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Biological Psychology 83 (2010) 176–190

Contents lists available at ScienceDirect

Biological Psychology
journal homepage: www.elsevier.com/locate/biopsycho

Electrophysiological evidence of interaction between contextual expectation and


semantic integration during the processing of collocations
Nicola Molinaro a,*, Manuel Carreiras a,b
a
BCBL, Basque Center on Cognition, Brain and Language, Paseo Mikeletegi, 69, 20009 Donostia, Spain
b
IKERBASQUE, Basque Foundation for Science, Spain

A R T I C L E I N F O A B S T R A C T

Article history: Despite the potentially infinite creativity of language, many words are patterned in ordered strings called
Received 30 July 2009 collocations. Final words of these clusters are highly predictable; in addition, their overall meaning can
Accepted 14 December 2009 vary on the literality dimension, ranging from (figurative) idiomatic strings to literal strings. These
Available online 22 December 2009
structures thus offer a natural linguistic scenario to contrast ERP correlates of contextual expectation and
semantic integration processes during comprehension. In this study, expected endings elicited a positive
Keywords: peak around 300 ms compared to less expected synonyms, suggesting that the earlier recognition of the
ERPs
string leads to the specific pre-activation of the lexical items that conclude the expression. On the other
P300
hand, meaning variations of these fixed strings (either a literal or a figurative whole meaning) affected
N400
Collocation ERPs only around 400 ms, i.e. in the frontal portion of the N400. These findings are discussed within a
Predictive mechanism more general cognitive framework as outlined in Kok’s (2001) dual categorization model.
Semantic integration ß 2009 Elsevier B.V. All rights reserved.

1. Introduction These structures make speech more natural and easily under-
standable, giving semantically richer ways of expression. In addition,
In everyday conversation a person utters approximately 4.7 it is easier to remember and use language in chunks or blocks rather
million novel and 21.4 million frozen metaphors over a 60-year than as single words. Some studies on idiom comprehension
average life-span (Pollio et al., 1977). Jackendoff (1995) noted that (Cacciari and Tabossi, 1988; Konopcka and Bock, 2009; Sprenger et
the number of fixed expressions in American English is roughly al., 2006) propose that multi-word units are stored in long-term
similar to the number of words (around 80,000). These simple counts memory as constellations of words strongly connected and
show the importance of studying fixed expressions for understand- configuring larger lexical units (hence the term superlemmas,
ing natural language processing mechanisms. In computational Sprenger et al., 2006). The cognitive system may use long-term
linguistics there is an increasing interest in fixed phrases, sometimes memory as a relatively abundant resource to compensate for the
termed collocations (Sinclair, 1991). A collocation is defined as a limited working memory capacity resources by creating these
sequence of words or terms which co-occur more often than would strongly connected multi-word configurations. In this way, colloca-
be expected by chance. Critically, substituting a word in a collocation tion strings reduce the possibly infinite combination of meanings
with a related word could result in a meaningful string, but the and the relative processing cost, facilitating linguistic communica-
collocational configuration would no longer be recognizable: for tion through conventional expressions shared by a linguistic
example we cannot say quick food instead of fast food although fast community (Cacciari, 1993). However, even if they are stored as
and quick are synonyms. These particular combinations (e.g., fast connected multi-word units, their internal structure (words) is still
food) just sound ‘right’ to native speakers, who use them all the time, accessible and undergoes, for example, regular syntactic analysis.
whereas other combinations (e.g., quick food) carrying the same Therefore, these structures are a very valuable test-bed for
meaning sound unnatural or simply wrong. investigating context-sensitive mechanisms during language com-
Collocation refers to a very general category of fixed expres- prehension and for elucidating language processing mechanisms
sions that comprise many linguistic phenomena (for a discussion (e.g., Roehm et al., 2007; Vespignani et al., in press).
see Fellbaum, 2007), such as idioms (break the ice), binomials (safe
and sound), antinomies (black–white) and clichés (at loggerheads or 1.1. Contextual predictability and the N400
between a rock and a hard place).
A large number of studies have focused on predictive
* Corresponding author. Tel.: +34 943 309 052; fax: +34 943 309 052. mechanisms that anticipate the features of upcoming words,
E-mail address: n.molinaro@bcbl.eu (N. Molinaro). based on contextual (semantic and syntactic) information. Kimball

0301-0511/$ – see front matter ß 2009 Elsevier B.V. All rights reserved.
doi:10.1016/j.biopsycho.2009.12.006
N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190 177

(1975) noted that it is frequently possible for speakers to tell what is 1.2. Predictive mechanisms and collocation constraints
coming next in a sentence. See Federmeier (2007), Kamide (2008),
Staub and Clifton (2006), Van Berkum (2008) for summaries of A predictive approach could also be applied to the comprehen-
experimental evidence of predictive mechanisms. sion of multi-word collocation strings. As discussed by Cacciari and
From a neurophysiological perspective, ERP waveforms in the Tabossi (1988), the recognition of an idiomatic fixed expression
250–500 ms time window have been shown to be sensitive to the (such as Maria ‘cried over spilt milk’/coffee yesterday) is obtained
expectancy of a word in a semantic context: throughout this time incrementally: as the string unfolds, co-occurrence can create a
window it has been suggested that a unique component, named ‘sense of familiarity’ that incrementally increases as more
the N400, mirrors a semantics-based predictive mechanism at constituents arrive, up to a ‘threshold’ (the so-called ‘recognition
work in language comprehension (Federmeier, 2007; Kutas and point’) after which the idiom is recognized and then activated. Only
Hillyard, 1984). after the idiom recognition point (spilt in the example) is the
This component was initially proposed to indicate the (post- specific configuration of words retrieved from semantic memory.
lexical) cost of integrating the meaning of a word with the The expectation of the idiomatic continuation (milk) is very highly
semantic representation of a previous context (Brown and based on the configuration retrieved from semantic memory. Thus,
Hagoort, 1993; Holcomb, 1993): semantically anomalous words in line with cloze-probability ratings, an N400 modulation could be
in a sentence context elicited large N400 effects (Kutas and expected if contrasting the expected idiomatic word (milk) with a
Hillyard, 1980); in this frame, the more difficult the combination of less expected word (coffee).
the individual word with the previous context, the larger the N400 However, in Cacciari and Tabossi’s (1988) proposal, word pre-
component. activation in idiomatic strings (and in our opinion for every type of
However, visual word recognition studies – using isolated word collocation) is stronger and more categorical than that reported for
stimuli – reported the N400 as a correlate of the process of sentences not including a fixed expression, such as those studied
retrieving properties of individual words or semantic concepts by Kutas and Hillyard (1984).
from memory (lexical view): the more difficult this recognition, the On the one hand, Kutas and Hillyard (1984; see also Van Petten
larger the negativity around 400 ms (for a review, see Barber and and Kutas, 1990) showed that the semantic context could
Kutas, 2007). For example, both Holcomb et al. (2002), and gradually reduce the possible completions of a sentence as it
Debruille (1998) reported larger N400 effects due to the unfolds; critically, this pre-activation is sensitive to the meaning
interference of orthographic neighbors in visual word recognition built up compositionally during the comprehension of the previous
(for similar effects related to the syllable see Barber et al., 2004; context. The comprehender’s expectations thus converge on the
Carreiras et al., 2005). These results could not be explained by the recognition of the more possible word using a probabilistic
integration account, since there was no context (or prime stimulus) strategy (without excluding other less possible completions). Also,
that could influence the processing of the target word. Federmeier and Kutas (1999) showed that the N400 for
To account for these findings, it has been suggested that the unexpected endings (low cloze-probability rates) is reduced when
N400 reported in sentence comprehension studies could reflect the there is a semantic relation with the expected ending. These data
level of pre-activation of a word, given the previous semantic indicate that N400 modulation indexes the pre-activation not only
context (for review see Federmeier, 2007; Lau et al., 2008). This of a specific word but also of its semantic relates. In this frame, pre-
hypothesis derives from the fact that the N400 component has activation is not strictly related to a specific meaning but could
been consistently reported to be modulated by the ‘level of extend to other semantic neighbors.
expectation’ generated by the semantic content of the previous On the other hand, during fixed expression comprehension a
sentence fragment, as in He liked lemon and sugar in his tea/coffee word is pre-activated because of the interconnection among words
(Kutas and Hillyard, 1984): the larger the cloze-probability1 of a in long-term memory. In this sense, once a string configuration is
word in a context (for tea), the more reduced the amplitude of the recognized, only those lexical items are retrieved from memory:
N400 compared to an unexpected word (coffee). According to this (top–down) expectations should not scatter too much in the
approach, the cloze-probability N400 reflects the influence of semantic network (to other semantic neighbors), but are directed
contextual information in word recognition: the facilitation of categorically toward a specific word form (as part of a recognized
processing words in a sentence reflects the extent to which the configuration).
context pre-activates specific properties of those words. Compared to the Kutas and Hillyard study (1984, see also
Further ERP studies have observed that N400s correlate with Federmeier and Kutas, 1999; Van Petten and Kutas, 1990), it seems
other ERP effects elicited by words that precede the semantically that during the comprehension of collocations, word pre-activa-
expected target word. Both Van Berkum et al. (2005) and Wicha et tion is quantitatively ‘stronger’ (higher cloze-probability) and
al. (2004) reported ERP differences at words (adjectives) that share presents less variance compared to an incrementally constraining
the same gender with a following expected word or not. Also, De semantic context (as in Federmeier and Kutas, 1999).
Long et al. (2005) reported an N400-like effect at the indefinite a/an This stronger categorical pre-activation in collocational strings
article that introduced a more or less expected content word (as in (indexed by very high cloze-probability ratings) has been shown to
The day was breezy so the boy went outside to fly a kite/an airplane), at largely suppress the negativity in the N400 time window (Roehm
which the standard N400 effect was observed. et al., 2007; Vespignani et al., in press). However, both Roehm et
Similar findings led Lau et al. (2008) to propose that the N400 al. (2007) and Vespignani et al. (in press) interpreted this
represents the amount of processing needed to recognize a word reduction for the expected completion of the collocation as a
which, in turn, could be strongly modulated by semantic different component than the N400: they in fact proposed that the
knowledge activated in the context: the stronger this contextual more positive effect in the N400 time window is due to a positive
pre-activation, indexed by high cloze-probability values, the easier shift peaking at around 300 ms elicited only by highly expected
the recognition of the target word as indexed by the reduction of words in collocation constructions and partially overlapping with
the negativity in the N400 time window (as shown by Dambacher the N400 component.
et al., 2006; Molinaro et al., in press; Van Petten and Kutas, 1990). Roehm et al. (2007; replicating Kutas and Iragui, 1998)
reported a more positive effect for the (highly expected) last word
1
The cloze-probability of a word is the proportion of people that continue a of sentences with antinomies such as The opposite of black is white
sentence fragment with that target word (Taylor, 1953). compared to less expected endings (yellow). Antonymous word
178 N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190

pairs can be considered as units retrieved as such from semantic was 0.05), while, in the following sentence position, the P300 was
memory (Gross et al., 1989): when participants were required to elicited by the expected completion whose cloze-probability was
perform a sensicality judgment of sentences containing antino- 0.86 (compared to 0.02). This different effect at the two positions
mies (Experiment 1), the expected completions (white) elicited a was supported by a dissociation emerging in a temporal Principal
positive peak slightly before 400 ms (around 345 ms) compared to Component Analysis (tPCA) that showed two distinct sources of
a less expected ending (yellow), that was in turn less negative than variance, one larger around 300 ms after the target word presenta-
a semantically anomalous word (nice) that elicited a larger N400 tion and one 400 ms after the presentation of the previous word.
(see Fig. 1, page 1264 in Roehm et al.’s paper). When presented Direct evidence of a differential semantic influence of the context
with antonymous word pairs (black/white) this positive peak was in a linguistic scenario that elicits such P300 effect would be
differently affected by the task settings of the experiment: a lexical desirable to better support the dissociation between the P300 and
decision task (Experiment 2) did not elicit the positive peak (see the N400 during language comprehension. This would allow us to
Figs. 2 and 3, pages 1266 and 1267 in their paper); on the other evaluate if the P300 represents lexical pre-activation without any
hand, an explicit antinomy judgment task (Experiment 3) triggered demands for semantic integration: once a collocation configuration
the positive peak in the N400 time window compared to the has been retrieved from memory (and its meaning activated), there
control conditions (see Fig. 4, page 1268 in their paper). is no need of further memory-search during the reading of the
Roehm et al. (2007) identified this positive peak as a P300 following words (a prediction that could be either fulfilled or not,
component: they stated that it led to the superficial impression of Roehm et al., 2007, page 1272). Such strong categorical expectation
an extremely ‘reduced’ N400, and it reflected the ‘‘clear and (indexed by high cloze-probability levels) should elicit this positive
unambiguous expectation set up by the sentence context’’ (page peak around 300 ms. In addition, showing that the N400 is sensitive
1271); this component would be different from the N400 since ‘‘the to the semantic properties of the previous context would support the
correct identification of the predicted word (antonym) does not hypothesis that this component is functionally different from the
require a lexical search (there is a unique prediction that may either be P300: in line with the previous findings, only the N400 could be
fulfilled or not)’’ (page 1272). In addition, compared to the N400 associated to the additional semantic processing difficulties.
that is not task sensitive, the P300 is elicited only in experimental It should be clarified that the P300 component discussed in
conditions that constrain the comprehender to develop specific these two previous studies was considered as part of a larger family
lexical expectations (as in Experiments 1 and 3). of positive components with functionally different meanings.
These findings brought initial evidence that a P300/N400 Classically (Picton, 1993; Donchin and Coles, 1988; Verleger,
complex could underly the N400 effects classically reported in the 1988), the P300 has been distinguished into two subcomponents:
ERP literature (see discussion of Kutas and Iragui, 1998, findings the P3a (or novelty P300), an early positivity with a frontal
by Roehm et al., 2007). However, the authors report P300 and distribution that is associated with the processing of novel stimuli,
N400 modulation for different experimental conditions compared and the P3b (or oddball P300), a component with a more posterior
to a condition that was unexpected but not semantically distribution elicited by the processing of task-relevant stimuli.
anomalous (yellow): in their design, the overall pattern resulted Finally, some authors (Frishkoff, 2007; Hill et al., 2005, 2002) have
in a larger negativity for the unexpected completion (nice) investigated the interplay between the N400 and the LPC
compared to a related completion (yellow) that, in turn, was more component, a task-related positivity that occurs just after the
negative than the expected completion in the whole time window N400, critically affecting the N400 amplitude.
(270–470 ms). In a traditional view, the simplest explanation is to The P300 described by Roehm et al. (2007) and Vespignani et al.
consider this effect as determined by the modulation of a single ERP (in press) shows an early peak right after 300 ms (similar to the P3a),
component (the N400) that, in experimental conditions eliciting a but its distribution is posterior (similar to the P3b). In addition it
predictive analysis of the stimulus, elicits a ‘stronger’ reduction of could not be related to an explicit task response such as the LPC
the ERPs in the critical time window. To better dissociate whether (Frishkoff, 2007; Hill et al., 2002, 2005). However, Vespignani et al.
two sub-components affect ERPs in the 250–500 ms time window (in press) noted that the nature of this early language-related P300 is
(and the correlated underlying processes), a manipulation that more similar to the P3b for two main reasons: (i) this component has
affects one component should be crossed with a manipulation been interpreted as reflecting the closure of an active expectation for
affecting the other component. A fully crossed design would clarify a task-relevant event (Verleger, 1988) and the nature of collocation
the functional relation between the hypothesized P300 component processing seems best captured by this context-closure explanation
and the widely accepted N400, both elicited by the same (see also the prediction-verification mechanism offered by Kok,
condition(s). 2001) and (ii) the latency of the P3b can vary as a function of the time
Vespignani et al. (in press) also reported a posterior-distributed needed to categorize a stimulus, being earlier for highly pre-
more positive effect in the (classically considered) N400 time activated word stimuli.
window for the expected completion in idiomatic strings (milk in
Maria cried over spilt milk yesterday) compared to an unexpected 1.3. The present study
word in the same position (coffee). The ERP effect for the expected
completion showed a positive deflection peaking around 300 ms in Compared to previous studies (Roehm et al., 2007; Vespignani et
the parietal electrodes; this effect (recognized as a P300, in line al., in press) we adopted a different perspective. The P300 and the
with Roehm et al., 2007) extended into the N400 time window, so N400 appear sensitive to cloze-probability manipulations: these
that ERPs did not allow evaluation of whether this more positive two components are superficially evident as a more positive
effect reflected an enhanced P300, a reduced N400 effect, or both. waveform for a contextually highly expected word compared to a
However, the authors manipulated (by substitution) also the word less expected word in the time interval between about 250 and
before the target word (i.e. Maria cried over unmade bed. . . instead 500 ms. For example, Vespignani et al. (in press) brought initial
of spilt milk): here the authors did not find a similar deflection evidence of two separate sources of variance in the 200–500 ms time
around 300 ms, but a more classical N400 modulation (with a later interval, by performing a temporal Principal Component Analysis.
onset of the effect and a different topographical distribution). A However, this mirrored different ERP effects in different sentence
critical difference between the two positions was the cloze- position, thus involving different word stimuli. On the other hand,
probability level (see Fig. 2): no P300 deflection is evident when when the N400 is boosted by semantic violations in a collocation
cloze-probability was 0.37 (compared to a substitution whose level context (as in Roehm et al., 2007) no P300 is triggered, since this
N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190 179

component appears to be elicited only by highly expected Appendix A).


completions.
1. (LIT) La niña confesó en honor a la verdad/realidad haber roto el plato.
In order to investigate the existence of a P300/N400 ERP
The girl confessed as an honor to the truth/reality she broke
complex in scenarios that should differently modulate these two the plate.
components, we manipulated the literality of the string. A series of 2. (FIG) Tuvieron que luchar contra viento y marea/frio para conseguir
studies has shown that the N400 is modulated by figurative estar juntos.
meanings: when a string has a figurative meaning the N400 They had to fight against wind and tide/cold to achieve
staying together.
component is larger compared to when the meaning is literal. This
enhanced N400 has been reported for comprehension of meta-
phors (Coulson and Van Petten, 2002; Pynte et al., 1996; Sotillo As showed by Vespignani et al. (in press) the P300 should have
et al., 2005), proverbs (Ferretti et al., 2007) and jokes (Coulson and a slightly earlier onset than the N400 (see Fig. 3 in Vespignani et al.,
Kutas, 2001). According to Coulson and Van Petten (2002) this in press). It should then be possible to observe differential ERP
additional N400 elicited by comprehension of enriched meanings modulations (more than one) in the time window (250–450 ms)
is evidence of a more general mechanism of integration of ‘distant’ that is usually considered as representative of the N400 compo-
meanings in semantic memory, called ‘conceptual blending’ nent. If the P300 component reflects the pre-activation of a specific
(Fauconnier and Turner, 1998): blending theory proposes (as lexical item once the fixed-string has been recognized (a unique
stated by Coulson and Van Petten, 2002, page 959) that ‘‘[a prediction that may either be fulfilled or not, Roehm et al., 2007), we
figurative string] taxes the comprehension system for two reasons: expect it to be elicited by both types of collocation in the time
first, it involves the establishment of mappings between elements in interval around 300 ms (250–350 ms) time-locked to their last
distantly related domains, and second, it often requires the activation word. No interaction with the literality of the string is expected. In
of background knowledge for information from the two domains to be addition, the replacing word should not elicit the same positive
integrated’’ . For example, saying That surgeon is a butcher requires shift. In contrast, the literality of the string should differently affect
the connection of distant semantic domains and their relative the waveforms around 400 ms (corresponding to the negative peak
implications: contrasts and similarities between the techniques of the N400): we should observe an increased negativity in the
and instruments of these two professions produces the concept of a N400 time interval (350–450 ms) for figurative collocations
surgeon who uses coarse methods in his job. This semantic cost compared to literal collocations. Even more specifically, an
increases the N400: in this view, there is no special figurative interaction could be expected mainly in the N400 time window
meaning comprehension mechanism, in that the increased N400 between the cloze-probability effect (e.g., substitution of the last
only reflects the processing effort needed to connect distant word of the string) and the literality effect (i.e., figurative meaning
semantic representations. processing). Cloze-probability usually triggers a widely distributed
While the N400 is modulated based on the literality of language, effect in the N400 time window for literal strings. However, it is
the P300 should not be. This latter component was shown to be possible that this effect is ‘reduced’ for figurative strings. In the
elicited both by antinomies (Roehm et al., 2007) that do not have a later N400 time window, a figurative collocation should elicit a
figurative meaning and idioms (Vespignani et al., in press) that do larger N400 compared to the literal collocation. This literality
have a figurative meaning associated to the whole string. These difference should affect the comparison between collocation and
findings are suggestive of the fact that the P300 reflects a process substitution (cloze-probability effect): we expect the absolute
independent from the semantic properties of the string. However, amplitude difference due to the cloze-probability effect to be
there are no studies that have evaluated the sensitivity of the P300 smaller for the figurative comparison compared to the literal
and the N400 to the literality of a string and to the lexical expectation comparison. In other words, the cloze-probability effect for
in the same experiment. Assuming that the P300 represents lexical figurative strings should be reduced because of the enhanced
matching mechanisms, while the N400 correlates with the cost in negativity elicited by the expected completion of the figurative
activating and connecting meanings in semantic memory, the collocation compared to the substitution. On the other hand, the
comprehension of figurative and literal expressions should differ- literal collocation would not tax the N400 semantic processor to
ently affect the P300 and the N400. Direct evidence in the same the same extent as the figurative string since there is no further
experiment and with the same conditions would better support the cost due to meaning blending (Fauconnier and Turner, 1998): this
dissociation of the processes underlying these two ERP components. should lead to a larger difference in the N400 time window
For this reason, we designed the present study in which we between collocation and substitution for the literal comparison.
selected two groups of collocations from a Spanish corpus (CESS- From a different perspective, a more traditional view, stating
ECE corpus; Martı́ and Taulé, 2007): in the first group the that a unique component could explain the ERP modulations in the
collocation strings had a figurative meaning, while in the second 250–450 ms time window, predicts interactive effects between
group the meaning of the string was literal (e.g. the meaning of the predictability and literality across the whole time window; in this
expression was not different from the one derived from the frame, irrespective of the superficial deflections evident in the ERPs
combination of the meanings of the single words). According to for the expected completions, there should be no difference in the
Martı́ and Taulé (2007) these strings are clichés that have an magnitude of the effects between an earlier time window around
adverbial role in natural language contexts. 300 ms and a later time window around 400 ms.
In order to evaluate the P300/N400 dissociation, we crossed in Because of the difficulty in distinguishing between two partially
one experiment the manipulation of the cloze-probability of a overlapping ERP effects, we will run a temporal Principal
specific word at the end of a collocation string and the literality of Component Analysis to evaluate if there are different sources of
the whole collocation. We selected only collocations in which the variance in our dataset. This statistical decomposition technique
cloze-probability of the last word of the string was very high can be used to describe features in the ERP more objectively and
(>0.85), denoting that the collocation was already recognized more precisely than is possible to the unaided eye (Dien and
before the end of the string. We embedded these strings in Frishkoff, 2005). Recent simulations have shown that the temporal
sentences and we substituted the target word with another word PCA is well suited for distinguishing between components partially
that had similar lexical properties. The replacing word was not superimposed in time such as the N400 and the P300 (Dien et al.,
semantically anomalous in the whole sentence context as shown in 2007). Thus, we expect the outcome of this component analysis to
the following examples (for the whole set of sentences see dissociate between the P300 and the N400 components.
180 N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190

2. Method mother) in the remaining cases. Lexical factors that could affect
ERPs in the time window of interest were balanced. Thus,
2.1. Participants logarithm of the frequency of use (Collocation mean: 1.71, SD:
0.94; Substitution: 1.65, SD: 0.97; t(111) = 0.612), number of
Thirty-six students of the University of La Laguna (mean age: letters (Collocation: 5.53, SD: 1.74; Substitution: 5.71, SD: 1.62;
20.22, SD: 2.43; range: 18–27) took part in the experiment for t(111) = 1.049) and number of orthographic neighbors (Collo-
course credit. All were right-handed and had normal or corrected cation: 4.12, SD: 5.06; Substitution: 3.33, SD: 4.6; t(111) = 1.36)
to normal vision. did not differ between the two experimental conditions. The
degree of semantic relation between the target word (in the
2.2. Experimental stimuli Collocation condition) and its Substitution was similar between
the Figurative (M = 0.026) and the Literal (M = 0.032) items
We extracted from the CESS-ECE corpus (Martı́ and Taulé, 2007) a (t(55) = 0.37, p = 0,72), according to the norms of free semantic
set of 160 collocations (either idioms or clichés). Strings consisted on association in Spanish (http://inico.usal.es/usuarios/gimc/normas/
average of 4.31 words. We evaluated the familiarity of the strings in a index_nal.asp).
questionnaire given to 54 native Spanish speakers who rated the From our set of sentences we obtained two separate lists so that
string on a 7 point scale (1: never heard; 7: heard very often). Based participants did not see the same sentence in the two experimental
on these ratings we selected the 148 collocations that received on conditions. The lists were presented to the participants using the
average a rating higher than 4 (mean: 5.31, SD: 0.96). Latin square design.
These collocations were inserted in a sentence, trying to avoid
contexts that pre-activated the collocation or strange meanings. 2.3. Experimental procedure
The final word of the collocation was in position 8.2 on average
(SD: 1.29) in sentences of 12.05 words on average (SD: 1.57). Participants were tested individually in a silent room. They
Differently from Vespignani et al. (in press) study, our target word were seated approximately 60 cm from the computer monitor on
was always a content word. which sentences were visually presented word by word (maxi-
We tested the literality of the strings with a questionnaire mum visual angle: 58) after the presentation of a fixation cross at
presented to 62 students of the University of La Laguna. Sentences the center of the screen. Words were displayed in white letters on a
containing the collocations were rated on a 7 point scale (1: literal dark-grey background. Each word was presented for 300 ms
meaning; 7: figurative meaning). We obtained two groups of 60 followed by a 300-ms blank screen, the inter-trial interval was
sentences that belonged to either the Literal group (mean: 2.33; variable. Sentence order was randomized and every five sentences
SD: 1.27) or to the Figurative group (mean: 5.62; SD: 1.01). The on average participants were asked to answer a YES/NO
literality values of the two groups were statistically different comprehension question by pressing the corresponding button
(t(59) = 4.45, p < 0.0001) on a keyboard; comprehension question appeared randomly
The cloze-probability (range from 0 to 1) of the last constituent across the whole experiment. YES/NO button position was
of the string was controlled. Fifty-six Spanish students of the counterbalanced across subjects.
University of La Laguna, were asked to complete sentence
fragments in the most natural way. The fragments were the 2.4. EEG recording and analysis
experimental sentences presented until the word preceding the
last word of the collocation. Cloze-probability ratings led us to EEG was recorded through a 32-channels BrainAmp system.
define two groups (Literal and Figurative) of 56 sentences in which Twenty-eight Ag/AgCl electrodes were arranged on an EasyCap
the value of the last word was on average 0.84 (SD: 0.17; no recording cap based on the 10-10 International System. Additional
statistical difference across groups: t(55) = 0.87). The target word external electrodes of the same material were placed on mastoids
had similar lexical properties in the Literal and Figurative groups: it A1, A2 and around eyes left Veog, right Veog, left Heog and right
was always an open-class item. Moreover, we controlled the Heog. Monopolar differential recording was referenced to the left
frequency of use (LogFreq) extracted from the LEXESP database mastoid. Impedance was kept below 5 kV for mastoid and scalp
(Sebastiàn-Gallés et al., 2000): Literal (mean: 1.81, SD: 0.89) and electrodes, and below 10 kV for EOG electrodes. Data were
Figurative (mean: 1.63, SD: 1.01) did not statistically differ acquired at a sampling rate of 250 Hz.
(t(55) = 1.025). The number of letters of the target word was also EEG signal was bandpass filtered off-line (0.25–30 Hz) and then
similar: Literal (mean: 5.66, SD: 2.04) and Figurative (mean: 5.41, re-referenced to the right mastoid. Epochs of interest were selected,
SD: 1.38); t(55) = 0.702. Finally, the familiarity of the target words in time-locked to the target word presentation (200 to 900 ms). After
the two groups did not differ: Literal (mean: 5.09, SD: 1.06) and baseline correction (100 to 0 ms) epochs containing ocular and
Figurative (mean: 5.32, SD: 1.16): t(55) = 0.94. We evaluated the muscular artifacts were corrected through the ICA procedure. We
number of occurrences of each collocation also in the CREA corpus applied this type of correction given the low number of stimuli per
(Corpus de Referencia del Español Actual; http://corpus.rae.es/ condition (28): we decomposed the whole electroencephalogram in
creanet.html): the Literal collocations had on average 734.46 Independent Components for each subject using the Infomax
occurrences and the Figurative collocations 733.89 occurrences algorithm. Then we focused on the components that explained at
(t(55) = .01). least 60% of the variance in the left Veog electrode (referenced to
For each sentence we replaced the target word belonging to the Fp1) and 30% of the variance in the left Heog electrode (referenced to
collocation with a lexically similar word that did not render the the right Heog). The time course of these components was visually
resulting sentence semantically anomalous: there was only a main inspected (to ensure they represented real artifacts) and subtracted
effect of cloze-probability of the target word between the to the original data. However, following visual inspection 3.4% of
Collocation (mean: 0.84; SD: 0.17) and the Substitution condition epochs were excluded from the analysis (no statistical differences
(mean: 0.02; SD: 0.01). Thus, we replaced the target word among conditions, F(3,105) = 0.13). We then calculated single-
with a synonymous word (contrario ! opuesto, contrary; dia- subject ERPs for each condition, that were used to calculate grand-
blo ! demonio, devil) in 31% of our collocations (18 in the Literal averaged ERPs across subjects.
and 17 in the Figurative group) and with a semantically related Before statistical analyses of the waveforms, we evaluated the
word (rey, king ! conde, count; madre, mother ! abuela, grand- separability of the P300 and N400 through a temporal Principal
N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190 181

Component Analysis (henceforth tPCA). Through this analysis it is


possible to isolate the time windows which have differential
variability across the epoch. More specifically, we considered the
time points as variables. We then performed a Varimax rotation of
the matrix made by 3888 rows (36 subjects  27 scalp electro-
des  4 conditions) and 200 columns (each containing 1 time point
each 4 ms in the [0–800] ms epoch). Compared to other rotations
(Promax or Oblimax), Varimax rotation is more strict since the
factors extracted are not correlated and it could reveal the
independence of two sub-components in the 250–450 ms time
interval. In addition, this procedure is considered more stable
compared to other oblique methods (Harman, 1976; Kaiser and
Tenke, 2006; Rösler and Manzey, 1981) accounting for more
variance (Dien, 1998). After Temporal Factors extraction (that
explained up to 90% of the total variance), we considered only the
eigenvalues (and the relative temporal factor loadings) that each
explained more than 4% of variance.
Statistical analyses were performed on the mean voltage for each
condition in specific time windows of interest as evidenced by the
tPCA. We performed two separate analyses in each time window. The
analysis in the Midline electrodes was a three-way ANOVA consider-
ing the following factors: Expectancy (Collocation vs. Substitution),
Literality (Literal vs. Figurative) and Electrode (three levels: Fz, Cz, Pz). Fig. 1. Temporal factor loadings of the temporal Principant Component Analysis.
When interacting with the topographical Electrode factor, post-hoc Different factor loadings emerged in the time window of interest, respectively at
analyses were performed comparing Collocation and Substitution 300 and 400 ms. Below, we report the topographical distributions of the two effects.
conditions separately for the Literal and the Figurate manipulation: T-
tests for each electrode were corrected using the False Discovery Rate 200 ms and after 600 ms2. These TFs probably represent the inter-
procedure (FDR: Benjamini and Hochberg, 1995). subject variability in the early ERP components that are not expected
Lateralized ERP effects on the scalp were evaluated through a to modulate in the ERP analysis based on our predictions. TF3 (9% of
Lateralized ANOVA on six clusters of electrodes (Lateralized variance explained) shows its highest loading at 300 ms: this
analysis). Each cluster represented the mean amplitude of four probably represents the P300 component we expected to be elicited
electrodes in close positions: Left Anterior (LA: Fp1, F3, F7, FC5), by the Collocation conditions. We will quantify this in the ERP
Right Anterior (RA: Fp2, F4, F8, FC6), Left Central (LC: FC1, C3, T7, analysis as the mean amplitude in the 250–350 ms time interval. TF4
CP1), Right Central (RC: FC2, C4, T8, CP2), Left Posterior (LP: CP5, (6.1% of variance explained) has its highest loading at 420 ms: it
P3, P7, O1) and Right Posterior (RP: CP6, P4, P8, O2). The scheme of probably represents the N400 component that will be quantified in
analysis considered the following factors: Expectancy and the ERP analysis as the mean voltage in the 350–450 ms time interval.
Literality, as in the previous analysis, crossed with both Longitude
(three levels: Anterior, Central and Posterior) and Hemisphere 3.3. ERP analysis
(two levels: Left and Right) factors. Post-hoc comparisons were
planned comparing the conditions separately for each cluster for ERPs were averaged across subjects (N = 36) and conditions
the Literal and Figurative manipulation (T-values FDR corrected). time-locked to the last word of the collocation.
For both the Midline and the Lateralized analyses we report Visual inspection of the grand-averages separately for the
the 95% Confidence Interval. In addition, based on the tPCA Literal conditions (Fig. 2) and the Figurative ones (Fig. 3) showed a
analysis, we ran further two-way ANOVAs (Expectancy by similar positive peak around 300 ms for the Collocations compared
Literality) with the relative post-hoc analyses, on the electrodes to their Substitution that is mainly evident in the posterior
that showed the peak of activity for the Temporal Factors of electrodes. We quantified this effect as the mean amplitude value
interest. The Greenhouse and Geisser (1959) correction was for each condition in the 250–350 ms time window. This P300 peak
applied to all repeated measures with greater than one degree of at P4 shows the same amplitude as the P200 component.
freedom in the numerator. In such cases, the corrected p-value is In the N400 time window (350–450 ms) the effect is different
reported. based on the Literality of the string. The Literal collocation showed
a widely distributed suppressed effect that is evident both in the
3. Results anterior and in the posterior electrodes compared to the
Substitution (Fig. 2). On the other hand, the Figurative collocation
3.1. Behavioral data elicited a suppressed N400 effect only in the posterior electrodes,
while in the anterior electrodes the component has similar
Participants answered the comprehension questions with an amplitude in the two conditions (see Fz in Fig. 3).
overall accuracy of 86.7% (SD: 8.26; range: 75.23–98.15%), with no
difference across conditions. This indicates that their level of 3.3.1. The P300 effect (250–350 ms)
comprehension of the stimuli was overall acceptable. We performed two separate ANOVAs: one for the Midline
electrodes and another for the Lateralized clusters of electrodes.
3.2. tPCA analysis
2
The PCA revealed six independent Temporal Factors (TFs) that Further TFs that explained less variance (less than 3.2%) had their highest
loadings either in the 100–200 ms interval or in the 700–800 ms interval. In these
explained more than 4% of variance each (Fig. 1). time windows we did not find any ERP effects across conditions, probably because
TF1 (32.5% of variance explained), TF2 (11.3%), TF5 (4.9%) and TF6 these TFs represent across-subjects variability in the exogenous ERP components.
(4.4%) showed bimodal temporal loadings peaking both before No further TFs showed highest loading in the critical 250–450 ms time interval.
182 N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190

Fig. 2. Grand-averaged ERPs time-locked to the word in final position of Literal collocations (Collocation) and by the replacing word (Substitution) for nine representative
electrodes. Vertical lines at 250, 350 and 450 ms indicate the time windows of interest for our analysis. Negative values are plotted up. The P300 and the N400 peaks are indicated.

The ANOVA we performed for the Midline electrodes in this time Expectancy factor interacted with both the Electrode (F(2,70) =
window showed only a main effect of Expectancy (F(1,35) = 27.297, 6.259, p < 0.05; 95% CI: 8.26) and the Literality (F(1,35) = 5.324,
p < 0.001; 95% Confidence Interval: 8.52) and there was no p < 0.05; 95% CI: 8.45) factor. Post-hoc comparisons (FDR
interaction with the Literality (F(1,35) = 2.012, p > 0,1; 95% CI: 7.9). corrected) showed that the effect was distributed across the three
The Lateralized ANOVA also showed a robust effect of Expectancy Midline electrodes for the Literal manipulation (Fz: t(35) = 3.456,
(F(1,35) = 18.936, p < 0.001; 95% CI: 10.12). In addition, the p < 0.01; Cz: t(35) = 4.83, p < 0.01; Pz: t(35) = 5.379, p < 0.01),
Expectancy factor interacted with the Longitude factor while it emerged only in the parietal electrode for the Figurative
(F(2,70) = 8.117, p < 0.01; 95% CI: 8.12). These two factors then manipulation (Pz: t(35) = 2.283, p < 0.05).
showed a three-way interaction with the Hemisphere factor The ANOVA in the Lateralized clusters revealed main effects of
(F(2,70) = 8.154, p < 0.001; 95% CI: 1.71). Again no interaction Expectancy (F(1,35) = 12.77, p < 0.01; 95% CI: 11.93) and Literality
emerged between Literality and Expectancy (F(1,35) = 2.437, (F(1,35) = 4.734, p < 0.05; 95% CI: 10.6). The Expectancy
p > 0.1; 95% CI: 8.28). Post-hoc analysis (probability values FDR (F(2,70) = 7.666, p < 0.01; 95% CI: 8.58) and the Literality factor
corrected) for each cluster of electrodes separately for Literal and (F(2,70) = 3.92, p < 0.05; 95% CI: 9.22) interacted with the Longitude
Figurative conditions revealed a posterior distribution of the effect factor. More interestingly, Expectancy and Literality interacted
for both the Literal (LP: t(35) = 5.656, p < 0.01; RP: t(35) = 6.108, (F(1,35) = 2.985, p < 0.05; 95% CI: 7.94). Post-hoc comparisons,
p < 0.01; RC: t(35) = 5.794, p < 0.05) and the Figurative (LP: using the FDR correction, showed that while the effect was
t(35) = 2.537, p < 0.05; RP: t(35) = 2.322, p < 0.05) conditions
(Fig. 4). These analyses confirm that the peak of the effect in this Table 1
time window is in the posterior area of the scalp, as also suggested by Statistical analysis in the 250–350 ms time window on electrode P4, that showed
the distribution of TF3 in the tPCA analysis. A dedicated analysis of the peak of activity for Temporal Factor 3.
electrode P4 (in Table 1) confirms the findings emerging in the ANOVA Factors (d.f.) F MSE CI (mV)
previous overall analysis.
Literality (1,35) 1.572 ns 4.074 5.65
Expectancy (1,35) 20.929*** 3.389 5.16
3.3.2. The N400 effect (350–450 ms) Literality  Expectancy (2,70) 2.013 ns 1.982 3.94
In this time window the grand-averaged ERPs (Figs. 2 and 3) Post-hoc comparisons
showed a qualitatively distinct pattern based on the literality of the
Literality (d.f.) t Expectancy (d.f.) t
string.
In the Midline analysis we found a main effect of Expectancy Expected (35) 0.978 ns Literal (35) 6.394***
(F(1,35) = 14.015, p < 0.001; 95% CI: 10.49), and of Literality Unexpected (35) 0.519 ns Figurative (35) 2.571**

(F(1,35) = 5.331, p < 0.05; 95% CI: 10.02). In addition, the ns: not significant; *p < 0.05; **p < 0.01; ***p < 0.001.
N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190 183

Fig. 3. Grand-averaged ERPs time-locked to the word in final position of Figurative collocations (Collocation) and by the replacing word (Substitution) for nine representative
electrodes. Vertical lines at 250, 350 and 450 ms indicate the time windows of interest for our analysis. Negative values are plotted up. The P300 and the N400 peaks are
indicated.

significant only in the right-posterior cluster for the Figurative Figurative) and Expectancy (two levels: Collocation vs. Substitu-
manipulation (RP: t(35) = 2.471, p < 0.05), it was distributed all over tion). We ran this analysis since we expected to find a critical
the scalp for the Literal manipulation (LP: t(35) = 4.369, p < 0.01; RP: interaction with Window (early vs. late time window) that would
t(35) = 5.565, p < 0.01; LC: t(35) = 4.229, p < 0.01; RC: t(35) = 5.218, suggest differential computations for the two time windows. The
p < 0.01; RA: t(35) = 2.917, p < 0.05). This is evident in Fig. 4. In ANOVA showed main effects of Window (F(1,35) = 23.642,
addition, since the main difference between the Literal and the p < 0.001; 95% CI: 10.89), Electrode (F(2,70) = 14.521, p < 0.001;
Figurative manipulation emerged in the frontal electrodes (as also 95% CI: 15.13), Literality (F(1,35) = 4.09, p < 0.05; 95% CI: 13.14)
evident from the distribution of TF4 in the tPCA), we ran the and Expectancy (F(1,35) = 22.187, p < 0.001; 95% CI: 12.52). In
dedicated analysis on Fz (Table 2) that confirms the effects emerging addition, the following double interactions emerged: Electrode by
in the overall analysis. Expectancy (F(2,70) = 3.835, p < 0.05; 95% CI: 11.19) and Literality
by Expectancy (F(1,35) = 5.89, p < 0.05; 95% CI: 10.16). Critically,
3.3.3. Cross-windows analysis the Window factor interacted with Electrode and Expectancy
Finally, we ran a four-way ANOVA in the Midline electrodes (F(2,70) = 4.596, p < 0.05; 95% CI: 3.29), but, more interestingly,
with the Window factor (two levels: 250–350 ms and 350– the quadruple interaction among all factors considered in this last
450 ms) in addition to the factors used in the previous analysis: analysis emerged (F(2,70) = 3.976, p < 0.05; 95% CI: 3.59). This last
Electrode (three levels: Fz, Cz, Pz), Literality (two levels: Literal vs. interaction is probably due to the fact that there is no difference
between Figurative Collocation and Figurative Substitution in the
Table 2 frontal electrode in the N400 time window (Fig. 5): Fig. 5 shows
Statistical analysis in the 350–450 ms time window on the electrode Fz, that that the experimental manipulation for the Literal collocations
showed the peak of activity for Temporal Factor 4. elicits a larger amplitude difference in the N400 time window
ANOVA Factors (d.f.) F MSE CI (mV) compared to the Figurative ones.
However, while in the P300 time window this difference is not
Literality (1,35) 5.915* 5.696 6.69
Expectancy (1,35) 5.094* 5.113 6.33 significant (no interaction between Expectancy and Literality in
Literality  Expectancy (2,70) 6.356* 4.085 5.66 the 250–350 ms time window), in the N400 time window the
Post-hoc comparisons
difference between the Literal and the Figurative collocations
slightly increases from the posterior to the anterior electrodes.
Literality (d.f.) t Expectancy (d.f.) t

Expected (35) 2.116* Literal (35) 4.687*** 3.3.4. Time-course analysis


Unexpected (35) 0.698 ns Figurative (35) 1.239 ns The differential influence of Expectancy and Literality in two
ns: not significant; *p < 0.05; **p < 0.01; ***p < 0.001. subsequent time windows was further evaluated in the analysis
184 N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190

Fig. 4. Topographical scalp maps of the raw ERP effects in the two time windows of interest (250–350 ms and 350–450 ms) calculated for each experimental condition.

we performed for small time windows (20 ms each) across the 250 and 500 ms. However, we have adopted the P300/N400
whole epoch. distinction for two main reasons: (i) some researchers state that
We ran a two-way ANOVA for each Midline electrode crossing the peak of the N400 component is not modulated in latency for
the factors Expectancy and Literality. In Fig. 6, the time window the processing of open-class words (Kutas et al., 2006). This
between 260 and 340 shows only a main effect of Expectancy. On assumption presupposes that the cloze-probability and the
the other hand, Literality starts to be significant only around literality manipulations should overlap in affecting the ERPs
340 ms, interacting with the Expectancy factor in modulating the across the whole 250–450 ms time interval. (ii) We distinguish
ERPs around 400 ms. these two subcomponents as P300 and N400 in line with previous
findings (Roehm et al., 2007; Vespignani et al., in press) and
4. Discussion according to a more general cognitive perspective on ERPs (Kok,
2001).
The present study was designed to examine linguistic effects In the following paragraphs we will deal separately with the
related to a hypothesized early positive component overlapping effects in the early (250–350 ms) and in the late time intervals
with the N400 during sentence processing. In the results we found (350–450 ms).
evidence that the two ERP effects are differently affected by the
semantic properties of the collocation. As evident in Fig. 5, while 4.1. Categorical pre-activation: further evidence on the P300
the earlier interval was only sensitive to the contextual expectancy component during language processing
for the critical word, the later interval was also sensitive to the
enriched semantic properties of the whole collocation (literality), The linguistic scenarios eliciting the P300 involve idioms (in
thus showing separable ERP effects in a time window classically Vespignani et al., in press), antinomies (Roehm et al., 2007) and
related only to N400 modulations. We defined the components collocations (this experiment). If a word is pre-activated based on a
emerging in these two time windows as P300 and N400. However, (previous) retrieval of a configuration it belongs to, the cognitive
a traditional view of the N400 might try to explain these results by system monitors the match with the incoming stimulus word; this
saying that N400 effects span 250–500 ms in duration, but that monitoring process is mirrored in the P300. As discussed by Roehm
N400 effects of expectancy are greater in magnitude than N400 et al. (2007) the P300 occurs in the same time range as the N400
effects of literality, and for this reason will reach significance because the correct identification of the predicted word does not
earlier. Roughly speaking, this is the main finding of the paper, i.e. require a lexical search (there is a unique prediction that may either be
that different sub-components could modulate the ERP between fulfilled or not) (p. 1272).
N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190 185

Fig. 5. Left panel: different waveforms derived from the subtraction of the ERPs elicited by the Collocation minus the Substitution condition for the Literal and the Figurative
manipulation at the Midline electrodes. Right panel: magnitude of the effects at the corresponding electrodes for each condition in the two critical time windows (P300: 250–
350 ms; N400: 350–450 ms).

Basically, a similar explanation could be extended to the so- 2009): after the presentation of a sentence like ‘Twelve plus three
called ‘early N400’ effects for unexpected words that have been equals. . .’, the processing of the correct answer (fifteen) triggers a
reported in studies on binomials (safe and sound; Siyanova et al., large P300 effect similar to the one we report. The authors
2009) and negative polarity items (never; Schütte, 2006). discussed this as an N300 for the error that was close to the correct
An interesting P300 effect was discussed also in a study on solution (fourteen) but the morphology of the waveforms shows a
arithmetical operations with both digits and words (Fisher et al., positive peak at 300 ms for the correct solution. Also in this case,

Fig. 6. Results of the ANOVA (d.f.: 1, 35) every 20 ms in the Midline electrodes in the whole epoch (0–800 ms). The white color indicates no significant effects; light grey
indicates a significant F-value with a < 0.05; dark grey indicates significance at a < 0.01; black indicates significance at a < 0.001.
186 N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190

the context pre-activated a specific lexical item, i.e. the answer to stimulus is in line with our results and could explain the lack of
the arithmetical operation. When the cognitive system perceives sensitivity of the P300 component to the literality of the string.
the correct answer, a successful match is obtained and the P300 is We did not find any effects of the literality of the collocation in
elicited. the P300 interval, thus supporting the claim that this component
Thus, this categorical pre-activation of a specific lexical item reflects a matching process that is not sensitive to meaning
could be sparingly associated with high levels of cloze-probability. manipulations. This is an interesting finding since this ERP time
In a collocation context, the expectation is very high based on the window (250–350 ms) is often included in analyses aimed at
previous context. We are not claiming that only collocations elicit quantifying the N400 component. Future research in the field
the P300 (as shown by Fisher et al., 2009). On the contrary, high should be careful in discussing N400 modulations: even if it is true
expectation of a specific word could be obtained also in a non-fixed that the N400 could have its onset as early as 200 ms (Kutas et al.,
string: it is not easy to determine which is the boundary between a 2006), it could be that the superficial ERP difference evident in the
categorical and a non-categorical expectation. In our opinion this N400 time window is due to overlapping ERP effects (see Kok,
depends on the level of constraint induced by the context. For 2001). We are not saying that if an effect is encountered in the 250–
example, Kutas and Hillyard (1984) reported ERPs elicited by very 350 ms time interval, it could immediately be interpreted as a P300
high constraining semantic contexts (mean cloze-probability effect separable from the N400; on the contrary, we have shown
0.92): in Fig. 1 in their paper the hi/hi condition elicits a very that specific empirical manipulations could elicit concurring P300
reduced negativity, which can be recognized as a positive and N400 effects.
deflection peaking around 300 ms; it is possible that this high
level of constraint determines a sort of categorical expectation 4.2. Additional semantic processing induced by figurative language:
similar to the one reported for collocational constraints (see also The anterior N400 modulation
Federmeier and Kutas, 1999; Federmeier et al., 2007).
Overall, there is abundant experimental evidence of an In the N400 time window we found evidence of additional
expectation-related positive effect around 300 ms. A feasible semantic processing due to the figurative meaning of the string, as
extension of our interpretation in the language domain derives indexed by the enhanced negativity for the expected completion of
from a series of ERP studies on masked priming paradigms a figurative collocation compared to the literal one. As evident in
(Carreiras et al., 2009; Grainger and Holcomb, 2009; Holcomb and Fig. 5, the Figurative collocation condition is more negative
Grainger, 2006). In these studies, a prime word presented compared to the Literal collocation in the frontal electrodes only
subliminally before a target word that is identical elicits a around 400 ms. The amplitude of the Figurative collocation
component named P325. This component appears to modulate condition is similar to the two Substitution conditions, while
categorically on the basis of the word form matching between the Literal collocation shows a reduced negativity compared to the
prime and target. This P325 is only triggered by an identity other three conditions. The cloze-probability effect, affecting the
manipulation: any difference (either perceptual, orthographic or N400, is canceled out in the frontal and central electrodes for the
lexical) between prime and target prevents the manifestation of Figurative comparison, while it is preserved for the Literal
this component. comparison.
This component is similar to the P300 discussed in the present As suggested by Coulson and Van Petten (2002), this additional
paper: it is elicited only when there is a complete match between N400 elicited by comprehension of figurative meanings is evidence
the target stimulus and its internal pre-activated representation. of a more general mechanism of integration of ‘distant’ meanings
In addition, the morphology of the waveform is similar: it peaks in semantic memory, called ‘conceptual blending’ (Fauconnier and
around 300 ms in the parietal electrodes thus preceding the N400 Turner, 1998): blending theory proposes that figurative meaning
component. The two components (the P325 and the P300) could comprehension does not require specialized processing mechan-
probably be interpreted as the manifestation of the same isms, but reflects the working memory cost in searching and
cognitive process. If this is true, the P300 would represent an combining meanings from semantic memory. This additional
automatic process that monitors the bijection between an semantic processing is triggered after the fixed string is recognized
unambiguously activated internal representation and the per- and its configuration retrieved from memory. This conclusion
ceived stimulus word. could not derive from the data collected in the present study since
Related findings may also be relevant in work by Connolly and we did not manipulate the word before the last highly expected
colleagues (Connolly and Phillips, 1994; Newman and Connolly, word of the collocation. However, Vespignani et al. (in press)
2004): these authors have argued for the existence of a component substituted both the word at which the idiom was recognized and
(Phonological Mismatch Negativity) in about the same time the following (highly expected) word. While N400 modulation in
window as the P300 we reported (that they dissociate from the the frontal electrodes was evident at the recognition point, this was
N400 component), which is more negative when a word not so at the following word: this suggests that an enhanced
mismatches with phonological/orthographic expectations – de- negativity was triggered in this later position of the idiom (and
veloped in a semantically high-constraining context – than when it consequently, no effect was evident in the ERPs between idiom and
matches; this relative directionality is the same as the P300 effects substitution at the word after the recognition point), probably
reported here (less positive/more negative for mismatches). because at that position (i.e. after the idiomatic configuration was
However, some caution is advised when comparing these two retrieved from memory at the recognition point) the figurative
effects since (i) the P300 has a posterior distribution, while the meaning was available and processed.
effect reported by Connolly and colleagues has a broad distribution An interesting consequence of our data is that in the time
over the scalp and (ii) no positive deflection is evident around window classically considered as reflecting the N400, two time
300 ms in those studies, probably because there is no complete intervals sensitive to different language properties are discernible
match between the internally expected representation and the from an electrophysiological perspective. Around 300 ms the
external stimulus. In addition, cloze-probability ratings are not cognitive system would deal with superficial word properties: only
reported by these authors (the level of expectation for the target at this time interval (and not before) could the match of the pre-
word cannot then be evaluated in this discussion). Nonetheless, the activated internal representation of the word and the lexical
finding of an early time window (earlier than the N400) sensitive to properties of the perceived stimulus be evaluated (as suggested by
the matching of the surface properties of an internally pre-activated Grainger and Holcomb, 2009). Later on, around 400 ms, the semantic
N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190 187

properties of the stimulus are combined with a more general CONSOLIDER-INGENIO 2010 {CSD2008-00048}. NM is partially
semantic frame induced by the context. This working hypothesis supported by a ‘Juan de la Cierva’ grant from the same Ministry.
needs further experimental validation in future studies, but it would
confirm MEG studies (for a review Pylkkänen and Marantz, 2003)
that distinguish multiple sources activated in the N400 time Appendix A. List of stimulus sentences used in the present
window. experiment
The N400 modulation we report has a central-anterior
distribution, similar to other studies on figurative meaning
Literal collocations
processing (Coulson and Kutas, 2001; Coulson and Van Petten,
2002; Ferretti et al., 2007). This effect is not evident in the parietal 1. Julián debió hacer la tarea antes que nada/esto para que no se
electrodes (Fig. 5). One possible explanation is that the posterior olvidara.
P300 effect elicited by collocations also lasts into the following 2. Decir que es listo ya es mucho decir/contar porque no es un
time window, overwhelming possible N400 modulations. The genio.
posterior portion of the N400 could be more related to the search in 3. Laura viene de vacaciones y ni que decir tiene/quiero que se
semantic memory for a specific item. This search could be strongly quedará aquı́.
facilitated by the context: if a word is already available in working 4. La tarde continúa con toda normalidad/regularidad tras los
memory, since it has been retrieved together with the configura- atentados.
tion of the collocation (eliciting a P300), there is no need for further 5. Nosotros trabajaremos la colección cada cosa por su lado/
search so that no further ERP modulation is evident. In this frame it sitio para no liarnos.
could be that the posteriorly distributed P300 and N400 represent 6. La productora firma el contrato en este mismo instante/
two distinct stages of the word recognition mechanism that is momento con el sindicato.
differently affected by qualitatively distinct contextual predic- 7. Fermı́n para llegar a tiempo caminó a paso largo/amplio
tions. Further research to test this hypothesis is needed. hasta la escuela.
Nonetheless, our study was aimed at testing the functional 8. Ella no lo hizo adrede sin ninguna duda/sospecha, sino que
dissociation between two partially overlapping effects, the P300 fue un accidente.
and the N400, that have been suggested to reflect distinct 9. Clara se compró el coche de segunda mano/vez porque es
processing mechanisms in the time window that was classically más barato.
considered in the language processing literature as reflecting only 10. El consejo del médico es de sentido común/obvio para todos.
the N400 modulation (Roehm et al., 2007; Vespignani et al., in 11. Ahora se puede opinar libremente pero en aquel entonces/
press). Here we bring evidence for at least two distinct processing momento estaba prohibido.
mechanisms: an earlier one (the P300) determined by high 12. Luisa enfermó por salir en mangas de camisa/blusa al colegio
expectation of a specific lexical item and a later one (the N400) en enero.
more involved in semantic processing routines. 13. Pedro leyó el libro del principio al fin/cabo en menos de dos
dı́as.
5. Conclusions 14. Julián no ha estudiado ni lo más mı́nimo/poco en este fin de
semana.
In the present study we focus on the processing of multi-word 15. Alicia no robó tu cartera, todo lo contrario/opuesto, la guardó
units in order to evaluate the reliability of the P300, a component para ponerla a salvo.
that is increasingly reported in recent language comprehension 16. El bandido acorraló al joven a punta de pistola/navaja en el
studies. This component appears to be functionally different from callejón.
the N400: in many studies it has an earlier focus than the N400 17. Cecilia les chillaba a más no poder/querer hasta que la
elicited by semantically anomalous words (Fisher et al., 2009; soltaron.
Kutas and Hillyard, 1984; Roehm et al., 2007; Siyanova et al., 18. El pastel se repartió en partes iguales/justas para los niños.
2009). In addition, in the present study the ERPs between 250 and 19. Hoy amaneció el dı́a a cielo descubierto/limpio en toda
350 ms were not sensitive to the literality of the string, showing España.
that there is no increased semantic processing involved at this 20. Ella tenı́a razón pero por otro lado/canto no debió enfadarse
stage. In contrast, a latter temporal interval (350–450 ms) showed tanto.
sensitivity to enriched semantics. 21. El pájaro voló a ras del suelo/agua hasta que aterrizó.
A similar dissociation has been already described in the ERP 22. Sergio puede caminar con la frente bien alta/erguida por su
literature modeling attention mechanisms. In the dual categorization empresa.
processing model, Kok (2001) claimed that the matching of an 23. Los albañiles no puedes acabar de hoy para mañana/ayer la
external stimulus to an internal representation might be based on construcción del edificio.
the interplay of two independent mechanisms: a categorical 24. Susana salió en televisión a cara descubierta/pixelada ayer
matching mechanism whose electrophysiological correlate corre- tarde.
sponds to the P300 and a mechanism of search in working memory 25. Ella no sabe inglés ya que por aquel entonces/tiempo se
associated with a slow negative wave with similar latencies. This last enseñaba francés.
component resembles the N400 consistently reported for semantic 26. Antonio debió llegar antes pero si bien se mira/ve no tiene
manipulation (see also Vespignani et al., in press). As shown in the culpa del tráfico.
present paper, this dissociation could be extended in the language 27. Tienes que comportarte aquı́ como es debido/adecuado o no
comprehension domain to what concerns specific linguistic scenari- saldrás el sábado.
os that are defined in the linguistic literature by the term collocation. 28. Rosa tuvo un mal dı́a y además de eso/todo estaba cansada.
29. Hoy no hay clase y por si fuera poco/raro hace buen tiempo.
Acknowledgments 30. El hombre se encontraba entre la vida y la muerte/fin pero
consiguió reanimarse.
This research was partially supported by grants from the 31. La hipoteca se pagará a plazo fijo/continuo durante diez
Spanish Ministry of Education and Science SEJ2006-09238 and años.
188 N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190

32. El comisario confirmó la detención en pocas palabras/frases 67. Ella le describió al sospechoso a grandes rasgos/rayas pero
ante la prensa. muy segura.
33. Ana no vendrá a casa en modo alguno/posible mientras no 68. El asesino lo hizo con conocimiento de causa/razón porque
pide perdón. la ley es clara.
34. Pablo no irá a la escuela bajo ningún concepto/motivo 69. Tuvieron que luchar contra viento y marea/frı́o para
teniendo tanta fiebre. conseguir estar juntos.
35. No voy a perdonarle sea cual fuere/diga el motivo de su retraso. 70. El chico corrió en el partido como alma que lleva el diablo/
36. Luis quiere aprobar de una manera o de otra/distinta el demonio sin parar.
dichoso examen. 71. Ella vivı́a aquı́ conmigo y a las primeras de cambio/duda se
37. Tú conseguirás el trabajo como dos y dos son cuatro/ marchó con un amigo.
números porque has estudiado mucho. 72. Donde yo vivo tengo todo al alcance de la mano/pierna,
38. Ella terminó su tarea a pesar de todo/total y se fue. apenas cojo el coche.
39. El mono saltaba de rama en rama/tejado cuando le grababan 73. Susana y Raquel se llevan como el dı́a a la noche/tarde desde
en video. pequeñas.
40. Él imaginó al personaje a su imagen y semejanza/similitud 74. Se entregó a su trabajo en cuerpo y alma/mente durante
cuando escribı́a la historia. mucho tiempo.
41. Cristina come verduras y fruta alguna que otra vez/ocasión 75. La boda se celebró a bombo y platillo/tambor, fue una fiesta
pero no muy a menudo. increı́ble.
42. Rebeca tiene una colección de vı́deos de amplio espectro/ 76. Todo se solucionó como por arte de magia/encanto cuando
surtido en su casa. más falta hacı́a.
43. Susana sale de noche por norma general/estándar los viernes. 77. Este libro es una novela de tres al cuarto/sexto, no la leas.
44. Marta estudió a diario y aún con eso/todo suspendió. 78. Voy a llevar una chaqueta por si las moscas/cosas porque allı́
45. Juan supo sus objetivos a corto plazo/tiempo cuando empezó a veces refresca.
el curso. 79. Él podrı́a conducir con los ojos cerrados/tapados el camino
46. Felipe aprobará el examen sin duda alguna/cabe por lo hasta su casa.
mucho que estudio. 80. Él pronunció el nombre del ganador a viva voz/entonación en
47. La niña confesó en honor a la verdad/realidad haber roto el la gala de premios.
plato. 81. Los niños llegaron a clase en fila india/recta sin hacer ruido.
48. Tenemos galletas en casa para dar y tomar/coger durante 82. David no consiguió aprobar ni a la de tres/mil el examen de
más de un mes. conducir.
49. Hoy terminaré el informe aunque sólo sea/quiera por acabar 83. No saltaré de un avión por nada del mundo/cielo, ni que se
y no verlo más. esté quemando.
50. Parecı́a que empezarı́a a llover de un momento a otro/demás 84. Sandra sabe cocinar a las mil maravillas/fantası́as y le
pero no fue ası́. encanta hacerlo.
51. Carmen anunció su enlace a voz en grito/clamor en su 85. En la fiesta habı́an ciento y la madre/abuela de estudiantes y
trabajo. jóvenes.
52. Marina cocina el pescado a fuego lento/cálido en su cocina. 86. Isabel se marchó a casa con viento fresco/fuerte tras discutir
53. Yo le compraré algo sea lo que fuere/piense lo que hizo. con Roberto.
54. El triunfo es obra suya aunque en cierto modo/sentido yo 87. El seguro pagó el coche porque a fin de cuentas/todo la culpa
ayudé. no fue suya.
55. Los chicos tuvieron que irse con la música a otra parte/casa 88. Cerró todas las ventanas a cal y canto/borde por lo que hacı́a
porque molestaban. calor.
56. Estefania pudo levantar 100 kilos como si tal cosa/pluma 89. Los periodistas cogieron al polı́tico con el culo al aire/sol en
varias veces. una conferencia.
90. El chico habló a corazón abierto/cerrado de su vida.
Figurative collocations 91. Le contó el incidente con pelos y señales/lunares al policı́a.
57. Debieron recoger la casa a contra reloj/sentido cuando vino 92. Ricardo y Rosa estuvieron en pie de guerra/lucha toda la
una visita. semana.
58. Lloraba de dolor pero ya será menos/poco porque no tenı́a 93. Ella es una mujer de armas tomar/coger desde siempre.
nada aparentemente. 94. Ricardo durmió anoche a pierna suelta/libre hasta bien tarde.
59. La disputa puso a Roberto entre la espada y la pared/esquina 95. Se celebró el cumpleaños por todo lo alto/sonoro el viernes
al tener que decidir. por la noche.
60. Abusó de su confianza más de la cuenta/norma y ahora están 96. Elena se esforzó por trabajar a base de bien/fuerza para
enfadados. conseguir el dinero.
61. Aún tenı́an a su familiar de cuerpo presente/caliente cuando 97. Ellos subieron a la montaña por cuenta y riesgo/peligro suyo
llegamos. aun habiendo tormenta.
62. Los personajes se peleaban a vida o muerte/guerra por el 98. No voy a dejar de dormir ni mucho menos/más por tener que
amor de la princesa. estudiar.
63. El ser humano es curioso desde que el mundo es mundo/ 99. El dinero llegó a casa como caı́do de las nubes/estrellas
redondo y ası́ seguirá. cuando más falta hacı́a.
64. La casa de Cecilia estaba como los chorros del oro/agua tras 100. El matrimonio me trató a cuerpo de rey/conde mientras
limpiarla. estuve allı́.
65. Sonia se siente aquı́ como Pedro por su casa/piso porque 101. Ella tiene mucha suerte cada dos por tres/cuatro gana la
viene mucho. loterı́a.
66. Se suspendió el concierto de golpe y porrazo/trompazo sin 102. Se aprendió la lista a sangre y fuego/hielo para pasar la
dar explicaciones. prueba.
N. Molinaro, M. Carreiras / Biological Psychology 83 (2010) 176–190 189

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