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This guide is for organizations interested in bringing noninvasive prenatal testing (NIPT) into their
laboratory. Because each technology provider approaches NIPT differently, this guide is designed
to help you ask the right questions, objectively compare platforms, and choose the best NIPT
technology for your lab.
Foreword
What is the value of NIPT?
Until 2011, the predominant prenatal aneuploidy screening options for trisomies 21, 18, and 13 were measurement of serum
markers and sonographic evaluation of the fetus. The introduction of cell-free DNA (cfDNA) screening created a new
option—NIPT—that facilitates screening for a wider range of fetal aneuploidies. Like traditional serum screening, NIPT is a
screening test and results should be confirmed by diagnostic testing prior to making pregnancy management decisions.
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NIPT platforms
and approaches
There are two major platforms used to perform NIPT:
Sequencing
Data generation Single-nucleotide
polymorphisms (SNPs)
Sequencing provides information on the sequence of nucleotide bases contained in the A SNP (pronounced “snip”) is a DNA
cfDNA from a maternal sample. There are two types of sequencing: sequence variation occurring when
a single-nucleotide adenine (A),
• Targeted sequencing: A sequencing method that involves a step during sample thymine (T), cytosine (C), or guanine
preparation that preselects only certain portions of the genome for analysis. For (G) in the genome (or other shared
NIPT, this usually means that cfDNA fragments with sequences corresponding to sequence) differs between members
of a species or paired chromosomes
chromosomes of interest (such as chromosome 21) are targeted.
in an individual.
• Whole-genome sequencing (WGS): This sequencing method does not
include a targeting step and sequences all available cfDNA in the sample.
WGS interrogates the DNA sequence across an entire genome.
Different providers use different combinations of data generation and data analysis methods in their respective NIPT assays.
Microarrays
Data generation
DNA microarrays use oligo probes to interrogate thousands or millions of SNPs contained in cfDNA in a single sample. Microarrays
are fixed and target the same SNPs in each sample.
• SNP-based analysis: Non-polymorphic SNPs on a microarray can be used to assess copy number changes on chromosomes
of interest and make a determination of aneuploidy in a sample.
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Evaluating NIPT options
The sensitivity and specificity of NIPT are comparable across all three technology platforms.3 So what attributes
differentiate one NIPT option from another? Which questions should you ask to ensure your confidence when
choosing NIPT technology?
To help you compare your options objectively, this guide outlines the key criteria to consider:
• Test capabilities
• Test performance
• Lab operations
• Total ownership and operating costs
• Test regulatory status
For each criterion, this guide recommends questions to ask so you can select the NIPT option that best meets the needs of
your laboratory.
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Test capabilities
Traditional cfDNA-based NIPT methods focus only on chromosomes 21, 18, 13, X, and Y. This narrow range means that
chromosomal anomalies occurring elsewhere in the genome will be missed unless combined with other options. One possibility is
to use targeted panels to screen for microdeletions with known clinical phenotypes, but this still retains the test focus on a limited
range of conditions. Using a genome-wide screening strategy to analyze all chromosomes can increase detection rates for a broad
range of chromosome conditions, without being restricted to known conditions.8 These three NIPT options, traditional screening,
targeted panel analysis, and genome-wide screening, When deciding on an NIPT method, it is important to understand what the
community you service is looking for and how much genetic information they are seeking. Consider the comprehensiveness of the
test menu, reporting flexibility, and how well the test can accommodate future needs.
Test menu
NIPT enables you to screen for the most common chromosomal aneuploidies, including:
• Sex chromosome aneuploidies: NIPT can provide information on the status of sex chromosomes and screen for sex
chromosome–related syndromes such as monosomy X (Turner syndrome) and XXY (Klinefelter syndrome), among others.
• Select microdeletion syndromes: Assessment of specific deletions smaller than 7 Mb with clinical relevance. Microdeletion
syndromes that can be assessed using NIPT include DiGeorge syndrome, Prader–Willi syndrome, and others.
• Aneuploidy status on all autosomes: Determination of rare autosomal trisomies, such as chromosome 22 or 16. While
individually rare, studies suggest that, collectively, rare autosomal trisomies have an incidence rate in early pregnancy of
~ 0.34%,9 which is similar to incidence rates of trisomy 21 in early pregnancy (0.30%).10 Rare autosomal trisomies have been
linked to early miscarriage, intrauterine growth restriction (IUGR), and uniparental disomy (UPD).9
• Copy number variants (CNVs) ≥ 7 Mb: Assessment method for subchromosomal CNVs, duplications, or deletions of the
fetal genome typically ≥ 7 Mb in size. Duplications and deletions ≥ 7 Mb have been associated with fetal anomalies and
developmental delay.
When considering an NIPT platform, it is important to consider the extent of reporting capabilities, as well as the flexibility and
expansibility, that the platform offers. This will ensure that you are set up for the future direction of reporting with the platform
in which you invest.
However, an expanded menu can be a powerful tool for specialists caring for high-risk pregnancies.7 Initial studies indicate
potential benefits for expanded menu testing in average-risk cases as well.6 Use of expanded menu NIPT is in the early phases
with more information expected from ongoing clinical studies. In addition to evaluating clinical utility, these expanded menu
studies will take into consideration any changes to overall test specificity which could lead to a slight increase in rates of invasive
procedures.11
Societies, insurers, and national health programs will continue to evaluate the efficacy of an expanded NIPT menu, and guidelines
may evolve to incorporate more testing options.
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Questions to ask about test menu:
• Which chromosomes are tested?
• Is it possible to exclude specific chromosomes from evaluation prior to running a test?
• How was test performance validated?
• Will it be possible to add an expanded menu with this technology in the future?
• Will the test offer high specificity and sensitivity with an expanded menu?
Reporting flexibility
The information requested from NIPT may vary depending on the requesting lab, patient, or physician. To accommodate a variety
of needs, look for a test option that provides control over the data being reported on.
Future needs
NIPT requirements may change as more information is discovered about the genome. Consider how easily a test can be adapted
to new findings as they become available or if you will need to invest in a new screening approach or technology.
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Test performance
Several considerations factor into NIPT performance, including sensitivity, and specificity, time to results, failure rates, and
repeat rates.
The major drivers of TAT are the methodologies unique to each technology and the extent of automation versus hands-on time
required.
Failure rates
Failure rates are a key consideration, but one of the hardest to compare. Also known as a “no call,” a test failure is defined as the
inability of NIPT to produce a test result for a given sample. Several factors can contribute to test failure, and overall failure rates
can differ significantly between tests. These differences can be clinically very relevant because most society guidelines recommend
that diagnostic testing be done to confirm any positive or failed screen test.11,12
Diagnostic testing for chromosomal aneuploidy involves an invasive procedure. Therefore, increased failure rates increase the
number of invasive procedures offered which, in turn, increase healthcare costs and the potential for adverse events, including risk
of pregnancy loss and patient anxiety. To understand the scope and clinical impact, consider the following factors that make up
the overall failure rate:
• Technical failure rate: The rate at which the NIPT technology fails to provide a result during testing. Reasons for technical
failures can include errors in sample preparation, data processing, and limitations of the test due to biological factors.
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• Fetal fraction failure rate: The rate at which samples don’t generate a result
because they are below a threshold amount of fetal cfDNA in a sample (the percent Fetal fraction
of fetal cfDNA in a sample is known as the fetal fraction). Samples that don’t meet This represents the amount of ‘fetal
signal’ within a given maternal
the fetal fraction threshold produce the same result as a failed test.
sample for performing NIPT. It has
Different methods of addressing fetal fraction include the following: been used as a sample QC metric
for performing NIPT. The ability for
— Strict fetal fraction cutoffs: This ensures that only samples with a high signal NIPT to discriminate fetal aneuploidy
are called by not reporting on samples with a fetal fraction lower than the may decrease as fetal fractions
decrease in a sample. Note that
threshold, often approximately 4%.
there is no gold-standard method
for assessing fetal fraction and that
— Dynamic threshold: Samples with low fetal fraction are only reported if
accuracy can vary widely among
there is sufficient data to make a confident call. The intent is to minimize failure methods used.
rates while ensuring accurate calls.
Different vendors approach failure rates differently. To truly understand and accurately compare the performance and clinical
impact of any NIPT technology you may be considering, you should ask the vendor specific questions.
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Workflow operations
The NIPT workflow consists of several steps, and the complexity for each of these steps can vary widely between providers and
the technical approach used. A typical workflow starts with isolating plasma from a maternal blood draw. cfDNA is then extracted
from plasma and prepared for analysis. Data is generated from prepared cfDNA using sequencing, microarray, or other means.
Sophisticated analysis is then applied to the data, producing information on the aneuploidy status of the fetus in a sample. When
assessing NIPT options, consider all key aspects of workflow: throughput, automation, infrastructure, and labor.
Sample Accession Plasma Isolation cfDNA Extraction cfDNA Preparation Data Generation Analysis Reporting
Throughput
Some NIPT technologies are built for industrial-scale processing with very high throughput (> 20K samples per year). These
platforms are well suited for high-throughput labs and able to process a very high number of samples cost-efficiently. However,
these workflows typically require a high number of samples to initiate the processing of a batch. This can be problematic for labs
that do not have a sufficient number of samples to process batches consistently, resulting in long turnaround times for sample
processing. Some high-throughput workflows may allow fewer samples than the maximum to be processed in a batch, but
normally this means excess reagents are consumed, resulting in a higher cost per sample.
Conversely, some NIPT technologies are built for lower-throughput needs (< 2K samples per year). These platforms are best suited
for labs that expect to maintain a modest sample volume, but they can present issues if sample volume begins to grow. Typically,
more and more platforms must be purchased to meet rising sample demands, resulting in higher capital expenditure and inefficient
organization of the lab.
Finally, some NIPT technologies are built to be flexible and may offer different batching solutions on the same platform while
maintaining price-per-sample parity. These flexible options can be ideal for labs starting to offer NIPT and planning for sample
volume growth. Depending on the volume, these solutions may not be well suited for labs with demands on the extreme ends of
the sample throughput spectrum.
It is important to select a platform that meets your lab’s expected sample volume to maintain overall operational efficiency with low
operational costs, but you should also consider whether your sample volume needs may change over time.
Automation
Preparing a blood sample for analysis can be complex and require numerous steps. Automation can help by significantly reducing
hands-on time for processing samples for NIPT while at the same time increasing total throughput.
NIPT platforms may vary substantially in the extent of automation options offered. When considering automation, look at the labor
demands for the workflow, the fit with your staff’s existing technical skill set, and the impact that required resources would have
on the rest of your lab operations. As with automating any workflow, weigh cost against benefit. High degrees of automation can
simplify and create process efficiencies, but they generally come with higher capital expenditure requirements.
Depending on the type and volume of work you do, you may or may not need the advantages of automation in simplifying
workflow and enhancing efficiency.
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Manual workflow
Manual options do not rely on automated liquid handling for liquid transfer and sample processing. Typically, they are labor intensive,
requiring significant assay “hands-on time” for pipetting and physically moving samples through the lab workflow. As a result,
manual workflows generally have a lower throughput and higher cost of labor per sample processed than automated systems.
Automated workflow
In automated workflows, some or all the steps are completed using automation equipment and automated data transfer. The capital
equipment requirements depend on the technical details of the NIPT assay. Some NIPT workflows only require a single automated
instrument, while others may be more complex and require multiple pieces of equipment to perform different steps of the workflow.
Automated assays generally have higher throughput and enable fewer technicians to process more samples, resulting in lower cost
of labor per sample. Human error can be minimized and sample tracking can be streamlined with an automated process. However,
depending on the instruments required, the initial capital expenditure can be higher.
Labs that are more automated, with NIPT systems that can run without need for monitoring, may achieve two more important
benefits: a reduced cost of labor per sample and reduced chance of human error.
Laboratory infrastructure
Another important consideration when assessing NIPT technology options is the infrastructure required. Each option differs in its
requirements. Examples for consideration include the following:
Footprint
As outlined in previous sections, NIPT workflows have multiple steps that may require several pieces of automation, analysis, or
general laboratory equipment. Equipment can also vary in size, weight, and functional requirements, such as power supply. It
is important to understand the exact equipment required to perform a given NIPT assay, as well as if your available lab space is
sufficient to operate the test safely. Further, understand options for scaling up capacity should NIPT volume grow, as well as how
this would impact available lab space.
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Assays can be very sensitive to contamination due to PCR products and may require additional countermeasures: for example,
negative or positive pressure, or restrictions on lab technicians who have entered post-PCR processing. These measures may
require significant investments in infrastructure or limit operational staffing flexibility.
Data management
What’s the best way to manage, store, and analyze NIPT data? Available NIPT technology solutions offer either onsite or cloud
data solutions, or both.
NIPT software that you can run in your lab on an onsite server potentially enhances the accessibility of your data. However,
managing data onsite can add administrative tasks, including maintaining the infrastructure to back up data and continually scaling
up as you process more samples and generate larger volumes of genomic data.
Uploading data to a cloud is another option. Cloud-based storage platforms do not require onsite infrastructure. Cloud-based
systems scale easily to meet growing needs. However, before committing to a cloud platform, make sure your institution permits
data storage in the cloud, which some organizations prohibit for security reasons. Some countries also have regulations about
transmission of data across borders or boundaries, so it is important to know what your country/region allows and where the data
storage servers are geographically located.
Laboratory information management system (LIMS)/laboratory information system (LIS) integration should also be considered.
Different NIPT provides different levels of sample tracking support. Systems may provide sample tracking throughout the full
workflow and integrate with existing information management systems. Other systems may rely on existing LISs for full sample
tracking.
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Total cost
To accurately compare the economics of NIPT options, consider the capital expenditures and operational expenditures—beyond
merely the test purchase price—that drive the total cost.
Infrastructure requirements
The more equipment needed and the larger the footprint, the more demands the system places on your infrastructure, including
the need for additional rooms, increased use of utilities, and added air-handling requirements. Consider what accommodations
you will need to make in your lab.
Processing time
Total processing time extends from plasma isolation to cfDNA extraction all the way to result reporting. Assays with faster
processing time can result in less cost of labor or overhead per batch processed.
Bottom Line: Reagents and consumables account for part—but not all—of the cost of running a test. Similarly, capital
expenditure for equipment may simply be part of the cost of getting up and running, as there may be some reconfiguration
or infrastructure modifications required. Take into account all factors that impact cost when considering an NIPT technology.
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Regulatory status
In the United States, there are different classifications of in vitro diagnostics (IVD). To date, no NIPT IVD test has received Food &
Drug Administration (FDA) approval.
Did you know? There is not yet an FDA-approved NIPT in the US.
In the US, it is important for users to understand which elements of the chosen NIPT solution are IVD-marked and which are not.
The European Union (EU) has its own classification system for the CE marking of IVD devices such as NIPT:
NIPT options in the EU are classified as List B, Annex II. When evaluating an NIPT solution, it is important to understand which
components are CE-IVD marked and which are not. The CE-IVD mark indicates that the component has met rigorous regulatory
requirements. This distinction may be important in institutions with clear regulations stipulating that medical devices and equipment
must meet the most stringent standards.
Further considerations in
selecting an NIPT technology
We hope that you have found this guide helpful in understanding the steps to succeeding with NIPT in your laboratory.
Beyond considering the major criteria outlined in this document—test capabilities, test performance, lab operations, total costs,
and regulatory status—your evaluation of your options should include other, “behind-the-scenes” characteristics as well.
For example, investigate published research on the options you’re considering. Determine if there are extensive published studies
based on the technology. Request published data confirming performance, emphasizing those with large, blinded samples.
Learn how long the technology provider has been serving the community and how widely used their brand is. Understand
whether the provider has secure intellectual property rights for their technology. Seek out other users and ask about performance,
operations, and cost considerations, plus the company’s reputation. Know the full extent of support offered: technical expertise,
training, onboarding, and other tools.
The more you learn, the more confident you will feel about the NIPT you choose. The more confidence you have, the more
success you will have with NIPT in your laboratory.
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NIPT technology checklist
Covering all the bases
Congratulations. You’re getting closer to bringing NIPT into your lab. By now, you likely have a deeper understanding of your
options, as well as the important questions to consider during your buying process. This is the time to reach out to the various
suppliers and schedule an in-person appointment. Use this checklist to guide the conversation and ensure that all your questions
are answered.
• Test menu: Is the technology capable of reporting on common chromosomal aneuploidies (T21, T18,
T13)? Can it report on sex chromosomal aneuploidies? Does it meet current business needs and enable
differentiation from other service providers through the means of expanded test options and customizable
reporting? How easily will it adapt to future changes in reporting guidance or specialists’ needs?
• Failure rates: What is the overall failure rate, inclusive of technical failures, samples that didn’t meet the fetal
fractions cutoff, and administrative failures?
• Repeat rates: What is the rate of samples that require reprocessing after the first pass, and how often do
repeats require an additional blood draw?
• What is the expected total TAT from plasma isolation to clinical report?
• Throughput: Determine what your expected sample volume is and how you see it changing over time.
Which technologies can meet your throughput requirements?
• Automation: Understand how different NIPT workflows fit with your current skill set and available FTE
resources. How much equipment is required to automate the workflow?
• Ancillary equipment and consumables: What is the complete list of required equipment and consumables,
including specifications?
• Footprint: What is the minimum lab footprint required to run the assay?
• PCR requirements: Does the workflow require PCR to amplify cfDNA? If so, how much additional pre- and
post-PCR lab space is required?
• Data management: Do you need to run the NIPT software onsite, or is cloud computing an option for you?
What is needed to back up the data?
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Consider all components of “cost”
It is imperative to consider both acquisition and operation when evaluating costs of an NIPT technology.
• Which of the components (ie, reagents, hardware, and software) in the NIPT solution are cleared by relevant
regulatory bodies?
• Published research: Are there extensive published studies based on the technology?
• Reputation: How long has the technology provider been serving the community, and what do other lab
customers say about the technology?
• Rights: Does the provider have intellectual property rights for its technology?
• Support: What type of support do vendors offer, including technical expertise, training, and onboarding?
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References
1. Ryan A, Hunkapiller N, Banjevic M, et al. Validation of an Enhanced Version of a Single-Nucleotide Polymorphism-Based Noninvasive Prenatal Test for Detection of
Fetal Aneuploidies. Fetal Diagn Ther. 2016;(40)3:219–223. doi:10.1159/000442931.
2. Nicolaides KH. Screening for fetal aneuploidies at 11 to 13 weeks. Prenat Diagn. 2011;31(1):7–15.
3. Gil MM, Quezada MS, Revello R, Akolekar R, Nicolaides KH. Analysis of cell-free DNA in maternal blood in screening for fetal aneuploidies: updated meta-analysis.
Ultrasound Obstet Gynecol. 2015;45(3):249–266.
4. Chen EZ, Chiu RW, Sun H, et al. Noninvasive prenatal diagnosis of fetal trisomy 18 and trisomy 13 by maternal plasma DNA sequencing. PLoS
One 2011;6:e21791.
5. Practice Bulletin No. 163: Screening for Fetal Aneuploidy. Obstet Gynecol. 2016;127(5):979–981.
6. Gregg AR, Skotko BG, Benkendorf JL, et al. Noninvasive prenatal screening for fetal aneuploidy, 2016 update: a position statement of the American College of
Medical Genetics and Genomics. Genet Med. 2016;18(10):1056–1065.
7. Norton ME, Jacobsson B, Swamy GK, et al. Cell-free DNA analysis for noninvasive examination of trisomy. N Engl J Med. 2015;372(17):1589–1597.
8. Pertile MD. Genome-wide cell-free DNA-based prenatal testing for rare autosomal trisomies and subchromosomal abnormalities. In: Page-Christiaens L and Klein
H-G, eds. Noninvasive Prenatal Testing (NIPT) Applied Genomics in Prenatal Screening and Diagnosis. Academic Press Elsevier;2018:97–123.
9. Pertile MD, Halks-Miller M, Flowers N, et al. Rare autosomal trisomies, revealed by maternal plasma DNA sequencing, suggest increased risk of fetoplacental
disease. Sci Transl Med. 2017;9(405).
10. Galjaard RJ, Henneman L, Macville M, et al. Implementing NIPT as part of a national prenatal screening program: The Dutch TRIDENT studies. Oral abstract:
International Conference on Prenatal Diagnosis and Therapy; July 2018; Antwerp, Belgium.
11. Committee Opinion No. 640: Cell-free DNA Screening for Fetal Aneuploidy. Obstet Gynecol. 2015;126(3):e31–37.
12. National Society of Genetic Counselors. Abnormal noninvasive prenatal testing results: What do they mean? 2015; http://nsgc.org/page/abnormal-noninvasive-
prenatal-testing-results. Accessed February 25, 2015.
© 2019 Illumina, Inc. All rights reserved. Pub. No. 1570-2017-044 QB7740