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ADMINISTRATIVE ORDER
No. 2021 -
Govern
SUBJECT: Amendment to the Administrative Order No. 2021-0037
“New Rules and Regulations Governing the Regulation of
Clinical Laboratories in the Philippines”
The Administrative Order (AO) No. 2021-0037 titled “New Rules and Regulations
ing the Regulation of Clinical Laboratories in the Philippines,” issued on June 11,
2021, is hereby amended as follows:
“XXX-
Vv.
-XXX-
-XXX-
DEFINITION OF TERMS
Under Section L.
L. Point of Care Testing (POCT) — refers to diagnostic testing done at or near the site
of patient care rather than in the CL. It may be in the emergency room, operating
suites, wards, and ambulances.
‘The aforementioned is hereby amended to read as follows:
L. Point of Care Testing (POCT) — refers to diagnostic testing, involving all the
procedures (pre-analytical, analytical, post-analytical), done at or near the site
of patient care rather than in the CL. It may be in the emergency room,
operating suites, wards, ambulances, and other clinical areas within the
premises of the DOH regulated facility where the CL is located. The official
results shall be signed by the head of the CL or his/her associate pathologist.
Under Section M.
M. Satellite Clinical Laboratory (SCL) — refers to an extension of the main CL
located within the facility's compound or premises. It shall have the same
service capability as the main laboratory.
‘The aforementioned is hereby amended to read as follows:
M. Satellite Clinical Laboratory (SCL) — refers to an extension of the main
CL located within the DOH regulated facility’s compound or premises. The
services to be offered may be all the services offered by the main CL or
some of the services but shall not go beyond the service capability of the
main CL.
Under Section N.
N. Referral Tests — refers to CL test that are either sent-out or outsourced to other
DOH-licensed CL with the same or higher service capability
‘The aforementioned is hereby amended to read as follows:48
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The follon
N. Referral — refers to CL tests, wl are mandatory to its classification but
are sent-out to the same or higher service capability CL, only as part of the
contingency plan such as but not limited to equipment breakdown.
1g definition shall be inserted as Section O:
0. Outsourcing — refers when a CL sent-out a test that is beyond the required
services for that CL category, but shall not apply to services expected from
their level. It may be done solely for patient’s convenience.
GENERAL GUIDELINES
Under Section F.
F. Unit/Section of health facilities performing diagnostic CL tests such as, but not,
limited to, arterial blood gas and/or Radioimmunoassay for thyroid function
tests and Prostate Specific Antigen shall be under the DOH-licensed CL.
‘The aforementioned is hereby amended to read as follows:
F. Unit/Section of health facilities performing diagnostic tests as POCT, such
as, respiratory unit for arterial blood gas and nuclear laboratory
performing radioimmunoassay performed on blood and other body fluids
shall be under the DO) ensed CL with the official results signed by the
head of the CL or its associate pathologi
Under Section J.
J. The DOH designated NRL shall be covered by the license of the CL of the
hospital where they are affiliated with. Independent NRLs, or those designated
by DOH but are not affiliated with any DOH-regulated health facility, shall
secure a DOH-LTO from HFSRB.
The aforementioned is hereby amended to read as follows:
J. The DOH designated NRLs, and their regional or sub-regional
counterparts, doing routine tests and complex procedures as stated in
Republic Act 4688, shall be part of the CL’s license which is subsumed in
the DOH-LTO of the hospital where they are affiliated with. The license of
these NRLs shall be secured from the HFSRB/Center for Health
Development — Regulation, Licensing and Enforcement Division (CHD-
RLED). Independent NRLs, and their regional or sub-regional
counterparts, or those designated by DOH but are not affiliated with any
DOH-regulated health facility, shall secure a DOH-LTO from
HFSRB/CHD-RLED.
Under Section O.
. The CL shall be compliant with the prescribed standards and requirements
(Annex A), Assessment Tool for Licensing Clinical Laboratories (Annex BI
and B2) and other relevant laws and issuances. These standards shall also apply
to MCL and SCL.99
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‘The aforementioned is hereby amended to read as follows:
O. The CL shall be compliant with the revised prescribed standards and
requirements (Revised Annex A), Assessment Tool for Licensing Clinical
Laboratories (Annex B1 Revision 01 and B2 Revision 01) and other
relevant laws and issuances. These standards shall also apply to MCL and
SCL.
-XXX-
‘The following provision shall be inserted as Section Q:
Q. The minimum required services for clinical laboratories of Medical Facility
for Overseas Worker and Seafarers (MFOWS) shall be based on the
required services indicated in ANNEX A of AO No. 2013-006 titled:
“Guidelines to” Rules XI: Role of DOH in the Omnibus Rules and
regulations Implementing the Migrant Workers and Overseas Filipino Act
of 1995, as Amended by Republic Act No. 10022,”” issued on February 7,
2013.
‘The following provision shall be inserted as Section R:
R. A valid Memorandum of Agreement (MOA) shall be required for all
referred or outsourced test/s and all the official results shall be issued by
the DOH licensed CL which performed the test/s.
“XXX.
The following provision shall be inserted as Section S:
S. All CL shall also follow the guidelines specified in Department Circular No
2021-0511, titled “Clarifications on the Roles and Functions of Registered
Respiratory Therapists, Registered Medical Technologists and Head of
Clinical Laboratory,” dated October 29, 2021 (ANNEX G).
-XXX-
VI. SPECIFIC GUIDELINES
Under Section 4. Classification by Service Capability
a._ Clinical Laboratory for Clinical and Anatomic Patholo;
Provides the following | Provides the ‘Provides the Provides one (1)
‘minimum service minimum service | minimum service | or two (2)
capabilities: ‘capabilities ofa | capabilities ofa _| specialized tests
primary category, | secondary category, | that are not
plus the pllowing: | plus the ollowing: | classified under
Clinical Urinalysis Anatomic or
Microscopy _| - Fecalysis Molecular
~ Fecal Occult Blood Test Pathology, as
= Pregnaney Test (Rapid exemplified
‘Test Kits ~ Lateral Flow) below:
= Wet Smear for = Hormones:
Trichomonas + Trace Metals
Glinical ~ Fasting and Random Serum Other Clinical = Tumor markers
Chemistry Blood Sugar Electrolytes Chemistry = Allergy Panel
= Oral Glucose Tolerance | (Sodium, Examinations
Test Potassium,
- Lipid Profile Chloride) Hospital-based:134
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‘The aforementioned is hereby amended to read as follows:
for Clinical and Anatomic Patholo;
a._ Clinical Laborat
(otal Cholesterol, HDL, | - ALT ‘Arterial Blood) = Ts
LDL, Triglycerides)” | - AST Gases classification
+ Creatinine shall also apply
~ Blood Urea Nitrogen 10 facilities
~ Blood Uric Acid offering DOH-
Hematology |- Complete Blood Count — | For Hospital-based ‘program related
(Hemoglobin, = Coagulation tests, 8,
Hematocrit, Red Blood | studies PT, Kato Katz for
Cell Count, White Blood | aPTT) Schistosomiasis,
Cell Count with ‘Malarial Smear,
Differential Count, Filaria Smear,
Quantitative Platelet Siiteskin Smear,
Count) Rapid Plasma
~ Forward and reverse Reagin for
‘ABO grouping and Rh Sphitis
(D) typing tube method)
‘Serology! ~ Dengue | “Any machine-based
Immunology | SyPhilis serological and
~ Hepatitis B (Screening) immunological
= HIV (Screening) testing such as, but
Using Rapid Test Kits not limited to:
tumor markers,
‘thyroid function
tests and hepatitis,
profile
Microbiology |~ TB @DSSM)orNucleic[- GramStain __|- Culture and
‘Acid Amplification Test. | - KOH sensitivity (aerobic
= for government and anaerobic)
facilities
ap smear For Hospital-based:
| Cytology and
Histopathology
Provides the following ‘Provides one (2)
minimum service or two (2)
capabilities: specialized tests
secondary category, | that are not
plus the ollowing: | classified under
‘Clinical ~~ Urinalysis the minimum
Microscopy __ | - Fecalysis ‘requirements for
~ Pregnancy Test €L for Clinical
(Rapid Test Kits— ‘and Anatomic
Lateral Flow) Pathology or
~ Fecal Occult Blood Anatomic or
Test ‘Molecular
~ Wet Smear for Pathology, as
‘Trichomonas exemplified
Clinical - Festing md ‘Random bast
‘Chemist sugar Se ieaee:
"| Total Cholesterol + Trace Metals
+ Oral Glucose = Tumor markers
Tolerance Test ~ Allergy Pane!
~ Lipid Profile nti
1 = Tis clsifction
foe “hal aio appt
Triglycerides) ae
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~ Creatinine Dorr roaram
1 Blood Ures Nitrogen relied eb, sch
{Blood Urie Acid | Sd
+ Kato Kat for
Hematology |= Complete Blood | ‘Scho
BY | Count (Hemoglobin, MalralSmeur
Hematocrit, Red eee
Siestn Smear,
Blood Cell Count, aoe
ite Blood Cel Re
cue for Syphis,
Count with DSSMAFB onear
Differential Coun, for Terao,
Quantitative Platetet Tama
Count) Immunodeficiency
= Forward and reverse Vis tet
‘ABO grouping and
Rh (D) typing (ube
method)
Serology? ~ Any rapid ateral—|- Any machine-based
lant flow serological or | serological or
immunology smmunologia jmmunologial
dlingnostic test diagnostic text such
&, but not limited
to: tumor markers,
thyroid function
tests and hepatt
ey profile
Microbiology = Gram Sai F Culture and
= KOH Smear sensitivity (aerobic
or anaerobic)
‘Anatomic ~ Pa Cervo
Patholo Vaginal Cytology |
vy (Papsmesr)
‘The following provision shall be inserted:
Additional minimum service capability for hospital-based CL _
; Category
eer i. Primary Ii Secondary i Tertiary
Clinical Chemistry = Serum Electrolytes
Hematology | = Coagulation Studies
‘Microbiology ~ Culture and
sensitivity (aerobic
and anaerobic)
“Anatomie =Pan Cervico-Vaginal | - Cytology and
Pathology. Cytology (Papsmear) | Histopatholo;
-XXX-
VII. PROCEDURAL GUIDELINES
Under Section C. Certificate of Registration (COR)
C. Certificate of Registration (COR)
1. COR is required for research and teaching laboratories.
The aforementioned is hereby amended to read as follows:
C. Certificate of Registration (COR)151
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1. COR is required for research and teaching laboratories and shall not issue
an official result for diagnostic purposes.
“XXX-
IX. VIOLATIONS, SANCTIONS AND APPEAL
‘The following provision shall be inserted as Section J:
‘A. Refusal or non-participation in an EQAP provided by a designated NRL
or other local and international EQAP approved by the DOH, shall be
subjected to the following penalties:
i. 1 offense: Warning
fi, 2 offense: Thirty thousand pesos (Php 30,000.00)
iii, 3" offense: Fifty thousand pesos (Php 50,000.00)
iv. 4" offense: Suspension/Revocation of DOH-LTO
X. TRANSITORY PROVISIONS
Under Section D.
D. For CL currently headed by Anatomic Pathologists with an associate Clinical
Pathologist or Clinical Pathologists heading tertiary CL with Anatomic Pathology
services, such headships. shall be retained until his/her eventual retirement,
resignation or replacement. Thereafter, all CL shall be headed by a pathologist
certified in Clinical Pathology by the Board of Pathology of the Philippine Society
of Pathologists except for tertiary CL with anatomic pathology service which shall
be headed by a pathologist certified in both Anatomic and Clinical Pathology.
‘The aforementioned is hereby amended to read as follows:
D. For CL currently headed by Anatomic Pathologists with an associate Clinical
Pathologist, such headships shail he retained until his/her eventual retirement,
resignation or replacement. Thereafter, all CL shall be headed by a pathologist
certified in Clinical Pathology by the Board of Pathology of the Philippine
Society of Pathologists (PSP). For CL. with Anatomic (Surgical) Pathology
section, an Anatomic Pathologists certified in Anatomic Pathology by the
Board of Pathology of the PSP as an associate, shall be allowed for a period of
five (5) years. Thereafter, all CL with Anatomic (Surgical) Pathology Section
shall be headed by a pathologist certified both in Clinical Pathology and
Anatomie Pathology by the Board of Pathology of the PSP.
“XXX-
The following provision shall be inserted as Section E:
E. Registered Special Clinical Laboratories prior to the issuance of this Order
shall be reclassified accordingly (e.g, CL with Limited Service, CL for
Anatomic Pathology, CL for Molecular Pathology, Stem Cell Facility), and
shall follow the standards set for them.
-XXX-
‘The following provision shalll be inserted as Section F:
F. The secondary clinical laboratory of MFOWS shall be an equivalent to the
services of a primary clinical laboratory as provided in this AO until such time
that the AO of MFOWS shall be revised.202
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-XXX-
The following provision shall be inserted as Section G:
G. Registration of digital signature to Department of Information and
ine National Public Key Infrastructure
(RMT) shall be given one (1) year from the effectivity of this amendment.
Thereafter, official results shall be signed either digital (DICT-PNPKI
authenticated) or original/physically affixed both the analyst who performed
the test and the head of CL or his/her associate pathologist.
-XXX-
The following provision shall be inserted as Section H:
H. DOH-program based CL shall be given two (2) years to fully comply with the
requirements, provided that the CL is identified or recognized as such by the
DOH with a proof of certification.
-XXX-
Likewise, clarifications were made in the following Annexes:
1. Revised Annex E for Guidelines in Securing for Remote Collection Permit for
Clinical Laboratories.
2. Annex F Revision 01 for Application Form for Certificate of Registration for
Research and Teaching Clinical Laboratories.
-XXX-
XI. REPEALING CLAUSE
All other provisions of Administrative Order No. 2021-0037 shall remain in effect and
provisions/issuances inconsistent or contrary to this Order are hereby rescinded or
modified accordingly.
‘XIL SEPARABILITY
In the event that any provision or part of this issuance is declared unconstitutional or
rendered invalid by any court of law or competent authority, the portions not affected
thereby shall remain in full force and effect.
‘XI. = EFFECTIVITY
This Order shall take effect immediately.
FRANCISCO T, DUQUE III, MD, MSe
Secretary of Health