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Keywords: Background: Femoral derotation osteotomy (FDO) is generally reported to be excellent for correcting the hip
Femoral derotation osteotomy rotation and foot progression angles in children with cerebral palsy (CP). However, it is unclear how long the
Cerebral palsy favorable outcomes are maintained.
Anteversion Research question: This study was performed to evaluate the long-term outcomes at more than 10 years after FDO
Gait analysis
in children with CP.
Methods: FDO, as part of single event multilevel surgery to improve gait function, was performed at the inter-
trochanteric level with the patient in the prone position. The goal of the index surgery was femoral anteversion
of 15°, measured using a modified trochanteric prominence angle test intraoperatively. All patients underwent
three-dimensional gait analysis preoperatively and at 1 year and over 10 years postoperatively.
Results: Thirty-four ambulatory patients (53 hips) with CP undergoing FDO were included. The mean age at
surgery was 7.8 years (SD = 3.0 years) and mean follow-up duration was 12.9 years (SD = 2.7 years). The mean
hip rotation decreased significantly from 9.6° preoperatively to 3.1° at 1 year postoperatively (p = 0.004), and
decreased significantly to -5.9° at the final follow-up (p < 0.001). The mean foot progression in stance de-
creased from 7.9° preoperatively to −7.4° at 1 year postoperatively (p < 0.001), and was maintained at -10.9°
at the final follow-up. The GDI significantly improved from 68.2 preoperatively to 83.4 1 year postoperatively
(p < 0.001), and was maintained at 82.3 at the final follow-up. No patients underwent revision surgery due to
recurrence of rotation deformity.
Significance: Proximal FDO performed in the prone position provides favorable long-term outcomes at more than
10 years postoperatively, without recurrence of rotation deformity. To avoid under-correction or recurrence due
to insufficient derotation, surgeons should consider not only dynamic gait analysis findings but also the mea-
surement of anatomic femoral anteversion during intraoperative derotation.
⁎
Corresponding author at: Department of Orthopaedic Surgery, Seoul National University Bundang Hospital, 82 Gumi-ro 173 Beon-gil, Bundang-Gu, Sungnam, Gyeonggi, 13620, South
Korea.
E-mail address: pmsmed@gmail.com (M.S. Park).
1
Ki Hyuk Sung and Soon-Sun Kwon contributed equally to the writing of this article.
https://doi.org/10.1016/j.gaitpost.2018.06.003
Received 4 December 2017; Received in revised form 23 May 2018; Accepted 3 June 2018
0966-6362/ © 2018 Elsevier B.V. All rights reserved.
K.H. Sung et al. Gait & Posture 64 (2018) 119–125
decreased ankle joint impulse, greater hamstring and adductor spasti- the patients were referred to a local rehabilitation center to perform
city, recurrence of flexed knee gait, and reduced preoperative walking muscle-strengthening exercises and receive gait training. Hardware
speed. removal was performed more than 1 year after the initial operation.
In this study, we evaluated the long-term outcomes at more than
10 years after FDO in children with CP. We hypothesized that the im- 2.2. Acquisition of kinematic data and gait deviation index (GDI) score
provements in CP in children undergoing would be maintained for more
than 10 years postoperatively. A 3D gait analysis was performed 1 or 2 days before the surgery
using a Vicon 370 system (Oxford Metrix, Oxford, UK) that was
2. Materials and methods equipped with 7 cameras and 2 force plates. Markers were placed as for
the Helen Hayes marker set, by a skillful operator with 21 years of
This retrospective study was approved by the institutional review experience for consistent anatomical landmark identification and
board of our hospital, which is a tertiary referral center for patients marker positioning [22]. Patients walked barefoot on a 9-m
with CP. The need to acquire informed consent was waived due to the walkway > 3 times, and 3 trials that represented a patient’s typical gait
retrospective nature of the study. pattern were selected. The data of the 3 trials were averaged to obtain
The inclusion criteria were: (1) consecutive ambulatory patients the values of the index variables. The 3D gait analysis was repeated at
with spastic CP; (2) patients who underwent single event multilevel 1 year and more than 10 years postoperatively. The gait deviation index
surgery (SEMLS) including FDO between 1995 and 2006; and (3) pa- (GDI) was calculated using pelvic and hip kinematic data in all three
tients who underwent three-dimensional (3D) gait analyses pre- planes, knee and ankle data in the sagittal plane, and foot progression
operatively and at 1 year and more than 10 years postoperatively. The with control data as described by Schwartz [23]. A GDI score > 100
exclusion criteria were: (1) patients with a history of gait-correcting denotes a non-pathological gait, and each 10-point decrement below
surgery and (2) patients who had incomplete or missing 3D gait ana- 100 indicates 1 standard deviation from normal kinematics. Relevant
lysis data. The age at the time of surgery, sex, follow-up duration, Gross kinematic values, including the mean pelvic rotation, mean hip rota-
Motor Function Classification System (GMFCS) level, anatomical type tion, foot progression in the stance phase, and GDI score, were the
(unilateral vs. bilateral involvement) of CP, and details of concomitant outcome measures.
surgeries were obtained from the patients’ medical records.
2.3. Statistical analyses
2.1. Operative protocol
The preoperative gait kinematics and GDI score were compared
FDO, as part of a SEMLS to improve the patient’s gait pattern, was with values obtained at 1 year postoperatively and at the final follow-
performed by a single pediatric surgeon (CYC) with 28 years of ex- up, using repeated-measures analysis of variance with a Bonferroni post
perience in pediatric orthopedics. The surgical procedures were per- hoc test.
formed after considering both the clinical and gait analysis findings. To consider bilateral cases, a linear mixed model (LMM) was ap-
The indications for FDO were in-toeing gait with increased femoral plied for statistical analysis [24]. The annual postoperative changes in
anteversion and internal foot progression with increased hip internal gait kinematics and GDI were adjusted for multiple factors using the
rotation. LMM, with sex, age at the time of surgery, GMFCS level, anatomical
All patients underwent FDO at the intertrochanteric level, and the type, DHL and TAL or Strayer procedure as the fixed effect model, and
osteotomy site was internally fixated with a blade plate (Stryker, follow-up duration, laterality (left or right), and each subject as the
Selzach, Switzerland). FDO was performed with the patients in the random effect model. All statistical analyses were conducted using SAS
prone position, and the goal of the index surgery was femoral ante- 9.4.2 (SAS Institute, Cary, NC, USA) and R version 3.2.5 (R Foundation
version of 15° [8]. The amount of derotation was determined not by the for Statistical Computing, Vienna, Austria); all statistics were two-
parameters of the gait analysis, but by an intraoperative physical ex- tailed, and p-values < 0.05 were considered significant.
amination, which was the modified trochanteric prominence angle test
(TPAT). A guide pin was inserted parallel to the femoral neck axis on a 3. Results
frog-leg lateral hip radiograph. Intertrochanteric osteotomy was per-
formed with an oscillating saw, and derotation was performed until the Between 1995 and 2006, we performed FDO in 268 children. After
modified TPAT reached 15°. The modified TPAT is defined as the angle applying the exclusion criteria, 234 patients were excluded and 34
between a vertical line and the long axis of the leg when the guide pin children with 53 hips were finally included in the study. The majority of
was located horizontal to the ground (Fig. 1A–B). the patients had bilateral involvement (25 patients), based on an ana-
All patients had a postoperative non-weight bearing period of 4–6 tomical type; and GMFCS level II (20 patients), based on a functional
weeks, depending on the type of concomitant surgery. Subsequently, classification. The mean follow-up duration was 12.9 ± 2.8 years
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K.H. Sung et al. Gait & Posture 64 (2018) 119–125
Table 1 follow-up for each hip. The change in mean hip rotation was divided
Patients demographics and summary of concomitant surgeries. into 4 groups (< 5°, 5–10°, 10–15°, and > 15°) according to Dreher’s
Value method [20]. Of the 9 hips, 2 (22.2%) showed an increase less than 5°,
5 (55.6%) showed an increase between 5 and 10°, and 2 (22.2%)
Sex (male/ female) 19/ 15 showed an increase between 10 and 15°. No hip showed a recurrence of
Laterality (right/ left) 24/ 29
more than 15° of mean hip rotation and no hip underwent revision
Anatomical type (hemiplegia / diplegia) 9 / 25
GMFCS level (I / II) 14 / 20
surgery due to the recurrence of rotation deformity.
Age at surgery (years) 7.8 ± 3.0 (4.9–17.1) When evaluating the factors that affected transverse kinematics and
Age at final follow-up (years) 20.8 ± 3.8 (16.1–30.4) GDI in serial postoperative gait analyses, we found that the mean hip
Follow-up duration (years) 12.9 ± 2.7 (10.0–21.0) rotation and foot progression in stance phase significantly improved by
No. of 3D gait analysis 3 (3–5)
follow-up duration (0.85° and 0.33° per year; p < 0.001 and p = 0.016,
Concomitant surgery Limbs respectively). However, the mean pelvic rotation and GDI did not
FDO 53 (100%)
changed by follow-up duration (p = 0.490 and p = 0.268, respec-
DHL 50 (94.3%)
RFT 39 (73.6%) tively). The mean hip rotation and foot progression in stance phase
TAL or Strayer procedure 49 (92.5%) were not significantly affected by other factors including the patient’s
Adductor tenotomy 12 (22.6%) sex, age at surgery, laterality, anatomical type of CP, GMFCS level, DHL
Foot surgery 14 (26.4%) and TAL or Strayer procedure. The GDI score was significantly affected
Total 217 (4.1 per one limb)
by the anatomical type of CP (p = 0.025). The GDI score in patients
GMFCS, gross motor functional classification system; FDO, femoral derotation with hemiplegia was significantly higher than in those with diplegia, by
osteotomy; DHL, distal hamstring lengthening; RFT, rectus femoris transfer; 6.43. The mean pelvic rotation was significantly affected by the GMFCS
TAL, tendo-Achilles lengthening. level (−2.98°; p = 0.034) (Table 3).
(range: 10.0–21.0 years). The total number of surgical procedures, in- 4. Discussion
cluding FDO, was 209 (4.1 procedures per limb). The number of 3D gait
analyses per patients ranged between 3 and 5, and 7 patients (11 limbs) In-toeing gait due to increased femoral anteversion is a common gait
underwent 3D gait analyses more than four times (Table 1). deformity in ambulatory children with CP, and it is commonly treated
The mean hip rotation significantly decreased from 9.6° pre- with FDO. Although the procedure’s short-term effectiveness is gen-
operatively to 3.1° at 1 year postoperatively (p = 0.004), and sig- erally accepted, maintenance of long-term correction is controversial.
nificantly decreased to −5.9° at the final follow-up (p < 0.001). The Therefore, we investigated the long-term outcome at more than
mean foot progression angle in the stance phase significantly decreased 10 years after FDO in children with CP. We demonstrated that FDO,
from 7.9° preoperatively to −7.4° at 1 year postoperatively performed with the patient in the prone position, provided a favorable
(p < 0.001), and was maintained at −10.9° at the final follow-up long-term outcome for more than 10 years, without recurrence of ro-
(p = 0.255). The mean pelvic rotation significantly increased from tation deformity, in children with CP.
−2.5° preoperatively to 0.3° at 1 year postoperatively (p = 0.008), and A number of studies have reported that FDO has satisfactory short-
was maintained at 1.7° at the final follow-up (p = 0.525) (Fig. 2). The term outcomes in patients with CP (Table 4). Additionally, Ounpuu
GDI significantly improved from 68.2 preoperatively to 83.4 at 1 year et al. found that correction that was achieved with FDO was well-
postoperatively (p < 0.001), and was maintained at 82.3 at the final maintained 5 years postoperatively, without the recurrence of defor-
follow-up (p = 0.094) (Table 2). In terms of sagittal kinematics, mean mity [14]. However, several studies investigating the long-term out-
pelvic tilt, knee flexion at initial contact, and ankle dorsiflexion at in- come of FDO showed that immediate improvement in transverse ki-
itial contact were improved after SEMLS. nematics deteriorated throughout the follow-up period. De Morais Filho
At final follow-up, increased hip external rotation was observed in et al. reported that the recurrence rate after FDO was 9.5%, and re-
44 hips and, with increased hip internal rotation in 9 hips, from post- currence could be related to younger age [19]. They also showed that
operative 1 year. The amount of recurrence was calculated by the dif- internal hip rotation deformities were not corrected in 33.3% of pa-
ference in mean hip rotation between postoperative 1 year and final tients, and it was related to iatrogenic under-correction due to the
Fig. 2. Graphs of average transverse and sagittal plane kinematics for all patients are shown. In all graphs, the solid line represents the average value, and the gray
area represents one standard deviation of normal control.
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K.H. Sung et al. Gait & Posture 64 (2018) 119–125
Table 2
Kinematic data and GDI before and after femoral derotation osteotomy.
Parameters Preoperative Postoperative Final p-value
(1 years) follow-up
Preop-1Y Preop-10Y 1Y-final RM-ANOVA
a
Negative value indicates external rotation; GDI, gait deviation index; RM-ANOVA, repeated measures analysis of variance.
amount of correction undertaken. Dreher et al. reported that the mean et al. found in a prospective study that the mean increase in femoral
hip rotation and foot progression angles significantly improved at anteversion after FDO in children without neuromuscular disease was
1 year postoperatively, but both kinematic parameters deteriorated by minimal: only 6° during 9 years’ follow-up (0.7° per year) [26].
5° at the 6-year follow-up [20]. Furthermore, 15% of legs showed se- Determining the amount of intraoperative derotation is critical
vere deterioration or complete recurrence of internally rotated gait. when performing FDO. The derotation angle can be determined ana-
Kim et al. reported that recurrence of in-toeing gait in CP patients oc- tomically with the femoral anteversion or hip rotation angle or dyna-
curred in 33.3% of femurs 5 years after correction, and patients un- mically with the hip rotation or foot progression angle during the stance
dergoing surgery before the age of 10 were more likely to show dete- phase of a gait analysis. In most previous studies, the amount of dero-
rioration than older patients [15]. Boyer et al. found that internal hip tation was determined using a neutral clinical midpoint between pas-
rotation recurred after FDO in 12% of cases, of which half were con- sive internal and external rotation [27] or by gait analysis findings.
sidered problematic [21]. Church et al. reported that the improvement Niklasch et al. reported that determining the derotation amount using
after FDO recurred in 39% of limbs during long-term follow-up (7.2 gait analysis had a superior outcome compared to clinical examination
years) and that recurrence was associated with higher spasticity of the [28]. Braatz et al. found that there was a weak correlation (r = 0.317)
hamstring and adductor and lower gait velocity [16]. In the current between the extent of intraoperative derotation and the changes in the
study, no hips showed a recurrence of internal rotation of more than 15° mean hip rotation in stance phase [10]. They reported that only 60% of
at 13 years of follow-up. Our analysis showed than mean hip rotation the intraoperative extent of derotation was reflected in the findings of
and foot progression angle in the stance phase were not significantly 3D gait analysis; thus, determining the intraoperative extent of dero-
affected by age at surgery. There was no significant difference in age, tation according to the mean hip rotation in stance phase seems to give
sex, anatomical type of CP and GMFCS level between children who the best results. Dreher et al. showed that there was a high rate of over-
showed a recurrence of mean hip rotation and those who showed no and under-correction after FDO in less-involved limbs considering the
recurrence of mean hip rotation. However, other factors such as, clinical midpoint, and reported that the degree of derotation should be
hamstring and adductor spasticity and walking speed were not included determined more conservatively by including gait analysis data, espe-
in our model because of retrospective nature of study. Therefore, we cially to avoid overcorrection [5]. However, they reported only the 1-
think that additional long-term follow-up study with a larger cohort is year short-term outcome after FDO and included all patients who un-
needed to delineate risk factors for the recurrence of hip internal ro- derwent proximal or distal femoral osteotomy. Therefore, we think that
tation deformity. these findings are not generally applicable.
It is commonly accepted that deterioration can be expected during Kim et al. showed that the amount of correction for the foot pro-
the development of children with CP, especially during the pubertal gression angle and hip rotation after FDO was only about half of the
growth spurt [25]. However, the present study showed that recurrence surgical derotation angle [12]. Lee et al. reported that femoral ante-
of deformity did not occur postoperatively at an average of 13 years, version and tibial torsion accounted for only 24.7% of the foot pro-
although most of the included patients were beyond the pubertal gression angle [29]. Other structural factors such as trunk muscle bal-
growth spurt phase at the final follow-up. Ounpuu et al. reported that ance, spinal deformity, balance between the external and internal
improvement in the mean hip rotation in stance phase and the mean rotators, and selective motor control could affect rotational gait pro-
foot progression angle after FDO in children with CP were also main- blems. Therefore, determining the derotation angle using only a dy-
tained throughout the follow-up period, and that only 9% of hips namic gait analysis such as the hip rotation or foot progression angle
showed a recurrence of internal hip rotation of > 15° [18]. Svenningsen may result in under-correction of femoral anteversion or recurrence of
Table 3
Factors affecting GDI score and transverse kinematics of 3-dimensional gait analysis after femoral derotation osteotomy.
Mean hip rotation (°) Foot progression in stance (°) Mean pelvic rotation (°) GDI
Follow up (year) −0.85 0.14 < 0.001 −0.33 0.13 0.016 0.06 0.09 0.490 −0.12 0.11 0.268
Sex (Male) 0.85 2.01 0.686 −6.41 3.84 0.100 −0.34 1.21 0.778 2.19 2.13 0.308
Age at surgery 0.41 0.35 0.243 −0.43 0.64 0.509 −0.11 0.22 0.610 −0.56 0.36 0.132
Side (Rt) −1.86 1.66 0.278 0.241 1.72 0.892 2.14 1.08 0.063 0.18 1.28 0.888
Anatomical type (Hemiplegia) −0.88 3.27 0.788 −2.72 5.85 0.643 −2.52 1.66 0.134 6.43 2.75 0.022
GMFCS level (I) 3.51 2.29 0.130 2.02 4.16 0.630 −2.98 1.37 0.034 3.47 2.40 0.154
DHL 6.65 4.91 0.181 −7.67 8.14 0.350 −4.91 3.13 0.122 6.38 5.04 0.210
TAL or Strayer −2.6 3.6 0.472 8.22 7.52 0.279 4.81 2.14 0.028 −6.45 4.33 0.141
GDI, gait deviation index; SE, standard error; GMFCS, gross motor functional classification system; DHL, distal hamstring lengthening; TAL, tendo-Achilles
lengthening.
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K.H. Sung et al.
Table 4
Previous studies investigating the outcomes after femoral derotation osteotomy.
Author No. of Ostesotomy site Age at surgery (years) Follow-up duration Mean hip rotation (°) Foot progression (°) Mean pelvic rotation
Hips (years)
pre post p-value pre post p-value pre post p-value
Church [16] 99 Proximal 10 ± 4 7.2 ± 3.2 14 ± 12 4 ± 13(2.1Y) < 0.001 13 ± 17 −1 ± 14 < 0.001
9 ± 14 < 0.05 0 ± 14 > 0.05
Niklasch [17] 90 (sustained) Proximal or distal 10.9 ± 3.2 8.0 ± 2.2 25 ± 11 1 ± 12(1.1Y) < 0.05
3 ± 12 > 0.05
32 7.6 ± 2.1 8.5 ± 2.2 26 ± 28 4 ± 10(1.1Y) < 0.05
(recurrence) 22 ± 10 < 0.05
Dreher [20] 59 10.5 ± 3.6 8.6 ± 1.8 17 ± 14 −1 ± 11(1Y) < 0.001 17 ± 16 −3 ± 10 < 0.001 0±8 1±6 > 0.05
4 ± 13 0.004 3 ± 11 0.001 1±7 > 0.05
Kim [15] 45 Distal 9.2 6.5 27 ± 12 9 ± 10(1Y) < 0.001 20 ± 21 −4 ± 14 < 0.001
17 ± 11 0.013 −2 ± 14 0.862
Ounpuu [14] 27 Proximal (19) or distal (8) 8.1 ± 3 5.2 20 ± 8 2 ± 10(1Y) < 0.05 5 ± 17 −11 ± 16 < 0.05 −5 ± 7 −2 ± 6 > 0.05
4 ± 14 > 0.05 −12 ± 14 > 0.05 −2 ± 8 > 0.05
Dreher [5] 30 (more involved) Proximal (12) or distal (45) 10 ± 2.9 0.9 24 ± 10 1±9 < 0.05 15 ± 17 −6 ± 9 < 0.05 −1 ± 7 −2 ± 7 > 0.05
123
27 (less involved) 10 ± 8 0 ± 14 < 0.05 13 ± 12 −1 ± 9 < 0.05 1±7 2±7 > 0.05
Kay [7] 27 Proximal or distal 9.7 ± 3.1 1.6 11 ± 11 −10 ± 16 0.02 16 ± 21 −3 ± 32 < 0.05
51 8.6 ± 2.4 14 ± 12 −4 ± 15 0.001 18 ± 12 −3 ± 16 0.0007
Kwon [8] 50 Proximal 6.8 ± 1.5 1.0 ± 0.2 9±2 3±1 0.004 −1 ± 2 −10 ± 2 < 0.001
MacWilliams [9] 46 12.2 ± 2.8 1.0 ± 0.3 7±9 −6 ± 10 < 0.001 7±7 −6 ± 8 < 0.001
Braatz [10] 56 Proximal (15) or distal (41) 11.6 ± 2.9 1.1 ± 0.2 14 ± 15 0 ± 10 < 0.001 11 ± 16 −1 ± 8 < 0.001
Saglam [13] 175 6.2 ± 3.1 6.3 ± 3.7 −14 ± 4 6±3 0.01 8 ± 13 −17 ± 11 0.005 0±1 −1 ± 1 0.336
Boyer [21] 131 Proximal 7.3 ± 1.8 5.3 14 ± 9 3 ± 10(1.8Y) < 0.05
4 > 0.05
McMulkin [11] 77(GMFCS I &II) proximal or distal 12.1 1.1 14 −2.0 < 0.05 11.3 −5 < 0.05 −6.2 −7.2 −2 < 0.05
21(GMFCS III) 10.1 1 13 −4 < 0.05 8 −11 < 0.05 −5 > 0.05
Kim [12] 18 (bilateral) Distal 13.2 3.8 16 ± 20 1 ± 12 < 0.05 −2 ± 12 −14 ± 11 < 0.05 0 ± 11 1 ± 13 > 0.05
10 (unilateral) 7±8 1±6 < 0.05 3 ± 11 −10 ± 6 < 0.05 1±8 0±7 > 0.05
Ounpuu [18] 27 proximal (18) or distal (9) 8 ± 3.3 11.3 ± 1.9 21 ± 9 0 ± 9(1.6Y) < 0.001 9 ± 16 −14 ± 13 < 0.001 −2 ± 6 0±6 > 0.05
1±8 > 0.05 −13 ± 16 > 0.05 1±8 > 0.05
Chung [34] 34 proximal 8.0 1.8 11 ± 2 4±2 < 0.001 1±2 −14 ± 2 < 0.001 −9 ± 1 −2 ± 1 < 0.001
Current study 43 Proximal 7.8 ± 3.0 12.9 ± 2.8 10 ± 12 3 ± 9(1.2Y) < 0.001 8 ± 16 −7 ± 11 < 0.001 −3 ± 8 0±5 0.008
−6 ± 8 < 0.001 −11 ± 11 0.255 2±6 0.525
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