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New Literary History, Volume 46, Number 3, Summer 2015, pp. 525-548
(Article)
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DOI: 10.1353/nlh.2015.0026
T
he critical interventions and philosophical explorations of
Giorgio Agamben in the many installments of his project, Homo
sacer, have just recently come to an end with the publication of
L’uso dei corpi in the autumn of 2014. Beginning with reflections on the
Roman practice of asserting a sovereign or legal ban on the Homo sacer,
a figure who stands outside of the juridical order as a sort of nonper-
son, Agamben has since the first installment of his project carried out a
deep archeology of the ways in which the classical world, and later the
ascetic traditions of Christianity, established boundaries between the
human and the nonhuman, and the consequences that such bound-
aries or their elision have had for the “forms of life” (an expression
borrowed from Wittgenstein, but one with very deep roots in monastic
texts and commentaries) that have emerged in a variety of historical
and social contexts in the West. In what follows, I examine some of the
more exciting possibilities that emerge from Agamben’s exploration of
the notion of a “form of life,” particularly in the context of economic
and social relations, and the ways in which increased attention to the
Spiritual Franciscan tradition can provide models for human behavior
and subjectivity that can further our theoretical understanding of the
contemporary notion of “sustainability.”
Like Foucault, Agamben in the later stages of his career has been
drawn to study the ascetic tradition, though the final installment of
his work, which he had indicated in a previous work would likely be
oriented toward a deeper investigation of the nature of consumption
and “use” in common, has instead turned in this final work to examine
the notion of the “use of the body” and the quite different understand-
ing of human labor that modernity has developed in contradistinction
to the ancient Greek world, where “labor” seems not to have been a
functioning category at all, and where the absence of such a mental
construct seems to have allowed slavery to exist without troubling the
consciences of an otherwise highly ethically oriented Greek philosophical
tradition focused on establishing the requirements for living the free,
form of life that can frame a new social reality, rather than a socially
constructed subject living at the mercy of a social reality that defines
for him or her the acceptable shapes that freedom, or a “true life,” is
capable of taking. It is here that we see the importance of Agamben’s
argument, in Altissima povertà, stressing the difference between a monastic
or ascetic “rule” and a “form of life”: Franciscans do not so much follow
a rule as they commit to a form of life, so that their ethical demeanor
follows from their vocational identity as Franciscans, rather than their
observance of a set of rules or precepts resulting in their self-definition. It
is at times a subtle distinction, but one to which the Franciscans devoted
a good deal of debate and for which they created a literary subgenre,
the rule commentary. Agamben has invoked a number of Franciscan
texts as a means of refining his conception of that form of life most
distanced from worldly influences, a twenty-first-century reimagining of
medieval “world-flight” that takes as its most characteristic gesture the
repudiation and negation of that form of life lived under a regime of
maximal consumption. While I would not agree with his assertion that
a “theory of consumption” has not yet been imagined in the West (A
10)—the precocious reflections of Thorstein Veblen, however tongue-in-
cheek they can often be, are not mentioned by Agamben and still bear
re-reading—I believe that this late installment of Homo sacer promises to
become a significant moment in the reawakening of an ethical tradition
forced into near invisibility in subsequent centuries, a process that began
quite precisely in 1322 with the promulgation of an official church teach-
ing that insisted on defining, in juridical terms, the Franciscan form of
life as no different from that of the lay consumer: John XXII’s bull Ad
conditorem canonum, which insisted that the Franciscans both possessed
ownership of those things that were consumed in use (food, clothing)
and owned in common (the material structures and lands built for them
or donated on their behalf).
Usus Pauper
These are extremely bold claims, so we need to be clear about what the
central issue in the usus pauper controversy was; the amount of polemic
generated over the issue in early Franciscan discourse would at first blush
appear to be highly overdetermined. Franciscans of a less rigorist inclina-
tion were concerned over whether or not their monastic vow included an
obligation to usus pauper and, if so, whether or not violations of the rule
would constitute mortal sin. “Restricted consumption” might provide a
better guide to the individual who had taken a vow of poverty, encour-
aging behaviors that went well beyond the vow to repudiate ownership.
But how was one to define restricted use? Was eating a nicely prepared
meal as a guest a violation? Some, such as Olivi, appealed to common
sense: usus pauper was any use or consumption that did not rise to the
level of usus dives, that is, consumption in the manner of one who was
wealthy. At the same time, Olivi was a rigorist, which meant that he did
believe that the commitment to the form of life of Franciscanism was a
commitment to restricted consumption as well as a choice not to own
anything. The growth of the order in the two generations subsequent
to Francis’s life had of course made it necessary to transform the primi-
tive simplicity aimed at by the first generation of brothers: Franciscans
were now bishops and university masters, and their lifestyle would on
occasion demand some closer contact with worldly customs. Moreover,
forms of power, forms of life 535
as the order grew in size and geographical scope, the need for long
journeys might mean providing for the future, even though imitation
of the apostolic ideal would technically demand an attitude of taking
no thought for the next day. These sorts of consideration were under-
standable, and in practical terms Olivi and others were committed to a
fairly lenient interpretation of usus pauper; but what gave to the debates
over usus pauper their particular urgency and overdetermined nature?16
Clearly there was an issue of rivalry with other orders (especially
Dominicans) and constituencies (the secular masters at the University
of Paris) that stretched back into the mid-thirteenth century. But what
Agamben seems to have decided is that it was the very indeterminacy
of restricted consumption that made it such a scandal. Ultimately, it is
precisely because restricted consumption was a contingent concept more
dependent on the intentions of the confessor than on a set of rules
(however difficult to define with precision) external to his conscience
that made the concept so subjective rather than dependent on, or con-
sonant with, actual practices. The conundrum is similar to the so-called
problem of the heap in logic: at what point does a pile of beans become
a “heap”? When there are one hundred beans? If so, does the removal
of one bean make the pile no longer a “heap”? Five beans? Ten? In
similar fashion, Olivi would argue that the parameters of usus pauper
were dependent on circumstances. Was the Franciscan brother sick?
Would a sparse meal endanger the health of the brother at this stage of
his life or health? Olivi was able to chart an area of human experience
that was not truly codifiable according to rules, where discretion (a key
monastic virtue for one of the earliest of the desert fathers, Cassian) had
to take precedence over precept. We might say that usus pauper was not,
in the end, something that could be handled by legal prescription, even
though the debate ended with the absorption of most of its provocative
thrust by the legal arguments of a trained canon lawyer, John XXII.
Furthermore, the commitment to restricted use marks “evangelical
poverty” as both a repudiation of a right guaranteed by natural law
and a subjective state of mind or affectus that lies at the heart of the
Franciscan form of life. If my reading of Agamben’s Altissima povertà is
correct, it seems to me that there is in this second point an important
innovation—perhaps the most important innovation to arise from the
debate—in Olivi’s stress, borrowed from his predecessor Bonaventure,
upon the role of the inner disposition (habitus, state of mind, or affectus),
the significance of which has not been pointed out by Agamben, and the
significance of which has not yet been revealed in all of its potentiality for
the postmodern world. An affectus that has been shaped into inoperosità
by the Franciscan “form of life” may not have been as game-changing a
536 new literary history
notion in the thirteenth century for its practitioners, but it clearly does
have tremendous significance in a world where the human desire to
consume has reached perverse and environmentally threatening dimen-
sions. For it will not be through legal prescriptions, but through new cognitive
“dispositions” or “states of mind” that global transformation and salvation can
become a potentiality turned into a reality. And there can be no “regulations”
that define it. Put another way, it is as if the Franciscan polemicists were
to have seen the future ethical distortions that accompanied the rise of
capitalism and to have chosen to change themselves rather than to at-
tempt to modify the economic basis of their world.17 The Franciscan who
repudiates his (Hobbesian) right to maximal consumption and resource
allocation is, in effect, one who boycotts the system simply through
negation, a Bartlebean gesture that simply eliminates the possibility of
economic participation as a consumer. This gesture, which was termed
abiurisdictio iuris by Olivi, now needs to be examined with some care.
It is from Bonaventure that Olivi was able to borrow the concept of
the Franciscan brother as a nonjuridical subject whose claim of abiuris-
dictio iuris marks him off as a subject separate from the conventional
social order as a person living in a state of nonconformity. Olivi writes,
“The high degree [of poverty] does not transcend every material
thing, and every sense and every inner disposition, and all the power
of our freedom that we can have in relation to things, unless restricted
consumption and a passionate love for it is present there, nor does
it ascend without it, just as there is the possibility for the refusal of
any [material] substance, when the senses themselves and the sensual
dispositions are not per se oriented towards legal control [iurisdictio]
but rather towards consumption [usus].”18 Olivi’s argument relies on a
recognition that one’s intentions or desires are not necessarily (per se)
directed toward possession or control, and while he does not directly
invoke an analogy from the animal world to minimize the need for
ownership or dominium, other Franciscans did. Olivi presents the reader
with a sort of “physics of desire”: material objects in the world act as a
pressure upon the consciousness of the subject, provoking responses
(affectus) that in turn must be resisted and transformed by the spiritual
powers of altissima paupertas, constrained to that point where material
objects meet necessary requirements alone. The practicing Franciscan
must not allow his desire for material objects, including food, clothing,
and shelter, to exceed the minimum requirements of necessity, what is
needed to sustain life, and he must resist the process of the distortion
or escalation of his sensual dispositions whereby the need to consume
(necessities) is transformed into a desire to possess. Later in the same
treatise he quotes Bonaventure, who likewise treated the inner need or
forms of power, forms of life 537
But evangelical poverty, for the reason that it raises up the spirit to eternal things,
as well as storing them in heaven as treasures, persuades the one professing it
perfectly that he must strip himself [debere nudari] of all temporal relations, as
far as inner disposition and legal ownership are concerned, and be content with
a restricted sustenance for necessity, as far as consumption is concerned, and
this manner or moderation of consumption, one that thus refuses legal owner-
ship [dominium] but does not refuse consumption will in this manner provide
for a restriction of consumption that will not prohibit the needed sustenance of
nature, such that it [i.e., moderate consumption] would give relief for necessity
but would not depart from restriction.19
extra legem, ecologically sensitive, and ethically identified with the poor-
est members of society.
ius and dominium become efficacious only through the (contingent) le-
gitimacy of a sovereign authority capable of guaranteeing or legitimating
their validity.22 But Olivi’s analysis goes much further in demystifying the
operations of power and the relations of power with its subjects. Granting
that Olivi in the personal drama of his own life heeded the warnings and
censures of his superiors, and granting that he never truly questioned
the important principle of hierarchy that so dominated the sociopolitical
structures of his time, Quid ponat nevertheless comes quite close to the
sort of radical nominalism we encounter in the later Franciscan, William
of Ockham. Indeed, Ockham is clearly both an intellectual and spiritual
descendant of Olivi and eventually carried out one of the lengthiest and
most impassioned critiques of institutional authority and legitimacy in
his polemical works composed against the papacy.
Olivi’s thinking in Quid ponat is oddly “materialist” in exactly the
manner of Ockham’s focus on “individual” objects: he asks how in fact
power or the coercion of subjects actually works realiter (an adverb that
punctuates the work insistently). Since “possessing” a right or owner-
ship over a material good “in reality adds nothing [of substance] to that
good,” the very notion of a right or of ownership is a fictional construct;
such a construct is, like a sign in language, a mark of the intention or
will of the claimant, but it can possess no material reality.23 Similarly,
what makes a king a king is the consensus of the subjects, not any real (or,
presumably, supernatural) change to his person through the ceremony
of being anointed so as to “become” a mystical body. It is the artificial
nature of the king’s official body (as signifier of the “whole nation,” or
of the collectivity of the people) that makes of it a construction of posi-
tive law, not a factum derivable from natural law, whatever might be said
of its legitimation through the authority of divine law. Ockham would
argue precisely the same thing in suggesting that what we call a corpo-
rate body is a fictum, a man-made construct with no physical presence
or reality.24 Olivi’s thinking here is antinomian in its force—in a state of
nature the juridical order of positive law, with its various artifices and
verbal distinctions, is seen for what it is—le roi mis à nu. That Olivi him-
self never explicitly rejects the legitimacy that such an artificial process
of acclamation or affirmation by consensus confers does not mean that
his analysis is any less radical or revealing.
The later history of the poverty debates of the late thirteenth century
became, in effect, a struggle between emerging and existing institu-
tions, with the papacy finally victorious over the Franciscan innovators.
Agamben wishes, therefore, to excavate from this episode of ecclesiasti-
cal history the viewpoint that did not survive the debates. When John
XXII declared by papal bull that the Franciscans, in enjoying the use of
540 new literary history
If we understand in place of Esau that first angel [Lucifer], who was swollen with
pride, filled with envy for God, depraved in his greed for glory, he rightly lost
the delights of Paradise that had been prepared for him and was hurled into
hell; in place of Jacob his younger brother we rightly recognize holy Francis,
who because of his highest poverty, extraordinary charity, and profound humility
deserved to inherit the birthright of his older brother. Whence it happened that
once when he was praying in a certain church with his companion, his compan-
ion was struck with an ecstatic vision and saw in a celestial court an empty seat
forms of power, forms of life 543
towering on high, shining in all its glory, and when he asked whose throne it
was, he heard a voice saying to him: “This was the seat of a fallen angel, which
he lost through pride, and now it will be preserved for Francis, the frater minor,
because his humility has earned him this”; because, just as our glorious Virgin
sang, “he has displaced the proud from their thrones to raise the humble up to
them” (Luke 1:52), and that Saint Ann likewise sang, “The Lord raises up the
poor man from the dust, and the beggar from the ditch, so that he might sit
with princes and possess the throne of glory” (I Kings 2:8; M 88-9).
The “glory seat” (sedes praecelsa vacans omni gloria refulgens in the Meditatio)
is luminous but empty; Agamben is suggesting that the seat is not so
much a symbol of power as of empty power, of a “glory,” that is, created
by those who glorify or praise the one in power, and that this fabricated
“glory,” like the artificial concept of “power” that lies beneath it, is re-
ally no different from the notion of the “spectacle” in the thought of
Guy Debord.29 The shekinah, the luminous phenomenon of the empty
seat, is of course also a figure connoting enlightenment, but its capac-
ity to fill up/blind the vision of those who gaze upon it gives to it an
ambivalence, as it can also be taken as a totalizing presence that prevents
accurate vision. A potential symbol of ridicule, like an emperor without
clothes, the glory seat can also become a deadly serious enterprise, a
throne awaiting the coming of the sixth age of Franciscan history, where
Franciscanism’s commitments to a radical voluntary poverty, a heightened
and expanded practice of lectio divina, and a repudiation of legal institu-
tions that hitherto have only guaranteed a hierarchical structuring of
power relations, will define the end-time. In Bonaventure’s Legenda maior,
Francis would appear not so much to want to occupy the glory seat as to
alter its defining character, from a place of (hidden) power, of arcana,
to a seat of mercy. But what nearly all Franciscan texts that broach the
apocalyptic future assert is that the sixth age of the world will see the
coming of a world order that appears to postmodern understandings as
a paradox but that, if we can unthink or deconstruct certain categories
of juridical and economic thought, will be revealed as both sensible
and sustainable: “an ascetic utopia” in which the relations of power, the
orientation of the proud to the humble, the wealthy to the poor, will
undergo a fundamental upending.30 It is this more hopeful context of
the “sixth age” of Franciscanism, presided over by a soon-to-be regnant
Saint Francis, that Agamben seems not to have completely accounted
for in his analysis of the economies of power and sovereignty developed
in the early centuries of Christianity.
544 new literary history
Conclusion
Misericordia University
Notes
1 Giorgio Agamben, L’uso dei corpi. Homo sacer IV, 2 (Neri Pozza: Vicenza, 2014). In
Altissima povertà: Regole monastiche e forma di vita. Homo sacer IV, 1 (Neri Pozza: Vicenza,
2011) (hereafter cited as A), Agamben indicated that his final volume would focus on
“the elaboration of a theory of use (uso),” which in the context of his prefatory remarks
would be a theory that “considers life as something that one is never given ownership of,
but only a use in common” (A 10). “Use” thus contrasts with “ownership,” especially in
the legal tradition, but in the ascetic tradition “use” always seems to imply the necessary
546 new literary history
connection that one leading a spiritual existence must maintain with the material world
of life-sustaining needs, and it is therefore often apt to translate it as “consumption,” as
in the English phrase “used up.” It is hard to find the same focus on this sense of “use” in
the final installment of Homo sacer, where a host of meanings seems to surround the term
in a more patently Heideggerian analysis that connects “use” to Dasein in a complicated
(and not always clear) manner.
2 Agamben, The Time that Remains: A Commentary on the Letter to the Romans, trans. Patricia
Dailey (Stanford, CA: Stanford Univ. Press, 2005), 27.
3 Peter Fenves, The Messianic Reduction: Walter Benjamin and the Shape of Time (Stanford,
CA: Stanford Univ. Press, 2011) has examined the early writings of Walter Benjamin and
found there intimations of his later remarks in Theses on the Philosophy of History; see espe-
cially his discussion of Benjamin’s definition of time as “the coming world,” 227–44.
4 Michel Foucault, The Courage of Truth: The Government of Self and Others: Lectures at the
Collège de France, 1982–1983, Part 2, trans. Graham Burchell, ed. Frédéric Gros (Basingstoke,
UK: Palgrave Macmillan, 2011), 182ff.
5 Bonaventura da Bagnoregio, De perfectione evangelica, in Opera (Quaracchi: College
of Saint Bonaventure, 1882–1902), 5:140. Bonaventure may have here been relying on
the biography of Francis by Thomas of Celano, the so-called Vita prima, where Francis’s
“freedom of mind” (liber ingenio) forms part of the portrait of his personality; my atten-
tion was drawn to this latter text by Alfonso Marini, Francesco d’Assisi, il mercante del regno
(Rome: Carocci, 2015), 120.
6 As cited in the second epigraph to Benjamin S. Pryor, “On the ‘Perfect Time of Hu-
man Experience’: Agamben and Foucault,” Epoché 16, no. 1 (2011): 65–78.
7 It is significant, in my opinion, that in L’uso dei corpi Agamben ends the project of
Homo sacer with an eloquent defense of the vita contemplativa as an instance of “inoperosità”
(350ff.).
8 Meditatio pauperis in solitudine, ed. P. Ferdinand DeLorme, O.F.M. (Florence/Quarac-
chi: College of Saint Bonaventure, 1929), 116 (hereafter cited as M).
9 A 175: “The deepest poverty, with its consumption of things, is the form of life that
begins when all the forms of life in the West have arrived at their historical consumma-
tion.” [“L’altissima povertà, col suo uso delle cose, è la forma-di-vita che comincia quando
tutte le forme di vita dell’Occidente sono giunte alla loro consumazione storica.”]
10 As cited in David Burr, The Spiritual Franciscans: From Protest to Persecution in the Century
after Saint Francis (University Park: Pennsylvania State Univ. Press, 2001), 23.
11 For Pierre Olivi’s “precocious” use of the term “capital” in his works on usury, see Joel
Kaye, Economy and Nature in the Fourteenth Century: Money, Market Exchange, and the Emergence
of Scientific Thought (Cambridge: Cambridge Univ. Press, 2000), 117–27.
12 Among historians of early Franciscanism, there is no agreement as to how central
poverty was to the self-definition of the early Franciscans. For background and a critique
of the tendency to over-emphasize poverty in the first generations of Franciscans, see
Neslihan S enocak, “The Making of Franciscan Poverty,” Revue Mabillon, n.s., t. 24 (= t.
85), 2013: 5–26. See, however, for a recent defense of the centrality of poverty as more
consistent across the first three generations of Franciscans, Marini’s recent biography of
Francis (above, n. 5).
13 John Cassian, John Cassian: The Conferences [Collationes], trans. and ed. Boniface Ramsey,
O.P. (Mahwah, NJ: Paulist Press, 1997), 127 (= Collatio 3.7.8).
14 Agamben, The Church and the Kingdom, trans. Leland de la Durantaye (London, New
York, and Calcutta: Seagull Books, 2012), 41.
15 Agamben, The Church and the Kingdom, 40.
16 For Olivi’s interpretation of the “rigorist” Franciscan position, see his “Quaestio de
usu paupere,” ed. Burr, in Petrus Iohannis Olivi, De usu paupere: The “Quaestio” and the
“Tractatus” (Florence: Olschki, 1992).
forms of power, forms of life 547
such a place (A 71). The German Schlaraffenland is equivalent to the French “Land of
Cockaigne,” a place of mythical and paradisal abundance in the medieval imagination.
31 Şenocak, “The Making of Franciscan Poverty,” esp. 7–10.
32 I would like to thank Jon Robinson, Tricia Brady, and Melanie Shepherd for comment-
ing on a draft of this essay. At a late stage of drafting I was fortunate to have discussions
with Neslihan Şenocak, whom I would like to thank. I would also like to acknowledge a
debt to the work of Arthur Stephen McGrade, whose inquiries into the political thought
of Ockham have not been a direct influence on my thinking in this essay and so do not
appear in the footnotes. It was McGrade, however, who pointed out that Ockham’s under-
standing of the “individual” necessitated his developing a “model . . . who virtually ceases
to be an individual in the acquisitive, right-possessing, power-claiming senses of individu-
alism central to modern secular thought”; furthermore, Ockham ironically developed a
theory of rights driven by a need to prove “the theological right of the Franciscan not to
have legal rights or private (or even common) property.” See McGrade, “Ockham and the
Birth of Individual Rights,” in Authority and Power: Studies on Medieval Law and Government
Presented to Walter Ullmann on his Seventieth Birthday (Cambridge: Cambridge Univ. Press,
1980), 149–65 (quotations at 164, 152).