodities 100 0.1 4.7 1.7 1.3 13.0 -28

Primary articles 22.6 0.9 3.9 6.8 1.7 10.2 Total Trade Balance
-35
Food articles 15.3 0.9 2.4 8.4 3.2 4.1 Jan F M A M J J A S O N D Jan
2022 2023
Fuel and power 13.2 -1.4 15.2 -1.8 -8.0 32.5
Oil refers to crude petroleum and petroleum products, while non-oil refers to all other commodities.
Manufactured products 64.2 0.1 3.0 0.3 2.8 11.1
*Data is provisional; Base: 2011–12=100. Source: Ministry of Commerce and Industry.
Movement of Index Values of Components of IIP January 2021–December 2022
Index Value
Movement of CPI Inflation January 2022–January 2023 210
Year-on-Year in % Electricity 179.4
168
15 143.5
126
12 132.2
Mining
Consumer Food 84
9 Manufacturing
6.5% 42
CPI
6
0
Miscellaneous 6.2% Jan F M A M J J A S O N D Jan F M A M J J A S O N Dec*
3 2021 2022
5.9%
* December 2022 are quick estimates; Base: 2011–12=100.
0
Index for Eight Core Industries December 2022* (%)
-3 Weights Over Over Financial Year (Avgs) in %
Jan F M A M J J A S O N D Jan*
2022 2023 Month Year 2020–21 2021–22
* Data is provisional. Source: National Statistical Office (NSO), Ministry of Statistics and Programme Implementation,
Base: 2012=100. Infrastructure industries 40.27@ 9.2 7.4 -6.4 10.4
Coal 10.3 9.4 11.5 -1.9 8.5
CPI: Rural and Urban January 2023* (%)
Latest Over Over Financial Year (Avgs) Crude oil 9.0 3.2 -1.2 -5.2 -2.6
Month Index Month Year 2020–21 2021–22 Natural gas 6.9 3.9 2.6 -8.2 19.2
CPI Combined 176.5 0.46 6.52 6.16 5.51 Petroleum refinery products 28.0 16.4 3.7 -11.2 8.9
Rural (2012=100) 177.8 0.40 6.85 5.94 5.43 Fertilisers 2.6 0.6 7.3 1.7 0.7
Urban (2012=100) 174.9 0.46 6.00 6.45 5.58 Steel 17.9 5.6 9.2 -8.7 16.9
CPI: Occupation-wise Cement 5.4 12.2 9.1 -10.8 20.8
Industrial workers (2016=100) 132.3 -0.2 5.5 5.0 5.1 Electricity 19.9 7.2 10.0 -0.5 8.0
Agricultural labourers (1986–87=100) 1170 0.3 6.8 5.5 4.0 (Base: 2011–12=100); *Data is provisional; @ The revised eight core industries have a combined weight of 40.27% in the IIP.
* Provisional. Source: NSO (rural and urban); Labour Bureau (IW and AL). Source: Ministry of Commerce and Industry.
Comprehensive current economic statistics with regular weekly updates are available at: http://www.epwrf.in/currentstat.aspx.

68 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
CURRENT STATISTICS EPW Research Foundation
India’s Quarterly Estimates of Final Expenditures on GDP
2020–21 2021–22 2022–23
` Crore | At 2011–12 Prices Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2
Private final consumption expenditure 1532170 (-23.7) 1839177 (-8.3) 2169131 (0.6) 2223256 (6.5) 1753400 (14.4) 2031624 (10.5) 2330425 (7.4) 2262405 (1.8) 2207981 (25.9) 2229572 (9.7)
Government final consumption expenditure 429241 (13.6) 322530 (-22.9) 344609 (-0.3) 441224 (29.0) 408789 (-4.8) 351138 (8.9) 354889 (3.0) 462316 (4.8) 414210 (1.3) 335844 (-4.4)
Gross fixed capital formation 654479 (-45.3) 1044735 (-4.5) 1128117 (-0.6) 1303947 (10.1) 1063543 (62.5) 1197408 (14.6) 1152014 (2.1) 1371090 (5.1) 1277806 (20.1) 1321667 (10.4)
Change in stocks -1995 (-107.4) -3048 (-111.3) -3040 (-111.7) -3490 (-112.4) 43907 (-2301.0) 47531 (-1659.6) 45050 (-1581.7) 51450 (-1574.2) 36262 (-17.4) 38305 (-19.4)
Valuables 3790 (-91.4) 52356 (18.3) 50917 (37.2) 100918 (156.9) 23329 (515.6) 142228 (171.7) 77891 (53.0) 51597 (-48.9) 34839 (49.3) 108764 (-23.5)
Net trade (Export–Import) 6189 -28433 -119730 -167215 -96309 -174012 -227446 -205582 -298413 -328687
Exports 523643 (-25.5) 659753 (-6.4) 645694 (-8.6) 724592 (3.7) 737146 (40.8) 795994 (20.7) 794990 (23.1) 846715 (16.9) 845323 (14.7) 887678 (11.5)
Less Imports 517454 (-41.1) 688186 (-17.9) 765424 (-5.2) 891807 (11.7) 833455 (61.1) 970006 (41.0) 1022436 (33.6) 1052297 (18.0) 1143736 (37.2) 1216365 (25.4)
Discrepancies 79724 (17.0) 83612 (-8.0) 56217 (-6963.7) 19085 (-92.0) 49775 (-37.6) -6738 (-108.1) 89056 (58.4) 84749 (344.1) 12439 (-75.0) 111114 (-1749.1)
Gross domestic product (GDP) 2703598 (-23.8) 3310930 (-6.6) 3626220 (0.7) 3917725 (2.5) 3246434 (20.1) 3589178 (8.4) 3821878 (5.4) 4078025 (4.1) 3685125 (13.5) 3816578 (6.3)

India’s Overall Balance of Payments (Net): Quarterly


2021–22 ($ mn) 2022–23 ($ mn) 2021–22 (` bn) 2022–23 (` bn)
Item Q1 Q2 Q3 Q4 Q1 Q2 Q1 Q2 Q3 Q4 Q1 Q2
Current account 6559 -9734 -22167 -13424 -18178 -36391 484 [0.9] -721 [-1.3] -1661 [-2.6] -1010 [-1.5] -1403 [-2.2] -2904 [-4.4]
Merchandise -30715 -44511 -59750 -54483 -63020 -83546 -2266 -3298 -4477 -4099 -4864 -6667
Invisibles 37275 34777 37583 41059 44842 47155 2750 2577 2816 3089 3461 3763
Services 25808 25579 27809 28319 31070 34432 1904 1895 2084 2130 2398 2748
Of which: Software services 25136 26781 28356 29266 30692 32681 1854 1984 2125 2202 2369 2608
Transfers 19013 18991 21312 21132 22851 24751 1403 1407 1597 1590 1764 1975
of which: Private 19222 19212 21447 21350 23065 24991 1418 1423 1607 1606 1780 1994
Income -7547 -9792 -11538 -8392 -9079 -12028 -557 -726 -865 -631 -701 -960
Capital account 25392 39622 22500 -1707 22094 6918 1873 [3.7] 2936 [5.2] 1686 [2.7] -128 [-0.2] 1705 [2.6] 552 [0.8]
of which: Foreign investment 11956 12575 -1283 -1439 -1048 12969 882 932 -96 -108 -81 1035
Overall balance 31870 31189 465 -16024 4595 -30379 2351 [4.6] 2311 [4.1] 35 [0.1] -1205 [-1.8] 355 [0.5] -2424 [-3.7]
Figures in square brackets are percentage to GDP.

Foreign Exchange Reserves Variation


10 February 11 February 31 March Over Over Financial Year So Far Financial Year
Excluding gold but including revaluation effects 2023 2022 2022 Month Year 2021–22 2022–23 2017–18 2018–19 2019–20 2020–21 2021–22
` crore 4281410 4409699 4237617 19935 -128288 474667 43794 353270 68050 668976 590416 302585
$ mn 518941 584738 559615 -4942 -65797 46558 -40674 53217 -14168.4 56831.4 94535 21435

Monetary Aggregates Variation


Outstanding Over Month Over Year Financial Year So Far Financial Year
` Crore 2023 2021–22 2022–23 2019–20 2020–21 2021–22
Money supply (M3) as on 27 January 21894248 34890 (0.2) 1946564 (9.8) 1103106 (5.9) 1400519 (6.8) 1367897 (8.9) 2044615 (12.2) 1649151 (8.8)
Components
Currency with public 3169461 47442 (1.5) 237540 (8.1) 180092 (6.5) 133772 (4.4) 297539 (14.5) 402080 (17.1) 283860 (10.3)
Demand deposits 2296346 -45566 (-1.9) 245849 (12.0) 55377 (2.8) 83355 (3.8) 111179 (6.8) 257428 (14.8) 217871 (10.9)
Time deposits 16364620 32126 (0.2) 1451992 (9.7) 862350 (6.1) 1178015 (7.8) 952412 (8.1) 1376262 (10.9) 1136327 (8.1)
Other deposits with RBI 63821 889 (1.4) 11183 (21.2) 5287 (11.2) 5377 (9.2) 6765 (21.3) 8844 (23.0) 11093 (23.4)
Sources
Net bank credit to government 6657374 91902 (1.4) 723223 (12.2) 83777 (1.4) 179745 (2.8) 571872 (13.0) 890012 (17.9) 627255 (10.7)
Bank credit to commercial sector 14076583 32166 (0.2) 1901679 (15.6) 506438 (4.3) 1460063 (11.6) 655925 (6.3) 629822 (5.7) 948054 (8.1)
Net foreign exchange assets 4792608 46180 (1.0) -48782 (-1.0) 262543 (5.7) -61455 (-1.3) 730196 (23.8) 777811 (20.5) 275216 (6.0)
Banking sector’s net non-monetary liabilities 3661917 135574 (3.8) 631392 (20.8) -249497 (-7.6) 179421 (5.2) 590557 (24.2) 253595 (8.4) 202474 (6.2)
Reserve Money as on 10 February 4250583 48078 (1.1) 429716 (11.2) 220886 (6.1) 181696 (4.5) 259224 (9.4) 570275 (18.8) 468906 (13.0)
Components
Currency in circulation 3324515 42855 (1.3) 250599 (8.2) 220153 (7.7) 190799 (6.1) 310541 (14.5) 406451 (16.6) 279953 (9.8)
Bankers’ deposits with RBI 862238 3719 (0.4) 167871 (24.2) -4501 (-0.6) -14488 (-1.7) -58081 (-9.6) 154980 (28.5) 177858 (25.4)
Other deposits with RBI 63830 1504 (2.4) 11245 (21.4) 5234 (11.1) 5386 (9.2) 6765 (21.3) 8844 (23.0) 11093 (23.4)
Sources
Net RBI credit to Government 1216727 -37205 (-3.0) 24609 (2.1) 92432 (8.4) -233870 (-16.1) 190240 (23.7) 107495 (10.8) 350911 (31.9)
of which: Centre 1214368 -22918 (-1.9) 31080 (2.6) 86943 (7.9) -234604 (-16.2) 189267 (23.6) 106605 (10.8) 352627 (32.2)
RBI credit to banks & commercial sector 27651 94950 (-141.1) 676884 (-104.3) -279876 (75.8) 571353 (-105.1) -353744 (-231.4) -168464 (0.0) -174345 (0.0)
Net foreign exchange assets of RBI 4511642 22357 (0.5) -63620 (-1.4) 375863 (9.0) 69163 (1.6) 741814 (26.0) 608997 (17.0) 243080 (5.8)
Govt’s currency liabilities to the public 29791 191 (0.6) 2026 (6.6) 852 (3.2) 1778 (6.3) 461 (1.8) 565 (2.1) 1100 (4.1)
Net non-monetary liabilities of RBI 1535228 32215 (2.1) 210183 (15.9) -31615 (-2.3) 226728 (17.3) 319547 (30.2) -21682 (-1.6) -48160 (-3.5)

Scheduled Commercial Banks’ Indicators ( ` Crore) Variation


Outstanding Over Month Over Year Financial Year So Far Financial Year
(As on 27 January) 2023 2021–22 2022–23 2019–20 2020–21 2021–22
Aggregate deposits 17718901 -15223 (-0.1) 1686375 (10.5) 919014 (6.1) 1253588 (7.6) 993721 (7.9) 1546019 (11.4) 1351801 (8.9)
Demand 2156302 -45426 (-2.1) 244065 (12.8) 51044 (2.7) 83555 (4.0) 105716 (7.0) 244190 (15.1) 211554 (11.4)
Time 15562600 30204 (0.2) 1442310 (10.2) 867970 (6.5) 1170033 (8.1) 888005 (8.0) 1301831 (10.9) 1140247 (8.6)
Cash in hand 110500 11885 (12.1) 21682 (24.4) -1930 (-2.1) 24574 (28.6) 12385 (16.5) 3487 (4.0) -4822 (-5.3)
Balance with RBI 813573 -28039 (-3.3) 132236 (19.4) 138644 (25.5) 130136 (19.0) -29521 (-5.2) 6507 (1.2) 140744 (25.9)
Investments 5194630 98586 (1.9) 613953 (13.4) 118151 (2.6) 465682 (9.8) 366292 (10.8) 715177 (19.1) 266422 (6.0)
of which: Government securities 5193777 98587 (1.9) 614331 (13.4) 117814 (2.6) 465598 (9.8) 359695 (10.6) 722935 (19.3) 266547 (6.0)
Bank credit 13341662 37269 (0.3) 1872685 (16.3) 621689 (5.7) 1450348 (12.2) 496916 (5.1) 578649 (5.6) 1044026 (9.6)
of which: Non-food credit 13291496 41075 (0.3) 1904909 (16.7) 600553 (5.6) 1455193 (12.3) 486763 (5.0) 569159 (5.6) 1050269 (9.7)

Capital Markets 17 February Month Year Financial Year So Far 2021–22 End of Financial Year
2023 Ago Ago Trough Peak Trough Peak 2019–20 2020–21 2021–22
S&P BSE SENSEX (Base: 1978–79=100) 61003 (5.4) 60656 57892 (12.0) 51360 63284 47706 61766 29816 (-21.8) 49009 (63.7) 57362 (18.4)
S&P BSE-100 (Base: 1983–84=100) 18166 (3.4) 18345 17565 (14.2) 15563 19137 14482 18800 8693 (-25.2) 14689 (68.2) 17423 (20.1)
S&P BSE-200 (1989–90=100) 7608 (1.9) 7823 7469 (15.7) 6603 8145 6136 8025 3614 (-25.1) 6211 (71.1) 7412 (20.9)
CNX Nifty-50 (Base: 3 November 1995=1000) 17944 (3.7) 18053 17305 (13.8) 15294 18813 14296 18477 8660 (-24.3) 14507 (67.9) 17153 (19.7)
CNX Nifty-500 15004 (1.6) 15396 14772 (17.3) 12951 16004 12024 15886 7003 (-26.3) 12149 (73.7) 14652 (22.2)
Figures in brackets are percentage variations over the specified or over the comparable period of the previous year. | (-) = not relevant | - = not available | NS = new series | PE = provisional estimates
Comprehensive current economic statistics with regular weekly updates are available at: http://www.epwrf.in/currentstat.aspx.

Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 69
CURRENT STATISTICS EPW Research Foundation

Secondary Market Transactions in Government Securities and the Forex Market—Weeks Ending 3, 10 and 17 February 2023
1 Settlement Volume of Government Securities (G-Sec) Transactions (Face Value in ` Crore)
Week Ended 17 February 2023 10 February 2023 3 February 2023 18 February 2022 2022–23* 2021–22**
Number Volume Number Volume Number Volume Number Volume Number Volume Number Volume
of Trades of Trades of Trades of Trades of Trades of Trades
Outright 16761 215152 17466 232336 18581 242539 16157 205622 714833 8874667 562270 7973639
Repo 4685 790973 4954 848227 4490 785250 3230 563728 177358 29597373 134949 22116392
TREP 5157 1884782 5348 1902805 5289 1923232 7040 2114509 265911 84847388 256334 72122991
Total 26603 2890906 27768 2983367 28360 2951021 26427 2883858 1158102 123319429 953553 102213022
Daily Avg Outright 3352 43030 3493 46467 3716 48508 3231 41124 3294 40897 2627 37260
Daily Avg Repo 937 158195 826 141371 898 157050 646 112746 736 122811 572 93714
Daily Avg TREP 1031 376956 891 317134 1058 384646 1408 422902 1103 352064 1082 304316

2 Instrument-wise Outright and Repo Details (Amount in ` Crore) 3 Top 5 Traded Central Govt Dated Securities (17 February 2023)
Security Description Trades Value (` Crore) % Value to Total
Outright Repo Outright Repo Outright Repo Outright Repo
7.26% GS 2032 7629 76781 41.99
Central Government 182850 548261 193319 586854 214191 538932 155348 405237
7.38% GS 2027 2505 31341 17.14
State Government 9135 137402 14104 134738 8622 129081 17113 93458 7.41% GS 2036 1933 21087 11.53
Treasury Bills 23167 105311 24913 126634 19726 117237 33161 65032 7.10% GS 2029 1019 14322 7.83
Total 215152 790973 232336 848227 242539 785250 205622 563728 7.26% GS 2033 802 7780 4.25

4 Category-wise Buying/Selling Activity (Market Share %) (17 February 2023)


Outright Reverse Repo Repo TREP Lending TREP Borrowing NDS Call IRS MIBOR IRS-MIFOR
Category Buy Side Sell Side Buy Side Sell Side Buy Side Sell Side Buy Side Sell Side Buy Side Sell Side Buy Side Sell Side
Cooperative Banks 2.36 2.19 0.26 0.27 0.25 0.77 55.08 0.67 - - - -
Financial Institutions 0.80 0.00 1.28 0.13 0.99 2.96 - - - - - -
Foreign Banks 31.87 30.91 30.53 27.16 2.69 6.30 1.80 1.67 53.79 56.88 91.14 83.89
Insurance Companies 2.30 2.32 2.24 0.00 11.20 0.00 - - - - - -
Mutual Funds 10.44 6.86 49.64 0.00 68.18 1.04 - - 0.62 0.43 0.00 0.00
Others 5.99 5.51 0.07 2.15 14.29 1.89 - - - - - -
Primary Dealers 15.55 20.60 2.91 41.91 0.00 3.98 0.00 65.75 26.51 20.90 0.00 0.00
Private Sector Banks 19.12 19.88 9.00 21.15 2.15 17.76 33.73 2.62 13.67 15.81 8.86 16.11
Public Sector Banks 11.57 11.75 4.09 7.24 0.25 65.31 9.39 29.28 5.41 5.98 0.00 0.00

5 Trading Platform Analysis—Trading Value (Face Value in ` Crore) (17 February 2023)
Week Ended OTC NDS-OM Brokered Deals Total
Number Volume Market Number Volume Market Number Volume Market Number Volume
of Trades Share (%) of Trades Share (%) of Trades Share (%) of Trades
Central Government 480 27093 14.36 15144 161527 85.64 130 8495 4.50 15624 188620
State Government 359 5901 74.80 373 1988 25.20 63 1700 21.55 732 7888
Treasury Bills 135 14254 61.74 298 8833 38.26 35 4710 20.40 433 23087
Total 974 47248 21.52 15815 172348 78.48 228 14905 6.79 16789 219596

6 Settlement Volume of Forex Segment


Segment 17 February 2023 10 February 2023 3 February 2023 18 February 2022 2022–23* 2021–22**
Number Volume Number Volume Number Volume Number Volume Number Volume Number Volume
of Deals ($ mn) of Deals ($ mn) of Deals ($ mn) of Deals ($ mn) of Deals ($ mn) of Deals ($ mn)
Cash 1586 25431 1596 28221 1936 35682 1498 17887 76132 1187471 64620 982272
Tom 2040 33226 1948 31626 2526 43028 2030 24676 94710 1358164 86240 1238060
Spot 89142 87150 112102 101336 112666 108965 90584 92817 4091177 4240984 3155541 3283074
Forward 702 8618 560 7611 17294 151938 748 5803 175302 1809674 136656 1429080
Total 93470 154424 116206 168794 134422 339613 94860 141184 4437321 8596293 3443057 6932486
Average 18694 30885 23241 33759 33606 84903 18972 28237 21436 41528 16633 33490

7 Tenor-wise Forward Trades

Tenor 17 February 2023 10 February 2023 3 February 2023 18 February 2022


Number Value % to Total Number Value % to Total Number Value % to Total Number Value % to Total
of Deals ($ mn) Value of Deals ($ mn) Value of Deals ($ mn) Value of Deals ($ mn) Value
< 30 Days 97 2736 31.75 117 4081 53.62 1198 34956 23.01 59 1299 22.39
> = 30 Days & < = 90 Days 132 3655 42.42 50 1903 25.01 2050 44038 28.98 127 1537 26.49
> 90 Days & < = 180 Days 54 1006 11.68 38 481 6.32 1306 25174 16.57 68 915 15.76
> 180 Days & < =365 Days 40 837 9.72 51 992 13.03 3397 40407 26.59 85 1666 28.71
> 1 year 28 383 4.44 24 154 2.02 696 7363 4.85 35 386 6.65
Total 351 8618 100 280 7611 100 8647 151938 100 374 5803 100
* Data pertain to 1 April 2022–17 February 2023. ** Data pertain to 1 April 2021–18 February 2022.
(i) Tables 1 to 5 relate to Securities Segment, and (ii) Tables 6 and 7 relate to Forex Segment.
Source: Clearing Corporation of India Limited (CCIL).

70 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
FEBRUARY 25, 2023

Death of a Dream
The administrative response to student suicides remains managerial at best and indifferent at worst.

T
he recent death by suicide of Darshan Solanki, an 18-year- For example, an undergraduate student died by suicide in the
old Dalit student at the Indian Institute of Technology (IIT) Lady Shri Ram College for Women in New Delhi in 2020, citing
Bombay, points towards certain festering problems in the financial troubles like not having a laptop for online classes and
higher educational institutions in India in general and IITs in parti- unaffordable private accommodation. The guilt that one’s dream
cular. In 2021, the union minister of education had stated in Parlia- of pursuing higher education is a tremendous financial burden on
ment that 122 students had died between 2014 and 2021, with 101 one’s family is an emotion that resonates in the higher education
students dying in central universities, IITs, and National Institutes journeys of most first-generation learners. Such guilt often makes
of Technology combined. The IITs alone accounted for 34 student many students drop out of their degree programmes as well. With-
suicides, and the data also revealed that students belonging to out material interventions like providing adequate scholarships
Scheduled Castes (SCs), Scheduled Tribes (STs), and Other Backward and affordable hostel accommodation, such guilt cannot be washed
Classes (OBCs) comprised 58% of all student suicides since 2014. away even if one provides psychological interventions like therapy
Student suicides have no singular reason. The circumstances or counselling to first-generation learners. This is not to under-
that make a student take the tragic step of ending their own life mine the importance of counselling services for students; rather,
emerge from a variety of sources—social as well as pedagogical, this instance points towards the deficiencies of the mainstream
economic as well as curricular, political as well as psychological. view that misdiagnoses the problem of student suicides in India.
The response elicited by the student suicides in IITs from the Similarly, the death of Solanki also points towards the discrimi-
university administration is highly deficient as it mainly looks natory social and material circumstances that tragically define
at the problem of suicides as caused by a singular reason of ex- the lives of Dalit students in higher educational institutions in
cessive stress. Although stress is an unmistakable part of the India. After spending a mere four months at the campus, it was
many problems faced by students, it cannot merely be taken as alleged by Solanki’s family members that he had complained of
the only factor causing student suicides in India. The response caste discrimination after his friends and classmates came to
which mainly cites stress as causing suicides in educational in- know about his caste background. Student organisations in the
stitutions also advocates for remedies that seem thoroughly in- campus have suggested various measures to tackle the problem
effective in front of the sheer magnitude of the problems repre- of caste discrimination in higher educational institutions—from
sented by student suicides. Remedies like counselling may be increasing the representation of SC/ST/OBC members among the
effective for students reeling under anxiety and stress, however, faculty and counsellors, to having a robust and functional anti-
it may fail in front of other reasons—most prominently, social discrimination policy that works towards sensitising the domi-
and economic reasons—which become a thorn in the flesh of nant caste students in such spaces against bullying, ragging,
many students attending these institutions of higher learning. and harassing students from marginalised backgrounds. How-
Another fact emerging from the data about student suicides is ever, the administrative response to this suicide has been mana-
the large number of SC, ST, and OBC students dying by suicides gerial at best. Not only have the administrators not taken note
in higher educational institutions. A majority of students coming of the possibility of caste discrimination existing in spaces of
from socially marginalised backgrounds are first-generation higher learning, there is also a stark institutional indifference
learners, because of which acquainting oneself with the curricular towards the layered and complex reasons behind the problem of
work and pedagogical interactions in the classroom takes rela- student suicides. An inability to realise how the category of
tively more time than other, more privileged students. However, “stress” cannot possibly cover all these reasons would only sug-
other than fulfilling the constitutional obligation of reservations gest that the administration is not serious about reducing the
of seats—which is also not fulfilled at times—higher educational spate of student suicides in higher educational institutions,
institutions rarely do anything to acknowledge and remedy this much less improving the quality of life of these students.
problem at the curricular and pedagogical levels. There is a lack Finally, the majority of student suicides occurring in central
of institutional will to resolve the glaring inequalities between universities also points towards the extent to which these insti-
students attending the university institution. tutions represent an aspirational value for marginalised students
Economic & Political Weekly EPW FEBRUARY 25, 2023 vol lViIi no 8 7
EDITORIALS

and their families. An IIT degree is nothing short of a dream for families so long as education remains key to viable social mo-
many families, and the burden of such a dream is often placed bility in India. The tragedy of student suicides marks the death
on the vulnerable shoulders of young students. However, high- of such a dream, even if the sorrow of these deaths is felt only
er education will continue to be a shimmering dream for many by a few people.

8 FEBRUARY 25, 2023 vol lViIi no 8 EPW Economic & Political Weekly
FROM THE EDITOR’S DESK

From 50 Years Ago trade-off between some of the aims (such as and the problem may yet be insoluble unless
between growth and distributive justice or, the instrument has at least as many control
relatedly, between growth and employment), levers as there are aims. […]
is by no means easy. In such a situation, deter- Where the tax system is expected to se-
Vol VIII, No 8 February 24, 1973 mination of the level of even any particular cure a relatively larger proportion of the
tax instrument — like the income-tax which resources required from the better-off sec-
Priorities for a Tax Programme
is optimal with respect to all the goals in view tions of the people, such an outcome can-
Amaresh Bagchi and not merely one of them (like maximisa- not but be regarded as evidence of ineffi-
Devising an ‘optimal’ tax system when there tion of work effort) — presents formidable ciency of the structure, whatever may be at
is a multiplicity of aims to pursue, and espe- problems unless the weights to be attached to its root. This is perhaps inevitable if the
cially when there is no very easily definable each of the objectives are clearly specified; system is burdened with too many tasks.

Economic & Political Weekly EPW FEBRUARY 25, 2023 vol lViIi no 8 9
EDITORIALS

Political Developments in Maharashtra


Ironically, installing rule by manipulation is likely to be counterproductive.

A
fter nearly eight months since the defection of 40 mem- Election Commission’s decision only seems to have given the
bers of the legislative assembly caused the fall of the Shinde faction an unfair political advantage.
Maha Vikas Aghadi (MVA) government consisting of the Will the Election Commission now call for elections? Perhaps
Shiv Sena, Nationalist Congress Party (NCP), and the Congress not on its own. This gives a scope for the second assumption
in Maharashtra, the Election Commission has decided that the that, perhaps, the Election Commission and those who support
name “Shiv Sena” and the symbol of bow and arrow shall be- it fully know that the decision is not going to yield the desired
long to the faction led by the current chief minister of Maha- result in the elections. The common voters are likely to consoli-
rashtra. Political claims about loyalty, treason, and legacy are date their moral consciousness that whatever has been done in
being made from all sides in this dispute, however, the role of this case has not happened according to the Constitution and
the Election Commission and allegations about political bias are the Election Commission, and those who are alleged to have
what are most noteworthy in this controversy over symbols. been supporting them are aware that Uddhav Thackeray has
It also raises another question: Do symbols matter in poli- been at the receiving end of the sympathy of not only the tradi-
tics? They used to matter a lot when education was not a mass tional base of the Shiv Sena, but also a newer bloc of people who
resource in the early decades of electoral democracy in India. recognise that a wrong has been done to him. Moreover, region-
What matters today is the commitment to a party, personality, al consciousness, which has been very strong against the sub-
and ideology. The election symbols of left parties have not versive activities of the union government’s power, particularly
undergone any changes. But other parties have adopted newer in Bihar, West Bengal, and Tamil Nadu, would act as a boomer-
symbols. Arguably, the communist party may not require a ang even in Maharashtra. The anti-defector consolidation is
change in symbols because their ideology has been embodied likely to take place on this ground of an increasingly vocal re-
in their consciousness. Their electoral base was almost con- gional assertion as well. An assumption could be cited here that
stant until the rise of the Trinamool Congress (TMC) in West this will help the MVA alliance to further consolidate its collec-
Bengal, however, it is still constant in Kerala. It should also be tive strength in all the elections slated to happen in Maharash-
noted that the parties formed out of such splits like the TMC or tra. This would also put a break to the union government’s at-
NCP and the altogether new parties such as the Aam Aadmi tempts to use its usual subversive tactics to woo away some of
Party could consolidate their support base despite having to the leading opposition politicians into its fold.
contest on new or relatively lesser-known symbols. Hence, the However, this would not happen automatically, and the opposi-
Election Commission, which, on very flimsy grounds, has allot- tion—particularly the Thackeray-led Shiv Sena—must show po-
ted the symbol of bow and arrow and the party name of “Shiv litical urgency to mobilise people to save Mumbai, Maharashtra,
Sena” to the faction led by Eknath Shinde seems to be func- and Indian democracy. Some of its leaders have been committed
tioning with a naïve logic, though certain sinister motives can- to follow this broader agenda which may not be welcomed by the
not be ruled out. Sangh Parivar. The atmosphere of sympathy that at present is
Ideally, the dispute between two factions claiming the same seen to be growing in favour of the Thackrey-led Sena may trans-
name and symbol should have been put to the test of the public form the power of sympathy into electoral power. On the contra-
mandate before such a hasty decision was made. Elections could ry, the Shinde group seems to be encouraged by the union govern-
have given a clearer picture about who is considered by the people ment’s help in gaining a hold over administrative power, which, as
as a more legitimate claimant of the name and symbol of Shiv political observations suggest, may only have a temporary life.
Sena. Hence, it becomes the moral responsibility of the Election Ironically, the more the subversive power wielded by the
Commission to organise the elections of the Brihanmumbai ruling party at the union comes to the aid of these groups, the
Municipal Corporation and the Maharashtra Legislative Assem- more the chances to make inroads into the electoral base in
bly on priority and ascertain whether the Shinde group has the Maharashtra become remote. Electoral or political mobilisa-
majority or not. Their decision should not have depended on the tion, which is expected to serve as an antidote to the subver-
convenient calculations done on the basis of the number of de- sive design of authoritarian political power, is likely to be or-
fectors from the Shiv Sena. Rather, their decision should have ganised around a deep sense of injustice and a sincere scepti-
taken the people’s mandate into consideration. Without giving cism that such injustice is less likely to be mitigated within the
the people a chance to decide upon the Shiv Sena’s fate, the current institutional practices.
8 FEBRUARY 25, 2023 vol lViIi no 8 EPW Economic & Political Weekly
FROM THE EDITOR’S DESK

Should Sympathy Matter in Politics?

T
he desperate desire to capture power in ways that run of sympathy resides in such emotions that are already permeat-
contrary to the democratic ethos has its own consequenc- ing among the common people, who also think that the victimi-
es for politics inasmuch as it brings an element of sympa- sation of a group is unfair and in excess.
thy into the political domain. Sympathy, in turn, gives rise to It is in this context that sympathy connects itself to transcen-
contradictory forms of competitive political dynamics. On the dental reason inasmuch as it aids the latter in ameliorating
one hand, sympathy suggests contesting free elections, and on injustice. For removing injustice, the embattled political group,
the other, it also suggests a competitive form of elections. Put perhaps for a right reason, puts its faith and confidence in com-
differently, an appeal of sympathy made either directly or indi- petitive electoral politics rather than contest a free election.
rectly tends to stand on moral grounds that are mutually exclu- In the appeal of sympathy made by the incumbent kin of the
sive. For example, for most of the political parties and their can- departed legislator, the progressive connection between sympa-
didates, it has been a usual practice to make appeals based on thy and transcendental reason is missing. This is because an ap-
sympathy for the purposes of unopposed elections for the seats peal of sympathy motivates both the incumbent and their party
that, due to the demise of the sitting legislators, fell vacant. Such to use such appeals for instrumental rather than transcendental
an appeal is made particularly by the incumbent who had kin- reasons. Put differently, the sympathy appeal also has a weak
ship ties with the departed member of the elected houses. ground because it stands on the foundation of an emotional need,
There is another and a wider electoral context in which which suggests that the common voters should feel touched by
political players make an appeal of sympathy rather indirectly; the human loss that an incumbent candidate has personally suf-
it does, however, play a vital role in shaping the electoral con- fered. Touch, as a collective compassion, comes to be expressed
sciousness of the people. In such a context, such an appeal acquires here for the incumbent who would expect the latter to demon-
its moral significance through the narrative of victimhood. strate the same fellow-feeling for those human beings who are
Such a narrative is expected to generate a sympathy wave, as it tortured and tormented by the party activists who belong to the
were, for those who have been tormented by the ruling powers. same party as the current incumbent.
The social basis of such a sympathy wave is not limited either to an The candidate who desires to contest free elections using “fellow-
incumbent candidate or to a single constituency. As the recent feeling” as the moral plank, needs to oppose such party politics
narrative of victimhood that is being shared by the political that feeds on the killing of other human beings. But the party ideol-
group led by Uddhav Thackeray and supported by the leaders ogy and programme that militates against such a fellow-feeling
from the Maha Vikas Aghadi shows, unlike the incumbent fac- tends to warp the very virtue of sympathy. Thus, an investment
tion, the former has been asking for an early election. in the ethical resources such as a commitment to sympathy is
As has been observed by the political commentators of the nothing more than a simple instrument that is expected to perform
current scenario in Maharashtra, the institutional power is al- in favour of the electoral victory of the candidate who is less likely
legedly being used to decimate one political group in order to to stand by the value of fellow-feeling or would not show the moral
favour another. This, according to the observers, is likely to gen- courage to oppose their party activists who have been involved in
erate sympathy for the group which has been rendered embat- communal killings. It is in this sense that those, particularly from
tled by a constant threat of unhealthy and unreasonable institu- the right-wing parties who are desperate to use fellow-feeling as
tional and political interventions. The group that is at the re- the emotional basis for seeking unopposed elections, would deviate
ceiving end of an unfair intervention seems to be seeking the from this principle after they take advantage of the public com-
resolution of political injustice in early elections that are expect- passion ex gratia. The resources of public sympathy, thus, create
ed to bring a definite victory to the embattled group. Thus, it is a moral challenge for its user to leverage their political presence
the blatant forms of injustice caused by the political interest of for ensuring the fellow-feeling.
the dominating party that, in effect, creates a wider appeal of
sympathy, especially for the group that is facing political deci-
mation. It has been commonly perceived that the moral source

Economic & Political Weekly EPW FEBRUARY 25, 2023 vol lViIi no 8 9
LETTERS
Issn 0012-9976
Ever since the first issue in 1966,
EPW has been India’s premier journal for Artificial Intelligence and Art Some philosophers believe that artificial
comment on current affairs
and research in the social sciences.
intelligence cannot be truly creative,
It succeeded Economic Weekly (1949–1965),
which was launched and shepherded
by Sachin Chaudhuri,
who was also the founder-editor of EPW.
T he relationship between art and
technology has long been a subject
of debate, with some arguing that the
since it is ultimately the product of a ma-
chine rather than a human being. Phi-
losopher Stephen Davies argues that
As editor for 35 years (1969–2004)
Krishna Raj two are incompatible, raising questions “there is a deep sense in which only
gave EPW the reputation it now enjoys. about the nature of creativity, aesthet- humans can be creative, because only
Editor ics, and the role of the artist, and others humans can have a genuine sense of
GOPAL GURU seeking to integrate technology into the purpose, be self-aware, and reflect on
SENIOR Assistant editor artistic process. The question of whether the nature and quality of their creations.”
INDU K the harmonisation of art and technology Claire Bishop, an art historian, critic, and
Assistant editors is possible is a complex and multifaceted professor of art history at the City Uni-
Nachiket kulkarni one that requires careful consideration versity of New York Graduate Center,
Sahba Fatima
of the potential benefits and drawbacks also notes that artificial intelligence art
editorIAL Assistant of such an integration. lacks the emotional depth and human
Ankit Kawade
On the one hand, technology has the experience necessary to qualify as genu-
Editorial Coordinator potential to expand the possibilities for ine art. In a 2018 interview with Art in
Shilpa Sawant
artistic expression in new and exciting America, Bishop stated, “The real value
copy editor ways. Digital technologies, for example, of art is the way it produces emotions and
jyoti shetty
have opened up new avenues for artists meaning in a viewer.”
production to experiment with interactive and im- In a recent article for the New York
suneethi nair
mersive installations, augmented and Times, art critic Jason Farago wrote, “Ar-
Chief Administrative and Finance Officer virtual reality experiences, and other tistic creation is a process that involves
J DENNIS RAJAKUMAR
forms of multimedia art. Technology the entire life of an artist, from her
Advertisement Manager can also provide artists with new tools lived experiences to the tactile sensa-
Kamal G Fanibanda
and techniques for creating and manip- tions of making things.” He believes that
General Manager & Publisher ulating images, sounds, and other sen- artificial intelligence art cannot replace
Gauraang Pradhan
sory inputs. At the same time, there are this process, and that it cannot truly be
editorial: edit@epw.in concerns that technology can under- considered art because it is not created
Circulation: circulation@epw.in mine the traditional values and practic- by humans. David Hockney, in an inter-
Advertising: advertisement@epw.in es of art. Some critics raise the argument view with the Guardian, also expressed
that technology can result in the com- scepticism about artificial intelligence
Economic & Political Weekly
320–322, A to Z Industrial Estate modification of art, turning it into a mass- art, stating, “I’m not sure it’s actually
Ganpatrao Kadam Marg, Lower Parel produced product that can be easily rep- made by anything, you know? It’s just a
Mumbai 400 013
Phone: (022) 4063 8282
licated and distributed. Others worry series of codes that can be repeated.”
that technology can dehumanise the ar- There are also others who take a more
EPW Research Foundation tistic process, reducing the role of the expansive view of creativity, and assert
EPW Research Foundation, established in 1993, conducts
research on fi nancial and macro-economic issues in India. artist to that of a mere technician or pro- that artificial intelligence art can be seen
Director grammer. The question of harmonisation as a new form of creative expression and
J DENNIS RAJAKUMAR of art and technology is further compli- can be used as a tool for artists, rather
C 212, Akurli Industrial Estate
Kandivali (East), Mumbai 400 101
cated by the fact that technology is con- than a threat to their work. Margaret Ann
Phones: (022) 2887 3038/41 stantly evolving, which means that its Boden, professor of cognitive science in
epwrf@epwrf.in possibilities and limitations are always the Department of Informatics at the Uni-
Sameeksha TrusT changing. As a result, the relationship versity of Sussex remarks that artificial
(Publishers of Economic & Political Weekly) between art and technology is a dynam- intelligence art can be creative in a dif-
Board of Trustees
Deepak Nayyar, Chairman ic one that requires ongoing exploration ferent way than human art, by generating
Shyam Menon, Managing Trustee and experimentation.
André Béteille, D N Ghosh, Philosophers have provided a range of RETAIL AGENTS WANTEDI
Deepak Parekh, Romila Thapar,
Rajeev Bhargava, Dipankar Gupta, interpretations of art created through
N Jayaram, SUDIPTO MUNDLE artificial intelligence, offering insights Economic & Political Weekly (EPW) is looking to
Printed and published by Gauraang Pradhan, for and appoint retail agents across the country for
into the ethical, epistemological, and
on behalf of Sameeksha Trust and printed at distribution of the magazine.
Modern Arts and Industries, 151, A–Z Industrial Estate, ontological implications of this new art
Ganpatrao Kadam Marg, Lower Parel, Mumbai–400 013 Interested agents are requested to send in their
and published at 320–322, A–Z Industrial Estate, form. One of the key philosophical de-
Ganpatrao Kadam Marg, Lower Parel, Mumbai–400 013 expression of interests to retail@epw.in; or
bates surrounding artificial intelligence contact Mr. Anirbahn Chawdhoory at 09432015883.
Editor: Gopal Guru (Editor responsible for
selection of news under the PRB Act) art concerns the nature of creativity.
4 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
LETTERS
new and unexpected forms, patterns, However, the field of artificial intelli- compared to public hospitals, and
and designs that were not previously im- gence art is still in its early stages, but how does this impact the affordability
agined by humans. In a blog post for Art- it holds great promise for the future of of healthcare for the average citizen?
work Archive, Jordan Brown argued that art and human creativity. As machines What are the long-term implications
artificial intelligence is offering artists continue to evolve and learn, they will of this trend for the overall health of
new ways of doing things that were not undoubtedly play an even greater role in the population?
possible before. He writes, “It is not a the production and appreciation of art. It would be beneficial to examine how
question of whether AI is replacing art- Neerej Dev, Vipula P C private hospitals are affecting the rural
ists. It is about whether it is offering art- Bengaluru areas in India, where access to health-
ists new ways of doing things that were care is already a challenge. Are private
not possible before.” Another philosoph- Concerning Rise of Private hospitals expanding into these areas,
ical debate concerns the aesthetic value Healthcare in India or are they primarily focused in urban
of artificial intelligence art and how it centres? What are the implications of
lacks emotional depth and human experi-
ence necessary to qualify as genuine art.
By contrast, some philosophers also ar-
I t is concerning to note that despite the
challenges posed by private hospitals,
such as increased healthcare costs, ineq-
this trend for rural communities?
Finally, it would also be interesting to
explore potential solutions to the chal-
gue that artificial intelligence art can be uitable access to quality healthcare, and lenges posed by private hospitals. For
aesthetically valuable precisely because the exploitation of healthcare workers, example, could the government estab-
of its lack of human subjectivity, and its the government seems to be encourag- lish more stringent regulations for pri-
ability to generate new and unexpected ing their growth. This trend is reflective vate hospitals, or invest in public–pri-
aesthetic experiences. of a broader trend in the country where vate partnerships to ensure that health-
While there is no consensus on the the government is increasingly out- care is accessible to all? What role can
philosophical implications of artificial sourcing its responsibilities regarding civil society and healthcare providers
intelligence, the debates surrounding this healthcare to the private sector. play in addressing these issues?
new art form have opened up new ave- While it is understandable that the I urge the government to take a closer
nues for philosophical inquiry and re- government may not have the resources look at the challenges posed by the
flection. By exploring these questions, to provide quality healthcare to all its growth of private hospitals and take
we can better understand the implica- citizens, it is crucial that it regulates the steps to regulate them effectively. The
tions of artificial intelligence for human private sector effectively to ensure that government must ensure that private
creativity and artistic expression. healthcare is affordable and accessible hospitals do not operate as profit-mak-
Using deep learning techniques, ma- to all. It is also important to recognise that ing entities at the expense of the health
chines are able to learn from massive healthcare is a fundamental right, and it is of the citizens. It must also invest in
amounts of data and produce unique the government’s responsibility to ensure strengthening the public healthcare sys-
pieces of art that can range from ab- that this right is protected and upheld. tem, which can provide quality health-
stract compositions to realistic portraits. Thus, it would be useful to explore the care to all its citizens.
Artificial intelligence-generated art is reasons why private hospitals are being In conclusion, I would also like to
often a reflection of the data it has been encouraged by the government. For ex- highlight the need for a robust regulatory
trained on, leading to unexpected and ample, is it the lack of resources, a belief framework for private hospitals, and
unique results. In this way, artificial that the private sector is more efficient, the government must act promptly to
intelligence art provides a new lens or pressure from private healthcare pro- address the challenges posed by their
through which we can view the world viders? Understanding the motivations growth. I hope this letter will help
and inspire new perspectives on tradi- behind this trend could help develop start a conversation on this critical is-
tional art forms. more effective solutions. Moreover, one sue and encourage the government to
Artificial intelligence art is not meant also notices the exploitation of health- take steps to protect the fundamental
to replace human artists but rather to care workers in private hospitals, and it right to healthcare.
augment human creativity and push the would be valuable to explore this issue S Baranidharan
boundaries of what is possible in art. in more detail. What are the working Bengaluru
There are also concerns about the poten- conditions like in private hospitals, and
tial implications of artificial intelligence- how do they compare to public hospi- In Memoriam
generated art. Some worry that artificial tals? What can be done to protect the EPW fondly remembers the sustained
intelligence art may lead to a devalua- rights of healthcare workers and ensure contributions of Ajit K Ghose towards the
tion of human creativity or even a loss of that they are treated fairly? Also, private journal, who unfortunately passed away
jobs in the art industry. Others question hospitals are contributing to rising before his Special Article titled “India’s
the ethics of using artificial intelligence healthcare costs, and it would be useful Exclusive Growth” (EPW, 11 February
2023) was published. We pay our condo-
for commercial purposes without giving to explore this issue further. How much lences to his family and friends.
proper credit to the original creators. more expensive are private hospitals
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 5
LETTERS
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EPW welcomes original contributions that have not Readers are encouraged to comment on current affairs Contributions to this section may be in the form of
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6 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
LETTERS
Issn 0012-9976
Ever since the first issue in 1966,
EPW has been India’s premier journal for Artificial Intelligence and Art Some philosophers believe that artificial
comment on current affairs
and research in the social sciences.
intelligence cannot be truly creative,
It succeeded Economic Weekly (1949–1965),
which was launched and shepherded
by Sachin Chaudhuri,
who was also the founder-editor of EPW.
T he relationship between art and
technology has long been a subject
of debate, with some arguing that the
since it is ultimately the product of a ma-
chine rather than a human being. Phi-
losopher Stephen Davies argues that
As editor for 35 years (1969–2004)
Krishna Raj two are incompatible, raising questions “there is a deep sense in which only
gave EPW the reputation it now enjoys. about the nature of creativity, aesthet- humans can be creative, because only
Editor ics, and the role of the artist, and others humans can have a genuine sense of
GOPAL GURU seeking to integrate technology into the purpose, be self-aware, and reflect on
SENIOR Assistant editor artistic process. The question of whether the nature and quality of their creations.”
INDU K the harmonisation of art and technology Claire Bishop, an art historian, critic, and
Assistant editors is possible is a complex and multifaceted professor of art history at the City Uni-
Nachiket kulkarni one that requires careful consideration versity of New York Graduate Center,
Sahba Fatima
of the potential benefits and drawbacks also notes that artificial intelligence art
editorIAL Assistant of such an integration. lacks the emotional depth and human
Ankit Kawade
On the one hand, technology has the experience necessary to qualify as genu-
Editorial Coordinator potential to expand the possibilities for ine art. In a 2018 interview with Art in
Shilpa Sawant
artistic expression in new and exciting America, Bishop stated, “The real value
copy editor ways. Digital technologies, for example, of art is the way it produces emotions and
jyoti shetty
have opened up new avenues for artists meaning in a viewer.”
production to experiment with interactive and im- In a recent article for the New York
suneethi nair
mersive installations, augmented and Times, art critic Jason Farago wrote, “Ar-
Chief Administrative and Finance Officer virtual reality experiences, and other tistic creation is a process that involves
J DENNIS RAJAKUMAR
forms of multimedia art. Technology the entire life of an artist, from her
Advertisement Manager can also provide artists with new tools lived experiences to the tactile sensa-
Kamal G Fanibanda
and techniques for creating and manip- tions of making things.” He believes that
General Manager & Publisher ulating images, sounds, and other sen- artificial intelligence art cannot replace
Gauraang Pradhan
sory inputs. At the same time, there are this process, and that it cannot truly be
editorial: edit@epw.in concerns that technology can under- considered art because it is not created
Circulation: circulation@epw.in mine the traditional values and practic- by humans. David Hockney, in an inter-
Advertising: advertisement@epw.in es of art. Some critics raise the argument view with the Guardian, also expressed
that technology can result in the com- scepticism about artificial intelligence
Economic & Political Weekly
320–322, A to Z Industrial Estate modification of art, turning it into a mass- art, stating, “I’m not sure it’s actually
Ganpatrao Kadam Marg, Lower Parel produced product that can be easily rep- made by anything, you know? It’s just a
Mumbai 400 013
Phone: (022) 4063 8282
licated and distributed. Others worry series of codes that can be repeated.”
that technology can dehumanise the ar- There are also others who take a more
EPW Research Foundation tistic process, reducing the role of the expansive view of creativity, and assert
EPW Research Foundation, established in 1993, conducts
research on fi nancial and macro-economic issues in India. artist to that of a mere technician or pro- that artificial intelligence art can be seen
Director grammer. The question of harmonisation as a new form of creative expression and
J DENNIS RAJAKUMAR of art and technology is further compli- can be used as a tool for artists, rather
C 212, Akurli Industrial Estate
Kandivali (East), Mumbai 400 101
cated by the fact that technology is con- than a threat to their work. Margaret Ann
Phones: (022) 2887 3038/41 stantly evolving, which means that its Boden, professor of cognitive science in
epwrf@epwrf.in possibilities and limitations are always the Department of Informatics at the Uni-
Sameeksha TrusT changing. As a result, the relationship versity of Sussex remarks that artificial
(Publishers of Economic & Political Weekly) between art and technology is a dynam- intelligence art can be creative in a dif-
Board of Trustees
Deepak Nayyar, Chairman ic one that requires ongoing exploration ferent way than human art, by generating
Shyam Menon, Managing Trustee and experimentation.
André Béteille, D N Ghosh, Philosophers have provided a range of RETAIL AGENTS WANTEDI
Deepak Parekh, Romila Thapar,
Rajeev Bhargava, Dipankar Gupta, interpretations of art created through
N Jayaram, SUDIPTO MUNDLE artificial intelligence, offering insights Economic & Political Weekly (EPW) is looking to
Printed and published by Gauraang Pradhan, for and appoint retail agents across the country for
into the ethical, epistemological, and
on behalf of Sameeksha Trust and printed at distribution of the magazine.
Modern Arts and Industries, 151, A–Z Industrial Estate, ontological implications of this new art
Ganpatrao Kadam Marg, Lower Parel, Mumbai–400 013 Interested agents are requested to send in their
and published at 320–322, A–Z Industrial Estate, form. One of the key philosophical de-
Ganpatrao Kadam Marg, Lower Parel, Mumbai–400 013 expression of interests to retail@epw.in; or
bates surrounding artificial intelligence contact Mr. Anirbahn Chawdhoory at 09432015883.
Editor: Gopal Guru (Editor responsible for
selection of news under the PRB Act) art concerns the nature of creativity.
4 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
LETTERS
new and unexpected forms, patterns, However, the field of artificial intelli- compared to public hospitals, and
and designs that were not previously im- gence art is still in its early stages, but how does this impact the affordability
agined by humans. In a blog post for Art- it holds great promise for the future of of healthcare for the average citizen?
work Archive, Jordan Brown argued that art and human creativity. As machines What are the long-term implications
artificial intelligence is offering artists continue to evolve and learn, they will of this trend for the overall health of
new ways of doing things that were not undoubtedly play an even greater role in the population?
possible before. He writes, “It is not a the production and appreciation of art. It would be beneficial to examine how
question of whether AI is replacing art- Neerej Dev, Vipula P C private hospitals are affecting the rural
ists. It is about whether it is offering art- Bengaluru areas in India, where access to health-
ists new ways of doing things that were care is already a challenge. Are private
not possible before.” Another philosoph- Concerning Rise of Private hospitals expanding into these areas,
ical debate concerns the aesthetic value Healthcare in India or are they primarily focused in urban
of artificial intelligence art and how it centres? What are the implications of
lacks emotional depth and human experi-
ence necessary to qualify as genuine art.
By contrast, some philosophers also ar-
I t is concerning to note that despite the
challenges posed by private hospitals,
such as increased healthcare costs, ineq-
this trend for rural communities?
Finally, it would also be interesting to
explore potential solutions to the chal-
gue that artificial intelligence art can be uitable access to quality healthcare, and lenges posed by private hospitals. For
aesthetically valuable precisely because the exploitation of healthcare workers, example, could the government estab-
of its lack of human subjectivity, and its the government seems to be encourag- lish more stringent regulations for pri-
ability to generate new and unexpected ing their growth. This trend is reflective vate hospitals, or invest in public–pri-
aesthetic experiences. of a broader trend in the country where vate partnerships to ensure that health-
While there is no consensus on the the government is increasingly out- care is accessible to all? What role can
philosophical implications of artificial sourcing its responsibilities regarding civil society and healthcare providers
intelligence, the debates surrounding this healthcare to the private sector. play in addressing these issues?
new art form have opened up new ave- While it is understandable that the I urge the government to take a closer
nues for philosophical inquiry and re- government may not have the resources look at the challenges posed by the
flection. By exploring these questions, to provide quality healthcare to all its growth of private hospitals and take
we can better understand the implica- citizens, it is crucial that it regulates the steps to regulate them effectively. The
tions of artificial intelligence for human private sector effectively to ensure that government must ensure that private
creativity and artistic expression. healthcare is affordable and accessible hospitals do not operate as profit-mak-
Using deep learning techniques, ma- to all. It is also important to recognise that ing entities at the expense of the health
chines are able to learn from massive healthcare is a fundamental right, and it is of the citizens. It must also invest in
amounts of data and produce unique the government’s responsibility to ensure strengthening the public healthcare sys-
pieces of art that can range from ab- that this right is protected and upheld. tem, which can provide quality health-
stract compositions to realistic portraits. Thus, it would be useful to explore the care to all its citizens.
Artificial intelligence-generated art is reasons why private hospitals are being In conclusion, I would also like to
often a reflection of the data it has been encouraged by the government. For ex- highlight the need for a robust regulatory
trained on, leading to unexpected and ample, is it the lack of resources, a belief framework for private hospitals, and
unique results. In this way, artificial that the private sector is more efficient, the government must act promptly to
intelligence art provides a new lens or pressure from private healthcare pro- address the challenges posed by their
through which we can view the world viders? Understanding the motivations growth. I hope this letter will help
and inspire new perspectives on tradi- behind this trend could help develop start a conversation on this critical is-
tional art forms. more effective solutions. Moreover, one sue and encourage the government to
Artificial intelligence art is not meant also notices the exploitation of health- take steps to protect the fundamental
to replace human artists but rather to care workers in private hospitals, and it right to healthcare.
augment human creativity and push the would be valuable to explore this issue S Baranidharan
boundaries of what is possible in art. in more detail. What are the working Bengaluru
There are also concerns about the poten- conditions like in private hospitals, and
tial implications of artificial intelligence- how do they compare to public hospi- In Memoriam
generated art. Some worry that artificial tals? What can be done to protect the EPW fondly remembers the sustained
intelligence art may lead to a devalua- rights of healthcare workers and ensure contributions of Ajit K Ghose towards the
tion of human creativity or even a loss of that they are treated fairly? Also, private journal, who unfortunately passed away
jobs in the art industry. Others question hospitals are contributing to rising before his Special Article titled “India’s
the ethics of using artificial intelligence healthcare costs, and it would be useful Exclusive Growth” (EPW, 11 February
2023) was published. We pay our condo-
for commercial purposes without giving to explore this issue further. How much lences to his family and friends.
proper credit to the original creators. more expensive are private hospitals
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 5
LETTERS
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(Revised rates effective 01 April 2022)
Category Print Digital Archives Print + Digital Archives Concessional rates are restricted to students in India. To subscribe at
concessional rates, please submit a proof of eligibility from an institution.
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Edition Issues Issues + Issues + Edition + Edition + Edition + Print:
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include all special and review issues.
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Archives (since 1966) Last Complete Digital Archives:
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Archives (since 1966) subscription period. For example, a 1-year subscription will provide
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Students – 1 Year 2,080 810 2,550 4,450 2,940 4,760 6,650 access all issues published during the subscription period, plus all
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Subscribers can access all issues published during the subscription
Institutions – 1 Year period, plus the complete archives going back to Volume 1 (1966). For
example, a 1-year subscription will provide access for the period of
Print Edition 6,350 1 year to the latest issue at the time of subscription and all subsequent
Up to 5 Concurrent Users 5,620 21,500 69,570 11,810 28,250 76,320 issues for the period of 1 year; plus all issues published since 1966.
Indian subscription rates, except for print edition, are all inclusive of 18% GST.
Unlimited Concurrent Users 9,370 35,840 115,953 15,180 42,590 122,700
Types of Web Access to the Digital Archives
Individual subscribers can access the site by a username and a password,
Foreign (in US Dollar) while institutional subscribers get access by specifying IP ranges.
Individuals – 1 Year 290 100 300 520 350 560 780 How to Subscribe:
Payment can be made by either sending a demand draft/cheque in
Institutions – 1 Year favour of Economic and Political Weekly or by making online payment
with a credit card/net banking on our secure site at www.epw.in.
Print Edition 500 Address for communication:
Up to 5 Concurrent Users 380 1,430 4,610 780 1,870 5,060 Economic & Political Weekly
320–322, A to Z Industrial Estate, Ganpatrao Kadam Marg, Lower Parel,
Unlimited Concurrent Users 620 2,380 7,680 1,010 2,820 8,130 Mumbai 400 013, India. Phone: (022) 4063 8282, email: circulation@epw.in

Notes for Contributors


Submission Guidelines Letters (Word limit: 500–800) Engage
EPW welcomes original contributions that have not Readers are encouraged to comment on current affairs Contributions to this section may be in the form of
been submitted, published, or accepted for publication and/or respond to published articles in EPW. Letters must articles (2,500–3,000 words), photo essays, podcasts
elsewhere. Contributors must specify the same in the contain the author’s full name and postal address. and videos on topical social, cultural, economic and
article submission email. Contributors are urged to Commentary (Word limit: 2,000–3,000) political developments. For more details, visit: https://
follow EPW’s stylesheet (https://www.epw.in/style-sheet. Short, analytical articles on topical and contemporary www.epw.in/notes-contributors-epw-engage.
html). All contributions must be accompanied by: social, economic and political developments will be Copyright
• An abstract of 150–200 words considered for this section.
EPW posts all published articles on its website as well as
• Six to eight keywords Book Reviews (Word limit: 1,500–2,000) on select databases. Published articles may be
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6 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
POSTSCRIPT
LITERATURE, PATRIARCHY, PARTITION

Behula Never Can Be


a Widow
The legend of Behula relates the pre-partition
migration of people and their cultural cohesion
through West Bengal, Bangladesh, and Myanmar.

Mrinmoy Pramanick

B
ehula, a character from the Manasamangal Kāvya of
medieval Bengali literature, challenged the conflict of
egos between her father-in-law Chandsadagar and god-
dess Manasa, which resulted in the killing of her husband on
their first night together. Manasa, the snake-goddess, teaches
Chandsadagar, a wealthy trader and a follower of Shiva, a
lesson for refusing to worship her. In order to prove that her
husband was killed as a result of a conflict between the goddess
Manasa’s ego and the merchant Chandsadagar, she went all
the way to the court of Indra in heaven.
Behula is a popular legend among Muslims in Bangladesh
and other regions of West Bengal, as well as in oral and
performance storytelling. When I visited Birbhum district in
West Bengal to archive tales from Dalit communities there, I
came across a family performing Behula tales under the
name Laila–Majnu, a popular romantic legend among Bengali
Muslims. The family had learnt the tales from a Muslim per-
former who was selling tiny books with such songs at a village
fair—a result, no doubt, of the syncretic Hindu–Muslim tra-
dition across South Asia.
Jibanananda Das, Sabyasachi Deb, and Kalyani Thakur Charal
are among the many modern and contemporary Bengali poets
who used the Behula legend in their works to discuss Bengal’s
syncretic beauty and highlight the resilience of women in literary
traditions. Behula emerges as a symbol of female resistance to
patriarchy. Dalit poet Kalyani Thakur Charal presented Behu-
la in different contexts—sometimes a woman from a lower
caste fighting Brahminical patriarchy, and other times a woman
fighting against everyday hardship and grief. Singer Kabir
Suman composed a song explaining that Behula was not a
widow and was never regarded as one because she brought
her deceased husband to the court of the gods and won his
Economic & Political Weekly EPW february 25, 2023 vol lViII no 8 73
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LITERATURE, PATRIARCHY, PARTITION

life back: “Behula never can be widow, this is the tradition of regions of West Bengal, Assam, and Tripura. How could the
Bengal” (behula kakhano bidhaba haina/eta banglar riti). ‘Desh’ be there if my neighbours are not present”? Some have
A variety of poems like Manasamangal Kāvya, Chandi- the “luxury” of remembering their homeland, some are better
mangal Kāvya, Dharmamangal Kāvya, and Annadamangal off not remembering.
Kāvya, dedicated to various gods and goddesses, are includ- On the border of Tripura between India and Bangladesh,
ed in the genre of narrative poem known as Mangal Kāvya in the small village of Lankamura, I met a widow named
from mediaeval Bengal. These texts, which are Behula emerges as Kiranbala Sarkar, displaced from Noakhali dur-
documented in writing, are performed and a symbol of female ing the riots in 1946. She will soon turn 100 years
passed down orally, all profoundly ingrained in resistance old, always wears a red saree, is unable to speak
Bengali society. Bengalis from West Bengal, to patriarchy much, has forgotten much of her past, and only
Tripura, Assam, Bangladesh, and even Myanmar vaguely remembers some of the family members
are connected by Manasamangal Kāvya. While premodern who live with her. For a Bengali Hindu widow, wearing a red
cultural exchanges keep people connected across borders, saree is not very typical or common in some generations, and
contemporary boundaries separate nations with borders. certainly not for those in her generation. Kiranbala has long
Even today, those who fled to Myanmar from Chattogram since forgotten that she had lost her husband. She consumes
and those Bengalis who fled Myanmar and took refuge in fish and asks for it practically daily, again very uncommon
different regions of India still recite Manasamangal Kāvya for a widowed Bengali Hindu woman. She does not practise
and worship goddess Manasa. The Behula legend relates the widowhood and does not recall her past. I was suddenly
pre-partition migration of people and their cultural cohe- reminded of Behula, who never became a widow, existing as
sion through West Bengal, Bangladesh, and Myanmar. myth and legend in written, oral and performance traditions
Manasa is a prominent goddess, especially among Bengalis in both parts of Bengal and Myanmar. Kiranbala is like Behula
in rural areas, because of the existence of venomous snakes to me; her memory erased the death of her husband and her
in wet lands, and agricultural fields, places and spaces of displacement from East Bengal, making her dress like the
the working class. Lower-caste and working-class communi- blessed Hindu wife she was before partition, in her red saree.
ties in Bengal revere her as their protector against venom- How beautifully this forgetting comes to her as bliss and
ous snake bites. allows her to survive in the past, in happier days.
Behula’s story makes me think of a seemingly unrelated Manasamangal Kāvya and the Behula legend can be read
tale. West Bengal, Assam, and Tripura are dealing with within and naturally beyond partition narratives, but I argue that
the effects of the Bengal partition even today. Tripura’s this medieval text can be read very much within the narrative
sociolinguistic constitution and literary language strongly and history of partition. Because of Kiranbala’s “forgetfulness,”
display the linguistic ramifications of the partition and partition is no longer important to her life; she now lives in the
the Bangladesh Liberation War. When I visited Tripura in pre-partition era of her pre-widowered married existence.
November 2021 for my fieldwork and archival work, I met a
Mrinmoy Pramanick (mpcill@caluniv.ac.in) teaches in the Department of Comparative
few authors there from very ordinary social and cultural Indian Language and Literature, University of Calcutta.
backgrounds. They carry the linguistic features of the
districts from which they had been displaced during or after
LAST LINES
partition and the war. They resist mainstream Bengali liter-
ary diction and vocabularies with colloquial language from
their ancestors who moved from East Bengal. Local literary
magazines and publishing houses publish fiction and poems in
the language they carried from East Bengal—some write in
variants of the language spoken in Noakhali, Brahmanbaria,
and Coomilla districts of today’s Bangladesh. This is how au-
thors in Tripura who/whose families migrated from Bangla-
desh are rebuilding their identity with the memory of lan-
guage. These journeys of language from one nation to anoth-
er along with its people connect nations that are divided
along political lines but not entirely separate.
The people who had to fight for their food and shelter did
not talk much about how much they missed the place they
had to leave behind. When I asked a woman I had met about
nostalgia—a very common theme in partition research—she
responded, “Why should I think of Noakhali? All of the
neighbours moved out from the village and settled in different
74 february 25, 2023 vol lViII no 8 EPW Economic & Political Weekly
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FRIENDSHIP, RESEARCH

him in the local thana. Since they could not press charges of
illegal smuggling, fearing self-incrimination, Rashidun only
served time for his “lesser” misdemeanours. Following his
arrest, residents of the village grew cautious of interacting
with Rashidun, labelling him “bad company.”
It was clear that Rashidun’s present was a far cry from his
life as a smuggler. The lack of viable opportunities in the village,
for the adulterer cattle smuggler, left his days wide open.
This was a serendipitous alignment of circumstances, as it
eventually brought us together. When we met the first time,
Rashidun inquired about the purpose of my stay. He volun-
teered to help in finding people to interview and access
porous sectors of the border—the vestigial remnants of his
past occupation. But his help came with cautionary advice
that felt close to the experiences of his ostracisation from the
local community: “People here are nice. They are simple. Do
not take advantage of them and they will take care of you.”
As our association gained more visibility, I would fre-
quently be addressed as shaheb (master) and him as mokkel
(client) whenever we would pass through the market on our
way to an interview site. It proved difficult to ignore how ap-
pellations of an alluded financial agreement were affecting
Rashidun. During one of our regular winter-afternoon walks
across the dried-up Teesta riverbed, he explained how these
The Myth of Rashidun insinuations stabbed at his unrelenting financial anguish
and his isolation from the village, still quite raw and fresh in
A researcher reflects on his friendship with a his memory. The allusions to an employer–employee dynamic
down-on-luck adulterer–cattle smuggler—his aggravated the loss of control that was consuming his life.
primary contact in the field. Rashidun’s next great plan was to fish the local stream.
The weight of the expected catch would net a profit that
would be sufficient to see out the year. The dearth of initial
Surya Sankar Sen
capital to rent motorised pumps required for the effort

F
or my doctoral research, I spent a year studying local prompted him to search for local investors. Within days,
communities in the north Bengal borderland. During Rashidun had assembled a crew of six villagers, also down on
this time, I became friends with Rashidun who eventu- luck and money. The burden of success grew heavier now. The
ally became my primary contact and a gateway to my experi- crew started draining a catchment of the stream at night so
ences there. As we peeled back the layers of our pasts, it that by dawn, they could move in with their nets. Without
revealed traces of a friendship that would come to be tested any interviews scheduled the following morning, I headed
during my stay in his village. It took less than a week for us to over to the stream hoping to see Rashidun and his crew
open our lives to each other, although mine paled in com- drawing in their catch. As I neared the culvert to secure a
parison to his experiences. good view, I saw a crowd had already gathered there. Word
Before becoming a cattle smuggler, Rashidun tried Allusions to an of Rashidun’s plans had spread wide and fast to
his best to stay on the straight and narrow path of employer–employee neighbouring villages as well. I gathered from the
limited opportunities available in that area. From dynamic aggravated hubbub that this was not the first time Rashidun
what I could tell, the underlying risks of an illegal the loss of control tried to fish this stream—a detail he kept from
occupation contributed to its temptation for him. that was consuming me. A year ago, his efforts were thwarted by the
Over a short—yet profitable—stint in smuggling his life incoming Kalboishakhi storm, which replenished
bovines, Rashidun claimed control of his life and the volume he had managed to drain out.
destiny. He said he felt like a “hero” from a movie when he The stream was an outlet for run-off from Teesta river,
ventured out in his rickety van, under the dense cover of the usually rediverted to local rice and tobacco fields. Whenever
winter fog. Emboldened, he had begun an extramarital affair there was an overflow in the municipality catchment, instead of
with a woman whose father rented out their home as a half- diverting it to the fields and flooding them, the excess volume
way house for smugglers. Rashidun’s refusal to promise mar- was channelled through the stream, back to the river. These
riage to her prompted the father to file a complaint against releases were not planned, and without warning, Rashidun’s
72 february 25, 2023 vol lViII no 8 EPW Economic & Political Weekly
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FRIENDSHIP, RESEARCH

crew was caught unaware when a percolating rill, distinctively to chippings and shingle for construction projects in the
muddier than what they were fishing in, eventually turned into north Bengal and Sikkimese hills. It seemed as though this
an incoming torrent. I watched from the culvert as the team trade, carrying boulders washed down by the river, back to
scampered to pick off fish that was caught in the mud, trying to the mountains could only choose Rashidun as the agent of
beat the tide that would eventually submerge the exposed redeposition. A Sisyphean end, for someone whose attempts
stream. The crowd began to laugh at this sudden turn of events, to take charge of his life brought him back to the point
even those initially convinced of Rashidun’s success joining in. where he first started.
Eventually, the chides and rebukes from the crowd found
Surya Sankar Sen (surya.sen@sju.edu.in) teaches in the Department of Political Science,
their way towards me. My identity as someone from the city St Joseph’s University, Bengaluru.
and a daaktar (doctor) was leveraged in comments, ridiculing
my inability to see the eventuality of failure in Rashidun’s plan.
I was more concerned about Rashidun, as the barrage of con-
tempt from onlookers grew suggestively in response to his
desperation to forestall failure, by scooping up hapless
snakeheads and climbing perch, wriggling their bodies to
make it back into the water. Gathering their infinitesimal haul,
a far cry from what they had dreamt of through the hours
they put into draining the pool, Rashidun’s crew made a
hasty exit from the eye of this gathering tempest of derision,
more unforgiving than last year’s Kalboishakhi.
Rashidun’s inability to accept his failures would destroy
the final vestiges of his relationship with the village, and our
association as well. The next day as I ventured out, Rashidun
was nowhere to be seen. I tried calling, but as usual, his mo-
bile phone was unreachable, suspended because of the non-
payment of dues. Inquiring about this, I found out from a lo-
cal acquaintance that Rashidun returned to the pool, late in
the night with a bottle of pesticide, and released its contents
into the stream. He skimmed off whatever fish was shocked
by the chemicals, in a last-ditch attempt to break even on his
investment. He took me to the culvert from where the verac-
ity of his account became evident, sans Rashidun’s alleged
involvement. The surface of the pool was littered with stiff,
dead fish. The extent of the damage he claimed to have wit-
nessed at the first light of day was no longer apparent, as he
stated that the bigger fish had been scavenged off by villag-
ers, despite the obvious perils of consuming poisoned flesh.
The criminal nature of his offence, in poisoning a local water
source, gathered momentum as Rashidun’s character was
once more textured with shades of his past notoriety. I heard
the police were searching for him, and his conspicuous ab-
sence fuelled local speculations of his motives and where-
abouts. Rashidun’s advice to not mistake the locals’ simplici-
ty as naïveté was enough for me to prematurely conclude our
association, a separation I had anticipated coming forth upon
my departure from the village.
The paucity of time, created by the distractions of Rashidun’s
misadventures, necessitated a deep dive into my work
over the final weeks of my stay. I thought his exile would be
temporary, concluding once things settled back to normal,
but I never saw Rashidun again. I found out after my depar-
ture from a resident I remained in contact with, that Rashid-
un was now a truck-driver. He transported boulders from the
Teesta’s banks to factories, where it would be broken down
Economic & Political Weekly EPW february 25, 2023 vol lViII no 8 73
POSTSCRIPT
FOOTBALL, SPORT, MEMORY

Memories of Football
A Reverie
A football fan revisits football history and reminisces about changing allegiances, patron saints and
football greats.

Tapas Mitra

O
ne fateful night in 2015, M N Buch, the “patron in Sweden (1958), Chile (1962) and Mexico (1970) to watch
saint” of Bhopal, had passed away. He would have them take the Jules Rimet cup forever to Brazil! They insisted
hated the epithet, I am sure, being aggressively that Brazilian football reflected the true spirit of the team sport
anti-institutional. Writer, orator, administrator and one of that football is, where everyone plays a specific part in the
our last polymaths, he was the man behind the preservation grand orchestra of football. A few years later, in the final stages
of Bhopal’s lake system and urban forestry. On that night I of school, I came to embrace Albert Camus and his detached and
was in Naples, searching for a value-for-money restaurant, yet emotionally intense prose. I seemed to have become a Brazil
salivating at the prospect of a fish and squid and octopus fan quoting Camus’s famous dictum on football, “Everything
dinner while the whole town was out on the streets to watch I know about morality and the obligations of men, I owe it to
a football match—Italy’s Juventus was playing a star-studded football.” Personal tragedies and heartbreaks have always
Barcelona in the finals of the Union of European Football been part of our lives around football. A brief romance in the
Associations (UEFA) championship in Berlin after four years. life of a dear friend was summarily terminated by his lady-
The restaurants extended outdoors with large screens on love since she decided she couldn’t settle for anyone who
the streets and fans crowded all over town. I told Personal tragedies didn’t look as good as Paolo Maldini, from the
my daughter not to cheer Barcelona’s first goal in and heartbreaks 90’s golden generation of Italian football.
the presence of so many Italian fans cheering have always been In 1986, watching Maradona almost single-
Juventus. Or so I assumed. part of our lives handedly pulling off a world cup victory, my
Barcelona scored the first goal as expected in the around football thoughts (and those of many others) on the team
fifth minute and for a while there was a lull in the sport came under question. But then we agreed
streets. And then a large part of the crowd huddled together that he was a phenomenon which happens once in a long while
on our right, broke into a deafening cry of victory they could in every sport, or for that matter in every aspect of life and art.
sense was coming so early in the game. They were evidently After many world cups when the sport was reinvented in a
supporting Barcelona and I was able to decode the mystery unique “Tiki-taka” way by the Spanish in the 2010 World Cup,
only when I met our homestay owner the next morning. A allegiances changed once again overwhelmingly. Purists
Barcelona fan himself, he said that the support for Barcelona would of course maintain that this was merely an extension of
stemmed from the fact that Lionel Messi, the Barcelona for- the 1974 Dutch innovation of “total football,” and they were ac-
ward, hails from the country of Diego Maradona. Maradona, tually right since the style was developed in the hands of Dutch
who placed the Napoli football club on top of the Italian na- managers coaching in LaLiga from 1988 onwards. Johan
tional league twice from constantly fighting relegation battles, Cruyff expectedly became the first among them to coach the
was considered the patron saint of football of Naples, he went Barcelona team. Not just allegiances, narratives changed too.
on to add. I was amazed to see Maradona depicted as Adam The tragic hero of world football hitherto was Garrincha, the
in Michelangelo’s Genesis in the “private altars” of most cafes in dribbler par excellence and a key player for Brazil in the 1958
the city. The fact that football crosses limits of nationalities and 1962 World Cups, going back home to play barefoot in his
and political boundaries had never played out more clearly in native village with his childhood mates after the wins. At this
front of my eyes than it did on that evening in Naples. time, he took to alcohol and eventually died a pauper whilst
Many of us watching world cup football since 1978 in black most of his illustrious teammates lived lives of glory under
and white mode, when India telecast the matches live be- the sun in the world cup hall of fame.
came supporters of Argentina immediately (colour television Many of us remember life events with reference to world cup
was introduced in 1982 when India hosted the Asian Games). years. With the easing of telecast rights, private channels com-
This was because of their artistry with the ball and the short ing in and the internet, access to international football has in-
ground passes they played, which we perhaps identified with creased significantly. Entire upper-middle-class households
our style of playing the game. Our previous generation read these days watch European club football on television and are
about the exploits of Brazil “live” in newspapers and would aware of the transfer norms and fees of the superstars in a
nostalgically relate to us their wins from 1958, as if they were transnational labour market. Old-fashioned followers like me
Economic & Political Weekly EPW february 25, 2023 vol lViII no 8 71
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FOOTBALL, SPORT, MEMORY

feel that this is not so different from having one more game in
their PlayStations. And when I hear that Qatari oil barons own
some of the best clubs in Europe, it doesn’t come as a shock.
It’s akin to business houses owning an abstract expressionist
masterpiece as part of their portfolio and image building.
The politics of the record €12 million transfer fee that the
ailing Napoli paid to get Maradona in Naples in the summer of
1984 is known to most followers of world football. But more
important than the fee amount was the fact that a new era be-
gan in the football of Napoli. A new emotion which transcends
monetary transactions. If one doesn’t respect this emotion, in-
ternational football venues may no doubt remain packed to
capacity, but this may mean nothing more than merely a busi-
ness venture well executed. Pelé had been the longest stand-
ing god of football since the first Brazilian World Cup win of
1958, only to be partially displaced by Maradona in 1986.
Since his death on 29 December, 11 days after the World Cup
final of 2022, there seems to be a silence, a kind of interval, an
emptiness in the debate of the GOAT—the greatest of all time.
Tapas Mitra (tapasmitra@spabhopal.ac.in) is an academic, urbanist and artist. He
teaches urban design at the School of Planning and Architecture, Bhopal.

72 february 25, 2023 vol lViII no 8 EPW Economic & Political Weekly
REVIEW OF URBAN AFFAIRS

Community Capital
Socio-spatial Relations in Delhi’s Seelampur E-waste Market

Aakansha Jain, Vinay Gidwani

Seelampur in north-east Delhi is one of the largest There used to be wooden crushers, and pairs of buffaloes to run
it. The crushers would run all day. The entire family worked hard.
e-waste markets in India. Featured in numerous When we left the oil business, we started selling the metal parts of
non-governmental organisation reports and journalistic the crusher.
— Haji Salman Malik, a trader and landlord in Seelampur
accounts, mainly to highlight the environmental perils of

S
informal e-waste dismantling, the e-waste market’s eelampur, a neighbourhood in Shahdara district of Delhi,
spatial history and underlying social relations have never features regularly in policy reports, academic writings,
and popular media for its informal settlements, crowded
been systematically studied. Combining 10 months of
and narrow streets, communal tensions, poor sanitary condi-
ethnographic fieldwork in 2021–22 with a quantitative tions, and—most prominently—as a “toxic sink” where elec-
primary survey of 115 traders in Seelampur, this paper tronic waste or e-waste from around the world is dismantled
offers new insights on the caste segmentation of and processed. This paper strives to alter and amend this
largely negative representation by showing the underlying so-
commerce in urban India and, specifically, the role of
cial relations and rich spatial history of “place-making” that
kin networks and “community capital” in consolidating has produced Seelampur as a key node within India’s e-waste
Seelampur’s status as a key node within India’s economy. Based on 10 months of ethnographic and survey
e-waste economy. research, we extend the scholarship on the caste/community
segmentation of petty production and commerce in urban India;
specifically, the role of “familial capitalism” and kin networks
(Yanagisako 2002) in consolidating Seelampur’s distinctive
economy trajectory. We introduce the term “community capital”
to conceptualise the operations of kin networks in building
and sustaining Seelampur’s economy.
Seelampur is often identified with the large expanse of East
Delhi known as jamna-paar (trans-Yamuna). This imagined
Seelampur is in fact a coalition of various Muslim-majority
neighbourhoods: Shahdara, Old Seelampur, New Seelampur,
Jafrabad, and Maujpur. Thus, what is often called “Seelampur”
is a heterogeneous set of neighbourhoods with distinctive
histories of habitation and social divisions of labour. The
e-waste market in Seelampur, which is only one portion
of this diverse tract, is located along the Shahdara Drain
(the erstwhile Yamuna Canal) in the Old Seelampur area.
Adjoining the drain is the famous Gali Number Chaar (Lane
Number 4), which is the market’s oldest and most lucrative
trade centre. Various cross-sectional lanes make up the
remainder of the market. The traders in Gali Number Chaar
are generally the most established, purchasing large volumes
The authors are grateful to Seelampur’s traders for their time, patience, of stock through Metal Scrap Trade Corporation (MSTC)1
and generosity. Two anonymous reviewers helped to substantially auctions and operating a dense network of pheriwalas to keep
improve our paper’s arguments. their stocks replenished. During our survey of the market,
Aakansha Jain (aj9344a@american.edu) is a PhD student at the one of the traders mentioned that he employs as many as
American University, Washington, DC, US. Vinay Gidwani (gidwa002@ 150 pheriwalas, all of whom belong either to his extended
umn.edu) teaches geography and global studies at the University of kin network or are acquaintances from his native village
Minnesota, Minneapolis, MN, US.
in Uttar Pradesh.
62 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
REVIEW OF URBAN AFFAIRS

While the segmentation of urban markets and commodity distortions in market competitiveness, as community “outsiders”
chains by caste and community is noted in the literature, are prevented from entering; and as working-class members
grounded explanations of its emergence are fewer. Aided of caste monopolies experience constraints on occupational
by the life history of a key e-waste trader in the Seelampur and spatial mobility, due to clientist relations with wealthier
market, as well as ethnographic and survey data, we show members of their community and the economic and political
how migrants from the Other Backward Classes (OBC) Muslim risk aversion it engenders.
Malik community from villages around Meerut and Muzaffar- Asking what sets apart caste groups who transitioned
nagar, where they were historically called Teli for their rural into a business model based on their traditional profession
profession of oil pressing, were able to carve out a niche in and those who did not, Munshi (2019) proposes that princi-
e-waste in Delhi’s Seelampur area. Without any specialised pally it is not difference in business acumen but, rather, a
education in dismantling discarded electrical appliances and lack of a large enough common shock that inhibits such
electronics, the Malik community’s journey from oil pressing group mobility. For Seelampur’s Maliks, a historically agrarian
to e-waste as a path of capital accumulation is remarkable. Our community, this collective shock was the advent of metal
research reveals how “community capital” that confers eco- crushers for oil pressing in the 1950s. 4 Baniya caste groups,
nomic and social advantages—and creates barriers to entry by who were traditionally grocers and moneylenders and had
outsiders—has been pivotal in consolidating and preserving the financial wherewithal, were able to practise a form of
the niche monopoly of the Maliks in one portion of the urban vertical integration by investing in this new technology and
and regional e-waste value chain; correspondingly, how social instead of purchasing oil from the Malik Telis, they now set
gatekeeping by non-Muslim entrepreneurs prevents the Maliks up their own crushers. The Telis, whose traditional wooden
from moving up in the chain. crushers were less efficient, were pushed out from the oil
business as a result.
Methodology When we asked Seelampur traders how Telis moved into the
The fieldwork for this research began in June 2021, soon after scrap business when their oil business petered out, one of them
the second COVID-19 lockdown ended. The first phase included said, “When we had nothing, we had no shame.” On the face of
visits to 10 specialised waste clusters in Delhi-National Capital it, there is no obvious connection between the Maliks’ speciali-
Region (NCR). These clusters can be classified into two catego- sation in e-waste with their traditional occupation—except
ries—organised, for example, the PVC market in Tikri Kalan that Muslim communities have often carved out niches in ac-
and the Junk Market in Mayapuri (which were relocated by tivities that either involve unskilled manual labour (Epstein
the government in the 1990s to designated industrial areas on 1964), skilled labour that is labour-intensive and handed
the outskirts of the city) and unorganised, such as Old Seelam- down through systems of apprenticeship (Khalidi 1995), or
pur, New Seelampur, Shastri Park, Mustafabad, Behta, and entail dealing with “polluting” materials shunned by Hindu
Turkman Gate for e-waste; Madanpur Khadar for plastic waste; caste groups (Harriss-White 2002: 147; also Table 6.2, p 151).
and Shastri Nagar for cardboard waste.2 Harriss-White, for instance, notes the complex trade networks
In the second phase, we conducted oral history interviews developed by Muslims for recycling plastic, cardboard, paper,
with 30 traders in the Old Seelampur market, along with metal, and other forms of waste that caste Hindus or Jain
focus group discussions and conversations, animated by Baniyas were reluctant to handle. The earliest Malik migrants
cognitive mapping exercises, to understand the history of to Seelampur, very likely in the 1970s, launched its informal
the market and its place within a nationwide network. This waste economy—a small number as traders and the rest as
qualitative research was supplemented with a survey of pheriwalas, making a living from collecting and trading mixed
115 traders, who constitute 30% of the estimated total number scrap. Haji Salman Malik, who first came to Seelampur in 1981
of shops in the market.3 as a 15-year-old boy, remembers:
It was just like the village. People reared buffaloes and sold milk …
‘Community Capital’ in the Emergence of Seelampur There were 5–10 Maliks in Seelampur back then, all of whom were in
Existing political economy and anthropological scholarship waste work. Together they had around five shops and employed close
to fifty pheriwalas—all of whom were Maliks.
has established the importance of caste and community in the
organisation of economic activity in urban India, particularly Gradually, a critical mass came to specialise in metal and elec-
markets and production clusters. Munshi (2019) hypothesises trical scrap.
that “internal cooperation allows castes to support the eco- Early on, Timberg (1978) discusses how Marwari traders
nomic activity of their members when market institutions are were able to leverage traditional community institutions to
missing or function imperfectly” (p 786). Informal caste-based become industrial entrepreneurs. Harriss-White (2002: 15)
and kinship networks, he contends, solve “information and highlights how groups mobilise “social structures of accumu-
commitment problems” (Munshi 2014: 49) in the recruitment of lation” (SSA)—“a range of non-state social structures, and the
workers and the maintenance of cooperation, via effective ideas and cultural practices attached to them”—for economic
sanctioning of transgressions. Networks can also provide a advantage and profit. She identifies class, gender, religion, and
system of risk-sharing and insurance. However, such short-term caste as four principal SSA s in the Indian context but has less
efficiency gains must be counterposed to potential long-term to say on the ways in which social structures are mobilised.
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Progression from workers to capitalists is a broader phenomenon. (as per Yanagisako 2002) that accompany it, which facilitate a
Chari (2004) shows how the agrarian caste of Gounders in process of capital accumulation, while creating barriers to
Tamil Nadu was able to transition into Tiruppur’s urban knit- entry by outsiders. Advantages include the way by which
wear sector and over time become a globally significant node kin relations provide solutions to what Munshi (2014) calls
in the garment industry. Notably, it was the peasant–worker “information and commitment problems”: whether this is in-
class fraction of Gounders rather than the wealthier, landown- formation about a current or prospective pheriwala’s reliability
ing ones who became proprietors and, in some instances, and character; or trust in long-distance market transactions,
hugely successful businesspersons of knitwear firms; suggest- when distantly located pheriwalas procure maal of a stipulated
ing that landowning castes/classes with capital may have quality; or the ability to employ peer pressure to thwart or
social inhibitions for some forms of activity. sanction conduct that is transgressive. Other economic
In the 1990s, after approximately two decades of dealing in advantages may include (although this is not uniformly the
metal and electrical scrap, Seelampur’s Maliks began a transi- case) a well-established path of entry into the e-waste business
tion to their current specialisation in e-waste. On being asked for young Malik men, preferential access to credit, risk mitigation
how the e-waste business became popular, one of the traders through participation in rotating savings schemes with kinfolk,
stated, bhedchal hai, aur kuch nahi (“it is nothing but herd infusion of capital through marriage alliances, information
mentality”). This casual remark effaces the toil and imagina- sharing about new raw material sources and markets, market
tion of Malik traders, who realised early the prospective value collusion during auctions (for instance, when e-waste is pur-
that could be generated from materials found in discarded chased from corporate entities), collective lobbying of officials
electronic items and utilised their extensive kin networks to and politicians, and putting up a common front in the face of a
identify sources of e-waste as well as markets for materials perceived external threat (whether from market rivals, state
salvaged from that detritus. The reference to “bhedchal”—a authorities, or other social groups).
bandwagon effect—also likely captures the benefits of grow- Consider one key advantage of “community capital”: when a
ing numbers of transactors. The escalating likelihood of buyers young man from the Malik community decides to move to the
and sellers finding each other for mutual gain lubricates a city, he starts off as a pheriwala for an established trader in
“virtuous cycle” of development—attracting more participants, Seelampur. Depending on the trade networks of the Seelampur
who can sustain even more trading activity. trader, he may be assigned to go to any city in India to begin
As mentioned, there is a sturdy literature on the importance his journey in the e-waste business. Through this process, he
of communal networks in capital accumulation. While Timberg not only learns the “tricks of the trade” but often several new
(1978), Rudner (1994), Harriss-White (2002), Chari (2004), languages that can be an asset in negotiations. De Neve (2008)
Birla (2008), Gill (2009), Munshi (2014), Basole (2015), and highlights how the caste and kinship model of labour mitigates
Saraf (2020) are some exemplars from India, Yanagisako (2002) class conflict, while at the same time ensuring peer accounta-
and Rofel and Yanagisako (2019) offer keen insights into the bility and compliance. Crucially, since the Maliks involved in
“familial capitalism” that underbeds firm production and the e-waste sector are all connected to each other through
reproduction within the silk industry in Como, Italy. Yanagisako common village and family ties, it is also easier for an aspiring
(2002) generatively extends the concept of “sentiment”— entrepreneur to secure start-up capital. The importance of kin
“emotional orientations and embodied dispositions”—to cap- networks to “make it” in the waste business echoes Timberg’s
ture the dialectical relationship of economy and culture, observation about the Marwari community’s intergeneration-
realms that she refuses to concede as separate. Illustratively, al success. “Communal customs,” he writes, “provided for ap-
the affective processes that saturate the extended kin network prenticeships in which youngsters could learn the techniques
of the Maliks has enabled them to establish trading outposts of business, and profit-sharing schemes by which they could
staffed by kin and kin-based acquaintances across India. This accumulate enough capital to start their own enterprises”
guarantees them a regular supply of e-waste “raw materials” (Timberg 1978: 6).5 In our survey of Seelampur’s traders,
from which they have been able to generate value, either via 46% reported inheriting their business from a family member,
arbitrage or transformation (dismantling and/or processing) whereas the remaining leveraged community resources to
to sustain their market primacy. In interviews, Seelampur gain a market foothold.
traders frequently stated something along the lines of, Aaj
poore Hindustan mei koi aisa shehar nahi hai jahan humara An Oral History of Seelampur
aadmi pheri na phirta ho (“There is not a single city in Hindustan There used to be farms owned by Gujjars here, where we are sitting
where our man does not do pheri”). Prominent trade nodes in right now. This sewage drain used to be a canal used for irrigating the
terms of the volume of e-waste flows that lie within the orbit of fields. When I was 5 years old, there was a little water in it, but it was
the Maliks’ sprawling kin network include Karnataka, Delhi- not so black in colour
—Ali Baksh Chaudhary
NCR, Maharashtra, Tamil Nadu, Uttar Pradesh, Haryana, and
Rajasthan (in that order). Ali Baksh belongs to one of the oldest families in Seelampur
We coin the term “community capital” to summarise the and is from a Muslim Chaudhary family. As a child growing
range of economic advantages that are conferred by virtue of up in Seelampur, he witnessed first-hand its transformation
belonging to a community and the complex of “sentiments” from an agrarian tract to a commercial one. His first memories
64 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
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of the market date back to the early 1980s, with four to I wanted to do pheri too. I got the cycle and ever since then I have
five scrap shops dealing in mixed waste but primarily metal. been a kabadiwala [scrap trader]. With my first income, I bought
branded shoes from Action, and a couple of pants and shirts from
The earliest known items to be traded included refrigerators,
Chandni Chowk … With just a few hours of work in the morning, I
electrical transformers, desert coolers, ceiling fans, transis- could make `100– `200 in profit. We used to park our cycles outside
tor radios, tape recorders, landline phones, and rubberised the LIC building and sit there to play cards with other pheriwalas. Of-
wires. Over time, Old Seelampur evolved into the specialised fice employees called us in to collect their waste, which we sold in A
e-waste market that currently exists, trading mainly in block, Connaught Place. The security guards at the building would
not let others inside, but we had a good “setting” with them. They
computer parts, television sets, cathode ray tubes, mobile
used to play cards with us too.
phones, X-ray films, copper wires, and white goods. The
highest value items are the ones with the most volume of By 1998, he had accumulated enough savings to start his
metal components, and the lowest value are plastics, card- own copper scrap business. With part of his profits, he
board, and batteries. Valuation is also dependent on the purchased a plot in Seelampur in 2000 for `14 lakh, near the
effort required to process an item. For instance, wires and sewage drain—the market’s commercial nerve centre. Profits
X-ray films contain copper and silver, respectively, but are in subsequent years were robust. Hameed reinvested these
not considered top-tier trade items because processing them in the business and continued to prosper; until 2008, when
is labour-intensive. the global recession’s ripple effects reached all the way
Haji Salman Malik, who used to have a waste business and is to Seelampur.
now a landlord and restaurant owner, has lived in Seelampur And then out of the blue, copper prices crashed. I had no idea what
for over 40 years. He remembers seeing a computer for the first was happening. Tab itni knowledge nahi thi. I had a shop full of stock.
time in 1990. The e-waste business took off soon thereafter. By Creditors started asking for their money, but I couldn’t sell the stock.
the end of the decade, many Gujjar landowners, having sold Eventually, I sold off the stock at a loss and spent all my savings to pay
off the creditors. I was completely free.
vacant plots in the area to the Maliks, moved into property
speculation or the land market business elsewhere in the NCR.6 It was not easy for Hameed to recover after the losses he
One of the beneficiaries of the boom was Hameed Malik. We incurred, a fate shared by many other traders in the market.
animate the role of community capital in Seelampur’s rise with Every day, I would come to the market and sit in front of my shop.
the aid of his life story, while being mindful that his is but one I let it out on rent and that sustained household expenses. Four
of many stories and trajectories. years ago, my brother-in-law came to me. He used to do some work
Hameed is a 48-year-old trader from Khardoni village near abroad. He had money but was always disgruntled. So, we started a
new business together to recycle “TV tower” scrap. The shop I own
Meerut. He has been in the Seelampur market since 1998,
is still rented out. We rented another plot on the market’s periphery
witnessing multiple ups and downs. “In 1982, my uncle moved because it is cheaper.
from the village to Meerut,” Hameed recalled.
He used to tell my father to move to Meerut too. Back then, my Hameed was able to invest the difference from renting out
father used to do pheri in Delhi [but would commute regularly to visit his lucrative, centrally situated plot in the market while leas-
his family in the village]. My father insisted that he liked living ing cheaper space for his own new business on the market’s
in the village and that if he were to move, it would be to Delhi. It edge. Many traders indulge in rental arbitrage and property
did not make sense to move to Meerut and still go to Delhi to earn
speculation to fund major lifecycle expenses like a daughter’s
his living.
wedding or for business expansion. Land markets can play an
In 1989, Hameed’s father bought a plot in the NCR by selling important role in the evolution of a growing market like
off a small piece of agricultural land, which they were Seelampur. Benjamin (1996), taking the example of the copper
allotted in the village during land reforms. The following wire market in nearby Vishwas Nagar, which has trading rela-
year, with savings from the scrap trade, he built a house tionships with Seelampur, highlights how industrial activity
and moved his family from the village to (what were then) not only spurs growth in real estate prices, but also how real
Delhi’s outskirts. estate surpluses can fund industrial expansion.
Hameed used to visit Delhi often, either with his father
who worked in Shalimar Bagh or his uncle who worked in Social Composition and Spatial Dynamics of the Market
Connaught Place. His entry into the waste business was not By becoming India’s largest e-waste recycling market, Seelampur’s
immediate. He initially worked at a motor part repair shop in Maliks have become a presence in national and global recy-
Noida for three years. While some traders had entered the cling networks (Ruthven 2008; Laha 2015; Corwin 2018).
waste business straightaway, aided by a family member or vil- However, due to anti-pollution regulations and market evolu-
lage acquaintance, others like Hameed first tried their luck tion, Seelampur is no longer a major site for e-waste recycling.
elsewhere. When asked how he entered the waste business, Seventy-four percent of traders in our survey said that they
Hameed chuckled: only segregate their stock and sell without any disassembly
or processing. When we asked traders to identify the source
One day, I went to Connaught Place with my uncle. I saw boys my
age bringing the [waste] stock. I worked harder than they did, but of their e-waste stock in at least one of four categories—
earned less money, and my clothes were always dirty with the grease (i) intra-market trade, (ii) through pheriwalas, (iii) directly
from the motor repair work. I told my uncle to buy me a cycle, that through aggregators in other cities (outside Delhi), and
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(iv) through MSTC auctions—69% reported conducting intra- labour for the capital-managing male labour. Daughters are
market trade, that is, aggregation based on product speciali- strategically married off to trading families within the busi-
sation; 38% employ pheriwalas; 20% directly purchase from ness network to reinforce commercial ties.9 Since the Maliks
aggregators in other cities; and 17% purchase by bidding at are endogamous, traders are enmeshed in dense webs of kin-
government or MSTC auctions.7 ship. In the marriage season, it is common for the market to be
While Seelampur’s e-waste market is a stronghold of completely shut or to find only a few traders around.
Muslim traders, by no means does “community capital” imply Apart from pheriwalas, there are karigars and palledars.
a homogeneous community. Our survey finds that 83.5% Karigars are workers with specialised knowledge, who segregate
of the market share is controlled by the Malik community, and dismantle the waste into different types and subcomponents.
3.5% each by the Qureshis and Chaudharys; and the rest Most are seasonal migrants from Bihar and West Bengal. They
by the Mansuris, Pathans, Alvis, Rajputs, Idrisi, Sheikhs, and work on a daily wage basis, and sometimes do additional
Ansaris. These communities are further stratified by class, contractual work after working hours. The more experienced
sub-caste, area of rural origin, and religious sect. The seven karigars, with intimate knowledge of electronic items and use
mosques near the market all practice Sunni Islam, but five of of mechanised tools, work on a monthly salary. Not all traders
those belong to the Deobandi sect, and one each to the Barelvi employ karigars; many sort the waste themselves with the
and Ahle Hadees sects.8 In terms of rural provenance, around help of one or more family members. Palledars help in loading
53% of the Maliks belong to Meerut, 22% to Muzaffarnagar, and unloading stock from trucks that arrives at night due to
10% to Ghaziabad, and the remaining to Hapur, Hastinapur, citywide restrictions on the movement of commercial vehicles.
and Bulandshahr. Maliks are on the OBC list in Uttar Pradesh, They are freelancers and not necessarily tied to one workshop.
but in Delhi, they are in the general category. Their wages fluctuate. Since fewer workers are available at
Most of Seelampur’s traders, 62%, reported migrating to night, it is easier for them to negotiate higher wage rates for
Delhi without their families, who continue to reside in their nocturnal work.
villages. They live in rented accommodation in or near the The outflow of post-segregation waste from Seelampur is
market and travel back to their village on Thursday evening patterned according to the base material: circuit boards to
to be with their families until Saturday morning. An addi- Moradabad; plastic to Mundka and Narela; metal to Mandoli,
tional 7% commute daily from villages in Meerut or Ghaziabad. Shastri Park, Mayapuri and Jhilmil Industrial Area; CRT to
Several traders expressed resistance to the idea of moving to Burari and Lajpat Rai Market; and wires to New Seelampur
Delhi, which they described as polluted, crowded, hostile, and Behta. While some of these clusters, like Moradabad and
and alienating. Many stated that it is too expensive to live New Seelampur, are Muslim-dominated neighbourhoods (by the
in the city with families. Of the 31% of traders who have Qureshis and Ansaris, respectively), traders say that it is mostly
relocated with their families to Delhi, 28% own their accom- the Baniya or other Hindu communities who control the last
modations: 16% in Seelampur and 12% in other neighbour- links in the e-waste value chain.
hoods like Mustafabad and Ghaziabad; the remaining 3% To move into a new line of recycling or up the value chain
live in rental units. (from pheri to shop to godown, like Hameed), or into recy-
The majority, 81%, of the traders in the market operates out cling circuits that are part of the formal economy, requires
of rented shops, and rents in the market are as competitive as large capital investment. In Meerut’s Partapur Industrial Area
any affluent neighbourhood on the other side of Yamuna. High and Alipur village, around five recycling companies owned
rents and proximity to home villages are two major reasons by the Maliks exist. These formally registered companies
why so many Maliks persist with a trans-local family system. often source their e-waste directly from corporates who must
Even among commercial shop landlords, very few live with comply with recycling mandates under the Extended Producer
their families. Due to the congested lanes in the market and Responsibility (EPR) rules.10 However, such involvement by
the bustle of commercial activity, it is considered unsuitable Maliks in the upper end of the value chain is uncommon.
for family life.
The market is male dominated at all levels of operation,
from traders to workers. The absence of female labourers is
attributed to the night-time working hours (when maal arrives),
as well as the physical strength required to load and unload available at
stock; although, clearly, patriarchal attitudes are also at play. Skandaa Distributors
The few shops that employ female labourers do so for wire
30-265/25/19, Flat No. S-1,
stripping, a task with the lowest wage among all types of work. Sai Enclave, Geetha Nagar,
Other e-waste markets in Delhi exhibit a similar pattern of Near Sai Vidya Vihar,
female exclusion from the workforce, except New Seelampur, RK Puram Post, Malkajgiri,
which exclusively specialises in wire stripping. Hyderabad 500 056,
Women in the Malik community are expected to carry out Telangana
reproductive roles within the “hidden abode” of the extended 9908074973
household, performing unremunerated care and reproductive
66 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
REVIEW OF URBAN AFFAIRS

Furnaces for base metals, CRT recycling factories, and formal lockdowns, interstate trade networks appear to be weaken-
e-waste recycling plants continue to be dominated by non- ing. This poses a serious threat because trade in Seelampur
Muslims, who employ their own forms of community capital to thrives on inflows of e-waste from other regions. Frequent
safeguard durable processes of capital accumulation. and severe external shocks have led entrepreneurs in other
states to build local recycling capabilities for some materials.
In Conclusion If a discarded cell phone ended up in its entirety in Seelampur
We have sought to upend the conventional portrayal of earlier, now only its circuit board might reach here, while
Seelampur as a “toxic sink” and present a different side: as a other components are sold off in the state of origin for further
place of business and belonging that has been painstakingly recycling. Moreover, as electronics consumption continues to
developed into India’s largest informal e-waste market grow, centres that were previously subsidiary can generate
through the toil and imagination of the OBC Malik commu- enough waste to make local markets viable, allowing costs of
nity, who were originally oil pressers in rural Meerut and transportation to dominate gains from agglomeration and
Muzaffarnagar districts. thicker markets (higher prices, quicker transactions) in places
While the market has grown organically and withstood like Seelampur.
numerous economic and political jolts, bigger structural It is a moment of peril for Seelampur and its Malik traders.
challenges lie ahead. In the past few years, due to various Some like Hameed are well situated to diversify into new lines
policies ranging from demonetisation and GST to COVID-19 of recycling. But many do not have that option.

Notes fortunes of East Delhi’s erstwhile Gujjar land- Gill, Kaveri (2009): Of Poverty and Plastic: Scaveng-
owners is ripe for future study. ing and Scrap Trading Entrepreneurs in India’s
1 MSTC India is a PSU under the Ministry of
7 Since these categories are overlapping, the pro- Urban Informal Economy, Oxford University Press.
Steel, and regularly holds auctions of metal
scrap from old vehicles and other discarded portions do not add up to 100%. Harris-White, Barbara (2002): India Working: Essays
metal products. 8 These sub-sects are unique to South Asian on Society and Economy, Cambridge: Cambridge
Muslims and have a history of contentious rela- University Press.
2 Seelampur is the central node of a larger e-waste
tions in some regions (Jackson 2013). Jackson, William Kesle (2013): “A Subcontinent’s
network with smaller regional nodes that dis-
9 Traders in Seelampur would often remark that Sunni Schism: The Deobandi-Barelvi Rivalry
play similarities with Seelampur, and yet have
Maliks are like Baniyas—in the sense that they and the Creation of Modern South Asia,” PhD
taken different routes of emergence. New
prefer starting their own business instead of thesis, New York: Syracuse University.
Seelampur’s wire stripping market (2 kilome-
working for someone in a job; and their weddings, Khalidi, Omar (1995): Indian Muslims since Inde-
tres [km] away from Old Seelampur market),
which are ostentatious, are also a customary pendence, New Delhi: Vikas Publishing House.
for example, is dominated by Ansari Muslim
community from Aligarh and Bulandshahr in way of cementing strategic business alliances. Laha, Somjit (2015): “(In)formality in E-waste
Uttar Pradesh, who migrated to Delhi before 10 As per the Government of India’s E-Waste Movement and Management in the Global
(Management) Rules, 2016, all producers of Economy,” PhD thesis, Manchester: University
independence and were resettled in New
electrical and electronic equipment (EEE) are of Manchester.
Seelampur colony. Shastri Park’s e-waste mar-
ket (4 km away from Seelampur) specialises in required to ensure that “end-of-life EEE (E-Waste) Munshi, Kaivan (2014): “Community Networks and
hard disks and magnets and is a stronghold of generated from the products … are channelised the Process of Development,” Journal of Eco-
the Mansuri community from Bareilly; it has a to authorised dismantlers/recyclers.” See, htt- nomic Perspectives, Vol 28, No 4, pp 49–76.
strong trade network with the Mayapuri met- ps://cpcb.nic.in/uploads/Projects/E-Waste/ — (2019): “Caste and the Indian Economy,” Journal
al scrap market. Other noteworthy nodes are notice_for_producers_01-08-2017.pdf. of Economic Literature, Vol 57, No 4, pp 781–34.
in Mustafabad, Mandoli, Loni, and more re- Rofel, Lisa and Sylvia J Yaganisako (2019): Fabri-
cently Dasna Industrial Area and Partapur In- cating Transnational Capitalism, Durham and
dustrial Area. Ruthven (2008) explores the References London: Duke University Press.
metal market of Moradabad, where a majority Basole, Amit (2015): “Informality and Flexible Rudner, David (1994): Caste and Capitalism in
of Seelampur’s traders sell circuit board scrap. Specialization: Apprenticeships and Knowl- Colonial India: The Nattukotai Chettiars,
By contrast, Corwin (2018) studied the refur- edge Spillovers in an Indian Silk Weaving Berkeley: University of California Press.
bished electronics market in Nehru Place, Cluster,” Development and Change, Vol 47, Ruthven, Orlanda (2008): “Metal and Morals in
which is mostly Hindu dominated and has No 1, pp 157–87. Moradabad: Perspectives on Ethics in the
weaker trade links with Seelampur. Benjamin, Solomon (1996): “Neighbourhood as Workplace Across a Global Supply Chain,” PhD
3 Our survey adopted a spatial purposive sampling Factory: The Influence of Land Development thesis, Oxford: University of Oxford.
method for the 350+ shops in Seelampur. We and Civic Politics on an Industrial Cluster in Saraf, Ishani (2020): “‘We Too Have Blackened Our
sought to cover one-third of the traders in Delhi, India,” PhD thesis, Massachusetts: Massa- Hands’: Work, Harm, and Legitimacy in a Delhi
each lane of the e-waste market. The rationale chusetts Institute of Technology. Scrap Market,” Anthropology of Work Review,
was to capture different type of activities in Vol 41, No 2, pp 119–28.
Birla, Ritu (2008): Stages of Capital: Law, Culture,
different parts of the market, as well as all and Market Governance in Late Colonial India, Timberg, Thomas (1978): The Marwaris: From Traders
levels of traders. Smaller traders often operate Durham: Duke University Press. to Industrialists, New Delhi: Vikas Publishing.
within side lanes with lower rents, while the Chari, Sharad (2004): Fraternal Capital: Peasant Yaganisako, Sylvia Junko (2002): Producing Culture
larger traders dominate the broader lanes Workers, Self-Made Men, and Globalization in and Capital. New Jersey: Princeton University
where transportation is easier and the busi- Provincial India, California: Stanford University Press.
ness more lucrative. Press.
4 It is hard to accurately date the displacement of Corwin, Julia (2018): “Circuits of Capital: India’s
Maliks from the oil pressing business given lack Electronic Waste in the Informal Global
of written records. However, our oldest inter- Economy,” PhD thesis, Minneapolis: University
locutors who were in their 70s noted that the of Minnesota. available at
oil business had already begun to decline in De Neve, Geert (2008): “‘We Are All Sondurkarar
their childhood. (Relatives)!’: Kinship and Its Morality in an Siddhivinayak Enterprises
5 This also concords with Kaveri Gill’s (2009) Urban Industry of Tamil Nadu, South India,” B-006, Antop Hill Warehousing
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6 We base this on anecdotal evidence gleaned and Social Change in South India, Manchester: Mumbai 400 037
from key informant interviews. The fate and Manchester University Press.

Economic & Political Weekly EPW february 25, 2023 vol lVIiI no 8 67
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Planning the Informal


Locating Street Vending in Master Plans Post 2014

Aravind Unni

U
The paper posits that the progressive policies of spatial rban planning in the form of master plans vis-à-vis
protection for the street vendors in the Street Vendors informalities remains exclusionary since modern plan-
ning in India. The state’s presence and control over the
(Protection of Livelihood and Regulation of Street
planning process have loosened and liberalised planning
Vending) Act, 2014 directly contradict the state planning practices have brought in reforms allowing the accumulation
practices of addressing informality that rests on of capital and space, furthering informality in Indian cities.
restrictive control of the informal and centralisation Informality, though viewed as “obstacles” to world-class
“smart” cities in contemporary times, is forcing the normative
of planning powers, thereby arguing for social
planning process to be inclusive and adaptive to the diverse
justice-centred reforms in urban planning acts and range of informalities. One such case is of the street vendors
policies. The paper will focus on the case of Delhi’s and vending in Indian cities.
master planning history and process, especially in the The paper builds on the existing body of work to interrogate the
intersection of urban planning, urbanisation, and informality—
lead-up to the draft master plan for Delhi 2041.
focusing on street vending in Indian cities. Urban planning as
a practice and its origins in a colonial city is well-documented
(Das 1981; Gupta 2005). Urban planning post independence
was implemented in a “scientific,” “expert-driven” approach fit
for orderly development but resulted in creating large “Shadow
Cities” (Johnson-Roehr 2015; Shaw 1996). Master planning thus
remained technocratic and detached from complex realities
of a predominantly poor population for much of the decades
after the 1960s (Mahadevia et al 2009; Batra 2009).1 While
increasingly disgruntled by formal planning practices in the
1990s, there was a new discourse on how normative planning
can be an instrument for urban development (Ahluwalia 2015;
Pethe et al 2014). On the contrary, another body of work ques-
tions the very instrument of planning (Roy 2009; Bhan 2009).
In the millennial cities, courts employed the plans and laws
to reshape the imagination of cities. While in the 1970s–1980s,
courts advocated justice for the poor and marginalised in cities
(Chitalkar and Gauri 2019; Tellis 2015), urban centres experi-
enced an increased economic boom post liberalisation, with
the workforce increasingly becoming informal and worker
collectives marginalised (Bhattacharjee 1999; Monte 2002).
Informality and non-conformity with city imaginations started
to be removed through policies, incentives, or courts and reflected
the fragmented urbanisation patterns (Bhan 2009). The city of
the 2000s has been transformed into a deeply contested space
with numerous stakeholders, characterised by a polarisation
The author would like to thank Saktiman Ghosh and Mecanzy Dabre of of urban discourse with the middle class having a veto on city
NHF for their valuable insights on the paper. decisions (Bhide 2009). Though resisting this onslaught of
Aravind Unni (aravindunni85@gmail.com) is an urban activist and global capital, the urban poor were increasingly struggling
researcher currently pursuing PhD in the School of Habitat Studies at to employ the strategies of “vote bank politics” and tactics
the Tata Institute of Social Sciences, Mumbai. He is associated with the of negotiation (Benjamin 2008). Presently, in its facilitative
National Hawker Federation and the Main Bhi Dilli Campaign, Delhi.
“avatar,” the state is trying to create a policy environment for
Economic & Political Weekly EPW february 25, 2023 vol lVIiI no 8 45
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enhancing private investments. The post-2014 “smart” city aims to More than the official plans themselves, it was the subversions
symbolise “efficiency, speed, and scale” (Datta 2015; Anand et al by people, both poor and the elite, and by the state, which pro-
2018; Unni 2019). Informality, synonymous with slums (informal duced the real arena of urban development (Mahadevia and
settlements), has been well studied, from policy regression where Joshi 2009). Increasingly into the new millennium, with
slums were accommodated in cities of the 1970s, to the hostile heightened contestations over space in cities, starting with the
post liberalisation discourse on slum-free cities (Bhide 2009). metropolitan areas, master plans have been employed to vilify
On street vendors, the dominant focus has been on understanding the informal, specifically people-built shelters and livelihoods
them as workers and their vending practices (Bhowmik 2005), of the urban poor under the garb of violations.6 An epochal
the constituency, their needs (Saha 2011), their daily negotiations shift in city planning was led through the Jawaharlal Nehru
(Anjaria 2006), as well as coordinated city-level responses and National Urban Renewal Mission (JNNURM) and the Smart
exchanges with the state (Bandyopadhyay 2011). Informality, City Missions that have further recentralised the city plans.7
specifically street vending, and its intersection with formal urban Master plans are increasingly perceived as inadequate and ir-
planning practices have not been adequately explored. Con- relevant and remain overridden by numerous ad hoc planning
sidering that street vendors through the newly promulgated measures, powerful schemes and agencies. The latest report
Street Vendors Act account for a vast count of urban livelihoods, by the NITI Aayog underscores the situation of city planning or
it is a critical gap that this enquiry has tried to bridge. the lack thereof in Indian cities. The report cites that as many
This inquiry ascertains how the master plans accommodate as 65% of the 7,933 urban settlements do not have any master
(or exclude) the spatial allocation and regulation provisions plan (Niti Aayog 2021). Though the report further states that
delineated in the Street Vendors Act. The paper will focus the “business-as-usual” approach will not be sustainable and
specifically on the case of the draft master plan for Delhi needs to be addressed on multiple fronts—legislative, organi-
(MPD) 2041. The primary document of the study will be the sational, procedural, and human resources, it conspicuously
MPD 2041, which has been compared with the preceding plans leaves out the issue of informality and its absence in the plan-
and their provisions vis-à-vis street vending. The paper first ning paradigm itself (PIB 2021).
looks at the evolution of master planning, its basic architec-
ture, and its legislative framework. The paper then delves Street Vending in Indian Cities
into critically examining the Street Vendors Act, 2014, high- Street vending is a defining characteristic of Indian cities, usually
lighting its key provisions and implementation. The following associated with temporary and insecure occupancy of the street
section discusses the insights from the draft MPD 2041 and its but is acknowledged as providing cheap goods and services for
implications for street vending in the city. To conclude, the a large section of India’s city dwellers (Sengupta 2007). As the
paper dwells upon why and how urban planning in the colonial powers established control over the streets, hawking
present form excludes street vending from the master plans was seen as an “obstruction,” a “problem,” and a “threat” to
and the crevices within the formal planning process and legis- public order leading to municipal laws being enacted that re-
lative protection results in further marginalisation of lives stricted street vending (Kidambi 2007; Kidambi et al 2019). In
and livelihoods in the city.2 newly independent India, the state’s focus on street vendors
was limited, and the cities were mostly uncontested, with the
Evolution of Master Planning in India state allowing room for informality to be accommodated. Most
In the decades following independence, master plans emerged large Indian cities saw the licensing system for hawkers come
as the formal tool for planning cities in India.3 In 1955, the to a standstill in the late 1970s; following this, the increasing
union government formed the town planning organisation contestations, judicial–government interventions for regulation
(TPO) to prepare the MPD, which transformed into the town and eviction became a standard feature. Violent eviction drives
and country planning organisation (TCPO) in 1962 and repli- in the early 1980s led to a three-decade-long judicial tussle
cated across major cities.4 While master planning continued to that would culminate in the Street Vendors Act of 2014.8 By the
be the dominant form of the planning tool till the 1980s, it was 1990s, “negotiated” settlements led to numerous vendors stak-
often undermined even in the 1970s through parastatals that ing claims in the city (Anjaria 2006). In contrast to individual
diluted the powers of “official” master planning (Idiculla 2017). negotiations, the vendors also came together for “collective ac-
Starting with the 1990s, the master plans, representing the tion” for policy suggestions and self-regulation of street vending
conventional “land-use” centric planning, failed to “reform” the (Bandyopadhyay 2011). The 2000s saw increasing academic
rapidly changing scenario in Indian cities. Under pressure and civil society interest and counter-mobilisation by street
from the post liberalisation discourse and criticised for their vendors, leading to the policies of 2004, 2009, and then the
unscientific, conservative approaches, overt state control and Street Vendors Act in 2014 (Bhowmik 2005; Saha 2011).
the proliferation of informalities, the master plans as instru-
ments of city planning were cited as failures (D’Souza 1991). The Promulgation of the Street Vending Act, 2014
Though there were attempts by the TCPO in the late 1990s to In 2014, the union government enacted the Street Vendors
reframe master planning for contemporary needs through the (Protection of Livelihood and Regulation of Street Vending)
Urban Development Plans Formulation and Implementation Act.9 Designed to “protect” and “regulate” street vending in
(UDPFI) guidelines, it proved to be inadequate.5 urban areas, until then, “regulation” was synonymous with
46 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
REVIEW OF URBAN AFFAIRS

“removal” (Chauhan and Unni 2022), and the Street Vendors Act window—organised objectionably through videoconferencing,
attempted to fundamentally alter that mindset through its key till November 2021 and awaiting the central government’s
principles and provisions. It ensured that until surveyed, they assent. The process “unofficially” was more participatory and
could not be evicted and allowed for an independent framework engaging, allowing room for sharing different sectoral demands,
of governance that is representative, participatory and decen- especially for civil society organisations, but failed to deliver
tralised, primarily led by the town vending committee (TVC) concrete actionables (Idiculla 2022). The draft plan, though
located in urban local bodies (ULBs). The representative TVC seemingly progressive in “terminologies” employed, paves the
will have elected vendor representatives from different social way to further private sector-led development without adequate
backgrounds. The law gave a population norm of 2.5% of the accountability on robust deliverables for the urban poor and
city population as engaged in street vending and assured informal sector, with the state and the DDA donning the role
“space” for vending. Lastly, various inclusionary measures for of “facilitator.”
the legal support and promotion of street vendors through
vendors’ welfare, training, and capacity building were laid out, The Case of ‘Missing’ Street Vendors
along with the crucial inclusion in master plans (Sherstra 2020). Informality has often been relegated to the margins in formal
Despite the many years since the Street Vendors Act, the law planning practices. Unlike street vending, the informal settle-
lacks effective implementation, evictions and harassment ments called slums or bastis, the dominant form of housing for
against vendors continue (Sales 2018; Narang and Bedi 2020). the urban poor, find notable mention and policy allocation
With the peculiarity of Delhi’s governance and multipolar starting from the first MPD 1962 onwards. Street vending was
political structure, street vendors are navigating a complicated first mentioned as an “informal sector” only in the second mas-
time-space. Though Delhi’s rules and schemes formed as per ter plan—MPD 2001—under the “Trade and Retail” section
the Street Vendors Act are better than other states, one of the (DDA 1962). The plan defined “informal unit” as a category and
few states where elected TVCs exist with a more favourable positively acknowledged that large sections are engaged in
state government, it remains among the most underperform- informal sector trade. The draft plan highlighted the number
ing states. There are 28 TVCs in Delhi and yet most remain in- of informal units as 1.39 lakh and documented 95 weekly
active and unable to function to effectively implement the markets in Delhi. The MPD 2001 allocates a norm for informal
Street Vendors Act. The survey for vendors is currently underway units/shops in formal shopping centres, suggesting that such
and is in the concluding stages. Only around 77,000 vendors allocations will control the “unauthorized” development of in-
have been surveyed out of the estimated 3 lakh vendors formal shops. The plan, under the section of “Informal Sector,”
(Chhabra 2022). Planning for vending zones will be a crucial also mentions that many informal units are outside the pur-
step to regularise vendors in the coming years. view of the licensing system of teh-bazari11 and suggested
norms for informal units vis-à-vis formal planning units like
The Delhi Master Plans: A Snapshot retail trade, offices, hospitals, bus terminals, schools, and other
In the last 60 years, Delhi has witnessed three master plans,10 developments proposed in the MPD 2001 (DDA 1990).
that is, MPD 1962, 2001, and 2021. Currently, the Delhi Devel- The plan also proposed norms for temporary weekly markets
opment Authority (DDA) has drafted its fourth master plan for and recommended the utilisation of plots so that weekly markets
2041. The first master plan was published in 1962 to address could be accommodated flexibly. The MPD 2021 enacts similar
the post-partition crisis for an organised urban development, provisions and norms as MPD 2001. It proposes spatial allocations
led by a vision of large-scale acquisition and development of land. and introduces a category of norms as “service markets” and
The DDA master plan was to be revised in 1982 to formulate the “informal bazaars” as opposed to informal units within commer-
MPD 2001 that was published almost a decade later in 1990, cial centres, thereby further upscaling the unit of planning for the
and then re-revised in 2007 to form the MPD 2021 (DDA nd). informal vending shops (DDA 2007). For the informal sector, it
The MPD 2001, even though conceptualised at the cusp of the refers to the principles laid down in the then relevant National
liberalisation era, still envisaged the plan as a public sector- Policy for Street Vendors, 2004 and looks at hawking zones,
led process with little private participation. This remained the weekly markets through a lens of “law-and-order maintenance,”
case till economic reforms were reflected in planning and were wherein hawking zones could be “decided by local bodies with
evident in MPD 2021 (DDA nd). In the MPD 2021, the city plan was RWAs in consultation.” While continuing the norms of MPD
already riding high on the imagination of being a world-class 2001 for the informal sector, the master plan purged referenc-
city. The plan put forth many firsts, including recognising es and norms of weekly markets. There is also a perceptible
the private sector as a major player and “reform-influenced” change in the articulation of street vending between the MPD
participatory planning process at local levels. 2001 vis-à-vis 2021 from being a critical part of city life to a
The draft of the MPD 2041 came with a promise to “foster a disorderly activity that needs to be formalised and controlled.
sustainable, liveable and vibrant Delhi by 2041” (Mishra 2021). There was anticipation that since the draft MPD 2041 is the
The draft was up for the mandatory suggestion–objection first one after the Street Vendors Act’s enactment, street vend-
in June–August 2021 and received a strong response of ing will be formalised in MPD. The draft MPD 2041 begins on a
over 33,000 inputs from the public (ET Online 2021). The positive note by placing upfront that “the informal sector is the
“public” consultations were held after that over a two-month largest employer in the city engaging approximately 70% of
Economic & Political Weekly EPW february 25, 2023 vol lVIiI no 8 47
REVIEW OF URBAN AFFAIRS

Delhi’s workforce” and “there is a need to improve the quality associations, the Delhi High Court questioned the very basis of
of workspaces and opportunities for the sector” (DDA 2021). the Street Vendors Act and stated that
The draft mentions the concerns of street vendors that emerge The country will go to dogs if this act is implemented in its entirety.
in various parts of the master plan, thereby perfunctorily What will happen if street vendors start sitting on your doorsteps?
mainstreaming and drawing interlinkages with many aspects — Thapliyal (2021)
of the street vending, economy, streets, and public space. The The court noted that the Street Vendors Act is heavily “tilted”
plan offers to provide “adequate space norms” with the aim of towards street vendors, and the TVC lacks “experts.” One of the
“incremental absorption into emerging formal economies.” Yet key arguments presented in the case was how the Street Vendors
the draft plan disappointed the many street vendor collectives Act violated the MPD 2021 norms, thereby flipping the argu-
and civil society organisations who were advocating for an un- ment that MPD 2021 norms are being violated by present street
ambiguous and inclusive master plan. Aside from vague men- vending. The latest draft of MPD 2041 also carries forward the
tions about Delhi accommodating more street vendors in the same legacy by deliberately excluding any substantial mention
section on “Informal Economy,” there are no details on how of street vendors. It is not coincidental that the New Delhi
that accommodation will unfold and be enacted along with Muncipal Committee (NDMC) “smart city” plans, like many
implementing the Street Vendors Act, 2014. other smart city plans, have excluded street vending from the
The most striking example of the non-inclusions of street plans and demarcated the famous inner circle of Connaught
vending in the draft MPD 2041 is the absence of any mention of Place as “pedestrianized,” “hawker-free” zones (NDMC 2015).
the Street Vendors Act and its principles related to planning
for street vendors. This is when popular schemes and policies Exclusion of Street Vending from Master Planning
related to urban development, like the Pradhan Mantri Awas The case of street vendors in Delhi and their absence from the
Yojana-Urban, Smart Cities Mission (SCM), and Swachh Bharat draft master plan 2041 give a good antecedence to the impend-
Mission (SBM), are repeatedly referred to and incorporated into ing challenges of implementing the Street Vendors Act in Indi-
the master plan’s draft document (DDA 2021). Further, the draft an cities and how its implementation is resisted, diluted, and
plan is supposed to predict the future needs of people based on excluded from formal planning practices led by the state.
the projected growth rates. This is critical as in 2041, as per the The Street Vendors Act is an outlier and contradicts the
estimates suggested, 7.5 lakh street vendors will be operating in existing dominant neo-liberal urban logic that aims to digitise,
Delhi as per the 2.5% norm in the Street Vendors Act. The draft simplify, clean the land titles, and declutter the policy regime
MPD 2041 also fails to mention the “number” of street ven- for easier centralised planning. The state is used to purging or
dors engaged in street vending and does not calculate the esti- restricting informality through evictions, removals, cut-off dates,
mated number for 2041. The document also makes a very sur- fines, and other forms of control; the Street Vendors Act that
prising omission concerning the vendors, street vending and their “protects” the street vendors and assures “space” for street
governance. The draft mentions that vending zones will be vending negates this very arbitrary state control. It is here that
decided in the “layout phase” of the plan, which is contradictory the Street Vendors Act becomes a contradiction that the state and
to the process in the Street Vendors Act, 2014, wherein the its bureaucratic machinery is unable to resolve. Also, the provi-
powers to plan and recommend vending zones are with the sion of a norm of 2.5% population that ensures de facto protection
TVC. Also, the draft MPD 2041 acknowledges the street vendors for the vendors—existing and in the future—is the other con-
and attempts to formulate standards for them in the develop- tentious clause that is unpalatable to the state. The 2.5% norm,
ment control norms (DCNs) but confuses street vendors and though seemingly inconsequential, is nothing but a reverse accu-
vending with “informal sector units”12 as in the last versions of mulation of land and space as in the Street Vendors Act that forces
MPD 2001 and 2021 and provides prescriptive norms for “infor- planning to be ever accommodative to formalise and recognise
mal markets” and “informal sector units” in DCN. While reser- user-livelihood rights of the street vendors, as opposed to the
vation and norms for “units” are a welcome step, the lack of land-property value optimisation argument of the state.
definitional clarity and the arbitrary norms of informal units Modern planning and its aversion to informality are rooted in a
based on MPD 2001 from the 1980s calculations will only cause colonial fear of the unknown “native other;” in postcolonial
confusion. Finally, the draft MPD 2041 fails to offer protection independent India, the fear of and the need to control urbanisa-
or norms to the existing 2,500+ weekly markets and numerous tion have indeed given way to more reformist neo-liberal flexible
natural markets while proposing ambiguous points hinting practices that facilitate development and promote world-class
that local authorities may use multiple spaces with the flexibil- infrastructure. But for the informal, planning has remained
ity of land use for temporary weekly markets (Dey 2021). vexed in the past and continues to paint it negatively as “illegal
In August 2021, sensing the impending recognition of street encroachments.” Thereby, the need for planning to regulate
vendors through the survey and possible inclusion in the master and ascribe a location to vending conflates street vendors as
plan, a pre-emptive petition was filed by various associations location-specific “units,” “shops,” and “markets,” is forcing the
of traders and shopkeepers on the principal ground of viola- imagination of informal street vendors into “formal” shops. It
tion of their constitutional rights as legitimate businesses. forces a form of regularisation that disregards the fundamental
Leading to a series of evictions of vendors vending in formal principles of street vending based on the vending enterprise’s
markets of Delhi. Upon hearing petitions by market traders flexibility, scaling, and self-planning, a form of flexibility that
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is non-existent in laws, practice, and pedagogy that surrounds the language of the middle-class taxpaying citizen whose rights
mainstream planning. are more valued and protected vis-à-vis the street vendors.
Decentralisation of powers has been a forever concern in urban Lastly, also with respect to the schemes in the urban, priorities,
governance in India. Unlike the rural, attempts to decentralise and focus of the state agencies is usually on the ones that have
urban planning have not yielded benefits. Urban planning, national rankings, resources, and impetus like SBM, SCM, and
though part of mandatory functions under the ULBs, has remained so on, therefore leaving less lucrative master plans and non-
centralised since its inception, led by “experts” and then by the priority laws like the Street Vendors Act on the back burner. These
bureaucracy at the state level. This has not changed even in policies are then tough to implement, especially when the laws
the post-Constitution (74th Amendment) Act, 1992 reforms, do not overlap with the prominent missions and schemes. The
which aimed to take governance closer to people. The planning changed terrain of struggle for the street vendors is also evident.
has been further recentralised, with an ever-increasing array The street vendor collectives that were adept at localised struggles
of agencies and bodies to mediate. The Street Vendors Act and its and negotiations found them out of place and ill-prepared in
provisions, especially that of the TVC, aim for a more participa- the present context. The spatiality of the law and ensuing court
tory democratic decision-making vis-à-vis street vendors. The interventions caught the street vendors and their mobilisations
TVCs currently, under the leadership of the chairperson of ULB, off-guard. The vendors’ collectives are struggling to deal with
are usually rudderless without any spatial articulations of courts that are unwilling to support the vendors and leave the
vending needs. ULBs are not engaging with the plans process “discretion” to the TVC and the laws to take its “own course,”
usually managed by state-level parastatals and are ill- especially on matters where conflict with formal plans arises.
equipped to deal with the implementation. It is this lack of de-
centralisation of powers of planning that effectively denies Conclusions
any relevant agency to the TVCs to operate and function. The paper attempted to articulate and map the contradictions
Urban planning practice and its legislations remain aloof between the Street Vendors Act and the formal state-led master
from the “social reforms” and “constitutional mandates” of plans. A progressive policy that protects the street vendors is now
post-independent India; without any (continuous) reforms not reflected in master plans, thereby continuing the exclusion
concerning social justice in the political sphere, they have of street vendors in the city’s spatiality, even though vending
mostly remained restrictive and non-inclusive in Indian cities, as a practice is legal. The Street Vendors Act is fundamentally
while focusing primarily on the material development of infra- against the principles of the neo-liberal urban framework and
structure in cities. The gradual marginalisation of convention- vision and calls for a reverse accumulation of space for marginal
al master planning itself in favour of episodic schemes and groups and continuous accommodation of user-livelihoods
projects has also meant that master plans and agencies like rights over property-value rights. It also highlights that the
TCPO that are meant to guide planning frameworks have lost ambitious TVC function depends on the representative decen-
their importance. This lack of social justice and reformist ap- tralisation of powers of the Street Vendors Act and goes
proaches within the planning framework has meant that acts against the trend of increased re-centralisation in the urban
like the Street Vendors Act and bodies like the TVC struggle to polity. And finally, urban planning vis-à-vis master plans has
find space in the same to manoeuvre and effectively act to im- remained aloof from reforms that place social justice as its
plement the legislation for the welfare of vendors. principle instead of financial and market reforms for profita-
Equality in law does not guarantee equality in social life. bility. To conclude, the urban schemes and policies at the na-
Even though legalised and protected, the labels of street vendors tional level that remain blind to the Street Vendors Act and
are still viewed as “illegal” and as “usurpers” of space in the cities. street vendors need a strong mainstreaming measure and
The courts’ jurisprudence, egged by the wider social–political rights framework to be consciously brought into the urban
discourse of world-class cities, discriminate against the vendors missions and projects that will aid in the better implementation
and place their livelihood rights at a lesser value than that of of the law. This approach will ensure to formalise, regulate,
other urban rights of pedestrians, traffic, cars, parking, open and protect numerous livelihoods and have a long-standing
spaces, shops, and so on. This discourse is also shrouded within impact on the lives of street vendors across the country.

Notes more participatory have informed and strength- https://smartnet.niua.org/content/d19f4f87-


1 Master plan as a terminology is contrary to the ened my analysis presented in this paper. aaa1-4e9a-9651-534cb28ddd3c.
democratic principles of planning. “Master,” here, 3 In India, town planning is a state function and 6 Of late, especially post 2000s, there are various
is not included in the concurrent list. For details hues of civil society collectives that are engag-
connotes power and expert-driven planning.
on the bifurcation of powers between the union ing with formal master planning processes to
2 The research is also informed by practice and and ttate governments, see https://www.mea. stake their claims in the city. The best examples
engagement with numerous stakeholders, includ- gov.in/Images/pdf1/S7.pdf. are from Delhi, Bengaluru, and Mumbai. Sajha
ing the National Hawker Federation (NHF) with 4 In 1957, the Central Urban and Regional Plan- Manch in Delhi, Hamara Shehar Mumbai, Main
whom I have learned and contributed as an activist ning Organization (CRUPO) was created. The Bhi Dilli are some examples, where various civil
and urban practitioner–researcher to the street two organisations (TPO and CRUPO) were society organisations have engaged with urban
vendors’ mobilisations. And from the urban later merged. For more details on TCPO, see planning processes and are aiming to further
planning perspective, the experiences of being a http://tcpo.gov.in/. democratise spaces of participation and ad-
core group member of Main Bhi Dilli (2018–ongo- 5 UDFPI guidelines were amended in 2014 and dress the needs of informal settlements and
ing) and Hamara Shehar Mumbai (2012–17) they are now: Urban and Regional Develop- increasingly informal livelihoods. Using rain-
campaign that aimed to make the master plan- ment Plans Formulation and Implementation bow coalitions of academics, activists, and
ning process for Delhi and Mumbai, respectively, (URDPFI) Guidelines. For more details, see organisations, these collectives have made a

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REVIEW OF URBAN AFFAIRS
little wiggle room for negotiations with formal Bandyopadhyay, Ritajyoti (2011): “Politics of Archiv- Johnson-Roehr, S N (2015): “City Planning in India,”
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9 Salient features of the act include the following: ties and Community Organization: Reflections Mishra, Sunita (2021): “Delhi Master Plan 2041: All
The act begins with the important definitions. The on Organizing for Housing Rights in Mumbai,” You Need to Know,” Housing.com, https://housing.
act also lays out the role of the TVC, its composi- Community Development Journal, Vol 44, No 3, com/news/delhi-master-plan/.
tion, powers, and functions. Thereafter, it defines pp 367–81. Monte, Darryl D (2002): Ripping the Fabric: The
the regulations for street vendors; classification Bhowmik, Sharit (2005): “Street Vendors in Asia: A Decline of Mumbai and Its Mills, New Delhi:
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appeals; rights of street vendors in the act; pro- Nos 22 and 23, pp 2256–64. Narang, Prashant and Jayana Bedi (2020): Progress
visions of eviction and seizure; disputes redressal Chauhan, Shalaka and Aravind Unni (2022): “Saga of Report 2020: Implementing the Street Vendors
mechanisms for the street vendors; provisions Forced Evictions in the Name of Development: Act, Center for Civil Society.
of punishment; power and role of the government; Plight of Street Vendors in Delhi,” Leaflet, https:// NDMC (2015): Smart City Proposal, New Delhi
the rules and regulations of vending in vending theleaflet.in/saga-of-forced-evictions-in-the- Muncipal Committee, https://www.ndmc.gov.
free zones or restricted and designated zones. name-of-development-plight-of-street-vendors- in/smart_city_proposal.aspx.
Under the provisions of rules and regulations, in-delhi/. NITI Aayog (2021): Reforms in Urban Planning Capa-
the act gives provision of the amenities and the Chhabra, Ronak (2022): “Delhi: Four Years on, Those city in India, New Delhi: Government of India.
maintenance charges to be given by the vendors; Tasked to Survey Street Vendors Continue to Work Pethe, Abhay, Ramakrishna Nallathiga, Sahil Gandhi
penalties and the collection of taxes and fees in Without Allowance,” https://www.newsclick.in/ and Vaidehi Tandel (2014): “Re-thinking Urban
the vending zones; regulation of the traffic in Delhi-Four-Years-Those-Tasked-Survey-Street- Planning in India: Learning from the Wedge
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goods provided to the public and maintenance ment in Mumbai,” Cities, Vol 39, pp 120–32.
Chitalkar, Purvi and Varun Gauri (2019): “The Recent
of the hygiene and cleanliness in the vending PIB (2021): “NITI Aayog Launches Report on Reforms
Evolution of Public Interest Litigation in the Indian
zones; regulations of the civic services and Supreme Court,” A Qualified Hope: The Indian in Urban Planning Capacity in India,” https://
other matters that seems suitable in the vend- Supreme Court and Progressive Social Change, pib.gov.in/PressReleaseIframePage.aspx?PRID
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tive.gov.in/sites/default/files/A2014-7.pdf. Roy, Ananya (2009): “Why India Cannot Plan Its
Das, B (1981): “Urban Planning in India,” Social
10 A master plan includes analysis, recommendations, Scientist, Vol 9, No 12, pp 53–67. Cities: Informality, Insurgence and Idiom of Urba-
and proposals for a city’s population, economy, nization,” Planning Theory, Vol 8, No 1, pp 76–87.
Datta, Ayona (2015): “A 100 Smart Cities, A 100
housing, transportation, community facilities, and Saha, Debdulal (2011): “Working Life of Street
Utopias,” Dialogues in Human Geography, Vol 5,
land use. They consists of future directions of Vendors in Mumbai,” Indian Journal of Labour
No 1, pp 49–53.
development, policy, and implementation of the Economics, Vol 54, No 2, pp 301–25.
same. They can have a significant role in determin- DDA (nd): Master Plan, https://dda.gov.in/master-
plans. Sales, Lola (2018): “The Street Vendors Act and the
ing the shape of the urban environment and are Right to Public Space in Mumbai,” Journal of
usually prepared for 20 years of the horizon — (1962): Master Plan for Delhi 1962, Delhi: Delhi
Development Authority. Urban Research, Vols 17–18, https://journals.
period. The Delhi master plan has been prepared openedition.org/articulo/3631.
under the Delhi Development Authority Act 1957. — (1990): Master Plan for Delhi 2001, Delhi: Delhi
Development Authority. Sengupta, Arjun (2007): Report of Conditions of
11 Teh-bazari literally translates into the selling of Work and Promotion of Livelihoods in the Unor-
goods on the ground. This was an older licencing — (2007): Master Plan for Delhi 2021, Delhi: Delhi ganized Sector, New Delhi: National Commis-
scheme launched to protect and formalise infor- Development Authority. sion for Entreprises in the Unorganized Sector.
mal traders in the 1980s. For more details, see — (2021): Master Plan for Delhi 2041, Delhi: Delhi Shaw, Annapurna (1996): “Urban Policy in Post-
https://mcdonline.nic.in/miscedmc/web/citi- Development Authority. Independent India: An Appraisal,” Economic &
zen/info. Dey, Abhishek (2021): “Delhi’s Weekly Markets, A Political Weekly, Vol 31, No 4, pp 224–28.
12 Draft MPD 2041 conflates and confuses the in- Window to the City’s Culture, Back in Business,” Sherstra, Naman (2020): “A Detailed Study on the
formal unit with the street vendor. The defini- Hindustan Times, https://www.hindustantimes. Street Vendors (Protection of Livelihood and
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stationary or mobile, working without roof in- a-window-to-the-city-s-culture-back-in-busi- ps://blog.ipleaders.in/detailed-study-street-
cluding small khokhas on the roadside. Street ness-from-monday-101628447354871.html. vendors-protection-livelihood-regulation-
vendor—A person who offers goods or services D’Souza, J B (1991): “Will Bombay Have a Plan? Irrel- street-vending-act-2014/.
for sale to the public without having a perma- evance of Planners and Their Plans,” Economic Tellis, Olga (2015): “Thirty Years After a Landmark
nent built-up structure but with a temporary & Political Weekly, Vol 26, No 2, pp 1289–93. Supreme Court Verdict, Slum Dwellers’ Rights
static structure or mobile stall (or head load).” ET Online (2021): “DDA Receives More Than 30,000 Are Still Ignored,” Scroll.in, https://scroll.in/
Suggestions on Master Plan,” Economic Times, article/776655/thirty-years-after-a-landmark-
https://economictimes.indiatimes.com/news/ supreme-court-verdict-slum-dwellers-rights-
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Ahluwalia, I J (2015): “Planing for Urban Develop- tions-on-master-plan/articleshow/87057083. Thapliyal, Nupur (2021): “‘Rights Need to be Regu-
ment in India,” ICRIER Working Paper, htt- cms?from=mdr. lated’: Delhi High Court Commences Hearing
ps://icrier.org/Urbanisation/pdf/Ahluwalia_ Gupta, S (2005): “The Bombay City Improvement on Pleas Challenging Vires of Street Vendors
Planning_for_Urban_%20Development.pdf. Trust,” https://theory.tifr.res.in/bombay/ameni- Act, 2014,” Live Law, https://www.livelaw.in/
Anand, Ashwaty, Ajai Sreevatsan and Persis ties/orgs/cit.html. news-updates/delhi-high-court-commences-
Taraporevala (2018): An Overview of the Smart Idiculla, Mathew (2017): “Planning for the People,” hearing-pleas-challenging-vires-street-ven-
Cities Mission in India, New Delhi: Centre for Hindu, 17 February. dors-act-2014-184698.
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Anjaria, Jonathan Shapiro (2006): “Street Hawkers hoods in India: An Analysis of Urban Planning Smart Cities,” Centre for Financial Accountability,
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Political Weekly, Vol 41, No 21, pp 2140–46. WIEGO Working Paper No 44. the-curious-case-of-indian-smart-cities/.

50 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
REVIEW OF URBAN AFFAIRS

Incomplete Visions and Riven Realities in


the Indian City

Ashima Sood

A
gglomeration is the engine that drives cities (Benjamin unthemed, many that were edited by the collective and some
1991). In the Indian city, however, it is a motor that by invited guest editors.
often seems in peril of collapse. The hard-wired differ- Not formally united by a theme, the first issue of July 2011
ences of caste, class, language, community and gender push still stands out for its disciplinary range and ambition. From a
apart what economic linkages might bring together. As and working-class history of the 1920s’ and 1930s’ Mumbai by
perhaps more powerful than clustering, the centrifugal logics Juned Shaikh to an incisive evaluation of the 74th Constitu-
of socio-spatial differentiation and separation appear to render tional Amendment Act by its architect, K C Sivaramakrishnan,
combustible the evident advantages of proximity. This may be the collection covered historiographic, theoretical and policy
why Indian cities so often seem like unworkable machines, terrain. Darshini Mahadevia’s evaluation of the Jawaharlal
held together only by the dubious patchwork of jugaad. “Get Nehru National Urban Renewal Mission and Kalyan Sanyal
along with thy neighbour” may be the first common-sensical and Rajesh Bhattacharya’s theorisation of the new town by-
principle of human settlement, but as a wave of recent scholar- pass logic have remained widely cited and relevant to this day.
ship in this issue and elsewhere shows (Jha et al 2021), it is a An analysis of the slum policy in Chennai by Nithya Raman
precept honoured more often in the violation. and a ground-clearing essay by the then editorial collective of
Anant Maringanti, Amita Baviskar, Karen Coelho and Vinay
Twelve Years of a Review Gidwani still resonate a decade later. Edited by Amita
More than a decade since the publication of the first Review of Baviskar and Vinay Gidwani, a themed issue later that same
Urban Affairs (RUA), this issue delivers an opportunity to both year brought theoretical and empirical vigour to the still-fresh
look back and look forward to the future of the field of urban urban lens on the idea of the commons (Coelho and Sood
studies as revealed in these pages. If the interplay of segrega- 2022; Sood 2021).
tion and aggregation has been a perennial theme of urban
social science from its earliest days, the present collection opens a Making and Unmaking of Collective Identities
characteristically Indian window on the tussle. Several of the The papers in this issue, like the last one, were chosen by the
papers in this issue signal a welcome identarian, and some- RUA’s editorial advisory group from a large pool of submissions
times intersectional, turn in urban scholarship. To the question received in response to an open call for submissions in 2022.
of what holds Indian cities together in the face of the forces The making and unmaking of collective identities—labouring,
pulling them apart, these papers offer sometimes tentative entrepreneurial and regional—are the most important themes
and often surprising answers. that become visible across contributions from metropolitan
The surest truism may be that the last decade or more Mumbai, Hyderabad, Kolkata and the National Capital Region
of urban growth has transformed Indian cities. The RUAs of Delhi. The political economy of urban governance and public
also finds itself changed. Amita Baviskar and Vinay Gidwani, services provision, it becomes clear, are not immune to these
two of the senior-most members of the RUA’s editorial advisory fissiparous tendencies.
group and lead editors of two influential issues on the Lalitha Kamath and Kanak Rajadhyaksha’s (pp 31–37) study
Urban Commons and Urban Waste have stepped down to of women corporators in Vasai–Virar, a fast-growing city in
make way for two new members to be added. Our new col- the Mumbai Metropolitan Region, underlines the feminist
leagues in the RUA editorial advisory group are Gopa Samanta insight that gender identity serves a script. In this case, the
of the University of Burdwan and Ratoola Kundu of the Tata gender script assigns these female leaders a “social work”
Institute of Social Sciences. Both prolific contributors to the focused political role. These “womanly” politics serves to
RUA, they bring rich scholarly expertise in themes as varied as complement the aggressive land politics of male politicians in
feminist geography, mobility, urban governance in small and
medium towns, place-making and gated communities, water We, at EPW, would like to thank the members of the external
and more. editorial advisory group of the Review of Urban Affairs, Partha
With a change in the frequency during the worst of the Mukhopadhyay, Anant Maringanti, Karen Coelho, Ashima Sood,
COVID-19 crisis, the current issue is, by this author’s count, the Gopa Samanta and Ratoola Kundu for putting together this issue.
18th of the series. The RUA has included collections themed and
Economic & Political Weekly EPW february 25, 2023 vol lVIiI no 8 29
REVIEW OF URBAN AFFAIRS

the same party. Does the shared stigmatisation of reserved initiatives in solid waste management. In this way, class iden-
constituencies encourage a sense of solidarity among these tity contestations, as manifested in the segregated initiatives
women politicians as a group? Or does it implicitly encourage for middle-class cooperative housing societies versus slums,
the competitive mindset of electoral politics? Gender is criti- determine the future trajectory of services provision. Class
cal to the construction of the public sphere in South Asia. politics also rules the masterplanning exercise in Delhi, as
Kamath and Rajadhyaksha’s contribution adds to the growing shown by Aravind Unni (pp 45–50).
literature on women in urban politics (Ghosh and Lama-Rewal The final paper in this collection is set to be published
2005; Banerjee and Samanta 2020). in the subsequent issues of EPW. Wide-ranging in its analytical
Shreyasee Dasgupta’s (pp 51–56) paper instantiates a more scope, Parkar, Zerah and Mittal’s contribution surveys smart city
hopeful, if also more precarious, model of collective identity initiatives across cities in four states. The Smart Cities Mission
among women waste workers in peri-urban Kolkata. Waste seems to have encouraged a trend towards “a unified model for
work supplies its share of health and social hazards but also urban services delivery,” the authors find. Very different in its
allows the women a “‘desexualised’ liminal identity” as refuge preoccupations, Parkar et al’s analysis of policymaking none-
from otherwise inescapable gender roles. The intersectional theless presents a piquant contrast to the questions of socio-
insight into caste and gender in the Dhapa case thus compli- spatial differentiation that dominate the rest of the issue. The
cates and enlivens the sometimes bleak outlook of scholarship reader cannot help wondering: When and how exactly will the
in this area (Harriss-White 2017; Gidwani and Reddy 2011; see seamless—if incomplete—vision of the smart city be undone
also Ramitha 2023 for a pandemic-era review). by the fractured realities of urban India?
Social networks lie at the heart of informal market exchange.
Aakansha Jain and Vinay Gidwani’s (pp 62–67) research on Reconciling Dichotomies
e-waste traders in Delhi’s Seelampur area trains a theoretically Dissonance may well be the defining feature of this urban
astute lens on the jamna-paar (trans-Yamuna) city examined century across the global South (Simone and Pieterse 2017).
in depth in Benjamin (1991). They show that the e-waste value Binaries may only offer convenient heuristics but as the papers
chain remains fragmented along caste and communal lines in this issue hint, the fragments endure (McFarlane 2018).
and caste identity determines whether traders can rise to its The evidence in this collection would indicate that a diver-
uppermost echelons. Jain and Gidwani’s conceptualisation of sity of positionalities inform urban studies in India. To this
“community capital” thus most directly addresses the contra- diversity remains to be added greater attention to the geo-
diction of identarian collectivity in the city. graphic span of India’s largest urban hubs. The 2011 Census
In Hyderabad, the establishment of the Bathukamma festival uncovered 53 million-plus cities, of which the largest eight
as a centrepiece of Telangana regional identity in 2014 provid- have received the most research attention (Sood 2022). While
ed Pullanna Vidyapogu and Indivar Jonnalagadda’s (pp 57–61) some, such as Vasai–Virar in the Mumbai Metropolitan Region
investigation a sly entrée into understanding the evolution of or Ghaziabad in the National Capital Region, are part of larger
caste politics in the urban. As they show, the associational metropolitan conurbations, the Ludhianas, Bhopals and
impetus that shapes claim-making in the city often shows up in Bhubaneswars of India may throw up newer prisms on the
oppositional forms. Sometimes, the association-opposition di- interplay between the riven realities and incomplete visions of
chotomy even manages to yield halting progress as in the case the Indian city.
of Mission Kakatiya, which seeks to revitalise waterbodies but
may yet also unloose new waves of contestation.
Ashima Sood (asjsood@gmail.com) teaches at the Centre for Urbanism
In Jennifer Spencer’s (pp 38–44) Mumbai case, it is the state and Cultural Economics, Anant National University. Over Winter 2023,
that differentiates associational platforms. This separation in she is also Visiting Professor at Carleton University Institute of
turn serves to also effectively segment digital governance Political Economy.

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Banerjee, Riya and Gopa Samanta (2020): ‘Waste’: Notes from India for a Minor History No 6, pp 1007–25.
of Capitalist Surplus,” Antipode, Vol 43, No 5, Ramitha, K L (2023): “Solid Waste Workers in India
Negotiating Terrain in Local Governance: Free-
pp 1625–58. and the COVID-19 Pandemic: A Review of
dom: Functioning and Barriers of Women
Councillors in India, Springer International Harriss-White, B (2017): “Matter in Motion: Work and Intersecting Challenges,” International Journal
Livelihoods in India’s Economy of Waste,” Critical of Occupational Safety and Health, Vol 13,
Publishing.
Perspectives on Work and Employment in Glo- No 1, pp 126–39.
Benjamin, Solomon J (1991): “Jobs, Land, and balizing India, Singapore: Springer Singapore,
Urban Development: The Economic Success of pp 95–111. Simone, Abdoumaliq and Edgar Pieterse (2017):
Small Manufacturers in East Delhi, India,” “New Urban Worlds: Inhabiting Dissonant Times,”
Jha, Sadan, Dev Nath Pathak and Amiya Kumar
Lincoln Institute of Land Policy, Cambridge, Das (eds) (2021): Neighbourhoods in Urban India: Public Culture, London: John Wiley & Sons,
Massachusetts. In Between Home and the City, Bloomsbury Vol 16, No 3, pp 407–29.
Coelho, Karen and Ashima Sood (2022): “Urban Publishing. Sood, Ashima (2020): “Indian Urbanization,” Oxford
Studies in India across the Millennial Turn: Lama-Rewal, S T (2001): “Fluctuating, Ambivalent Bibliographies in Urban Studies, Richardson
Histories and Futures,” Urban Studies, Vol 59, Legitimacy of Gender as a Political Category,” Dilworth (ed), New York: Oxford University Press.
No 13, pp 2613–37. Economic & Political Weekly, Vol 36, No 17, — (2022): “Fragments of a Region? Urban Futures
Ghosh, Archana and Stéphanie Tawa Lama-Rewal pp 1435–40. and Urban Studies in India,” Working Paper,
(2005): Democratization in Progress: Women McFarlane, Colin (2018): “Fragment Urbanism: Resource Committee, Writing Urban India
and Local Politics in Urban India, Tulika. Politics at the Margins of the City,” Environment Network.

30 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
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Participation through WhatsApp in


Urban Waste Management
Citizen–Government Relations and Outcomes in
Mumbai’s Participatory Waste Management Policies

Jennifer Spencer

T
Using the cases of two participatory policies for waste he decentralisation of urban governance in the 1990s in
management in Mumbai—Advanced Locality India promoted public participation. City governments
“invited” (Baud and Nainan 2008; Zerah 2009) public
Management and Swachh Mumbai Prabodhan
participation for basic service provisions through limited
Abhiyan—this paper explores WhatsApp as a platform (Arnstein 1969) avenues like feedback, consultations, managing/
for citizen–government interactions in urban policy financing of policy implementation, etc. On the contrary, citizens
implementation and its impact on participation and exercise agency to engage in governance through claims-making
and negotiation thereby “inventing” or “claiming” participatory
waste management outcomes.
spaces (Baud and Nainan 2008; Bjorkman and Venkataramani
2017; Zerah 2009) beyond the limits of invited participation.
The role of technology for participation in urban governance
can be seen from this lens. Technology use in participation is
considered to democratise governance and increase the effi-
ciency of basic service delivery while making cities “smart”
(Datta 2015). With the proliferation of affordable smartphones
and an increase in internet use (Banaji and Bhat 2018), websites/
applications for interpersonal communication and sharing—
commonly known as social media—have tremendously incre-
ased. Of the popular social media platforms in India, WhatsApp
has the highest users—53 crore in 2021 (Chakravarti 2021).
Social media platforms like WhatsApp are increasingly being
used by governments to “invite” public participation, including
information sharing, awareness generation, grievance redres-
sal and feedback (Senit et al 2016; Srivastava 2013). On the
contrary, WhatsApp is also used as an “invented” participatory
space by citizens and organisations for activism (Pang and Woo
2020), elections (Mahapatra and Plagemann 2019), and political
propaganda (Banaji and Bhat 2018). The private nature of con-
versations and groups, both personal and non-intimate, distin-
guish WhatsApp from other social media platforms (Pang and
Woo 2020; Williams and Kamra 2022). Due to its end-to-end
encryption feature for privacy, the platform is trusted for
communication on political/governance issues. These aspects
are, however, also misused, for example, political groups
spreading misinformation leading to polarisation and violence
Author is thankful to all the respondents of their primary research, who (Banaji and Bhat 2018).
took out their valuable time to share their thoughts and experiences. Existing literature on WhatsApp in India has not focused on
They are sincerely grateful to their mentor, Lalitha Kamath for her
the intersections of participation, government policy, and urban
continuous support and guidance.
basic service provision through the platform. Neither has the
Jennifer Spencer (jenniferspencer6793@gmail.com) is a research scholar growth of WhatsApp, as an invented participatory platform
at the Tata Institute of Social Sciences, Mumbai.
arising out of invited participatory spaces, been studied. This
38 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
REVIEW OF URBAN AFFAIRS

paper explores the nature and extent of WhatsApp use in this time, economic liberalisation necessitated the reduction of
participation for solid waste management (SWM) arising from MCGM expenditures on the one hand, while political decentrali-
two participatory policies in Mumbai’s SWM sector—Advanced sation promoted the need for public participation in financing and
Locality Management (ALM) and Swachh Mumbai Prabodhan implementing policies, especially in basic services like water,
Abhiyan (SMPA). sanitation, SWM, etc. Thus, when a group of residents proposed
This paper is derived from a wider research by the author on a community-based waste collection and segregation model
the implementation of ALM and SMPA (Spencer 2022).1 During (Basu and Punjabi 2020), this was accepted and formalised as
the fieldwork, the author observed the use of WhatsApp for the ALM scheme in 1997. Under the scheme, resident groups
citizen–government interactions in the schemes, which motiv- referred to as ALM are responsible for monitoring the collec-
ated a further exploration that forms part of this research tion and segregation of waste in a locality, and are encouraged
paper. The study was conducted using qualitative research to compost biodegradable waste. ALMs can collect a financial
methods. Data collection was done from July to October 2021, contribution from residents to carry out these functions.
using snowball sampling covering 14 ALMs and 21 SMPA The scheme provides for regular meetings of ALM members
community-based organisations (CBOs) across Mumbai. The with the MCGM ward administration to share their complaints
insights for the paper are derived from ALMs and CBOs among and issues (MCGM nd a). The MSW rules cemented the
these cases, which used the platform extensively and with scheme’s operation through its recommendation for commu-
whom the author had access to or conducted discussions re- nity participation in SWM.
garding WhatsApp. Semi-structured, in-depth interviews were Per se, the ALM scheme did not prescribe an area of operation;
conducted with ALM/SMPA leaders, administrative officers and however, mostly the residents from cooperative housing soci-
councillors (local elected representatives) of the Municipal eties (CHS) formed ALMs, excluding slums. After the MSW
Corporation of Greater Mumbai (MCGM), and actors related to rules mandated the provision of waste collection in slums,
the ALMs/CBOs2 such as residents, members, waste workers and this exclusion was institutionalised by starting a separate
SWM companies. Records of text/media on WhatsApp groups of scheme for slums called the Dattak Vasti Yojana (DVY) in 2001.
select ALM/SMPA through direct observation and sharing by Under this scheme, CBOs were invited for participating through
participants were also analysed. Data analysis was done dur- regular tenders. Each CBO would be allotted a specific area in
ing and after data collection, through which key insights and the slum, which was divided into “units” based on the popula-
themes were developed. Anonymity of respondents and loca- tion. CBOs are responsible for awareness generation, door-to-
tions has been maintained while reporting cases. The study door collection and segregation of waste, cleaning small
was solely for research purpose and no harm or risk is inten- gutters, and are encouraged to compost the biodegradable
ded for the participants and organisations they represent. waste. For this, the CBOs are required to engage workers,
We begin with how key features of the two policies and changes referred to as “volunteers” for each unit. CBOs are partly paid
in the SWM sector influence the origin and uses of WhatsApp for an honorarium by the MCGM while the rest is to be collected
participatory waste management. Further, the paper highlights from residents (MCGM nd b).
the operation of participation and nature of citizen–government While both these schemes improved waste collection, not
relations through WhatsApp in ALM and SMPA. At the end, the much was achieved for decentralised SWM, like composting.
paper focuses on whether WhatsApp use in these policies leads Citizen groups in both schemes complained of a lack of coop-
to better SWM and improves participation in urban governance. eration from the MCGM, uninterested residents, and poor
financing. The ALMs began to focus on complaint-making for
Factors Shaping WhatsApp Use civic issues more than decentralised SWM, while the DVY got
increasingly embroiled in allegations of corruption by local
Origin of WhatsApp use in Mumbai’s participatory waste political leaders (De Wit 2010). Meanwhile, at the interna-
management: While the use of communications technology in tional level, introduction of Sustainable Development Goals
politics and governance in India surged in the 2014–16 period for led to a focus on target achievement. This was aligned with
several reasons like penetrative pricing in the telecom sector, the Swachh Bharat Mission, 2014 and a renewed set of SWM
national elections, etc (Farooq 2018), its use in participatory Rules, 2016. The focus shifted to faster achievement of waste
SWM policies in Mumbai started due to factors primarily asso- recovery targets for which private companies were incenti-
ciated with changes in the waste sector. vised to “participate,” side-lining community-based decent-
SWM in Mumbai has historically been a centralised process— ralised participation (MoEFCC 2016; MoHUA 2014).
waste collected through vehicles from across the city is trans- These national-level changes brought about city-level trans-
ported to dumpsites in its peripheries. The attributes of waste formations in the nature of participation in ALM and SMPA,
as “pollution,” “dirtiness,” and “exclusion” (EPW 2012) result- also ushering in the use of communications technology like
ing in an “out of sight” attitude, support this centralised system WhatsApp. The 2016 rules led to the transfer of SWM responsi-
(Roy 2021). Further, there was no formal regulation of the bility from ALMs to every CHS, which in turn employed private
sector until the Municipal Solid Wastes (Management and waste companies for the service, leading to the loss of ALM’s
Handling) Rules, 2000 (MSW rules), which prescribed collection, influence in the sector. Participatory actors in the ALMs exercised
segregation, and scientific disposal of waste (MPCB 2000). During their agency to navigate the change in rules and stay relevant
Economic & Political Weekly EPW february 25, 2023 vol lVIiI no 8 39
REVIEW OF URBAN AFFAIRS

by inventing newer avenues of participation. WhatsApp played This context and differentiation has shaped WhatsApp group
a pivotal role in enabling this change. formations and uses in both the schemes. The relative autonomy
Our ALM was only one street, through WhatsApp we expanded to
provided to ALM leaders offered them the opportunity to use a
include residents from surrounding areas and gradually increased our virtual platform for communication with MCGM administrative
reach. Now we are a Resident Welfare Association (RWA) for the entire officers. In the ALMs studied, WhatsApp groups were “founded”
locality. We look into civic issues, health, planning, education and so on. by an ALM leader, who added other ALM members, administrative
(ALM turned RWA leader)3
officers and residents to the group. These WhatsApp groups,
WhatsApp, thus, acted as a tool to expand the geographical used mainly for complaint-making, are a means by which the
ambit of the ALM through virtual means gradually forming an higher socio-economic status of ALM leaders/members is taken
RWA/non-governmental organisation (NGO), and enabled ALM advantage of, to claim a legitimate citizenship with the “right to
leaders to act as mediators to solve personal, civic, and criminal get things done from the government.”
issues in their locality. In SMPA, the policy focus on the collection of waste from the
In 2013, the DVY was renamed and modified as the SMPA. slums by the CBO and its daily reporting led the administrative
CBOs had to report their work daily to local officers who could officers to invent mechanisms for convenience of monitoring
levy fines for poor performance/non-compliance. Done in the through the creation of WhatsApp groups. Of the CBOs studied,
name of preventing corruption, the modifications reflected WhatsApp groups were formed by the administrative officers
increased surveillance of participation in slums. The target- of the SWM department to which CBO leaders were added. The
based approach accentuated this by increasing contractualisa- aspect of monitoring or “controlling” slum representatives to
tion in the scheme, to get work done through cheap and ensure that they kept the area clean, arose from perceived
“voluntary” labour. The duration of each CBO in a locality was “illegality” of their residence and claims to the city, that
reduced to six months from the initial one to three years. This shaped WhatsApp usage in SMPA.
was aimed at making demands for waste workers’ permanent Thus, while the origin of invented spaces of WhatsApp
posts and health benefits ineligible. These changes led to groups has been influenced by a change in SWM policies, the
greater micro-monitoring of CBOs by the MCGM while necessi- nature of participation in ALM and SMPA maintain a differenti-
tating a competitive approach among CBOs to show the fulfil- ation based on who started the group and its core purpose.
ment of their duties. Both of these were made possible through These differences highlight how invented participation includes
the introduction of WhatsApp as an invented participatory spaces carved not only by the public vis-à-vis government like
space in the SMPA scheme. in ALM, but also by government representatives, like in the
Earlier in the scheme, we attached some printouts of photos showing case of SMPA. In the next section, we explore the operation of
the area’s cleanliness in our monthly bills. Since the past few years, ALM and SMPA through these invented spaces to understand
WhatsApp groups were started where we daily share many photos and whether and how they alter the nature of participation.
videos of our cleaning work. (CBO leader, SMPA)4
Thus, changes in the waste sector at the national level led to Participation through WhatsApp
the consolidation of privatisation and contractualisation for In ALM and SMPA schemes, various actors had differing level of
target achievement which, in turn, played a crucial role in participatory powers accorded to them. While ALM/CBO leaders
introduction of technology-mediated participation in policies and higher-level administrative officers (with lower-level officers
for SWM at the city level. under them) were considered primary participatory actors, resi-
dents and waste workers were mentioned in the schemes but not
Complaint-making and monitoring—differentiated uses of accorded participatory status, while councillors were not even
WhatsApp in ALM and SMPA: The nature of participatory re- mentioned. The implementation of ALM and SMPA was based on
lations and WhatsApp use differed between the ALM and SMPA, networks of relations between these actors. These relations in turn
based on their policy guidelines and the population they served. were based on the commonality of socio-economic, political, and
ALMs operated in CHS (formal housing) and SMPAs operated in cultural backgrounds of actors, which we refer to as habitus
slums (informal housing); they are differentiated based on (Huang 2019). “Respect” between actors was considered crucial
legal recognition and provision of basic services. ALMs had a to maintaining relations in the network. Thus, where citizen–
participatory platform to voice their concerns, while SMPA CBOs government relations were good, proposals were easily passed,
did not. Brief guidelines and minimal monitoring in ALM offered complaints were solved in a timely manner, minimal fines were
autonomy and discretion, whereas detailed guidelines and strict levied, reporting lapses were ignored, and vice versa.
monitoring in SMPA offered no such participatory autonomy. Based on this, the paper explores the composition and oper-
ALMs with largely middle-class building residents are to only ation of WhatsApp groups under the ALM and SMPA schemes to
oversee SWM work, whereas, in SMPA, slum residents largely understand whether and how they reiterated or changed the
from lower socio-economic strata are expected to volunteer in power dynamics in the implementation of these schemes.
collecting garbage and cleaning sewerage. The differentiation
in ALM and SMPA, thus, highlights the varied nature of citizen– Who ‘participates’ through WhatsApp? The composition of
government relations in the city, based on the socio-economic WhatsApp groups was influenced by the nature of interpersonal
background of its “citizens.” relations in the implementation networks of ALM and SMPA.
40 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
REVIEW OF URBAN AFFAIRS

For instance, in the implementation of ALM scheme, middle- were considered important for the implementation of basic
class ALM members preferred to directly approach higher-level service provision in slums and included in the WhatsApp group.
administrative officers, with shared habitus, as compared to In this sense, WhatsApp-use sharpened the otherwise blurred
lower-level officers. This translated into the absence of lower-level distinctions of “civil” versus “political” (Chatterjee 2004) between
officers from ALM WhatsApp groups. In one case of exception the ALM and SMPA—limiting the councillors’ position to a rep-
where “clean-up marshals” (responsible for fining citizens for resentative of the poor “vote bank,” while propertied “citizens”
littering) were included in the ALM WhatsApp group, this was accessed services directly from the administration.
to keep a check on their performance, reflecting their subordi-
nate position to the ALM. Similarly, in SMPA, CBO leaders oper- Operationalising participation through WhatsApp: The ALM
ating in slums were considered subordinate to the administra- WhatsApp groups were primarily used for complaint-making
tive officers. Their membership to the WhatsApp group was by residents, who shared photos/videos, locations, and nature
temporary, based on their contract duration. Political affilia- of the complaint, for example, a clogged drain, a pothole, and
tion, however, enabled a CBO leader to ensure their membership un-lifted garbage. While administrative officers used the group
even after the expiry of their tenure in the scheme. for awareness messaging, feedback for new initiatives and
Further, ALMs were not representative in terms of class, caste, responding to complaints. The relations on ALM WhatsApp group
gender, and religion of the residents in their area of operation. were largely based on prior personal relations between the ALM
This reflects in ALM WhatsApp groups, where inclusion of resi- leaders and administrative officers. Further, in spite of direct
dents was based on personal relations, and similar socio-economic contact through WhatsApp, the resident’s complaints to the
status, and political ideology. In SMPA, a provision existed for administration were mediated by ALM leaders/members. For
the resident groups called “Shezaar Samiti” to oversee the instance,6 complaints on WhatsApp made by an ALM leader/
work of the CBO, however, this was not functional, mainly due to member who had prior good personal relations with the adminis-
the lack of substantive powers. Instead, residents who took ini- trative officers, were solved mostly within a day. Whereas com-
tiatives for local issues had political affiliation and/or became CBO plaints of those who had no direct relations, or prior interaction
leaders, acted as representatives of slum residents in their area were either not solved or solved after several days, and that too
of operation. This reflected in SMPA WhatsApp groups where the mostly after they were validated by the ALM leader/member.
local political leaders were included, while residents at large SMPA WhatsApp groups were primarily used for monitoring
were not. Residents, not included in WhatsApp groups, usually the scheme by administrative officials. This included CBO leaders’
approached either local associations, leaders, elected represen- daily messages with photos/videos, locations, time of work
tatives, or administrative officers for grievances and services. done, for example, worker cleaning a drain, collecting garbage,
Waste workers were not given participatory powers in ALM and a segregation awareness drive. The responses by adminis-
and SMPA. No representation of waste worker interests was tration included appreciation/reprimand of work well done/
done by the ALMs and in the case of CBOs such representation not done, and reminders/directives regarding the scheme. The
was mainly for furthering the CBO’s interests in the scheme.5 groups were also used for awareness messaging and feedback re-
Their organisation for better working conditions, remuneration, garding new SWM-related initiatives/policies. Here too, per-
etc, was mostly done by separate waste worker collectives. sonal relations more than the efficacy of work done determined
This is reflected in their exclusion from participation on What- the extent of monitoring and chances of continuation/removal
sApp, highlighting a multilayered marginality—excluded sta- of CBOs in the scheme. In one case,7 a CBO leader was appreci-
tus in society due to their waste-handling occupation—and ated several times for doing good work by a higher official on
social location—caste, gender, class; legal exclusion in the the WhatsApp group. However, strained relations with the
policies—and exclusion from virtual participatory platforms councillor led to his removal from the scheme alleging non-
due to the prior two factors in addition to low access to smart- performance of duties. Proofs of WhatsApp messages/images
phones/internet (Thakur 2020; Udupa et al 2020). regarding cleanliness and appreciation from the administ-
Conversely, the inclusion or exclusion of the local MCGM ration did not count in his appeal against the decision of removal.
councillor in the WhatsApp groups highlighted how their com- Thus, in both ALM and SMPA, the role of personal relations
position deviates from the policy and on-ground operation of developed in the implementation of the schemes prior to or
these schemes. In both the schemes, the councillors were not apart from virtual relations, held primacy in shaping the inter-
mentioned but they were crucial for the implementation. For actions on WhatsApp groups and in ensuring participation.
example, ALM and SMPA leaders approached the councillors to get Communication in these groups did not replace but only sup-
their work done with the administration to garner the support of plemented in-person relations.
residents, to fund events, etc. However, the ALM leader’s need to The nature of interactions, based on WhatsApp’s functiona-
appear apolitical in WhatsApp groups consisting of administra- lity, differed from in-person relations. For instance, WhatsApp
tive officers and middle-class residents, used for direct complaint- groups in ALM and SMPA commonly had a set of rules that were
making to the administration, led to councillors’ exclusion from it. written clearly and enforced accordingly. These included not
Conversely, the implementation of SMPA was based on councillor having personal conversations on the group, no exchange of
constituencies with one WhatsApp group for each constituency. pleasantries like “good morning” messages and no sharing of
In spite of strained officer–councillor relations, the councillors posts, forwards, media considered “controversial,” political
Economic & Political Weekly EPW february 25, 2023 vol lVIiI no 8 41
REVIEW OF URBAN AFFAIRS

propaganda. The experience of interaction on these WhatsApp user in an environment devoid of the sensory experiences of being
groups was hence controlled, regulated, and limited. It sought in proximity to waste. Technology, thus, alters the perception
to alter the nature of conversations that otherwise took place of objects based on the environment in which it is experienced
between administrative officers, councillors, and citizen rep- (Liberati 2016). This dissociation reiterates the aspects of pollu-
resentatives in the ward office or field. The initiation of any such tion and exclusion attached to waste, where WhatsApp acts as a
conversations in person would be exchange of pleasantries, platform to manage waste, without actually being in its presence
offering tea, a general conversation about the goings-on in the or experiencing its adverse effects. Through this, WhatsApp
ward office, MCGM and locality, sharing of opinions on some also accentuates exclusions in participation—its users “manage”
current issue in the news before coming to the agenda of the waste “remotely” through technology-mediated participation,
meeting (complaint, proposal, and feedback).8 This helped while those who actually handle and experience waste, touch,
build relations between individuals among the government smell, see and clean, in close proximity to it, are excluded from
and citizenry, which enabled the implementation of schemes such “platforms for participatory waste management.”
like the ALM and SMPA. A restriction of such conversations on WhatsApp, thus, sharpened certain power differentials
WhatsApp groups, and also inconvenience and inability of in the schemes, while acting mainly as a supplement to
such conversations virtually, was one reason why interactions in-person relations.
on WhatsApp were mediated by in-person relations; and only
supplemented but never replaced them. Outcomes of WhatsApp-led Participation
However, the functionality of WhatsApp groups has also Involving citizens in governance is considered to make it more
been instrumental in sharpening power differentials among accountable and transparent, improve representativeness and
the actors. A user who creates a WhatsApp group, is referred to inclusivity, thereby, promoting democracy. The use of technology
as “group admin,” and holds considerable powers of control in governance, similarly, claims to improve accountability and
and regulation in the group. These include—to add and remove offer a space where everyone can, freely and equally, participate to
members at will, restrict members (other than admins) to send promote more democratic governance systems (Krotz 2017).
messages, enable all messages to disappear with time, delete Our cases of WhatsApp use appear to increase accountability
messages sent by other members, restrict the ability of mem- and efficiency. For example, through WhatsApp group mem-
bers to change the group icon or title, and to dissolve bers, the administration is informed of the problems across their
the group. The founder group admin could also share these jurisdiction, in a continuous and regular manner, which is
powers by making other members group admins. otherwise not possible through field inspections. Complaint-
Who created the WhatsApp group and was made group ad- making through ALM WhatsApp groups acted as a pressurising
min was based on power relations in the schemes. ALM groups mechanism on the administration to solve problems, since
typically created by ALM leaders as group admins had the highest everyone on the group is informed of a complaint, its redressal,
administrative official on the group as the co-admin. In SMPA, the time taken, etc. In SMPA, WhatsApp acted as an easy mecha-
groups created by MCGM officials had some higher- and locality- nism for the administration to demand accountability from CBOs
level officers as group admins. In some exceptional cases, an in ensuring the performance of SWM responsibilities in slums.
SMPA group had a local political leader and an ALM group had However, from a wider perspective, WhatsApp use in ALM
multiple ALM leaders, as co-admins. Due to WhatsApp’s func- and SMPA increases precarity and arbitrariness, reducing the
tionality of control attributed to the group admin, these set of overall transparency and accountability in governance. The
actors held extensive powers to control and determine the na- arbitrary removal of members, limited nature of interaction,
ture and extent of participation among members. In one case,9 and interaction based on prior relations reveal WhatsApp
a member of an ALM WhatsApp group posted images of an groups to be non-institutionalised and non-legally recognised
event hosted by a political party. The ALM leader (the group platforms for citizen–government interaction. Further, groups
admin) dissolved the group and made another group without on WhatsApp are considered to be private, their membership
that individual and some other members who posted on contro- is exclusive, and interactions through it are closed—limiting
versial topics. In SMPA WhatsApp groups, most CBO leaders transparency in its operation. For example, complaints through
were removed after the completion of their contract duration. WhatsApp are not officially registered in MCGM’s complaint
Although not always used, the powers held by the group management system (CMS) and, therefore, do not contribute to
admins gave them a position of control over other participa- measuring the overall accountability of the local government.
tory actors, often reiterating existing power differentials in the Similarly, SMPA WhatsApp groups did not formally record the
scheme. Moreover, the virtual platform provided group admins performance of the CBOs and were not used as a criterion for
with much more powers than in “real life,” that of actively their continuation/removal from the scheme. As explored in
limiting and excluding individuals at discretion—denying the previous section of the paper, WhatsApp groups also did
them the right to participate in governance. not fare well in improving the inclusivity and representative-
WhatsApp groups in ALM and SMPA also specifically sharpened ness of participation. These factors make the operation of
the distinctions with reference to waste and its management. participation—through WhatsApp—increasingly arbitrary and
Waste management through WhatsApp alienated users from controlling, pointing towards more undemocratic tendencies
the experience of waste, by offering a “sanitised” visual to the in its functioning.
42 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
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This also reflects on the distinction between formal and In doing so, these groups largely operate within the centralised
informal settlements in the city maintained through WhatsApp. target-oriented waste management system. ALM groups, through
In spite of operating in the same locality, with commonality of sharing of photos related to unlifted garbage, clogged drains and
ward officers and councillors, separate WhatsApp groups the subsequent solving of such complaints are used to showcase
existed for CHS and slums. The use of technology was unable how the MCGM is committed to achieving the goals of a “garbage-
to bridge the divide between ALMs and CBOs to collaborate for free city” (MoHUA 2014). The procedural and substantive causes of
better SWM and civic issues in their locality. Even within the ALM why garbage in a particular area remains unlifted or why a drain is
and SMPA, restrictions and exclusions limited the extent to getting clogged, and taking measures for prevention of such is-
which WhatsApp could act as a useful platform. Perspectives sues, are not discussed or addressed through these groups.
of waste workers or lower-level administrative officers were SMPA groups are used for showcasing target achievements
not accounted, while inter-resident and inter-CBO interactions such as 100% collection and segregation and composting in
on WhatsApp were negligible. This prevented WhatsApp slums, through photos and videos shared in the group. How-
groups from acting as platforms for participative policymak- ever, these do not always reflect actual on-ground improve-
ing through discussing pertinent governance issues or sharing ment in SWM. In one case,10 during a segregation drive by a
perspectives and solutions. CBO in the presence of administrative officials, the focus was
Technology is considered to enable efficiency and effective- on getting good pictures/videos to show target achievement.
ness for which it is used (Latour 1990). In our case, such Waste workers, who otherwise had no protective equipment,
outcomes can be measured through improvement in SWM or were given gloves and coats while posing for photos, and one
otherwise. The primary aim of both policies was ensuring compost pit was clicked from several angles using different
localised waste management—collection, segregation, and banners to report as multiple pits.
composting. The ALM WhatsApp groups were mainly used for This techno-social (Escobar 1994) construction of reality
complaint-making, like “garbage not lifted” or “drain clogged through WhatsApp—of adherence to rules, achievement of
with waste.” This increased the probability of an issue getting targets, improved SWM—is beneficial to both the administra-
resolved especially for those having prior relations with the tive officers as their achievements and to citizen groups/lead-
administration. However, important issues related to SWM ers for increasing their influence in the locality through better
such as proposal for a common compost pit or suggestions for relations with the government.
area development were done through personal meetings and ALM WhatsApp groups were a means for administrative offic-
follow-ups, and not discussed on WhatsApp. For SMPA, the pri- ers to showcase their reach with “citizens” through which they
mary aim of monitoring collection, segregation, and cleaning could claim consensus on policy and implementation decisions
done by CBOs, was operated through WhatsApp. Here too, per- and fulfil directions from their superiors. In one case, a higher-
sonal rounds and visits by the administration, at least once a level administrative officer used ALM groups to garner num-
week, for inspection and fining were continued. Proposals for bers for filling up an online form regarding SWM suggestions:
setting up compost pits or demand-making for changes in Pl[ea]s[e] share with maximum citizens, NGOs, public representa-
SMPA policy rules were done through personal interactions tives[,] and other active public … Need at [ ]least 5,000 responses
and meetings. Substantial demand-making for improvements per ward. Kindly mobilise and activate [yo]ur resources. Not only
in locality waste management, therefore, continued through forward give [yo]ur suggestions. (sic)11
in-person citizen–government interactions. By fulfilling such tasks and increasing their resident base
WhatsApp was only one form of a claimed participatory through virtual expansion, ALMs gained greater influence with
space used for a limited purpose. Most of the claims-making the MCGM in getting their work done.
by actors in ALM and SMPA, including residents, waste work- In the case of SMPA, where scheme monitoring is primary,
ers and ALM/CBO leaders, was done through in-person means WhatsApp groups acted as a means to provide proof of moni-
such as collective mobilisation, awareness events, proposals, toring done by MCGM officials through pictures and videos shared
court cases, consultations, etc. While some formed NGOs with their superiors to report the achievement of targets.
engaging directly in community development works, some We conduct segregation drives in different areas of the slum every
others joined political parties, moving much beyond the par- weekend. We send the photos and videos to the SWM officers which
ticipatory limits of ALM and SMPA. they forward to their seniors. (CBO leader, SMPA)12
The specific use of WhatsApp in these policies can be linked These groups are also used to garner numbers for feedback
to the changes in the functioning of urban governance and exercises from citizens. The CBOs aim to benefit from regular
governmentality, with an “increased focus on showcasing reporting in WhatsApp groups to showcase the good work
achievements” in a bid to gain better recognition, funds, and in- done by them in their locality and maintain goodwill with the
vestment in competing with other city governments. This is administration, which could possibly increase their chances of
enabled through the participation of citizens and private continuing in the scheme.
groups in the management of basic services in the city through Thus, WhatsApp use in participatory waste management
technology-use, to build “smarter” investment-friendly cities. was primarily aimed at showcasing of target achievement and
WhatsApp groups in ALM and SMPA fulfil this objective of shows how technology forms an indispensable tool for neo-
showcasing waste management-related target achievements. liberal governmentality. It was, therefore, unable to act as a
Economic & Political Weekly EPW february 25, 2023 vol lVIiI no 8 43
REVIEW OF URBAN AFFAIRS

useful participatory platform to deliberate and collaborate for in urban governance took place in “real life” and not through
improving SWM or for enabling better urban governance. virtual platforms. This highlights the need for technology in-
terventions to not completely exclude the humane aspect of
Conclusions participation (Wilson and Tewdwr-Jones 2020).
The study of WhatsApp use in ALM and SMPA explores distinc- These cases also caution against assuming technological
tive cases of invented virtual participatory spaces arising from interventions for citizen participation as a panacea that tran-
invited participatory policies. In these cases, in-person rela- scends socio-economic barriers and leads to inclusive govern-
tions between policy actors influenced the participation in the ance. This is evident from the distinction between ALM and
virtual space. Further, specific use of WhatsApp, an already SMPA policies, continued in WhatsApp through, enforced by
in-use application, acted as a reliable, personal, and private excluding some people, reiterating power hierarchies.
means for citizen–government interaction. This differed from Further, these cases highlight how technology-based partici-
other virtual platforms, both invited, such as union government’s patory platforms served the purpose of garnering and show-
Swachhata app or Mumbai’s CMS for reporting complaints, and casing “formal” government target achievements that do not
invented means such as citizens’ complaint-making through necessarily reflect the on-ground reality.
Twitter, which are impersonal and mechanical. In conclusion, while technology is socio-politically embedded
Moreover, WhatsApp in ALM and SMPA only acted as a supple- in the context in which it operates, WhatsApp use in ALM and
ment to in-person participation and policy implementation. Most SMPA offers insights for future policymaking and research on
of the claims-making for waste management and participation technology-use in participatory policies for urban basic services.

Notes Committees, Advanced Locality Management and MoEFCC (2016): “Solid Waste Management Rules,
1 Findings related to implementation of the the Politics of Middle-Class Activism,” Environ- 2016,” Ministry of Environment, Forest and
scheme and claims-making, apart from those ment and Urbanisation, Vol 20, No 2, pp 483–99. Climate Change, https://moef.gov.in/wp-con-
specific to WhatsApp, are based on the author’s Bjorkman, Lisa and Chitra Venkataramani (2017): tent/uploads/2017/08/SWM-2016-English.pdf.
MPhil dissertation. “Mediating Mumbai: Ethnographic Explorations MoHUA (2014): “Swachh Bharat Mission Urban,”
2 Since the focus of the research was on studying of Urban Linkage,” Max Planck Institute for the Ministry of Housing and Urban Affairs, http://
ALMs and CBOs, the residents, waste workers, Study of Religious and Ethnic Diversity, pp 1–34. swachhbharaturban.gov.in/Home.aspx.
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One limitation, therefore, arises from not stud- Stats on Social Media Users,” India Today, htt- ual,” Municipal Corporation of Greater Mumbai,
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5 CBO’s remuneration from MCGM was linked to Reflections on Popular Politics in Most of the Pang, Natalie and Yue Ting Woo (2020): “What about
the waste worker “volunteer.” CBOs directly World, New York: Columbia University. WhatsApp? A Systematic Review of WhatsApp
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44 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
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‘We Must Persevere and Persuade, Not Lose Our


Tempers and Shout’
How Women Corporators Experience and Shape the
Gendered State under Conditions of Urban Transformation

Lalitha Kamath, Kanak Rajadhyaksha

T
Little is known regarding how women politicians at the he building of the new city of Vasai–Virar, located about 50
local level experience and influence everyday political miles north of Mumbai and connected to it by the suburban
railway, is popularly associated with the patronage politics
work. This paper remedies this gap by focusing on
of one man—Hitendra Thakur. In South Asia, patronage politics
narratives from 14 women corporators in the newly foregrounding “hero” or “strongman” politics with male protag-
formed Vasai–Virar City Municipal Corporation in the onists has a long history. In these stories of city making, women
context of expanded electoral representation for are typically absent. In this paper, we depart from such accounts in
two important ways. First, we focus on women corporators about
women in cities. The conceptualisation of women
whom little is known or written, despite the fact that they are
corporators’ agency as enabled by nested structures of now equal in number to men in the context of expanded gender
subordination, situated at the intersection of gender and quotas. Second, we shift the focus of our enquiry to the sphere
agency, helps understand the discursive and practical of the incremental, everyday and relational—an approach to
politics that women corporators often employ since theirs is a
conditions within which women corporators in a
politics that is shaped by gendered expectations at multiple
non-metro Indian city arrive at varied forms of scales—the family, the party/government and society at large.
aspiration and capacities for action. This paper seeks to understand how women corporators in
the recent Vasai–Virar City Municipal Corporation (VVCMC) both
experience and shape the state. In developing our focus on women
corporators and their everyday practices of corporator-ing, we
draw from Sharma and Gupta (1991) who argue that the state
comes to a position of power through the everyday practices
and processes of individuals and institutions that constitute the
state, and through which people make meaning of the state.
We find that in the VVCMC, women corporators are shaped
as politicians in an environment where they are expected to be
women first and then politicians. Women corporators, we argue,
build their capacity for action while negotiating personal am-
bition but also peace in the household, complying with but also
stretching societal, bureaucratic, and party expectations of
what they should do and how they should do it. We argue,
therefore, for locating the agency of women corporators as em-
bedded in and enabled by nested structures of subordination
(Mahmood 2005).
These findings contribute to an understanding of how women
corporators shape the state through their agency. It also con-
tributes to feminist scholarship that challenges the artificial
distinction between the personal and the political.
Lalitha Kamath (lalitha.kamath@tiss.edu) teaches at the Centre
for Urban Policy and Governance, School of Habitat Studies. Vasai–Virar: Expanded Opportunities for Women in Politics
Kanak Rajadhyaksha (kanak.rajadhyaksha@gmail.com) is a PhD Vasai–Virar’s journey from largely agrarian to urban has been
candidate at the University of Edinburgh.
principally enabled by the entwining of real estate development
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and electoral politics. Being exempt from the restrictions of the Contemporary Vasai–Virar is fragmented socially and spatially
Urban Land (Ceiling and Regulation) Act (Sharma 1991) ex- and this shapes municipal corporators’ experiences of every-
panded the potential for urban development in the 1970s. This day corporator-ing. City centres have built-up areas; but further
was actively promoted by an alliance between senior ministers from the railway stations, bungalows sprawl in village-like
of the state government, Thakur, then an upcoming politician areas, while chawls have been developed informally on farmland
and president of the Vasai Taluka Developers Association, and in the interior. There are stark contrasts in access to basic
other, mostly small-scale local builders. Massive and mostly services between better-off Sthanik areas and those that
unregulated urbanisation ensued. This was opposed by land- low-income migrants live in, although both exhibit aspirations
owning Sthaniks (locals) who saw this as threatening the local to engage in land speculations. These differences shape the
horticultural economy and gram panchayats they controlled BVA’s choices of candidates selected to contest municipal
(Kamath and Raj 2016). By the 1990s, the city was engulfed in elections as well as influence public expectations of service
protests between Sthaniks who were against urbanisation,1 delivery and corporator roles.
and migrant settlers in Vasai–Virar backed by the Bahujan Both expanded reservations for women in municipal elec-
Vikas Aaghadi (BVA) who endorsed it (Jose 2022). tions and the city’s transforming urbanisms have substan-
Despite this contestation, Thakur’s BVA party has ruled tially shaped women corporator’s experience of and agency
Vasai–Virar by consolidating power over land and water in politics.
resources through a builder–politician nexus (Jose 2022). During
ethnographic fieldwork, we heard rumours of how builders Methodology
benefited from constructing (informal) housing and providing Ongoing research in the region since 2013 by the first author
services to migrant residents; builders relied on politicians to has provided an understanding of the socio-spatial variation
support these endeavours in return for off-the-books cam- across the city and the differential presence of the VVCMC and
paign funds or donations paid to the Young Star Trust (YST), ruling party within each. This informed the approach for this
which is a charitable organisation founded by the BVA (Kamath paper. Research for this paper specifically was conducted over
and Raj 2019). The establishment of the VVCMC in 2009 played 10 months (July 2019–April 2020).
a crucial role in solidifying this nexus as the VVCMC now had While selecting corporators to interview, we focused on
control of the land use planning function and corporators temporal trajectories and spatial distribution. The focus on
could exercise regulatory discretion to benefit builders (Kapur women’s agency made their trajectories as political leaders of
and Vaishnav 2013). In the first city elections in 2010, the BVA particular importance. Of the 14 corporators interviewed,
won 55 out of 89 seats. Unsurprisingly, most male corporators 12 were first term corporators, one had been a corporator for
were themselves builders and women corporators often had a six terms and another for two terms. Seven of the 14 were from
family member in the construction business (Kamath and Raj political families (those we term inheritors) and seven were
2016) who could exploit their privileged access to knowledge those who had no kin in politics but earned their way (those
and regulatory discretion. we term pioneers). All belonged to the ruling BVA party. Along
By the second civic elections in 2015, which is when we with temporal trajectories, we also interviewed corporators of
begin our story, the BVA’s electoral prospects had strengthened. erstwhile villages as well as those whose wards were built-up,
Sthaniks started seeing the real estate opportunities connect- located in the centre of the city. This spatial and temporal
ed to urbanisation and this blunted resistance to the VVCMC range soon revealed the differences in class positions.
although tensions with “migrants” persist. By this time, Class differences among women corporators led us to study
Thakur had transformed his image from being known as a different entries into politics but also convergence in doing
gangster to being called Appa (father), the man who keeps “social work.” Interviews with personal assistants, self-help
“his people safe” and “gets work done” (Kamath and Raj group (SHG) leaders, corporator husbands and aspirants hope-
2017). However, expanded reservation quotas for women in ful for the corporator’s office helped us understand the ecosys-
the 2015 elections re-engineered party strategy and estab- tems of women corporators that shaped their agency in a space
lished power dynamics. that is itself undergoing transformation.
Enhanced reservation quotas, from 33% to 50%, created a
moment of opportunity for women (Hindu 2011) to expand A Complicated Story of Agency
political possibilities and careers in municipal politics. It has There is a dearth of studies on municipal politics and women
led the BVA to recruit women as electoral candidates, seeing as political actors in (smaller) cities and this paper seeks to fill
them as new nodes in the political network potentially con- this gap. The extensive debates on women’s reservation in local
necting new constituents in the context of city elections which bodies are dominated by the rural experience and suggest that
are won on slender margins. It is also an opportunity for the women serve mostly as proxies with their husbands making
BVA to promote its image as an inclusive, woman-friendly most of the decisions (Buch 2009; Rai and Sharma 2000).
party while continuing to maintain its real estate business The few studies that focus on women’s political participa-
interests. The success of this strategy is revealed by the BVA tion, leadership and authority in the urban context broadly
sweeping the second VVCMC elections in 2015 with 106 out of concur with the argument that women have little agency in
115 seats (Nair 2015). political work. Surie and Zérah (2017) found that in small
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towns in North India, women corporators are restricted by her husband, an ex-corporator, split the work between them.
prevailing gender norms that constrain their ability to learn She says,
everyday work of politics, or to serve as proxy corporators, I handle the paperwork at home. My husband handles work that in-
despite interest and political ambition. In established munici- volves the MSEB and the police. He sorts out fights, I don’t do that
pal corporations, such as in Bengaluru and Delhi, John (2007) work. I take care of the roads and gutters and documentation that
people need.2
found that women corporators faced constraints in the work-
place and discrimination, although they were able to navigate As Bhumi Deshpande explains, “Power must stay within the
these better if they won a second term. Thus, even where there house, either the husband or the wife. If it’s a ladies ward, then
are studies of women as political actors in municipalities, most me. If not, my husband.” This suggests the importance of
see little agency for these women. the family as an analytical category in politics, a political
This paper distinguishes itself by telling a complicated story phenomenon found across urban India. This is, arguably, a
of the agency of women political actors in an urban setting. In more productive category to think through questions of agen-
drawing the contours of this agency, it studies Kalaramadam’s cy than dynasty politics.
(2018) notion of “relative agency”—women corporator’s ability Unlike inheritors, pioneers do not have the benefit of family
to make political space for themselves and construct their political networks or wealth and have to find ways to shine and
political subjectivities conditioned by everyday life contexts of be noticed by the party. Representation from different castes/
family, workplace, and the gender-based quota policy. By con- communities is important for the party and this can give first-
trast, Bedi (2016) draws on the notion of “political matronage” time women members from minority or migrant communities
those networks of authority, influence and resources where the chance of a ticket. Meera Chitre, for instance, was a teacher
women act as the locus of support to (fe)male constituents and with no political background. Since her husband ran a sports
which enable them to become forces to contend with in club and it organised all the sports competitions for the Kala Kri-
municipal politics. These studies hold tremendous insights for da Mahotsav,3 an annual arts and sports event organised by
women corporator’s agency that is conditioned by nested the YST, she too got involved with Kala Krida and then the YST
structures of subordination. However, these focus on cities as well. She started volunteering to organise activities that the
largely as the backdrop to events that are playing out. In this YST conducted, calling herself a Young Star karyakarta (party
paper, we seek to focus on women’s agency in municipal worker). She says it was probably because Appa saw that she
politics that is conditioned by the urban transformations the worked selflessly that he told her to contest in 2015.
city is undergoing. We therefore argue for the importance of Pioneers typically rely heavily on developing party networks
studying transforming cities and the subjectivity of women with senior functionaries and, in Vasai–Virar’s case, with its
political actors together. all-powerful leader, Appa. In this sense they are similar to what
Spary (2007) has termed “insiders,” the category of people who
Inheritors and Pioneers have risen by associating with a political party and have learnt
We build on Tawa-Lama Rewal’s (2001) work to classify women along the way. In contrast to the family capital that inheritors
corporators in Vasai–Virar into two broad categories based on possess, women like Chitre possess the symbolic capital de-
their mode of entry: inheritors and pioneers. This reveals how rived from earning their way, building their networks through
knowledge is learned, networks built, and agency constructed everyday involvement in people’s lives (Bedi 2016). The party
across different classes of women. leverages this symbolic capital, in turn supporting them with
Inheritors largely capitalise on kin relationships to enter advice, access to the state, office space, and campaign funds.
and do politics. Priya Lobo’s case is typical. Lobo’s husband is It is important to recognise that while these categories rep-
active in politics and two of her husband’s uncles were resent different modes of entry into politics, all women corpo-
sarpanches in the village. Thakur is a close associate of her rators in Vasai–Virar converge in performing politics through
husband’s family. When her ward was reserved for a woman a feminised repertoire. Calling what they do “social work” and
from the general category, the previous corporator suggested treating the ward as an extension of the family is typical of this,
to her husband that she was a suitable candidate. Inheritors as the next sections elaborate. Understanding how women ac-
largely rely on kinship relations for learning how to “do” quire authority in these ways helps reorient our dominant
politics. Like Lobo, Nafisa Khan had watched her father-in-law, male understandings of political authority. It also helps orient
an ex-BVA corporator, interact with party and ward members. us toward a new way of thinking about women’s agency—one
Additionally, inheritors can rely on family wealth and prop- that is both embedded in and enabled by nested structures of
erty, often accumulated from the family’s involvement in subordination (Mahmood 2005).
politics, to run their electoral campaigns or supply them with
an office space. Agency in such cases seems to derive from the Gendering Everyday Corporator-ing
family rather than be the characteristic of the individual Women build a broad remit of their everyday work from seem-
woman corporator. ingly limitless public expectations. All corporators interviewed
When the woman corporator’s husband was a former corpo- saw their work stretching to installing electricity transformers
rator, we sometimes found the practice of corporatoring in their wards, assisting people with obtaining documents at
extending across the family unit. For instance, Ulka Ghure and the revenue office, making scholarships available to students
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in need, resolving property disputes and household fights. In a building ward, women corporators faced issues con-
Women corporators clearly felt the pressure to be and do what cerning informal settlements inhabited by poorer migrants.
is expected of them by their ward members. “Being a corpora- Seema Chaubey discusses the difficulties she faces,10 “Vasai and
tor means having a leash around your neck. Once it’s there, Virar have good people. The people here (Nalasopara) are not so
you have to do all the work,” said Bhumi Deshpande.4 good. They do not keep their surroundings clean and there are
For women, performing becomes especially important given a lot of fights over garbage and waste disposal.” Chaubey seems
that their worth as politicians is compromised by the fact that to conflate migrants having a slum-like mentality with poor basic
they entered politics through reservations.5 Lobo explains, services. Until nine years ago, there were no roads, street lights,
“No matter how educated people are, they believe this. Even gutters or regular water supply, she says. Additionally, corporators
the (Corporation) officials don’t take women seriously.” This have to address the thorny issue of illegal construction. Anuja
echoes scholarship that highlights the importance of reserva- Patil shared that she has focused on demolishing illegal con-
tions in enhancing diversity and widening the political space, struction,11 especially in the forest area of her ward. This is an
although this creates its own stigma that inhibits women’s poten- issue she has to navigate carefully within her family and the
tial (Shoukla 2019; Kalaramadam 2018). party, as both might have enabled and benefited from illegal
First-timers particularly feel the urgency to prove themselves construction. As a women corporator who is not directly seen to
to their public by assisting beyond providing access to basic be involved in land-related activities, Patil targets illegal con-
services. “I have nothing to do with the revenue system but struction but is careful to ensure that demolitions of illegal set-
when people come to me for such work, I tell them to go there tlements occur on forestland, where only the most vulnerable
(to the office) and give me a call.”6 Lobo adds that in the process groups choose to settle due to its multiple regulatory layers.
of calling people for recommendations (for schools, jobs, etc), It seems clear that as a newly formed city, the process of
corporators are able to build networks with officials in such “becoming urban” crucially shapes the experience of women
institutions. Building one’s networks and connecting these to corporators with their publics. Doing political work is spatially
one’s constituents as needed, is a key strategy for women cor- embedded and having villages or chawls/buildings within the
porators to build their public image and political careers. Most ward matters hugely for everyday corporator-ing.
of the first-time corporators interviewed had to build networks While all corporators confront unevenness in development
from scratch. Creating avenues for establishing relevance like and seemingly inexhaustible demands from their publics,
providing letters of attestation to aspirants of government women corporators, arguably, are more burdened. This is
schemes for senior citizens to avail free bus travel become im- because they often have to represent wards that have recently
portant in this context. become mahila (woman) seats where new connections with
Women’s understanding of what a corporator’s work involves voters have to be quickly built. Additionally, many are first-
and their efficacy is strongly shaped by not only social but also timers, and have to contend with corporation, societal and
spatial dynamics that have been established over time. Corpo- party systems that do not respect or heed them. How women
rators typically differentiated between a “building” ward and corporators respond to them seems to conform to a more in-
a “village” or “farmer’s” ward dominated by bungalows. While cremental approach and “feminised” repertoire.
the former was populated largely by “migrants,” the latter was
seen as being the preserve of Sthaniks. Constrained Agency?
Village wards or those in which less development is per- Women corporators are embedded in a social milieu that is
mitted in the development plan were those that had been structured by conventionally patriarchal structures like the
newly incorporated into the city, with many of them having family and the party. This pushes them to use feminised strat-
deeply resisted urbanisation that led to the formation of the egies of care, social work, and close involvement in people’s lives.
VVCMC. Lobo recalled how when she got elected, there was But we find that women corporators also bend and stretch
still resistance towards the corporation and its policies.7 She these relations through small, incremental, more genteel
says it took a lot of work to convince people that their cattle means. These provide an interesting contrast to the seasoned
would not be taxed. People have now gotten used to the aggression and violence shown by the figure of the “malkin” in
corporation’s systems, she says, but their “village mentality” Bedi’s (2016) analysis of Shiv Sena women political leaders
is hard to deal with. Jagruti Gavaskar’s ward, like Lobo’s, and indeed to some of the city’s own strongmen politicians.12
was governed by a gram panchayat before the VVCMC was Vasai–Virar women corporators who were interviewed denied
established. She says, “People have huge cars but don’t want there denied that there was any conflict within the party.
to give an inch of their property for roads, how will a car pass?”8 When describing potential conflicts, which they carefully re-
Apart from the rural–urban shift the corporator is called to ferred to as challenges, a common tactic women showed was of
bridge in these wards, Deshpande also says that the villages avoiding the “difficult” work of confrontation but instead esca-
did not have a lot of network infrastructure in place unlike lating matters to senior political members for assistance thus
the areas falling within the former nagar parishads.9 Those maintaining her relations as an unbiased leader. This often hap-
corporators who are in charge of the erstwhile panchayat pened when land matters were concerned, the corporator per-
areas therefore have to do complicated coordination work sonally knew the landowners involved and did not want to spoil
across public agencies. relations with either party.
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Women corporators also sought to leverage “professional” In the ward, they discussed applications for development
knowledge of how systems in the VVCMC functioned to get works with party workers. Subsequently, they formulated
work done by corporation engineers who did not respect their proposals and ran them by the sabhapati.19 This minimised the
authority. They pored over budgets, followed files from desk to chances of proposals being struck down and ward and party
desk, and used the power of their education and politically members being unhappy with work (not) being done. This pro-
connected families, where they had such capital. Lobo said, cess for undertaking work in the ward helped establish them as
They know it is Bhumi Deshpande or Priya Lobo. Engineers know who leaders who were inclusive and efficient. Lobo goes further in
they are talking to. Education matters a lot. They can’t tell us they are saying that such collaborative systems help women corpora-
simply doing things, they know the next question will be, what are tors take decisions without signalling that women leaders are
they doing? They know I will call every person to get the job done.13
dominant or aggressive, going against prevailing ways of do-
Unlike inheritors, Anita More, who studied up to Class 10 ing things. More and Lobo also shared how women corpora-
and worked as a domestic worker before she was elected cor- tors in an area sometimes supported each other on issues as
porator, did not possess the advantages of education and fam- this strengthened their political clout, making it easier for the
ily political capital. She recalls how when she did not know group to be heard and to have action taken.
what particular English words meant, she asked other corpo- Women corporators spoke repeatedly of the virtues of
rators to help or insisted that engineers type or translate in patience, follow-up, and collective decision-making in situa-
Marathi otherwise she would not sign.14 tions when male members (of the family, party and VVCMC)
Women corporators were careful to undertake work in constrained their functioning. While we analyse these as more
spaces where they would be seen working and would also be incremental approaches that privilege feminised repertoires
considered respectable. “A man can stand at the naka (street and minimise confrontation, we also argue that this has the
corner) with his arm around another man and his public potential to change the way politics is done. This is a politics
contact is done. A woman cannot be seen doing that,” said that emphasises “the importance of the small, the relational,
Deshpande.15 Apart from maintaining offices or meeting ward the everyday, challenging the artificial division between the
members in their homes, women corporators attended society personal and the political” (Roth and Baird 2017). It calls for
events, festivals and funerals, to create opportunities for inter- shifting the focus of attention from the individual corporator
action with ward members. They were vigilant about being alone to considering the importance of the networks and
seen in their wards so that ward members became aware of ecosystem within which corporators are embedded that both
their work. They repudiated any involvement or knowledge enable and constrain action. It also highlights the possibility
of land dealings, seen as illicit and conducted late evening. for women to create different circuits connecting to new con-
Responding to calls from petitioners late at night was also stituents of great importance in city elections where electoral
hard for women corporators. Lobo said, margins are slender. We discuss two of the most important.
Being a woman corporator you can’t move around without a man
at night. You can’t take any man with you or there will be character The Young Star Trust and the SHG
assassination. It must be your husband, brother or father.16 Two principal channels by which women corporators in
By contrast, corporators such as Ranjita Mulekar and More Vasai–Virar have produced agency and developed their political
who belong to low-income households said that they faced less careers are through cultural activities organised by the BVA-
issues in stepping out at night for work.17 Middle-class women sponsored YST and collective saving practices undertaken by
corporators clearly faced more stringent social sanctions as women’s SHGs. Both act as effective vehicles to nurture women’s
“respectable women” (Tawa-Lama Rewal 2001) than those political careers but also mould them in particular feminine
from lower classes. ways. Our paper shifts the attention from conventionally
Women corporators were prudent not only in choosing spaces male-gendered approaches to focus on the networks/domains
of interaction with male ward and party members but also in where women act as the bedrock of support for the public.
how they interacted within them. Gavaskar says, SHGs represent a legitimate pathway for building a female
There’s the male ego (to deal with). Some feel, what will she be able to constituency and expanding networks for women corporators.
do, we should go somewhere else. But they travel the circle and then Corporators told SHG members about work contracts available
realise there’s no option (but to come back to us) … If women raise in the VVCMC for maintaining public parks in their wards, pro-
their voice, they are tagged as the ones being agau (overly smart). We vided canteens/stall space during YST events like the Kala Krida
don’t scold or get into fights, we try to make them understand.18
Mahotsav, or assisted with setting up small enterprises. Corpo-
Persuasion and patience were tactics women corporators used, rators also enlisted SHG members in party activities when
instead of yelling and fighting, especially when the male egos needed during the Kala Krida Mahotsav and the VVCMC City
concerned were within their own family/kin. Marathon, as well as for voter registration and campaigning.20
Collective decision-making is also a tactic that all women They also organised social gatherings and other festivals in
corporators actively employed to reduce conflict within the which women from SHGs participated. SHGs thus enabled a
family, party and ward members. For all corporators, support means to gain access to people’s lives and problems which
from family members was vital to sustain their political career could then be converted into opportunities for caregiving,
and hence women took account of the family in decision-making. public recognition and political leveraging for the party. SHG
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members, in turn, ask corporators for help when needed. SHGs Women corporators perhaps understand better than anyone
contribute to livelihood opportunities for members as well as the symbolic power of this familial construction; after all,
vehicles to make claims to space and resources in the city. their public life is only possible if they have the support of their
Similarly, the YST with its broad swathe of (party sponsored) family. But while women corporators bought into this gen-
cultural activities provided an umbrella space for budding corpo- dered construction, they sought to stretch it to make their role
rators to conduct varied social activities for women and build a in politics more legible and legitimate to themselves, the party
following in their ward and party. For instance, when Mulekar and the public. They repeatedly invoked the language of fami-
was passed over for a ticket in 2010, she joined the YST and ly to talk about their corporator-ing. “I look at my corporator’s
took a course in bag making. She then taught other women as well role as a household responsibility on a larger scale,” Chaubey
and they started taking orders for bags. The YST supported her said.23 Gavaskar compares women’s experiences in politics to
in forming 40 SHGs. In 2015, when the ward was reserved for experiments in cooking. Khan refers to how if something is
women, Appa gave her a ticket on the strength of her work. broken, a road or gutter, then of course it must be repaired.
After she won the seat, she was given office space at the YST.21 “[Just like] We sew and repair things at home.”24 These meta-
Actively engaging with women ward members through phors connecting domestic happenings in the intimate, private
these strategies that women typically refer to as “social work” realm to those of public service and politics helped reinforce
builds a large number of female supporters who readily attend ideas of a new kind of corporator politics women were en-
political functions and rallies, strengthening the image of the gaged in that claimed to be efficient and inclusive.
corporator. In the long run, support from women ward mem- Analysing the contours of women’s subordinated agency in
bers could result in increased political support for the women Vasai–Virar, it seems important to assess women’s agency both as
(or their kin) if they choose to contest elections. individual leaders and as leaders located within families.
Examining women’s practices of everyday corporator-ing When judged as individuals, women largely remain second-
affords a crucial view into their experience of a gendered class political leaders despite the incremental gains made
state and how their practices reinforce and stretch urban through their agency. “Women are only given positions that
local governance. But to understand how the contours of they need to be given,” says six-time corporator Deshpande.25
women corporators’ agency in Vasai–Virar have been forged Most corporators interviewed had been on the Mahila Bal
requires considering a longer historical timeline of the emer- Vikas Kalyan Samiti that always has a woman chairperson.
gence of its political leaders, notably Appa, and processes of Two women corporators had been on the Arogya Samiti and
city building that are integrally connected to land politics. the Van (forest) Samiti, respectively. None of the corporators
interviewed had been on other VVCMC committees. Appa and
Subordinated Agency and Land Politics the party clearly promoted some gender roles as more suita-
For most women corporators, Appa stood in for the party and ble for women to adopt.
the local state. This is largely due to the history of Vasai–Virar’s The ability of women to be equal political players to men is
emergence as a city with Appa as its strongman and incubator. highly questionable in a city built on murky land deals, where
Chitre, who was heading the Mahila Bal Kalyan Samiti (com- most male corporators are also developers/builders and where
mittee for the development of women and children) at the such rents grease the wheels of the party system (Kamath and
VVCMC at the time of the interview, said, “He’s an Aamdar Raj 2016). It will require women to inhabit the domain of land
(member of legislative assembly) but because he’s the head of and real estate, hitherto seen as a male preserve. Notably,
the party, his opinion is always sought when deciding any none of the women corporators mentioned real estate dealings,
policy.”22 For More, Appa was there not only to appeal to but in contrast to male corporators. To produce authority here,
also to negotiate with as with a senior member of the family. women will need to forsake their feminised repertoire and enact
More, who contested because Thakur, had recruited her fol- a different kind of performance: one based on acquiring new
lowing her fiery demand to have a road constructed near her knowledge, aggression, and political presence in spaces where
village, said that her first task after being elected was to get such deals are often struck in bars or in the late evening hours.
this road constructed. She shared how she faithfully followed Maintaining a family life and complying with gendered expec-
VVCMC procedures but eventually approached Appa when she tations under such circumstances seems difficult.
was unsuccessful. She negotiated with him to construct the When considered as part of a familial unit, however, a dif-
road else she would find it difficult to undertake any further ferent view of women’s agency comes to light. There seem to
duties as corporator. Thakur then intervened and got the road be distinct advantages for Appa, the party and male politicians
constructed. This reveals not only a personalised understand- in maintaining a clear separation between the respectable,
ing of the local state but one built on the foundational struc- feminised face of women corporators and that of the male
ture of the (Indian) family where Appa is the patriarch of the corporator enmeshed in land deals. It could allow women cor-
party and city, a father figure who supports but also needs to porators’ “social work” to present a foil for what may be called
be obeyed (Kamath and Raj 2019). The party consistently uses “land work,” which is foundational to the political work of male
the language of patronage and kinship to express the idea that corporators in Vasai–Virar (Kamath and Raj 2019). Through
the patron would behave with the protective instinct, love and this process, the city’s violent beginnings can be erased in the
forethought characteristic of this relation (Piliavsky 2014). march toward Vasai–Virar as a valued real estate destination.
36 february 25, 2023 vol lVIiI no 8 EPW Economic & Political Weekly
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But how do we read women’s agency in the family context? to follow as women—boundaries that have been forged through
Although women are not speculating on property themselves, longer historical processes encompassing the city’s formation
they come from families that do or aspire to. Their political and its political culture. Women corporators’ notions of agency
connections and knowledge can prove invaluable in further- then are shaped simultaneously by structural opportunity and
ing family fortunes predicated on real estate accumulation. subordination—an agency that is embedded in and enabled by
This uniquely places the women in a position of simultaneous nested structures of subordination within the family, the party
power and powerlessness within the family structure. While and the public in the context of a city that is transforming itself
they typically cannot take decisions outside of the family, of- into a profitable site for real estate accumulation.
ten deferring to male egos within the family, it also remains Differences in caste–class capital shape entry into politics as
true that, as women corporators, they become important play- revealed by the two categories the paper highlights—inheritors
ers in family-level decisions and futures. and pioneers. Spatial locations and compositions of wards also
shape the corporator’s relations with her publics. However,
Conclusions what binds women corporators together is the employing of
This paper explores everyday practices that women corporators gendered strategies in manoeuvring a state, party and society
use to negotiate with the local state. It is set at a moment of op- that they experience as highly gendered.
portunity for women in politics where expanded reservations Narratives of everyday corporator-ing reveal that women
have led to political parties wooing women candidates even are creative in deploying “womanly” leadership styles, embod-
while they maintain women’s structural subordination within ied in work termed “social work.” This is a more incremental,
the party. In this context, women corporators are keenly aware everyday and relational approach to doing politics. Through
of the pressure to perform because while their entry into poli- these, we see women stretching the gendered expectations
tics largely depends on reservation, their worth as politicians within which they do political work. We conclude that women
is tarnished by its association. They seek to prove their efficacy corporators’ agency at both individual and family levels seems
while carefully negotiating the boundaries they are expected to be characterised by subordination.

Notes Western India,” Politics and Gender, Vol 12, No 1, Kapur, Devesh and Milan Vaishnav (2013): “Quid
1 Sthaniks opposing urbanisation most strongly pp 107–42. Pro Quo: Builders, Politicians, and Election
largely belonged to the locally dominant castes— Buch, Nirmala (2009): “Reservation for Women in Finance in India,” Center for Global Development
agriculturist Agris but also Vasai Catholics Panchayats: A Sop in Disguise?” Economic & Working Paper 276.
found in the coastal belt. Political Weekly, Vol 44, No 40, pp 8–10. Lama-Rewal, Stéphanie Tawa (2001): “Women in
2 Interviewed on 29 January 2020. Hansen, Thomas Blom (2004): “Politics as Perma- the Calcutta Municipal Corporation: A Study in
3 The Kala Krida Mahotsav is an art and sport nent Performance: The Production of Political the Context of the Debate on the Women’s Res-
festival organised by the Young Star Trust, a Authority in the Locality,” Politics of Cultural ervation Bill,” Centre de Sciences Humaines.
charitable organisation that is funded by the Mobilization in India, pp 19–36. Mahmood, Saba (2005): Politics of Piety: The Islamic
Bahujan Vikas Aghadi. Harriss, John (2005): “Political Participation, Rep- Revival and the Feminist Subject, Princeton Uni-
4 Interviewed on 6 December 2019. resentation and the Urban Poor: Findings from versity Press.
5 Hansen (2004) has argued that women corpora- Research in Delhi,” Economic & Political Weekly, Nair, Sandhya (2015): “BVA ‘Splits’ to Sideline Sena in
tors are trapped in situations of “permanent per- Vol 40, No 11, pp 1041–54. Opposition,” Times of India, 13 August, viewed
formance” due to rotating systems of reservations. Hindu (2011): “Maharashtra Assembly Approves 50% on 9 October 2022, https://timesofindia.india-
6 Interviewed on 12 December 2019. Quota for Women in Local Bodies,” 14 April, times.com/city/mumbai/bva-splits-to-sideline-
7 Interviewed on 13 December 2019. viewed on 14 August 2020, https://www.the- sena-in-opposition/articleshow/48460390.cms.
8 Interviewed on 9 January 2019. hindu.com/news/national/other-states/Maha- Piliavsky, Anastasia (ed) (2014): Patronage as
9 Interviewed on 6 December 2019. rashtra-Assembly-approves-50-quota-for-wom- Politics in South Asia, Cambridge University
10 Interviewed on 14 November 2019. en-in-local-bodies/article14683126.ece. Press.
11 Interviewed on 21 January 2020. John, Mary E (2007): “Women in Power? Gender, Rai, Shirin M and Kumud Sharma (2000): “Democ-
12 For character sketches of strongman figures in Caste and the Politics of Local Urban Governance,” ratising the Indian Parliament: The ‘Reserva-
Vasai–Virar see Bunty Singh (Kamath 2021) and Economic & Political Weekly, Vol 42, No 39, tion for Women’ Debate,” International Perspec-
Ramprasad Gupta and Kshitij Thakur (Kamath pp 3986–93. tives on Gender and Democratisation, London:
and Raj 2019). Jose, George (2022): “Legislating the Urban in Palgrave Macmillan, pp 149–65.
13 Interviewed on 12 December 2019. Vasai–Virar: Planning (in) the Periphery,” Roth, Laura and Shea Baird (2017): “Municipalism
14 Interviewed on 1 February 2020. Mumbai/Bombay, Routledge India, pp 116–34. and the Feminization of Politics,” City Rises
15 Interviewed on 6 December 2019. Kalaramadam, Sreevidya (2018): “Presence into (Reflections on a Revolution) Magazine, No 6.
16 Interviewed on 12 December 2019. Participation and Representation: Gender Sharma, R N (1991): “Land Grab, Bombay Style:
17 Interviewed on 16 January 2020. Quotas in Local Governance in India,” Journal Urban Development in Vasai–Virar Hinterland
18 Interviewed on 9 January 2019. of South Asian Development, Vol 13, No 1, of Bombay,” Economic & Political Weekly, Vol 26,
19 A sabhapati is a corporator who is given the pp 1–23. No 8, pp 413–17.
charge of heading a cluster of wards. Kamath, Lalitha (2021): “Bunty Singh Builder of Shoukla, Vatsala (2019): “Women Leadership and
20 Interview with Kala Patel, 11 December 2019. Dreams,” Bombay Brokers, Lisa Bjorkman (ed), the Power of Diversity,” Research Horizons, ISSN .
21 Interviewed on 16 January 2020. Duke University Press, pp 59–67. Spary, Carole (2007): “Female Political Leadership in
22 Interviewed on 7 February 2020. Kamath, Lalitha and Radhika Raj (2016): “City India,” Commonwealth & Comparative Politics,
23 Interviewed on 14 November 2019. Building and Regime Creation in the Peripheries Vol 45, No 3, pp 253–77.
24 Interviewed on 6 February 2020. for Mumbai.” Surie, Aditi and Marie-Hélène Zérah (2017):
25 Interviewed on 6 December 2019. — (2017): “Smuggler City to Smart City: Masculine “Purdah and Politics: Women’s Participation in
City-Making on the Urban Periphery,” Cafe Local Governance,” Subaltern Urbanisation in
Dissensus. India, New Delhi: Springer, pp 397–420.
References — (2019): “Reinventing Politics: Youth Self-making Sharma, Aradhana and Akhil Gupta (eds) (2009):
Bedi, Tarini (2016): “Network Not Paperwork: Political and Party Politics in Mumbai’s Periphery,” The Anthropology of the State: A Reader, John
Parties, the Malkin, and Political Matronage in Youth Voice Journal. Wiley & Sons.

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Cultural Ecologies of Urban Lakes


The Bathukamma Festival, Caste Associations and
Resource Claims in Hyderabad

Pullanna Vidyapogu, Indivar Jonnalagadda

O
The Bathukamma festival, historically observed by n 16 July 2014, the Telangana state government declared
Telangana-based Other Backward Classes and Dalit Bonalu and Bathukamma as state festivals, as they
represent the unique culture of the region (Times of
communities with traditional connections to
India 2014), and extended financial and logistical support to
waterbodies, has since 2014 become a state festival and all such celebrations (New Indian Express 2014a). The govern-
a platform for political claim-making. This state-making ment, led by the Telangana Rashtra Samithi party, appealed
project has had ripple effects revealing the everyday to all its citizens to celebrate the new state festivals. The
Greater Hyderabad Municipal Corporation (GHMC) was made
entanglements of caste associations, urban state–citizen
responsible for providing resources for the festival celebrations
relations, and the political ecology of urban waterbodies, (New Indian Express 2014b). The government’s call was taken up
in the capital city of Hyderabad. The paper sheds light fervently in the various neighbourhoods of the city. Bathukamma,
on how competition between different caste groups, in particular, emerged as a platform to articulate belonging in
the new state of Telangana, wherein the local caste associa-
with distinct cultural ecological claims, shapes urban
tions and resident welfare associations lobbied for organising
political ecologies. Urban communities mobilise the festivities, thereby making them the conduits for resources
narrowly defined caste associations to strategically make from the state and the political parties.
claims to place, and lobby for resources and recognition. This democratisation of the Bathukamma festival had many
subtle and significant effects on the everyday social relations
Such claim-making exists even in slum settlements
in the urban localities, even beyond the project of state-
consisting of new migrant communities. We argue that making. In this paper, we track these transformations by focu-
attempts to gain recognition of caste-based claims for sing on local networks of actors who have been coordinating
water-linked resources are an indirect articulation of and organising the annual fesitivities since 2014. The paper
draws from extensive fieldwork conducted in Hyderabad 2013
belonging and connection to the state and the city.
(Vidyapogu 2017, 2018) and 2014 (Jonnalagadda 2018, 2022)
onwards. Based on observations collected over time, we show
that caste-based identities have been specifically mobilised by
communities in making claims over local resources and in
lobbying for state resources and recognition.

The Background
Bathukamma is celebrated in September– October during the
auspicious nine days leading up to the Dussehra festival. The
rituals involve creating elaborate bonams (floral bouquets) as
symbols of Bathukamma, which is the centre of a folk dance
performed by women. The bonam is finally immersed in the
The authors thank Anant Maringanti, Priti Ramamurthy, Bhashwati
Sengupta, and Arvind S Susarla for encouraging and supporting
nearest tank or lake. In the rural celebrations before 2014,
this research. The suggestions from the RUA editors and anonymous Bathukamma had a particular caste dynamic as reported in
reviewers helped the paper greatly. Karan Misquitta, Gaurav Mittal, and the field study. For example, Lakshmamma, a resident of one
Vanshika Singh gave insightful comments that have shaped the paper. of the bastis (slum settlements), said that ritual precedence
Pullanna Vidyapogu (pullannacsd@gmail.com) is a project fellow at was given to specific lower-caste communities. These groups
the Council for Social Development, Hyderabad. Indivar Jonnalagadda are today classified by the Indian government as Other Back-
(indivarj@gmail.com) is a doctoral candidate in anthropology and South ward Classes (OBC) but are higher in status than Dalit commu-
Asia studies at the University of Pennsylvania, Philadelphia.
nities who traditionally have a lower ritual priority and status.
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Not only was there precedence in terms of order of celebrating, that has existed for a long time and has gradually been assimi-
but there were also separate access points to the waterbody. lated into the city, though residents still call it their “village.”
Thus, there was a social and spatial hierarchy of organisation Site B is the cluster of slum settlements or bastis, alongside
between caste groups who are all relatively marginalised as another tank called the Shaikpet Kotha Cheruvu. These bastis
compared to upper-caste groups. have emerged over the last 30 years. Although the waterbodies
In the wake of Bathukamma being made the state festival are technically “tanks” built for irrigation in the past, to the
and being introduced into the urban spaces of Hyderabad, modern gaze of the state government, middle-class environ-
however, this caste dynamic has been transformed by collaps- mentalists, and other powerful stakeholders, they are “lakes”
ing the orders of precedence, by democratising access points, (Coelho 2020). Going forward we call them lakes, because this
as a result of inviting all castes, including Dalits and upper designation animates the contemporary politics around these
castes alike into the fold. Speaking about the recent Bathu- waterbodies. Today, they are not the anchors of livelihoods
kamma celebrations, Pandu (Pullanna field notes, November for people living nearby. Nonetheless, site A is populated by
2016), a resident of Vattinagulapalli village in Hyderabad said, various caste groups organised into caste associations, who
“Now there are new communities which have become involved claim specific relationships to the lake, the fauna it supports,
in the festival, such as political party groups and upper castes. and its surrounding resources like soil and vegetation. The
Of course, they are the ones now leading the festival; espe- bastis in site B are populated by groups who do not have
cially due to their connection to the local political class.” The historical links to the lake, but who nonetheless use their
transformation of the festival occurred spectacularly in 2014, organisation as slum resident welfare associations (SRWAs) to
when Bathukamma celebrations were kicked off in the heart strategically engage in practices that link them to the lake
of Hyderabad by K Kavitha, an upper-caste member of Parlia- and geo/biological environment they live in, and we show that
ment, and daughter of Chief Minister K Chandrasekhar Rao caste relations influence SRWAs as well.
(KCR). Kavitha was invited by women of all castes to partici- Caste in urban spaces of South Asia operates in two related
pate and celebrate the state festival. In urban areas, this blur- ways—as an identity category to shore up social capital
ring of caste-based ordering resulted in a competition for prec- (Rao 2009; Waghmore 2019) and as an axis of discrimination
edence and special access. The result was that new caste divi- in resource distribution or struggle for distributive justice
sions and exclusions emerged in different localities, as various (Ranganathan 2022b; Upadhya and Rathod 2021; Waghmore
local associations vied to concentrate the symbolic capital as 2019). In terms of political ecology, the naturalisation and
resources were now being made available. This paper engages essentialisation of socio-ecological hierarchy and domination,
with the emerging and complex associational life between through the idiom of caste, shape macro urban environment
various caste groups and their cultural–ecological claims and (Ranganathan 2022b). Through our examples from Shaikpet,
roles in the context of a community-specific festival that was we draw attention to the micro- and meso-scale environ-
now celebrated as a state-backed public festival. ments where the caste dynamics are murkier, and where even
In all the social flux engendered by the advent of Bathukamma the different marginalised groups use caste-informed institu-
as a state festival, the tanks/lakes in the region are of crucial tions and idioms to make competing assertions over urban
significance. Bathukamma as a ritual has everything to do environments (Nair 2021).
with these waterbodies, as it celebrates the life-giving and
livelihood-giving properties of water. This paper examines Enduring Customary Claims around Site A’s ‘Dying’ Lake
the constitutive role of caste relations as determinants of not In late September 2015, Shaikpet village was gearing up to
only spatial but also environmental differentiation (Coelho celebrate Bathukamma at Yerrakunta, which by most criteria
2022; Ranganathan 2022a). We examine what Amita Baviskar was no longer a lake. Not only did it lack ample water, it was
(2003) and David Mosse (2008) call the cultural politics or also highly contaminated as a result of sewage and garbage
ecologies of water, where “identities, interests, and resources disposal. People therefore saw it as practically and morally unfit
… are emergent products of cultural production” rather than for immersing a goddess. Thus, special ponds were constructed
pre-given structures (Baviskar 2003: 5052). In the field study, with concrete within the lakes in the run-up to the festival.
the cultural politics of Bathukamma surfaced as competition Nonetheless, on the eve of the celebrations, there was no water
between caste associations (Rudolph and Rudolph 2012). in the ponds and it had to be sourced from other locations by
Suryakant Waghmore (2019), in his study on caste associations tankers. During the festivities, it was only one caste group, the
in Mumbai, has compellingly shown that the particularistic Gangaputras (the fisherfolk), who dominated the proceedings,
communitarian agendas of caste associations shape modern not because of traditional claims but rather upon emerging as
urbanism in India’s cities. Combining an attention to caste the politically dominant group. This was despite the call by the
associations and cultural practices, we show the influence of state for all communities to participate. How this dominance
caste geographies on the sociopolitical configurations of was achieved is explained further.
urban environments. Shaikpet village, situated on the shore of Yerrakunta, has a
The research sites in this paper are two distinct geographies symbolic role in the cultural landscape of the locality as
which we will label “site A” and “site B.” site A is the long- reported by residents of different castes. These roles imply specific
enduring Shaikpet village straddling the tank called Yerrakunta, relations to the waterbody and its ecosystem: Gangaputras
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claim and exercise rights over fauna; Munnurukapus (the charge of goddess Katta Mysamma whose temples can be
farmers) over arable land; Mudirajus (hunters/food-gatherers) found alongside all the lakes and reservoirs in the region.
over terrestrial flora and fauna; Rajakas (washermen) over The goddess has become important in the cultural lives of
water; Dalits worked as agricultural labourers; and other other caste communities. The Gangaputras were therefore well-
service communities such as Kummaris (pot-makers), Kammaris organised to lobby for resources and to culturally appropriate
(blacksmiths), and Vadrangis (carpenters) also make claims to Bathukamma as part of their cultural and political identity-
soil, water, wood, and land in the lake ecology. The above roles making in the city. A process which might keep at bay what the
attributed to caste communities have resulted in long-enduring president of the Gangaputra association himself called, “the
customary practices relating to the lake and its water. threat of disappearing from the cultural landscape of the city”
They endure even though many of these occupations are no (Vidyagopu Field Interview 2015).
longer practised. The fish in the lake have been wiped out due This political manoeuvrings of Gangaputras in celebrating
to pollution from industrial and commercial establishments Bathukkamma were critiqued by others in Shaikpet in telling
upstream from the lakes. Dalit communities lost their agricul- ways. Many noted that this group had never worshipped Bat-
tural jobs due to the transformation of land from agricultural hukamma prior to 2014, but they mobilised to capture the
to residential and commercial use. Pot-makers changed their available resources when the new state of Telangana emerged.
practice of getting soil from around the lake to getting soil K Raju, vice president of Rajaka Sangham, said that the Ganga-
from other places to make pots. Other service communities putra community is able to organise Bathukamma festival at
have also shifted to livelihood options like petty businesses, Yerra Kunta because of the money provided by the local ruling
government job opportunities, software training, and so on. party leaders, and the other communities have been relatively
Most caste communities have turned to urban occupations marginalised. Raju added that “The leaders of Ganagaputra are
in response to drastic changes in urban land use patterns using it as a political party activity rather as a cultural activity”
(Maringanti 2011) and by the seemingly inexorable conquest (Vidyagopu Field Interview 2017). This is not because of a
of urban real estate development as the hegemonic land-use special relation between the caste group and the political
ideology in the city (Coelho 2020; Maringanti 2011). Yet, the party, but due to emerging on top in a political competition
entire political ecology and erstwhile cultural geography has that all communities were involved in.
not been erased. Despite all the transformations and even The associational power of Gangaputras demonstrates how
despite a lake that many might pronounce dead, a lively caste associations are crucial intermediaries between the state
network of sociocultural relations and customary claims animate and communities. Further, it shows that caste identity is not a
the ecology of the lake, although in a submerged register textual or traditional given, but rather it is a dynamic and ongoing
(Maringanti 2011). These claims are sustained through careful social stratification. It has real impact on the present life of the
organisations of caste associations. city. So their work cannot be limited to intra-caste welfare,
To return to Bathukamma: state support for celebrations rather must be understood in terms of its impact on intercaste
meant that money was channelled to local associations to relations and its influence on political processes, at both local
facilitate arrangements of decoration and other infrastructure and translocal scales. Caste groups such as Gangaputras
for the festivities. In site A, it was the existing caste associations1 organising as associations are strategically oriented towards
that emerged as the local nodes for this resource transfer from the state in a bid for recognition as custodians of environmen-
the state. Each of the caste groups mentioned above have a tal resources, thus raising questions about the role that caste
presence in the urban village, with their own caste associations. plays in everyday environmental governance.
But not all the associations were equally influential, either
locally, or with the state, owing to differences in numbers and Constructing New Claims in the Lake Ecology
histories. This brings us back to the aforementioned domi- In September 2016, the communities living in bastis around
nance of Gangaputras. Shaikpet Kotha Cheruvu were preparing for their first
The reason for the dominance of Gangaputras, an OBC group Bathukamma celebrations. In contrast to Shaikpet village
themself, is not a simple matter of hierarchical precedence or where caste associations have existed for many decades, the
special allegiance with the ruling party, but rather is histori- bastis are much newer and have seen constant and diversifying
cally and politically contingent. First, the caste associations population growth. Although caste associations do exist in
have engaged in translocal organising across the state over these bastis, the main form of associations operating are the
the past few decades to ensure that they continue to establish SRWA s. Seeing the 2015 celebrations in Yerrakunta (site A),
their formal rights over lake’s fish. They do so by carefully communities in site B sought to tap into the state resources
organising to monopolise the fishing rights auctioned by the as well. Also, the larger Kotha Cheruvu had enough water
state; they also pressurise the state to auction fishing rights in that it did not require the construction of a special pond. It
all lakes irrespective of their current ecological health. Thus, was the SRWA of Babu Jagjeevan Ram Nagar that had organised
even though the lakes do not actually yield fish, they make the celebrations. Most of the association members belonged
formal claims to fish in order to lay claims on the lakes as a to OBC communities (including Rajakas, Gangaputras, and
resource, thereby giving them a state-recognised role as envi- others) who were migrants to Hyderabad and had memories
ronmental custodians. The Gangaputras are traditionally in of celebrating Bathukamma in their rural homes. Flyers were
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distributed to all to join the celebration and the invitation was association with the lake and festival. It is in the language of
extended to the member of legislative assembly (MLA) caste and through the medium of associations that these
of the area, who belonged to an opposition party. On the claims are articulated. Thus, the politically mediated associa-
evening of the celebrations, festivities spilled out of the bastis tional life in Shaikpet has transformed the festival processes
which did not have adequate space and took place on the and at the same time reworked relations among the lower stra-
road at the lake embankment. The access point to the lake ta of the localities. Celebrating the festival together has allo-
was occupied by two men who were helping the women to wed basti residents to assert their cultural identity in the city,
immerse the bonams. and facilitated claims to the lake, even though their rights to
Although Shaikpet bastis are demographically mixed, it this lake are not hereditary. These ritual performances are
was mostly the OBC women who came forward to celebrate. part of a wider process of political claim-making in the city for
Many of them were kin of the SRWA members who were these groups. For residents in site B, claiming rights in and to the
putting on the political show. While the male members got city is necessitated by their marginal social and geographical
access to material resources and political networks as a result locations. Bathukamma is yet another site to profess belonging,
of organising the festivities, the women also gained cultural to claim links with environmental resources, and to gain
capital from bearing the burden of tradition, some of them recognition and support from the state.
creating political networks of their own. Ultimately, the MLA
did not show up on this day, but local leaders made speeches Remarks on Caste and Urban Political Ecology
about how Bathukamma should be celebrated by all—a plea Observing a cultural practice like Bathukamma in Shaikpet
cheered by a homogeneous crowd of OBC groups. In Shaikpet reveals that residents leverage associations with the lakes.
bastis, it is not just one caste community that dominates the This is done through repeated activities, patronage, construc-
proceedings. Instead, it is a range of similar OBC groups tion, regular ritual practices at shrines, livelihood sources, and
participating in the festival and invoking their traditional per- a host of state-mediated processes such as auctions and festi-
formance of the festival coming from their rural homelands; vals. By focusing on caste associations, we observe two ten-
Dalit residents were marginalised in the process. dencies of the social structure in urban spaces. On the one
SRWAs in Shaikpet bastis had various functions: primarily hand, caste associations are the institutional bulwark for
they pursued welfare for diverse neighbourhood communities, preserving caste identity (Rao 2009; Waghmore 2019) and,
made claims on the development apparatuses of the state, and hence, differentiation in Shaikpet. On the other, they are
sometimes are organised to consolidate caste alliances. With institutional pathways to politically contest the existing
these practices, welfare associations become power brokers socio-economic matrix and to remake cultural practices and
for and within communities, and they have become stringent relations. Thus, our cases compel a consideration of urban
pressure groups to make demands from the government. Over “cultural ecologies,” which David Mosse (2008: 940) describes
time, they have developed intimate links with the local political as “the need to look at water, water harvesting, water distri-
party cadres and with government officials (Auerbach 2017; bution, and water use as an ecological-institutional whole,
Jonnalagadda 2018, 2022). Thus, when funds and resources overcoming the separation of the technical/economic, the
became available for celebrating Bathukamma, SRWAs became political and the cultural spheres.” Amita Baviskar (2003: 5052)
key nodes for the distribution of these resources. advocated the importance of understanding the role of
Most SRWAs in the bastis are entangled with caste associations, cultural politics in embedding “resource struggles within a
either by sharing members, or by mimicking the caste associa- larger symbolic economy where the ‘roles’ that resources per-
tion form as an effective strategy for local organisation.2 The form are several.” In our field sites, focusing on associational
members sometimes belong to the same caste, or in many cases, life reveals an ongoing reworking of relations between
higher positions are occupied by men of only one caste group. the castes and also between the communities and the larger
For example, in one of the bastis called Vivekananda colony, political formations.
the SRWA was created by one man, who made himself president, Nikhil Anand (2017: 7) argues, “the historic, political, and
and enrolled others from his caste. Overall, people in the bastis material relations” that urban communities make with water
(site B) are also starting to use caste identity to assert a similar infrastructures are constitutive of a “hydraulic citizenship,”
kind of power to what has been exhibited by the caste associa- which contrasts the ideologies of liberal urban citizenship. A
tions in Shaikpet village (site A). Since the legitimacy and crucial aspect of this citizenship for marginal urban popula-
efficacy of an SRWA is itself tenuous, caste solidarity is a power- tions is the mobilisation of specific caste identities and histo-
ful resource to shore up influence. And in some cases, caste ries to enhance the benefits they can gain from the materiality
solidarity entails marginalisation of some other caste group. For of urban ecology, a practice necessitated by their exclusion
example, the marginalisation of Dalits in the Bathukamma from abstract civic rights and clear private property. In our field
celebrations of Babu Jagjeevan Ram Nagar, in favour of con- sites, there is a strong moral and customary idiom of claiming
solidating OBC groups’ access to resources from the state. resources such as lake water, fauna, soil, and vegetation.
Thus, in vying for these positions of political influence, a Although the idiom of property is dominant and hegemonic,
whole range of new people around the lakes have started and claims to land are tenuous, this language of customary
claiming the festival as their own, irrespective of their prior claims to co-occurring resources is a living idiom for claiming
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rights to the city, and rights to resources in the city. While sure that they have the strength in numbers to negotiate with
these idioms are submerged under the hegemonic language the state to compensate for the possible livelihood losses, and
of property that Coelho (2020, 2022) and Maringanti (2011) the indirect forms of dispossession they might endure. Thus,
highlight, yet they offer limited space to negotiate the terms they are recruiting migrant Rajakas in the bastis of site B to
of hydraulic citizenship. Albeit, at the cost of creating new strengthen their local clout, thus, providing a new and emerg-
divisions and competing dispossessions (Nair 2021) among ing political ecological connection between the two sites in
those who are already marginalised. our story of Shaikpet.
Most recently, in Shaikpet Kotha Cheruvu at site B, the lake
Epilogue: Mission Kakatiya for Lake Revitalisation was selected for beautification under the state-level Mission
Bathukamma did not emerge as the state festival with an Kakatiya programme (Hans India 2020). Thus, for new popu-
already formed mission of revitalising the region’s lakes, but lations such as those in the bastis, the Mission Kakatiya
by the nature of the festival itself, the waterbodies were always scheme is an opportunity to stake claims on natural resources,
implicitly valorised. As celebrations were carried out in places to bolster belonging through environmental custodianship,
where the dead lakes and lack of water marred the proceed- and generally work through state patronage. The lakes are no
ings, Bathukamma materially, politically, and affectively influ- longer a productive common-pool resource supporting lives
enced the emergence of an ecological project for lake restora- and livelihoods, but they are nonetheless a part of the politi-
tion and beautification known as Mission Kakatiya. It aimed to cal ecology of the region and a symbolic connection to the
revive the prosperity of the pre-modern Kakatiyas bringing heritage of Telangana, which present opportunities to forge
even greater resources and opportunities for political influ- relations to the city and state. Caste associations or resident
ence through ecological relations. associations strategically predispose groups to become involved
In Shaikpet village, the Gangaputra association was utterly in these negotiations. Thus, migrant Rajakas in site B are in
confident that they can negotiate with the state. The president fact interested in forging solidarities with long-time resident
said unflinchingly, “We will safeguard our interests. We know Rajakas in site A. By concentrating opportunities for cultural
how to get our share.” This clearly shows the political will of and political identity-making, caste and welfare associations
Gangaputras to continue extending their local and translocal make communities strategically nimble in relation to the state,
organisation in getting recognised by the state as custodians and they keep alive the idioms of caste and customary claims.
of lakes. In contrast, the Rajakas have a weaker organisation, These ongoing dynamics entail new configurations for inter-
and they are wary of the mission as a threat to their livelihood. caste relations, for cultural ecologies, and finally, for how
Given the political outcomes of Bathukamma, they are not governments manage these relations.

Notes Jonnalagadda, Indivar (2018): “Citizenship as to Goond Raj and Beyond,” Pacific Affairs,
1 The local importance of caste associations a Communicative Effect,” Signs and Society, Vol 85, No 2, pp 371–75.
has to do with their usual functions, namely Vol 6, No 3, pp 531–57. Times of India (2014): “Bonalu, Bathukamma
organising rotating credit associations, main- — (2022): “Of Political Entrepreneurs: Assem- Declared State Festivals,” 17 June.
taining funds and facilities for community bling Community and Social Capital in Hyder- Upadhya, Carol and Sachinkumar Rathod (2021):
festivals and weddings, and most crucially abad’s Informal Settlements,” Urban Studies, “Caste at the City’s Edge: Land Struggles in
facilitating political parties’ access to local Vol 59, No 4, pp 717–33. Peri-Urban Bengaluru,” South Asia Multidisci-
vote banks. Maringanti, Anant (2011): “No Estoppel: Claiming plinary Academic Journal, No 26.
2 It is useful for communities in the bastis to Right to the City via the Commons”, Economic Vidyapogu, Pullanna (2017): “Doing Ethnography
have both caste associations and broader civic & Political Weekly, Vol 50, No 23, pp 64–70. in Urban Spaces,” Explorations, ISS e-Journal,
associations like SRWAs, as it helps them widen Mosse, David (2008): “Epilogue: The Cultural Vol 1, No 2, pp 72–87.
their strategic repertoire (Jonnalagadda 2022). Politics of Water: A Comparative Perspective,” — (2018): “The Political Economy of a ‘Dying’
Journal of Southern African Studies, Vol 34, Lake: A Study of Claim-Making through Caste
No 4, pp 939–48. and Rituals of Urban Commons at Shaikpet,
References Nair, Gayatri (2021): Set Adrift: Capitalist Transfor- Hyderabad,” unpublished PhD dissertation,
Anand, Nikhil (2017): Hydraulic City: Water and the mations and Community Politics along Mumbai’s University of Hyderabad.
Infrastructures of Citizenship in Mumbai, Dur- Shores, New Delhi: Oxford University Press. Waghmore, Suryakant (2019): “Community, Not
ham: Duke University Press. New Indian Express (2014a): “Telangana Govern- Humanity: Caste Associations and Hindu Cos-
Auerbach, Adam Michael (2017): “Neighborhood ment Releases Rs 10 Crore for Bathukamma mopolitanism in Contemporary Mumbai,”
Associations and the Urban Poor: India’s Slum Festivities,” 13 September. South Asia: Journal of South Asian Studies,
Development Committees,” World Development, — (2014b): “Permanent Ghat at Rotary Park for Vol 42, No 2, pp 375–93.
Vol 96, August, pp 119–35. Bathukamma,” 23 September.
Baviskar, Amita (2003): “For a Cultural Politics of Ranganathan, Malini (2022a): “Towards a Political
Natural Resources” Economic & Political Weekly, Ecology of Caste and the City,” Journal of
Vol 38, No 48, pp 5051–55. Urban Technology, Vol 29, No 1, pp 135–43.
Coelho, Karen (2020): “Lines in the Mud: Tank — (2022b): “Caste, Racialization, and the Making
Eco-Restoration and Boundary Contestations of Environmental Unfreedoms in Urban available at
in Chennai,” Urbanisation, Vol 5, No 2, India.” Ethnic and Racial Studies, Vol 45, No 2,
pp 121–39. pp 257–77.
Uniquality
— (2022): “Urban Waterlines: Socio-Natural Pro- Rao, Ursula (2009): “Caste and the Desire for 83, Janapath, Bapujee Bazar
ductions of Indifference in an Indian City,” Belonging,” Asian Studies Review, Vol 33, No 4, Bhubaneshwar 751 009
International Journal of Urban and Regional pp 483–99.
Research, Vol 46, No 2, pp 160–81. Rudolph, Susanne Hoeber and Lloyd Rudolph
Orissa
Hans India (2020): “Three Crore Is Being Spent to (2012): “Caste Associations to Identity Politics: 9937048499 Ph: 2530064, 2530024
Beatify Kotha Cheruvu,” 29 August. From Self-Help and Democratic Representation

Economic & Political Weekly EPW february 25, 2023 vol lVIiI no 8 61
REVIEW OF URBAN AFFAIRS

Invisible Custodians
A Critical Inquiry into the Continuing Obscurity of Women
Waste Pickers at Dhapa Landfill of Kolkata

Shreyasee Dasgupta

I
A deficient official documentation, undercounting the n Indian cities, municipal sanitation workforce, supervised
number of active waste pickers at Dhapa, and the by urban municipal bodies, are comprised of scavengers
and sweepers (Chaplin 2011). Despite the ubiquity of
obliviousness regarding the hazardous working
waste, the social relations surrounding it are dependent on its
conditions render the pickers “invisible.” The women managing since it is essentially a dyadic set-up where one
waste pickers of Dhapa seem to withstand the generates waste and the other “manages” waste (Gidwani and
dehumanising disposition of their work by embodying a Chaturvedi 2011; Chaplin 2011; Harriss-White 2016). Urban
local bodies (ULBs) delegate waste work to informal waste
liminal “hybrid” identity to dissociate from their
pickers/ragpickers, thus substituting for the infrastructural
corporeal and sensorial selves. This finding aims to deficiency in formal urban solid waste management (SWM)
explore how women waste pickers exercise conditional (Harriss-White 2016; Dias 2016; Shankar and Sahni 2018).
agency to circumvent oppressive conditions by creating Waste pickers, exposing themselves to toxic contaminants
(Wittmer 2020), develop an informal circuit of transactions
an insulated universe, a “third space” amid the
or “infra-economy” (Gidwani and Maringanti 2016: 112)
overwhelming filth where they treat the “waste” solely where the continuous flow of garbage is repurposed with
as a means of subsistence. negligible expense by the state (Wittmer 2020). Despite ex-
tracting value from waste (Shankar and Sahni 2018), waste
pickers are marginalised within urban informal sector, as
well as remain outside the imagination of mainstream society
(Hayami et al 2006; Bagchi 2016; Gidwani and Maringanti
2016; Wittmer 2020).
Informal waste workers in urban municipal solid waste
management (MSWM) stand at a confluence of multiple mar-
ginalities. In India, waste work is socio-religiously stigma-
tised for intrinsically attached notions of symbolic purity and
pollution (Chaplin 2011; Dias 2016; Harriss-White 2017; Doron
and Jeffrey 2018; Wittmer 2020). Most informal undocu-
mented waste pickers are migrants belonging to either reli-
gious minorities or Dalit communities, stigmatised, earning
meagrely, but continue in the occupation because of their lim-
ited skillset, and illiteracy (Doron and Jeffrey 2018). Waste
workers belonging to upper castes are also deemed “polluted”
due to their close association with “garbage” (Doron and Jeffrey
2018: 189). Although hygiene and sanitation are held in high
priority, waste management is universally viewed as an un-
pleasant undertaking (Jaffe and Durr 2010). Repugnance
evoked on beholding garbage, that “we conspire not to see”
(Thompson 2017: 98), is projected to the figure of a waste picker
(Largey and Watson 1972; Calafate-Faria 2013). “Waste,” in its
materiality is projected with a culturally constructed olfactory
imagery entrenched in moral symbolism. The picker’s social iden-
Shreyasee Dasgupta (shreyase.dg@gmail.com) is a PhD fellow at the tity is associated with this olfactory imagery (Largey and Watson
Centre for Regional Studies, University of Hyderabad.
1972), constructing polarities of “good” and “bad” (Largey and
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 51
REVIEW OF URBAN AFFAIRS

Watson 1972: 1024; Synnott 1991: 437; Low 2005). The sensorial with Dhapa waste recycling region, the primary and largest
image of “bad” or a “skunky group” associated with pickers site for dumping municipal solid waste (MSW) in Kolkata.
stigmatises them as “dirty people” lacking basic hygiene Dhapa, located in the East Kolkata Wetlands (EKW), lying in
(Doron and Jeffrey 2018). the eastern periphery of Kolkata, has fulfilled salient aspects
Constituting the lowest ranks of urban SWM, waste pickers of Kolkata’s sanitary reforms since colonial era. A square mile
are rarely viewed as political subjects or economic service pro- of its area acquired in 1865 by the municipal authorities,
viders having rightful claims over the civic amenities and com- named Dhapa square mile, situated far from the city’s erst-
mons (Hayami et al 2006; Gidwani and Chaturvedi 2011; while perimeter, was to serve as the dumping site for the
Shankar and Sahni 2018). Subjected to “marginalised–humanity,” entire city’s refuse or “garbage” (Sarkar 1990; Datta 2012;
pickers live ‘‘socially excluded” (Harriss-White 2017), ignored Mukherjee 2020). Rag-picking or “garbage scavenging” that
by the other participants of waste economy and management. originated in Kolkata around papermaking prevalent in the
Typically for informal sectors in urban areas, the household mid-19th century was later applied in Dhapa landfill to exe-
becomes a centre of economic relations and activities (Sassen cute larger operations of garbage farming and waste segregation
2002). But for undocumented waste pickers, regular interac- (Furedy and Ghosh 1984: 161).
tions with city residents are improbable (Calafate-Faria 2013; An ethnographic study was conducted by the author among
Ghosh 2017). The ‘‘self-employed” (Harriss-White 2017) waste women waste pickers of Dhapa with the assistance of a key
pickers are free to adjust their working hours depending on informant, an outreach worker associated with a NGO working
feasibility, health, weather, etc, while earning a livelihood by for the welfare of the waste pickers of Dhapa. Narratives of the
selling to “higher level traders” or collectors (Hayami et al women waste pickers were recorded via semi-structured inter-
2006: 42). Unlike the registered MSW workers drawing salaries views conducted by the author at their homes in Mathpukur
and compensations (Harriss-White 2016), informal waste work, slum situated close to Dhapa. Having settled around Dhapa af-
dominated by women, lacks standardised system of wages. In ter migrating from various districts of West Bengal, the pickers
contrary to other parts of the world where waste management of Mathpukur have worked as waste pickers for generations.
is understood as a male-dominated workforce (Jaffe and Durr The pedestrian alley leading inside Mathpukur slum is a
2010), the task of waste segregation is carried out by female narrow strip flanked by the pickers’ homes. Given the proxi-
waste pickers in India (Huysman 1994; Bagchi 2016; Hayami mate spaces between respondents’ houses, the idea of personal
et al 2006; Ghosh 2017; Sen 2018; Shankar and Sahni 2018; one-on-one interviews was abandoned. The conversations in
Wittmer 2020). A sample survey conducted in 2012–13 revealed the informal settings became an important source of data as
that in Kolkata, the majority of waste pickers are either women the familiarity of settings assured the respondents to speak
or children (Bagchi 2016: 64). Among street-bound waste pick- freely. Further, it helped the author to observe the respond-
ers of Kolkata, majority are women who are in charge of run- ents’ personality, behaviour and interactions among each other.
ning the household (Sen 2018). The same applies for the self-
employed waste pickers of Dhapa landfill in Kolkata. ‘Invisibilising’ Waste and Waste Workers
Changes in administration and concurrent planning strate- The tenable task of extracting value from waste through re-
gies have occurred over the years; however, Kolkata remains cycling and repurposing is particularly enabled by the ‘‘spatial
dependent primarily on Dhapa (Dhapar maath) and its infor- concentration of waste” (Shankar and Sahni 2018; Gidwani
mal waste pickers for SWM (Sarkar 1990; Ghosh 2017). A survey and Maringanti 2016). Across India, waste pickers work in
carried out in 2017 by DISHA, a non-governmental organisation large urban landfills like Deonar in Mumbai, Okhla in Delhi,
(NGO) in Kolkata working for the rights of informal waste pick- Kodungayur in Chennai, and Dhapa in Kolkata under haz-
ers, revealed approximately 3,000 pickers were actively ardous conditions (Doron and Jeffrey 2018). These “toxic
working at Dhapa landfill site, who recovered an estimated sinks” (Gidwani and Maringanti 2016) are disconnected from
50% of the recyclable waste (DISHA 2017). the main cityscape, marginalised by a “territorial stigma” lead-
ing to “the incremental exclusion of these spaces” (Baumann
Objectives and Methodology and Massalha 2022) and the people who work inside these
This paper aims to illustrate informal undocumented waste insulated receptacles.
pickers’ negotiation with their “invisible” existence. Regard- “Urban improvement,” ascertained by aesthetic govern-
less of the manifold risks and marginalities, the waste pickers, mentality, involves remedying or “invisibilising” aesthetic
motivated by “incentives” like occupational freedom, choose and civic improprieties (Ghertner 2015: 79) that materialise as
to continue by finding ways to navigate their “invisibility.” It is ar- “concealment.” For example, Mathpukur slum remains hidden
gued in the paper that waste pickers survive perpetual threat behind the upscale neighbourhoods of Eastern Metropolitan
by assuming a “liminal” identity as a way to manoeuvre obscu- (EM) Bypass that stretches along the eastern periphery of
rity, social stigma, and finally to “circumvent” bourgeois capi- Kolkata, connecting its north-east quarter with south-east
talist economy by existing in a third space (Bhabha 1994) of (Sawyer et al 2021: 680). The area around EM Bypass contin-
their own creation. ue to be developed as a cleaner alternative to the chaotic ur-
To substantiate the argument proposed in this paper, evidence ban spaces of Kolkata, by reinforcing “uneven urban devel-
is drawn from narratives of women waste pickers associated opment, socioeconomic segregation and peripheralization”
52 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
REVIEW OF URBAN AFFAIRS

(Sawyer et al 2021). To achieve a desirable space, “the people doubting the effectiveness of state-led initiatives regarding the
and processes that are indispensable for affluent consump- pickers’ situation, simultaneously emphasised on the passivity
tion” are made “invisible” (Baviskar 2002). Planners and ad- of the waste pickers as they were unwilling to mobilise.
ministrators exhibit ambivalence towards informal waste
pickers (Gidwani and Chaturvedi 2011; Doron and Jeffrey Owning Invisibility through Liminality
2018) that manifests in a systemic omission of informal waste Conversations with the respondents indicated that it was not
pickers from official planning. only the mere acceptance of fate, but somewhere the pickers
Dhapa, the repository of refuse, stands disparate from the have devised ways to cope with the given circumstances. The
sanitary landscape of the “main city” as a “marginal place” waste pickers of Dhapa seem to enter a liminal (Turner 1961)
(Shields 1991). As waste in its totality is sought to be expelled identity and incrementally dissociate from their sensory as well
from a ‘‘sanitary landscape,” the waste pickers who depend on as corporeal selves that are entrenched in and assign to the
it for their sustenance suffer the same fate working in obscurity hegemonic moral standards. The waste pickers strip off their
inside the disconnected, insulated receptacles. Waste pickers previous selves on entering the landfill, instead donning an
are made invisible structurally and socially as they occupy a exoskeleton of a faceless, anonymous “trash digger” (Ghosh
peripheral social space (Bourdieu 1989) culturally and geo- 2017). Thereby, resorting to a kind of transitory hybrid identity
graphically distant from the mainstream imagination. Informal to escape the overpowering dehumanising disposition of their
waste work in Kolkata is dominated by women. Although work and their impulsive bodily revulsion induced by han-
women’s work is invisibilised, in the case of waste picking dling waste, treating it solely as a means of sustenance devoid
the occupation itself is stigmatised and eclipsed leading to of its “impure” attribute. Carrying out their work of sifting gar-
the overarching obscured status of informal waste workers. bage in a systematic fashion, the pickers forego sensory abjec-
For instance, when the Kolkata Municipal Corporation (KMC) tions. The respondents tend to use the Bengali word moyla
introduced Modern Scientific Waste Compacting Stations that loosely translates to dirt/grime instead of nongra (fi lth)
(MSWCS) under the Clean City Campaign of 2014 (Baidya et al to describe the garbage that they handle. Instead of express-
2016), the intention behind this venture was to convert Kolkata ing disgust, the respondents burst into laughter recounting
into a “garbage vat free” city (DISHA 2017) which could poten- how the viscous filth that splatters over their bodies during
tially unemploy approximately 15 pickers at every the KMC rainy season makes them look like bhoot (ghost).
ward. Interviews conducted for the present paper by the Waste pickers confront their invisible status by creating
author among KMC officials indicate an apathetic attitude a liminal niche that prevails for a finite period, where
towards waste pickers, as an engineer (not named on request) the “adherents can slip between their alternative selves”
at the Department of Solid Waste Management (KMC), revealed (Jaimangal-Jones et al 2010: 257). For the respondents, the
that waste compactors are being procured primarily, among Dhapa waste site becomes an alternate universe where they
other things for their aesthetic value. Compactors caused “less ‘‘shed their inhibitions” (Jaimangal-Jones et al 2010). A third
spillage and very little smell.” A KMC ward councillor was space (Bhabha 1994) or an ambivalent space is produced by
equally jubilant about the possibility of “less stink (durgondho) the interactions of various aspects of the respondents’ lives, as
causing” and “visually pleasing” (drishyo-dushon o hobe na) they simultaneously tackle their job and the domestic roles. It
ways of transporting garbage. is an interstice removed from hegemonic regulations, where
There is a relative apathy displayed towards the hazardous the otherwise unseen waste worker assumes an indispensable
nature of the pickers’ working conditions (Gidwani and role of extracting value from all that is rendered useless.
Maringanti 2016; Ghosh 2017; Wittmer 2020). In fact, in Kolkata, Women take their children along, inside Dhapa as, often,
there is no active political support or collective representation the entire family is involved in waste picking. According to
to change the informal nature of waste pickers’ labour (Ghosh the respondents, the dump site is considered a safer space for
2017). Deficient official documentation, undercounting the the child where they can be looked after since no one stays at
actual number of active waste pickers at the site, inadequate home (barite keu thake na). The women create a world of their
allocation of resources, and an obliviousness to the hazardous own within the toxic sink where they work, eat, dote on their
nature of their work are few ways that make pickers invisible children, and find support in each other. A certain level of
(Ghosh 2017). Invisibility thrust upon the waste pickers ban- hierarchy does exist within Dhapa as the KMC officials present
ishes them to interstitial spaces rife with inequity and depriva- at the site are usually referred to as sir; however, the extent of
tion (Thompson 2017). In the KMC’s District Environment Plan authority wielded is limited. The officials, too, move around
2021, there is absolutely no mention about the informal waste without any safety gear, checking outsiders entering the land-
pickers/ragpicker’s role in Kolkata’s SWM, regardless of being fill, and rarely interfering in the pickers’ routine.
dubbed as “climate volunteers” by the Solid Waste Manage- Ubiquitous invisibility societally imposed on the pickers that
ment Rules of 2016. Amid the Covid-19 pandemic, when waste seeps inside the insulated space of Dhapa plays somewhat to
pickers have become extremely vulnerable and likelier to get the women’s advantage in coalescing them into a homogene-
infected as they handle contaminated discards, there is but little ous “genderless” mass temporarily. As revealed through the
initiative for responsible disposal of contaminated discards or in interview sessions, the only constant threat the women faced
providing protective gear to the pickers. The key informant, was of succumbing to injuries sustained while working inside
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 53
REVIEW OF URBAN AFFAIRS

Dhapa. Keu kichu korte ashuk, o shob meyechhelera mile merei despite the manifold risks and oppressive conditions they are
felbe (let someone try to do anything, the women will band faced with. Especially in the case of women waste pickers, the
together and kill him), the women had exclaimed unanimously hybridity comes to play a crucial role since the embodiment of
when asked about the possibility of sexual violence at work. the hybrid identity disrupts the power dynamic of patriarchy.
“Desexualisation” helps female pickers to escape sexual har- A desexualised liminal identity enables the female waste pickers
assment inside Dhapa. The women joke that they are likelier to to subvert the patriarchal gaze by disavowing any stringency
die in accidents at the dump site than get molested there be- for modest attire. At the dump site, the women either choose
cause ‘‘safety” is never an issue at their workplace, though the loose maxis (nightgowns) hitched up and tightened around
same is not assured once they leave the Dhapa premises. their waistline as a work outfit, or wear their sarees high
Their homes do not offer the same ‘‘security” as their work- enough to expose their calves. Women dress comfortably
place, as the respondents agree, saying that “We do not know for uninterrupted work. Quite inversely, it was found during
what might happen to us once we leave.” interview session, when at home the women drape their saris
Understanding the liminal niche created by the waste pick- more modestly with care, as there they fulfil the role of a
ers as a “third space” shows the fluidity in their social space, wife, parent, matriarch, someone bound by role expectations
thus negating a contrived habitus societally bestowed on the and gender norms.
pickers. The hybrid identity developed within the third space
can be interpreted as a means of resistance devised by the Continuing Invisibility of the Custodians
waste pickers to turn a vulnerability on its head, and maneu- Dhapa becomes an unlikely space of unparalleled mobility,
vering it tactically for survival as well as sustenance. As Sen “freedom,” or as a respondent surmised, nijer ichhe moton
(2018) in her work on street-bound waste pickers of Kolkata (as per their own wish). A representational or lived space is
asserts that pickers choose this way of livelihood to deliber- created by the pickers that is farther from mainstream imagi-
ately stay beyond the reach of the state. Bagchi’s (2016) work nation. Without any regulated working hours, the pickers
on women waste pickers also highlights the conscious choice themselves decide the duration for their work factoring in
of waste picking for its “incentives.” Other works on waste certain unavoidable components, such as health or weather.
pickers across the country emphasise on the agency of a picker For example, in summer, the pickers work till four in the

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54 february 25, 2023 vol lViii no 8 EPW Economic & Political Weekly
REVIEW OF URBAN AFFAIRS

afternoon, but during winters they go on till seven in the rubber, plastic, glass, and metal in order to sell to collectors/
evening. Health issues affecting their labouring capacity recyclers/scrap dealers. The price at which the exchange will
often force them to call off their day earlier than stipulated. take place between the picker and collector is decided by the
One of the respondents disapproved of waste-picking women latter. On an average day, a waste picker earns between `150
who have changed jobs to work as domestic help in nearby resi- and `300. Occasionally, jewellery discovered amid the garbage
dential complexes, saying, Chhuti daye na, taka niye jhamela kore mounds is considered “lucky” as it fetches higher rates than
(cannot take days off, there are issues regarding salaries). the ordinary recyclables. In general, exchanges take place
Unsurprisingly, women waste pickers valorise “freedom” between illiterate female waste pickers and male collectors or
from societal controls that their work affords as it is the only scrap dealers. There is no bargaining, and the price is decided
incentive that they “enjoy.” arbitrarily by the collectors, which suggests that the transac-
A combination of oppressive circumstances like hazardous tion is not profitable for the respondents. The collector pays
disposition of work, poverty and sociocultural discrimination the pickers an aggregate amount of `100 to `200 based on
throws the pickers into a sea of uncertainty. The extremely the types of goods (shob ekshathe dhore ekta taka diye daye).
dangerous working conditions looming as a perpetual threat Absence of any bargaining thwarts the pickers from incur-
to the lives of the pickers rarely garner any attention from the ring extra profits.
state or civil society. For example, during rainy season, the The absence of political representation and mobilisation
waste picking becomes even more arduous as the slurry not leaves the pickers bereft of a formal platform to voice their
only impedes the pickers’ work but increases the possibilities demands, leaving them to their devices to figure out some
of accidents. The women said that Mukh-chokh obdi moyla form of respite even if temporary. The NGOs, voluntary or-
chole ashe, pa peechle jaye (muck splashing on their face, slip- ganisations, and collectives advocate for the basic rights of
ping, and falling are common incidents during monsoon). The recognition, education, and healthcare for the informal
respondents opt for rudimentary protective gear like cloths waste pickers, but neither the state nor the pickers them-
tied around nose and mouth, but generally walk barefoot selves at times supplement their efforts with adequate sup-
among the sharp-edged debris. Frequent injuries and casual- port. Far from being unbothered about their circumstances,
ties inside landfill caused by reckless driving of garbage trucks the pickers are pessimistic when they talk about their future.
in the absence of any motorable road amid overflowing mounds The respondents worry constantly about their dwindling
of waste remain unreported in mainstream media. An elderly economic situation, “the kind of money that we bring in is
respondent had habitually lifted her sari to reveal an old scar not enough, 100 rupees, 200 rupees, do you (to the author)
on her knee from falling on glass shards at the dump site. She think it is enough for a family to survive? Chikitsha korate
was shifted to a government hospital more than 5 kilometres hole taka dhaar korte hoye (we need to borrow money for any
away as there were no provisions for first aid at the site. “People sort of medical treatment).” While some of them struggle to
have been crushed by the garbage carrying trucks, or died un- meet the daily needs, others express fear about their
derneath the pile of waste,” exclaimed the respondents when uncertain future, “How much can we earn? Maximum `3,000,
asked about what kinds of accidents occurred. we cannot survive in this money … my family needs a bigger
The indifference of the state and mainstream society deprives place to stay, four of us stay in this house. Isn’t there any
the pickers of their basic rights and amenities. There is neither chance we can get more money? How long can we go on like
any form of insurance nor compensatory provision for losses this? If Dhapa is shut down then how will we eat?” In spite of
borne by the pickers. Furthermore, prolonged exposure to toxic grappling with a series of challenges, informal waste pickers
contaminants leads to recurring and long-term ailments among of Mathpukur choose to continue.
the waste pickers. The respondents complained of gaaye chulkani
(rashes, skin allergies), shash koshto (difficulty in breathing), In Conclusion
haate-paaye byatha (body/joint aches). The key informant The waste pickers construct their own social spaces trans-
complained of inconsistency in the execution of state-led wel- gressing the boundaries of capitalist relations of production
fare programmes, suggesting the siphoning of funds and to- based on the informal understanding and extracting value
ken gestures, “Few items (protective gear) were bought and from discards. Peripheral urbanisation poses the threat of live-
distributed to a portion of the population but these individu- lihood loss for the waste pickers and other dependents if more
als in particular never received anything.” None of the re- land under the EKW are reclaimed for remedying. As more
spondents exhibited any familiarity with the provision for land under the wetlands and the landfi ll are redeveloped,
safety gear, reaffirming that the state efforts involved in im- peripheries are redrawn (Banerjee 2012). The state sides with
proving their living conditions are not felt inside Mathpukur. the capitalist intentions of obtaining land for the market at
A typical day for the waste-picking women of Mathpukur the cost of livelihoods and well-being of the people. In the
begins with waking up before dawn, then rushing to stand in context of Dhapa, a number of aspects converge making
queue for water. After finishing compulsory chores, they try to reclamation an easy choice for the planners, especially being
reach the dumping site latest by seven in the morning to begin a part of the EM Bypass, thus becoming an asset to the city in
the day’s work. Sifting through the moylar dhipi or mounds of helping it to break away from its mould and compete with
garbage, the waste pickers identify items made up of leather, other Indian metropolises in the race. The Dhapa landfill has
Economic & Political Weekly EPW february 25, 2023 vol lViii no 8 55
REVIEW OF URBAN AFFAIRS

been a constant source of earning for these women waste Mathpukur to move away from rag-picking, searching for
pickers, around which they have created what can be termed alternatives like working in garages, working as chauffeurs,
as “auto-constructed” (Caldeira 2017) spaces, circumventing security guards, or sanitary workers employed under the
the mainstream imagination of the city. If the peri-urban is municipal corporation. In the mire of despair, the women
completely urbanised these spaces face the probability of pickers of Mathpukur, finding hope amid discards, look
displacement too. forward to a better tomorrow as they send their children to
Uncertainty and intrinsic precariousness of informal waste “English-medium schools” to empower the future generations
picking have led the members of younger generations of in traversing invisibility.

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