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This paper presents the results of humidity testing of weak organic acids
(WOAs), namely adipic, succinic, glutaric, DL-malic, and palmitic acids, which
are commonly used as activators in no-clean solder fluxes. The study was
performed under humidity conditions varying from 60% relative humidity
(RH) to 99%RH at 25C. The following parameters were used for charac-
terization of WOAs: mass gain due to water adsorption and deliquescence of
the WOA (by quartz crystal microbalance), resistivity of the water layer
formed on the printed circuit board (by impedance spectroscopy), and leakage
current measured using the surface insulation resistance pattern in the
potential range from 0 V to 10 V. The combined results indicate the importance
of the WOA chemical structure for the water adsorption and therefore con-
ductive water layer formation on the printed circuit board assembly (PCBA). A
substantial increase of leakage currents and probability of electrochemical
migration was observed at humidity levels above the RH corresponding to the
deliquescence point of WOAs present as contaminants on the printed circuit
boards. The results suggest that use of solder fluxes with WOAs having higher
deliquescence point could improve the reliability of electronics operating under
circumstances in which exposure to high humidity is likely to occur.
1116
Solder Flux Residues and Humidity-Related Failures in Electronics: Relative Effects 1117
of Weak Organic Acids Used in No-Clean Flux Systems
hygroscopic,2 thus the residues are able to adsorb a direct current (DC) voltage and constant climate
moisture from the surroundings at lower humidity conditions, however if the test is performed under
levels than are typical for moisture condensation on RH levels below the critical relative humidity level
clean PCBs. As a result, residues of WOAs can of the ionic contamination, it will not necessarily
enhance leakage currents and cause other corro- reveal the potential danger, or the ranking of par-
sion-related issues, e.g., affecting the integrity of ticular contaminants can change if tested under
electrical circuits through electrical shorts and open different climate conditions. Different from litera-
circuits, or electrochemical migration.3–5 ture, the present work focuses on the effect of ionic
A commonly used technique for studying the contamination arising from WOAs in no-clean flux
effect of flux residues (WOAs) is measurement of systems on the leakage current and SIR from the
surface insulation resistance (SIR), as described in point of view of residue hygroscopicity. The hygro-
the IPC J-STD-004B standard. SIR testing is per- scopicity of WOAs characterizes their ability to take
formed at 40C/90%RH, for 168 h at 5 VDC or in moisture from the atmosphere by adsorption and
25 V mm1. The purpose of SIR testing is to absorption, therefore determining the amount that
understand the impact of flux residues on the elec- can be dissolved in the thin water layer to influence
trical reliability of a device, specifically the con- the conductivity of the water layer formed on the
ductive and corrosive nature of the residue. SIR surface of the PCBA. In this work, the hygroscop-
measurement provides the resistivity of the residue icity of various WOAs (adipic, glutaric, succinic,
in ohms per square (normalized area). Compared DL-malic, and palmitic acids) is investigated using a
with SIR testing, the effect of corrosive acids from quartz crystal microbalance to quantify the mass
wave solder flux or reflow solder paste can be gain after contaminating the crystal surface with
studied by resistance measurements on test coupons known amount of WOAs. Furthermore, the influ-
typically having narrower anodes and wider cath- ence of WOAs on the impedance and leakage cur-
ode electrodes.6–8 In this case, the change of resis- rent through the water layer formed under exposure
tance of the anodes due to corrosion is measured to humidity is studied using a test PCB setup. The
and compared with the initial values. Another, not range of humidity employed in the testing is 60% to
as commonly used, but very effective method for 99% at 25C.
studying the conduction mechanisms on the surface
of printed circuit boards is impedance spectros- EXPERIMENTAL PROCEDURES
copy.9–13 The advantage of impedance spectroscopy
Climatic Chamber
over conventional SIR testing is that the low-
amplitude alternating current (AC) signal used in All humidity exposure experiments were per-
the test itself does not alter the nature of the test formed in an Espec PL-3KPH climatic chamber. The
patterns, and enables one to distinguish between fluctuation of temperature and humidity is ±0.3C/
the impedance of the water layer and impedance ±2.5%RH, in the range of 40C to +100C/20%RH
from interfacial electrochemical processes. How- to 98%RH. The highest RH used in the experiments
ever, this technique requires more advanced mea- was above the range for which fluctuations of tem-
surement instruments, and specific knowledge for perature and humidity are specified. Thus, this test
data analysis. condition is further denoted as 99%RH.
It is known that some of the WOAs have a more
detrimental effect in terms of SIR and corrosion
Test Boards
than other acids when tested under a variety of
temperature–humidity–bias conditions. A number Leakage current measurements were performed
of investigations have been reported on the effects of on the SIR pattern with hot air solder leveling
flux residues on leakage current and corrosion as a (HASL) (Ag/Sn/Cu) finish, on the FR-4 test board in
function of humidity, temperature, flux type, and its accordance with IPC-4101/21. The size and thick-
concentration.3,10,14–18 The effect of WOAs and ness of the board were 168 mm 9 112.4 mm and
no-clean flux was tested under varying climate 1.6 mm, respectively, and a detailed description of
conditions: 40C/93%RH, 60C/93%RH, 35C/ the test board can be found elsewhere.20 The
90%RH, 65C/85%RH, and 85C/85%RH. Sub- dimensions of the SIR pattern used for leakage
stantial differences in SIR among adipic, succinic, current measurements were 13 mm 9 25 mm, and
glutaric, and malic acid were observed, and it was the pitch and spacing size were 0.3 mm (Fig. 1a).
found that SIR testing at higher temperature min- The nominal square count calculated for a SIR
imizes the differences in SIR.3 Another study of pattern of the current dimensions is 1476.21
processing temperature and accelerated aging con- The test board for impedance measurements was
ditions showed that the SIR behavior of the WOAs is a 1.6-mm FR-4 laminate with two opposing con-
a temperature dependent, and as most appropriate duction lines having width of 0.66 mm, length of
condition for testing 40C/93%RH is suggested.19 5.8 mm, and separation of 1.3 mm (Fig. 1b). The
The effects of WOA in the flux residue are com- dimensions of the SIR pattern (area without solder
monly studied in terms of SIR, dendritic growth, mask) provide an approximate nominal square
and corrosion. The test is typically performed under count of 4.5. The base material of the conducting
1118 Verdingovas, Jellesen, and Ambat
lines was copper (35 lm), with an intermediate undissociated molecules. The negative of the loga-
layer of nickel (9 ± 1 lm), and a top layer of gold rithm of the acid dissociation constant (pKa) for the
(6.5 ± 1 lm). first and second dissociation constants is given in
Prior to application of WOAs, the test boards were Table I. The larger the value of pKa, the lesser the
cleaned with a mixture of isopropyl alcohol and extent of dissociation and the lower the ionic con-
deionized water and then rinsed in deionized water ductivity in water.
with resistivity of 18.2 MX cm at 25C. An ultra- The residue of no-clean flux is supposed to
sonic bath was used for the cleaning of the test degrade and evaporate during exposure to the sol-
board for impedance measurement (Fig. 1b). The dering temperature, and the remaining residue of
cleaned boards were precontaminated with the no-clean flux must be benign. Therefore, the melting
WOAs dissolved in isopropyl alcohol at concentra- and boiling temperatures are of importance, al-
tion of 10 g L1. The volume of the droplet was though due to the small amounts of WOAs resulting
confined to the surface area of the test coupons, from no-clean fluxes, the residue volatilizes before it
resulting in 100 lg cm2 of the WOAs after solvent reaches boiling point. The solubility is another
evaporation at room temperature. A set of precon- important factor regarding the thickness of the
taminated test boards was also exposed to tem- water layer formed under humidity exposure. The
perature ramping from 220C to 245C for 45 s to water layer thickness formed due to deliquescence
simulate the temperature profile likely to be expe- of highly soluble WOA is higher when compared to
rienced during the soldering process. the water layer formed by the less soluble WOA at
equivalent weight amount.
Weak Organic Acids
Hygroscopic Property of the Weak
A summary of physical properties of WOAs com-
Organic Acids
monly used in no-clean solder flux is presented in
Table I. The acids were selected after chemical A QCM200 quartz crystal microbalance (QCM)
composition analysis of a number of no-clean solder from SRS Inc. with a 5-MHz AT-cut gold contact
fluxes currently available on the market. One of quartz crystal was used for in situ measurement of
the important parameters describing the WOAs is water adsorption and absorption by the WOAs. The
the dissociation rate, which is described as the ratio quantitative relationship between the change in
of the concentrations of dissociated ions and frequency of the piezoelectric crystal and a change
of mass caused by the mass loading on a piezoelec-
tric crystal surface is given by the Sauerbrey
equation,22
!
2f02 Dm Dm
Df ¼ 1=2 ¼ Cf ; (1)
l q A A
q q
humidity inside the climatic chamber. The relative ments per frequency was recorded. Impedance and
humidity (RH) was ramped from 20% to 98% at phase angle measurements were generated at the
25C during an 8-h interval and elevated from 60% open-circuit potential. Impedance spectroscopy
to 99% at 25C in steps of 10%, 5%, and 2%. The measurements were performed simultaneously with
increase of mass of the crystal was associated with the leakage current measurements under the same
water adsorption onto the surface and the residue climatic conditions. Fitting of the impedance data to
initially applied onto the crystal. The abrupt change the equivalent circuits was done using ZSimpWin
in mass and motional resistance of the crystal was 3.21 electrochemical impedance modeling software.
attributed to the critical RH or deliquescence of
WOA on the crystal.
RESULTS
Electrochemical Measurements Hygroscopicity of the Weak Organic Acids
Electrochemical measurements were performed The RH level at which the WOA begins to adsorb
by using a BioLogic VSP multichannel workstation moisture from the atmosphere is usually referred to
(Bio-Logic Instruments, France). The channels of as the critical RH and can also be designated as the
the instrument were connected in a two-electrode deliquescence RH. The deliquescence RH was
cell configuration. investigated by applying a droplet of WOAs dis-
solved in isopropyl alcohol on the active electrode of
Leakage Current Measurements the piezoelectric quartz crystal and exposing it to
the elevated humidity condition. The change of
The leakage current was measured on SIR pat-
frequency and motional resistance of the crystal at
terns precontaminated with WOAs at concentration
series resonance as a function of time and relative
of 100 lg cm2 and exposed to elevated humidity
humidity for adipic and glutaric acids is shown in
inside the climatic chamber. The humidity was
Fig. 2. The negative change of frequency is attrib-
elevated from 60%RH to 99%RH, while the tem-
uted to the gain of mass, while the positive change
perature was kept constant at 25C throughout the
of motional resistance indicates the change of vis-
experiment. After each step of humidity increase,
coelastic properties of the substance on the crystal.
the samples were left to equilibrate with the envi-
Typically, the motional resistance of the crystal at
ronment for 2 h, then potential sweep measure-
series resonance varies from about 10 X to 40 X for
ments were performed. The current was measured
a dry crystal, to about 375 X for a crystal in water.
as a function of the applied potential, which was
The critical RH for WOAs was determined from the
scanned from 0 V to 10 V at 2 mV s1 sweep rate.
change of frequency and resistance of the crystal.
The measurements were performed at relative hu-
In the case of adipic acid (Fig. 2a), a steady
midity of 60%, 70%, 80%, 90%, 95%, and 98%, at
decrease of frequency and increase of resistance
25C.
with increasing RH were observed over the entire
range of humidity tested, whereas for glutaric acid
AC Impedance
(Fig. 2b) the frequency first abruptly decreased
Impedance measurements were performed using (startling from ~83%RH) followed by a steep in-
an AC signal with amplitude of 50 mV crease (from ~87%RH). The resistance increased
(Vrms 35.36 mV) in the frequency range from from 6.7 X to 57.0 X during this measurement. The
10 mHz to 100 kHz. The average of five measure- abrupt change of the resonant frequency and the
Fig. 2. Representative graphs from QCM measurements: (a) adipic and (b) glutaric acids.
1120 Verdingovas, Jellesen, and Ambat
significant increase of the motional resistance in- were dissolved into the water during the experi-
dicate the change in the viscoelastic property of the ment, indicting deliquescence RH values lower than
substance on the crystal, attributable to deliques- 98%RH at 25C.
cence of the WOA. The range of RH for deliques-
cence of glutaric acid is indicated by green dashed Leakage Current Measurements
line in Fig. 2b. The same procedure was carried out
The leakage current measured on the SIR pattern
for all five WOAs, and a summary of the results is
as a function of applied potential under RH levels
presented in Table II. The first deliquescence RH
from 60% to 99% at 25C is shown in Fig. 4. The
column for the WOAs presents data reported in the
left-side graphs in Fig. 4 were obtained with WOA
literature, while the second column presents the
residue formed by evaporation from isopropyl alco-
deliquescence RH range observed by QCM in a
hol solution at room temperature, while the graphs
number of tests performed under elevated RH con-
on the right side show the leakage current
ditions.
measured after contaminated SIR patterns were
Before and after exposing the contaminated
exposed to temperatures from 220C to 245C for
quartz crystal to humidity, pictures of residues on
45 s. The heating of the board was performed to
the quartz crystal were taken. The images of quartz
simulate the possible effect of temperature experi-
crystal precontaminated with five WOAs before and
enced during the soldering process, since the prin-
after exposure to relative humidity from 20% to 98%
ciple of no-clean flux is based on decomposition and
are shown in Fig. 3.
evaporation of the acid during soldering.
The unchanged appearance of adipic, succinic,
The magnitude of the leakage current represents
and palmitic acids after exposure to 98%RH at 25C
the Faradaic current resulting from the corrosion
indicates that the humidity level was below the
rate of the SIR pattern, and it increases with
deliquescence RH values for these acids. Con-
increase of humidity. The current levels in the range
versely, the appearance of recrystallized residue of
of mA measured on the board under noncondensing
glutaric and DL-malic acids shows that these acids
conditions typically indicate short-circuiting due to
the formation of tin dendrites and corrosion product
bridging between oppositely biased electrodes of the
SIR pattern. An overview of the corroded SIR pat-
terns is provided in Fig. 5, with magnified views of
Table II. Deliquescence relative humidity (DRH) of
corrosion features in Fig. 6. For reference, the
WOAs
leakage current for an uncontaminated SIR pattern
Acid DRHliterature (%) DRHQCM (%) exposed to 98%RH at 25C measured at 10 V is be-
low 10 nA.
a c
Adipic 99.6 ; ‡99 >98 Optical observation after humidity testing indi-
Succinic 98a; >94b; 98.8b*; ‡98c >98 cated significant corrosion of SIR patterns precon-
Glutaric 84a; 83.5–85b; 88.0–88.5b*; 83–89 taminated with DL-malic and glutaric acids, while a
89–99c; 85 ± 5d large amount of WOA residues was visible on all the
DL-malic 86a; 78e; no deliquescenceb 75–84
Palmitic – –
patterns in Fig. 5. Pitting of the tin was observed on
some electrodes of the SIR pattern precontaminated
a
Calculated.23bSingle-particle levitation using an electrodynamic with DL-malic acid (Fig. 5b). Among all the acids, DL-
balance at 25C.24b*Saturated solution at 25C.24cPredicted by malic acid was the most aggressive, having the
UNIFAC.25dBy using a tandem differential mobility analyzer
(TDMA) system.26eRef. 27.
lowest critical RH value and highest dissolution in
the water layer, and therefore resulting in the
Fig. 3. Appearance of WOA on a quartz crystal: (a) before and (b) after exposure to 98%RH at 25C.
Solder Flux Residues and Humidity-Related Failures in Electronics: Relative Effects 1121
of Weak Organic Acids Used in No-Clean Flux Systems
Fig. 4. Leakage current measured on a SIR pattern precontaminated with: (1) adipic, (2) succinic, (3) glutaric, (4) DL-malic, and (5) palmitic acids
at concentration of 100 lg cm2 at: a (left side) room temperature and b (right side) heated at 220C to 245C for 45 s.
1122 Verdingovas, Jellesen, and Ambat
Fig. 5. Overview of corroded SIR patterns showing important features (representative of leakage current measurements in Fig. 4a).
Fig. 6. SEM images of corrosion features: (a) bridging of anode and cathode electrodes of SIR pattern by dendrite formation due to electro-
chemical migration, and (b) corrosion of anode electrode indicating pitting (related locations indicated in Fig. 5).
Fig. 7. Bode plots obtained at different RH levels on the test board precontaminated with WOAs (100 lg cm2): (a) adipic, (b) succinic,
(c) glutaric, (d) DL-malic, and (e) palmitic acids and (f) control sample with no contamination.
double-layer capacitance at the contamination layer equivalent circuit (Fig. 8b), a constant-phase ele-
and electrode interface, and RCT represents the ment Q, which represents the deviation from
charge-transfer resistance associated with the Far- capacitive behavior, was used. The deviation
adaic reaction occurring at the interface. In the depends upon n (Q xn); (i) for n = 1, Q acts as a
1124 Verdingovas, Jellesen, and Ambat
Fig. 8. Equivalent circuits used for modeling the impedance data: (a) circuit characterizing the test board (RC), and (b) circuit valid in presence of
semi-infinite linear diffusion to the electrodes, especially at high RH (C(R(Q(RW)))). The element marked ‘‘RX + RFR-4’’ mainly represents the
resistance of the water layer forming on the surface, though a minor effect of resistance resulting from the bulk of the PCB laminate is also
included.
capacitance, (ii) for n = 0.5, Q acts as a Warburg in the impedance spectra. This shows that an
impedance, and (iii) for n = 0, Q acts as a resistance. increase of the RH in this range had only a minor
The element representing a Warburg impedance is effect on the SIR of the test board. Compared with
denoted as ZW in the equivalent circuit. More glutaric acid, the same behavior was observed at
information about the physical meaning of the ele- humidity levels from 60% to 70%, while DL-malic
ments used to fit the impedance spectra can be acid exhibited completely different behavior com-
found in Refs. 28, 29. pared with other acids. The decrease of impedance
The contamination layer resulting from the was clearly seen, starting from 60% RH. This
WOAs is a crystalline solid, and it can form a behavior indicates a different humidity adsorption
discontinuous layer between the electrodes, as mechanism for DL-malic acid.
shown in Fig. 5. When water is adsorbed onto the A comparison between the impedance spectra
surface, some of the acid dissolves and dissociates to obtained for the WOAs at 99%RH/25C is shown in
form an ionic conduction pathway, thereby reducing Fig. 9. The data obtained from the fitting of the
RX and providing an alternative surface pathway for impedance spectra using the model shown in Fig. 8b
the bulk conduction through RFR-4. In this case, the are presented in Table III. Detailed information on
impedance is more effectively characterized by the the analysis of impedance data lies beyond the scope
model (C(R(Q(RW)))) rather than the model (RC) of this paper and can be found elsewhere.28,29
shown in Fig. 8a. The impedance measured on a The capacitance CFR-4 provided in Table III is a
clean test board at 60%RH resulted in a capacitance combined measure of the dielectric properties of the
of 1.37 9 1011 F and resistance of 1.26 9 109 X, as laminate and the contamination layer between the
calculated from the (RC) equivalent circuit. The electrodes, measured under high RH. The resis-
latter parameter values were used as a reference for tance denoted as RFR-4+X mainly represents the
fitting the impedance data using the equivalent cir- resistance of the water layer forming on the surface,
cuits shown in Fig. 8, although a slight increase of though a negligible resistance through the bulk of
capacitance with increase of RH was expected.30 The the laminate is also included. A more adequate
stray capacitance associated with the current representation of the resistance under a DC voltage
experimental setup is 7.5 9 1012 F, and it was is the combined resistance of RX + RFR-4 and RCT as
included in the measurements. presented in the last column of Table III. In this
For low RH, the dominant conduction pathway is case, adipic and palmitic acids are characterized by
through the glass-reinforced epoxy laminate and higher resistances compared with succinic, glutaric
solder mask. As can be seen from the Bode plots in and DL-malic acids. The Warburg admittance, which
Fig. 7, at the highest frequencies, only the capaci- is the reciprocal of the impedance, represents the
tive behavior of the test board is observable and it is diffusion of ions from and to the electrodes. An
independent of the nature of the contamination increase of the Warburg admittance for succinic,
layer. The dependence of the impedance on the glutaric, and DL-malic acids can be attributed to the
characteristics of the contamination is more pro- increased water layer thickness on the PCB, as this
nounced at lower frequencies. At low humidity lev- enhances ion transport from and to the electrodes.
els, the spectra follow the (RC) circuit, though with The exponent of the constant-phase element
relatively high scatter of the data. The scatter is denoted as QDL in Table III for succinic, glutaric,
reduced for measurements above 80%RH for glu- and DL-malic acids also suggests an electrical prop-
taric acid and above 90%RH for adipic, succinic, and erty similar to that of a Warburg element, while in
palmitic acids. The increase of the RH from 60% to the case of adipic and palmitic acids, the constant-
80% for adipic and succinic acids is barely reflected phase elements have properties more closely related
Solder Flux Residues and Humidity-Related Failures in Electronics: Relative Effects 1125
of Weak Organic Acids Used in No-Clean Flux Systems
Fig. 9. Impedance data for test PCB contaminated with 100 lg cm2 of WOAs at 99% RH/25C: (a) Bode plots and (b) Nyquist plots.
Adipic 8.39 9 1012 8.81 9 104 3.99 9 1011 0.86 1.17 9 107 3.44 9 106 1.18 9 107
Succinic 1.30 9 1011 1.95 9 105 3.84 9 107 0.43 7.11 9 105 2.64 9 104 9.06 9 105
Glutaric 1.29 9 1011 2.71 9 105 3.75 9 107 0.32 1.56 9 106 1.92 9 105 1.83 9 106
DL-malic 1.32 9 1011 1.90 9 105 2.71 9 107 0.51 8.73 9 105 3.41 9 105 1.06 9 106
Palmitic 7.18 9 1012 5.91 9 104 5.54 9 1011 0.84 1.10 9 107 5.98 9 107 1.11 9 107
a
Combined resistance of water layer forming on the surface (RX) and resistance resulting from the laminate bulk between the electrodes
(RFR-4). The resistance of the laminate is much higher than the resistance of the water layer. Both components act as connected in
parallel, thus the resistance of the bulk is negligible.
to a capacitor. In the Nyquist plots for succinic, with thickness of 6.7 lm, 1.2 lm, 0.071 lm, and
glutaric, and DL-malic acids in Fig. 9b, two time 0.069 lm, respectively, would be required to dis-
constants indicating electrode reactions can be solve the acids. As a result, the residue with the
clearly seen, whereas in the cases of adipic and least soluble acid could easily saturate the water
palmitic acids, the plots are similar to the (RC) cir- layer compared with the highly soluble acid and
cuit, while a 45 angle between the real and imagi- contribute less to the leakage currents.
nary parts of the impedance at low frequencies Among the acids investigated, adipic, succinic,
indicates diffusion-controlled charge transfer at the and glutaric acids differ only by the number me-
electrode, being more evident for palmitic acid. thylene groups. Therefore, it can be expected simi-
lar behavior of those WOAs under humid conditions.
DISCUSSION However, the deliquescence points for the acids are
different, lying in the following order:
Hygroscopicity of Acids and Water Layer
adipic > succinic > glutaric. For glutaric acid, lit-
Formation
erature suggests mass transfer limitation, which
Comparing the solubility in water (Table I) and delays complete deliquescence of the acid at the
the deliquescence point (Table II), it can be noted critical RH level, while this is not the case for adipic
that, the higher the solubility of the WOA in water, or succinic acid.24 Different behavior might be due
the lower its deliquescence point. From the solubil- to the length of the chain. With increased chain
ity point of view, this implies that, on a PCBA sur- length, the carboxylic group can easily twist,
face, a WOA with lower solubility would require a reducing the steric interaction when in contact with
thicker water layer to dissolve the same weight water molecules. On the other hand, DL-malic acid is
amount of acid. For example, if adipic, succinic, highly soluble in water and has the lowest RH for
glutaric, and DL-malic acids are present at the levels deliquescence. Results in the literature24 show that,
typically found in residues after a no-clean wave due to the chemical structure of malic acid, i.e., the
soldering process (10 lg cm2),31 a water layer presence of hydroxyl and carboxylic functional
1126 Verdingovas, Jellesen, and Ambat