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Received: 29 July 2021 Revised: 9 December 2021 Accepted: 17 January 2022
DOI: 10.1111/medu.14735

RESEARCH ARTICLE
PROFESSIONALISM

Patients' perspectives on medical students' professionalism:


Blind spots and opportunities

Simon Haney1 | Paula Rowland1,2,4 | Shiphra Ginsburg1,3,4,5

1
Temerty Faculty of Medicine, University of
Toronto, Toronto, Ontario, Canada Abstract
2
Department of Occupational Science and Background: Research has acknowledged the value of patients as essential stake-
Occupational Medicine, Temerty Faculty of
holders in medical education, yet educators have not adequately incorporated
Medicine, Toronto, Ontario, Canada
3
Department of Medicine, Temerty Faculty of patients' perspectives into medical students' developing professionalism. Our
Medicine, Toronto, Ontario, Canada purpose was to explore patients' perceptions of professional behaviour in medical
4
Wilson Centre for Research in Education,
students as a first step to considering patients' potential roles in assessing
University of Toronto and University Health
Network, Toronto, Ontario, Canada professionalism.
5
Mount Sinai Hospital, Toronto, Ontario, Methods: Building on the existing framework of the ‘disavowed curriculum’, we used
Canada
a constructivist grounded theory approach to interview and analyse data from
Correspondence 19 patients (11 W, 8 M) at one urban hospital. Each participant watched five video
Shiphra Ginsburg, Mount Sinai Hospital,
600 University Ave, Room 433, Toronto,
scenarios that depict professionally challenging situations commonly faced by medi-
Ontario M5G 1X5, Canada. cal students, after which they were asked to put themselves in the position of both
Email: shiphra.ginsburg@utoronto.ca
the patient and the student depicted in each scenario, and to discuss what they felt
Funding information would be appropriate or inappropriate behaviours from each perspective.
Temerty Faculty of Medicine, Department of
Medicine, Integrating Challenge Grant
Results: Patients' responses replicated all elements of the disavowed curriculum,
including principles of professionalism, the student's affect or internal factors, and
potential implications of actions. Their responses reflected avowed, unavowed and
disavowed rationales. Participants also identified novel principles, including hide dis-
sension in the ranks, respect privacy, advocate for yourself and have trust in the sys-
tem. Patients conveyed an understanding of the multiple competing factors students
must balance (e.g., providing optimal care while maximising educational opportuni-
ties) and appeared to empathise with some of the pressures students face.
Conclusions: Our findings point to significant blind spots in previous research based
on faculty and student perspectives of professionalism. Knowing what patients per-
ceive as important will allow educational and assessment efforts to be refined to
reflect their values. Our work begins the process of understanding how best to
include patients in the assessment of medical learners.

1 | I N T RO DU CT I O N of complaints at regulatory bodies such as the College of Physicians


and Surgeons of Ontario.3 This suggests an ongoing need to address
Professionalism in medical education remains a challenge. Despite an how professionalism is approached in education. Often, the research
1,2
abundance of teaching materials and curricula in medical schools, lap- and scholarship in education focuses on assessment, as it is a way of
ses in professionalism continue to be a persistent and frequent source explicitly formalising and documenting behavioural expectations.

© 2022 Association for the Study of Medical Education and John Wiley & Sons Ltd.

724 wileyonlinelibrary.com/journal/medu Med Educ. 2022;56:724–735.


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HANEY ET AL. 725

The vast majority of research on the assessment of professional- framework has been refined in studies of medical students and prac-
ism has been approached from the faculty's perspective,4–6 although ticing physicians in multiple settings, yet it has never been used to
many studies have incorporated the views of other health care profes- understand patients' perspectives.4,18,19
7–10
sionals or peers. Notably lacking is a robust body of research from Our purpose was therefore to understand patients' perspectives
patients' perspectives. In 2010, an international working group on the of medical students' professionalism, by building on the disavowed
assessment of professionalism recommended that future research curriculum framework. Specifically, we asked patients how they think
should ‘develop and evaluate means of incorporating patients' per- medical students should respond to standardised professional
spectives into the assessment of professionalism.’6 These recommen- dilemmas, to determine whether important gaps exist between what
dations were revisited in 2019 through a bibliometric study, which medical students are traditionally taught and assessed on and what is
found that while progress was made in some areas, such as an expected by patients.
increase in studies from linguistic and culturally diverse contexts,
research on patient perspectives of professionalism ‘remained largely
absent.’11 2 | METHODS
In non-education health care settings, several studies have
explored patients' perspectives of practicing physicians' professional- 2.1 | Design
ism. For example, some studies have asked patients to define profes-
sionalism7,12 or to describe, which aspects are most important.9,13,14 Underpinned by a constructivist grounded theory (CGT) approach,20
Yet few studies have looked within the education setting to under- we interviewed 20 patients to explore their responses to five previ-
stand patients' views of professionalism in medical students and resi- ously developed video scenarios that depict medical learners in pro-
dents. One survey study involving parents of paediatric patients fessionally challenging situations. The video scenarios have been used
reported that members of the public judge ‘unprofessionalism’ in in studies with medical students in three countries and with faculty in
medical students harsher than doctors do, and recommend more puni- Canada.8,17–19,21 A brief overview of each video can be seen in Box 1.
tive sanctions, with the most lenient judges being medical students CGT was employed as we wished to build on an existing framework
themselves.15 This suggests that patients and the public may hold (the DC) that was developed using CGT, and to theorise new insights
medical students to higher standards than educators do. Given the where this was not a good fit. Additionally, a constructivist perspec-
limited work involving patients' perspectives, this gap is important to tive was essential when working with patients to ensure any data or
investigate. If patients understand professionalism in a way that is dif- new theory generated is co-constructed between participants and
ferent from how it is understood, taught and assessed by insiders researchers. CGT allows researchers to adopt a reflexive viewpoint to
(doctors, educators and learners), it may be one reason why profes- their own values, life experiences, situations and relationship with
sionalism complaints persist despite more and better education. This research participants and requires investigators to situate their
is important during medical school as students' professionalism may research in the social and historical conditions of its production.22,23
have meaningful impacts on current patients' care. Furthermore, the
habits that students form in medical school can have lasting effects
once they are in independent practice.16 Therefore, we need to better
Box 1. A summary of the videos used in
understand the role that patients can play in students' developing
interviews with patient participants. Source:
professionalism.
Ginsburg et al.17
To achieve these goals, we purposely aimed to build on existing
research and knowledge focused on challenges to professionalism Video 1:
that medical students commonly face. For this study, we drew on the A clinical clerk (senior medical student) is walking down the
framework of the ‘disavowed curriculum’, first developed in 2003.17 hall with the attending surgeon, at the end of ward rounds.
Based on studies of medical students and faculty, researchers found She is telling the surgeon that the patient they are about to
that in the face of a professional dilemma, individuals were motivated see wants to know her test results. The patient is post–liver
to act by referencing a principle of professionalism, by their affect or transplant, and on a postop film they discovered a large lung
instincts, or by considering implications of their actions. Some of these mass and no one has told her. Every day, the patient asks
considerations were considered openly avowed, such as the principle about the results, and the student feels awkward not dis-
to provide comfort to patients. Others, such as the pressure to obey closing the information. The surgeon tells the student that
or defer to one's supervisors, even if that is not desirable, are consid- that is up to the other team (medicine) and not up to them,
ered ‘unavowed’, because while they are not openly encouraged, they as they are just responsible for the surgery and postop care.
are not discouraged either; they are often tacitly condoned. The third The surgeon then gets paged away, and the student enters
category, disavowed, refers to motivations and actions which are the patient's room. The patient is in good spirits, and wants
openly discouraged, such as a student being more concerned about to go home soon, but again asks for her test results.
their evaluations than about what is best for a patient.17 This Scene ends.
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726 HANEY ET AL.

Video 2: the room, turns to the resident, and in a friendly voice, says
A medical team is thrilled that they are done by 5 pm on a ‘Hmm—she must be pretty good for you to not even be
Friday afternoon, and they all decide to go out for drinks. scrubbed in!’ Then she asks the student: ‘How many of
The medical student arrives, and they invite him along, as these have you done before?’ Scene ends.
it's his last day. However, the student has not quite finished
his work—he has a patient that he's worried about, who has
high blood sugars and may need insulin over the weekend.
The resident tells the student that it's no big deal, it can wait
2.2 | Procedure
until Monday. When the student protests, the resident tells
him again not to worry, that there's an on-call team that can
After obtaining research ethics board approval, participants were rec-
deal with it, and then asks if he's coming for drinks.
ruited from the patient population of a large teaching hospital in
Scene ends.
Toronto, Canada, using poster advertisements. We excluded patients
Video 3:
who were not fluent in English and those who were themselves medi-
A medical student is about to go into a patient's room,
cal professionals. After providing informed consent, each participant
when an intern (PGY1) interrupts to tell her that they are
completed a 60–90-min semi-structured interview where they were
about to do a bone marrow in emergency, and that she
shown the five videos. The first Interview was conducted jointly by
should go see it. The student, frustrated, tells him she
two authors (S. G. and S. H.), following which the remainder were con-
cannot go and watch, because she promised to see one
ducted by S. H. alone. During the interviews, participants were asked
of her chronic patients, who ‘takes forever.’ She explains
to take on two different perspectives. First, we asked them to put
to him that this patient is quite demented, and although
themselves in the position of the patient and answer what they
he's been told every day that he's going to a nursing
thought the medical student(s) should do in each video, listing all
home, he forgets and keeps asking when he can go
acceptable actions and additionally to comment on what they
home. When he realizes he's being ‘placed,’ he gets very
thought a student should absolutely not do. Following this, participants
confused and angry, and then he cries. It takes a long
were asked to reconsider the situation if they were in the position of
time to calm him down, and it's distressing for the stu-
the medical student (and to again consider all possible, best, and unac-
dent to go through this with him every day. The intern
ceptable actions). Participants were asked to consider what factors
hints that ‘Well, if he doesn't remember anyway…’ but
may be at play in each scenario that might influence a student's behav-
then trails off and leaves. The scene ends with the stu-
iour. This was done to illuminate the extent to which participants could
dent entering the patient's room.
perceive the tensions and competing interests that the medical stu-
Video 4: dents were negotiating in the different contexts of each video. All
A group of medical students (male and female) are in a interviews were transcribed by a third party service and entered into
fertility clinic. The staff doctor enters with a male patient, NVivo for analysis.
and begins enthusiastically teaching them about infertility.
He asks the patient to undress, and although uncomfort-
able, he does. The doctor continues teaching, and asks 2.3 | Patient stakeholder engagement
one of the (female) students to come over and palpate
the genitalia. No one is wearing gloves, and no one has It is important to value the experiential knowledge of patients during
spoken to the patient, who is obviously uncomfortable. the research process.24 During the initial phase of design, a patient
After they are done with the exam, the doctor leaves advocate with a strong foundational understanding of research
with the patient, and says ‘I'll be back in a couple of methods was invited to help craft the interview guide. This individual
minutes with the next patient.’ Once they leave, the stu- was shown written descriptions of each video case and the interview
dents express their horror and discomfort with the situa- guide. Potential problem areas were noted, such as the use of medical
tion, but realize that he's coming back in a minute with a jargon that may not be understandable, as well as noting that in two
new patient. Scene ends. of the scenarios, there is no patient that appears (rather, patients are
Video 5: being discussed). This input proved invaluable as it allowed close mon-
A medical student and her resident are outside a patient's itoring of potentially problematic areas of the interview guide.
room, discussing the thoracentesis they are about to per-
form (the student's first), and he tells her they are pretty
easy if you know what you are doing. In the next scene, 2.4 | Analysis
they are all set to do the procedure—the patient is draped,
the student is gloved with needle in hand, and the resident Two approaches were used in parallel during analysis. We began cod-
is behind her. Just as the freezing is going in, a nurse enters ing deductively using the disavowed curriculum framework; at the
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HANEY ET AL. 727

same time, we inductively analysed and coded to capture what did TABLE 1 Participant demographics
not fit into the existing framework. Analysis began after the first inter- Gender
view was transcribed and continued in an iterative process through-
Female 11
out data collection. Deductive coding was conducted by SH with
Male 8
frequent checks by SG, in which we identified and coded all instances
Age category
of previously identified principles, affect and implications from the
0–17 1
disavowed curriculum. At the same time, we inductively coded each
18–34 8
transcript to identify concepts that were not represented in the exis-
ting framework, using principles of CGT. Analysis started with open 35–44 0

coding followed by axial coding to group codes into themes and look 45–54 4
25 55–64 2
for relationships between them, followed by selective coding. We
then selectively coded for newly identified concepts using a process ≥65 2
of constant comparison, in which we repeatedly went back to the Average age 37
transcripts as new codes were developed, compared and refined. As
Note: Age missing for two participants.
this process continued, similarities between annotated text emerged
and were refined into themes that were added as new nodes in
NVivo. Throughout the analysis, memos were created to serve as a discussion provided reassurance about the value of these scenarios as
record of our reflections as the coding progressed. We paused data a prompt, demonstrating the utility of these tools beyond the medical
collection initially after 12 interviews and discussed our coding with insider community for which they were originally designed. Our par-
the larger research team, following which we determined that we ticipants were also able to respond to the scenarios from the two per-
required several more interviews to achieve theoretical sufficiency.26 spectives asked of them: that of the patient and that of the student,
as indicated in the results below.

2.5 | Reflexivity
3.1 | The framework
Throughout the entirety of the study, all members of the research
team remained reflexive of how their previous experiences as health To organise our findings, we added new themes to the original
care professionals, researchers, students and educators could influ- ‘disavowed curriculum’ framework as outlined in the introduction (see
ence data collection and analysis processes. S. H. was a Master's stu- Figure 1). We coded text as a reference to principles (also sometimes
dent at the time of data collection, with experience conducting face called imperatives) when a participant referred to an idealised or
to face surveys with patients at hospital discharge. P. R. is a social sci- abstract concept or apparent guideline when describing their
entist with expertise in qualitative research and an interest in patient reason(s) for suggesting an action. Reference to affect was used to
engagement programmes. S. G. is an education researcher and practic- code instances in which participants' emotions or feelings were identi-
ing clinician, who teaches and assesses professionalism in medical fied as the motivating factor for proposing their actions. Text was
learners. The disavowed curriculum was developed by S. G. As analy- coded as a reference to implications if participants justified their deci-
sis progressed, we took care to not be constrained by the existing sion by referring to the potential implications the proposed actions
framework and to remain open and vigilant in identifying new codes would have on the people involved in the situation. The black boxes
and themes. in the figure represent the original framework, while the grey boxes
represent the newly identified themes from the current study
(Table 2).
3 | RESULTS

Twenty patients completed interviews, but one was excluded after he 3.2 | Previously identified themes
self-disclosed that he had undergone medical training. We enrolled
9 men and 11 women, with an average age of 37; 9 participants were Of note, our participants referred to all of the existing elements of the
between 18 and 34 years old, and many were in University (See original framework in discussing the scenarios, suggesting that they
Table 1 for details). considered a comparable range of rationales and motivations for action
All five video scenarios were readily understood by patients and as did previous groups of medical students and faculty. For example,
were successful at sparking discussion. This was an important finding, participants often made reference to the principle to ‘take care of
as the scenarios were created for a medical insider audience. Prior to patients’ as they responded to the videos. One summed it up nicely by
this study, it was not clear that scenarios scripted for a medical insider stating that, ‘The medical student's first duty is to the patient.’
community would have both salience and relevance beyond that (P9) Similarly, participants recognised that medical students should pro-
particular community. The ease with which participants engaged in vide comfort, behave with integrity and to know their limitations.
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728 HANEY ET AL.

F I G U R E 1 The disavowed curriculum framework—expanded. The guiding framework, the disavowed curriculum,17 expanded to include
themes newly identified in transcripts from patient participants [Color figure can be viewed at wileyonlinelibrary.com]

Participants also recognised and referenced ‘unavowed’ principles such This includes disagreements about the plan of care being provided as
as ‘do what you're told’, as seen in this quote from one patient, who well as disagreements about the actions of colleagues. One example is
said that medical students ‘are not the lead in the team that's looking demonstrated by the following comment in response to Video 1, in
after the patient. They're very much a subsidiary.’ (P17). which test results have been withheld from a patient. The participant
In addition to the avowed and unavowed, our participants also is speaking as if they were the medical student in the scenario:
recognised several disavowed motivations, such as students being
concerned about their evaluations and their futures. One participant, Well, I would not state to the patient what the doctor's
for example, seemed to understand that a student may not wish to thoughts are …. I would not say that we have the
speak up even if a supervisor did something wrong, noting that ‘… stu- results but the doctor does not want us to disclose
dents are afraid to say something just in case, like to jeopardize their them. Because the patient should not see any different
placement or whatever. I feel like a student would just be afraid to say views between the students and the doctors. (P7)
something…’ (P16). Another recognised the tensions that students
have to navigate, such as wanting to ‘maintain a good relationship Here, the participant is concerned that the patient might learn that
with anyone who's higher in the hierarchy than you are’ (P11) and not the medical student and her supervisor have differing opinions on
wanting to be labelled as ‘a complainer’ by reporting other people's how to proceed with the patient's test results. Participants' sensitivity
behaviour (P19). to being aware of dissension also extended to witnessing disagree-
Further examples can be seen in Table 2. ments between care providers, as explained by one participant in
response to Video 4: ‘I wouldn't really argue with my superior because
I think it's not right, in front of the patient… for the patient's well-
3.3 | Newly identified themes being …’ (P16).
Disagreements between colleagues at the same level
Our open coding and analysis identified four new themes that were (e.g., physician–physician) and at different levels (physician-student)
not previously reported: hide dissension in the ranks, respect privacy, were both seen as undesirable—the outcome of either is that they can
advocate for yourself and trust in the system. All new patient identi- plant seeds of doubt in patients regarding their care, as seen in the
fied themes map on to the disavowed curriculum as principles/imper- following response to Video 4:
atives. The first two principles are directed at learners, while the latter
two are directed at fellow patients. … if the medical student has to speak publicly like that,
it would convey the message that, ‘Oh, there's an argu-
ment between the two.’ And then… as the patient I
3.4 | Hide dissension in the ranks would think, ‘Oh, that means that there's different per-
spective on my health and so who should I believe
Many of our participants referred to an idea or principle that patients then?’ It would make me feel fearful in a way, ‘cause
should not be aware of disagreements between their care providers. then that means the healthcare providers… do not all
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HANEY ET AL. 729

T A B L E 2 Themes derived from interviews with 19 patients in which participants watched 5 videotaped scenarios of medical students in
professionally challenging situations

Principle
theme Theme Description Example quote
Reference to previously identified principles
Avowed Provide appropriate clinical care Comments relating to medical care or ‘You cannot leave the patient without
principles procedures. insulin for a weekend. That's just not
right. I cannot think of another option,
actually.’
Provide comfort and relieve patient Comments related to relieving a patient's ‘I think they should have asked the
anxiety anxiety, providing comfort, or acting to patient if he was comfortable…‘
avoid worsening a patient's anxiety/
discomfort.
Disclose the truth Comments specifically about a patient's ‘I'd want to know what stage of learning
right to know information (diagnosis, she's at. So if she's in training at least
who's doing a procedure, etc.). say that that's her status but there's
someone supervising the action she's
doing.’
Behave with integrity Comments relating to the principle of ‘I would probably go in to the patient
honesty in general, for honesty's sake; actually. That's what I would do
also integrity, keeping one's word. because I have made that commitment.’
Know your limitations Comments about being aware of your ‘That's going, I think, above and beyond
level of knowledge and experience. Do the responsibility of the medical
not go beyond the limits. student.’
Report bad eggs Comments about the duty to report ‘I just think… the protocol is followed…
offences/lapses. But if it's not followed… The students
should report on the supervisor.’
Be efficient with resources Comments relating to a principle of using ‘I do not really think it has to be… the
resources, including other people, medical student that goes and always
efficiently. Also efficacy in the use of does the talking… it's not like any
one's own time. medical information that's being passed
down to that patient.’
Unavowed Obey Comments about obeying for the sake of ‘I would take the direction from the
principles obeying. supervisor. I think you have to do that.’
Defer Comments relating to trust and a sense of ‘I would leave the decision of her
a supervisor's better judgement or diagnosis to somebody who is higher
knowledge. than me like an actual medical doctor.’
Step up to the plate Comments about filling any voids in care. ‘Is it something that I can let go once?
Taking responsibility for gaps or lapses Yes, I can let it go once. Could I let it go
of others. as a medical student twice? Never.’
Know the system Comments about having an awareness of ‘I would probably see if there was
the hierarchy. Understanding different anybody else on-call that I could ask if
roles within the hierarchy and use the doctors really intend on going out
people for this purpose. and leaving right at that moment.’
Get an education Comments relating to the principle of ‘… you should be trying your best to learn
getting a good education, including to as much as you can.’
help future patients.
Disavowed Know when to fudge the truth Comments related to avoiding the truth ‘As I've been talking… I think transparency
principles or fudging the truth; protecting oneself is always good. But I think, in this
or getting out of difficult situations. situation, she should not have
answered…‘
Reference to newly identified principles
Avowed Respect privacy/be respectful Comments relating to respecting patients' ‘… not talk so openly about the patient.
principles privacy and confidentiality. Anyone could have been overhearing
that…’
Advocate for yourself—patient- Comments relating to patients voicing ‘I mean I've seen people go from patient
directed imperative their concerns without being prompted to patient With not changing gloves,
as well as comments about patients' that's an issue. You've got to call that

(Continues)
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730 HANEY ET AL.

TABLE 2 (Continued)

Principle
theme Theme Description Example quote
responsibility to self-advocate and the out… I would call that out as the
barriers to doing that. patient.’
Trust in the system—patient-directed Comments about the trust patients put in ‘… when you are the patient, you are
imperative the healthcare and medical education trusting your doctor and you are hoping
systems. that they are acting in your best
interest.’
Unavowed Hide dissension Comments relating to how patients ‘The student questioning at that point
principles should not be aware of disagreements would not go down well in front of the
between physicians and/or other patient.’
healthcare professionals.
Reference to affect
Affect, personality, inner feelings Comments about actions being If I was a medical student, given my
dependent on the type of person. personality… I would make sure that I
Comments about students acting on really understood what to do…‘ … so I
their feelings in the moment. guess it really depends on you as a
person', like if… you are comfortable to
just say, “Oh, I do not have a lot of
experience,”… or if you are the type of
person who cannot…’
Reference to implications
Implications for patients Comments about what might happen to a ‘… delivering the message to the patient
patient if the student did/did not act. without the education around it… is
even worse than not telling the patient.
The wrong information is worse.’
Implications for students—external Comments about what might happen to ‘… it's also [about] repercussions… if you
the student as a result of action/ went ahead to say something, and… the
inaction—including concern for grades, whole situation sort of unfolded and
evaluation, reputation, having the exploded that way, would that get back
resident still like them or teach them, to the supervisor, and then you already
etc.; also includes social implications. know that he did not want you to say
anything in the first place? That could
be an issue or a problem.’
Implications for students—internal Comments about how the participants ‘But I have a feeling that if it was to me
thinks the students would feel as a and I was in that situation, I would not
consequence of a particular action or be able to cope… Yeah. I would not be
failure to act. able to walk away.’
Implications for others Comments about what might happen to ‘It was totally inappropriate on her part to
others—including team, attending, do that… I would like you to speak to
residents, etc.—if a student did/not act. her.’

go with the same answers so then who would I trust? I 3.5 | Be respectful/respect privacy
would lose that trust that I'm supposed to develop in
that patient-doctor relationship. So if anything, the Participants repeatedly discussed the importance of respecting
two people should say it not in front of my face, so patients' privacy and treating patients with respect, as demonstrated
that I do not feel that fear going on behind my head. in the following quote in which concerns are raised about conversa-
(P20). tions being overheard:

When patients are cognisant of a lack of consensus amongst their I find that there is no privacy around conversations in a
care providers, they may lose confidence in the decision-making pro- hospital between doctors whether students or not you
cess about their care. This doubt erodes and undermines the patient– can hear everybody's business. I think there needs to
doctor relationship and illustrates the importance of minimising the be an acknowledgement of when you talk about
display of dissension. patients and who can hear you. (P2).
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HANEY ET AL. 731

Participants also discussed issues relating to privacy by referring to was not only about the behaviour of the health care professional
the principle of patient confidentiality and how important it is to main- towards the patient, but also about the capacity of the health care
tain while providing care. In Video 3, in which the student and resident professional to create the conditions necessary for patients to be able
are discussing a patient in the hallway, one participant stated that to speak up. Yet participants also noted barriers that sometimes
prevented patients from being able to advocate for themselves. For
‘[Students should have] training prior to going into the example, not all patients may want or be able to challenge authority,
clinic, because there's always patient confidentiality, due to the power imbalance between patients and care providers, or
and other coworkers may not necessarily have the because they may not be aware that they can speak up due to their
right to know about a patient's condition,… so there's unfamiliarity with the health care system:
the confidentiality aspect, which I feel is lacking in this
video.’ (P7). ‘… the patient should have said something but maybe,
because he felt submissive to the higher ups because
In addition to discussing the importance of maintaining a patient's pri- these people are the medical [educators] he might feel
vacy, many participants also made comments about the importance of like, ‘Oh, they know what they're doing so why should
being respectful towards patients and their families. Participants per- I bother?’ (P20)
ceived some depicted actions of care providers to be disrespectful.
For example, in Video 5, in which a nurse speaks to the student in While P20 recognises that a patient may feel submissive and reluctant
front of the patient, one participant said, ‘it's very inconsiderate of the to speak up, however, P2 voiced their belief that that should not mat-
other person to talk above the patient as if that person wasn't there.’ ter, that ‘if the patient is feeling uncomfortable, the patient needs to
(P17). Through the exploration of this theme it became evident that speak up for themselves. This is not a timid patient, this is not an
while appropriate care is important, sometimes it is ‘even more impor- elderly patient and… they should know those rights and speak up …’
tant… that you treat [the] patient with dignity and respect …’ (P19). This belief that the patient should speak up, that it is their responsibil-
ity, was echoed by a different participant, who stated that in case of
an error,
3.6 | Advocate for yourself
‘… if a step was missed, the initial responsibility lies on
Several of our participants referred to a guiding principle that patients whoever missed that step. But if it's going to be
must actively advocate for themselves. We included comments under corrected, then the patient's going to have to do some-
this theme if participants discussed a patient's responsibility to advo- thing about it.’ (P12).
cate for themselves or if they noted barriers to patients speaking
up. Consider the following quote in response to video 4 and how the While the theme of advocacy was relevant across our dataset of par-
participant described how they would act if they were the patient in ticipant responses, there was clearly a fair amount of diversity in their
the fertility clinic: responses and expectations about self-advocacy. While participants
disagreed on how self-advocacy might be pursued by the patient,
… you'd ask the doctor or the supervisor in question there was consistency in their opinions that health care professionals
that the students leave or stay, depending on whether should create the conditions for patient self-advocacy to be both
you would consent to it or not… You should have been expressed and appropriately received.
consented beforehand, you'd ask why were you not
consented beforehand. (P12).
3.7 | Trust in the system
For this participant, it seems that patients should feel comfortable to
speak up and ask questions to advocate for themselves while they are The final theme refers to a guiding principle that patients should have
receiving care. A few participants felt even more strongly, expressing trust in the healthcare and medical education systems, and includes
that ‘… ultimately it comes down to the patient. They should ask comments about trusting a medical learner's level of training, the edu-
questions, should be responsible for their own health as far as cational process, and the judgement of healthcare providers. This is
enquiring.’ (P15). This sentiment was echoed by another participant demonstrated in the following response to video 5, where the partici-
who thought patients need to ‘Take control. It's your body, it's your pant is sharing their thoughts on having a medical student perform a
life. You need to know what's going on…‘ (Participant 13). Words like procedure on them:
‘should’ and ‘take control’ reflect a strong belief that patients should
not be passive recipients of care. ‘… at the same time, I think I would… deep down know
Some participants noted that speaking up relied on a shared that she is a medical student and she obviously knows
responsibility with health care providers, including medical students. a lot. She's practicing in a hospital… this is where all of
This suggests that participants' conceptualization of professionalism the doctors that get experience started out… I would
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732 HANEY ET AL.

just let her do her job because I would sort of trust… 4 | DI SCU SSION
the supervisor…’ (P1).
The purpose of this study was to explore patients' perceptions of how
This participant would be willing to be treated by a student because medical students should behave in the face of ‘professionally chal-
she trusts the supervising physician. The concept of trust arose lenging situations.’ We also aimed to determine whether a gap exists
repeatedly in the interviews, with many participants reflecting that between what medical students are taught and assessed on and what
while they understand the role patients play in the training of learners, is expected by patients. We found that patients' responses to the
they trust the education system to treat them safely and to not place standardised scenarios replicated the themes previously reported in
them in the hands of someone who is not competent. the disavowed curriculum, which was generated based on student and
faculty data, suggesting these themes are important to patients. How-
‘Well, in a perfect world where no one has to train, ever, we also confirmed that our previous research had significant
you would not want someone who's never done some- blind spots, as seen by the novel themes patients identified in the cur-
thing before practicing on you, especially if they do not rent study. This should serve as a reminder of the enormous value of
disclose that they are in training… But as a patient, you having patients engaged in medical education research, not just as
have to understand that the medical students have to subjects but as co-producers.27
undergo training and they have to do it on humans.’ Of the ‘blind spots’ patients exposed, two (‘trust in the system’
(P7). and ‘advocate for yourself’) were, unexpectedly, imperatives directed
not at medical professionals but at fellow patients. While these imper-
Embedded within these comments relating to trust is the acknowledg- atives were novel additions to the disavowed curriculum framework,
ment by participants of the risk associated with having trainees learn- they link to other literature. For example, ‘trust in the system’ has par-
ing on patients. In most instances, participants believed this risk is allels with the concept of ‘impersonal trust’, the idea that trust is not
properly managed and worth the reward of playing a role in preparing established through an individual but through the profession the indi-
future care providers: vidual is embedded in.28 The factors that influence the level of trust
patients have in their physicians is only partially understood,29 with
… I would be forgiving and understand that, ‘Oh, the insufficient evidence to conclude what types of interventions might
student here is going to be the future medical care pro- increase trust.30 One potential explanation for this is a ceiling effect,
vider, so I understand that they need the experience given that patients' trust in physicians is already high, although race
and the practical procedures in order to get to know and socio-economic status have been shown to influence the level of
the environment and the procedures like that.’ (P20). trust patients have in their healthcare professionals.31 Our findings
also suggest that patients' trust in the system is not absolute, and
This was echoed by another participant who remarked that they indeed can be somewhat tenuous, subject to erosion by largely habit-
‘don't want a fourth-year student doing anything that they shouldn't ual practices such as providing reports to professional colleagues
be doing. But I'm trusting the system…’ (P5). Some participants also without consideration of patient presence during those conversations.
noted that the need to trust is essentially unavoidable, because of the Practices of this nature have previously been identified by medical
imbalance of knowledge and power between patients and providers: students as ‘objectification of patients’, a common characteristic of
professional lapses students witness.32 Therefore, although trust in
There might be this imbalanced relationship because physicians may be relatively high, it is easily eroded by students and
the patient has so much trust and the doctor's so professionals and deserves further attention in medical school
knowledgeable… that whatever they say they cannot curricula.
argue because they just simply believe… And I would The theme that patients should advocate for themselves has res-
too because they have so much past history, past onance in the broader literature on patient self-advocacy. Concepts of
experience and studies to be where they are right now. patient self-advocacy are complex and diverse, claiming roots in social
Their qualification says a lot, so I would not really movement theories, social activism and anti-colonial practices.33 The
question it. (P20). conceptual, social, and political complexity of patient self-advocacy is
beyond the scope of this paper. However, what is particularly inter-
The above quote was also coded as a barrier to patients speaking up esting in this study is the way patient self-advocacy is being posi-
and demonstrates the conflict that can occur between different prin- tioned in relationship to concepts of professionalism. While advocacy
ciples in the disavowed curriculum framework. Here, there is tension is included in constructs of professional work, frameworks such as
between the two patient identified principles of ‘trust in the system’ CanMEDS tend to focus on health professionals using ‘their expertise
and ‘advocate for yourself’. Participants trust the healthcare and med- and influence’ to work ‘with those they serve’ and to ‘speak on behalf
ical education systems to look out for their best interests while also of others when required’.34 In this study, we see participants calling
serving the interests of medical trainees by advancing their level of not only for health professionals to speak on behalf of patients, but to
training without compromising patient safety. actively create and sustain the conditions for patients to speak for
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HANEY ET AL. 733

themselves. These findings have implications for medical students' and judging the appropriateness of a behaviour depends on the
developing professionalism. Not only should students develop capac- specifics of the particular situation, including the training level of the
ity as advocates, but they should recognise the difficulties inherent in individuals involved and the principles that are in tension.
patients' capacity to self-advocate. These difficulties may be transient, Our participants' abilities to understand the student perspective
reflecting the complexities of variable trajectories of health and ill- can be taken as evidence that patients may understand some of the
ness.35,36 However, they may be more deep set, reflecting entrenched difficulties that come with being a student, and the tensions students
37
institutions that have systematically perpetuated power imbalances. face in the clinical learning environment. This suggests that patients
Further, to support patient self-advocacy requires a capacity for may be able to consider and account for the pressures students face if
critical reflection, recognising one's own actions may be inadvertently they were to be engaged to provide feedback or assessments. While
creating the very conditions that promote silence.38 This expectation this could appear to challenge earlier findings by Brockbank et al.,
that health care professionals and learners have a responsibility to who reported that the public may actually be harsher than staff doc-
nurture patient self-advocacy is an elaboration on existing conceptual tors in their judgements of students' behaviours, there are key meth-
models of professionalism, and deserves attention in medical odologic differences that should be considered. In Brockbank's study,
curricula. researchers wrote scenarios depicting medical student misconduct,
Most of the newly identified themes in our data were categorised which were deliberately written to represent ‘unambiguous contexts,
as avowed principles in the disavowed curriculum framework, that is, and not professionally challenging situations’. In our study, not only
they are principles that align with values publicly stated by the profes- were the situations deliberately challenging, with no obvious correct
sion. In contrast, the theme ‘hide dissension in the ranks’, is response, we also did not provide participants with specific medical
unavowed, because it is not explicitly avowed that patients should not student responses; that is, participants first hypothesised potential
be made aware of disagreements, although it seems to be tacitly responses by students and then judged them. It has yet to be seen if
understood. Certainly, openly arguing in front of patients would be these findings of understanding and potential leniency in patients'
seen as disrespectful and rude. But what about other, milder types of judgements would translate to clinical practice. Further, it is important
disagreements, for example, those that may occur during teaching to emphasise that while there may be benefits to patients understand-
rounds? During case presentations, for example, medical students ing the pressure that medical students are under, it is also a critical
may be questioned or challenged about their interpretations and find- reminder that patients can see the flaws in the medical education sys-
ings, or team members may disagree about an approach to diagnosis. tem, as illustrated by their frequent references to the unavowed and
One recent study found that bedside rounds that included case pre- disavowed themes. This should remind educators that these elements
sentations in the room, in front of patients, were more likely to lead of the hidden and disavowed curriculum are not invisible and that
to patient confusion than when presentations occurred outside the work is still required to address them.
room.39 In-room presentations were also more likely to avoid sensi- While all decisions about this research study were made carefully
tive topics, although they had other positive effects as well. Combined and reflexively, it is not without limitations. Participants were self-
with our findings, this suggests that the movement to be more selected from a large, urban hospital, with multiple factors influencing
patient-centred by teaching at the bedside with patients may there- ability to participate. They were required to have sufficient time to
fore have unintended consequences, both for patient care and for participate as well as the ability to communicate fluently in English.
professionalism. It may be difficult indeed for students to learn how Our volunteers were also relatively young. These factors affect the
(and when) to engage in disagreements about patient care, especially transferability of our findings to other settings. Further, many of our
when attempting to advocate for a patient, without inadvertently participants were university educated, and may not reflect other,
adding to patient anxiety. more diverse populations in terms of their ability to understand the
This tension noted between otherwise equally important themes scenarios as portrayed. While our study is necessarily limited, the find-
is consistent with prior research.40 For example, the patient impera- ings do identify potential blind spots in dominant models of profes-
tives of ‘trust in the system’ and ‘advocate for yourself’ tell patients sionalism and associated concepts of assessment. These findings
that they need to speak up for themselves and take control of the sit- warrant further exploration. This study also relied on an existing
uation while also trusting that the systems in place will look after framework and a combination of inductive and deductive coding.
them. These types of tensions and conflicts were previously identified Even though a rigorous analytic process was used, other researchers
in research on the disavowed curriculum, in which it was reported that using different sensitising concepts may interpret the data in
‘disclose the truth’ can often conflict with ‘know when to fudge the other ways.
truth’; and know when to ‘obey’ can conflict with ‘step up to the The implications of this research are useful for both medical edu-
plate’.4 In studies of medical and surgical faculty, these conflicts were cators and researchers. Educators should focus on teaching and rein-
resolved in inconsistent ways and led to significant variability in how forcing the themes patients identified in this study as blind spots in
students' actions were judged.4 The standardised dilemmas we used the disavowed curriculum. This could include instruction on how to
were designed to have no one clear, right answer, so these tensions minimise barriers to patient self-advocacy, how to communicate
were not unexpected and reinforce the critical importance of under- respectfully and honour the trust patients place in the medical educa-
standing the context surrounding professional dilemmas. Interpreting tion and care systems. Given the push towards multi-source feedback
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734 HANEY ET AL.

and assessment, both for learners and practicing physicians, it is likely RE FE RE NCE S
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00002987
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The study has been funded by the Temerty Faculty of Medicine, Ottawa Consensus Group on the assessment of professionalism.
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