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org

Quantity and Reporting Quality of Kidney Research


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Markos Kyriakos Tomidis Chatzimanouil, Louise Wilkens, and Hans-Joachim Anders


Division of Nephrology, Medizinische Klinik and Poliklinik IV, Klinikum der Universität München, Ludwig Maximilians
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University München, Munich, Germany

ABSTRACT
Background In 2004, researchers reported that the number of nephrology clinical have become available, and adherence
trials was low and that the reporting quality of such trials was suboptimal. Further- is requested by the leading journals in
more, the number or quality of preclinical kidney-related studies has not been sys- internal medicine and nephrology.2,3
tematically evaluated. Thus, we speculated on an increasing
Methods We performed a systematic review of randomized clinical trials published quantity and reporting quality of kid-
in 1966–2017 (listed in the Cochrane Library) and preclinical studies published in ney-related clinical trials within the last
1945–2017 (listed in PubMed). For reporting quality analysis, we evaluated the final 15 years as well as preclinical studies, the
main paper of 118 clinical trial reports and 135 preclinical studies published in lead- latter not being systematically evaluated
ing journals in 1996, 2006, and 2016 on the basis of criteria from the widely used before.
CONSORT and ARRIVE guidelines.
Results The annual number of reports of clinical kidney-related trials more than
METHODS
doubled between 2004 and 2014 along with reports in other medical disciplines.
Hypertension remains the dominant focus of study, but ongoing trials also center on
The study is composed of two parts. One
CKD, ESRD, and AKI. The reporting quality analysis revealed improvements, but
is the quantitative analysis regarding the
deficits in reporting of clinical trial design, mode of randomization, and intention-to-
numbers (both total and per year) of ran-
treat analysis remain. Annual numbers of kidney-related preclinical studies remained
domized, controlled trials (RCTs) and
low between 1945 and 2017 compared with other disciplines. Reporting quality
preclinical studies in the field of nephrol-
analysis of preclinical studies revealed substantial reporting deficits across all lead-
ogy compared with other specialties of
ing journals, with little improvement over the last 20 years, especially for group size
internal medicine as well as the distribu-
calculations, defining primary versus secondary outcomes, and blinded analysis.
tion of nephrology studies inside the
Conclusions Nephrology studies keep increasing in number but still lag behind field. The second part is a qualitative
other medical disciplines, and the quality of data reporting in kidney research can analysis of a sample of papers (RCTs
be further improved. and preclinical studies) on the basis of
J Am Soc Nephrol 30: 13–22, 2019. doi: https://doi.org/10.1681/ASN.2018050515 criteria for trial reporting using estab-
lished guidelines, such as the CONSORT
Statement and the ARRIVE guidelines. A
test analysis using ten RCTs and ten pre-
In 2004, Strippoli et al.1 presented quan- for trial reporting, greater attention to clinical studies was performed by two
titative and qualitative analyses of the the trial methods and not just the re- investigators (M.K.T.C. and L.W.), and
clinical trials performed in the field of sults.”1
nephrology. As a disappointing finding, Increasing abstract submissions to in-
kidney-related clinical trials were not ternational kidney conferences, a sub-
only low in number compared with stantial increase in nephrology journals, Published online ahead of print. Publication date
other medical disciplines but also of and increased scientific productivity of available at www.jasn.org.

poor quality, either as conducted or re- evolving countries give the impression Correspondence: Dr. Hans-Joachim Anders,
ported.1 The authors concluded: “The that the number of kidney-related clini- Medizinische Klinik and Poliklinik IV, Klinikum der
Universität München—Innenstadt, Ziemssenstrasse
challenges of improving the quality and cal trials may have substantially increased 1, 80336 Munich, Germany. Email: hjanders@med.
quantity of trials in nephrology are sub- compared with 15 years ago. In addition, uni-muenchen.de
stantial, but they can be overcome by us- guidelines for the conduct and reporting Copyright © 2019 by the American Society of
ing standard guidelines and checklists of clinical trials and preclinical studies Nephrology

J Am Soc Nephrol 30: 13–22, 2019 ISSN : 1046-6673/3001-13 13


SPECIAL ARTICLE www.jasn.org

it defined an interobserver analytical co- per year categorization was applied for
Significance Statement
herence of 90.3%. the construction of the per year
diagrams. Turning the research lens inward to assess
Quantitative Analyses of Clinical the state of nephrology research, this sys-
tematic review assesses the quantity of
RCTs Qualitative Analyses clinical trials and preclinical studies re-
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Databases were selected for the RCTs as Paper Selection Criteria ported over the past five to seven decades,
well as the preclinical analyses from which We searched the PubMed database. As finding that, although the numbers of clin-
the data were extracted. For the RCTs, the representative RCT sample periods, we ical and preclinical studies have sub-
database selected was the Cochrane Li- selected the years 1996, 2006, and 2016 stantially increased with time, nephrology
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still lags behind other medical disciplines. In


brary, mainly because it uses an integrated and identified all kidney-related RCTs
addition, the authors’ quality analysis of
system of trees and subtrees for each MeSH from the top five journals as assessed nephrology research reports published by
term, which provided a better overview of by impact factor and the number of kid- leading journals in the past two decades
the research process compared with other ney-related RCTs per year: The New Eng- (on the basis of applying criteria from the
databases. Because the Cochrane Library is land Journal of Medicine (NEJM) The widely used CONSORT and ARRIVE re-
search guidelines to assess the main body
limited to clinical trials, PubMed was used Lancet, Kidney International, Journal of
of the final paper) reveals that, although
for the preclinical studies. American Society of Nephrology (JASN), deficits remain, clinical trial reporting
and American Journal of Kidney Diseases quality has improved. However, many gaps
Number and Proportion of RCTs in Ne- (AJKD). For the qualitative analysis of persist in reporting quality of preclinical
preclinical studies, we used the same studies. Identifying deficits may help im-
phrology Compared with Other
prove quantity and quality of kidney re-
Specialties years (1996, 2006, and 2016) but limited
search and accelerate advancement.
For the question on the number of RCTs sample collection to January to March of
in nephrology in comparison with other each year from the journals JASN, Kid-
specialties, an MeSH term, thought to ney International, Nephrology Dialysis investigator (M.K.T.C.) using the criteria
most accurately summarize the data in Transplantation (NDT; selected by im- mainly on the basis of the original CON-
question, or a combination of two or pact factor and tendency to publish pre- SORT 2010 checklist for RCTs2 and the
more relevant MeSH Terms was used clinical studies in the kidney domain) ARRIVE guidelines for the preclinical
for each specialty as listed in Supplemen- using the PubMed database. The search studies.3 Only the main body of the final
tal Material. for the RCTs was conducted using the paper was analyzed, and supplementary
MeSH term “kidney diseases” and the information and previously published
Coverage of RCTs within Nephrology limits “Randomized Controlled Trial” study protocols were not analyzed. For
RCTs from nine areas were retrieved for and “Humans,” limited each time by the RCT analysis, we extracted data by
the years 1966–2016 using the following the specific journal of publication and allocating points (zero for insufficient,
MeSH terms: “Renal Insufficiency, the appropriate year. For the animal tri- one for unclear or insufficiently report-
Chronic,” “Kidney Transplantation,” als, the same MeSH term “kidney ed, and two for adequate reporting) to
“Diabetic Nephropathies,” “AKI,” “Peri- diseases” was used and limited by “Ani- each of the 19 core items of the CON-
toneal Dialysis,” “GN,” “Hypertension, mals,” and the search was conducted per SORT Statement regarding “Title and
Renal,” “Kidney Calculi,” and “Hyper- year for each of the three journals. Only Abstract,” “Introduction, ” “Methods,”
tension.” Because “Renal Dialysis,” results published inside the first 3 and “Results” and each of the subitems.
“Peritoneal Dialysis,” and “Kidney months of each year were included. In- In addition, to match the previous anal-
Transplantation” were subterms of the clusion criteria for both the RCTs and yses from Strippoli et al.1 and Deo et al.,4
more general MeSH term “RRT,” we cre- the preclinical studies were that the pa- two extra items were added (i.e., “Inten-
ated another term, named “Kidney pers were original articles, in English, tion-to-treat analysis” and “Loss-to-
Exp.,” to include all of them. and published online. Review articles, analysis”). “Intention-to-treat analysis”
editorials, special articles, and commen- was rated as adequate when sufficient
Quantitative Analyses of Preclinical taries were excluded. From the RCT data were included to confirm that the
Studies analysis, observational, prospective, analysis regarding the primary end point
A similar search regarding the preclinical and nonrandomized trials were ex- was undertaken according to the treat-
studies was conducted using PubMed by cluded. Because the ARRIVE criteria ment assignment and that the numbers
applying the same MeSH terms (before apply to in vivo animal experiments, pre- of participants randomly assigned were
the conversion to match the Cochrane clinical studies exclusively mechanistic or identical to the numbers of participants
System) used for the RCTsearch. To limit only in vitro studies were excluded. analyzed, irrespective of whether “inten-
the results specifically to animal trials, tion-to-treat” was stated or not. We also
the limit “Animals” in the PubMed in- Quality Assessment tried to calculate the “Loss-to-analysis”
terface was used, and the results were The methodological quality of all of these for each trial included so as to try to de-
extracted for the timeline 1945–2016. A studies was assessed by one independent termine what percentage of participants

14 Journal of the American Society of Nephrology J Am Soc Nephrol 30: 13–22, 2019
www.jasn.org SPECIAL ARTICLE

randomly assigned was not included in the slope has increased to 68.4642.2 1945 (Figure 2A). The average slope of
the analysis. In total, 35 items regarding for all disciplines, indicating a profound additional preclinical studies reported
trial reporting for RCTs were graded. increase in number and spread among each year from 1945 to 2003 was 95.06
For the analysis of the preclinical stud- the disciplines in annual clinical trial re- 60.2 for all disciplines, and the average
ies, the 15 core items of the ARRIVE porting. In the same period, kidney dis- slopes were 26.7 and 30.5 for kidney dis-
guidelines regarding “Introduction,”
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eases and their expanded definition eases and expanded kidney diseases,
“Methods,” and “Results” were included. increased to 23.3 and 31.2, respectively respectively (both P values versus all dis-
In addition, we added to the core items 3, (both P values versus all disciplines ciplines ,0.001). Since the last evalua-
6 (subitem “d: A time line diagram or ,0.001). The years 2015 and 2016 tion in 2003 (years 2004–2014), the
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flow chart” was included by initiative of were excluded from this analysis, be- slope has increased to 313.86217.0 for
the researchers), 10, and 13. The subi- cause delays in MeSH term indexing all disciplines, indicating a profound in-
tems were assessed separately; other- within the PubMed database led to de- crease in number and spread among the
wise, they were included in the grading clining curves for all disciplines (M. disciplines in annual preclinical study
method of the core item (zero for insuf- Collins, United States National Library reporting. In the same period, studies
ficient, one for unclear or insufficiently of Medicine, personal communication). on kidney diseases and their expanded
reported, and two for adequate report- Over the entire period, all disciplines definition increased to 88.5 and 89.3,
ing) for a total of 23 graded items regard- displayed an annual increase of reported respectively (both P values versus all
ing trial reporting for animal trials. A clinical trials of 38.4621.2, whereas disciplines ,0.001). Over the entire
more detailed view of the criteria used kidney diseases displayed an annual in- period, all disciplines display an an-
to assess the quality of the trials and the crease of reported clinical trials of 11.3 nual increase of reported clinical trials
grading system used to evaluate each and expanded kidney diseases displayed of 133.66 85.1, whereas kidney dis-
item separately can be found in Supple- an annual increase of reported clinical eases display an annual increase of
mental Tables 1–3. trials of 15.8 (both P values versus all reported clinical trials of 37.8 and ex-
disciplines ,0.001). Together, the num- panded kidney diseases display an an-
Statistical Analyses ber of kidney-related clinical trials has nual increase of reported clinical trials
Data are presented as mean6SD. Com- increased but less so compared with of 40.5 (both P values versus all
parison of groups was performed using other disciplines. disciplines ,0.001). Thus, although
ANOVA, and post hoc Bonferroni correc- increasing in number, the count of
tion was used for multiple comparisons. Clinical Trial Coverage of Different kidney-related preclinical studies is
A value of P,0.05 was considered to in- Kidney Disease Entities lagging behind other disciplines.
dicate statistical significance. Cochrane database MeSH tree analysis
for trial coverage of different disease en- Preclinical Trial Coverage of
tities within the field of nephrology Different Kidney Disease Entities
RESULTS showed that clinical trials addressing hy- Studies focusing on hypertension by far
pertension have been the highest in outweigh all other kidney disease entities
Number and Trends of Clinical Trials number starting from the 1970s and and preclinical research as well (Supple-
in Nephrology Compared with that they continue to predominate (Fig- mental Figure 1), but preclinical kidney
Other Medical Disciplines ure 1B). RRT-related trials were already research topics covered a broader range
Our Cochrane MeSH tree analysis dis- much lower in number, and disease of topics than seen in clinical trials (Figure
played the reported clinical trials across entities, such as GN, AKI, or kidney cal- 2B). Whereas studies on kidney trans-
medical disciplines (Figure 1A). Neurol- culi, although all being prevalent, con- plantation revealed an early peak in the
ogy and cardiology kept reporting the tribute only a few papers to clinical trial mid-1960s, preclinical research activity
most clinical trials since the early activity (Figure 1B). on GN substantially increased starting
1990s, whereas both MeSH term “kidney from the early 1980s (Figure 2B). As a
diseases” and its definition extended by Number of Preclinical Studies in more recent trend, studies addressing
RRTs (“Kidney Exp.”) remained at the Nephrology Compared with Other AKI, CKD, and diabetic nephropathy
lowest ranks of medical disciplines (Fig- Medical Specialties have become the most popular preclinical
ure 1A). The average slope of additional Preclinical research activity was analyzed research topics within the last decade
clinical trials reported each year from using PubMed from 1945 to 2017. On- (Figure 2B).
1966 to 2003 was 27.7614.6 for all dis- cology, infectious diseases, and neurol-
ciplines, and slopes were 7.5 and 11.0 for ogy have reported the most studies since Quality of Clinical Trial Reporting
kidney diseases and expanded kidney the 1990s, whereas kidney disease–re- To assess the quality of trial reporting, we
diseases, respectively (both P values ver- lated studies, in narrow and expanded selected 125 publications from top med-
sus all disciplines ,0.001). Since the last definitions, remain at the low end ical and nephrology journals as listed in
evaluation in 2003 (years 2004–2014), among the medical disciplines since Supplemental Figure 2. Seven had to be

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SPECIAL ARTICLE www.jasn.org

A
4500
Nervous System
Cardiovascular
4000 Neoplasms
Infection
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3500 Nutrition and Metabolism


Respiratory Tract
Immune System
3000 Digestive System
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Skin and Connective Tissue


No. of RCTs

2500 Endocrine System


Musculoskeletal
Kidney Exp.
2000
Hemic and Lymphatic
Kidney
1500

1000

500

0
1966 1971 1976 1981 1986 1991 1996 2001 2006 2011 2016
Year

B
500
Hypertension
Renal Dialysis
450
Renal Insufficiency, Chronic
400 Renal Dialysis w/o Peritoneal Dialysis
Kidney Transplanation
350 Diabetic Nephropathies
Acute Kidney Injury
300
No. of RCTs

Peritoneal Dialysis
Glomerulonephritis
250
Kidney Calculi
Hypertension, Renal
200

150

100

50

0
1966 1971 1976 1981 1986 1991 1996 2001 2006 2011 2016
Year

Figure 1. Quantitative analysis and topic coverage of clinical trials in medical disciplines identified from the Cochrane database. Several
MeSH terms were applied to best cover each discipline as described in Methods. Nephrology (“Kidney”) is represented by the MeSH term
“kidney diseases.” Expanded (Exp.) nephrology (“Kidney Exp.”) also covers the MeSH term “RRT” (subterms included “renal dialysis,”
“peritoneal dialysis,” and “kidney transplantation”). (A) Annual number of clinical trials per discipline from 1966 to 2016. The sudden
decline in numbers in the years 2015–2016 should relate to delays in data inclusion. (B) Disease entities as defined by the available MeSH
terms were quantified as described in Methods. Annual number of clinical trials per kidney disease entity from 1966 to 2016. The sudden
decline in numbers in the years 2015–2016 should relate to delays in data inclusion. RCT, randomized, controlled trial; MeSH, medical
subject heading.

16 Journal of the American Society of Nephrology J Am Soc Nephrol 30: 13–22, 2019
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A
25000
Infection
Neoplasms
Nervous System
Cardiovascular
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20000
Digestive System
Nutrition and Metabolism
Immune System
Respiratory Tract
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15000
No. of Trials

Endocrine System
Skin and Connective Tissue
Hemic and Lymphatic
Musculoskeletal
10000
Kidney Exp.
Kidney

5000

0
1945 1950 1955 1960 1965 1970 1975 1980 1985 1990 1995 2000 2005 2010 2015
Year

B
500
Glomerulonephritis
Kidney Transplanation
450
Acute Kidney Injury
Renal Insufficiency, Chronic
400
Diabetic Nephropathies
350 Hemodialysis
Hypertensive Nephropathy
300 Peritoneal Dialysis
No. of Trials

Kidney Calculi
250

200

150

100

50

0
1945 1950 1955 1960 1965 1970 1975 1980 1985 1990 1995 2000 2005 2010 2015
Year

Figure 2. Quantitative analysis of preclinical studies identified from PubMed. Several MeSH terms were applied to best cover each
discipline as described in Methods. Nephrology (“Kidney”) is represented by the MeSH term “kidney diseases.” Expanded (Exp.) ne-
phrology (“Kidney Exp.”) also covers the MeSH term “RRT.” (A) Annual number of preclinical studies per discipline from 1945 to 2016 and
(B) topic coverage among the preclinical studies trials of the nephrology domain (B). The sudden decline in numbers in the years
2015–2016 should relate to delays in data inclusion. MeSH, medical subject heading.

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SPECIAL ARTICLE www.jasn.org

deleted for invalidity criteria (two pro- trends were found for describing pre- largely lacking (34%). Information on
spective trials, one observational trial, cisely how and when the interventions sample size calculation was always absent
one nonrandomized trial, and three were performed. (0%), and also, numbers of independent
nonoriginal articles). The main bodies Among the leading journals reporting replications were rare (19%). Only a mi-
of the remaining 118 papers were scored kidney-related clinical trials, a great di- nority of studies (13%) specified the pri-
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for the CONSORT criteria as not report- versity of matching CONSORT quality mary and secondary outcomes. Regarding
ed, insufficiently reported, or sufficiently criteria was found. Only The Lancet, statistical methods, the types of tests were
reported as listed in Supplemental Table NEJM, and AJKD provided structured almost always reported (95%), but the
1.2 The title identified studies as RCTs in abstracts, whereas Kidney International unit of analysis for each dataset and
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only 23.7%. Abstracts provided a struc- and JASN did not (Figure 3B, Supple- whether the data met the prespecified as-
tured summary of the trial design in mental Table 2). Trial design was insuffi- sumptions of the statistical approach were
51.7% (Supplemental Table 2). The in- ciently described in all aforementioned not reported (0%). Baseline data were re-
troduction named the objectives and a journals. In JASN, proper descriptions of ported in only 12% of the studies, and the
clear hypothesis in 82.2%. The method sample size calculations and the randomi- numbers analyzed for each test were report-
sections specify the precise trial design, zation procedures were less frequent than ed in only 33%. Adverse events were hardly
including allocation ratio, in only 17.8% in the other journals. Clinical trials reported ever reported (2%).
and any changes to trial design and the in JASN also more frequently lacked an in- Analyzing trends over time revealed
respective reasons after trial commence- tention-to-treat analysis compared with improvements from 1996 to 2016 in re-
ment in #1.7%. A precise description of those in the other journals. Unlike porting ethical statements, blinding, and
how and when the intervention was ad- NEJM, the other journals insufficiently re- timeline diagrams (Figure 4A, Supple-
ministered was reported in 66.9% of the ported the statistical methods. Finally, we mental Table 4). Reverse trends were
studies. A precise definition of the pre- checked the frequency of kidney trial reg- found for describing the primary and sec-
specified primary and secondary out- istration before enrolment of the first ondary objectives or a research hypothe-
comes was reported in #60.2% of the participant, a request by the International sis and defining primary or secondary
trials. Information about sample size Committee of Medical Journal Editors outcomes. Completely neglected across
calculation was lacking in 52.5% of tri- since 2005.5 Of 100 randomly picked hu- the entire study period was reporting de-
als. The modes of randomization, such man kidney RCTs from PubMed (years tails on group size calculations and
as sequence generation, the mechanisms 2008–2018), 93 were registered in a public whether the data obtained met the as-
of allocation concealment, and imple- database, one was an observational trial sumptions of the statistical approach.
mentation, were reported only in that did not need registration, and the Instead, rationale, experimental proce-
35.6%, 19.5%, and 14.4%, respectively. other six had been concluded before the dures, statistical methods, and outcomes
Modes of blinding were reported in recommendation had been published. were generally well reported.
,15% of trials, whereas the statistical Among the evaluated journals (JASN,
methods used for group comparisons Quality of Preclinical Trial Reporting Kidney International, and NDT), report-
on primary and secondary outcomes For quality assessment of preclinical ing of preclinical studies according to the
were reported in 90.7%. However, only studies, we selected 209 publications ARRIVE quality criteria revealed some but
77.1% of studies report the numbers of from JASN, Kidney International, and no profound differences (Figure 4B, Sup-
participants included in each analysis. NDT. Seventy-four had to be deleted plemental Table 4). JASN scored higher on
An intention-to-treat analysis regarding for invalidity criteria (Supplemental ethics statement reporting. NDT reported
the primary end point was performed in Figure 3). The remaining 135 papers group allocation methods better. All jour-
only less than one half (45.8%) of the were graded for the ARRIVE criteria as nals rarely reported details on group size
studies. Adverse events of the interven- specified in Methods and Supplemental calculations, whether the data obtained
tion were reported in only 55.9.%. Table 3.3 Objectives or a hypothesis were met the assumptions of the statistical ap-
Analyzing trends over time revealed specified in the introduction in 73% proach, blinding, and adverse events.
linear improvements from 1996 to (Supplemental Table 4). The methods
2016 in reporting trial nature in the title, specify a detailed ethical statement in
structuring abstracts, reporting trial de- 81% and the number or type of experi- DISCUSSION
sign, prespecifying primary and second- mental groups in 65%. However, details
ary outcomes, sample size calculations, on randomization, details on blinding, We had hypothesized that the numbers
analysis adjustments, presenting flow di- and a timeline diagram were provided of kidney-related clinical trials would
agrams, defining periods of recruitment in only 17%, 1%, and 12%, respectively. have increased within the last 15 years,
and follow-up, baseline data, providing Experimental procedures and type of an- maybe also compared with other medi-
denominators (number of participants) imals were generally well described (98% cal disciplines. We had further specu-
for each analysis, and side effects (Figure and 84%, respectively), although infor- lated that reporting quality improved
3A, Supplemental Table 2). Reverse mation on housing and husbandry were and that both assumptions also apply

18 Journal of the American Society of Nephrology J Am Soc Nephrol 30: 13–22, 2019
www.jasn.org SPECIAL ARTICLE

A B
Title Title
Abstract Abstract
Background a Background a
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Background b Background b
Trial Design a Trial Design a
Trial Design b Trial Design b
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Participants a Participants a
Participants b Participants b
Interventions Interventions
Outcomes a Outcomes a
Outcomes b Outcomes b
Sample Size a Sample Size a
Sample Size b Sample Size b
Randomization a1 Randomization a1 JASN
Randomization a2 Randomization a2 NEJM
Randomization b 1996 Randomization b Lancet
Randomization c 2006 Randomization c Kidney Int.
2016
Blinding a Blinding a AJKD
Blinding b Blinding b
Blinding c Blinding c
Statistical Methods a Statistical Methods a
Statistical Methods b Statistical Methods b
Participant flow a Participant flow a
Participant flow b Participant flow b
Participant flow c Participant flow c
Recruitment a Recruitment a
Recruitment b Recruitment b
Baseline Data Baseline Data
Numbers Analyzed Numbers Analyzed
Intention-to-treat Intention-to-treat
Loss - to - Analysis Loss - to - Analysis
Outcomes & Estimation a Outcomes & Estimation a
Outcomes & Estimation b Outcomes & Estimation b
Ancillary Analyses Ancillary Analyses
Harms Harms

0 50 100% 0 50 100%

Figure 3. Quality assessment of reporting clinical trials in the main final paper according to the Consolidated Standards of Reporting
Trials (CONSORT) criteria reveals improvements with time. Each of the CONSORT criteria was assessed as nonreported, unclear/in-
sufficiently reported, or sufficiently reported in representative samples selected from The New England Journal of Medicine (NEJM), The
Lancet (Lancet), Journal of the American Society of Nephrology (JASN), American Journal of Kidney Disease (AJKD), and Kidney In-
ternational (Kidney Int.) of the years 1996, 2006, and 2016. Shown are the percentages of papers fulfilling the criterion “sufficiently re-
ported” for (A) all journals in each of the 3 years to detect changes over time or (B) each of the journals across all time points. The selected
number of papers was too small to also analyze trends over time for each journal.

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A B
Background a Background a

Background b Background b
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Objectives Objectives

Ethical statement Ethical statement


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Study design a Study design a

Study design b 1996 Study design b JASN


2006 Kidney Int.
Study design c Study design c
2016 NDT
Study design d Study design d
Experimental Experimental
procedures procedures
Experimental animals Experimental animals

Housing and husbandry Housing and husbandry

Sample size a Sample size a

Sample size b Sample size b

Sample size c Sample size c


Allocating animals to Allocating animals to
exp. groups exp. groups
Experimental outcomes Experimental outcomes

Statistical methods a Statistical methods a

Statistical methods b Statistical methods b

Statistical methods c Statistical methods c

Baseline data Baseline data

Numbers analysed Numbers analysed

Outcomes and Outcomes and


estimation estimation

Adverse events Adverse events

0 50 100% 0 50 100%

Figure 4. Quality assessment of reporting preclinical studies in the main paper according to the Animal Research: Reporting In Vivo
Experiments (ARRIVE) criteria does not reveal improvements with time. Each of the ARRIVE criteria (except for title and abstract criteria)
was assessed as nonreported, unclear/insufficiently reported, or sufficiently reported in representative samples selected from Journal of
the American Society of Nephrology (JASN), Kidney International (Kidney Int.), and Nephrology Dialysis and Transplantation (NDT) of the
years 1996, 2006, and 2016. Shown are the percentages of papers fulfilling the criterion “sufficiently reported” for (A) all journals in each of
the 3 years to detect changes over time or (B) each of the journals across all time points. The selected number of papers was too small to
also analyze trends over time for each journal.

to preclinical studies, which had not clinical study numbers. Analysis of deficits persist across leading kidney
been assessed before. In contrast, ne- reporting quality of clinical trials has journals.
phrology takes last rank among the dis- improved over time, whereas for pre- In 2004, Strippoli et al.1 first docu-
ciplines regarding clinical trial and pre- clinical studies, numerous reporting mented the low quantity of kidney

20 Journal of the American Society of Nephrology J Am Soc Nephrol 30: 13–22, 2019
www.jasn.org SPECIAL ARTICLE

disease–related clinical trials among the by comparing reporting quality in differ- International, and NDT were found. En-
other medical disciplines, which raised ent journals. NEJM seems to request more forcing adherence to the ARRIVE stan-
some disappointment in the field. To ex- accuracy of statistical methods reporting dards and reporting results accordingly
clude that this could have been a false neg- than other journals. However, none of the may help to improve what has been called
ative result due to omitting trials on RRTs, journals scored high for all criteria. As one the “reproducibility crisis” in preclinical
we introduced an “expanded nephrology”
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limitation, seven of 125 studies (5.6%) research.6,8,9,12 Assuring proper group


definition; however, this did not substan- during our quality analysis did not match size calculations and a blinded analysis
tially change the result. Among the kidney the “interventional clinical trial” nature. and considering sex disparities in experi-
trials, topic coverage remains biased to- It is likely that there is a similar rate of mental animals should be important in this
nYQp/IlQrHD3i3D0OdRyi7TvSFl4Cf3VC4/OAVpDDa8K2+Ya6H515kE= on 05/01/2023

ward hypertension and RRTs, probably be- misclassified articles in the quantitative context.12,14,15 It would have been interest-
cause these entities allow for shorter trials analysis. However, this rate should be dis- ing to also analyze other important
for outcome evaluation. In contrast, trials tributed equally among all the disciplines journals, such as Journal of Clinical Investi-
addressing the progression of CKD face or kidney disease entities, and therefore, it gation, Nature Medicine, Nature, Science,
the problem of primary outcomes that suf- should not affect the conclusions. JCI Insight, etc., but these multidisciplinary
ficiently predict ESRD. Another factor An identical quantitative analysis for journals publish kidney-related preclinical
may be industry activity. Disciplines with preclinical studies revealed similar find- studies less frequently and only in low
strong publication output may benefit ings. Expanding the nephrology-related numbers within the set time periods.
from strong industrial involvement (e.g., MeSH term also did not result in a rele- In summary, clinical and preclinical
funding support), which may be also a fac- vant increase in study numbers. Ne- research papers in nephrology have re-
tor favoring publications in the areas of phrology completely lacks the profound mained low in number compared with
hypertension and RRTs in contrast to increases in published preclinical studies those of other medical disciplines. The
CKD prevention or GN. reported from other medical disciplines quality of data reporting in the main body
The reporting quality of clinical trials in the given timeframe. The reasons for of papers presenting clinical trials keeps
remains a concern. It is of note that our this remain uncertain but may include improving but is still suboptimal in many
analysis did not include supplementary structural problems in fundraising or num- ways. The quality of data reporting of
information or previously published ber of related institutions. The coverage of preclinical studies is still in its infancy
study protocols; hence, our results do research topics varied over time, mimicking and may contribute to reproducibility
not necessarily question the quality of major trends in nephrology, such as the problems. Efforts at all levels are needed
trial design but mostly, question under- implementation of kidney transplantation to overcome these deficits in the future.
reporting in the main body of the final in the 1960s, novel classifications for AKI Given the central role of kidney disease–
paper, which may be hampered by space and CKD, and the evolving global epidemic related morbidity and mortality, as well
limitations. However, precise definitions of type 2 diabetes. as health care costs, greater investments
of prespecified end points and perform- The increasing awareness of the lack of in kidney research are needed.
ing an intention-to-treat analysis are es- proper reporting and reproducibility of
sential to avoid erroneous conclusions, preclinical studies6–10 fueled concerns ACKNOWLEDGMENTS
and these important aspects should be about the reliability of preclinical re-
reported in main body of the final paper. search as a predictor of human outcomes H.-J.A. was supported by Deutsche For-
Indeed, most journals now routinely re- as a whole.11,12 To this aim, the ARRIVE schungsgemeinschaft grant AN372/24-1.
quest the trial design to be registered be- guidelines on reporting of preclinical This project was prepared as a doctoral
fore enrolment of the first participant studies were published in 2010.3 Our thesis at the Faculty of Medicine, Ludwig
(http://www.icmje.org/about-icmje/ quality analysis revealed significant defi- Maximilians University Munich by M.K.T.C.
faqs/clinical-trials-registration/) and ciencies in adhering to these guidelines
provision of CONSORT criteria check- before and after this date. In particular,
DISCLOSURES
lists on submission, which may help to providing precise information on ani-
None.
improve this aspect. Analyzing clinical mal substrains and housing conditions,
trial reporting over time revealed signif- naming the assumptions for group size
This article contains the following supplemental
icant improvements for some but not all calculations, randomization, and defining material online at http://jasn.asnjournals.org/
criteria. Interestingly, reporting quality primary end points that are also relevant lookup/suppl/doi:10.1681/ASN.2018050515/-/
of how and when the intervention was for human disease in animal studies are DCSupplemental.
performed showed even a reverse trend. important deficits. 13 Over time, only
These data imply that defining standards the reporting of ethical statements,
and assuring them during the review blinding, and timeline diagrams im- SUPPLEMENTAL MATERIAL
process and at the level of the editorial proved, whereas many other criteria did
processing are both needed to further not. No major differences in strengths Supplemental Figure 1. Quantitative analysis
improve trial reporting. This is supported and deficiencies between JASN, Kidney of preclinical studies identified from PubMed.

J Am Soc Nephrol 30: 13–22, 2019 Anti-Peroxidasin Autoantibodies 21


SPECIAL ARTICLE www.jasn.org

Supplemental Figure 2. Flow chart illustrating 3. Kilkenny C, Browne WJ, Cuthill IC, Emerson 10. Kilkenny C, Parsons N, Kadyszewski E,
the identification and selection of clinical trial reports M, Altman DG: Improving bioscience re- Festing MF, Cuthill IC, Fry D, et al.: Survey of
papers for the quality analysis. search reporting: The ARRIVE guidelines the quality of experimental design, statisti-
Supplemental Figure 3. Flow chart illustrat- for reporting animal research. PLoS Biol 8: cal analysis and reporting of research using
e1000412, 2010 animals. PLoS One 4: e7824, 2009
ing the identification and selection of preclinical
4. Deo A, Schmid CH, Earley A, Lau J, Uhlig K: Loss 11. van der Worp HB, Howells DW, Sena ES,
study reports papers for the quality analysis.
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to analysis in randomized controlled trials in Porritt MJ, Rewell S, O’Collins V, et al.: Can
Supplemental Material. Supplementary CKD. Am J Kidney Dis 58: 349–355, 2011 animal models of disease reliably inform hu-
methods. 5. International Committee of Medical Journal man studies? PLoS Med 7: e1000245, 2010
Supplemental Table 1. Criteria for assessment Editors: Clinical Trials. Available at: http:// 12. Anders HJ, Jayne DR, Rovin BH: Hurdles to
of CONSORT recommendations. www.icmje.org/recommendations/browse/ the introduction of new therapies for im-
nYQp/IlQrHD3i3D0OdRyi7TvSFl4Cf3VC4/OAVpDDa8K2+Ya6H515kE= on 05/01/2023

Supplemental Table 2. Quality assessment of publishing-and-editorial-issues/clinical- mune-mediated kidney diseases. Nat Rev
clinical trials according to the CONSORT criteria. trial-registration.html. Accessed September Nephrol 12: 205–216, 2016
Supplemental Table 3. Assessment criteria for 22, 2018 13. Hirst JA, Howick J, Aronson JK, Roberts N,
ARRIVE recommendations. 6. Braybrook J: Reproducibility: Developing Perera R, Koshiaris C, et al.: The need for ran-
standard measures for biology. Nature 551: domization in animal trials: An overview of sys-
Supplemental Table 4. Quality assessment of
168, 2017 tematic reviews. PLoS One 9: e98856, 2014
preclinical studies according to the ARRIVE
7. Hsieh T, Vaickus MH, Remick DG: Enhanc- 14. Miller LR, Marks C, Becker JB, Hurn PD, Chen
criteria. ing scientific foundations to ensure repro- WJ, Woodruff T, et al.: Considering sex as a
ducibility: A new paradigm. Am J Pathol biological variable in preclinical research.
188: 6–10, 2018 FASEB J 31: 29–34, 2017
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22 Journal of the American Society of Nephrology J Am Soc Nephrol 30: 13–22, 2019

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