Professional Documents
Culture Documents
2, 2019 103
Richard T. Stone
Industrial and Manufacturing Systems Engineering Department,
Iowa State University,
Ames, Iowa, 50010, USA
and
Mechanical Engineering Department,
Iowa State University,
Ames, Iowa, USA
and
Story County Sheriff’s Office,
Story County, Nevada, Iowa, 50201, USA
Email: rstone@iastate.edu
Gary Backous
Story County Sheriff’s Office,
Story County, Nevada, Iowa, 50201, USA
Email: backous@storycountyiowa.gov
Erik Danford-Klein
Industrial and Manufacturing Systems Engineering Department,
Iowa State University,
Ames, Iowa, 50010, USA
Email: erikd@iastate.edu
Gary Backous has been with the Story County Sheriff’s Office since 2002
where he has served as a detention officer in 2002–2005, Deputy Sheriff in
2005–2012, tactical team member in 2008–2017, Policy Writing Specialist in
2012, Dive Team Supervisor in 2012–2017 and Support Services Sergeant in
2012–2017. He has a BA and MS in Criminal Justice and member of the
The effect of human-robot interaction on trust, situational awareness 105
1 Introduction
The Federal Aviation Administration defines drones as unmanned aircraft systems (UAS)
[also known as drones, unmanned aerial vehicle (UAV)], or ‘an aircraft without a human
pilot onboard’ (FAA, 2018). The earliest UAV can date back as early as WWI where the
US military used radio-controlled airplanes to attack German submarines (Keane and
Carr, 2013). Now, UAVs are classified into three primary categories:
1 tactical UAVs
2 strategic UAVs
3 micro/mini UAVs (Cavoukian, 2012).
Drones are performing various types of task such as location exploration (Sujit and
Beard, 2008), waterbody exploration (Sujit et al., 2009; Rathinam et al., 2007), mapping
(Tomoiagă and Morris, 2016; Remondino et al., 2011; Hirokawa et al., 2007), traffic
monitoring (Puri et al., 2007; Kanistras et al., 2013; Ro et al., 2007), reconnaissance
(Luotsinen et al., 2004; Miller, 1988), search and rescue (Tomic et al., 2012; Goodrich
et al., 2008; Doherty and Rudol, 2007), tactical situations (Sparrow, 2007; Hambling,
2010), and pipeline monitoring (Hausamann et al., 2005), among others.
With the advancement of microcomputers, drones are integrated with more functions
and getting lighter and smaller. Scientific communities are starting to add more features
to improve indoor flying ability (Mustafah et al., 2012; Mac et al., 2016; Ferrick et al.,
2012), explore applications for indoor flying, and perform tasks such as object tracking
(Chakrabarty et al., 2016), indoor search and rescue (Tomic et al., 2012), and surveillance
(Saska et al., 2012).
Room clearing operation is one of many tasks police officers need to perform on a
regular basis. Police officers need to physically rush into rooms to check for suspicious
activity and try to apprehend suspects. Close quarters combat room clearing operations
are considered a highly dangerous and complicated task (Greenwald, 2002). In
conventional military operations, it takes a small team of at least two soldiers to perform
the room clearing operation (Rose and Brandon, 2007) and the ‘point-man’ position of
the room clearing operation is considered the most dangerous since the doorway is the
focal point of the occupants in the room (Burton, 1998). However, due to the personnel
106 T.M. Schnieders et al.
shortage in the United States police force (Ali, 2017), especially in rural areas, police
officers are often forced to handle their case alone making them more vulnerable in room
clearing operations.
Since the early 2010s, militaries from multiple nations have been testing micro drones
for taking pictures and video in enemy territory (Whitwam, 2016). Studies regarding
using UAVs aiding police and military activities have been conducted in areas of
technology and feasibility (Daniel and Wietfeld, 2011; Ermacora et al., 2014), traffic
surveillance (Puri, 2005; Murphy and Cycon, 1999; Srinivasan et al., 2004), manhunting,
and scouting (Wright, 2005). However, none of the police related studies used the drone
for indoor close quarter combat situation.
With its small size, decent manoeuvrability, video streaming capability, and low
price, mini UAVs could be a good fit for police room clearing operations since it can
potentially replace the ‘point-man’ position in room clearing operations and help police
officers ‘see’ inside the room before entering. This can prevent police officers being
ambushed by perpetrators inside.
The aim of this study was to investigate if the use of a drone during room clearing
operations can:
1 increase situational awareness (measured by a modified SART-10D)
2 decrease the cognitive load of police officers (measured by a modified NASA-TLX)
3 increase efficiency of the room clearing operation (the ratio of targets found to the
number of targets presented)
4 measure the level of trust between police officers and the UAV used in the study
(human-robotic trust survey).
randomised. Each participant started with one of the control scenarios (1, 2, 3, or 4) or
one of the experimental scenarios (5, 6, 7, or 8). The scenarios the participants completed
was also randomised.
Upon completion of a control condition and an experimental condition, each
participant filled out a post-study survey, a SART-10D rating sheet, a modified
NASA-TLX, and a trust in human-robotic interaction survey. Participants were then
debriefed and released from the study.
If a target is identified in the room, the drone remained in the room and the drone
operator reported to the officer with “Target spotted in room. Target on left/right side of
room.”
Officers then proceeded with regular room clearing operation. After target has been
identified as civilian or combatant by the officers, the drone left the room and the
operator reported ‘drone proceeding backward’ and awaited further commands. Building
clearing resumed until operation had been fully completed.
Following the experiment, participants were asked to complete a post-experiment
survey as well as an informal interview. The post-experiment survey included qualitative
questions such as “how much involvement did you make in the decision making?”,
“What was the processes you followed to complete the task?”, “Did you experience
frustration during the task?”, etc. Following this section of the post-experiment survey,
participants completed a SART 10D rating sheet, a NASA-TLX, and a trust in
human-robotic interaction survey.
2.5 NASA-TLX
Workload is defined in the context of the NASA-TLX as the cost of the user to finish a
task. That is, how much mental, physical, or temporal demand was there to complete the
building clearing operation; how successful did the participant feel after completing the
task; how much effort or frustration did they fell during the task? The NASA-TLX
questionnaire gives an estimate for operators of their workload while they are performing
a task or immediately afterward (Hart, 2006). The questionnaire evaluates workload in
the aspects of mental demand, physical demand, temporal demand, frustration, effort, and
performance.
110 T.M. Schnieders et al.
The mental demand rating reflects how much the participants invested mentally
to finish the task such as thinking, searching, and calculating. The physical demand
rating shows how much physical effort participants spent to finish the task,
such as pushing, lifting, and/or controlling. The temporal demand score shows
the perceived pace of the task. Effort score of the NASA-TLX shows how much
mental and physical effort is being perceived to be devoted to finish the task.
Performance score reflect how participants perceive their performance, and frustration
level show how stressed, discouraged participant felt during the task. Unlike the weighted
scores used by Hart and Straveland (1988), a raw TLX score was used (Hart, 2006).
The survey has been used to evaluate a wide range of tasks over the years
(Cao et al., 2009), from simple tasks like driving screws into wood board to a complex
operation like piloting a spaceship.
Table 1 Trust in human-robotic interaction survey
Questions Purpose
The system is deceptive If the participants believe the UAV is providing deceiving
information in the room clearing operation
The system behaves in an If the participants think the UAV is working in secretive
underhanded manner manner in the room clearing operation
I am suspicious of the system’s If the participants believe the UAV showing suspicious
intent action, or output intention in the room clearing operation
I am wary of the system If the participant feels altered about the UAV in the room
clearing operation
The system’s action will have a If the participants perceive the UAV is a danger to
harmful or injurious outcome themselves or others in the room clearing operation
I am confident in the system How much confidence does the participants have in the UAV
The system provide security If the participant think the UAV provide security to
themselves in the room clearing
The system has integrity It evaluates how much integrity does the UAV perceived to
have in the room clearing operation
The system is dependable How dependable the UAV is being perceived in the room
clearing operation
The system is reliable How reliable the UAV is being perceived in the room
clearing operation
I can trust the system How much trust participants have been put in the UAV
during the room clearing
I am familiar with the system How familiar does the participants with the UAV used in the
room clearing
2.7 Performance
Performance was measured by two factors: completion time and target miss rate.
Completion time is of interest because building clearing tasks are often time-sensitive.
Officers need to be able to efficiently move through a building and identify potential
threats. Completion time of clearing a single floor was timed to the nearest tenth of a
second. Target miss rate is another valuable indicator of performance. Ideally, all
potential threats should be identified in a building clearing operation. Missed potential
threats, especially if armed, can have detrimental effects to not only the officers, but
others in the vicinity. Target miss rate was measured as binary target identified or target
missed.
3 Results
Fourteen officers, age 22–63 (median = 26.5, SD = 10.8, 2 females, 12 males) with an
average of 5.4 years law enforcement experience and 3 years of building sweeping
experience participated in the study.
A paired-samples t-test was conducted to compare time to clear one floor in drone
assistance and no drone assistance conditions. There was a significant difference in time
taken for drone assistance (M = 215.6 s, SD = 50.79 s) and no drone assistance
(M = 109.5 s, SD = 26.05 s) conditions; t(13) = 11.713, p = 2.794e-08.
the control and experimental (p = 0.27). There was no significant difference in alertness
between the control and experimental (p = 0.34). There was no significant difference in
concentration of attention between the control and experimental (p = 0.50). There was no
significant difference in division of attention between the control and experimental
(p = 0.055). There was no significant difference in spare mental capacity between the
control and experimental (p = 0.25). There was no significant difference in familiarity
with situation between the control and experimental (p = 0.17).
Figure 2 Time taken to complete floor (see online version for colours)
A significant difference was found in information quality between the control (M = 5.29,
SD = 1.98) and experimental (M = 6.36, SD = 0.63); t(13) = 2.11; p = 0.027. The results
from each participant can be seen in Figure 3.
The SART-10D survey is an ordinal 1 to 7 scale. Information quality is described as
“how good is the information you have gained about the situation? Is the knowledge
communicated very useful (high) or is it a new situation (low)?”
The effect of human-robot interaction on trust, situational awareness 113
SART-10D results
Instability of the situation
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
4.9 2.3 5.6 1.6 0.058
Complexity of the situation
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
4.4 2.4 4.36 2.3 0.45
Variability of the situation
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
4.6 2.3 4.36 2.3 0.27
Alertness
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
6.5 0.65 6.4 0.85 0.34
Concentration of attention
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
6.5 0.65 6.5 0.85 0.5
Division of attention
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
5.4 2.03 5.9 1.6 0.055
Spare mental capacity
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
5.2 1.97 4.9 1.99 0.25
Familiarity with situation
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
5.9 1.59 6.07 1.14 0.17
114 T.M. Schnieders et al.
3.3 NASA-TLX
A paired-samples t-test was conducted to compare the results of each metric
of the NASA-TLX. A detailed breakdown of the non-significant results from the
NASA-TLX survey can be found in Table 2. There was no significant difference
in mental demand between the control and experimental (p = 0.13). There was
no significant difference in physical demand between the control and experimental
(p = 0.195). There was no significant difference in performance between the control
and experimental (p = 0.48). There was no significant difference in effort between the
control and experimental (p = 0.08). There was no significant difference in frustration
between the control and experimental (p = 0.34).
Table 3 NASA-TLX non-significant results
NASA-TLX results
Mental demand
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
12.6 5.80 13.2 5.62 0.13
Physical demand
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
7.79 5.13 8.36 4.94 0.195
Performance
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
9.00 7.15 9.07 5.17 0.48
Effort
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
11.0 5.17 9.29 5.85 0.08
Frustration
Control Experimental
P-value
Mean Standard deviation Mean Standard deviation
4.57 4.22 4.79 3.96 0.34
A significant difference was found in temporal demand between the control (M = 10.14,
SD = 5.53) and experimental (M = 8.14, SD = 5.20); p = 0.04. The results from each
participant can be seen in Figure 4.
The effect of human-robot interaction on trust, situational awareness 115
4 Discussion
The aim of the study was to investigate if the use of a drone during room clearing
operations can increase the officer’s situational awareness, decrease cognitive load on
officers, increase their efficiency during room clearing operation, as well as accurately
116 T.M. Schnieders et al.
measure the level of trust between officers and the UAV used in the study. Efficiency for
this study is the ratio of targets found to the number of targets presented.
As the results section of this document suggest, the use of a drone during room
clearing exercises increased the information quality, increased cognitive demand in the
area of time pressure during the task, and the efficiency of room clearing was increased
with the use of drones. It is also very important to note that none of the areas assessed
were negatively impacted using drones.
Task performance is always a critical factor to consider when conducting studies in
the workplace, even more so when the task involves potentially life-threatening
scenarios. The results section of this paper shows that every officer took significantly
longer to complete their clearing task when utilising the drone. This was impacted by
several factors. Firstly, there is and delay between when the officer completes the room to
when they communicate the room is clear to when that information is processed by the
drone operator and reacted to. In addition, the drone itself slowed progress because
movement through doorways is a somewhat difficult operation due to the narrow size of
the doorframes. This is a common issue for both airborne robots as well as land-based
robots that has been well-documented in the literature (Stone et al., 2017).
The SART-10D survey, an indicator of situational awareness, indicated little
difference between the control and experimental groups. The only significantly different
metric was information quality. Many participants indicated the same score for the
SART-10D or significantly higher score for using the drones. Of the metrics surveyed,
information quality is arguably the most important in this type of scenario. Instability,
complexity, variability, alertness, concentration, division of attention, spare mental
capacity, and familiarity with situation are unlikely to drastically change due to the high
level of risk in building clearing operations. The only aspect that is different between the
control and experimental groups is the addition of the ‘second set of eyes’ via the drone.
The drone allowed for critical information to be relayed allowing for a higher success rate
in spotting potential targets. This is reflected qualitatively by the participants’ subjective
view of higher levels in information quality when using the drone, as well as
quantitatively with the higher ratio of found targets by the experimental group.
Performance in this study was also measured by the ratio of potential targets found.
During the study there were fewer instances of people and/or weapons missed while
searching with a drone than without one. In two instances, the control group (no drone
assistance) cleared rooms and did not see the armed individual inside, leaving the room
without acknowledging the subject. In one instance, the control group (no drone
assistance) did not see the unarmed individual inside and left the room without
acknowledging the subject. The experimental group (with drone assistance) did not miss
any armed individuals but did miss one unarmed individual. Under some conditions such
as searching for armed, suicidal, or barricaded subjects the increased time it takes to
conduct the operation is less problematic. As police tactics change from dynamic and
fast-pace room clearing operations to a more controlled and deliberate pace, technology
such as this could mitigate some of the risks officers have historically faced when
clearing rooms (Fenici et al., 2011).
The results of the trust in human-robotic interaction survey also illustrated a
somewhat high level of trust in the drone. The results indicated that while working with
the drone is unfamiliar (mean of 2.5/7), they are not wary of the system (mean of 2.85/7),
they believe it is not deceptive (mean of 1.64/7), and they do not believe the drone acts in
an underhanded manner (mean of 1.5/7). However, they believe the drone has moderate
The effect of human-robot interaction on trust, situational awareness 117
levels of integrity (mean of 4.79/7), moderate confidence in the drone (mean of 4.75/7),
believe the drone offers security (mean of 5.39/7), and they can trust the drone (mean of
4.68/7). These are aspects that are critical for cooperative interaction to occur. It can be
easy to distrust technology when the officer has been trained in solo-engagement and
accepts the responsibility of putting their life in their own hands each time they enter a
room under those conditions. With training, experience, and continued improvement in
drone technology the level of trust in the interaction between officers and drones can be
easily improved as well.
What these findings begin to do for law enforcement practitioners is open the door to
identifying safer and more effective solutions for conducting high-risk search operations
in a way that increases their situational awareness and efficiency, while decreasing
cognitive load.
The current primary limitation to using drones in room clearing operations is the pace
at which the work is conducted. In active-killer situations a fast and effective response is
imperative and under the conditions of this study, drones may not be effective during the
initial response. This should not imply that drones will never be effective in such
circumstances, but currently this is a limitation that needs to be overcome.
5 Limitations
One limitation of this work could be using officers from only one county sheriff’s office
from the Midwest. Replication of this study could look at multiple sheriff’s offices from
multiple geographic distributions. Officers from other sheriff’s offices may have more or
less experience with room clearing operations and active shooter scenarios. The research
team does not think this limitation is large. All sheriff’s offices undergo extensive
training for room clearing operations as well as active shooter scenarios.
An additional limitation lies in the available drone technology. In preparing for this
study, the research team used multiple types and sizes of drones to determine the
expected success of each before ultimately choosing a relatively small drone that could
be flown indoors with a battery life long enough to complete the operation. In addition,
the drone was okayed for use by the county sheriff’s office as a viable solution for actual
use.
Another potential limitation was having a member of the research team be the drone
pilot and be in communication with the participant. The drone pilot and communicator
was also a member of the county sheriff’s office and has worked with the participants in
active duty as well as during training. The research team member also had extensive
training flying the chosen drone. The research team wanted to limit the effect of having a
new pilot fly the drone for each scenario. A future study could look at having participants
act as both drone pilot as well as the room clearing officer.
6 Future work
Future studies could reduce the amount of time the drones have to scan each room prior
to entry while assessing for the same factors as this study. This could help identify
reasonable operating parameters for balancing the need for trust, situational awareness,
118 T.M. Schnieders et al.
and performance in a variety of operational conditions, not just slow, deliberate searches.
Future work could also include force-on-force room clearing exercises where officers risk
being shot by Airsoft or Simunition rounds to better evaluate their trust in human-robotic
interaction. It can be assumed that it is easier to trust a technology when its failure has no
immediate consequences, but as soon as an officer must rely on it for their immediate
well-being in terms of whether they will experience a temporary painful stimulus could
change the level of trust officers have in the technology. Searching areas with staircases
has always been a danger for officers and tactical teams. Testing trust, situational
awareness, and performance on multilevel dwellings would also be valuable.
Future work on this topic should include the role of multiple and/or autonomous
drones. Having an autonomous drone digitally (remotely) tethered to an officer or tactical
team to provide ‘rear security’ or to hold a hallway while officers are searching rooms
would also be beneficial. The use of multiple drones may also decrease the amount of
time taken and temporal demand used during a building clearing operation. Additional
work with drone swarms will need to investigate orientation awareness, heading
direction, and relative location to be deployed successfully (Stone et al., 2017).
The authors of this work are currently finalising a paper on the use of multiple drones
compared to one drone in a similar room clearing operation.
Acknowledgements
Thank you to Story County Sheriff’s Office for their time and support in running this
study.
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The effect of human-robot interaction on trust, situational awareness 121
Appendix A
Instability of situation
How changeable is the situation? Is the situation highly unstable and likely to
change suddenly (high), or is it very stable and straightforward (low)?
Low High
Complexity of situation
How complicated is the situation? Is it complex with many interrelated
components (high) or is it simple and straightforward (low)?
Low High
Variability of situation
How many variables are changing in the situation? Are there a large number of
factors varying (high) or are there very few variables changing (low)?
Low High
Alertness
How alert are you in the situation? Are you alert and ready for activity (high) or
do you have a low degree of alertness (low)?
Low High
Concentration of attention
How much are you concentrating on the situation? Are you bringing all your
thoughts to bear (high) or is your attention elsewhere (low)?
Low High
Division of attention
How much is your attention divided in the situation? Are you concentrating on
many aspects of the situation (high) or focused on only one (low)?
Low High
Spare mental capacity
How much mental capacity do you have to spare in the situation? Do you have
sufficient mental capacity to attend to many variables (high) or nothing to spare
at all (low)
Low High
Information quality
How good is the information you have gained about the situation? Is the
knowledge communicated very useful (high) or is it a new situation (low)?
Low High
Familiarity with situation
How familiar are you with the situation? Do you have a great deal of relevant
experience (high) or is it a new situation (low)?
Low High
122 T.M. Schnieders et al.
Appendix B
Hart and Staveland’s NASA task load index (TLX) method assesses work load on five
seven-point scales. Increments of high, medium, and low estimates for each point result
in 21 gradations on the scale.
Table A2 NASA task load index
Perfect Failure
Effort How hard did you have to work to
accomplish your level of performance
Appendix C
Below is a list of statements for evaluating trust between people and automation. There
are several scales for you to rate intensity of your feeling of trust, or your impression of
the quadcopter during the operation.
Please mark an ‘x’ on each line at the point which best describes your feeling or your
impression.
Table A3 Trust in human-robotic interaction