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CHRONIC KIDNEY DISEASE

Non-pharmacological Key points


management of chronic C There is increasing evidence to support the importance of non-

kidney disease pharmacological lifestyle and dietary modifications in chronic


kidney disease (CKD)

Courtney J Lightfoot C More novel approaches such as nature-based interventions


Thomas J Wilkinson and art therapy can also have a positive impact on the well-
being of people with CKD
Alice C Smith
C Self-management underpins most non-pharmacological ther-
apies and requires substantial knowledge, skills and confi-
Abstract dence (patient activation)
Non-pharmacological management of long-term conditions includes
components such as diet, physical activity and lifestyle behaviour C Engagement and maintenance with non-pharmacological in-
modification, and plays an integral role in optimal person-centred terventions, and optimization of their benefits, is more suc-
care for people living with chronic kidney disease (CKD). However, cessful when individual characteristics characteristics and
in order for these approaches to be successful, they require active choices are considered
engagement from the individual. Activating and empowering individ-
uals to take an active role in their own health and healthcare is the
focus of person-centred care. Identifying and improving an individual’s
level of activation and ability to effectively self-manage their condition
can help to tailor interventions which could lead to better health out- What is non-pharmacological management?
comes and improved quality of life. This article provides an overview Non-pharmacological management can be defined as therapies
of non-pharmacological management strategies and the evidence or interventions not directly involving medication which attempt
for their benefits in CKD. It also describes the role of the patient and to optimize an individual’s complex health needs or better
how adherence to non-pharmacological therapies is underpinned by manage their health. These often relate to diet, physical activity
patient activation and self-management. Finally, the paper discusses (and exercise), or other lifestyle components. Additionally, non-
interventions aimed at improving patient activation and strategies pharmacological interventions such as cognitive behavioural
such as education and support, which have the potential to activate therapy (CBT) have been shown to have favourable effects on
and empower people in their health and make effective use of non- psychological health.
pharmacological interventions.
Keywords Diet therapy; exercise; health behaviour; health educa-
tion; health promotion; healthy lifestyle; patient education; patient
Overview of non-pharmacological therapies in chronic
participation; psychosocial intervention
kidney disease
Physical activity and exercise therapy
Arguably, the most widely researched non-pharmacological
therapies involve physical activity and/or exercise. Key system-
atic reviews and meta-analyses from the last 5 years on the
benefits of physical activity and/or exercise are detailed in
Introduction
Table 1. In summary, there is substantial evidence that physical
Alongside the pharmacological management of chronic kidney activity and exercise has numerous beneficial effects across all
disease (CKD), there is increasing evidence that adjunct non- stages of CKD. These include a reduced risk of premature mor-
pharmacological strategies can improve the health outcomes tality and adverse clinical outcomes, improved cardiorespiratory
and physical and mental well-being of people living with CKD. fitness and exercise capacity, and positive impacts on physical
function and strength and quality of life (QoL). This growing
body of evidence has led to the first National Institute for Health
Courtney J Lightfoot PhD is Research Associate with the Leicester and Care Excellence-endorsed clinical practice guidelines for
Kidney Lifestyle Team, Department of Health Sciences, University of exercise and lifestyle in CKD, published in 2022.1 Nonetheless,
Leicester, and the Leicester NIHR Biomedical Research Centre, UK. despite a wider recognition of the benefits, only 10e30% of
Competing interests: none declared. people with CKD are physically active.2
Thomas J Wilkinson PhD is Research Fellow with the NIHR Applied Optimum gains in physical activity and exercise behaviours
Research Collaboration East Midlands (ARC-EM), Leicester Diabetes are likely to be achieved through personalized progressive pro-
Centre, UK. Competing interests: none declared. grammes supported by appropriately trained exercise pro-
fessionals. However, where these are not available, any increase
Alice C Smith PhD is Professor of Lifestyle Medicine with the
Leicester Kidney Lifestyle Team, Department of Health Sciences, in physical activity has potential benefits and general advice
University of Leicester, and the Leicester NIHR Biomedical Research should encourage patients to set realistic goals and plans that fit
Centre, UK. Competing interests: none declared. with their capabilities and lifestyle.

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CHRONIC KIDNEY DISEASE

Summary of key systematic reviews and meta-analyses examining the effects of exercise and physical activity in people
with CKD
CKD stage Author Aim/objectives Summary of findings of benefits

Non-dialysis Nakamura et al. (2020) Systematic review and meta-analysis of 18 C Improvements in VO2 peak/max
RCTs investigating the effects of exercise on C Improvements in physical and walking
mortality and kidney and physical function capacity
C Inconclusive effect on all-cause mortality
C Inconclusive effect on eGFR
C Unclear effects on muscle strength
MacKinnon et al. (2018) Systematic review of 29 studies exploring the C Reduced all-cause and cardiovascular
association of physical activity and physical mortality
function with adverse clinical outcomes and C Reduced risk of rapid decline in renal
all-cause mortality function
C Reduced prevalence of frailty and
sarcopenia
Thompson et al. (2019) Systematic review and meta-analysis of 12 C Significant short-term blood pressure-
RCTs examining the effect of exercise on blood lowering effect
pressure C Short-term antihypertensive effect
C No effect of systolic blood pressure
Pei et al. (2019) Meta-analysis of 31 RCTs assessing the effect C Improvements in cardiorespiratory func-
of aerobic exercise training tion (VO2 peak) and exercise duration
C Improvements in HDL-C
C Improvements in health-related QoL
Ferreira et al. (2021) Systematic review and meta-analysis of 12 C Improvements in depression and anxiety
RCTs examining the effects of exercise on symptoms
depression and anxiety
Transplant Wilkinson et al. (2022) Systematic review and meta-analysis of 16 C Improvements in cardiorespiratory func-
RCTs assessing the effect of exercise training tion and exercise capacity
interventions C Improvements in strength
C Improvements in HDL concentrations
C Increased maximum heart rate
C Improvements in QoL
Chen et al. (2019) Systematic review and meta-analysis of 12 C Improvements in arterial stiffness
RCTs assessing the effect of exercise training C Improvements in exercise tolerance
on cardiovascular risk factors C Improvements in QoL
C Inconsistent effects on key modifiable CVD
risk factors such as hypertension, dyslipi-
daemia, hyperglycaemia, decreased kidney
function and obesity
Haemodialysis Pu et al. (2019) Systematic review and meta-analysis of 27 C Improvements in haemodialysis adequacy
RCTs assessing the efficacy and safety of C Improvements in exercise capacity
intradialytic exercise C Reductions in blood pressure
C Improvements in depression
C Improvements in QoL
Clarkson et al. (2019) Systematic review and meta-analysis of 27 C Improvements in physical function
RCTs examining the effect of exercise C Improvements in exercise capacity
interventions for improving objective physical
function
Lu et al. (2019) Systematic review and meta-analysis of 21 C Improvements in muscle mass
RCTs investigating the effect of exercise on C Improvements in muscle strength
muscle fitness
Salhab et al. (2019) Systematic review and meta-analysis of 22 C Improvements in QoL
RCTs examining aerobic intradialytic exercise C No effect on dialysis efficiency
interventions C No effect on serum phosphorus
Young et al. (2018) Systematic review and meta-analysis of 13
RCTs

(continued on next page)

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CHRONIC KIDNEY DISEASE

Table 1 (continued )
CKD stage Author Aim/objectives Summary of findings of benefits

Peritoneal dialysis Thangarasa et al. (2018) Systematic review and meta-analysis of 12 C Improvements in QoL
studies examining the effects of physical C Improvements in VO2 max and peak heart
activity rate
C Increased muscle mass
C Improvements in serum glucose
C Improvements in markers of inflammation
Tarca et al. (2022) Systematic review of 25 studies reporting C Low risk of adverse events
exercise or physical activity-related adverse C Most commonly reported adverse event
events were musculoskeletal (e.g. muscle/joint
pain, etc.), followed by fatigue
C Most events were mild to moderate in
severity and resolved by exercise pro-
gramme modification, education or rest

CVD, cardiovascular disease; eGFR, estimated glomerular filtration rate; HDL-C, high-density lipoprotein-cholesterol, VO2, maximal aerobic capacity.

Table 1

Diet and nutrition 14 units of alcohol a week, spread across 3 days) and avoid
Diet forms an important part of a healthy lifestyle and is a key recreational drugs.1
component in the management of many long-term conditions
(LTCs). In CKD, dietary approaches are used to address meta- Psychological therapy
bolic and nutritional complications.3 For more advanced stages Non-pharmacological psychological interventions represent an
of CKD with disturbed blood chemistry, nutritional management evidence-based strategy to manage depressive disorders in CKD.
is complex and involves personalized specialist renal dietitian A systematic review in ESKD, including psycho-education, CBT
support. However, review findings generally suggest that a and problem-solving therapy, found significant benefits for
tailored healthy diet that includes bioactive nutrients could depressive symptoms. CBT is considered to be a safe, low-risk
potentially prevent and treat CKD and its complications.3 strategy to treat major depressive disorder in CKD. Other prac-
For individuals with CKD, restricting salt intake can lead to tical approaches such as stress management training (e.g.
superior blood pressure control and reduced proteinuria/albu- mindfulness) can also support the mental health of people living
minuria. Restricting protein intake may slow the deterioration of with CKD. Mindfulness-based interventions (MBIs) are an
kidney function and CKD progression, reduce rates of end-stage emerging complementary therapy in people undergoing dialysis.
kidney disease (ESKD) and potentially enhance the conserva-
tive management of CKD. However, there is no clear evidence of Novel non-pharmacological therapies
an impact on risk of death or adverse effects such as protein Cool dialysate has demonstrated numerous beneficial effects in
eenergy wasting. people undergoing dialysis, such as reduced intradialytic hypoten-
Increasing fruit and vegetable consumption and fibre intake sion, fatigue, ischaemic damage, cardiovascular mortality and
has the potential to prevent or delay ESKD. Plant-based diets restless leg syndrome, along with improved sleep quality, well-
have mineral risks but possible benefits for the primary pre- being and activities of daily living. Neuromuscular electrical stim-
vention of CKD, management of symptoms and metabolic com- ulation (NMES) may improve muscle strength, functional capacity
plications, and progression for those living with non-dialysis and QoL in people given haemodialysis and peritoneal dialysis.
CKD. Beneficial effects of plant-based diets have also been NMES has been recommended to improve muscle strength in peo-
observed in kidney transplant recipients. ple with CKD experiencing acute flare-ups and unable to exercise.
Nature-based therapeutic interventions (NBIs) can have pos-
Other lifestyle interventions itive impacts on psychological and physiological well-being in
Evidence supporting weight management interventions (i.e. ex- people with LTCs. However, evidence is limited, especially in
ercise, dietetic or combined) is limited, with minimal effects people with CKD, and further research guided by rigorous
observed on body weight and body mass index, in individuals evidence-based research is needed. There is increasing evidence
who are overweight and obese or experiencing post-transplant that art therapy can improve mental health, well-being and QoL
weight gain. A consensus report from renal dietitians suggests in individuals with LTCs, alongside the management of these
that the key to successful clinical management requires a complex conditions. A mixed methods feasibility study in people
multifactorial approach including dietary education and other undergoing haemodialysis has shown promising results for self-
therapeutic interventions. Clinical practice guidelines in CKD esteem, motivation and overall haemodialysis experience. In
also recommend that people with CKD stop smoking, keep the UK, the Renal Arts Group has developed guidance on
alcohol consumption within national guidelines (no more than implementing intradialytic arts activities.

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CHRONIC KIDNEY DISEASE

The need for or prioritization of non-pharmacological their competency in performing that role. It is defined as the
management in kidney disease knowledge, skills and confidence a person has in managing their
health and healthcare. Patient activation incorporates elements
The balance of evidence increasingly supports the importance of
of self-efficacy, self-determination and readiness to change, and
non-pharmacological management in CKD. Optimizing the con-
can thus be modified. The accumulation of knowledge, skills,
trol of key health risk factors can be addressed by targeting a
confidence and self-determination an individual has for man-
range of lifestyle and dietary strategies, including physical ac-
aging their own health is a cyclical process, which ultimately
tivity, obesity, salt intake, smoking, blood pressure and blood
results in increased levels of patient activation.
glucose.1 Aside from improving health and clinical outcomes,
lifestyle modification can improve the well-being and life
participation of people with CKD. Life participation has been Patient activation in kidney disease
identified as a critically important outcome for people living with Low levels of patient activation (43e60%) are widely prevalent in
CKD, which involves prioritizing life values and the ability to people with CKD (see Further reading) and are associated with
engage in meaningful activities (see Further reading). older age, lower kidney function, a greater number of co-
morbidities and cardiovascular disease risk factors (see Further
The role of self-management in the use of non- reading), higher levels of depression and anxiety, higher symptom
pharmacological therapies burden and reduced QoL (see Further reading). A high disease and
The nature of many of the non-pharmacological approaches to treatment burden can affect an individual’s patient activation and
CKD management described above means that the individual self-management abilities; thus, those with advanced CKD, who
must take on a considerable role in adopting and sustaining have more complex healthcare needs, may find self-management
positive behaviour change. This requires a substantial level of difficult (see Further reading). In addition, the number of co-
knowledge, motivation and active engagement from them. morbidities an individual is required to manage can influence
Therefore, effective self-management underpins the use of many activation levels and potentially result in an inability to cope (see
non-pharmacological therapies. Further reading). Consequently, interventions designed to facili-
tate self-management, as well as patient activation, are required to
support the needs of people living with CKD.
Self-management and kidney disease
Self-management is an essential component in the management of Assessing patient activation
LTCs, empowering individuals to take a more active role in their
health. It comprises a complex set of tasks (medical management, The Patient Activation Measure (PAM-13) is the most commonly
role or behavioural management, emotional management) and used instrument to assess patient activation, and is the only
processes (decision-making, using resources, forming partnerships evidence-based tailoring tool to support services in building an
with healthcare professionals, problem solving and taking action), individual’s skill, knowledge and confidence to manage their
that require self-efficacy to engage with and execute them. The health and care.5 PAM-13 provides a useful tool for informing
goal of self-management is to control the condition with clear and tailoring healthcare discussions, assessing quality of care
strategies to achieve the desired outcomes while leading a full and and evaluating the effects of interventions.4,5 It is a reliable and
productive life.4 There is increasing evidence that supporting suitable measure to assess patient activation in individuals with
people to self-manage their health and care can lead to improve- LTCs, including CKD (see Further reading) and has been shown
ments in clinical and patient outcomes, a reduction in healthcare to be effective in quantifying an individual’s ability to self-
usage, and significantly better health status and symptom control. manage.
CKD management guidelines increasingly include the pro-
motion of self-management behaviours as standard care in an Relationship between patient activation and self-
effort to decelerate CKD progression and prevent complications4 management
It is widely recommended that individuals are aware of their
Having the appropriate knowledge, skills and confidence (i.e.
diagnosis, involved in shared treatment decisions, provided with
patient activation), and the ability to use these to manage health
access to their medical data and given information on blood
and identify and access resources and support, are likely to be
pressure control, exercise, diet, medication management and
fundamental components of effective self-management behav-
smoking cessation. Knowledge of and information about the
iour. Patient activation and self-management are closely related
successful and effective management of CKD can allow in-
to changes in one subsequently followed by changes in the other
dividuals to make adjustments to the management of their con-
in the same direction.4 As patient activation underpins effective
dition, which can reduce symptom burden, improve QoL and
and sustained self-management, its improvement provides an
slow progression of CKD and cardiovascular and other co-
attractive goal for interventions aiming to promote and facilitate
morbidities. However, many individuals lack knowledge and
self-management behaviours (see Figure 1 and Further reading).
understanding about the importance of self-management and
Individuals with higher levels of activation are more likely to
how to perform the necessary behaviours to manage their CKD.
engage with disease-specific management behaviours in LTCs
such as diabetes and cardiovascular disease; they are also more
Patient activation
likely to engage in physical activity, pay attention to their diet
Patient activation is a behavioural concept that describes an in- and manage their well-being (e.g. stress). Although the rela-
dividual’s understanding of their role in their healthcare, and tionship between patient activation and disease-specific

MEDICINE 51:3 173 Ó 2022 Published by Elsevier Ltd.


CHRONIC KIDNEY DISEASE

The relationship between patient activation, self-management and non-pharmacological management


in CKD

Non-pharmacological management

Other lifestyle components


Physical activity/exercise Diet/nutrition
(e.g. smoking, alcohol)

Psychological Novel/emerging therapies


(e.g. CBT, mindfulness) (e.g. cool dialysate, NMES, NBIs)

Self-efficacy Self-regulation

Active engagement Motivation

Self-management

Medical Behavioural Emotional


management management management

Patient activation

Knowledge Confidence

Skills

NBI, nature-based intervention

Figure 1

behaviours have been observed in other LTCs, this has not yet called My Kidneys & Me, designed to improve patient activation
been explored in CKD.4 in people with non-dialysis CKD, has been co-developed with
patients and stakeholders and is undergoing evaluation in a
Interventions to increase patient activation multicentre randomized controlled trial. To our knowledge, this
is the first self-management intervention for people with CKD
Interventions aiming to improve patient activation in LTCs are
targeting patient activation and using PAM-13 as the primary
limited in number, but interest in their development is
outcome.
increasing. Findings across trials using PAM-13 as an outcome
have consistently shown that participants with the lowest acti-
Activation for non-pharmacological therapies
vation levels experienced the greatest increase in PAM-13 after
intervention, and those in the highest levels had limited When determining the most appropriate non-pharmacological
improvements. therapy, it is imperative to consider the individual’s characteris-
Despite increasing interest in patient activation in CKD (see tics and choices (including their needs, preferences and circum-
Further reading), no studies have yet been published that eval- stances) to engage and sustain the person. Ensuring that activities
uate interventions designed to target patient activation in CKD. are self-determined and meaningful to the individual, alongside
However, an online education and self-management programme their readiness to engage effectively, which can be assessed via

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CHRONIC KIDNEY DISEASE

their patient activation level, can potentially further increase and potential future applications. Patient Educ Couns 2016; 99:
engagement and maintenance with non-pharmacological in- 1739e46.
terventions and optimization of their benefits. A
FURTHER READING
Lightfoot CJ, Wilkinson TJ, Memory KE, Palmer J, Smith AC. Reliability
KEY REFERENCES and validity of the patient activation measure in kidney disease:
1 Baker LA, March DS, Wilkinson TJ, et al. Clinical practice guideline results of Rasch analysis. Clin J Am Soc Nephrol 2021; 16: 880e8.
exercise and lifestyle in chronic kidney disease. BMC Nephol 2022; Magadi W, Lightfoot CJ, Memory KE, et al. Patient activation and its
23: 75. association with symptom burden and quality of life across the
2 Wilkinson TJ, Clarke AL, Nixon DGD, et al. Prevalence and corre- spectrum of chronic kidney disease stages in England. BMC
lates of physical activity across kidney disease stages: an obser- Nephrol 2022; 23: 45.
vational multicentre study. Nephrol Dial Transplant 2019; 36: Nair D, Cavanaugh KL. Sincere integration of patients’ perspectives
641e9. into kidney care: affirming and adopting patient activation. Clin J
3 Mafra D, Borges NA, Lindholm B, Shiels PG, Evenepoel P, Am Soc Nephrol 2021; 16: 840e2.
Stenvinkel P. Food as medicine: targeting the uraemic phenotype Tong A, Manns B, Wang AYM, et al. Implementing core outcomes in
in chronic kidney disease. Nat Rev Nephrol 2021; 17: 153e71. kidney disease: report of the Standardized Outcomes in
4 Lightfoot CJ, Nair D, Bennett PN, et al. Patient activation: the Nephrology (SONG) implementation workshop. Kidney Int 2018;
cornerstone of effective self-management in chronic kidney dis- 94: 1053e68.
ease? Kidney Dial 2022; 2: 91e105. Wilkinson TJ, Memory K, Lightfoot CJ, Palmer J, Smith AC. De-
5 Roberts NJ, Kidd L, Dougall N, Patel IS, McNarry S, Nixon C. terminants of patient activation and its association with cardio-
Measuring patient activation: the utility of the Patient Activation vascular disease risk in chronic kidney disease: a cross-sectional
Measure within a UK context e results from four exemplar studies study. Health Expect 2021; 24: 843e52.

TEST YOURSELF
To test your knowledge based on the article you have just read, please complete the questions below. The answers can be found at the
end of the issue or online here.

Question 1 What non-pharmacological intervention is most likely to help?


A 75-year-old frail woman presented with distress and anxiety A. Increasing dietary protein intake
about the future. She was being given unit-based haemodialysis B. A course of cognitive behavioural therapy (CBT)
for chronic kidney disease. C. A progressive exercise programme
D. Neuromuscular electrical stimulation (NMES)
Which of the following non-pharmacological approaches is E. Art therapy as an alternative to more physically active
most likely to help? pastimes
A. Cool dialysate
B. A weight management programme Question 3
C. Combined aerobic and resistance exercise training A 55-year-old woman was under review for chronic kidney dis-
D. Reducing dietary salt intake ease associated with type 2 diabetes. With the careful use of self-
E. Mindfulness technique management skills such as diet, exercise and medication adher-
ence it was hoped that dialysis or transplant could be postponed.

Question 2 What is the most appropriate tool to assess these capabilities


A 45-year-old man presented with disappointment that, despite in a clinical setting?
having been given a kidney transplant 10 months previously, he A. Patient Activation Measure (PAM-13)
still lacked the strength and stamina to engage in his favourite B. EuroQoL-5 Dimension (EQ5D)
leisure activities as he would wish. The kidney was functioning C. Kidney Failure Risk Equation (KFRE)
well and his estimated glomerular filtration rate was 48 ml/ D. Palliative Outcome Scale-Renal (POS-Renal)
minute/1.73 m2. E. Hospital Anxiety and Depression Scale (HADS)

MEDICINE 51:3 175 Ó 2022 Published by Elsevier Ltd.

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