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CONSPECTUS: The need/desire to lower the consumption of fossil fuels and its environmental consequences has reached
unprecedented levels in recent years. A global effort has been undertaken to develop advanced renewable energy generation and
especially energy storage technologies, as they would enable a dramatic increase in the effective and efficient use of renewable
(and often intermittent) energy sources. The development of electrical energy storage (EES) technologies with high energy and
power densities, long life, low cost, and safe use represents a challenge from both the fundamental science and technological
application points of view. While the advent and broad deployment of lithium-ion batteries (LIBs) has dramatically changed the
EES landscape, their performance metrics need to be greatly enhanced to keep pace with the ever-increasing demands imposed
by modern consumer electronics and especially the emerging automotive markets.
Current battery technologies are mostly based on the use of a transition metal oxide cathode (e.g., LiCoO2, LiFePO4, or
LiNiMnCoO2) and a graphite anode, both of which depend on intercalation/insertion of lithium ions for operation. While the
cathode material currently limits the battery capacity and overall energy density, there is a great deal of interest in the develop-
ment of high-capacity cathode materials as well as anode materials.
Conversion reaction materials have been identified/proposed as potentially high-energy-density alternatives to intercalation-
based materials. However, conversion reaction materials react during lithiation to form entirely new products, often with dra-
matically changed structure and chemistry, by reaction mechanisms that are still not completely understood. This makes it
difficult to clearly distinguish the limitations imposed by the mechanism and practical losses from initial particle morphology,
synthetic approaches, and electrode preparations.
Transition metal compounds such as transition metal oxides, sulfides, fluorides, phosphides, and nitrides can undergo conversion
reactions yielding materials with high theoretical capacity (generally from 500 to 1500 mA h g−1). In particular, a number of tran-
sition metal oxides and sulfides have shown excellent electrochemical properties as high-capacity anode materials. In addition,
some transition metal fluorides have shown great potential as cathode materials for Li rechargeable batteries.
In this Account we present mechanistic studies, with emphasis on the use of operando methods, of selected examples of con-
version-type materials as both potentially high-energy-density anodes and cathodes in EES applications. We also include examples of
the conceptually similar conversion-type reactions involving chalcogens and halogens, with emphasis on the Li−S system. In this
case we focus on the problems arising from the low electrical conductivities of elemental sulfur and Li2S and the “redox shuttle”
phenomena of polysulfides.
In addition to mechanistic insights from the use of operando methods, we also cover several key strategies in electrode materials
design such as controlling the size, morphology, composition, and architecture.
Figure 1. (a) Electrochemical voltage profile for Mn3O4 during the initial cycle. (b) Operando XRD patterns during phase I. (c) Operando X-ray
absorption near edge structure (XANES) spectra of the Mn K-edge during phase I. The inset shows the pre-edge region. Red and black lines were
recorded during the charge intervals 0.0−1.0 and 1.0−2.0 e−/Mn3O4, respectively. (d) XANES spectra of Mn K-edge during phases II and III, colored to
show distinct trends over specified charge intervals. (e) Proposed mechanism of Mn3O4 through conversion reaction. Reproduced with permission from
ref 4. Copyright 2013 Royal Society of Chemistry.
to the extra capacity. While these two systems are structurally and problems like low lithium ion mobility, high volume expansion,
compositionally distinct, they nevertheless show some common and large cell polarization.2 A variety of morphology designs have
mechanistic features such as the early generation of a lithiated form been employed to overcome these problems by providing void
of the starting material and eventual formation of a Li2O matrix. space in the structure to accommodate the volumetric expansion
In situ transmission electron microscopy (TEM) has been that accompanies lithiation.
employed to reveal atomistic mechanisms of lithiation into tran- Hollow structures are among the most frequently used archi-
sition metal oxides.6,7 In many transition metal oxides, such as tectures for conversion reactions. They are believed to withstand
Fe3O4 and RuO2, intercalation reactions occur to some extent high volumetric expansion and stress, and their high surface to
before the conversion reaction takes place. He et al.6 observed volume ratio greatly enhances the Li diffusion rate. However, the
the phase evolution of Fe3O4 during intercalation and subse- generally low volumetric energy density of these structures is an
quent conversion reactions using in situ TEM. Thermodynami- issue that remains largely unresolved. In addition, hollow mate-
cally, these two reactions in Fe3O4 are non-overlapping processes. rials are usually prepared through template-assisted methods, but
However, they found that the initial intercalation reaction followed the low yields typical for this type of synthesis limit their applica-
a two-phase reaction, initially forming the rock salt LiFe3O4, and tion in large-scale manufacture.
this initial process overlapped with the subsequent conversion Our group developed a template-free method to synthesize
reaction to form Fe + Li2O in a single particle. hollow-structured Co3O4 nanoparticles dispersed on a carbon
2.2. Design of Nanostructures for High-Performance Anodes support.8 As shown in Figure 2a, pores ranging from 10 to 50 nm
Conversion reactions generally yield much higher capacities are clearly evident. The Co3O4/C nanoparticles showed excellent
compared to insertion reactions. However, they often suffer from performance as conversion anodes. They exhibited high capacity
275 DOI: 10.1021/acs.accounts.7b00487
Acc. Chem. Res. 2018, 51, 273−281
Accounts of Chemical Research Article
Figure 3. (a) Calculated emfs of binary transition metal compounds for conversion reactions. Reproduced with permission from ref 12. Copyright 2011
Royal Society of Chemistry. (b) Voltage profiles of FeOF@PEDOT nanorods. Reproduced from ref 13. Copyright 2015 American Chemical Society.
(c) Voltage profiles of Cu0.5Fe0.5F2 for the initial five cycles. Reproduced with permission from ref 14. Copyright 2015 Nature Publishing Group.
(d) Schematic of cathode material design by blending LiF and transition metal monoxide. Reproduced with permission from ref 19. Copyright 2017
Nature Publishing Group.
of a LiF + MnO nanocomposite has been suggested to occur on especially well suited and powerful to study the evolution of
the surface of the Mn as follows (“surface conversion reaction”): crystalline structures during battery operation. In our previous
operando XRD-based study, we demonstrated that orthorhom-
LiF + Mn IIO ⇄ Li+ + e− + Mn IIIO−F (3) bic α-S8 disappeared at the upper plateau and Li2S appeared
toward the end of discharge (Figure 4c).24 In addition, during
3. SULFUR CATHODES FOR LI−S BATTERIES charging, the Li2S peak gradually decreased and disappeared at
the end of the lower plateau, and monoclinic β-S8 was formed at
3.1. Reaction Mechanism Studies of Sulfur Cathodes the end of the charge. The formation of β-S8 is interesting
The theoretical capacity of a sulfur cathode is 1675 mA h g−1 because this phase (β) is known to be stable only above 95 °C.25
assuming that the starting material is sulfur (S8) and that it is fully However, the origin of the formation of the β phase rather than
converted into lithium sulfide (Li2S). This value is much higher the α phase is unclear, though nucleation from polysulfides to
than that of state-of-the-art intercalation-based cathodes, such metastable β-phase sulfur might be energetically favorable.
as LiCoO2. In the typical discharge profile of a Li−S cell with XAS has also been applied to Li/S cells in an effort to identify
liquid electrolytes, two plateaus are clearly defined (Figure 4a). the polysulfide intermediates during cycling. We have studied the
Insoluble S8 is reduced to soluble (higher) polysulfide inter- evolution of polysulfide species using in situ XAS at the S K-edge
mediates in the upper plateau, and soluble polysulfides are region (Figure 4d). During discharge, the prepeak at about
further reduced into insoluble lithium sulfide in the lower 2471.1 eV, related to S3− radical anions, appeared at the end of
plateau.20 In terms of electrolytes for the Li−S battery system, the upper plateau. As the voltage reached the lower plateau, the
since carbonate-based electrolytes irreversibly react with polysulfides, main peak shifted to higher energies. The positions of these two
ether-based solvents such as 1,3-dioxolane (DOL), 1,2-dimeth- peaks remained essentially constant during the lower plateau
oxyethane (DME), and tetra-(ethylene glycol) dimethyl ether without the appearance of any other signal. On the basis of this
(TEGDME) are frequently used. On the other hand, only one XAS result, it was suggested that long-chain polysulfides chemi-
plateau is typically observed in the discharge profile when a cally dissociate to form S3−, which is electrochemically reduced to
solid electrolyte is used or when sulfur contained in micropores S32− and subsequently reacts with the longer polysulfides. During
(<2 nm, so that only small molecules, S2−4, are incorporated/ the recharge, the XAS peaks evolved in reverse sequence at the
confined) is used as the starting material.21−23 When sulfur con- same position, indicating that the (microscopic) reverse reaction
fined in micropores is used as the starting material, the carbonate occurs during charge. Recently, Zhang et al.26 investigated the
electrolytes can also be used. reaction mechanism of a Li2S electrode using in situ/operando
The reactions occurring in a typical Li−S battery system are XAS and suggested two different pathways during the charge
very complex, and various soluble polysulfides are produced as process when the starting material was Li2S instead of S. During
intermediates (Figure 4b).21 Although the detailed mechanism is the first cycle, Li2S was oxidized to elemental sulfur without poly-
not fully understood, much progress has been made. Among the sulfide formation. However, during the second charge, residual
many analytical techniques available, in situ/operando XRD is polysulfides remained after the first discharge, affecting the
277 DOI: 10.1021/acs.accounts.7b00487
Acc. Chem. Res. 2018, 51, 273−281
Accounts of Chemical Research Article
Figure 4. (a) Typical discharge profile of a Li−S battery showing two clear plateaus. Reproduced with permission from ref 20. Copyright 2013 Nature
Publishing Group. (b) Schematic illustration of stepwise reduction reactions from elemental sulfur to lithium sulfide generating intermediate
polysulfides. Reproduced with permission from ref 21. Copyright 2014 Elsevier. (c) Voltage profile of the Li−S battery during cycling (top) and peak
heights of S8 and Li2S from the corresponding in situ XRD results (bottom). (d) In situ XAS spectra selected from specific points (left) and variations of
the fluorescence signal and cell voltage as a function of time (right). Reproduced with permission from ref 24. Copyright 2014 Royal Society of
Chemistry.
charge processes of Li2S, so that Li2S was converted to poly- displayed a high specific capacity of 1670 mA h g−1 and excellent
sulfides and then oxidized to elemental sulfur. cycling stability during 200 cycles. Although the use of micro-
3.2. Strategies To Improve the Electrochemical Performance porous carbons greatly improved the stability, the sulfur load-
of Li−S Batteries ing in the composite was relatively low (<50%) because of the
Physical entrapment of polysulfides is the most popular strategy limited surface area of the microporous carbon materials. It is
to enhance the capacity and cycling performance of Li−S bat- worthwhile noting that in a previous study we established the key
teries. Nazar’s group first demonstrated that a highly ordered parameters governing the energy density (especially volumetric)
mesoporous carbon/sulfur composite cathode exhibited enhanced of Li−S batteries, particularly in comparison to metal oxide
cycling stability and high capacity (Figure 5a).27 Sulfur was infil- cathodes, making a direct comparison with LiCoO2.28 In that
trated into mesoporous carbon (CMK-3) by a melt−diffusion study, we demonstrated that the sulfur loading played a critical
method. The carbon framework acted as both an electronic role in determining the volumetric energy density and that in
conductor and a mini-electrochemical reaction chamber, which order for Li−S batteries to be competitive with a typical graphite/
ensured that a more complete redox process would take place. LiCoO2 cell, the sulfur loading had to be at or beyond 70% by weight.
An extra polymer coating on the surface of the composite further Graphene and graphene oxide (GO) have been extensively
helped mitigate diffusion of the polysulfides out into the elec- studied as sulfur host materials. The polysulfides were wrapped
trolyte. The composites delivered a discharge capacity of up to by graphene/GO, which suppressed diffusion of the polysulfides
1320 mA h g−1 (though normalized to the mass of sulfur). into the electrolyte. Further improvement was achieved by using
This work spurred rapid growth in the field of lithium−sulfur oxygen-rich GO as the sulfur host.29 The functional groups in
batteries. GO play an important role in immobilizing the otherwise-free
Various carbon materials have been used to increase the elec-
lithium polysulfides. However, the superficial sulfur cannot be
trode conductivity and provide physical confinement/entrap-
ment of lithium polysulfides. Among them, microporous carbon/ fully trapped, and the open channels among the GO layers pro-
sulfur composites were found to undergo a new reaction mecha- vide large space for polysulfides to escape. A soft polymer,
nism without forming long-chain polysulfides (Figure 5b).22 amylopectin (Amy), was employed to wrap the GO/S composite
They found that small sulfur allotropes, S2−4, could be confined and form cross-linked 3D structures to immobilize the polysulfide
in a microporous carbon matrix with a pore size of ∼0.5 nm. species and accommodate the volumetric expansion (Figure 5c).30
These small S2−4 molecules could not be converted into long- With the help of the three-dimensionally cross-linked structure,
chain polysulfides because of the limited space within the pores, the Li−S battery exhibited much improved cycling stability and
resulting in a single output plateau at ∼1.9 V. The composite Coulombic efficiency compared to the unwrapped composite.
278 DOI: 10.1021/acs.accounts.7b00487
Acc. Chem. Res. 2018, 51, 273−281
Accounts of Chemical Research Article
Figure 5. (a) Schematic of sulfur confined in mesoporous carbon. Reproduced with permission from ref 27. Copyright 2009 Nature Publishing Group.
(b) Schematic of S2−4 confined in microporous carbon and its charge/discharge process. Reproduced from ref 22. Copyright 2012 American Chemical
Society. (c) Schematic of GO/S/Amy composite. Reproduced from ref 30. Copyright 2013 American Chemical Society. (d) Schematic of the synthesis
of the S−Pani yolk−shell composite. Reproduced from ref 31. Copyright 2013 American Chemical Society. (e) Schematic of oxidation of polysulfide by
δ-MnO2 to form thiosulfate on the surface. Reproduced with permission from ref 32. Copyright 2015 Nature Publishing Group. (f) Schematic
configuration of a Li−S cell with a bifunctional microporous carbon interlayer. Reproduced with permission from ref 33. Copyright 2012 Nature
Publishing Group.
Conducting polymers represent a novel and interesting class is another strategy to enhance the cycling stability of Li−S
of encapsulation materials for sulfur cathodes. They can act batteries. A layer of carbon black was coated onto the polymer
as an effective physical barrier to confine polysulfide species. separator.34 This provides much higher capacity than that of the
Our group prepared sulfur−polyaniline (S−Pani) yolk−shell unmodified one, indicating an enhanced utilization of the active
nanostructures by heat treatment of a core−shell nanostructure material. A high initial capacity of 1350 mA h g−1 was achieved,
(Figure 5d).31 The capacities of the S−Pani yolk−shell com- and the capacity retention reached 55% after 500 cycles at 0.5C.
posite were 1101 and 920 mA h g−1 at 0.2C and 0.5C, respec-
tively. Also, stable, reversible capacities of 765 mA h g−1 at 0.2C 4. CONCLUSIONS AND OUTLOOK
and 628 mA h g−1 at 0.5C after 200 cycles were obtained. We have broadly reviewed conversion-type electrode materials
The yolk−shell structure can encapsulate the sulfur inside the for LIBs with a focus on understanding the reaction mechanisms
polymer shells with a buffer void. The internal void space can involved. Anodic conversion reactions often have different reac-
accommodate the large volumetric changes of sulfur while main- tion paths between charge and discharge processes associated
taining the structural integrity of the composite, whereas the with the formation of new phases. Understanding these different
core−shell structure is destroyed during cycling. reaction pathways and the roles of Li-centered reactions could
Chemical interaction is a new kind of strategy to suppress provide additional solutions to improve the round-trip efficiency.
diffusion of polysulfides. Metal oxides, nitrides, and sulfides have To achieve a significant breakthrough in the performance of
been widely studied, as they can exhibit strong affinity for poly- Li−S batteries, it is necessary to have a full understanding of both
sulfide species by polar−polar interactions.32 MnO2 was inves- the fundamental electrochemistry of Li−S batteries and the
tigated as a sulfur host material by the Nazar group.32 They interactions of lithium polysulfides with host materials and lithium
reported that MnO2 can significantly improve the cycling stability anodes. Furthermore, to make Li−S batteries more comparable/
of Li−S batteries through a thiosulfate−polythionate conversion competitive with commercial LIBs, one needs to increase the
(Figure 5e). The surface Mn4+ oxidizes polysulfides, forming sulfur mass loading to above 70%.
Mn2+ and S2O32−. These species anchor higher-order polysul- Although we have focused on LIB applications, the general
fides Sn2− (n > 4) by catenating them into the S−S bond in thio- concepts of conversion-type electrode materials can be applied to
sulfate to form polythionate complexes, while the lower-order sodium-ion batteries (SIBs). Since traditional graphite and sili-
polysulfides are in contact with the MnO2 host. con are known to be inappropriate as SIB anodes, we anticipate
Apart from modification of the cathode materials and architec- that conversion-type electrodes will be attractive candidates for
tures, some other strategies have been proposed. For example, SIB anodes. In addition, many strategies to improve the perfor-
the introduction of a microporous carbon interlayer between the mance of Li−S batteries could be adapted to Na−S batteries.
cathode and the separator was reported by the Manthiram group However, the reaction mechanisms of electrodes can be quite
(Figure 5f).33 The interlayer helps prevent lithium polysulfides different in SIBs and Na−S batteries because of different phase
from diffusing into the electrolyte and also improves the utiliza- stabilities. Through charge/discharge, sodium compounds form
tion of active material by serving as an additional (upper) current various stable sulfides (Na2S, Na2S2, Na2S4, and Na2S5) and oxides
collector. As a result, a stable capacity of over 1000 mA h g−1 was (Na2O, Na2O2, and NaO2), while lithium-based materials are
achieved after 100 cycles at 1C. Modification of the separator known to form Li2S, Li2O, and Li2O2. Thus, conversion reactions
279 DOI: 10.1021/acs.accounts.7b00487
Acc. Chem. Res. 2018, 51, 273−281
Accounts of Chemical Research Article
■
(4) Lowe, M.; Gao, J.; Abruña, H. D. In operando X-Ray Studies of the
Conversion Reaction in Mn3O4 Lithium Battery Anodes. J. Mater. Chem.
AUTHOR INFORMATION A 2013, 1, 2094−2103.
(5) Hu, Y.-Y.; Liu, Z.; Nam, K.-W.; Borkiewicz, O. J.; Cheng, J.; Hua,
Corresponding Author X.; Dunstan, M. T.; Yu, X.; Wiaderek, K. M.; Du, L.-S.; Chapman, K. W.;
*E-mail: hda1@cornell.edu. Chupas, P. J.; Yang, X.-Q.; Grey, C. P. Origin of Additional Capacities in
Metal Oxide Lithium-Ion Battery Electrodes. Nat. Mater. 2013, 12,
ORCID 1130−1136.
Seung-Ho Yu: 0000-0003-4833-3181 (6) He, K.; Zhang, S.; Li, J.; Yu, X.; Meng, Q.; Zhu, Y.; Hu, E.; Sun, K.;
Yun, H.; Yang, X.-Q.; Zhu, Y.; Gan, H.; Mo, Y.; Stach, E. A.; Murray, C.
Na Zhang: 0000-0003-1978-4469 B.; Su, D. Visualizing Non-Equilibrium Lithiation of Spinel Oxide via In
Héctor D. Abruña: 0000-0002-3948-356X Situ Transmission Electron Microscopy. Nat. Commun. 2016, 7, 11441.
Notes (7) Luo, L.; Wu, J.; Li, Q.; Dravid, V. P.; Poeppelmeier, K. R.; Rao, Q.;
Xu, J. Reactions of Graphene Supported Co3O4 Nanocubes with
The authors declare no competing financial interest. Lithium and Magnesium Studied by In Situ Trasmission Electron
Microscopy. Nanotechnology 2016, 27, 085402.
Biographies
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Chemistry and Chemical Biology at Cornell University and Cornell High-Performance Anodes for Lithium-Ion Batteries. ACS Nano 2015,
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Laboratory for Accelerator-Based Sciences & Education (CLASSE).
(9) Lee, S. H.; Yu, S.-H.; Lee, J. E.; Jin, A.; Lee, D. J.; Lee, N.; Jo, H.;
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