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ORIGINAL CONTRIBUTION

Comparison of the Short Test of Mental Status


and the Mini-Mental State Examination
in Mild Cognitive Impairment
David F. Tang-Wai, MDCM; David S. Knopman, MD; Yonas E. Geda, MD; Steven D. Edland, PhD; Glenn E. Smith, PhD;
Robert J. Ivnik, PhD; Eric G. Tangalos, MD; Bradley F. Boeve, MD; Ronald C. Petersen, PhD, MD

Background: The Mini-Mental State Examination study were evaluated through the Mayo Alzheimer’s Dis-
(MMSE) is the most widely used brief screening mea- ease Patient Registry or the Mayo Clinic Alzheimer’s Dis-
sure of cognition, but it is not sensitive in detecting mild ease Research Center, Rochester, Minn, using a stan-
memory or other cognitive impairments. The Short Test dardized diagnostic approach.
of Mental Status (STMS) was specifically developed for
use in dementia assessment and was intended to be more Results: The STMS was slightly more sensitive than the
sensitive to problems of learning and mental agility that MMSE in discriminating between patients with stable nor-
may be seen in mild cognitive impairment (MCI). mal cognition and patients with prevalent MCI. The STMS
was superior to the MMSE in detecting deficits in cogni-
Objective: To compare the STMS and MMSE for de- tion in individuals who had normal cognition at baseline
tecting or predicting MCI. but later developed incident MCI or Alzheimer disease.

Design: Comparison of STMS and MMSE scores at base- Conclusions: Compared with the MMSE, the STMS was
line among 4 groups of patients: 788 patients with stable better able to document MCI and was more sensitive in
normal cognition, 75 patients with normal cognition at detecting deficits in cognition in individuals who had nor-
baseline but who developed incident MCI or Alzheimer mal cognition at baseline but later developed incident MCI
disease during follow-up, 129 patients with prevalent MCI or Alzheimer disease.
at baseline, and 235 patients with prevalent mild Alz-
heimer disease. All patients and control subjects for this Arch Neurol. 2003;60:1777-1781

M
ILD COGNITIVE impair- advantages vs the MMSE. We retrospec-
ment (MCI) has taken tively compared the STMS and the MMSE
on increasing clinical to determine if there was a clinically rel-
importance because it is evant difference between the 2 tests in the
a precursor of demen- assessment of patients with MCI and de-
tia.1 The Mini-Mental State Examination mentia.
(MMSE)2 is currently the mainstay of bed-
side mental status examinations, but it has
limitations,3-5 especially for detecting MCI. METHODS
The Short Test of Mental Status
(STMS)6,7 (Table 1) was developed and SUBJECTS

From the Departments of validated as a screening bedside mental sta- Patients and control subjects for this study were
Neurology (Drs Tang-Wai, tus test specifically for use in mild demen- recruited prospectively through the Mayo Alz-
Knopman, Boeve, and tia. It covers a broad range of cognitive heimer’s Disease Patient Registry and the Mayo
Petersen), Psychiatry functions and uses a 4-word learning list Clinic Alzheimer’s Disease Research Center
(Dr Geda), Health Sciences with a delayed recall of approximately 3 (Rochester, Minn) using a standardized proto-
Research (Dr Edland), minutes.6 The construction of the recall col.8-12 Both projects were approved by the Mayo
Psychology (Drs Smith and task in the STMS was intended to make it institutional review board. The patients were de-
Ivnik), and Internal Medicine more sensitive to the problems of learn- rived from 2 sources: community patients in
(Dr Tangalos) and the Mayo Rochester and regional patients referred to the
ing and recall in MCI and early demen-
Alzheimer’s Disease Research Mayo Clinic Alzheimer’s Disease Research Cen-
Center (Drs Tang-Wai, tia. In addition, the STMS includes test ter. The community patients were recruited
Knopman, Geda, Edland, items that better assess abstract reason- through the Mayo Clinic Division of Commu-
Smith, Ivnik, Tangalos, Boeve, ing and mental agility than the MMSE. nity Internal Medicine. Volunteers with and
and Petersen), Mayo Clinic, Despite theoretical improvements, we without cognitive complaints or disorders were
Rochester, Minn. questioned whether the STMS offered any recruited.

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Each patient was evaluated by either a behavioral neu- were evaluated as having normal cognition, MCI, or dementia
rologist or a behavioral neurology fellow, who obtained a medi- according to the Diagnostic and Statistical Manual of Mental Dis-
cal history from the patient and corroborating sources and per- orders, Revised Third Edition.15
formed a complete neurological examination including the The diagnosis of MCI was made if the patient met the fol-
STMS.6,7 The physician also completed the Clinical Dementia lowing criteria: memory complaint, normal activities of daily
Rating Scale (CDR)13 based on both the mental status exami- living, normal general cognitive function, abnormal memory
nation and an interview of the subject or informant. If cogni- for age, and no dementia.15 The diagnosis of probable Alzhei-
tively impaired, the patient had a laboratory assessment and mer disease (AD) was based on National Institute of Neuro-
structural neuroimaging of the brain using either computed to- logical and Communicative Disorders and Stroke—
mography or magnetic resonance imaging. Alzheimer’s Disease and Related Disorders Association criteria.16
Each patient underwent a 4-hour neuropsychological test,
which included the MMSE2 and a battery of standard neuro- ANALYSIS
psychological tests.8-12,14
A consensus meeting was held weekly to review each pa- We examined the differences between the MMSE and STMS ob-
tient’s examination results. The team consisted of nurses, a geri- tained at the baseline visits. Because the comparison of the MMSE
atrician (E.G.T.), 4 behavioral neurologists (Emre Kokmen, MD and STMS was not prospectively conceived, the original study
[deceased], B.F.B., D.S.K., and R.C.P.), and 2 neuropsycholo- design did not maintain strict independence between test scores
gists (G.E.S. and R.J.I.). Subjects were given a consensus evalu- and clinical diagnoses. The neurologists’ diagnoses used the
ation based on all of the current information listed earlier and STMS and the patient’s medical history and functional assess-
ment, and the neuropsychologists used the MMSE scores and
the full psychometric battery. To avoid circularity biases, we
Table 1. The Short Test of Mental Status sought to isolate the diagnostic groupings from the baseline
STMS and MMSE scores. We grouped subjects according to their
Maximum status at follow-up. Subjects were considered to have stable nor-
Subtests Testing Score mal cognition if they remained cognitively healthy during the
Orientation Name; address; current location 8 course of follow-up and for a minimum of 2 subsequent an-
(building); city; state; date (day); nual evaluations. Subjects with incident MCI had normal cog-
month; year nition at the baseline evaluation but developed MCI or AD at a
Attention Digit span (present at 1 per second; 7 subsequent follow-up examination. By this strategy, the diag-
record longest correct span) nostic groupings were based on future status; although we used
2-9-6-8-3 the same instruments and procedures as at baseline, subjects
5-7-1-9-4-6 were grouped according to clinical course. As an additional ap-
2-1-5-9-3-6-2
proach to avoid circularity, we performed analyses in which
Learning and Learn our unrelated words: apple, 4
immediate recall Mr Johnson, charity, tunnel.
we grouped subjects according to their CDR score. Because the
Record the number of trials for CDR included information obtained from the patient’s medi-
acquisition (maximum of 4 trials). cal history, the global CDR score assigned to each patient con-
Calculation 5 ⫻ 13 = 4 tained additional information not derived from the mental sta-
65 − 7 = tus assessments.
58/2 = We used t tests for bivariate comparisons. Areas under the
29 + 11 = receiver operating characteristic curves were compared using
Abstraction/ Similarities: orange/banana, 3 a modified Mann-Whitney U test statistic.17 All statistical analy-
similarities dog/horse, table/bookcase. ses were performed using either SAS software (SAS Institute
Information President; first president; number of 4 Inc, Cary, NC) or S-plus software (Mathsoft Engineering and
weeks per year; define an island
Education Inc, Seattle, Wash).
Construction Copy the Necker cube. Draw a clock 4
face showing 11:10.
Recall The 4 words apple, Mr Johnson, 4
charity, tunnel.
RESULTS
Total Score* 38
The demographic features of the subjects grouped by cat-
*Total score = sum of the subtest scores − (number of trials for egories are presented in Table 2. The study group con-
acquisition − 1). For example, if a patient learned all 4 words on the first trial, sisted of 788 subjects with stable normal cognition, 75
nothing is subtracted from the sum of the subtest scores. If a patient
required 4 trials to learn the 4 words, then 3 was subtracted from the sum of subjects with normal cognition at baseline but who de-
the subtest score. veloped MCI (n = 54) or AD (n = 21) during the fol-

Table 2. Demographics of the Sample*

Stable Normal Cognition Incident MCI or AD Prevalent MCI AD


No. of patients 788 75 129 235
Women/men 498/290 53/22 80/49 170/65
Age at baseline, y 78.2 ± 6.9 81.3 ± 11.5 79.5 ± 7.2 80.9 ± 7.7
Education, y 13.2 ± 2.9 13.5 ± 3.4 13.3 ± 3.2 12.0 ± 3.1
Baseline MMSE total score† 28.2 ± 1.6 28.0 ± 1.6 26.3 ± 2.2 21.3 ± 4.4
Baseline STMS total score† 34.2 ± 2.4 32.5 ± 3.2 30.6 ± 3.1 23.2 ± 5.7

Abbreviations: AD, Alzheimer disease; MCI, mild cognitive impairment; MMSE, Mini-Mental State Examination; STMS, Short Test of Mental Status.
*AD defined as a Clinical Dementia Rating Scale score of 0.5 at baseline. Values are expressed as mean ± SD unless otherwise indicated.
†The MMSE maximum score = 30; STMS maximum score = 38.

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low-up period, 129 patients with prevalent MCI at base- larger range of scores. Sensitivity and specificity did not
line, and 235 patients with prevalent very mild AD as exceed 80% for either test or any test value.
defined by a CDR score of 0.5 at baseline. There were Finally, we compared the baseline STMS and MMSE
more women than men in all groups. Subjects with stable scores in subjects with stable normal cognition with those
normal cognition were slightly younger than the other of individuals with normal cognition who developed in-
subjects. cident MCI or AD. The mean±SD follow-up period for
As expected, the mean total scores on both the STMS the 75 individuals with incident MCI or AD was 5.6±3.1
and the MMSE were higher in the stable normal cogni- years. The groups did not differ in MMSE score (P=.30)
tion group compared with the prevalent MCI group and but differed significantly in STMS score (P⬍.001) (Table
in the MCI group compared with the prevalent mild AD 4 and Table 5). The result was not influenced by age,
group (Table 1). In paired comparisons of subjects with sex, or education (P=.76 for MMSE and P=.001 for STMS,
stable normal cognition vs those with prevalent MCI, testing group differences by logistic regression analysis
stable normal cognition vs AD, and MCI vs AD, the dif- and controlling for age, sex, and education). One half of
ference in means between groups was highly statisti- subjects with incident MCI or AD scored 2 or lower on
cally significant for both the MMSE and the STMS the STMS recall subtest items at baseline compared with
(P⬍ .001 for all comparisons). 25% of the clinically stable normal cognition group
The Figure depicts the receiver operating charac- (P⬍.001).
teristic curves of the STMS and the MMSE for discrimi-
nating the subjects with prevalent MCI from those with
1.0
stable normal cognition. The area under the receiver
operating characteristic curve was modestly but signifi-
cantly better for the STMS compared with the MMSE for
0.8
discriminating between diagnostic groups (stable nor-
mal cognition vs prevalent MCI). Table 3 presents the
quantitative data for that contrast and for the contrast 0.6
between groups defined by CDR score (CDR score of 0 Sensitivity
vs CDR score of 0.5 to 1.5). For discriminating between
prevalent MCI and AD, there was no difference in the 0.4
performance of the 2 tests. To put the magnitude of the
differences between the STMS and the MMSE in per-
spective, we also conducted an analysis in which we 0.2
dropped the delayed-recall item from the MMSE. The
Short Test of Mental Status
increase in area under the curve from the full MMSE to Mini-Mental State Examination
the STMS was comparable with the difference in area 0
under the curve from the MMSE with the delayed-recall
0 0.2 0.4 0.6 0.8 1.0
element deleted compared with the full MMSE (lower Specificity
rows of Table 3).
In our sample, a cutoff score of 24 on the MMSE had Receiver operating characteristic curves for baseline Mini-Mental State
very poor sensitivity for detecting MCI, with a high speci- Examination and Short Test of Mental Status scores to discriminate
individuals with normal cognition who remained cognitively healthy during
ficity. A cutoff score of 29 had 82% sensitivity but a speci- the course of the study (n = 788) from patients with prevalent MCI (n=129).
ficity of only 48%. The STMS exhibited a similar pattern The difference between the 2 curves was statistically significant (␹2 =9.74;
of trade-offs between sensitivity and specificity across a P = .002).

Table 3. Receiver Operating Characteristic Curve Values*

AUC (95% CI) AUC (95% CI) ␹2 Statistic P Value


Groups compared†
CDRSoB = 0 vs CDRSoB = 0.5-1.5 0.66 (0.60-0.71) 0.71 (0.67-0.76) 3.98 .05
CDRSoB = 0.5-1.5 vs CDRSoB = 2.0-3.5 0.77 (0.69-0.85) 0.78 (0.70-0.85) 0.02 .88
Normal cognition vs prevalent MCI 0.75 (0.70-0.80) 0.82 (0.79-0.86) 9.75 .002
Normal cognition vs prevalent AD 0.96 (0.94-0.97) 0.97 (0.96-0.98) 3.05 .08
Prevalent MCI vs prevalent AD 0.86 (0.83-0.90) 0.88 (0.84-0.91) 0.65 .42
Groups compared‡
Normal cognition vs prevalent MCI 0.74 (0.70-0.79) 0.70 (0.64-0.75) 12.70 .004
Normal cognition vs prevalent AD 0.96 (0.94-0.97) 0.94 (0.92-0.96) 8.94 .003
Prevalent MCI vs prevalent AD 0.86 (0.83-0.90) 0.85 (0.82-0.89) 1.30 .25

Abbreviations: AD, Alzheimer disease; AUC, area under the curve; CDRSoB, Clinical Dementia Rating Scale score sum of boxes; CI, confidence interval;
MCI, mild cognitive impairment; MMSE, Mini-Mental State Examination; STMS, Short Test of Mental Status.
*Determined using the ␹2 statistic and P value comparing the area under the MMSE and STMS receiver operating characteristic curves or under the full MMSE
and MMSE without the delayed-recall item receiver operating characteristic curves.
†The MMSE vs STMS.
‡Full MMSE vs MMSE without delayed-recall item.

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Table 4. Short Test of Mental Status Baseline Subscores*

Stable Normal Cognition Incident MCI or AD Prevalent MCI


Orientation 8.0 ± 0.2 7.8 ± 0.9 (P = .06) 7.7 ± 0.7 (P⬍.001)
Attention 6.0 ± 0.9 5.9 ± 1.0 (P = .55) 5.8 ± 0.9 (P = .03)
Learning/immediate recall 4.0 ± 0.1 4.0 ± 0.0 (P = .49) 4.0 ± 0.1 (P = .27)
Number of trials 1.2 ± 0.5 1.4 ± 0.6 (P = .03) 1.5 ± 0.8 (P⬍.001)
Calculations 3.4 ± 0.9 3.2 ± 1.0 (P = .04) 3.1 ± 1.1 (P = .008)
Abstraction 2.7 ± 0.7 2.6 ± 0.8 (P = .007) 2.6 ± 0.8 (P = .005)
Construction 3.5 ± 0.7 3.3 ± 0.7 (P = .006) 3.2 ± 0.8 (P = .001)
Information 3.9 ± 0.4 3.8 ± 0.6 (P = .08) 3.7 ± 0.6 (P⬍.001)
Delayed recall 3.0 ± 1.1 2.4 ± 1.2 (P⬍.001) 1.1 ± 1.2 (P⬍.001)
Total score 34.2 ± 2.4 32.5 ± 3.2 (P⬍.001) 30.6 ± 3.1 (P⬍.001)

Abbreviations: AD, Alzheimer disease; MCI, mild cognitive impairment.


*Values are expressed as mean ± SD. P values refer to paired comparisons with subjects with stable normal cognition.

tively well educated. Our results may not generalize to


Table 5. Mini-Mental State Examination elderly individuals with low educational attainment.
Baseline Subscores* The introduction of calculations, verbal similari-
ties, and fund of information in the STMS was inten-
Stable Normal
Cognition Incident MCI or AD Prevalent MCI
tional, because it was developed for use with a popula-
tion with a high school education. In individuals with
Orientation 9.8 ± 0.5 9.8 ± 0.5 (P = .35) 9.1 ± 1.1 (P⬍.001)
fewer than 9 years of formal education, there might be
Immediate recall 3.0 ± 0.2 3.0 ± 0.2 (P = .84) 3.0 ± 0.1 (P = .60)
Attention 4.4 ± 1.0 4.0 ± 1.2 (P⬍.001) 4.2 ± 1.2 (P = .23)
fewer differences between the STMS and the MMSE.
Delayed recall 2.3 ± 0.9 2.4 ± 0.7 (P = .43) 1.6 ± 1.0 (P⬍.001) The MMSE has been the mainstay of bedside cog-
Language 8.7 ± 0.5 8.8 ± 0.4 (P = .24) 8.5 ± 0.7 (P = .003) nitive testing. We propose that the STMS is equally ef-
Total score 28.2 ± 1.6 28.0 ± 1.6 (P = .30) 26.3 ± 2.2 (P = .001) fective and may have some features that make it more
informative than the MMSE in persons with MCI. Bed-
Abbreviations: AD, Alzheimer disease; MCI, mild cognitive impairment. side mental status assessment is only 1 aspect in the evalu-
*Values expressed as mean ± SD. P values refer to paired comparisons with
subjects with stable normal cognition.
ation of cognitive impairment. Neither the STMS nor the
MMSE can be used alone to diagnose MCI or dementia.
Clinical judgment and neuropsychological testing are in-
tegral in diagnosing MCI.
COMMENT

The present analysis showed that the STMS was slightly Accepted for publication August 19, 2003.
more effective than the MMSE in differentiating be- Author contributions: Study concept and design (Drs
tween cognitively healthy individuals and individuals with Tang-Wai, Knopman, Geda, Smith, Tangalos, Boeve, and
MCI. In addition, the STMS was superior to the MMSE Petersen); acquisition of data (Drs Tang-Wai, Knopman,
in detecting deficits in cognition in individuals who had Smith, Ivnik, Tangalos, Boeve, and Petersen); analysis and
normal cognition but later developed incident MCI or interpretation of data (Drs Tang-Wai, Knopman, Ed-
AD. For individuals with dementia, the STMS and the land, Boeve, and Petersen); drafting of the manuscript (Drs
MMSE were indistinguishable. Tang-Wai, Knopman, Geda, and Petersen); critical revi-
The differences between the 2 tests were modest, and sion of the manuscript for important intellectual content (Drs
the most conservative comparison of the STMS and the Tang-Wai, Knopman, Edland, Smith, Ivnik, Tangalos, Bo-
MMSE would be to say that they were very similar over- eve, and Petersen); statistical expertise (Drs Knopman, Ed-
all in their diagnostic accuracy. However, when the dis- land, and Smith); obtained funding (Drs Smith and Pe-
tinction between normal cognition and MCI was at stake, tersen); administrative, technical, and material support (Drs
the STMS was better than the MMSE. The additional cog- Ivnik, Tangalos, Boeve, and Petersen); study supervision
nitive test items offered by the STMS revealed impair- (Drs Knopman, Boeve, and Petersen).
ments in subjects with MCI compared with those who This study was supported by grants AG 16574 and AG
had normal cognition and also showed lower perfor- 07216 from the National Institute on Aging, Bethesda, Md.
mance in subjects with normal cognition who subse- Portions of this study were presented at the American
quently developed MCI or AD. Academy of Neurology Annual Meeting; April 2, 2003; Ho-
A potential limitation of the analyses was the bias nolulu, Hawaii.
introduced by the availability of the STMS to the neu- We acknowledge the contributions of Kris Johnson, RN,
rologists and the MMSE to the neuropsychologists at the and the nurses, neuropsychometrists, and allied health staff
time that the baseline diagnoses were formulated. We at- at the Mayo Alzheimer’s Disease Research Center and
tempted to minimize these potential biases by using 2 Healthy Aging Project, Rochester, for input and efforts ob-
different analytic strategies, both of which showed that taining information used in this article. We would also like
the STMS was modestly superior to the MMSE. Another to acknowledge Tiffani Slusser, BS; Matt Plevak, BS; and
limitation in this data set was that our subjects were rela- Tera B. Carpenter, BS, for assistance with this project.

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This article is dedicated to the memory of Emre Kok- tal Status: correlations with standardized psychometric testing. Arch Neurol. 1991;
48:725-728.
men, MD, the developer of the Short Test of Mental Status. 8. Petersen RC, Kokmen E, Tangalos E, Ivnik RJ, Kurland LT. Mayo Clinic Alzhei-
Corresponding author and reprints: David S. Knop- mer’s Disease Patient Registry. Aging. 1990;2:408-415.
man, MD, Department of Neurology, Mayo Clinic, 200 First 9. Petersen RC, Smith G, Kokmen E, Ivnik RJ, Tangalos EG. Memory function in
normal aging. Neurology. 1992;42:396-401.
St SW, Rochester, MN 55905 (e-mail: knopman@mayo.edu). 10. Petersen RC, Smith GE, Ivnik RJ, Kokmen E, Tangalos EG. Memory function in
very early Alzheimer’s disease. Neurology. 1994;44:867-872.
11. Petersen RC, Smith GE, Ivnik RJ, et al. Apolipoprotein E status as a predictor of
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