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The Laryngoscope

© 2019 The American Laryngological,


Rhinological and Otological Society, Inc.

Effect of Anesthesia on Evoked Auditory Responses in Pediatric


Auditory Brainstem Implant Surgery

Kevin Wong, MD ; Ruwan Kiringoda, MD; Vivek V. Kanumuri, MD; Samuel R. Barber, MD;
Kevin Franck, PhD, MBA; Nita Sahani, MD; M. Christian Brown, PhD; Barbara S. Herrmann, PhD;
Daniel J. Lee, MD

Objective: Electrically evoked auditory brainstem responses (EABR) guide placement of the multichannel auditory
brainstem implant (ABI) array during surgery. EABRs are also recorded under anesthesia in nontumor pediatric ABI recipients
prior to device activation to confirm placement and guide device programming. We examine the influence of anesthesia on
evoked response morphology in pediatric ABI users by comparing intraoperative with postoperative EABR recordings.
Study Design: Retrospective review.
Methods: Seven children underwent ABI surgery by way of retrosigmoid craniotomy. General anesthesia included inhaled
sevoflurane induction and propofol maintenance during which EABRs were recorded to confirm accurate positioning of the ABI. A
mean of 7.7  2.8 weeks following surgery, the ABI was activated under general anesthesia or sedation (dexmedetomidine) and
EABR recordings were made. A qualitative analysis of intraoperative and postoperative waveform morphology was performed.
Results: Seven subjects (mean age 20.6 months) underwent nine ABI surgeries (seven primary, two revisions) and nine
activations. EABRs were observed in eight of nine postoperative recordings. In three cases, intraoperative EABRs during gen-
eral anesthesia were similar to postoperative EABRs with sedation. In one case, sevoflurane and propofol were used for intra-
and postoperative recordings, and waveforms were also similar. In four cases, amplitude and latency changes were observed
for intraoperative versus postoperative EABRs.
Conclusion: Similarity of EABR morphology in the anesthetized versus sedated condition suggests that anesthesia does
not have a large effect on far-field evoked potentials. Changes in EABR waveform morphology observed postoperatively may
be influenced by other factors such as movements of the surface array.
Key Words: Pediatric auditory brainstem implant, ABI, electrically evoked auditory brainstem response, EABR, anesthesia,
sevoflurane, propofol, dexmedetomidine.
Level of Evidence: 4
Laryngoscope, 00:1–7, 2019

INTRODUCTION or aplasia of the cochlea or cochlear nerve. Several North


The auditory brainstem implant (ABI) is a neuroprosthe- American clinical trials have examined the safety and feasibil-
tic device that electrically stimulates second-order auditory ity of ABI surgery in nontumor children who are deaf and are
neurons of the cochlear nucleus using a multichannel surface not candidates for the cochlear implant.2–4 Auditory benefits
array. The ABI was originally developed to provide sound sen- with the pediatric ABI range from environmental sound
sations in patients with neurofibromatosis type 2 (NF2) and awareness in most subjects to open-set speech perception in a
was approved by the U.S. Food and Drug Administration in few cases.2,5–7
2000 for NF2 patients ages 12 and older.1 New indications ABI surgery is challenging. The convexity of the cere-
have included congenital deafness associated with hypoplasia bellum and the narrow surgical corridor of the foramen of
Luschka obscures direct visualization of the auditory
From the Department of Otolaryngology (K.W., R.K., V.V.K., S.R.B., K.F., brainstem during either translabyrinthine8 or retrosigmoid
M.C.B., D.J.L.); the Department of Audiology (K.F., B.S.H.); the Department of craniotomy.9 The surgical team relies on indirect anatomic
Anesthesiology (N.S.), Massachusetts Eye and Ear, Boston, Massachusetts,
U.S.A.; and the Department of Otology and Laryngology (R.K., V.V.K., M.C.B., landmarks such as the choroid plexus and root entry zone of
B.S.H., D.J.L.), Harvard Medical School (R.K., V.V.K., M.C.B., B.S.H., D.J.L.), Boston, the glossopharyngeal nerve to place the electrode paddle
Massachusetts, U.S.A.
into the lateral recess of the IVth ventricle. Despite this
Editor’s Note: This Manuscript was accepted for publication on
March 28, 2019. blind surgical approach, image guidance has not yet been
Presented at the April 26-30, 2017 Triological Society’s 120th Annual developed for ABI placement, although recent data suggests
Meeting, COSM, San Diego, California, U.S.A. First place in Otology/Neuro- that computed tomography (CT) can resolve detailed posi-
tology Scientific Poster Competition.
This study was supported by the Bertarelli Foundation and by The tioning data of the ABI array.10 Consequently, electrophysi-
National Institute on Deafness and Other Communication Disorders ologic measures are needed to confirm accurate placement of
(NIDCD) (grant DC01089). The authors have no other funding, financial
relationships, or conflicts of interest to disclose.
the ABI array.
Send correspondence to Daniel J. Lee MD, Massachusetts Eye and Intraoperative electrically evoked auditory brainstem
Ear, 243 Charles St., Boston, MA 02114. E-mail: daniel_lee@meei. responses (EABRs) following ABI placement were first
harvard.edu
described by Waring in 199911 and serve two key roles.
DOI: 10.1002/lary.28008 EABRs generated during electrical stimulation of the cochlear

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nucleus are thought to indicate the ABI paddle position most TABLE I.
likely to activate auditory neurons. These electrophysiologic Subject Criteria for Pediatric Auditory Brainstem Implant.
data guide the surgical team and help maximize the number
Inclusion Criteria
of electrodes eliciting an auditory sensation.11 Continuous
1. Prelinguistic hearing loss with:
intraoperative EABR monitoring following final placement  MRI  CT evidence of one of the following:
also ensures that the array did not shift during manipulation • Cochlear nerve deficiency
• Cochlear aplasia or severe hypoplasia
of the harness when closing dura and soft tissue.8,9 • Severe inner ear malformation
At our center, pediatric ABI recipients undergo initial • Postmeningitis ossification
device activation and EABR testing under sedation or gen-  When a cochlea is present or patent with a normally appearing
cochlear nerve, lack of significant benefit from CI despite consistent
eral anesthesia followed by awake activation the next day. use (>6 months)
EABRs identify electrodes most likely to elicit auditory sen- • No or limited speech perception ability (limited to pattern
perception on closed set testing materials using the CI)
sation versus those likely to elicit side effects from neighbor- • Lack of progress in auditory skills development
ing nonauditory axons of passage.2,7 A change or absence in 2. Postlinguistic hearing loss (<18 years of age) with both:
postoperative EABRs (compared to intraoperative measure-  No benefit from CI without possibility for revision or contralateral implant
• Postmeningitis ossification
ments at the time of device placement) may 1) indicate • Bilateral temporal bone fractures with cochlear nerve
shifting of the ABI array position due to intracranial pulsa- avulsion
tions or brain growth and 2) predict modest or absent percep- • Failed revision CI without benefit
 Previous open set speech perception and auditory-oral
tual responses in the awake condition. Finally, monitoring of language skills
nonauditory stimulation under anesthesia is essential in 3. Ability to tolerate general anesthesia
4. Receipt of the appropriate meningitis vaccinations
children to eliminate electrodes associated with cardiovascu- 5. No or limited cognitive/developmental delays, which would be
lar changes or noxious responses. expected to interfere with the child’s ability to cooperate in
Given the importance of monitoring EABR changes testing and/or programming of the device or in developing
speech and oral language
during and after ABI surgery to help guide initial device Exclusion Criteria
mapping in children, it is critical to understand whether 1. Pre- or postlinguistic child currently making significant progress
electrophysiological measurements are influenced by exter- with CI
nal perioperative factors such as the choice of anesthetic 2. MRI evidence of one of the following:
 Normal cochlea and cochlear nerves or NF2
agent. Anesthesia has shown to have a dose-dependent  Brainstem or cortical anomaly that makes implantation
effect on amplitude, threshold, and latency of sound-evoked unfeasible
3. Clear surgical reason for poor CI performance that can be
ABRs in frogs,12 mice,13 rats,14,15 and lizards.16 In humans, remediated with revision
specific anesthetic regimens have also been shown to have 4. Intractable seizures or progressive, deteriorating neurological
an impact on EABRs.17 For example, in a study of 12 chil- disorder
5. Lack of potential for spoken language development
dren between the ages of 29 and 52 months, significant 6. Unable to participate in behavioral testing and mapping with
delays in ABR latencies were observed for wave V and their CI
interpeak intervals I to III, III to V, and I to V.
CI = cochlear implant; CT = computed tomography; MRI = magnetic
This study was undertaken because of the opportunity resonance imaging; NF2 = neurofibromatosis type 2.
to compare within a single ABI subject EABRs in the anes-
thetized intraoperative condition to the sedated postopera-
tive condition several months later. We hypothesize that
the variance in postoperative EABR morphology compared ABI on the right side and one on the left side. Subject one (S01)
to intraoperative measurements during ABI surgery cannot underwent revision surgery for device failure after impact from a
be explained entirely by differences in anesthesia. The goal mechanical fall, and another subject (S02) underwent surgery for
of this study was to characterize the association of anes- spontaneous device failure approximately 1 year following initial
implantation. Inhalation induction with sevoflurane and propofol for
thetic approach with changes in postoperative EABRs in
maintenance was utilized for all nine intraoperative EABR record-
pediatric ABI patients. ings (Table III).
Following ABI array placement, intraoperative EABRs were
obtained, and the array position was adjusted to optimize evoked
MATERIALS AND METHODS response measurements. The method for eliciting intraoperative
This study was approved by the Human Studies Committee at EABRs was similar to that previously described.18 Briefly, EABRs
Massachusetts Eye and Ear (13-028H). All subjects were part of the were recorded using an Xltek Protektor IOM system (Natus Inc.,
safety and feasibility trial for auditory brainstem implantation in Pleasanton, CA) triggered by manufacturer stimulating software.
non-NF2 children approved by the Food and Drug Administration Bipolar electrical stimulation used single biphasic pulses (100 or
(NCT01864291). Inclusion and exclusion criteria for this trial are 150 μs phase duration, 8 μs interphase gap) delivered to the ABI
listed in Table I. Candidates who fulfilled these criteria underwent array through a processor and coil. The most frequent electrode
retrosigmoid craniotomy and placement of either the Cochlear pairs stimulated were either at the corners of the electrode paddle,
Nucleus N24 ABI or Nucleus ABI541 (Cochlear Corporation, NSW, that is, electrodes 2 and 8, or crossing the paddle, that is, electrodes
Australia). Mean age at primary ABI surgery was 20.6  7.7 months 11 and 12 (Fig. 1). The number of stimulated electrode pairs vary
(Table II), and average age at initial clinic evaluation was 18  between subjects for several reasons, including the amount of time
8.1 months (standard deviation). The first four subjects were available for recording intra- and postoperatively, the number of
implanted with the Cochlear Corporation, NSW, Australia ABI24, electrode pairs with responses, and the morphology of those
and the last three were implanted with the Cochlear ABI541 after responses. Even with EABR guidance during placement of the
production of the Nucleus ABI24 was discontinued. All surgeries array, the physical orientation of implanted electrodes also varies
used a retrosigmoid craniotomy approach. Six subjects received an across subjects. Between two and 10 electrode pairs were tested per

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TABLE II.
Subject Characteristics.
S01 S02 S03 S04 S05 S06 S07

Age at time of 18 months 11 months 15 months 30 months 20 months 16 months 34 months


primary surgery
Gender Male Female Female Male Female Female Male
Birth history Preterm Term Term Term Term Term Term
Oligohyd- CHARGE Hyperbilir- Meconium CHARGE
ramnios syndrome ubinemia aspiration syndrome
Family history of None None None None None None Maternal
hearing loss grandparent
Newborn Absent ABR Absent ABR Absent ABR Absent ABR Absent ABR in Absent ABR Absent ABR
screening one ear; inconsistent
results in other ear
Prior intervention None None None None Failed left cochlear Failed hearing None
implant trial aid trial

ABR = acoustic auditory brainstem response; S = subject.

subject (Table III). Responses were recorded using the electrode with adequate waveform morphologies was achieved. Evoked
montage described by Waring15 (vertex (+) to nape (−) with the gro- responses associated with the final position of the ABI array
und electrode at the hairline). Average hospital stay was 2.9  were used for this study. Overall waveform morphology was
0.9 days. similar to that seen in adult NF2 patients, with waves often
The mean time of postoperative EABR evaluations was 7.7 
identified as N1, P1, and P3, as well as later positive waves
2.8 weeks (range: 6 to 12 weeks) after surgery. All subjects had EABR
testing under light sedation or general anesthesia approximately 1 to
between 6 and 8 ms.18 The presence or absence of positive
2 days prior to awake device activation. Intramuscular dexmedetomi- waves after 15 ms could not be assessed because the recording
dine was used in six sedated evaluations (66.7%, 6 of 9) and general response window was 0 to 20 ms. Occasionally, some stimula-
anesthesia with sevoflurane/propofol induction was used in three tion pairs elicited a large and sharp waveform around 4 ms
evaluations (33.3%, 3 of 9). One sedated evaluation was converted from (e.g., Fig. 2C). We term this waveform a myogenic response
dexmedetomidine to general anesthesia with sevoflurane after the because in some cases it was associated with an increase in
initial sedation techniques failed. EABR responses were obtained for the activity on cranial nerves VII and/or X, as observed with
all postoperative evaluations, except one in which technical equipment intraoperative monitoring and accompanied by visible twitch-
problems prevented recording. Methods were similar to intraoperative ing of the face or throat muscles, respectively.
recordings except for the use of a custom-programmed evoked poten-
tial system14 (instead of the Xltek; Natus Inc.). The same electrode
pairs were stimulated using bipolar stimulation paradigm as previ-
ously described. Intraoperative and Postoperative EABR
Comparison
Figure 2 compares example waveforms of EABR record-
RESULTS ings for single subjects during ABI surgery and at activation.
Recordings from two subjects are shown in which the wave-
Subject Characteristics forms are generally the same in both conditions (Fig. 2A),
Patient demographics, operative events, and anes- and recordings from three other subjects are shown in which
thetic agent(s) used during ABI surgery and at initial acti- the waveforms are different (Fig. 2B, 2C). Waveforms from
vation are summarized in Table II. On high-resolution recordings during ABI surgery and at activation for each sub-
magnetic resonance imaging with parasagittal sequences, ject were qualitatively compared across four dimensions:
the most common structural anomalies were cochlear nerve general waveform morphology (number and shape of waves),
(vestibulocochlear nerve VIII) aplasia (100%, 7 of 7) with overall waveform amplitude, the presence or absence of a
bilateral cochlear hypoplasia (85.7%, 6 of 7). One subject myogenic-like response, and general wave latency. Overall,
also had bilateral cochlear aplasia (14.3%, 1 of 7). Two sub- waveform morphology was similar during ABI surgery and
jects had CHARGE syndrome, and one subject had a family at activation in half of the eight subjects (Table III). Of those
history of hearing loss.2 One subject had a failed cochlear that were similar, three patients (S01, S02, S02R) under-
implant trial, and another subject had a failed trial with went EABR testing under sedation, and one was done under
hearing aids. general anesthesia. Changes in myogenic responses were
seen in only two subjects, and those changes were minimal
(S01, S02). Latencies were similar when no waveform mor-
Intraoperative and Activation EABRs phology changes were observed and were consistent with
In total, seven children underwent nine ABI surgeries the change in recording equipment.
(7 primary, 2 revisions) and nine activations. EABRs were Four of the subjects had major changes in waveform
obtained in all surgeries and all but one postoperative record- morphology at ABI activation (Table III). The majority of
ing. For all surgeries, intraoperative EABRs were used to these patients underwent general anesthesia as opposed to
adjust array position until the maximum number of responses a single patient who was sedated at the time of initial device

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TABLE III.

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Summary of Anesthesia/Sedation Used and EABR Comparisons.
S01 S01R S02 S02R S03 S04 S05 S06 S07

Summary of Sedation/Anesthesia and EABR


Intraoperative Sevoflurane & Sevoflurane & Sevoflurane & Sevoflurane & Sevoflurane & Sevoflurane & Sevoflurane & Sevoflurane & Sevoflurane &
anesthesia propofol propofol propofol propofol propofol propofol propofol propofol propofol
EABR (intra-op) Present Present Present Present Present Present Present Present Present
Postoperative Dexmedetomidine Dexmedetomidine Dexmedetomidine Dexmedetomidine Sevoflurane & Dexmedetomidine Dexmedetomidine Sevoflurane & Sevoflurane &
anesthesia propofol convert to propofol propofol
sevoflurane
EABR (postop) Present Not available* Present Present Present Present Present Present Present
Comparison of Intraoperative and Postoperative EABR
Number 4 0* 13 7 7 12 4 12 9
of electrode
pairs compared
Waveform Similar for 2 Similar for 10 Similar for 4 Similar for 5 Major changes Major morphology Major changes Major morphology
morphology electrode pairs electrode pairs electrode pairs electrode pairs on 6 electrode changes on all on 2 electrode changes on 8
pairs 4 electrode pairs pairs, slight electrode pairs
changes on
others
Waveform Postop response All postop All but 1 postop All postop All postop All postop 4 postop 1 intra-op
amplitude larger amplitude responses response responses responses responses responses response absent
for 1 pair smaller in larger in slightly larger in larger in smaller in larger in postop
amplitude amplitude amplitude amplitude amplitude amplitude
Myogenic 1 pair with 4 pairs with No myogenic No myogenic in No myogenic No myogenic in No myogenic No myogenic
myogenic only in myogenic in in either either intra- or in either either intra- or in either in either intra- or
postoperative intra- and intra- or postop pairs intra- or postop pairs intra- or postop pairs
response postop postop postop pairs postop pairs
responses.
1 pair with
myogenic only
in postop
response
Latency Minimal Minimal Minimal Minimal Morphology Morphology Minimal Morphology
differences differences differences differences changes changes differences changes
prevent prevent prevent
comparison comparison comparison

*Technical difficulties in postoperative recording prevented comparison.


EABR = electrically evoked auditory brainstem responses; intraop = intraoperative; postop = postoperative; R = revision; S = subject.

Wong et al.: Anesthesia and EABRs in Pediatric ABI Users


the first 25 ms of stimulus onset were thought to indicate
stimulation of the cochlear nucleus.19–21 Similar waveforms
were seen in pediatric patients in the present study and by
O’Driscoll et al.22 As found in the present study, almost all
previous studies of EABRs from ABI stimulation report vari-
ability from subject to subject and for different electrode
pairs within a single subject.
There is a correlation between the presence of EABRs
and sound perception in awake ABI users,18,22 and these
Fig. 1. Schematic of Cochlear Corporation, NSW, Australia 21-channel
measures are predictive of auditory sensation at those elec-
ABI surface array. Example bipolar stimulation pairs used for electri-
cally evoked ABI recordings. Electrode pair 2/8 (dark gray) illustrates a trodes.22 Although an increase in the number of “auditory”
pair from the lateral superior quadrant. Electrode pair 17/18 traverses electrodes are associated with those contacts that evoke
the electrode array at the medial aspect of brainstem. ABI = auditory EABR waveforms, the absence of EABRs is not necessarily a
brainstem implant. predictor for lack of sound perception in either adults or
pediatric patients.
activation. EABR waveform amplitudes were larger in five
subjects (S01, S02R, S03, S04, S06) and smaller in two sub-
jects (S02, S05) at activation compared to recordings during Anesthesia and EABRs
ABI surgery. A number of studies have shown that anesthesia can
influence the sound-evoked ABR in animals.13–17 Van Looij
et al. investigated the impact of anesthesia on ABR record-
DISCUSSION ings in mice and found that ABR peak latencies, interpeak
This is the first study to record and compare EABRs latencies, and thresholds were all significantly increased in
from pediatric ABI patients in the intraoperative, anesthe- anesthetized mice compared to the awake condition.13 Dif-
tized condition and the sedated/anesthetized, postoperative ferent anesthetic agents can have different and sometimes
condition. We found EABRs were largely unchanged in the contradictory effects. For example, ABR recordings in
two conditions for some subjects, suggesting that anesthesia guinea pigs after anesthetic induction with isoflurane show
does not have a large effect on waveform morphology. Other a dose-dependent decrease in waveform amplitudes but with
subjects had different EABRs in the postoperative condition, increased latency. An anesthetic effect on the cochlea does
and the interpretation in those cases is less clear. not appear to cause these effects because cochlear responses
from awake guinea pigs are not affected by anesthesia as
long as cochlear temperature is normal.23 Thus, the
EABRs for ABIs observed changes are likely caused by anesthetic effects on
The use of intraoperative EABRs to guide ABI electrode the ABR generators and their pathways in the central ner-
placement was first described for adult patients by Waring vous system. In humans, a dose-dependent relationship has
in 1995.19 Positive peaks at mean latencies of 0.4 ms and also been shown between anesthesia and ABRs. These
1.45 ms and/or the presence of a three-wave response within results show that undesired increases in ABR latency may

Fig. 2. Examples of EABRs recorded during auditory brainstem implant surgery and at activation. An illustration of waveform morphology
changes noted in Table III. Each bracketed pair of waveforms contains the intraoperative waveform (top) and the postoperative waveform (bot-
tom) from the same electrode pair for a given subject. (A) Example waveforms from two different subjects and electrode pairs illustrating simi-
lar intraoperative and postoperative EABR morphology. (B) Example waveforms from two other subjects illustrating major changes in
waveform morphology and amplitude between intraoperative and postoperative EABR recordings. (C) Example waveforms from another sub-
ject illustrating major changes in waveform morphology primarily due to the addition of a myogenic wave (black arrow) in the postoperative
recording. In all recordings, stimulus time begins at time 0 on the time scale (x-axis), and the amplitude scale (2 μV/division) is shown on the
y-axis for each plot. EABR = electrically evoked auditory brainstem. [Color figure can be viewed in the online issue, which is available at www.
laryngoscope.com.]

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occur in anesthetized children compared to the awake explanation for changes seen on EABR following device
condition.24 placement could be a change in the size and orientation of
In our study, we found that EABR morphology from the electrical field due to tissue changes after healing.
subjects in anesthetized versus sedated states can be similar.
One explanation may be that nonquantitative comparisons of
ABR waveform morphology fail to detect small changes. Limitations
Although the same subject was tested in both conditions, the Our study has several limitations. First, we report
change in recording equipment required by our experiments observations from a small cohort of pediatric ABI users, and
was a complicating factor. Secondly, although unlikely, a lack therefore this study has limited power. Currently, pediatric
of EABR change could be explained by the fact that the anes- ABI surgery is performed at only a few centers worldwide.
thetics used in our study might not have the same effects as Nevertheless, the consistency of our results increases the
anesthetics used in previous studies of the ABR. The choice of strength of our conclusion regarding the effects of anesthetic
inhaled sevoflurane induction and propofol maintenance was agents on electrically evoked responses. Another limitation
made based on several considerations. Patients for neurosur- is the retrospective nature of this study, which does not
gical procedures such as ABI surgery are at a greater risk for allow for controlling variables such as type of anesthetic
elevated intracranial pressure due to hypoxia and hypercap- agent used.
nia, and care should be taken during anesthetic induction to
avoid this. Induction can be achieved intravenously with
thiopentone or propofol as well as through inhalation by Acknowledgment
facemask. In our subjects, induction was by inhalation of a Supported by the Bertarelli Foundation and by NIDCD
volatile anesthetic agent such as sevoflurane and nitrous grant DC01089
oxide, with a loading dose of propofol 2 mg/kg followed by an
infusion of propofol at 200 mcg/kg/min. An intravenous infu-
sion of propofol with sevoflurane allows for a motionless
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