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Seminars in Fetal & Neonatal Medicine xxx (2016) 1e8

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Seminars in Fetal & Neonatal Medicine


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Review

Nasal intermittent positive pressure ventilation in preterm infants:


Equipment, evidence, and synchronization
Louise S. Owen a, b, c, *, Brett J. Manley a, b
a
Neonatal Services and Newborn Research Centre, The Royal Women's Hospital, Parkville, Australia
b
Department of Obstetrics and Gynaecology, The University of Melbourne, Parkville, Australia
c
Murdoch Childrens Research Institute, Parkville, Australia

s u m m a r y
Keywords: The use of nasal intermittent positive pressure ventilation (NIPPV) as respiratory support for preterm
Premature infant infants is well established. Evidence from randomized trials indicates that NIPPV is advantageous over
Neonatal intensive care
continuous positive airway pressure (CPAP) as post-extubation support, albeit with varied outcomes
Continuous positive airway pressure
Respiratory distress syndrome
between NIPPV techniques. Randomized data comparing NIPPV with CPAP as primary support, and for
Newborn the treatment of apnea, are conflicting. Intrepretation of outcomes is limited by the multiple techniques
and devices used to generate and deliver NIPPV. This review discusses the potential mechanisms of
action of NIPPV in preterm infants, the evidence from clinical trials, and summarizes recommendations
for practice.
© 2016 Elsevier Ltd. All rights reserved.

1. Introduction mandatory ventilation [2]; or NI-PSV: non-invasive pressure sup-


port ventilation [3].
NIPPV has been used as a form of non-invasive respiratory Bi-level CPAP is often included under the umbrella of NIPPV.
support in newborn infants since the 1970s [1]; however, uncer- This mode also combines CPAP with intermittent pressure in-
tainty remains regarding its mechanism of action, and how best to creases via a nasal interface, but describes alternating high and low
apply it and in which infants. levels of CPAP. Throughout both levels the infant breathes inde-
This review evaluates the evidence currently available to assess pendently. Bi-level CPAP has also been called nasal BiPAP [4] and
whether NIPPV should be used, and under which clinical circum- biphasic nasal CPAP [5].
stances. It examine hows NIPPV may be applied, with particular
reference as to whether or not NIPPV should be synchronized
(sNIPPV) with spontaneous breathing.
3. Generating and delivering NIPPV

2. Terminology and techniques 3.1. Pressure

“NIPPV” is an umbrella term for multiple techniques combining In theory, any ventilator can be used to generate non-
the application of positive distending pressure (continuous positive synchronized (ns)NIPPV and many have been used in published
airway pressure: CPAP) with intermittent pressure increases studies [6e9]. However, the most cited ventilator in the NIPPV
applied at the nose, without an endotracheal tube. The various literature, and one of very few that have been used to provide
abbreviations used to describe NIPPV in the literature reflect sNIPPV, is the Infant Star (Infrasonics Inc., San Diego, CA, USA).
whether synchronization was attempted, and the ventilation However, this ventilator is no longer in production and conse-
strategy applied, e.g. N-SIMV: nasal synchronized intermittent quently its use has almost ceased. Some manufacturers are intro-
ducing ventilators with incorporated synchronization mechanisms,
two of which have been used in published NIPPV studies: Giulia
* Corresponding author. Address: Newborn Research Centre, The Royal Women's
Hospital, Level 7, 20 Flemington Road, Parkville, Victoria 3052, Australia. Tel.: þ613
(Giulia Neonatal Nasal Ventilator, Ginevri Medical Technologies,
8345 3766; fax: þ613 8345 3789. Rome, Italy [10e12]) and Sophie (Fritz Stephan Medizintechnik
E-mail address: louise.owen@thewomens.org.au (L.S. Owen). GmbH, Gackenbach, Germany [13]).

http://dx.doi.org/10.1016/j.siny.2016.01.003
1744-165X/© 2016 Elsevier Ltd. All rights reserved.

Please cite this article in press as: Owen LS, Manley BJ, Nasal intermittent positive pressure ventilation in preterm infants: Equipment, evidence,
and synchronization, Seminars in Fetal & Neonatal Medicine (2016), http://dx.doi.org/10.1016/j.siny.2016.01.003
2 L.S. Owen, B.J. Manley / Seminars in Fetal & Neonatal Medicine xxx (2016) 1e8

The set pressures and rates used during ventilator-generated more variable [28] due to pressure loss across different prongs [33].
NIPPV are usually similar to peri-extubation endotracheal ventila- However, these observations have demonstrated slightly higher
tion settings (peak pressures 14e24 cmH2O and positive end delivered mean airway pressures (MAP) during NIPPV than CPAP
expiratory pressure (PEEP) 3e6 cmH2O) [7e9,14e17]. Typically, alone: this in itself may be enough to account for the apparent
peak pressure duration is short (<0.5 s) with a range of 10e60 advantages of NIPPV [31,34]. Most studies comparing CPAP with
cycles/min [7e9,14e17]. NIPPV have not aligned MAP between study groups and therefore
There are few devices capable of delivering biphasic CPAP to the variable is unaccounted for. One study directly examining MAP
newborns. The flow-driver “SiPAP” and its predecessor the Infant found no difference in oxygenation, carbon dioxide (CO2) levels or
Flow Driver Advance e IFDa (both Care Fusion, Yorba Linda, CA, respiratory rate (RR) between nsNIPPV and CPAP delivered at
USA) were developed to deliver CPAP and biphasic CPAP. At least NIPPV-MAP level [35]; tidal volume (VT) and desaturation events
one new device designed to deliver these modes is available, but is were better during MAP-level CPAP.
yet to be clinically evaluated: Medin CNO (Medical Innovations So do applied NIPPV pressures translate to lung volume change?
GmbH, Puchheim, Germany). Biphasic CPAP uses lower set pres- NIPPV may slightly increase end expiratory lung volume, compared
sures and lower rates than traditional ventilator-generated NIPPV, with CPAP [23], although this also could be due to increased MAP.
partly due to limitations within the delivery devices, and partly However, data have demonstrated that during nsNIPPV the ma-
because there is no intent to mimic or fit in with spontaneous jority of pressure peaks occur during spontaneous expiration and
breathing patterns. have no effect on VT [11,36]. When pressure peaks occur during
Both the SiPAP and IFDa devices have a maximum deliverable spontaneous inspiration those volumes increase by ~15% [36]. This
pressure of 11 cmH2O in the biphasic mode, except under certain suggests that timing of pressure change is important to confer
circumstances. Studies using biphasic CPAP describe longer high- volume change. One group has demonstrated higher VT during
pressure duration (0.5e1.0 s), cycle rates of 10e30/min and 3e4 sNIPPV (NIPPV pressures 12/3 cmH2O, compared with CPAP 3
cmH2O differences between high (typically 8e9 cmH2O) and low cmH2O), reporting 40% higher volumes during sNIPPV [11]. In this
(typically 4e6 cmH2O) CPAP pressure settings [5,18e22]. study infants were enrolled immediately after extubation, and very
Additionally, SiPAP and IFDa can be set to deliver traditional low PEEP was used in the CPAP group. Other similar studies
NIPPV patterns with shorter, more frequent high-pressure in- enrolled infants already stable on CPAP, used higher PEEPs, and
tervals. In this setting synchronization may be desired, and in failed to demonstrate VT difference between CPAP and sNIPPV
synchronized mode SiPAP can deliver peak pressure of 15 cmH2O. [3,23,37,38]. A study that directly compared sNIPPV (~90% of
Some studies have used the SiPAP in this way [23,24]. pressure peaks delivered during inspiration) with nsNIPPV (~20% of
Whether these devices and strategies should be considered pressure peaks during delivered during inspiration) found no dif-
different modes of support or simply a spectrum of NIPPV is un- ference in VT between modes [37].
clear. However, for the purpose of this review, NIPPV is considered NIPPV pressure peaks may not effectively reach the lungs during
to have high-pressure duration 0.5 s, and biphasic CPAP >0.5 s. central (non-obstructive) apnea [10,36]. Data have demonstrated
that during 95% of central apneas no NIPPV pressure changes
3.2. Patient interface produced lung volume change (Fig. 1), possibly due to obstructive
components of central apnea [39]. In 5% of central apneas NIPPV
NIPPV and biphasic CPAP studies have mostly used short pressures produced VT change one-quarter the volume of sponta-
binasal prongs as the patient interface. Binasal prongs have been neous breaths [36]
shown to reduce re-intubation rates during CPAP, in comparison Therefore, it does not seem likely that pressure or volume
to single nasal prongs [25]. Several NIPPV studies have used change are the prime mechanisms of action during NIPPV.
binasal nasopharyngeal prongs [6,8,15,26,27]; however, two
groups have reported abdominal distension with these longer
4.2. NIPPV: gas exchange
prongs [8,26]. Recently, nasal cannulae have been used to deliver
NIPPV in a lung model [28]. However, the NIPPV pressure trans-
Given the limited pressure and volume effects of NIPPV it could
mission was greatly attenuated by the small diameter nasal
be anticipated that there would be minimal effect on gas exchange.
cannulae, compared with traditional CPAP prongs. There have
Of six studies investigating oxygenation and CO2 clearance, two
been no studies using NIPPV delivered via nasal mask, nor direct
reported lower CO2 during NIPPV [11,40], one reported lower ox-
comparisons between interfaces during NIPPV or biphasic CPAP.
ygen saturation (by 1%) during NIPPV [41], and the remainder (all
With all interfaces there are likely to be large and variable leaks
using sNIPPV) found no difference in either parameter [3,10,37].
from the nose and mouth, which may limit the effectiveness of the
Infants in all six studies were adequately supported with CPAP at
applied pressures.
study entry, potentially limiting any difference in these parameters.
In contrast, Huang et al.'s study enrolled infants shortly after
4. How are NIPPV and biphasic CPAP thought to work?
extubation and found improved oxygen and CO2 levels during
sNIPPV, compared with nsNIPPV [13].
4.1. NIPPV: pressure and volume

It has been suggested that NIPPV pressure changes micro-recruit 4.3. NIPPV: work of breathing
alveoli and improves functional residual capacity (FRC) [16,29,30],
but no clinical trials support these theories. Nasal intermittent Five studies investigating work of breathing (WOB) during
positive pressure ventilation is so called because it was initially sNIPPV found reduced WOB compared with CPAP [3,11,13,37,38]; a
presumed that pressure changes delivered into the nose would sixth reported improved thoraco-abdominal synchrony [2]. Two
translate into lung inflations. However, observational data have direct comparisons of sNIPPV with nsNIPPV found that sNIPPV
shown that during NIPPV the delivered peak pressure is variable improved thoraco-abdominal synchrony [37] and reduced WOB
and often substantially below the set peak pressure [31,32], likely [13,37]. Less WOB may seem of small benefit, but over a prolonged
related to leak. These observations measured intra-prong pressure, period may influence need for intubation or re-intubation, or fre-
not intra-thoracic pressure, which is likely to be lower still, and quency of apnea.

Please cite this article in press as: Owen LS, Manley BJ, Nasal intermittent positive pressure ventilation in preterm infants: Equipment, evidence,
and synchronization, Seminars in Fetal & Neonatal Medicine (2016), http://dx.doi.org/10.1016/j.siny.2016.01.003
L.S. Owen, B.J. Manley / Seminars in Fetal & Neonatal Medicine xxx (2016) 1e8 3

Fig. 1. Nasal intermittent positive pressure ventilation (NIPPV) pressure (upper), spontaneous breathing and apnea recorded by a Graseby capsule and respiratory inductance
plethysmography (RIP; center), and oxygen saturation (lower) during central apnea, with no lung volume change observed during apnea. (Reproduced from Owen LS, Morley CJ,
Dawson JA, Davis PG. Effects of non-synchronised nasal intermittent positive pressure ventilation on spontaneous breathing in preterm infants. Archs Dis Child Fetal Neonatal Ed
2011;96:F422e8 with permission from BMJ Publishing Group Ltd.)

4.4. NIPPV: other mechanisms and 88% in Brazil [47] in 2009. Surveys have not distinguished
between NIPPV and biphasic CPAP. The devices, and consequently
Other possible actions include pharyngeal inflation, triggering of the settings, vary between countries; in Brazil, ventilator-generated
Head's paradoxical reflex [15,30,32,42], and amelioration of apneic NIPPV was almost exclusively used, whereas the UK and Ireland
events [36,42]. Animal studies have demonstrated active glottal predominantly used flow drivers (e.g. SiPAP). Typical pressure
closure during the majority of central apneas in premature lambs settings during ventilator-generated NIPPV were 20/5 cmH2O [47],
[43], preserving lung volume, and possibly limiting apnea-related compared with 10/5 cmH2O using SiPAP [45]. Reported cycle rates
desaturation [44], an effect which has been reported in preterm averaged 20e30/min and high-pressure duration was consistently
infants [36,42]. A crossover study comparing two modes of nsNIPPV <0.5s with both devices. All three published surveys cited >90%
(ventilator and flow-driver) with two modes of CPAP (flow-driver usage of short binasal prongs to deliver NIPPV, but also up to 50%
and “bubble CPAP”) found no difference in apnea number between nasal mask use [45]; nasopharyngeal prongs were used in a small
modes [41]. However, another crossover study comparing nsNIPPV minority [47].
with sNIPPV and with CPAP [10] found fewer desaturations and
central apneas during sNIPPV than during other modes.

6. Synchronization during NIPPV


4.5. Biphasic CPAP
6.1. Animal and adult studies
Few studies have examined potential mechanisms of action
during biphasic CPAP. Theories include higher upper CPAP level Extrapolation of the use of synchronization during endotracheal
leading to higher MAP and improved oxygenation [21], alternating ventilation to synchronize NIPPV seems logical, but does it work?
CPAP levels resulting in increased FRC [20,21], recruitment of un- Does the interposition of the larynx reduce our ability to deliver
stable alveoli [20], and decreased WOB [5]. effective synchronized pressure changes?
One study reported no differences in oxygenation, RR or CO2 Animal studies have shown that applying positive pressure at
levels between biphasic CPAP and CPAP [19], whereas another re- the nose results in laryngeal narrowing and consequently reduced
ported higher oxygen levels, lower RR and CO2 levels during biphasic lung inflation [48]. Physiological studies have shown that if applied
CPAP, although the differences were very small [21]. There are no pressures reach the upper airway, glottic function is unaltered, but
reported differences in heart rate, apneas, desaturations [19], or pro- if pressures reach the lower airways the broncho-pulmonary
inflammatory cytokines [20] between CPAP and biphasic CPAP. pressure receptors initiate glottal narrowing [49]. Adult studies
have shown that NIPPV applied at increasing ventilatory settings
5. How do clinicians apply NIPPV and biphasic CPAP? results in increasing glottal narrowing, obstructive apnea, and
reduced tidal volume [50,51]. Potential consequences of applying
NIPPV is widely used to treat preterm infants, with reported pressure to a closed glottis include ineffective respiratory support,
rates ranging from 48% in the UK (2006) [45] to 71% in Ireland [46] excessive upper airway pressure, and gastric distention. This

Please cite this article in press as: Owen LS, Manley BJ, Nasal intermittent positive pressure ventilation in preterm infants: Equipment, evidence,
and synchronization, Seminars in Fetal & Neonatal Medicine (2016), http://dx.doi.org/10.1016/j.siny.2016.01.003
4 L.S. Owen, B.J. Manley / Seminars in Fetal & Neonatal Medicine xxx (2016) 1e8

information questions whether synchronization during neonatal responded less consistently to GC signals 50e75% of the time [56,60]
NIPPV would be effective. (Fig. 2), delivering lower, more variable pressures [59]. Thus far, one
During biphasic CPAP, high pressure duration is typically randomized study has used SiPAP to deliver sNIPPV in this way [24].
0.5e1 s, compared with typical spontaneous inspiration of 0.3 s in One group has consistently reported success using a nasal flow
preterm infants [52], therefore synchronization with spontaneous trigger [10e12], reporting initiation of air flow within 65 ms, and
breathing is not targeted. accurate triggering in >90% of breaths [11]. However, the device
(Giulia neonatal nasal ventilator) is not widely available, and others
6.2. Direct comparisons between sNIPPV and nsNIPPV in preterm have not been able to successfully use other nasal flow triggers
infants during NIPPV [42]. Kugelman et al. used the pressure trigger device
within the SLE2000 ventilator (Specialized Laboratory Equipment
Few studies have made direct comparisons between NIPPV Ltd, South Croydon, UK) for NIPPV synchronization [7], which was
modes. Chang et al. [37] compared sNIPPV and nsNIPPV at 20 and thought to be successful, although acknowledging that appropriate
40 cycles/min and found no differences in VT, minute ventilation, triggering could not be verified. Respiratory inductance plethys-
RR, oxygenation, CO2 level, desaturation events, or thoraco- mography (RIP) has been used to synchronize NIPPV [3] but is not
abdominal synchrony. Inspiratory WOB was reduced during currently commercially available. A study of surface sensors found
sNIPPV, especially when more cycles per minute were that, compared with esophageal pressure change to indicate initi-
synchronized. ation of inspiration, abdominal RIP detected inspiration 53 ms
Gizzi et al. [10] reported fewer central apneas and total desa- earlier, a GC 13 ms after, and a chest RIP band 103 ms after the
turations and bradycardias with sNIPPV than with nsNIPPV. How- esophageal pressure change [58]. This correlates with Stern et al.
ever, infants in the nsNIPPV group received 20 pressure cycles per who found that the GC responded before the sum of RIP chest and
minute whereas those in the sNIPPV group had all spontaneous abdominal bands [56]. Recently, a diaphragmatic electromyogram
breaths supported (mean RR: 57). This is likely to have produced a e neurally adjusted ventilator assist (NAVA) e has offered the
higher MAP during sNIPPV (although this is not reported) and may possibility of providing inspiratory synchronization plus propor-
account for some of the difference seen. Huang et al. [13], who tional pressure support [61]. Non-invasive NAVA in children pro-
reported decreased WOB, RR, CO2, and improved oxygenation re- vides better synchronization than pneumatic triggers [62];
ported a difference in MAP (8.6 cmH2O sNIPPV, versus 7.9 cmH2O however, it is invasive and costly, requires practice to accurately
nsNIPPV) despite delivering nsNIPPV at 40 cycles/min; during place the sensor [63], and there are few data on neonatal outcomes
sNIPPV infants were supported for all spontaneous breath (mean [64].
RR 70).
6.4. Is synchronization being used clinically?
6.3. Practicalities of applying synchronization during neonatal
NIPPV Although devices are available, data suggest that synchroniza-
tion is not always locally available, or used. In the UK [45], 77% of
Synchronization with spontaneous breathing during neonatal nurseries using NIPPV reported attempting synchronization using
endotracheal ventilation either uses a pneumatic pressure trigger the GC and SiPAP, whereas in Brazil 1% used this method, 45% used
or a flow sensor, which may be more sensitive [53]. Synchroniza- ventilator pressure triggers, and the remainder did not attempt
tion during NIPPV is challenging due to the large and variable leaks synchronization [47]. Researchers are not always successful in us-
[54] of mouth opening and variable nasal prongs fit in the nares. ing synchronization; Mediema et al. [23] reported that in 22 infants
Normal onset of inspiration commences with glottal abduction, where synchronization was attempted using the GC and SiPAP, so
followed by diaphragmatic contraction. However, in preterm in- few breaths were correctly triggered that analysis was not possible.
fants, typically one-third of breaths, and up to 60%, commence with Courtney reported that attempts at synchronization using flow
diaphragmatic contraction followed by glottal abduction [55]. triggering were also unsuccessful [42]. The considerable cost of
Therefore, deciding which event to detect in order to react rapidly specialized equipment required to synchronize NIPPV could limit
to the onset of inspiration is unclear. its uptake, even if proven beneficial.
Airway flow detection may be a way of ensuring that the glottis
is open before pressure is applied, but the most commonly cited 7. Randomized trials of NIPPV and biphasic CPAP
method of NIPPV synchronization is the Graseby capsule (GC). This
is a small polythene foam-filled disk, which is cheap, lightweight, 7.1. Comparisons with CPAP
disposable and unaffected by air leak. The capsule is affixed to the
anterior abdominal wall below the xiphisternum; compression or Kirpalani published the largest NIPPV trial, studying NIPPV as
distortion of the capsule is detected by a pneumatic transducer. Its primary (49%) and post-extubation support (51%), either synchro-
accuracy is limited by position and fixation [56], and by movement nized or not, and using any NIPPV delivery device [65]. The trial
artifact, although data regarding its accuracy during NIPPV suggest randomized 1009 infants at <30 weeks of gestation, to NIPPV or
that it correctly detects the onset of inspiration about 90% of the CPAP. There were no differences in primary (combined outcome of
time [37]. The GC was the synchronization device for the Infant Star death or moderate/severe bronchopulmonary dysplasia, BPD) or
ventilator, now out of production, but which was used in most of secondary outcomes between groups.
the randomized studies evaluating sNIPPV [14e16,57]. Stephan
ventilators (Fritz Stephan, Gackenbach, Germany) now incorporate 7.2. Direct comparisons between ventilator-generated and CPAP-
software using the GC signal during non-invasive support, and driver-generated NIPPV, and between sNIPPV and nsNIPPV
initial reports of its reliability are encouraging [13,58].
The SiPAP flow-driver can be used to deliver sNIPPV, albeit with No randomized controlled trials (RCTs) have directly examined
relatively low peak pressures. Bench top and clinical data using differences between ventilator-generated and flow-driver-
SiPAP suggest that the GC rapidly and accurately detects breaths, generated NIPPV, nor between sNIPPV and nsNIPPV. A sub-
resulting in initiation of increased air flow within 30 ms [56,59]. analysis of the 497 infants randomized to receive NIPPV in Kirpa-
However, at higher spontaneous breath rates and the SiPAP lani et al.'s trial [65] reported on the 241 infants who received mainly

Please cite this article in press as: Owen LS, Manley BJ, Nasal intermittent positive pressure ventilation in preterm infants: Equipment, evidence,
and synchronization, Seminars in Fetal & Neonatal Medicine (2016), http://dx.doi.org/10.1016/j.siny.2016.01.003
L.S. Owen, B.J. Manley / Seminars in Fetal & Neonatal Medicine xxx (2016) 1e8 5

Fig. 2. Biphasic continuous positive airway pressure delivered by SiPAP (top), spontaneous breathing recorded by respiratory inductance plethysmography (center) and sponta-
neous breathing as recorded by the Graseby capsule component of SiPAP (lower). When respiratory rate (RR) is high (84/min) SiPAP responds to alternate spontaneous breaths.
When RR falls to 55/min all breaths are responded to, and delivered pressures are higher. (Reproduced from Owen LS, Morley CJ, Davis PG. Effects of synchronisation during SiPAP-
generated nasal intermittent positive pressure ventilation (NIPPV) in preterm infants. Archs Dis Child Fetal Neonatal Ed 2015;100:F24e30 with permission from BMJ Publishing
Group Ltd.).

ventilator-generated NIPPV, and the 215 who received mainly flow- (INtubation-SURfactant-Extubation) within both groups [8,9,17,68].
driver NIPPV [66]. It is not specified whether those on flow-driver Two studies reported less need for mechanical ventilation (MV)
NIPPV received biphasic CPAP or traditional NIPPV. No differences within 48 h in the nsNIPPV groups [8,9], whereas three reported no
were seen in the composite primary outcome (death or BPD), but difference in need for MV at four [40], 48 [68], and 72 h of age [17].
there was significantly higher mortality [odds ratio: 5.01; 95% con- Sub-analysis of Kirpalani et al.'s trial also found no difference in
fidence interval (CI): 1.74, 14.4] in the flow-driver NIPPV group. Data death/BPD between NIPPV and CPAP in the subgroup receiving
were not given for set pressures in the trial, though the study pro- primary non-invasive support [65].
tocol recommended pressures that would result in higher pressures Two trials examined sNIPPV compared with CPAP as primary
in the ventilator-generated NIPPV group e this could potentially support; neither allowed INSURE. Kugelman et al. [7] (using
have affected the outcome. The recent Cochrane review [67], which ventilator-generated NIPPV) reported less need for MV in the
included seven additional studies in the analysis of NIPPV by device, sNIPPV group (25% vs 49%, P ¼ 0.04). Wood [24] (using the SiPAP),
for the outcome of extubation failure, reported relative risk 0.64 reported no difference in need for MV between groups (13.3% vs
(95% CI: 0.44, 0.95) favoring ventilator-generated NIPPV. 11.7%, P ¼ 0.78) [24]. A recent meta-analysis, including one sNIPPV
The same sub-analysis examined mode of NIPPV. For infants [7] and two nsNIPPV primary support studies [8,17] demonstrated a
where sufficient data were available (n ¼ 410), 102 received mostly relative risk reduction for intubation <72 h in the NIPPV group
sNIPPV and 308 mostly nsNIPPV. Less than 10% of the ventilator- (0.60; 95% CI: 0.43, 0.83) [69].
generated group received sNIPPV, whereas 40% of the flow-driver
group received sNIPPV. There was no statistically significant dif-
ference in the combined primary outcome between synchronized 7.4. NIPPV vs CPAP for the treatment of apnea
and non-synchronized groups (33.3% vs 38.6%, P ¼ 0.33) [66].
Two RCTs compared nsNIPPV with CPAP for the treatment of
apnea of prematurity. One reported no benefit of nsNIPPV over
7.3. NIPPV vs CPAP as primary respiratory support CPAP [32], whereas the other found a greater reduction in apneic
events in the nsNIPPV group [70]. Meta-analysis concluded that
Five trials have compared nsNIPPV with CPAP as primary res- NIPPV may enhance the effects of CPAP in severe apnea but more
piratory support after birth [8,9,17,40,68]. Four allowed INSURE data are required [71].

Please cite this article in press as: Owen LS, Manley BJ, Nasal intermittent positive pressure ventilation in preterm infants: Equipment, evidence,
and synchronization, Seminars in Fetal & Neonatal Medicine (2016), http://dx.doi.org/10.1016/j.siny.2016.01.003
6 L.S. Owen, B.J. Manley / Seminars in Fetal & Neonatal Medicine xxx (2016) 1e8

7.5. NIPPV vs CPAP as post extubation support Pressure and lung volume change do not appear to be pre-
dominant mechanisms of action during NIPPV, and it has been hard
Five RCTs compared sNIPPV with CPAP post extubation: all to delineate benefits of NIPPV in infants who are already estab-
showed reduced extubation failure rates with sNIPPV lished on CPAP. Studies of infants immediately post extubation, or
[11,14e16,72]. Meta-analysis of these studies showed a clinically dependant on NIPPV support may produce different results. The
important advantage of sNIPPV over CPAP in preventing extubation most consistent findings to date have been reduced WOB and more
failure (relative risk: 0.25; 95% CI: 0.15, 0.41) [67], and in reducing extubation success during sNIPPV.
BPD (0.64; 0.44, 0.95) [67]. Designing studies to isolate the impact of NIPPV by correcting
Two RCTs compared nsNIPPV with CPAP post extubation. for MAP has been difficult, and has made interpretation of many
Khorana et al. [6] reported no difference in re-intubation rates at studies difficult.
seven days; however, the study groups were not well matched. Synchronization is complex; synchronizing at the nose is
Kahramaner et al. [73] described 67 preterm infants randomized to entirely different from endotracheal synchronization; a very fast
nsNIPPV or CPAP and found that infants receiving nsNIPPV response time is needed as natural inspiration is very short and its
remained on non-invasive support for longer. However, the pre- mode of onset is variable. In reality, most clinicians currently do not
scribed weaning strategy may have contributed to this outcome. provide sNIPPV.
Other outcomes are hard to interpret as 40% of infants in the CPAP Most RCTs have not been powered to assess long-term outcomes
group died. The recently updated Cochrane review examining following NIPPV treatment and the largest appropriately powered
NIPPV support post extubation included eight studies, five syn- NIPPV trial did not demonstrate long-term benefits. Within this
chronized, one non-synchronized, one biphasic CPAP and one with trial, sub-analysis of techniques (sNIPPV vs nsNIPPV) was
mixed therapies [67], overall these studies provided benefit over confounded by the fact that ‘better’ ventilator-generated NIPPV was
CPAP for extubation success (risk ratio: 0.71), but the impact on BPD mostly applied in a ‘less effective’ non-synchronized manner, and
was lost. that low-pressure, flow-driver-generated NIPPV was more often
delivered in a synchronized manner. There is no convincing evi-
7.6. Synchronized NIPPV vs biphasic CPAP as primary support dence that NIPPV is advantageous over CPAP as primary support;
more than half the trials found no difference in need for MV,
One RCT has examined sNIPPV (flow-synchronized), in com- although varying approaches within the studies made it difficult to
parison with biphasic CPAP in preterm infants [12], mostly interpret the conflicting results. There continue to be very few data
following an INSURE procedure. Infants requiring early intubation assessing biphasic CPAP, and randomized studies have not shown
and ventilation were excluded. Pressure settings between groups benefit of the technique over CPAP.
were different due to sNIPPV being ventilator-generated and
biphasic CPAP being flow-driver-generated, although the groups  Set NIPPV pressures are dictated by the NIPPV delivery device
probably had comparable MAP during treatment. No differences used.
were seen in the primary (duration of support and failure of non-  NIPPV can reduce extubation failure, most consistently when
invasive support) or secondary outcomes. synchronized, and delivered by a ventilator.
 The role of NIPPV as primary support is unclear.
7.7. Synchronized NIPPV vs nasal high flow (HF) therapy as primary  The GC is the most used method of synchronization.
respiratory support  Other synchronization techniques have potential, particularly
RIP and NAVA.
One study has compared sNIPPV with nasal HF in premature  When MAP is matched between modes there is little difference
infants, demonstrating longer duration of support with HF, but no between CPAP, biphasic CPAP, and NIPPV.
other differences between groups [74].

7.8. Biphasic CPAP vs CPAP as primary respiratory support


9. Conclusion and research agenda
Lista et al. [20] reported on 40 infants randomized to biphasic or
plain CPAP as primary support, with INSURE if required. Primary Few studies have examined long-term effects of NIPPV, or the
outcome assessed inflammatory markers (no difference between relative benefits of sNIPPV versus nsNIPPV. Currently, ventilator-
groups), whereas secondary outcomes demonstrated fewer days of generated NIPPV appears most likely to confer benefit but there
respiratory support and supplemental oxygen in the biphasic are barriers to assessing whether ventilator-generated sNIPPV is
group. superior to ventilator-generated nsNIPPV, in terms of practicality
and cost. Encouragingly, there is little evidence of harm during
7.9. Biphasic CPAP vs CPAP as post extubation support NIPPV, with no increase in abdominal adverse events, in contrast to
early fears with the technique [75].
One RCT compared biphasic with plain CPAP post extubation. What is the best name for all the NIPPV techniques? We
O'Brien et al. [5] randomized 136 infants <1250 g and found no have virtually no supporting evidence of ‘ventilation’; perhaps
difference in successful extubation at seven days. However, the trial ‘non-invasive pressure support’, ‘nasal pressure support’ or ‘syn-
was stopped early due to a change in local practice, and was chronized nasal pressure support’ would more accurately reflect
therefore underpowered. the techniques.
Future NIPPV research should include:
8. Summary and practice points
 detailed comparisons of NIPPV devices, techniques, and syn-
NIPPV includes a spectrum of support, from low-pressure, low- chronization systems;
rate, biphasic CPAP, to high-pressure support fully synchronized  studies assessing the impact of NIPPV while correcting for MAP;
with spontaneous breathing. Devices and preferences for NIPPV  adequately designed studies examining long-term outcomes
delivery vary around the world, but its use is widespread. following NIPPV;

Please cite this article in press as: Owen LS, Manley BJ, Nasal intermittent positive pressure ventilation in preterm infants: Equipment, evidence,
and synchronization, Seminars in Fetal & Neonatal Medicine (2016), http://dx.doi.org/10.1016/j.siny.2016.01.003
L.S. Owen, B.J. Manley / Seminars in Fetal & Neonatal Medicine xxx (2016) 1e8 7

 investigating how available NIPPV techniques can be integrated treatment of neonates recovering from respiratory distress syndrome. Archs
Dis Child Fetal Neonatal Ed 2015;100:F31e4.
into a holistic BPD prevention strategy in high-risk infants.
[20] Lista G, Castoldi F, Fontana P, Daniele I, Cavigioli F, Rossi S, et al. Nasal
continuous positive airway pressure (CPAP) versus bi-level nasal CPAP in
preterm babies with respiratory distress syndrome: a randomised control
Conflict of interest statement trial. Arch Dis Child Fetal Neonatal Ed 2010;95(2):F85e9 [Epub 2009/12/02].
[21] Migliori C, Motta M, Angeli A, Chirico G. Nasal bilevel vs. continuous positive
airway pressure in preterm infants. Pediatr Pulmonol 2005;40:426e30.
None declared. [22] Ricotti A, Salvo V, Zimmermann LJ, Gavilanes AW, Barberi I, Lista G, et al. N-
SIPPV versus bi-level N-CPAP for early treatment of respiratory distress syn-
drome in preterm infants. J Maternal-Fetal Neonat Med 2013;26(13):1346e51
Funding sources [Epub 2013/03/16].
[23] Miedema M, van der Burg PS, Beuger S, de Jongh FH, Frerichs I, van Kaam AH.
None. Effect of nasal continuous and biphasic positive airway pressure on lung
volume in preterm infants. J Pediatr 2013;162:691e7.
[24] Wood FE, Gupta S, Tin W, Sinha S. Randomised controlled trial of synchron-
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Please cite this article in press as: Owen LS, Manley BJ, Nasal intermittent positive pressure ventilation in preterm infants: Equipment, evidence,
and synchronization, Seminars in Fetal & Neonatal Medicine (2016), http://dx.doi.org/10.1016/j.siny.2016.01.003

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