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PII: S1073-8746(18)30014-8
DOI: https://doi.org/10.1053/j.sodo.2018.01.014
Reference: YSODO529
To appear in: Seminars in Orthodontics
Cite this article as: Narayan H. Gandedkar, Koo Chieh Shen, Jitendra Sharan
and Nikhilesh Vaid, The temporary anchorage devices research terrain –
Current perspectives and Future forecasts! , Seminars in
Orthodontics,doi:10.1053/j.sodo.2018.01.014
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Title Page
Title: The temporary anchorage devices research terrain – Current perspectives and Future
forecasts!
Author Information:
2) Koo Chieh Shen BDS, MClinDent (Orthodontics) (UCL), M Orth RCS (Edinburgh)
Registrar, Dental Service
Cleft and Craniofacial Centre and Dental Service
KK Women’s and Children’s Hospital
100 Bukit Timah Road,
Singapore- 229899
Corresponding author:
Abstract:
utilizing bone as an anchor unit. TAD’s did not enjoy orthodontic mainstay status immediately.
This review dwells into the TAD’s journey through Kuhn’s Paradigm; from its humble beginnings
in the form of animal studies to case reports, randomized control trials and meta-analyses. This
article also weighs-in the potential future of TAD applications in orthodontics and dentofacial
orthopaedics.
Key Words:
Structure of Scientific Revolutions’,1 observed that every single scientific field experiences a
further elucidates that within each realm of science, often a ‘period of revolution’ exists that
exploration of ‘alternative concepts’. These ‘alternative concepts’ are initially met with
scepticism, as the changes presented by the ‘alternative concepts’ are often counter-intuitive,
at-times theatrical and complex to comprehend. Moreover, these concepts cannot be proven
or disproven by the yardsticks of the ‘old paradigm’. However, subsequently, as more and more
consensus and are bestowed due credibility, dismissing the initial contempt.
With every protracted whilst of time, Orthodontics, as a scientific community, has also
experienced Kuhn’s ‘Paradigm Shift/ Revolutionary Period’, for e.g., cephalometry, bonding
temporary anchorage devices (TAD’s), to mention a few, that have indispensably led to
‘treatment strategies’, but also have played a ‘distinctive role’ in enhancing better ‘outcomes’.
Kuhn’s ‘Paradigm shift’ and its relevance to temporary anchorage devices (TAD’s)
The advent of TADs essentially portrays the Kuhn’s philosophy of ‘Paradigm shift/revolutionary
phase’ not just in spirit but in truth as well, as it vehemently transforms itself into providing an
‘immutable fact’ that TADs endow us with ‘absolute anchorage’, which was previously
inconceivable by any other contemporary anchorage modalities. For a better understanding of
this analogy, this article encompasses the journey traversed by TAD’s with an emphasis laid on
the ‘evidence based practise’ of TAD’s, along with the contextual understanding of TAD’s -
current and future research. This article is divided into ‘four phases’ as enumerated in Figures 1
As early as 1945, Gainsforth and Higley,2 explored the possibility of applying ‘traction force’ from
vitallium screws placed in the basal bone of a canine breed. Although, at the time, neither the
‘experiment’ nor the ‘thought process per se’ of expending bone as ‘anchorage unit’ via metallic screw
gained wide spread acknowledgment, however, this experiment did ask an important question -
whether the ‘bone screw’ could be used as an ‘absolute anchorage unit’? This led the way, and also,
challenged what was considered the ‘norm’ in science. (Fig 1) The aforementioned question lay dormant
for nearly twenty-five years, and sporadically gained momentum, when Linkow (1969, 1970)3, 4, Sherman
(1978)5, Smith (1979)6, and Gray (1983)7, placed bone screws in experimental animal studies, however, it
was Creekmore and Eklund(1983)8, who successfully placed a vitalliuim alloy screw in the anterior
maxilla for the correction of deep bite. This was the ‘first-human clinical case’ that dealt with possibility
of ‘absolute anchorage’ in the form of placement of surgical screw in the anterior maxilla. The latter
mentioned case report along with the previously stated animal studies successfully steered the phase I
Temporary anchorage devices entered its new phase of ‘model crisis’ and authors furthered their quest
in gathering ‘preliminary data’ to substantiate the ‘alternative concepts appearance’ with studies
primarily focussed on ‘preclinical biomechanical test’, e.g., load bearing, bone healing, maturation, and
adaptation5-7, 9-13
. On the parallel, in the clinical and innovation front, case reports were still relying
heavily on large, bulky implants, e.g., prosthetic fixtures implants and onplants primarily placed in the
non-radicular areas such as the palate, retromolar and edentulous areas or ‘anchor wires’ placed in the
Up until the late 90’s, most of the ‘bone anchorage devices’ introduced were markedly superior to
the ‘normal science’s’ anchorage conserving modalities, e.g., transpalatal arch, lingual holding arch and
headgears. The main benefits were (1) osseo-integration (2) biocompatibility (3) obviating the need for
significant patient compliance and (4) providing absolute anchorage. Consequently, since the
‘orthodontic implants’ were direct descendants of ‘prosthodontic implants’ and ‘surgical plates’, they
3) Large and bulky implants made placement difficult in inter-radicular areas and other vital
structures, e.g., mental foramen in the mandible and greater palatine foramen in the palate
7) Point of application of force (orthodontic movements were limited to retraction and intrusion)
At the time, the aforementioned limitations not only kept the TADs ‘out of reach’ from regular
orthodontic clinics, but also from conducting human trials. As Eugene Roberts remarked – “The acid-
etched Ti miniscrews developed in his laboratory were never used in patients because the data from
intraoral animals was insufficient to secure a clinical trial approval from the institutional review
board”.17 Hence, the basic premise of the studies and case reports were designed to question the
utilization of ‘prosthodontics implant’ as an orthodontic anchorage modality. Kanomi in 199718 was able
to demonstrate the use of ‘smaller screw (1.2 x 6 mm)’ as a bone anchorage unit and the subsequent
introduction of a ‘series of smaller dimension implants’ was the stepping stone to Phase III (TADs –
Model Revolution). Similarly, the same factors that formed the 2nd phase’s ‘model crisis’ were
responsible for spearheading the pursuit of TADs to more ‘precise and specific’ needs of orthodontic
anchorage. Several questions that arose in Phase II (TAD’s - model crisis) were better addressed in the
3rd phase (TAD’s - model revolution). The factors attributing to the success of TADs classified further, as
enlisted in Table 1.
Phase III (TADs – Model revolution) – the new TAD scientific inquiry
By the turn of the twenty first century, TAD’s had established themselves as an absolute
anchorage modality. Newer scientific enquires began stemming; Roberts et al study was one of
the first studies that conducted a ‘clinical trial’ with the aim to determine the ‘utility of
TAD’s ‘secondary stability’ amplified the removal torque value of such implant system which
made it difficult to remove without causing moderate damage to the adjacent hard tissue.
19
Concurrently, several anchorage systems were introduced, which could be broadly classified
into: (Fig. 3)
Aarhus anchorage system (Costa et al, 1998)20, Micro-implant anchorage (Park et al, 2001)21,
LOMAS (orthodontic mini anchor system) (Lin et al, 2003)22 and Spider screw (Maino et al
,2003)23
B. Skeletal plate system (derived from surgery fixation plates), e.g., Skeletal Anchorage System
(Umemoriet al, 1999)24 and Zygoma Anchor System (De Clerck et al , 2002)25
The factors associated with TAD success, as described in Table 1, were evaluated and researched, and
they are:
1) Patient associated:
Some important patient associated factors, as enumerated above, play a vital role in the
overall success. Considerable amount of published research is available on the ‘overall success
rate’ of TADs from the perspective of ‘patient associated factors’. Studies have shown figures
close to 91.4% in the maxilla and 80% in the mandible respectively. 26-28
Cortical bone thickness and density are the most important determinants of TAD’s
primary and secondary stability.29-32 Temporary anchorage devices’ primary stability solely
depends on mechanical retention and the amount of implant-to-bone (cortical bone) contact.33,
34
Primary stability can be measured by ‘insertion torque’ and ‘pullout force’. This could be
attributed to both mechanical retention as well as bone growth in close proximity and on the
implant surface. Thus removal torque in its true sense does not depict primary stability. Bone
growth rarely occurs on stainless steel or polished titanium implant surfaces hence mechanical
undergoes several phases of bone healing process such as; (1) inflammatory acceleration (2)
increased osteoclastic activity (bone resorption) (3) a transitional latency period and (4) a
predominant osteogenesis. 35-37 Studies have shown that the failure rate of TADs is higher in the
mandible than the maxilla because of the ‘excessive insertion torque’ generated from the thick
mandibular cortical bone. This is turn causes high levels of peri-implant bone stress, resulting in
notably more challenging. Higher implant failure rates were expected in adolescent age group
as compared to the adult group due to the reduced cortical bone thickness, density and also
patient-associated factor that requires considerable attention. Histological studies suggest that
43-46
cellular cementum repair ensue consequent to TAD’s associated root trauma. When TADs
are placed near the root (≤ 1mm)46, the anchorage devices are fixated in a bone denuded area
(periodontal ligament space, and tooth root). This bone denuded area and inadequate bone
47
coverage over the TAD thus leads to increased failure rates. In order to avoid failure, the
suggested minimum distance between the TAD’s (1.2 mm in diameter, 6 mm in length) and the
root is 1.5 mm.48 Also due diligence should be exercised during insertion of TADs surrounding
the inter-radicular area, especially in the inter-radicular area of the upper right and lower left
1st permanent molar as they are most susceptible for root damage. 49
Pain and discomfort resulting from the ‘insertion and removal’ of TADs cannot be
experience. Studies have shown that a wide range of ‘pain and discomfort’ is experienced; from
undergoing ‘minor uncomfortable’ experience, such as pressure due to pilot drilling, to ‘higher
pain levels’ (comparable to teeth extraction) due to flap surgery.50-54 Researchers have
attempted to quantify the amount of discomfort experienced during TAD placement and
removal. The findings however are subjective, as these studies are confounded by the different
size and types of TAD and unstandardized study designs which may be prone to bias. Ganzer et
al.,55 showed that insertion of TADs led to ‘moderate levels’ of pain and discomfort, which
somewhat helped to fill the ‘knowledge gap’ on the pain outcomes. In order to better manage
pain, topical anaesthesia is generally recommended to achieve gingival and some degree of
periosteal numbness. A full local anaesthetic block of the gingiva-periosteal tissues and cortical
‘secondary risk factor’ for destabilisation and eventual failure of TAD’s (72 % at 1 year).16, 58-60
prudent to place the TAD’s in attached, keratinised mucosa for better long term predictability
and survival rate. A study found TAD’s to be less prone to hygiene issues on the left side as
compared to the right side. This could be due to the right-handed patients brushing more
attentively on the opposite side, whilst neglecting the right side, suggesting that a good oral
hygiene maintenance routine is essential in the long term preservation of the TAD. 26
2) TAD associated:
In the past decade, a plethora of TAD’s have been introduced, some of the notable ones
mentioned earlier. Buschang and Kim noted that an ideal TAD should comprise of two
important characteristics, specifically – (1) minimizing the insertion torque (limit bone damage)
be. This continuing quest has led researchers to experiment with many dimensions, usually
ranging from 3 to 11 mm in length and 1.1 to 3.5 mm in diameter. 22, 62-67 Research (animal and
clinical inclusive) has shown that the diameter of TAD’s play a more important role than its
length, in terms of primary stability. This is due to the fact that an increase in diameter leads to
increased ‘insertion torque’ whereas an increase in length only influences the insertion torque
to a small extent. The additional length of the TAD penetrates into soft cancellous bone, unlike
the increase in diameter with mostly cortical bone involvement. However, the inter-radicular
area is the ‘limiting factor’ for diameter dimension. The recommended dimensions are 6 to 8
mm in length and 1.2 to 1.5 mm in diameter as the TAD is easily accommodated into the inter-
radicular space, providing additional stability with offering qualities as expounded by Buschang
There is currently no clear evidence currently available regarding the optimum force
levels tolerated by TADs. It is prudent however, to apply a light initial force of 50 grams during
the first four to six weeks. A retrospective study found no significant differences in implant
stability when forces were increased to 250 grams.70 However, significant TAD displacements
were noted when 400 grams of forces were applied immediately onto the TAD. 65
Huang et al classified the materials used in the manufacture of TAD’s into three categories: 48
Brown et al suggested that both stainless steel (SS) and Ti alloys are suitable for immediate
orthodontic loading as they noted no difference in SS and Ti alloys in terms of ‘micro damage burden’
and ‘bone-to-implant’ contact regardless of loading status (Table 2). Thus, both types of screws provided
similar same mechanical stability and histologic responses.71 Orthodontic implant anchor system, BIOS
(bioresorbable implant anchor for orthodontic system), containing biodegradable polylactic acid (PLA)
and polyglycolic acid (PGA) derivatives have been investigated in its use with implants, as early as 1995,
by Glatzmaier et al.72
Kim et al, in a histomorphometry study, noted the drill-free method yielded better results and
success rates, bone implant contact ratio and bone density than drilling method.73 Chen Y et al.,
demonstrated high success rates – 93% (self- drilling) vs. 86% (self-tapping) with high insertion and
removal torque for self-drilling screws in both the maxilla and mandible. The authors noted a greater
percentage bone-to-implant contact values when self-drilling screws were used.43 However, when
placement method was assessed, some of the studies enumerated in Table 2 found the self-tapping
3) Clinician/Operator associated:
The ability to move teeth effectively in all three dimensions with utilization of bone as
an anchorage modality is not only the most ‘revolutionary’ application of TAD, but it has also
pushed the ‘envelope of discrepancy’ of correcting teeth when using orthodontic treatment
alone. Tooth movement in any direction is possible without the adverse effects from Newton’s
third law of motion – ‘for every action there is an equal and opposite reaction’ that had
Fixed functional appliances have been used very routinely as a potential tool in the treatment of
skeletal Class II jaw relationships arising from a mandibular deficiency. These appliances have shown to
produce substantial treatment results. Since they are directly anchored onto the lower archwire or the
canine brackets, proclination of the mandibular anterior teeth is an expected side effect. Hence, to
entirely eliminate the mandibular dental component from the fixed functional appliances, TADs were
used as anchor units. Gandedkar et al were the amongst the first to successfully use TADs as anchoring
units in the lower arch for the comprehensive orthodontic correction of a Class II division 1 case using
Some modalities of Class II and Class III treatment with TAD’s are enumerated below and also in
modifications.78
4) Intermaxillary Class II/III correction: Class II /III elastics traction with TAD’s 84, 85
Complications can ensue at any stage of TAD’s management, and can be classified into various
stages, as described in the table 4, and table 5 showing important systematic review, meta-
Phase IV (TADs - New Paradigm and what’s in-store for the future?)
Comparatively, temporary anchorage devices have come a long way in a short span of time. No
other ‘modality of treatment’ has been pursued so passionately both by clinicians and researchers alike.
Looking from the vantage point of Kuhn’s ‘Paradigm Shift’, TADs have successfully managed to establish
‘empirical evidence’.
from 1991 to 2017, across the world. Since the past decade, the research concerning TAD’s have
specifically focussed on ‘evidence based practice’ with more emphasis on systematic reviews, meta-
analysis, such that a quantitative, statistical approach is used to formally summarise the previously
Today, there’s little doubt, both on the clinical and research terrain, that TADs are a time-tested
modality. From the conception, development, maturation, and acceptance of TAD as a ‘scientific idea’,
TADs exemplify the Paradigm Shift as visualised by Thomas Kuhn. The unanswered questions that still
need deliberation before TADs can be deemed as “Normal Science” is on two terrains-clinical and
material sciences.
Clinical questions:
1) The ‘long term’ results of the studies enumerated in this paper need to be examined further.
2) What is the long-term stability of some of the scenarios that have been treated by TAD’s such
as; posterior teeth intrusion, skeletal open bite cases, en-masse retraction etc.
3) How does the tooth root behave on a long-term basis with the expanded TAD envelope? i.e.,
4) How does the soft-tissue envelope yield itself to such magnitude of teeth movement?
1) As technology advances; could there be better materials that can be used for enhanced TAD
success?
For e.g., Cell seeding scaffolds, cell-laden hydrogels, electrical cell guiding biomimetic tissue
2) Can 3D Computer aided design and manufacturing modalities (CAD/CAM) and rapid protoyping
couple of decades ago. Its incorporation into orthodontic mechanotherapy has probably been
the boldest brush stroke on the orthodontic canvas. The ability to have bone anchored growth
modulation devices has expanded the envelope of growth modulation. The ability to treat even
adult patients conventially indicated for surgery by TAD supported appliance assemblies has
introduced the term “Orthognathic like Orthodontics” into the orthodontic glossary. While long
term effects of therapy and data that can quantify these effects are still around the corner,
there is no looking back on the fact that TADs are orthodontic mainstay today.
There has been an effort on the biomaterial research terrain to develop newer implant
materials that can further augment the already high implant stability rates (quote the number)
by closely studying the implant-tissue interphase. Customized CAD CAM metal printed
appliances today can incorporate TADs as their components easily (designed by software along
with 3D printed templates for precise TAD placement). The widespread application of TADs has
untoward reciprocal effects. The application of TAD supported protocols in Lingual and Aligner
of orthodontic discrepancy” would have proven indicators & protocols on the evidence terrain!
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115. da Costa Grec RH, Janson G, Branco NC, Moura-Grec PG, Patel MP, Henriques JFC.
116. Alves Jr M, Baratieri C, Mattos CT, Araújo MTdS, Maia LC. Root repair after contact with
Orthodontics. 2012;35(4):491-499.
117. Major MP, Wong JK, Saltaji H, Major PW, Flores-Mir C. Skeletal anchored maxillary
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118. Tsui W, Chua H, Cheung L. Bone anchor systems for orthodontic application: a
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123. Fudalej P, Antoszewska J. Are orthodontic distalizers reinforced with the temporary
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124. Schätzle M, Männchen R, Zwahlen M, Lang NP. Survival and failure rates of orthodontic
2009;20(12):1351-1359.
125. Chen Y, Kyung HM, Zhao WT, Yu WJ. Critical factors for the success of orthodontic mini-
Figure 3 Timeline enumerating some of the important ‘breakthroughs and events’ that have
helped shape the ‘TAD’s paradigm’: from TAD’s ‘phase I-model drift’ to ‘phase IV- new
paradigm’
Figure 4 Figure showing the publications of TAD’s since 1991. A search of PubMed with
temporary anchorage device, miniplates, skeletal anchorage system, with over hundred
countries were assessed. Initially, we retrieved more than 90,534 articles, subsequently,
most relevant articles were assessed and the data extracted for statistical analysis with
segregation of number of articles based on countries as shown in the figure. The results
of this ‘data search’ should be interpreted with caution because this is not an exhaustive
data search, as ‘only English language’ literature was searched with access to ‘only one
electronic data base’. The authors have attempted to show the impact of TAD’s across
Table 3 Table showing various forms of teeth movement possible by TAD’s along with
some important studies on iatrogenic damage and histocompatibility.
da Costa G 109 2013 MA Intraoral distalizer effects with conventional and skeletal
anchorage
Alves J M110 2012 SR Root repair after contact with mini-implants
Major MP111 2012 SR & MA Skeletal anchored maxillary protraction for midface
deficiency in children and early adolescents with Class III
malocclusion
Tsui WK112 2012 SR Bone anchor systems for orthodontic application
Feng X 113 2012 SR Effectiveness of TAD-anchored maxillary protraction in late
mixed dentition
Papageorgiou 2012 MA Failure rates and associated risk factors of
SN 114 orthodontic miniscrew implants
Papadopoulos 2011 MA Clinical effectiveness of orthodontic miniscrew implants
MA 115
Li F 116 2011 SR Comparison of anchorage capacity between implant and
headgear during anterior segment retraction
Lehnen S51 2011 RCT Patient expectations, acceptance and preferences in
treatment with orthodontic mini-implants.
117
Fudalej P 2011 SR Are orthodontic distalizers reinforced with the temporary
skeletal anchorage devices effective?
Schätzle M118 2009 SR Survival and failure rates of TAD’s
Chen Y119 2009 SR Critical factors for the success of orthodontic mini-implants
Reynders R50 2008 SR Mini-implants in orthodontics
69
Crismani AG 2007 SR Miniscrews in orthodontic treatment
*SR, systematic review; ǂ MA, meta-analysis; †RCT, randomised controlled trial; §DSR,
Database of Systematic Reviews.