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Mindfulness and Social Emotional

Learning (SEL): A Conceptual 5


Framework

Molly Stewart Lawlor

Introduction 2005; Greenberg & Harris, 2012; Roeser & Peck,


2009). Mindfulness is a state of consciousness that
Along with teaching essential academic skills involves the direction of attention that incorpo-
such as reading, math, and science, a fundamental rates self-awareness with a core characteristic of
mission of schooling is to educate the “whole being open, receptive, and nonjudgmental (Brown
child” which includes promoting both cognitive & Ryan, 2003; Kabat-Zinn, 1990). Mindfulness-
and noncognitive skills (Greenberg et al., 2003). based initiatives in education are aligned with the
Indeed, schools are a critical context in which to goals of SEL, a field with an established research
foster children’s positive development (Masten & base supporting school-based intervention efforts.
Motti-Stefanidi, 2009; National Research Council, Both initiatives focus on the education of the
2012). Further, recent empirical evidence has whole child with emphasis on the development
shown schools to be one of the primary settings to of positive self, moral, social, and emotional
implement primary prevention initiatives, in par- understanding.
ticular, those that promote social-emotional learn- Research efforts, with both clinical and non-
ing (SEL; Durlak, Weissberg, Dymnicki, Taylor, clinical samples, evaluating the effectiveness of
& Schellinger, 2011; Greenberg et al., 2003, mindfulness-based approaches targeting children
Humphrey, 2013, Kress & Elias, 2006; Zins, and youth have increased. In the last few years, a
Bloodworth, Weissberg, & Walberg, 2004). SEL number of reviews have been published that sum-
involves the cultivation of five major competen- marize the findings of mindfulness-based interven-
cies: self-awareness, self-management, social tions for children and youth (Burke, 2010; Harnett
awareness, relationship skills, and responsible & Dawe, 2013; Meiklejohn et al., 2010), examin-
decision-making (Zins, Weissberg, Wang, & ing the overall effectiveness of mindfulness
Walberg, 2004). Increasingly, school-based pri- approaches with child and adolescent populations.
mary prevention efforts are incorporating mind- What has been missing is a clear theoretical,
fulness-based practices to foster attention, empirical, and practical, articulation of how mind-
resiliency, and well-being (Garrison Institute, fulness-based practices align with SEL. This article
puts forth a conceptual framework that describes
how mindfulness practices may deepen SEL within
M.S. Lawlor (*)
University of British Columbia,
K-12 educational contexts. First, an introduction to
Vancouver, BC, Canada mindfulness and SEL is presented, followed by the
e-mail: northshoremolly@gmail.com proposed conceptual framework, rationale, and

© Springer-Verlag New York 2016 65


K.A. Schonert-Reichl, R.W. Roeser (eds.), Handbook of Mindfulness in Education,
Mindfulness in Behavioral Health, DOI 10.1007/978-1-4939-3506-2_5
66 M.S. Lawlor

examples of practical applications in educational Social-Emotional Learning


settings. Finally, future directions for the field of
mindfulness and SEL will be discussed. Social-emotional learning, or SEL, encompasses
the processes through which individuals attain and
effectively apply the knowledge, attitudes, and
Mindfulness skills necessary to identify and manage their emo-
tions; understand another’s perspective and show
A widely accepted definition of mindfulness empathy for others; set and achieve positive goals;
comes from Jon Kabat-Zinn, a pioneer in the develop and sustain positive relationships; and
field, who defines mindfulness as “the awareness make responsible decisions (Collaborative for
that emerges through paying attention on pur- Academic, Social, and Emotional Learning, 2013;
pose, in the present moment, and nonjudgmen- Weissberg, Payton, O’Brien, & Munro, 2007). The
tally to the unfolding of experience moment by Collaborative for Academic, Social, and Emotional
moment” (Kabat-Zinn, 2003, p. 145). Learning (CASEL; www.casel.org), a nonprofit
Mindfulness has been found to be associated organization in Chicago, IL, is a leader in efforts to
with indicators of well-being, including opti- promote SEL across the globe. Since its inception
mism, positive feelings, and self-actualization in 1994, CASEL has served as a guide to school-
and has been linked to lower rates of psychologi- based SEL programming (Collaborative for
cal and emotional disturbance, such as negative Academic, Social, and Emotional Learning, 2003).
feelings, depression, and anxiety (Brown & Derived from extensive research, Collaborative for
Ryan, 2003; Lawlor, Schonert-Reichl, Academic, Social, and Emotional Learning (2013)
Gadermann, & Zumbo, 2014). Research examin- has identified five interrelated sets of cognitive,
ing mindfulness has also found a relationship affective, and behavioral competencies that are
between mindfulness and emotional intelligence central to SEL: self-awareness, self-management,
(Baer, Smith, & Allen, 2004; Baer, Smith, social awareness, relationship skills, and respon-
Hopkins, Krietemeyer, & Toney, 2006; Brown & sible decision-making.
Ryan, 2003). In addition, mindfulness has been The first two competencies are related to one’s
shown to promote empathy (Sahdra et al., 2011; emotional capabilities. Self-awareness refers to
Schonert-Reichl et al., 2014). the ability to accurately recognize one’s feelings
Mindfulness training involves the cultivation and thoughts and their influence on behaviors.
of conscious attention and awareness to the pres- This includes accurately assessing one’s strengths
ent moment. This intentional practice can take and limitations, and possessing a well-grounded
many forms and may include such practices as sense of confidence and optimism. Self-
mindful breathing, open awareness meditation, management is the ability to regulate one’s emo-
walking meditation, and focusing on sensations tions, thoughts, and behaviors in different
in the body. Recent research on interventions that situations. This includes delaying gratification,
utilize training in mindfulness with adults has managing stress, controlling impulses, motivat-
revealed improvements in a variety of well-being ing oneself, and setting and working towards per-
outcomes including depression, anxiety disor- sonal and academic goals. Although self-focused,
ders, treatment for chronic pain, and range of these competencies are also fundamental for
additional mental health and medical conditions building effective social skills.
(for reviews see Baer, 2003; Grossman, Keng, The next two competencies are linked to one’s
Smoski, & Robins, 2011; Niemann, Schmidt, & social capabilities. Social awareness describes the
Walach, 2004). In addition, research in the field ability to take the perspective of and empathize
of neuroscience has shown that mindfulness with others from diverse backgrounds and cultures,
training can improve cognitive control, an impor- to understand social and ethical norms for behav-
tant aspect of attention, and self-regulation (Jha, ior, and to recognize family, school, and commu-
Krompinger, & Baime, 2007; Tang et al., 2007; nity resources and supports. Relationship skills are
Tang & Posner, 2009) in adult populations. the ability to establish and maintain healthy and
5 Mindfulness and Social and Emotional Learning 67

rewarding relationships with diverse individuals slighter. These findings point to the significant
and groups. This includes communicating clearly, impact SEL has on student outcomes across
listening actively, cooperating, resisting inappro- social, psychological, and academic domains.
priate social pressure, negotiating conflict con-
structively, and seeking help when needed. Finally,
responsible decision-making refers to the ability to Contemplative Education
make constructive choices about personal behav-
ior, social interactions, and school and life expecta- A natural bridge between SEL and mindfulness
tions based on consideration of ethical standards, can be found in a movement described as con-
safety concerns, social norms, realistic evaluation templative education. Roeser and Peck (2009)
of consequences of various actions, and the well- describe contemplative education as an approach
being of self and others. to education that is focused on the development
of the whole person and define it as a “set of ped-
agogical practices designed to cultivate the
Research on Social Emotional Learning potentials of mindful awareness and volition in
an ethical-relational context in which the values
Emotions can facilitate or impede children’s aca- of personal growth, learning, moral living, and
demic engagement, work ethic, commitment, and
caring for others are also nurtured” (p. 127).
ultimate school success.
Drawing from millennia old contemplative tradi-
Durlak et al. (2011, p. 406)
tions, contemplative education engages students
SEL has been referred to as “the missing actively with a competent teacher and a “set of
piece,” for the reason that it embodies a part of experiential learning opportunities designed to
education that is inextricably linked to school help students develop clear, calm, and concen-
success, but historically has not been explicitly trated states of awareness in a context of personal
acknowledged or prioritized in public education growth and values such as humility, curiosity,
in North America. This has changed in recent open-mindedness, open-heartedness, and caring
years with the increase of evidence supporting for others” (Roeser & Peck, 2009, p. 127). A fun-
the links between SEL and student success. A damental component within contemplative edu-
2011 meta-analysis conducted by Durlak and cation is the cultivation of “mindful and
colleagues examined the effectiveness of SEL intentional forms of living and learning” (Roeser
programs in 213 studies that included 270,034 & Peck, 2009, p. 127). Experiential practices to
students aged 5–18. Results revealed student promote mindful awareness include seated medi-
improvements in both social-emotional skills and tation, movement (e.g., yoga, tai chi), guided
academics. Specifically, Durlak et al. found that imagery, community service learning, storytell-
well-designed and implemented SEL programs ing, active witnessing, Japanese calligraphy,
improve test-taking skills and academic perfor- music, art, and literature (Greenberg, 2014;
mance; promote positive social behaviors; foster Lantieri & Nambiar, 2012; Roeser & Peck, 2009).
positive feelings and reduce behavioral prob-
lems; and decrease levels of emotional distress.
Indeed, the social side of learning is explicitly Research on Contemplative
linked to the academic side of learning. Further Education
findings examined the durability of the effects of
SEL interventions longitudinally. Specifically, an Research in the area of contemplative education
examination of a subgroup of 33 interventions has grown in recent years with the aforemen-
that included follow-up data (with an average tioned reviews on the topic of mindfulness inter-
follow-up period of 92 weeks) revealed that posi- ventions with children and youth presently
tive effects at the time of follow-up remained sta- available (Burke, 2010; Greenberg & Harris, 2012;
tistically significant; however, the effect sizes were Harnett & Dawe, 2012; Meiklejohn et al., 2012).
68 M.S. Lawlor

In addition to these reviews, a recent meta-analysis effectiveness rather than efficacy, and published
was conducted that examined 20 peer-reviewed in peer-review academic journals. Indeed, the
journal articles on mindfulness interventions emerging field of mindfulness with children and
with children and youth under the age of 18 youth does not yet have best practices firmly
(Zoogman, Goldberg, Hoyt, & Miller, 2014). established regarding implementation (Greenberg
Findings indicated that mindfulness interven- & Harris, 2012; Lawlor, 2014). To assist with the
tions with youth do not cause harm, or, iatrogenic development of commonly accepted best prac-
effects. Omnibus analysis revealed effect sizes tices in mindfulness intervention with younger
(del) in the small to moderate range (.23, p < .001) populations, much can be learned from the exten-
that suggest that mindfulness interventions pro- sive research base on SEL school-based imple-
vide benefits over active control comparison mentation (Lawlor, 2014). To help identify the
groups. Two moderators, sample origin (clinical connections between mindfulness practice and
versus nonclinical) and outcome type (psycho- SEL, the following section presents a frame-
logical symptoms versus outcome variables), work delineating how mindfulness practices can
were identified. Clinical samples showed larger deepen SEL.
effects than nonclinical samples (del = 0.500
versus del = 0.197). In addition, a larger effect
size was found for psychological symptoms, such Social Emotional Learning
as depression, compared to other outcome vari- and Mindfulness: A Conceptual
ables, including mindfulness-related measures Framework
(0.37 versus 0.21, p = .028). The authors were
cautious with their interpretation of the findings Greenberg proposed a conceptual framework
due to the small sample of studies (k = 4) that (2014) that highlights how contemplative prac-
examined clinical samples. In their discussion, tices, or mindfulness, can deepen the develop-
the authors speculate that the mechanism under- ment of social-emotional competencies. Figure 5.1,
pinning the effects of mindfulness intervention is adapted from Greenberg (2014), delineates how
attention. This assumption follows previous mindfulness practices deepen each of the five
research that has shown improvements in atten- components of SEL identified by Collaborative
tion with mindfulness practice in adults for Academic, Social, and Emotional Learning
(Brefczynski Lewis, Lutz, Schaefer, Levinson, & (2013). Understanding the theoretical and empir-
Davidson, 2007; Jha et al., 2007), adolescents ical linkages between mindfulness and SEL is
(Baijal, Jha, Kiyonaga, Singh, & Srinivasan, valuable, but it is also important to consider the
2011), and children (Flook et al., 2010). practical applications of mindfulness in K-12
The field of mindfulness research with chil- education. What does mindfulness practice look
dren and youth is in a nascent stage (Lawlor et al. like in the classroom? In light of this, the follow-
2014; Roeser & Zelazo, 2012). Further research ing section includes both the theoretical and
is needed to better understand the mechanisms of empirical basis that supports the proposed
mindfulness within younger population, inclu- framework and provides examples of practical
sive of both nonclinical and clinical populations applications of mindfulness training that are suit-
(Zoogman et al., 2014). In addition, Zoogman able for educational contexts. Table 5.1 provides
et al. (2014) noted that there is a broad range in select mindfulness practices that may deepen
the application of mindfulness practices within each of the five competencies of SEL.
interventions that lacks uniformity in implemen-
tation. These implementation details are not
widely reported in the literature. In order to Self-Awareness
resolve these differences pertaining to implemen-
tation practices and effectively compare inter- Self-awareness includes the ability to recognize
ventions, the authors recommend that data be one’s emotions, strengths and limitations, and
collected specific to interventions, examining values (Collaborative for Academic, Social, and
5 Mindfulness and Social and Emotional Learning 69

Social & Emotional Learning Core Competencies


● Understanding the Nature of
● Emotion Regulation Mind
● Inhibitory Control ● Emotional Awareness
● Deployment of Attention

● Stating facts without


judgment
● Showing empathy and ● Making ethical choices
compassion for others based in awareness and
caring

● Mindful Listening
● Thoughtful Dialogue
● Managing Conflict

Fig. 5.1 Social emotional competencies and mindful awareness. Adapted from Collaborative for Academic, Social,
and Emotional Learning (2013) and Greenberg (2014)

Table 5.1 SEL and mindfulness: select practices


SEL competency Mindful awareness Selected mindfulness practices
Self-awareness • Understanding the nature of mind • Focused mindful breathing
• Emotional awareness • Reflective writing
Self-management • Emotion regulation • Focused mindful breathing
• Inhibitory control • Movement (e.g., yoga, tai chi)
• Deployment of attention
Social awareness • Showing empathy and compassion for • Literature
others • Dramatic arts
• Compassion/loving-kindness
meditation
Relationship skills • Mindful listening • Active listening activities
• Thoughtful dialogue • Cooperative activities
• Managing conflict
Responsible • Stating facts without judgment • Community service learning
decision-making • Making ethical choices based in • Active witnessing
awareness and caring

Emotional Learning, 2013). Greenberg (2014) am I?” By facilitating the surfacing of underlying
described the role of contemplation in self- emotions, values, and motivations, mindfulness
awareness as involving emotional awareness can assist in the development of self-awareness.
and an understanding of the nature of mind, spe- Simple contemplative practices that foster
cifically, the fleeting nature of mind. Mindfulness stillness, calm, and reflection can create the
can enable meaningful inner self-exploration necessary conditions for self-exploration and
that may aid in answering the question, “Who subsequent self-awareness.
70 M.S. Lawlor

Similarly, trait mindfulness has been found to develop a solid foundation of emotion and self-
be associated with an individual’s ability to better understanding that supports the other five compe-
describe and identify his/her emotions (Dekeyser, tencies of SEL. In the classroom, this translates
2008) and intrinsic value orientation (Brown & into allowing time for quiet contemplation.
Kasser, 2005), both of which are key elements of Examples of contemplative practices to support
self-awareness. Some work has been done to self-awareness include focused breath awareness
understand how mindfulness may facilitate self- and reflective writing. In a mindful state, emo-
awareness and attunement to individual values. tions, values, and needs can surface into aware-
For instance, in their research with adults, Brown ness. A reflective writing practice can offer
and Ryan (2003) found that trait mindfulness was children and youth space to explore their inner
associated with the fulfillment of the three funda- selves. Art can provide students with an opportu-
mental needs outlined by self-determination the- nity to express themselves freely and create
ory (SDT: Deci & Ryan, 1985): autonomy, something that is guided from within. In addi-
relatedness, and competence. They discussed tion, nature is an important conduit for mindful-
how mindfulness may help facilitate the fulfill- ness. A simple mindfulness practice might entail
ment of these fundamental needs. Specifically, a teacher bringing the class out for a nature
mindfulness may make an individual more likely walk—mindful listening to bird songs, noticing
to be attuned to prompts arising from basic needs. the crunch of snow underfoot, noticing the fall
Attunement to fundamental needs, a component colors on the trees. Moment-to-moment aware-
of self-awareness, would then increase the likeli- ness when in nature, focusing attention of sights,
hood of an individual engaging in autonomous sounds, and smells, may encourage inner still-
action that is congruent with personal values and ness, contemplation, and gratitude. Taken
fulfills their fundamental needs for relatedness together, these types of contemplative practices
and competence. It is through this process that can be woven into the school day to nurture stu-
self-awareness is fostered—the ability to recog- dents’ developing self-awareness, the building
nize one’s values, emotions, strengths, and block of self-identify, and the other four compe-
limitations. tencies of SEL.
Further, studies have demonstrated that adults
who are more mindful embrace more intrinsic
(opposed to extrinsic) values, are less materialis- Self-Management
tic, and experience less divergence between
what they have and what they want (Brown & Self-management, as defined by Collaborative
Ryan, 2004; Brown, Kasser, Ryan, Alex Linley, for Academic, Social, and Emotional Learning
& Orzech, 2009). These findings suggest that (2013), involves the ability to manage emotions
individuals who are more mindful are more and behaviors to achieve one’s goals.
self-aware, in that they align themselves accord- Contemplative practices can be very beneficial in
ing to intrinsic values and goals, rather aligning developing self-management by “helping chil-
themselves to external motivators, such as mate- dren to better deploy their attention, to become
rial wealth. The open self-awareness component more emotionally regulated, and to show more
of mindfulness leads to autonomous actions that self-control, or inhibitory control” (Greenberg,
align with an individual’s values and goals, and 2014). In a mindful state, one does not attempt to
subsequently leads to acquisition of fundamental change, push away, or avoid difficult emotions.
needs. In short, mindfulness may enable self- This state of consciousness can foster more
awareness via a better attunement to the self. reflective versus reactive responses to experi-
Activities that foster a mindful state benefit ence. Within a more reflective state we are better
this attunement by allowing inner thoughts, emo- able to handle difficult emotions and persevere
tions, and motivations to come to the surface of towards our goals. A very simple example would
awareness. Subsequently, individuals then be a child’s ability to delay gratification. Although
5 Mindfulness and Social and Emotional Learning 71

the feeling of temptation may be great, practicing the control alarms—that arise from competing
mindfulness enables the child to sit with tempta- goal tendencies” (p. 4). The enhanced awareness
tion, reflect on the longer-term goal in mind, and to emotional states promotes executive control,
persevere to delay gratification until that specific which in turn is demonstrated with effective emo-
point in time when the goal is achieved. tion regulation.
Mindfulness encompasses an active process to Neuroscience provides an additional lens to
attend to the present moment that requires the help illuminate the role of mindfulness in the pro-
ability to control attention and exercise executive motion and development of self-regulatory skills.
functions (Zelazo & Lyons, 2012). Executive Self-regulatory skills, often studied under the
functions (EFs) are high-level functions that are rubric of EFs, include the self-control of action,
central to planning behavior to achieve goals, thought, and emotion (Zelazo & Lyons, 2012).
including inhibiting impulses and responses that EFs reside in the prefrontal cortex, the area of the
may derail goal-directed behavior. Core EFs brain that resides just behind the forehead. The
include working memory, inhibition (self-control, maturation of the prefrontal cortex relates to an
self-regulation), and cognitive flexibility; com- improvement in cognitive control and emotional
plex executive functions include reasoning, plan- regulation from childhood through early adult-
ning, and problem-solving (Diamond, 2013; hood (Casey, Jones, & Hare, 2008). Research
Diamond & Lee, 2011). EFs have been found to with adults has revealed that mindfulness prac-
be related to myriad of positive outcomes for tices develop the prefrontal region of the brain
children and adolescents, including school readi- (Hölzel et al., 2011). Although there are currently
ness (Blair & Razza, 2007), academic compe- no studies utilizing neuroimaging to understand
tence (Gathercole, Pickering, Knight, & how mindfulness is displayed physiologically in
Stegmann, 2004), and mental and physical health children and adolescents, research has found self-
(Moffitt et al., 2011). Research with adults in the reported trait mindfulness to be related to EFs in
field of neuroscience has shown that mindfulness a sample of early adolescents (Oberle, Schonert-
training can improve cognitive control, an impor- Reichl, Lawlor, & Thomson, 2011). Zelazo and
tant aspect of attention, and self-regulation (Jha Lyons (2012) posited that age-appropriate mind-
et al., 2007; Tang et al., 2007; Tang & Posner, fulness activities may support the development of
2009). self-regulatory skills. Specifically, they discussed
Teper, Segal, and Inzlicht (2014) have pro- that mindfulness may promote “top-down” pro-
posed a model that describes the relation of cesses, EFs, while lessoning “bottom-up” pro-
mindfulness to executive functioning and emo- cesses, including anxiety and stress. The result of
tion regulation. The model suggests that mindful- this process stemming from mindful awareness
ness improves executive function because it would evoke a reflective state in both problem-
fosters present-moment awareness, which in turn solving and explorative play activities.
enables an individual to be attuned to subtle In their review of interventions shown to aid
changes in affective states. In addition, mindful- the development of executive functioning in chil-
ness imparts an openness and acceptance towards dren aged 4–12, Diamond and Lee (2011) noted
these varied affective states that lends itself to that along with computerized training, noncom-
effective emotion regulation. The authors posit puterized games, physical activity (e.g., aerobics,
that these functions of present awareness and marital arts, yoga), and school curricula, mind-
acceptance work iteratively, in that “awareness fulness training is a strategy that can improve
facilitates acceptance by effectively detecting the children’s executive functions. Educational pro-
affective cues that are then ‘accepted,’ which grams and interventions that include mindfulness
facilitates awareness by fostering an open mind- training have grown in recent years in an effort to
set that allows for cue detection. Thus, mindful- foster resilience and prosocial behavior and
ness promotes executive control by enhancing thwart mental illness and antisocial behavior
experience of and attention to transient affects— (Greenberg & Harris, 2012). One such program,
72 M.S. Lawlor

MindUP, a CASEL SELect program, infuses as deep belly breathing, mindful walking, or
mindfulness training with SEL. Although there listening to quiet music can be woven into the
are many programs that support either SEL (see structure of the day that provide opportunities to
Collaborative for Academic, Social, and foster self-regulatory skills. It is within these
Emotional Learning, 2013) or mindfulness (see moments that children learn, develop, and prac-
Garrison Institute, 2005), MindUP was the first tice strategies for self-management. Regularly
program to provide explicit instruction in both scheduled time for contemplative practice is ben-
mindfulness practices and SEL. A randomized eficial not only for students, but also for teachers.
controlled trial of MindUP, with fourth and fifth As posited by Lantieri and Nambiar (2012), “one
grade students revealed improvements in EF gift for ourselves and our children is that of
skills for those who participated in the program silence and stillness. We can find times in the
compared with students in the control group school day to take a quick break to pause and be
(Schonert-Reichl et al., 2014). Another random- still and quiet and take a few deep breaths
ized controlled study of 64 second- and third- together” (p. 32).
grade children (ages 7–9 years) examined the
effect of the 8-week mindfulness-based Inner
Kids program on EF (Flook et al., 2010). The Social Awareness
results of the study found an interaction effect
between baseline EF scores and group status on Social Awareness includes the ability to take the
posttest score of EF. Children with lower baseline perspective of others, express empathy, value
levels of EF showed greater improvement in EF diversity, and understand social and ethical norms
compared with children in the control condition. of behavior (Collaborative for Academic, Social,
This study suggests that the mindfulness-based and Emotional Learning, 2013). Indeed, the rela-
approaches used in Inner Kids had a stronger tion of mindfulness to social awareness has been
affect on children with EF difficulties. The empirically evidenced. Dekeyser, Raes, Leijssen,
research linking mindfulness to self-management, Leysen, and Dewulf (2008) examined the relation
in particular, executive functions, is compelling, of mindfulness to interpersonal behavior and
and highlights the malleability of these skills. found mindfulness to be related to expressing
Offering young people space in the day to prac- oneself in a variety of social situations, and
tice contemplative deepening can promote not engagement in empathy. Contemplative prac-
only cognitive skills, but also the noncognitive tices, “can help children show empathy and com-
skills that are so vital to success in life. passion for others” (Greenberg, 2014).
Activities that help to promote self-awareness Mindfulness, as a state of consciousness, enables
can also benefit the development self- focused attention, which in turn facilitates not
management. A key ingredient of contemplative only attunement to the self, but also attunement
practices is the activation of sustained attention, to others. This awareness creates the conditions
which positively affects self-regulatory pro- necessary to take other’s perspectives, and in
cesses. Sustained mindful attention can be prac- doing so, experience and express empathy, and
ticed through a variety of means including engage in compassion.
contemplative movement (e.g., tai chi or yoga) Empathy and perspective-taking are key ele-
and meditations (sitting breath awareness or ments of social awareness and are constructs that
walking meditation). Transitions, such as coming have been identified as outcome variables for
in from recess or shifting activities, can be a chal- emerging mindfulness-based intervention pro-
lenging time in the classroom especially for gramming for children and youth (Davidson
younger students. Adding a contemplative prac- et al., 2012). Empathy has been defined as “an
tice at these times can be very helpful for students affective response that stems from the apprehen-
to help foster calmness and emotion management sion or comprehension of another’s emotional
(see Parker & Kupersmidt, 2015). Activities such state or condition, and that is similar to what the
5 Mindfulness and Social and Emotional Learning 73

other person is feeling or would be expected to and can notice the various emotions that are
feel” (Eisenberg, 2002, p 135). Recent stirring within each of them. There can be lots of
mindfulness-based interventions with adult sam- unplanned moments where the story can take us
ples have revealed improvements in socioemo- to a deeper place” (Lantieri & Nambiar, 2012,
tional functioning, including empathy (Sahdra p. 32).
et al., 2011) and prosocial responding (Kemeny
et al., 2012), suggesting a connection between
mindfulness practice empathy, and prosocial Relationship Skills
behavior. Similarly, research on the MindUP pro-
gram with early adolescents has found improve- Relationship Skills include the abilities to form
ments in prosocial behaviors as rated by peers, and maintain positive relationships, work collab-
and self-reported improvements in empathy oratively with others, and resolve conflicts peace-
(Schonert-Reichl et al., 2014). Taken together, fully (Collaborative for Academic, Social, and
these findings with both children and adult popu- Emotional Learning, 2013). All of these skills
lations reveal the link between mindfulness and require effective listening. Without hearing oth-
social awareness; they also are encouraging ers, we are not able to have effective or thought-
regarding the potential for growth in social ful dialogue. In the absence of thoughtful
domains with the application of contemplative dialogue, relationship skills suffer and managing
practices. conflict becomes more difficult. Greenberg
Contemplative practices that focus on others, (2014) commented that listening is a “critical
such as compassion practices (e.g., loving- skill that often is not taught and not learned.”
kindness meditation), can help young people Contemplative practices “can help children to
develop empathy and compassion for others. really learn to listen in a different way”
Loving-kindness is a meditation practice that (Greenberg, 2014). Mindfulness provides a
evokes care and compassion towards the self and reflective, nonreactive state of listening and
others (Fredrickson, Cohn, Coffey, Pek, & Finkel responding to others that facilitates positive rela-
2008). An example of a developmentally appro- tionship formation and maintenance.
priate loving-kindness practice for youth comes Mindfulness has been linked to positive rela-
from the Learning to Breathe Program (see tional experience. In particular, research has
Broderick & Metz, 2015). In addition to compas- found trait mindfulness to be related to, or pre-
sion practices, literature, storytelling, and the dictive of, openness, interpersonal closeness, and
dramatic arts are other ways to foster social relatedness (Brown & Ryan, 2003). Much of the
awareness with contemplative deepening. These research examining mindfulness and interper-
activities are character-based, which provides an sonal relationships has been focused on marital
ideal conduit for perspective-taking and empathy. and romantic relationships or within the medical
Stories that include themes such as kindness, field pertaining to patient care. Research examin-
compassion, and tolerance are particularly well ing romantic relationships has linked mindfulness
suited for contemplative deepening and fostering to relationship happiness, lower relationship-
mindfulness. Open-ended questions such as specific stress (Carson, Carson, Gil, & Baucom,
“How do you think the character felt in that 2004), constructive responses to relationship
moment?” or “Why do you think the character stress, and better communication quality (Barnes,
behaved that way?” can facilitate thoughtful con- Brown, Krusemark, Campbell, & Rogge, 2007).
sideration of the perspective of a particular char- Within the medical field, mindfulness practice
acter with a story, book, or play. When an has been encouraged for medical practitioners to
educator reads a book with an intention of com- enhance patient care (Connelly, 2005; Shapiro &
pletive deepening, “the reading pace becomes Schwartz, 2000). Research in mindfulness inter-
slower with opportunities to pause along the way. ventions with physicians is promising, revealing
Young people experience one another’s voices increases in physician psychosocial orientation
74 M.S. Lawlor

and empathy (Krasner et al., 2009), patient- active listening practices—truly hearing one
centered pattern of communication, positive emo- another. Younger children can engaged in a simple
tional tone, and higher patient ratings of clinician game of “telephone” where an intention is set to
communication (Beach et al., 2013). These find- listen mindfully. For older children, active listen-
ings underline the significant function mindful- ing can happen in dyads—students take turns
ness has in relationships skills including listening being the speaker and the listener. The role of the
and positive communication styles. listener is to set an intention to listen mindfully to
Research examining mindfulness and rela- the speaker and not interrupt. Once the speaker is
tionship skills is more limited in child and ado- finished speaking, the listening then reflects back
lescent populations. One approach has examined to the speaker what they have just heard. This
the application of mindfulness in prevention intentional mindful listening practice offers chil-
interventions for parents. The Strengthening dren the opportunity to practice the critical skill of
Families Program was designed with the idea that listening and at the same time, engage in perspec-
“teaching parents mindfulness skills in the con- tive-taking and empathy.
text of family-focused preventive interventions
may be an effective way of enhancing youth
wellness and reducing youth problem behavior” Responsible Decision-Making
(Coatsworth et al., 2014, p. 45). The program
integrates brief mindfulness practices with parent Responsible decision-making includes making
skills training to help parents be more mindful in ethical and constructive choices about behavior
their daily interactions with their adolescents. (Collaborative for Academic, Social, and
Central to the program is a goal to strengthen par- Emotional Learning, 2013). In his commetary,
ent–youth relationships. Strengthening Families Greenberg (2014) noted that contemplative prac-
includes mindful activities such as reflections tices deepen responsible decision-making or
(e.g., focused attention and deep breathing), cul- problem solving by cultivating the ability to state
tivating kindness and compassion, and setting facts without judgment. The ability to observe
intentions. The program emphasizes mindful lis- without judgment removes bias from the
tening, seeing the whole child, and reflective ver- decision-making process and enables individuals
sus reactive parenting practices. Results from a to make ethical choices based on awareness and
series of pilot studies with 65 families are prom- caring. In a mindful state an individual observes
ising, revealing self-reported increases in mind- events without attempting to judge or manipulate
ful parenting and improvement in parent–child events or experiences. Moment-to-moment
relationship qualities (Coatsworth, Duncan, mindfulness allows for “simple observation with-
Greenberg, & Nix, 2010). The Strengthening out analyzing, comparing, or otherwise evaluat-
Families Program and accompanying research ing events and experience” (Brown et al., 2009,
highlight that engagement in contemplative prac- p. 728). This type of consciousness lends itself to
tices is not just important for young people, but decisions and actions that are driven from aware-
also for the adults who care for them. Adults fill- ness and compassion rather than choices based
ing many roles for children (e.g., parents, educa- within a pro-self orientation.
tors, coaches, and mentors) can embody the Shapiro and colleagues examined the effects
qualities of mindfulness, and in turn affect posi- of mindfulness-based stress reduction (MBSR),
tive development in young people. an 8-week mindfulness intervention, developed
Creating opportunities for contemplative deep- by Kabat-Zinn (1990), on moral reasoning and
ening specific to relationship skills often focus on decision-making with a group of adults (Shapiro,
listening activities. A simple mindful listening Jazaieri, & Goldin, 2012). The authors described
activity would include asking children to sit in the link between mindfulness and moral reason-
stillness and listen carefully to all sounds present ing as resting on awareness—that moral reason-
in the room. Listening activities can include an ing requires awareness, and mindfulness practice
interpersonal aspect by engaging young people in helps cultivate this necessary awareness. Further,
5 Mindfulness and Social and Emotional Learning 75

the authors posit that “mindfulness practice aims ness (cooperativeness, helpfulness, sharing and
at transforming those automatic habits of self- being empathic; Caprara, Barbaranelli, Pastorelli,
grasping or self-preservation. Thus, it cultivates a Bandura, & Zimbardo, 2000; Scales, Benson,
more objective, less ego-centric frame of refer- Leffert, & Blyth, 2000). A critical component to
ence, and develops the capacity to consider the make service learning meaningful is the opportu-
well-being of others in addition to oneself” nity for reflection (Metz & Youniss, 2005).
(Shapiro et al., 2012, p. 505). Results from the Connecting active witnessing or service learning
study at 2-month follow-up included improve- with time for contemplative reflection (writing,
ments in mindful attention, emotion (positive and art, sharing with others) can deepen the meaning
negative affect), well-being, and moral reasoning students take from these activities and foster inte-
and ethical decision-making. gration into a moral identity.
Responsible decision-making (i.e., making
ethical choices) concerns not only our relations
to one another, but also our connection to the Where Are We Now and Where Do
ecology of the very planet that sustains us. Dan We Need to Go?
Goleman (2014) discussed ecological responsi-
bility as an important element for inclusion In addition to teaching the five skills, we have to
have safe, caring, well managed schools. To do that
within SEL. Indeed, responsible decision-making
we have to have not just evidence-based program-
extends beyond our interactions with each other. ming, we have to have teachers who are aware of
It also includes awareness and care of all crea- themselves, aware of their own social and emo-
tures, and the planet that connects us all. Research tional abilities and need, and are able to deliver a
safe, caring, and well-managed environment in a
suggests that mindfulness does indeed promote
truly genuine way, and support the development of
this type of care and awareness. Brown and these skills…where they model these skills…they
Kasser (2005) investigated the question of embody them
whether psychological and ecological well-being Greenberg (2014)
are compatible. Their findings revealed that
intrinsic value orientation and trait mindfulness In their paper reviewing the potential role of
were related to higher subjective well-being and contemplative practices in education, the Mind
ecologically responsible behavior. Analysis and Life Education Research Network (MLERN;
revealed that the compatibility of subjective well- Davidson et al., 2012) proposed that contempla-
being and ecologically responsible behavior was tive practices could complement and add value to
explained by mindfulness and intrinsic values. SEL programming in two ways. The first high-
Empirical evidence such as this reveals the sig- lights the complementary role mindfulness prac-
nificant role mindfulness may play in ethical tices may have with SEL programming regarding
decision-making and actions. By fostering mind- regular practice, and the second pertains to pro-
ful awareness via contemplative activities, educa- fessional development for educators. Con-
tors may develop children’s appreciation for the sidering regular practice, both contemplative
inter-connectedness between ourselves and our practices and SEL require consistent opportuni-
environment. This awareness can promote civic ties to practice. With regards to SEL, best prac-
responsibility, care, and compassion that extend tices dictate that students are provided explicit
beyond classroom walls. instruction and opportunities to practice SEL
Fostering responsible decision-making with skills (e.g., communication, perspective-taking
mindfulness might include active witnessing, activities; Collaborative for Academic, Social,
community service learning, or quiet contempla- and Emotional Learning, 2013). In view of
tion within nature. Service learning has been mindfulness-based practices, MLERN (Davidson
found to contribute to the creation of a moral et al., 2012) referred to recent findings suggest-
identity (Youniss & Yates, 1999), and prosocial- ing that mental training via mindfulness practices
have resulted in changes in the brain (e.g. Lutz,
76 M.S. Lawlor

Brefczynski-Lewis, Johnstone, & Davidson, interview data revealed mindfulness to be positively


2008). Specifically, “at the heart of such practices related to perspective-taking and sensitivity to
is repetition and practice to cultivate more posi- discipline. These findings provide support for the
tive habits of mind” (Davidson et al., 2012, notion that mindfulness contributes to teachers’
p. 150). To date, we have limited research exam- ability to create nurturing and supportive class-
ining mindfulness practices in integration with room environments.
SEL programming (Lawlor, 2014). Continued A recent model put forth by Roeser and col-
efforts to implement and research developmen- leagues (see Roeser, Harrison, & Taylor, 2015;
tally appropriate mindfulness practice within the Roeser, Skinner, Beers, & Jennings, 2012)
framework of SEL are needed. emphasizes the role of mindfulness training on
The second area MLERN (Davidson et al., teacher professional development. Specifically,
2012) highlighted was the role of contemplative the model posits that mindfulness training can
practice in teacher professional development “to promote teachers’ “habits of mind,” which in turn
nurture the very qualities we want educators, in fosters their health, well-being, and ability to
turn, to nurture in students” (p. 150). Successful develop supportive relationships with students.
student SEL has been found to be inextricably Research investigating teacher-focused mindful-
linked to teachers’ SEL skills (see Jennings, ness programming has revealed benefits such as
2015; Jennings & Greenberg, 2009). In fact, bet- increased mindfulness, reduction in stress and
ter student–teacher relationships and student out- burn-out (Benn, Akiva, Arel, & Roeser, 2012;
comes are possible when teachers have stronger Jennings et al., 2011; Roeser et al., 2013), and
SEL competencies (Frank, Jennings, & improvements in teacher competency (Roeser
Greenberg, 2013; Jennings, Snowberg, Coccia, & et al., 2013). A new area of investigation includes
Greenberg, 2011). Further, research has found examination of whether mindfulness training for
that better implementation of SEL curricula teachers leads to positive outcomes for students.
occurs when a teacher has robust SEL competen- Recent research indicates this may be the case; in
cies (Jones, Bouffard, & Weissbourd, 2013). one study with preschoolers involving a
Jennings and Greenberg (2009) put forth a mindfulness-based intervention for the teachers,
model of teacher social emotional competence and improvements were found in student behavior,
classroom and student outcomes, called The including a reduction of challenging behaviors
Prosocial Classroom in which they posit that and negative interactions with peers, and
“socially and emotionally competent teachers set increased compliance to teacher requests (Singh,
the tone of the classroom by developing supportive Lancioni, Winton, Karazsia, & Singh, 2013).
and encouraging relationships with their students, Taken together, these findings suggest that mind-
designing lessons that build on student strengths fulness training for teachers support can improve
and abilities, establishing and implementing teacher–student interaction and teacher social-
behavioral guidelines in ways that promote intrin- emotional competencies—two things that are
sic motivation, coaching students through conflict critical for SEL implementation in the classroom.
situations, encouraging cooperation among stu- It is clear that the teacher is a critical piece of the
dents, and acting as a role model for respectful and puzzle regarding healthy child development.
appropriate communication and exhibitions of Thus, future work should place focus on support-
prosocial behavior” (p. 492). Extending this work, ing teachers’ social and emotional awareness,
Jennings (2014) examined the relations between and mindfulness training may be an effective
psychosocial characteristics, including trait mind- approach to aid in the development of caring
fulness, and classroom quality and ratings of semi- classroom environments.
structured interviews about a child the teacher The research demonstrating the salutary
identified as challenging. Mindfulness was found effects of mindfulness-based interventions with
to be associated with emotional support. In addition, children, adolescents, educators, and parents is
5 Mindfulness and Social and Emotional Learning 77

promising. Findings from the field of interven- ship stress. Journal of Marital & Family Therapy, 33,
482–500. doi:10.1111/j.1752-0606.2007.00033.x.
tion research point to the malleability of indictors
Beach, M., Roter, D., Korthuis, P., Epstein, R. M., Sharp,
of social emotional well-being in relation to V., Ratanawongsa, N., … Saha, S. (2013). A multi-
mindfulness. Nonetheless, there remains a pau- center study of physician mindfulness and health care
city of data investigating mindfulness with quality. Annals Of Family Medicine, 11, 421–428.
doi:10.1370/afm.1507.
younger populations (Lawlor et al., 2014).
Benn, R., Akiva, T., Arel, S., & Roeser, R. W. (2012).
Research supporting the framework of SEL and Mindfulness training effects for parents and educators
mindfulness presented in this paper is primarily of children with special needs. Developmental
representative of research with adult populations. Psychology, 48, 1476–1487.
Blair, C., & Razza, R. P. (2007). Relating effortful control,
Future empirical explorations of mindfulness-
executive function, and false belief understanding to
based interventions with younger populations emerging math and literacy ability in kindergarten.
would benefit from the inclusion of a develop- Child Development, 72, 647–663.
mental perspective as well as an understanding of Brefczynski Lewis, J. A., Lutz, A., Schaefer, H. S.,
Levinson, D. B., & Davidson, R. J. (2007). Neural cor-
the nature of mindfulness in childhood and ado-
relates of attentional expertise in long-term meditation
lescence to inform the development of age- practitioners. Proceedings of the National Academy of
appropriate mindfulness-based interventions Sciences of the United States of America, 104,
(Roeser & Zelazo, 2012). Future research direc- 11483–11488.
Broderick, P.C., & Metz, S. (2015). Working on the
tions also include longitudinal studies examining
inside: Mindfulness for adolescents. In R.W Roeser
the sturdiness of the effects of mindfulness prac- & K.A. Schonert-Reichl (Eds.), Handbook of mind-
tices in integration with SEL programming. The fulness education (Chapter 22). New York, NY:
emerging field of contemplative education in Springer.
Brown, K. W., & Kasser, T. (2005). Are psychological and
Western educational contexts complements and
ecological well-being compatible? The role of values,
deepens the understanding of the development of mindfulness, and lifestyle. Social Indicators Research,
social-emotional competencies. Prioritizing time 74, 349–368.
for regular contemplative and SEL practice Brown, K., Kasser, T., Ryan, R. M., Alex Linley, P. P., &
Orzech, K. (2009). When what one has is
within the school day can provide the necessary
enough: Mindfulness, financial desire discrepancy,
conditions to enable young people to become and subjective well-being. Journal of Research
healthy, compassionate, competent, and contrib- in Personality, 43, 727–736. doi:10.1016/j.
uting citizens of tomorrow. jrp.2009.07.002.
Brown, K. W., & Ryan, R. M. (2003). The benefits of
being present: Mindfulness and its role in psychological
well-being. Journal of Personality and Social
Psychology, 84, 822–848.
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