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Moving Bodies, Acting Selves

Author(s): B. Farnell
Source: Annual Review of Anthropology, Vol. 28 (1999), pp. 341-373
Published by: Annual Reviews
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Annu. Rev. Anthropol. 1999. 28:341-73
Copyright? 1999 by Annual Reviews. All rights reserved

MOVING BODIES,ACTING SELVES


B. Farnell
Departmentof Anthropology,Universityof Illinois at Urbana-Champaign,Urbana,
Illinois 61801; e-mail: bfarnell@uiuc.edu

Key Words: dynamicembodiment,talkandaction,communicativepractices,


kinesis,proxemics,semasiology
* Abstract This review describesa paradigmaticshift in anthropological
studiesof humanmovement,froman observationistview of behaviorto a con-
ceptionof bodymovementas dynamicallyembodiedaction.Afteroutliningthe
scope of such study,historicaland culturalreasonsfor the relativeneglect of
body movementin anthropologicalenquiryare examinedcriticallyandplaced
in the widercontextof recentsocial andculturaltheorizingaboutthe body and
the problemof dynamic embodiment.A historicaloverview situates earlier
approaches,such as kinesics andproxemics,in relationto morerecentdevel-
opmentsin theoryand method,such as those offeredby semasiologyand the
conceptof the "actionsign."Overlappinginterestswith linguisticandcognitive
anthropologyare described.The emergenceof a holistic "anthropologyof hu-
manmovement"has raisednew researchquestionsthatrequirenew resources.
Theoreticalinsightshave challengedresearchersto devise new methodsandto
adoptor devise new technologies,suchas videotapeandan adequatetranscrip-
tion system.An exampleof the latterillustratesthe analyticadvantagesof liter-
acy in the medium.

CONTENTS
Introduction................................................... 342
HumanMovement As EmbodiedAction ............................ 342
Dynamically EmbodiedKnowledge and Ethnography................. 344
The Absent Body in Social and CulturalTheory...................... 345
New Discourses on "The Body"................................... 346
The Absent Moving Body in Social and CulturalTheory ............... 348
A Historical Overview .......................................... 348
Action Signs and Vocal Signs .................................... 352
Towardan Anthropology of HumanMovement ...................... 354
Structural Universals, SemanticParticulars ............................. 356
From Nonverbal Behavior to Action Signs .............................. 358

0084-6570/99/1015-0341$12.00 341
342 FARNELL

Modes of Analytic Discourse ......................................... 360


Sound, Movement,and Literacy....................................... 360
Reading and Writingthe Action ....................................... 363
ConcludingRemarks ........................................... 365

INTRODUCTION

As humanbeings we talk and move, often simultaneously.We possess the nature,


powers, and capacities to do both at once, or we can move without talking (as
dancers do) or talk without moving. In any combinationboth acts emanatefrom
human persons: that is, from linguistically capable agents who utilize both
expressive mediums-speech and movement-to engage in numerous forms of
intelligent activity (Williams 1998:90, Ingold 1993a).
This nondualisticapproachto body movement informscurrentresearchin the
"anthropologyof humanmovement,"providinga focus for ethnographicenquiry
thatbrings sociocultural,linguistic, visual, and cognitive anthropologiesinto dia-
logue with each other. Although many anthropologists are familiar with the
approachesto understandingbody movement and space that were pioneered by
Birdwhistell's kinesics (1970) and Hall's proxemics (1959, 1966), less well-
known are theoreticaland methodological developmentsthathave built upon, or
radically departedfrom, these earlierattempts.
Priorto discussing such developments,I examinebroadertheoreticaldevelop-
ments in social and culturaltheory with respect to the problem of embodiment.
Although in the past two decades considerable interdisciplinaryattention has
been given to "talkaboutthe body" as a culturalobject, and to "talkof the body"
as a phenomenological realm of subjective experience, "talk from the body" as
dynamically embodied action in semanticallyrich spaces has received compara-
bly little attention(Farnell 1994, Varela 1995a). It is the latter,together with an
explorationof reasons for its relative neglect, that provides the focus here. This
essay also aims to complementtwo recent reviews in this series, one on gesture
(Kendon 1997) and one on dance (Reed 1998), by situatingthem in a wider theo-
retical and historical context.

HUMAN MOVEMENT AS EMBODIED ACTION

"Do you notice my sleight of hand: while I'm telling you watch the left hand,
watch the hurtleft hand, look at its wound and what it says. I distractyour atten-
tion away fromthe right- fromthe handholding the knife? This handis silent in a
way even the wounded flesh is not. It is silent because it is whole, it has not even a
markthat could stand for a voice or a word. But it speaks in actions, not in being
acted upon.... This hand holding the knife is silent in action, loud in the voice it
produces"(McLane 1996:112-13).
BODYMOVEMENT
PRACTICE 343

Thus speaks an investigatortryingto bring into words the unspeakableexperi-


ence of a victim of physical and sexual abuse, whose enforced silence has made
her turn upon her own body in acts of self-mutilation. "Her rage and anguish
move outward and strike at the boundaries enclosing her, and having no other
place to go, reboundtowardsherself." (McLane 1996:112). This is one example
of body movement as action, i.e. as the dynamicallyembodiedsignifying practice
of a human agent. In this case, paradoxically, the action confirms the self-
mutilator'sagency throughviolence against herself, even as she attemptsto find
and createunity in her body, and thereforein her self. In such extraordinaryways
can body movement provide humanbeings with a resource for action in a semi-
otic modality that frequentlyelides spoken expression but is never separatefrom
the nature, powers, and capacities of linguistically capable agents (Williams
1998, Ingold 1993a).
Human beings everywhere engage in complex structuredsystems of bodily
action that are laden with social and cultural significance. They employ an
embodied intentionalityto act (Gibson 1979:218-19) that is embedded in inter-
subjectivepractices. Some modes of action are acquiredduringchildhoodand, as
a resultof habitand skill, remainout of the focal awarenessof theiractors.Exam-
ples include discursivepracticessuch as talking (vocal gestures), signing, and the
hand and facial gestures that accompany speech in social interaction.There are
also numerous mundane techniques (skills) such as ways of eating, dressing,
walking, sitting, digging, planting,cleaning, cooking, bricklaying,and fishing, all
of which vary accordingto culturaland local conventions [Mauss 1979 (1935)].
People also frequentlylearnandpracticeadditionalspecialized bodily techniques
according to their age, ethnicity, class, family tradition,gender, sexual orienta-
tion, talent, skill, circumstance,and choice. For example, craftsmanshipinvolves
highly skilled human subjects in intelligent activities that engage the material
world, involving elaboratetool use and the shaping of things (see Ingold 1993b:
434). Equally skilled are choreographed"actionsign systems," (Williams 1975)
such as those found in sacred and secular rituals, ceremonies, sports, military
action, fighting, martialarts, and the expressive complexities of myriad danced,
theatrical,and otherperformancetraditions.
Such dynamically embodied signifying acts generate an enormousvariety of
forms of embodied knowledge, systematized in various ways and to varying
degrees, involving culturalconvention as well as creativeperformativity(Farell
1995c). In all cases, such techniquesdu corps-the "ways in which from society
to society [people] know how to use their bodies" [Mauss 1979 (1935):97]-are
everywhere constitutive of human subjectivity and intersubjective domains.
Olderdualistic divisions of such intelligent embodiedactivities into practicaland
expressive, instrumentaland symbolic, technical and ritual, verbal and non-
verbal, and the notion of "discursive and practical consciousness" (Giddens
1984) have proved unhelpful in understandingthe range and complexity of
humanaction (see Farnell 1995a:19, Ingold 1993b:437, Williams 1991:242).
In currentanthropologicalpractice, many investigators of human movement
contributeto wider anthropologicalgoals regardingthe need to articulatemore
344 FARNELL

dynamic views of "culture."They proceed from the position that such dynami-
cally embodied signifying acts (including spoken language) in symbolically
rich spaces are the dialogical, intersubjectivemeans by which persons, social
institutions, and culturalknowledge are socially constructed,historically trans-
mitted, and revised and so are constitutiveof cultureand self (Farnell& Graham
1998:411). Structureduses of sound other than speech (Feld 1991), as well as
somato-sensorimodes of knowledge such as touch, smell, taste,pain, andourkin-
esthetic sense (Howes 1991, Scarry 1985, Seremetakis1994, Stoller 1989, Taus-
sig 1993), complement vocal signs and action signs to complete the range of
semiotic systems open to humanprocesses of meaning-makingand communica-
tion, but talk and action can probably be considered primary in the human
domain. If, as Giddens pointed out 15 years ago (1984), the next majorproblem
for social theory is how to connect saying with doing, currentresearch in the
anthropology of human movement would seem particularly well situated to
make definitive contributionsto its solution.

DYNAMICALLY EMBODIED KNOWLEDGE AND


ETHNOGRAPHY

Despite the ubiquitouspresence of body movementin humanlived experience,as


an intimatepartof one's being, one's language, and one's ability to exist in com-
plex materialworlds within realms of social action, the detailed study of human
movement constitutesa relatively minor traditionin anthropology.This paradox
is itself worthy of anthropologicalattention. Why, in a discipline that defines
itself by a holistic approach,do systematic analyses of dynamically embodied
knowledge only rarelyfind their way into ethnographicrepresentations,and thus
into the academy?This seems especially odd given thatanthropologistsnecessar-
ily encounter,engage in, andfrequentlymasternew skills andembodiedmodes of
expressive conductduringfield research,althoughnew modes of somatic knowl-
edge can also be intellectually and emotionally threatening(cf Stoller & Oakes
1987).
Jackson(1989:135) provides importantinsights into this paradoxin a confes-
sional account of his own alienationfrom "bodilypraxis."He recalls his conver-
sion experience from participationcharacterizedas "stand[ing]aside from the
action, tak[ing]up a point of view andask[ing] endless questions"to participation
characterizedby the learning of everyday household skills and dancing. He
admits that this was an importantprecursorto many of his most valued insights
into Kurankosocial life. One is led to suspect thatJackson'sprioralienationmay
be a common experiencefor anthropologistssocialized into the mores of Western
academia (cf Bourdieu 1977:2). From the perspective of an anthropology of
humanmovement, we can say that Jacksondiscoveredthe value and necessity of
paying equal and serious attentionduringfieldworkto learningvisual-kinesthetic
acts in additionto acts achieved with words (vocal gestures).
PRACTICE
BODYMOVEMENT 345

Ardener's (1989a) landmarkpaper on the analysis of events is helpful in


understandingthis omission. He reminds us that our awareness of particular
events dependsupon the "modesof registrationand specification"availableto us,
i.e. on the means by which they are apperceived.If most anthropologistsliterally
do not see body movement empirically(althoughthey are not alone in this), or if
when they do they conceive of it as behaviorandnot action, it is because they lack
modes of registrationor specification adequate to the task (Farnell 1994:935).
Without suitable theoreticalresources,which, after all, "determinewhere, in the
multiplicity of naturalphenomena,we should seek for...evidence"(Harre 1986:
83), many anthropologistshave found it hardto imagine how forms of dynami-
cally embodied action might constitute culturalknowledge worthy of investiga-
tion. A furtherdifficulty, as Chapmanhas observed, stems from the fact that
although we recognize a need for the translationof foreign spoken languages,
action sign systems are not grantedthe same status: "[T]ranslationwill not be
thoughtnecessary"(Chapman1982:134).
Criticaldiscussion of some of the culturaland historicalreasons for this state
of affairs will help to situate the importof recent theoreticaland methodological
developments in the study of human movement, explored below. The current
challenge for anthropologyis to develop modes of registrationand specification
that will facilitate the learning and analysis of action, allow records of visual-
kinesthetic action-alongside records of speech-to become a normal part of
fieldwork practice, and so lead to the presence of enacted forms of knowledge in
ethnographicaccounts (Farnell 1994:936). Significant strideshave been made in
this direction.The extent to which they will be takenup by the discipline remains
to be seen.

THE ABSENTBODY IN SOCIALAND CULTURAL


THEORY
Scholars suggest that the curiously disembodiedview of humanbeings thatuntil
recently has permeatedthe social sciences is due to a longstandingbias against
the body in thattraditionof thoughtwe call Western(i.e. Europeanand European
derived). This precluded social theorists from attending to physical being and
bodily actions in their definitions of social action.
Barish (1981), Best (1974, 1978), Farnell(1994, 1995c), Harre(1986), Ingold
(1993a,b), Streeck (1993), Turner(1984), and Varela (1995a) discuss the perva-
sive influence of the Platonic-Cartesiannotion of person in this regard.With its
now familiardualisms of mind/body,mental/behavioral,reason/emotion,subjec-
tive/objective, inner/outer,and nonmaterial/material,Platonic-Cartesianmeta-
physics has produced discourses in which these oppositional dimensions get
mapped onto each other. Generally speaking, the Westernmodel of person pro-
vides a conception of mind as the internal, nonmaterial locus of rationality,
thought, language, and knowledge. In opposition to this, the body is regardedas
the mechanical, sensate, materiallocus of irrationalityand feeling. After Darwin
(1872), such physicality has most often been understoodas naturalratherthan
346 FARNELL

cultural,a survivalof our animalpast perhaps.In Westernacademia,this bifurca-


tion has led to a valorization of spoken and written signs as "real"knowledge,
internalto the reasoningmind of a solipsistic individual,to the exclusion of other
semiotic (i.e. meaning-making)practices, thereby bifurcatingintelligent activi-
ties. This, in turn,has produceda radicaldisjunctionbetween verbaland so-called
nonverbalaspects of communicationin our meta-linguisticdiscourse.
Although dictionarydefinitions of the term nonverbalrefer to an absence of
words, as a negative appellation it has become largely synonymous with the
absence of languageandmind. As such, the termprovidesa conceptualrepository
for all those qualitiesthattraditionallyreside on the less-valued side of the afore-
mentioned oppositions. Alternatively,in an attemptto reverse the epistemologi-
cal hierarchythat has excluded embodied knowledge, the body has become, for
some, the last refuge from languageand is romanticallyviewed as the last bastion
of the natural,the unspoiled, the preconceptual,and the primitive, a retreatfrom
the moral responsibility and complexity of the verbal condition (Farell 1994:
937). Ironicallyperhaps,the postmodern,phenomenologicalvalorization of the
sensuous usually retains the dualistic terms of the Platonic legacy, abandoning
what counts as rationalityto intellectualists, ratherthan making a case for the
rationality of feeling (see Best 1992; cf Grosz 1995:25-43, Nussbaum 1995:
53-78). Conversely, as Ardener(1989a) has suggested, for others, language has
long figured as a refuge from materiality.
Turner(1984) suggests that the Platonic-Cartesianlegacy has been bolstered
by the Christiandisdain for the flesh as a locus of corruptingappetite, sinful
desire, and private irrationality(see also Bottomly 1979, Brown 1988, Bynum
1991, Onians 1954). Freund(1988) adds that the markedabsence of the body in
the social sciences also stems from a revolt against biological reductionism,
which as feminist critiques have shown was not without its political uses as a
means to justify sexist and racist assumptionsabouthumannature(Birke 1986).
Such a stance was also partof the effort to establish an autonomoussocial scien-
tific discourse. Ironically, acceptance of the deeper philosophical assumptionof
mind/body dualism was shared with biological determinism: social science
assigned mind priorityover body and severed it from its embodiedform, whereas
biologism assigned priorityto the organism(Freund1988:839).

NEW DISCOURSES ON "THE BODY"

For some time now, a numberof social theoristshave been working on "theprob-
lem of embodiment"and have sought to articulateways of "bringingbodies back
in" (Frank 1990; see also Csordas 1989, 1994a; Frank 1991; Featherstoneet al
1991; Shilling 1993; Turner1984, 1991; Varela 1994b, 1995a,b). This interestis
partof a much wider explosion of academicliteratureon the body, much of which
has been stimulatedby the work of Foucault(e.g. 1973, 1977, 1978) andby femi-
nist theory (e.g. Allen & Grosz 1987; Bordo 1993; Butler 1993; Grosz 1991,
1994, 1995; Jaggar& Bordo 1989; Martin 1987; Suleiman 1986; see also essays
in Feharet al 1989).
BODYMOVEMENT
PRACTICE 347

Although it is beyond the scope of this essay to review this broad, multi-
disciplinarywork, the discussion by Turner(1994) provides an importantanthro-
pological critiquethatis relevanthere. Turnersuggests thatthe currentsalience of
bodily relatedpolitical movements and the surge of interestin the body in social,
cultural,and psychological theorizing is associated with the appropriationof all
aspects of bodiliness in the productionof personal and social identity within the
culture of contemporarylate-capitalism. The embodied subject is "the object of
seductionby advertising,interpellationby semiotically loaded commodities, tor-
ture by a broad spectrum of political regimes, bitter conflict over reproductive
rights and health care, struggles for the revaluationof alternatesexual identities,
threatsfrom new epidemic diseases, and the object of new technologies permit-
ting the alteration of physical attributeshitherto accepted as naturally deter-
mined"(Turner1994:27). Turnersuggests that this emergence of the body as an
academic focus in the context of late capitalism helps account for some of the
major limitations and distortionsof the natureof the body in currentsocial and
culturaltheory. These include a severanceof the body's social roots, its demateri-
alization as a figment of discourse, and its reificationas a transcendentalindivid-
ual, all of which promote a general tendency to "[substitute]the body conceived
as a set of individualpsychological or sensualresponsesand needs for the body as
materialprocess of social interaction"(Turner1994:28).
Within anthropology,this multidisciplinaryliteraturehas stimulatedrenewed
attention to the anthropology of the body, a long-standing if relatively minor
anthropologicaltradition.Since the discipline's inception, anthropologicalstud-
ies of the distanced bodies of non-Westernothers as culturalobjects have often
included attentionto visual phenomenasuch as masking, costuming, body orna-
ments and decoration,tattooing,and scarification.This continues, but recently it
been supplementedby studies of bodies closer to anthropologicalselves (Bur-
roughs & Ehrenreich 1993, Lock 1993, Mascia-Lees & Sharpe 1992, Scheper-
Hughes & Lock 1987). In the theoreticalshift from structureto process and prac-
tice, Bourdieu's (1977) notions of"habitus"and "hexis"have been sensitizing in
drawingwidespreadattentionto the role of habitualbodily and spatialpracticesin
social action: for example, ways of moving (stance, gait, posture), ways of mak-
ing things, and practicaltaxonomies of sensory experience. This has been "good
to thinkwith"despite residualCartesianandDurkheimianassumptionsregarding
human agency and social structurein Bourdieu's practice theory (see Bourdieu
1977, Bourdieu & Wacquant 1992, Farell 1998, Varela & Harre 1996). Like-
wise, Foucault's prominent and influential turn to a post-structuralistbody,
althoughtheoreticallyproblematicfor similarreasons (see Turner1994) has nev-
ertheless stimulatednew questions and opened up new potential sites for embod-
ied research in anthropology.Scheper-Hughes& Lock (1987) and Lock (1993)
provide reviews of the anthropologicalliteratureon the body, especially as it has
emerged in the context of new developments in medical anthropology(see also
Burroughs& Ehrenreich1993, Csordas 1994b, Rapp& Ginsburg1995, Strather
1996, Synnott 1993, and references therein).
348 FARNELL

THE ABSENT MOVING BODY IN SOCIAL AND


CULTURAL THEORY

Although in this rapidlyaccumulatingliterature,the body is portrayedas a social


and culturalentity ratherthan the purely biological or mechanisticobject typical
of behavioristic accounts, it nevertheless usually remains a static, more or less
passive culturalobject of disciplines andrepresentations,separatefrom the mind.
Varela (1994a, 1995a) suggests that a viable post-Cartesiantheory of embodi-
ment remainsincompleteif it does not acknowledgethe dynamicnatureof human
action and include accounts of persons enacting the body. This means including
physical actions of all kinds as componentsof personaland social action;incorpo-
rating (literally) the agentic productionof meaning throughactions that may be
outof awarenessthroughhabitandskill ormaybe highlydeliberatechoreographies.
The issue of dynamic embodiment is deeply related to the problem of the
natureand location of human agency, a theoreticalarenathat can only be men-
tioned here, but one in which a Coperican revolution against Cartesianismhas
been underway for some time (Aronson et al 1995; Harre 1986, 1998; Harre&
Maddon 1975; Shotter 1991, Varela 1994a, 1995a,b;Varela & Harre 1996; War-
ner 1990). The searchto articulatepost-Cartesianconcepts of personhoodis not
new and remainsactive (see Harre& Gillett 1994). Solutions appearto reside in
ourwillingness to abandonthe dimensions of dualistictalk in orderto recoverthe
notion of personas a causally empowered(butnot causally determined),dynami-
cally embodied center of action who engages in multiple kinds of semiotic prac-
tices (Harre1986; Varela 1994a, 1995a; Farell 1998). This has been articulated
in Harre's"causalpowers theory,"which locates humanagency in the powers and
capacities of embodied persons for all kinds of action, ratherthan in a scientifi-
cally implausibleCartesiannonmaterialmental substanceor, in a reversalof that
center of privilege, in the equally ambiguoussubjectivist"bodily intentionality"
of the phenomenology of Merleau-Ponty(1962; Russow 1988, Varela 1995a,b).
Wittgenstein's anti-Cartesianposition that "it is our acting that lies at the bottom
of our practices"(Wittgenstein 1977:204) is thereby scientifically grounded.
A causal powers reading of human agency manages to transcendDescartes's
version of our mental lives without rejecting mind per se (as did behaviorism),
and without resortingto subjectivismor an ontological monism thatreduces sub-
jectivity to physiology or genetics. It thusprovidesa new Westernmetaphysicsof
person, a scientifically groundednotion of dynamicallyembodiedhumanagency
from which an anthropology of human movement might proceed with some
confidence.

A HISTORICAL OVERVIEW

Wherediscussions of body movementhave found a place in anthropologicalwrit-


ings, interpretationshave, of course, been influenced, if not determinedby, the
theories and explanatoryparadigmsof the time. This point is well illustratedin
PRACTICE
BODYMOVEMENT 349

Williams's ethnohistoricalsurvey of writing in English on the subject of dance


from the latterthirdof the nineteenthcenturyup to the 1960s. She uncovers a fas-
cinatingarrayof explanationsaccountingfor why people dance, couched in terms
of emotional, psychologistic, biological, intellectualist,literary,religious, quasi-
religious, and functionalexplanations(Williams 1991:19-117, Keali'inohomoku
1980).
In light of the aforementionedphilosophical and religious legacy, it is not sur-
prisingto find thatpriorto the formalestablishmentof the discipline, the accounts
of early explorers,missionaries, and nineteenthcenturyamateurethnologists are
replete with expressions of curiosity and a fertile tension between desire and dis-
gust over alien bodily practices,unfamiliardomestic activities, "excesses"of ges-
ticulation, "exotic" rituals, and "wild" dancing. On the whole, the greater the
observable variationfrom acceptable Europeannorms of physical behavior, the
more "primitive"a society was judged to be. This line of reasoninganddistancing
as "other"providedjustification for widespread colonial efforts to "civilize the
savages" throughthe radicalcontrol of bodily practices (i.e. clothing, hairstyles,
eating habits, sexual liaisons, social manners,work ethic, and ritualactivities) as
well as political and economic practices.For example, in North America, the US
Office of IndianAffairs book of regulationsfor 1904 listed participationin Native
American religious rituals and dancing as a punishable offense because they
"stirredthe passions of the blood" and hinderedprogress toward "civilization"
(i.e. assimilation) (cf Comaroff& Comaroff 1991).
In the discipline's formative period on both sides of the Atlantic, it was the
evolutionist search for the origins of language that motivated interest in body
movement. For example, the Victorian English anthropologistTylor regarded
sign languages and gesture as components of a universal "gesture language,"
more primitivethan speech or writing, and he expected the elements to be univer-
sally recognizable (Tylor 1865). Tylor believed he was close to discovering the
original sign-makingfaculty in humansthat once led to the emergence of spoken
language. Meanwhile, in the United States, Tylor's work provided theoretical
supportfor Mallery's extensive collection of dataon signing and gesture.Mallery
comparedNative American signing systems with deaf sign languages and pro-
vided accounts of the use of gesture in classical times, in Naples, and among con-
temporary actors [Mallery 1972 (1881)]. The first publications of the newly
established Bureau of American Ethnology in Washington D.C. were entirely
devoted to accounts of Mallery's researchon the subject [1972 (1881), 1978a,b
(1880a,b)]. On both sides of the Atlantic,however, this focus quickly disappeared
once the evolutionaryparadigmand the fascinationwith "origins"waned. Inter-
est in tool use and gesture continuedto play a significant role in accounts of the
evolution of humanintelligence, however (see Gibson & Ingold 1993).
In typical contrastto the universalisttheories of gestureespousedby these evo-
lutionists, Boas stressed the learned, culture-specific natureof body movement.
He recognized that artistic form and culturalpatterningwere present not only in
Native American dances, but also in the complex hand gestures and other body
movements that accompanied song, oratory,and the performanceof oral litera-
350 FARNELL

ture (Boas 1890, 1939, 1972; see also Kaeppler 1978:33, Williams 1991:88-89).
Despite this, Boas chose to exclude "gesture-language"fromhis influentialintro-
duction to the Handbook of American Indian Languages (1911). Aligning body
movement with "musicalmeans of communication,"he limited his consideration
to "communicationby groups of sounds producedby the articulatingorgans [of
mouth and tongue]" (1911:10). Boas thus inadvertentlyset the pattern for the
exclusion of body movement from futureresearchin Americanlinguistic anthro-
pology. Subsequentresearchbecame focused on a rathernarrow conception of
spoken language structure(Farnell 1996a).
Boas's student Sapir also recognized that manual gestures interplay con-
stantlywith speech in communicativesituations,but the linguistic and social sig-
nificance of what he referred to as an "elaborate and secret code" were left
unexplored(Sapir 1949:556). Likewise, Whorf (1956) made programmaticsug-
gestions aboutspatializedmetaphorsin speech and gesturewhen he noted that,as
speakersof English, "we are more apt to make a graspinggesturewhen we speak
of grasping an elusive idea, than when we speak of grasping a door knob" but
the statement appears to have gone unnoticed. Consistent with the high status
of American psychology at the time, interest in the psychological (mental)
took precedenceover the body, as witnessed by the rise of interestin cultureand
personality.
Other students of Boas' contributedto a functionalistview of human move-
ment systems. For example, Mead [1959 (1928)] regardedthe dances of Samoan
adolescents as a vehicle for psychological adjustment;for Benedict (1934), the
functionof the entireKwakiutlWinterCeremonial(a series of religious rites) was
to rehabilitatethe individualback into secular society. Boas' daughterFranziska
published a book called The Function of Dance in Human Society (1972), which
contained an essay by her father on dance and music among Northwest Coast
Indians,as well as essays on the function of dance in Haiti, Bali, and "primitive"
African communities.Actual body movement is epiphenomenalin such descrip-
tions, however, as ritual actions and dancing are described in terms of adaptive
responses either to the social, the psychological, or the physical environment
(Williams 1991:119). Similar descriptions appear in the work of many British
functionalist anthropologists also [e.g. Firth 1965 (1936), Malinowski 1922,
Radcliffe-Brown 1964 (1913)].
The unprecedentedessay of FrenchanthropologistMauss [1979 (1935)] pre-
figured the interests of Benedict, Mead, and others in noting how each society
imposes on the individual a rigorously determineduse of the body during the
trainingof a child's bodily needs and activities. Mauss' essay clearly illustrated
how seemingly "natural"bodily activities were (Durkheimian)social facts that
were simultaneouslysociological, historical, and physio-psychological.
In the 1940s and 1950s, the potentialimportanceto anthropologistsof record-
ing and analyzingbody movementswas demonstratedby the photographicanaly-
sis of Balinese characterby Mead & Bateson (1942), by the contrastiveanalysis
of the gestures of Italianand SoutheasternEuropeanJewish immigrantsin New
York by Efron (1942) by La Barre's essay on the culturalbasis of emotions and
BODY MOVEMENTPRACTICE 351

gestures (1947), and by the cross-culturalcomparison of "posturalhabits" by


Hewes (1955).
In the 1960s, Goffman's influentialmicro-sociological studies of social inter-
action included attentionto the agentic managementof bodily performancesin
the presentationof self. Goffman introducedthe termbody idiom to describe the
socially constructedknowledge found in conventionalized vocabularies of ges-
tures/posturesand the corporeal rules importantto understandingbehavior in
public, therebyprefiguringWilliams' "actionsign systems"(1975) in some ways.
However, Goffman did not systematically explore this notion, nor was he con-
cerned with providing an explicit theory of the body in society (Goffman 1963,
1969; see Shilling 1993:74, 85-88).
The outstandingearlypioneer in anthropologicalresearchon bodily communi-
cation was Birdwhistell (1970), who coined the term kinesics to describe his
approach.Birdwhistellwas inspiredby what he viewed as Sapir's anticipationof
the interdependence of linguistic and kinesic research (Sapir 1949), and by
attempts on the part of others to apply the methods of structurallinguistics to
other aspects of vocalization ("paralinguistics")as well as the work of Bateson
(1958) and Goffman (1963, 1969). He envisioned a discipline thatwould parallel
linguistics but deal with the analysis of visible bodily motion. Using filmed data,
he applied a linguistic model, attemptingto identify movement units based on
contrastiveanalysis in a mannersimilarto that establishedby structurallinguists
for establishing the phonemes and morphemes of a spoken language. Unfortu-
nately, without the theoreticalmeans to specify how bodily movements could be
made finite for analytic purposes, and minus the concepts of "action"and "sign
system"(Williams 1975), Birdwhistell's analyses dissolved into analyticalminu-
tia from which he seemed unable to emerge.
Birdwhistell's research, like Goffman's, was limited to interactioncontexts,
usually in clinical settings, and he considered more formalized idioms such as
dancing, drama, mime, and religious ritual to be beyond the interests of
kinesics (1970:181). This was unfortunate,as it narrowedthe scope of the poten-
tial field and separatedkinesics from much that was of interest to mainstream
anthropology.
Whereaskinesics focused on body motion, the proxemics of Hall (1959, 1966,
1968) drew attentionto the role that space plays in humanrelations. Hall postu-
lated that there are socially established zones of space surroundingindividuals
that are generally out of awarenessbut that influence, and may even determine,
daily interactions(Hall 1959, 1966). Hall's writings include many thought-pro-
voking ethnographicobservationsabout the uses of space in different contexts,
including situationsof culturalcontact.
Kinesics andproxemics providedimportantsensitizing constructsin the 1960s
and 1970s. They raised new questions and suggested a frameworkthat could be
developed by laterinvestigators.Problemsarose in the two approaches,however,
from the separationof body motion and space. Kinesic motions of the body exist
in a spatial vacuum whereas proxemic zones of space are empty of the dynami-
cally embodied action that structurestheir meaning. It is dynamically embodied
352 FARNELL

action within structuredspaces that we wish to account for. In retrospectwe can


see that this separationwas possible because both approachestake an observa-
tionist ratherthan an agentic perspective on action.

ACTION SIGNS AND VOCAL SIGNS

Kendon (1982) suggests that the kinesics program envisaged by Birdwhistell


might have been implementedhad the interestof many people in linguistics not
been redirected in the 1960s by Chomsky's generative linguistics. Concerned
exclusively with the formalanalysis of syntax and linguistic "competence,"with
the goal of uncovering a universal grammarin the humanmind, the Chomskian
agenda consigned actual acts of speaking to the "wastebasket of 'perfor-
mance"' (Kendon 1982:53). Prior to this, Saussurianinfluenced structurallin-
guistics focused primarilyon la langue (language system) to the exclusion of la
parole (speaking). Only when linguistic anthropologyembracedHymes's "eth-
nographyof speaking"with its "breakthroughto performance,"in explicit con-
trastto the Chomskianagenda, did attentionturnto the performanceof speech in
social contexts.
This provided a theoretical climate for the 1980s and 1990s in which to add
the embodimentof social actors to the notion of language-in-use.A number of
linguistic anthropologistsand conversation analysts recognized that the visual-
kinaesthetic components of discourse, such as manual and facial gestures, pos-
tures, and gaze, are meaningfulcomponentsof linguistic utterancesand began to
build on Goffman's earlier insights. This has produced detailed research into
"deixis"(the spoken and gesturalorganizationof space/time), indexicality (con-
nections to the communicativecontext), performativity(language as action), and
the analysis of conversation(e.g. Farell 1995a; Goffman 1974; Goodwin 1986;
Goodwin & Goodwin 1986, 1992; Havilland 1993; Heath 1986; Kendon 1980,
1983, 1992; Sherzer1972, 1991; Streeck 1993, 1994; Tedlock 1983; Wiget 1987;
for review of researchon gesture see Kendon 1997).
Spatial orientation and spatial contexts have also received attention from
discourse-centeredlinguistic anthropologists.Duranti(1992), for example, rec-
ognized the need to enlarge the notion of linguistic context to include Samoan
body movement throughlocally conceptualized spaces (see also Duranti 1997:
321-28, Keating 1998). Hanks' (1990) detailed study of Mayan deixis draws
attention to the corporeal field of spatial orientation,in which speech acts are
embedded. Farnell (1995a) and Haviland (1993) illustrate how action signs
within such corporealfields arethemselves dynamiccomponentsof deictic refer-
ence, inseparablefromthe symbolically rich, structuredspatialcontexts in which
they are embedded(cfLevinson 1997). As Williams notes, "thereis an irrevoca-
ble connection between humanspatialpoints of reference and points of applica-
tion for linguistic predicates"(1991:339).
Anthropological research into signed languages and the communities that
employ them offer additionalimportantchallenges to the disembodied ideology
BODYMOVEMENT
PRACTICE 353

of traditionallinguistics. For example, Monaghan(1998) explores the complexi-


ties of communicationin the New Zealanddeaf communityin the wake of oppres-
sive oralist methods of education (cf Baynton 1995 for parallel history of
American Sign Language). Nakamura(1999) explores identity and deafness in
Japan,while Senghas (1998) examines the recentemergenceof a Nicaraguansign
language resulting from new educational opportunitiesthat have brought deaf
individualsinto contactwith each other(see also Kegl et al 1998). These contexts
of rapid linguistic change have provided opportunities to study processes of
pidginizationand creolizationin signed languages.Kendon(1988) documentsthe
sign languages of Aboriginal women in central Australiathat developed during
periods of mourning, when speech is prohibited,whereas Farell explores the
complex integrationof spokenNakota and Plains Indiansign language in Assini-
boine storytellingon the northernplains (Farell 1995a,e).
Additional interest in dynamic uses of space and spatial orientationcomes
from cognitive anthropology.Levinson (1996) notes the extensive recent interest
in the subject of space from (a) the cognitive sciences (which posit innate bases
for spatial cognition), (b) cognitive linguistics (with assumed commonalities of
humanexperience), and (c) neo-Whorfianfindings that suggest far more cultural
variation in spatial language and cognition than expected by the first two. He
observes that, unfortunately,these debates remain unconnected to many other
studies of space in anthropologybecause of the relative neglect of how people
think and talk about spatial notions in everyday life (Levinson 1996:377). One
would want to add that in additionto thinking and talking about spatial notions,
people also move in and through space and manipulateobjects, and they have
conceptions about those actions (cf Lave 1990, Ingold 1993c). The illuminating
study by Keller & Keller (1996) of tool use among American blacksmiths, for
example, illustrateshow physical actions, languageuse, and associated concepts
are integrated parts of the total picture, thus bringing dynamically embodied
action into cognitive anthropology.
These investigators would presumably agree that, like the body itself, lived
space is not a given physical reality but an achieved structuring,simultaneously
physical, conceptual,moral, and ethical (Williams 1995:52). Spaces are mapped
throughindexical devices in words and action signs, throughnames, locomotion
in and throughplaces, and rememberedsenses of place (Basso 1984, 1988, 1996;
Feld & Basso 1996; Duranti 1992; Keating 1998; Farell 1995a,d,e; Hallowell
1955; Hanks 1990; Haugan 1969; Haviland 1993; Jarvella& Klein 1982; Levin-
son 1996, 1997, and referencestherein;Pick & Acredolo 1983).
The exploration of action signs as embodied corporeal memory is a fertile
arenaawaitingfurtherinvestigation.Comaroff& Comaroffnote the "implications
of actual bodily experience for imagining and acting upon the forces of history"
(1992:72). If, as history,the past lies behindus, as memoryit remainswith us, not
only in words but also in our neuromuscularpatterningand kinaestheticmemo-
ries-the way in which specific experiences and concepts of time/space are built
into our bodily modus operandi(e.g. Behar 1996:104-35). Connerton(1989:96)
suggests thatin culturalmemory "thepast is, as it were, sedimentedin the body."
354 FARNELL

For example, walking throughfamiliarlandscapescan evoke physical memories


of formeracts thathave eluded verbalmemory(W Kelleher,manuscriptin prepa-
ration);places hold experiences together, and it has been arguedthat we experi-
ence temporality spatially through moving (see Feeley-Harik 1996:215).
Traumaticactions perpetratedagainst one's person are frequentlymemorized in
physical acts of defensive response (Young 1998), and in "emotionaltremorsthat
surface in our bodies to protect us" (Winkler 1994:256). We can also engage in
energeticpracticesof forgettingin attemptsto deadenfeeling. Schieffelin (1976)
provides an extraordinaryethnographyof the work of recollection and emotion
in which events are re-presented(made present again) in Kaluli dramaticritual
performance, whereas Famell (1995a) illustrates the indexical connections
between action signs and remembered(re-membered)landscapesin Assiniboine
narratives.

TOWARD AN ANTHROPOLOGY OF HUMAN


MOVEMENT

The vision of a more holistic "anthropologyof humanmovement"that studies all


kinds of"action sign systems" (Williams 1975, 1982) or "structuredmovement
systems"(Kaeppler1971, 1985,) emergedduringthe 1970s andwas institutional-
ized with the inauguration of the Journalfor the Anthropological Study of Human
Movement (JASHM) at New York University in 1979 in conjunction with the
Masterof Arts programin the subjectthatWilliams directed.JASHM,now in its
twentieth year of publication(currentlyat the University of Illinois), provides a
record of the wide range of research and writing that has been going on in the
anthropologyof human movement, despite its small, albeit international,con-
stituency. Additional collections of researchand writings include a book series,
Readings in the Anthropology of Human Movement (Williams 1997, 1999), a spe-
cial issue of VisualAnthropology(Williams 1996), and Famell (1995b).
Williams's doctoraldissertation(1975) exemplified the new vision in its eth-
nographic treatmentof three diverse movement systems: a ritual (the Catholic
Latin Mass), a dance idiom (classical ballet), and an exercise technique/martial
art (tai chi chuan) (Williams 1975, 1994a, 1995). Williams developed new theo-
reticalresourcesfor a specifically humansemiotics of action called semasiaology
thatenabledher to accommodatethis wide rangeof subjectmatter.She employed
a linguistic analogy based on certain Saussurianideas (e.g. la langue/la parole,
signifier/signified)in markedcontrastto Birdwhistell's attemptto calquethe pho-
nological level of a linguistic model directly onto bodily movement. Williams's
embodiedtheory of humanaction is also groundedin Harre'spost-Cartesianthe-
ory of person(see above) and is situatedin the context of Britishsemanticanthro-
pology (see Crick 1976; Harre 1971; Parkin 1982).
Kaeppler,anotherimportantpioneer in this endeavor, also chose a linguistic
analogy but based her approachon the emic/etic distinction from a combination
of Pike's structurallinguistics and Americanethnoscience of the 1960s. This per-
BODYMOVEMENT
PRACTICE 355

spective provided a fruitful means to identify culturallyrelevant units of move-


ment. Those movement patterns that practitioners themselves identified as
structuralcomponents of a movement system could be distinguishedas kinemic
(Kaeppler 1967, 1971; see also Kaeppler 1986).
Kaeppler's authoritativestudies of a wide variety of structuredsystems of
movementpracticedin Hawaii and Tongaprovide exemplarsfor the in-deptheth-
nographic study of choreographedmovement systems across genres within one
society (e.g. Kaeppler 1985, 1993a,b). For example, in her study of Hawaiian
Hula Pahu (1993a), Kaeppler carefully distinguishes three traditionalactivities
that employed formalizedmovement. During mourningceremonies, chants pro-
vided mournerswith an appropriatemediumfor self-mutilationas well as formal-
ized movements to accompany lamentationsand wailing. In sacred ceremonies,
formalizedmovementswere performedwith sacredtexts and drumming,present-
ing a sacramentthat communicatedthe ceremony to the gods both visually and
aurally.Formalentertainments,meanwhile, employed dancerssitting or standing
in rows who performed movements in conjunction with metaphorically laden
spoken or sung texts thatcontainedveiled referenceshonoringpeople andplaces.
Such veiled or layered meaning (kaona), which depends on extensive cultural
knowledge for a nuancedunderstanding,was thoughtto have a power of its own
thatcould honoror harm(Kaeppler1993a:8-12; see also Kaeppler1995). Similar
careful distinctions are made in Kaeppler's researchon Tongan expressive cul-
ture, which contains detailed analysis of the poetic elements shared by both
speech and structuredmovement systems-systems that may be visual manifes-
tations of social relations as well as part of an elaborateaesthetic system (Kaep-
pler 1985, 1993b).
As the diversity of ethnographicresearchby Kaepplerand Williams exempli-
fies, an anthropologyof humanmovement casts widely, incorporatingunderone
general rubricstudies previously separated,somewhatarbitrarily,into categories
such as dance, ritual,gesture, or nonverbalcommunication.These classifications
have proven problematicbecause attachedto them are unproductivepreconcep-
tions such as divisions between artandnonart,verbalandnonverbal,practicaland
symbolic. They also frequentlyoccasion a lack of fit with indigenous categoriza-
tions of movement (Gore 1994:59; Kaeppler 1978:46, 1985:92-94; Middleton
1985:168; Spencer 1985:140; Williams 1991:5, 59; cf Vogel 1997). For example,
Lewis (1992) illustratesthe complexity of a Brazilian action sign system called
Capoeira that defies easy categorizationbecause it incorporatestechniques of
combat, sport, dance, and creative-movement"play" specifically related to its
historyas an "artof resistance"for Braziliansof Africandescent (see also Brown-
ing 1995). Likewise, Friedland(1995) describes the ways in which "movement
play" in African-Americanyouth cultureis partof a complex of interrelatedcom-
municative and expressive systems that constitute a whole world of artisticper-
formance.Frequentlydrenchedwith social commentary,such movement play is
often transformed into exhibition forms, only a minute proportion of which
became popularized through the American mainstreammedia as "breakdanc-
ing." Similarly, Jordan& Thomas (1997) explore developments in Olympic ice-
356 FARNELL

skating that effectively blur previously well-established boundaries between


"sport"and "performanceart."Gore (1997) drawsattentionto classifications that
have more to do with generationalsubculturesthangenres, or nationaland ethnic
boundaries,as exemplified by "raveculture"-recreational events driven by the
mass mediathatengenderan enormousfollowing amongcontemporaryEuropean
youth.
In addition, such predeterminedEnglish language categories tend to mask
interestingfeaturesthat cross Western genres. For example, Hall (1996) shows
how Irish ideals aboutbodily comportmentand moral standingin everyday con-
texts transferinto the distinct uprightposture of Irish dancing. Farell (1995f)
found that features of spatial orientationthat structurethe intimate, intersubjec-
tive corporealspace of Assiniboine storytellingwith Plains Indiansign language
(based on a specific conception of the four cardinaldirections)also structurethe
performancespaces of dance events, althoughthe sign languageitself is not used
in the dances. In contrast,Williams (1991) observedthatsigns thatdesignatekin-
ship relations in an AustralianAboriginal sign language used in Cape York are
utilized in dances in ways thathighlightthose relationshipsandconfer knowledge
about them. These examples clearly suggest that investigatorswho restricttheir
attentionto gesture, sign language, or dance are likely to overlook importantfea-
tures that cross western genres and which may attest to the import of embodied
knowledge in other social and culturaldomains.
Contemporaryapproachesto investigatinghuman action sign systems, (Wil-
liams 1991), or structuredmovement systems (Kaeppler1985) resonatewith the
recentcall by Feld (1990, 1991) for ethnomusicologyto shift fromthe categoryof
music to an anthropologyof structuredsound. These wider goals also parallel
those of linguistic anthropologyin the sense of aiming to provide rich and varied
resourcesthat facilitate the ethnographicinvestigationof dynamically embodied
signifying acts in any culturalcontext.
Structural Universals, Semantic Particulars
In the early 1970s, Williams, like Kaeppler,recognized that an anthropological
approachto all forms of humanmovement requiredtheoreticalresourcesbeyond
those offered by kinesics and proxemics. In additionto the need to combine bod-
ily actions with the spatial contexts in which they appear,both aspects of action
requiredreconceptualizingin ways thatwould make them available to analytical
rigor. The problemwas how to achieve this without compromisinga focus on the
agent centered articulationof nuanced culturalmeanings to which, as a former
dancer,Williams was deeply committed.
The first theoretical task semasiology undertook was to delineate those
resources with which every humanbeing is equipped,to identify structuraluni-
versals of the body in space that are common to all human movement systems
anywhere. This necessitated conceptualizing a way of making all possible
movements of the signifying body finite, taking into account the anatomical
possibilities and limitations provided by the structureof the human organism
withoutresortingto the terminologyof anatomyor biomechanics.The notion of a
BODYMOVEMENT
PRACTICE 357

semasiological body with its specific degrees of freedom articulatedat each joint
provides this groundbreakingand essential resource (see Williams 1979, 1982).
Although Hall's proxemics had explored a near/fardimension in detail, the
differentiatedhierarchicalvalues and natureof other spatial dimensions, such as
up/down, right/left,front/back,inside/outside,remainedunexamined(the excep-
tion being left/right dual symbolic classification [see Hertz 1960 (1909), Need-
ham 1973)]. The second task, therefore, was to articulatea conception of the
structureof enacted spaces that also delineatedthe universalconstraintsin which
humans operate. Williams adopted the notion of euclidian space consisting of
three dimensions of space and one dimension of time in which a person, as a
dynamic agent, is centered.Ratherthan try to devise numericalmeans of meas-
urement (the problem being where you measure from), she adopted set theory.
Again working from the agentive perspective, the spatial directionsand orienta-
tions of body parts in motion as well as whole body movement through space
were delineated.In additionto the corporeal/personalspace immediatelyencom-
passing a single human actor, theoretical resources were requiredto delineate
interactionalspace and larger performancespaces. These are handled with the
same basic three-dimensional structure(plus time) but viewed as a series of
nested possibilities.
Semasiology also utilizes a numberof Saussurianideas, especially the edict
that a sign takes its meaning from its place within a system of signs. This entails a
Wittgensteinian "nonrepresentational"view of language and other signifying
acts, thus avoiding the problematicassumptionthat a sign necessarily stands for
something, which separates signifier from signified (See Williams 1982, 1991:
178-243). This factor seems to be at the heart of some misconceptions about
semiotic approaches to the body as being necessarily intellectualist, because
representational.
Having identified these structuraluniversals (in some ways analogous to the
linguistic delineation of the mannerand places of articulationin the mouth and
throat,distinctive featuresthat structureall spoken languages), the second frame
of reference to be maintainedin a semasiological point of view consists of "the
particularitiesof the individualaction sign system thatis being studied,the forms
of these particularities,and their inclusion into a humanvalue system"(Williams
1995:49). Strategiesfor investigationinclude close attentionto the local value (in
the Saussuriansense of valeur, or relative weighting) attachedto local taxono-
mies of the body, movement, spatial dimensions, and space/time, as these can be
observed, learned,and practiced,and as they are talked about in local discourses
ofpersonhood and self in the poetics andpolitics of lived experience.Close atten-
tion is also given to the indexical and performativefunctions of both action signs
and spoken discourse, and to relationships between these two modalities.
Although the theoreticalresources provided by semasiology do not specifically
deal with relationships between bodily practices and asymmetries of social
power, this approachdoes providethe necessary analyticresourcesfor examining
exactly how such asymmetriesemerge and are maintainedand/orcontested. The
358 FARNELL

semiotic practicesof talk and action arethe corporealmeans by which power and
authorityoperatein social contexts.
A third frame of reference to be maintained in a semasiology of action
involves the reciprocalcomparisonbetween participant-observerandthe subjects
of the action sign system underinvestigation, searchingfor correspondencesand
lack of fit between what I/we believe and what they acknowledge and under-
stand (Williams 1995:50). This reflexive stance is, of course, integral to new
notions of objectivity in the social sciences (Pocock 1994, Varela 1994a, Wil-
liams 1994b).

From Nonverbal Behaviorto Action Signs


In additionto the establishmentof these universalstructuralprinciplesand strate-
gies for investigating semantic particulars outlined within a semasiology of
action, there has been a general theoretical shift in the anthropologicalstudy of
humanmovement that can probablybe consideredparadigmaticin the Kuhnian
sense. This paradigmaticshift, from an empiricist and observationist view of
movement to an agent-centeredperspective, is encapsulatedin the preferreduse
of the term action over the term behavior (see Williams 1991:244-76, Ardener
1989b). At the heart of theories that define body movement as "culturallyand
semantically laden actions couched in indigenous models of organization and
meaning"(Williams 1982:15) lies a definition of what it means to be humanthat
is entirelydifferentfromthatfound in theoriesthatdefine movement as "physical
behavior"or "motormovements."
This shift to action has meant leaving behind a numberof encumbrancesfrom
older theoreticalparadigms,althoughlingeringevolutionary,ethological, univer-
salist and psychologistic assumptionsremainproblematic.For example, investi-
gators still fall prone to the Cartesian dualistic trap of assuming that human
actions, being of the body, are somehow separatefromthe cognitive capacities of
a language-using,symbol-manipulatinghumanmind and, thus, are more "natu-
ral,""primitive,""spontaneous,"or even "instinctive,"as if these higher faculties
do not apply to our actions or our conceptions of those actions. Human body
movements, as Mauss [1979 (1935)] also observed, are necessarily biologically
enabled but are everywhere subject to the transformativepower of human
psycho-social realms of meaning, including language. This is just as true of
activities such as tool use as it is of actions thatfulfill expressive and communica-
tive functions (Ingold 1993c, Keller & Keller 1996).
Although phylogenetically speaking, we can observe some rudiments of
humanexpression in nonhumanprimatebehaviors,it is an observationistfallacy
to assume that what looks the same means the same in human and nonhuman
domains.Whereascrucial differencesbetween nonhumanvocal calls and human
spoken languages seem clear in this regard,humanaction sign systems have fre-
quently not been affordedthe same distinctions, as a directresult of this fallacy.
Even Hall's proxemics were prone to a residual evolutionism, althoughhis own
data suggest thatthe rich diversity of culturallydefined humanspaces make triv-
BODY MOVEMENTPRACTICE 359

ial any comparisonwith notions of programmedresponses to critical distancing


and territorialityin other animals.
A naive universalism often accompanies these evolutionary assumptions of
functionalcontinuity.For example, facial gestures such as smiles or grimaces are
often assumed to be universally understood(e.g. Ekmanet al 1972), but this is a
misconceptionbased on the observationistperspective.Although there are many
facial gesturesthatlook the same across culturalboundaries,it cannotbe assumed
thatthey mean the same things. All peoples in the world may smile, but in English
the word refers to much more than an observable movement-a behavior of the
facial muscles-and it does not have a one-to-one correspondencewith a single
action sign. For example, within Euro-Americanculture,one can smile not only
out of happinessor pleasurebut also out of embarrassment,when at a momentary
loss for words, when puttingon a "braveface," or when lying or tryingto deceive
someone about malicious intent. What is meant by smiling, when consideredan
action as opposed to a behavior,must be determinedby local normsof interaction
and specific contexts of use (La Barre 1947, Hall 1966). Ironicallyperhaps,what
makes physical movements of the body "actions"in the human realm is not, in
fact, visible. Actions are defined by the varied and complex nonobservablecon-
ceptual resources that are part of them. Actions, then, in contrastto behaviors,
cannot be understood from observation alone (Farell 1995c, Williams 1991:
212-13).
Interest in the body from cognitive linguistics inadvertentlycontinues this
dualistic misconception in a differentguise when the body is viewed as a natural
organism that is somehow capable of direct correspondence with the world
through"experience."For example, Lakoff (1987) and Johnson(1987) posit that
body movement and its orientationsprovide experiential grounding for "kines-
thetic image schema."Although it is certainly true that "the dynamics of tropes
areto be found in the corporealand sensationanchoreddomainsof humanexperi-
ence" (Fernandez& Herzfeld 1998:92), such approachescontain a residualdual-
ism in so far as they imply thatthe moving body only provides "thecrudeorigins
of abstractreason"and nothing more than the experientialgroundingfor spoken
languageand cognition. As Csordasobserves, "ratherthanaskinghow metaphors
instantiateimage schemas it is more apt to begin with the lived experience from
which we derive image schemas as abstract products of analytic reflection"
(1994a:20). When reducedto basic physical experience, motor programs(John-
son 1987:xiv), or motormovements (Lakoff 1987:xiv), physical being andbodily
actions are denied the statusof signifying acts and embodiedforms of knowledge.
In contrast,Farnell(1996b, 1999), McNeill (1992), Taub (1997), Young (1999),
and Wilcox (1993) illustratethe numerous"metaphorswe move by" that employ
body movement for metaphoricand metonymic purposes. "This implies that our
imaginativecapacity is not merely indirectlyembodied 'since the [spoken]meta-
phors,metonyms and images arebased on...bodily experience' [Lakoff 1987:xiv]
but thatour imaginativecapacity is directly embodiedbecause action signs them-
selves can be imaginativetropes, some of which integratewith or are takenup in
spoken language forms"(Farnell 1996b:312).
360 FARNELL

Modes of Analytic Discourse


The new paradigminvolves new terminology and modes of analysis free of the
misconception that the discourse of physiology or kinesiological measurements
of muscles and kinetic energy is necessary in orderto be "scientific"and achieve
analyticrigor, as if the only "real"body is the biological or medical one. Concep-
tual confusion frequently arises when terms and concepts appropriateto a bio-
logical/physiological realm of discourse are employed in attempts to produce
explanationsthat involve meaning in the social realm. Although more typical of
studies in nonverbalcommunication,and of behaviorist approachesin psychol-
ogy, such confusion has had its effects in sociocultural anthropology, as for
example in the functional-anatomicalexplanations by Birdwhistell (1970) of
movement as a "kinesic stream."Williams (1991:182-85) succinctly identifies
the problem in this explanation of the hitchhiker's action of thumbing a ride:
"Whenwe aretold by Birdwhistellthata 'macro-kinesic'explanationof this state
of affairs is something like this: 'two members of the species homo sapiens,
standingwith an intra-femoralindex of approximately45 degrees, right humeral
appendages raised to an 80 degree angle to their torsos, in an antero-posterior
sweep, using a double pivot at the scapularclavicularjoint,accomplish a commu-
nicative signal' we arejustified in saying 'no.' That is not what we see. We see
persons thumbinga ride"(Williams 1991:184).
Williams's point is that the stretch of functional-anatomicalterminology
explains nothing about the sociolinguistic or semantic properties of the action
involved. Likewise Prost's graphs (1996), which show postural and gestural
groupings that cluster in a "happy area"based on angular variables estimated
from still photographsand film frames, at best reveal simple correlations;they
explain nothing (see Williams 1996:345-70). Williams summarizesby noting,
"[a]s Harre& Secord (1972) so rightly point out, if humanactions are reducedto
gross physical movements set in a physiological or biological context, the signifi-
cance of the action as a partof humanlife is lost" (Williams 1991:182).
Best clarifies the difference this way: "[O]ne cannot specify an action, as
opposed to a purely physical movement, without taking into account what the
agent intended, that is there are reasons for, and purposes to, actions" (Best
1974:193). Equally importantis seeing actions in context: "[M]ost of what we
may want to know about a person's intentionalaction cannotbe understoodby a
narrowconcentrationupon his physical movement but by...standingback from it
and seeing it in context (Best 1978:79). To understandbody movement as a com-
ponent of social action, then, one must see in social reality: not muscles, bones,
and angles of displacement, locomotor patterns, or positional behaviors (Prost
1996) nor even an armmoving upward,but a women greetinga friend,a man try-
ing to attractattention,or two young men thumbinga ride.

Sound, Movement, and Literacy


Socioculturaland linguistic anthropologistshave long been awarethattraditional
methods of writing are inadequatefor representingvisual aspects of social inter-
BODYMOVEMENT
PRACTICE 361

action and the structuredspatial/materialcontexts in which it occurs (Duranti


1997:144-45). The relatively minor attentionpaid to such components,however,
is only partly due to technological limitations or the recognized centrality of
speech in human societies. It is also a consequence of a linguistic ideology that
privileges semantico-referentialfunctions of spoken/writtensigns over indexical
and iconic functions, and excludes visual-kinaestheticsigns from what counts as
"language"(Urciuoli 1995, Farell 1995a:41-57; cf. Silverstein 1976). The reali-
zation that "[I]n face-to-face interactionwhat humans say to each other must be
understoodvis a vis what they do with their body and where they are located in
space"(Duranti1997:145) has presentedresearcherswith the challenge of how to
createtranscriptionsthatmaintainthe connectionsbetween body movement, spa-
tial orientationand co-occurringtalk. Goodwin (1979), for example, introduceda
series of conventions designed to integrate information about eye gaze with
sequences of turn-takingat talk. Haviland (1996), McNeill (1992) and Heath
(1986) use combinationsof transcribedtalk supplementedwith positional draw-
ings and verbal descriptions to represent body movement. Farell (1994) dis-
cusses the analytic inadequacy of such positional drawings, word glosses, and
verbal descriptions and makes a strong case for the use of a movement script
(Labanotation)in conjunctionwith video recordings.Duranti(1997:144) agrees
that transformingnon-talk into talk throughverbal descriptions reproducesthe
ideological dominanceof speech over other forms of human expression.
Because different modes of specification engender different kinds of knowl-
edge (Rothbart1998), methods of literacy specific to the medium under consid-
eration would seem to be essential if we are not to reduce all knowledge to
propositionalstatements(Page 1996:171). If body movementsconstituteforms of
embodied knowledge (Varela 1995a) gained throughthe consciousness of signi-
fying bodies moving in a four dimensional space/time (Page 1996:172) such
knowledge requiresa descriptionin its own termsratherthanthroughtranslations
into words.
Thereis a widespreadmisconception,however, thatsomethingin the natureof
sound and movement as communicativemodalities makes sound inherentlyseg-
mentable, whereas body movement is inherently unsegmentable (e.g. Duranti
1997:150, Margolis 1981, McNeill 1992). This erroneousassumptionprobably
stems fromthe influence of literacyon our thoughtprocesses, on "ournoetic hab-
its" (Ong 1982:170; see also Goody 1976). For example, ourways of thinkingand
talking about sound structurein speech and/or music, are fundamentallytied to
the technology of writing if we are literate.Few researchershave similarways of
thinking, talking about, and apperceivingthe structureof body movement, since
most are not literate in the medium. This fact means that even if we cannot read
the graphic signs of a musical score or those of an unfamiliarscript for a spoken
language, say Slavic or Arabic, familiaritywith the very idea of segmenting and
writing vocal and othersounds enables us to imagine how the graphicsigns might
representits structure.This is not the case with movement.Many people have dif-
ficulty imagining how movement could be readily segmentableand writtenwith
graphicsigns because they do not have conceptualframeworks,"modes of regis-
362 FARNELL

trationand specification"(Ardener 1989a), that facilitate such a conception. As


Page observes, "[t]herole of movement writing for the analysis of humanaction
systems is not well understood,commensuratewith its currentuse by specialists
in only a few disciplines" (Page 1996:171).
Scriptsthat facilitate movement literacy are a comparativelynew technology,
utilized by few, but it is worthremindingourselves thatthis was the case for most
of the historyof spoken languageliteracy:the idea of universalliteracyin relation
to spoken language in Western societies only came about in the late nineteenth
century,alongside the institutionalizationof compulsoryformaleducation,when
spoken language literacy was perceived as a social good. It is also instructiveto
note that argumentsagainst movement writing as somehow destructive of the
holistic, global experienceof movementperformancemirrorexactly Plato's early
objections to spoken language literacy circa 400 BC(Havelock 1963).
The recent breakthroughinto movement literacy represents a fundamental
theoretical and methodological shift in studies of human movement within
anthropology(Farnell 1994, 1996c, Williams & Farell 1990). Earlierin the cen-
tury Kurath(1960) and Birdwhistell (1952) both recognized the need for a tran-
scription system in movement researchand attemptedto develop one for use in
dance ethnology and kinesics, respectively. However, neithersucceeded in creat-
ing a finite set of graphic signs that could economically representhuman action
(see Farell 1996a, Kaeppler 1978).
A comprehensive movement writing system has to resolve several difficult
technical issues. Humanactions take place in three dimensions of space and one
dimension of time and mobilize many parts of the body simultaneously. An
inventoryof graphicsigns is thereforerequiredto represent(a) all partsand sur-
faces of the body, (b) the three-dimensionalspace in which those partsmove, (c)
time, (d) dynamics, and (e) relationshipsbetween the moving body parts of one
person and, intersubjectively,between persons and objects in the structuredper-
formance space of the movement event (Farnell 1996c:868). Farnell (1996c)
describes the historical development of movement notation systems in Europe
(see also Hutchinson-Guest1984) and the emergence of three general scripts in
extantuse: Labanotation,Benesh notation,and Eshkol-Wachmannotation.Page
(1990) comparedthe Benesh with the Labanscriptsandconcludes thatthe latteris
of greatervalue to anthropologicalinvestigationsbecause its agentic perspective
and descriptiveflexibility arebetterable to encompassindigenousconceptionsof
body, movement, and space. Laban also developed a taxonomy of terms and
graphicsigns known as "effort-shape"thathas been utilized as an analytictool by
some investigators(e.g. Ness 1992, Novack 1990).
The development of two new technologies-the video camera and a viable
transcriptionsystem-has transformedfieldwork methods in this subfield, not
unlike the way in which discourse-centeredapproachesin linguistic anthropology
were transformedby the portabletape recorder,when new modes of transcription
also arose (see Tedlock 1983).
Researchersoften make video recordings of movement events that are later
translatedand transcribedinto ethnographic"movementscores."Creatingsuch a
BODY MOVEMENTPRACTICE 363

score involves working in close collaborationwith local practitionersandpartici-


pants (see Farnell 1995a,e; Kaeppler 1993a; Page 1996; Williams 1979, 1982,
1991; Williams & Farell 1990).

Readingand Writing the Action


Figure 1 provides an example of movement writing with the Laban script that
demonstratesits ethnographicimportanceandutility. The graphicsymbols repre-

I-,
-\

1aJ
~1a _ ? -m __
I F
,/ ^- L --- ' [B- -ED======

A B A B
Ibo (Nigeria) Nakota (AmericanIndian)

X
x

:i r
[jr Ur

A B
Euro-American

Glossary of Graphic Signs (Laban Script)


touching N repeat
left hand
grasping ad lib/unspecified
righthand
[ forwardspatialdirection S slightlyaccentuated
t left & rightfingers
~ Q- relaxed
spatialorientation/
I palmside of rightfingers facingof person % release previous contact
-- minor movement down
11[ left &right whole arm -o- minor movement up

Figure 1 Important cultural differences between three distinct action signs, glossed in
English as a "handshake," emerge when transcribed with the Laban script. Two persons, A
and B, are interacting. A centerline divides left and right sides of the body of each actor.
Movement through time reads from bottom to top.
364 FARNELL

sent the constituentparts of three different action signs, all of which might be
glossed in English as a "handshake."Ardener(1989c: 166) reportsthatfor the Ibo
of southeasternNigeria, an action glossed in English as a "handshake"engages
not just the body partdefined in English as "hand"(i.e. boundedat the wrist) but
any partof the armfromjust below the shoulder,down to and includingthe hand.
The "handshake"thus requirestranscribingas an action sign involving a unit >'
that correspondsto the Ibo partof the body called aka-the whole arm fromjust
below the shoulder. Ardener tells us that "[t]he fingers and thumb are called
mkpisiaka, in which mkpisiis 'any thin somewhatelongatedobject' (cf. 'a stick'
mkpisi osisi - osisi 'tree,' 'a match' mkpisi okhu - okhu 'fire'). The more open
gestured nature of the Ibo handshakecompared with the English handshakeis
linked in part to this classification" (1989c: 166). For English speaking Europe-
ans, then, greetingsomeone by presentingan only slightly mobile handat the end
of a relatively stiff armbecomes a choice reinforcedby language,whereasfor Ibo
speakers,even if that is a possible gesture, it has no backing from language. "On
the contrary,for him, gripping the forearmand other variantsof the gesture are
still covered by the concept of shakingthe aka, and are, as it were, allomorphsof
the common gesturalmorpheme.For the English speakersuch armgrips are ges-
turally (that is not merely linguistically) separatefrom shaking hands-they are
gestures with a differentmeaning"(Ardener 1989c:166).
We can comparethis with the Assiniboine (Nakota)case. Duringmy own field
researchI learnedthat the Europeanhandshakewas introducedto peoples of the
Plains as a form of greeting in the early 1800s and was quickly adopted. Today,
however, there is a distinct quality of handshake among Nakota, Dakota and
Lakota women that is a relaxed gentle touch of the fingers only, not the whole
hand. This serves to transmitimportantinformationabout ethnic identity for the
participants(Farnell 1995a:287). The gentle touch, not a shake, confirms thatthe
person engaged in the act is Native American(if this is not obvious from appear-
ance), or at least someone who is familiar with "Indianways." For the Euro-
American, this lack of pressurein the hand and contact of mostly fingers rather
thanthe whole palm, seems rathercool and distant,because it is expected thatthis
action contains an expression of emotion: for them the firmer the grip and the
wider the smile, the greater the investment of friendliness, a quality deemed
essential to successful social interaction(Famell 1995a:286-87).
The Assiniboine (Nakota) classification of parts of the body, like that of the
Ibo, does not coincide with thatof English. Whereasthe termarmin Englishusu-
ally includes the hand, in Nakota the arm,(isto), extends from the shoulderto the
wrist only, while the hand, (nqpe), is a differentbody part.
It becomes clear how, in these kinds of cross-cultural comparisons, word
glosses such as "handshake"often conceal distinct action signs and their mean-
ings in unfortunateways. As we see, for Ibo and Assiniboine people, a "hand-
shake" can involve neither the hand (as bounded by the English term) nor a
shakingaction. The transcriptionsmake the differences in these action signs, and
the need for translationperfectly clear. They also illustratehow a movementtext
BODYMOVEMENT
PRACTICE 365

is an ethnographicdescriptionthat records indigenous understandingsof action,


not gross physical movement.
Handshakesbelong to an area of social life commonly taken to be the most
observable, the kind of behavior that can be relatively objectively described.As
Ardener reminds us, however, action, thought, and language, even in this rela-
tively simple zone, are inextricablylinked. In both Nakota and English, as with
Ibo and English, there are apparentlyintertranslatableterms for the gesture of
shakinghands,but they cannotbe said to referto the same action sign across cul-
tures. To paraphraseArdener(1989c: 172), the instancemay appearto be socially
trivial but the relationshipsbetween AmericanIndiansand otherAmericans, and
between Ibos and Europeans,have no more characteristica frameworkthan this
(Famell 1994:954). And what aboutthe handshakesof YorubaAgbegijo dancers
at Egungun festivals, who caricaturecolonial power relations when they shake
hands, say how do you do, and perform a ridiculous ballroom dance? Using
mimesis to master otherness, they make partial sense out of their experience
throughsuch dynamically embodied acts of resistance (Stoller 1995:87).

CONCLUDING REMARKS

The field of researchoutlinedin this essay, in additionto thatdescribedin reviews


of researchon gesture(Kendon 1997) and the poetics andpolitics of dance (Reed
1998) promise to yield a new understandingof social action as dynamically
embodied practices, in which people talk and/or move in structuredsymbolic
spaces, integratingaction signs and vocal signs in numerousways, in varied con-
texts. Body movement is an arenaof humanlived experience thathas been much
neglected in anthropologicalresearch,but one in which recent significant devel-
opments in theory, methods, and new technologies offer exciting possibilities for
futureethnographicresearch.In this review, I have attemptedto make its history
and theoreticalscope accessible to the generalreaderin the hope that its promise
may be better appreciatedand more quickly realized.

Visit the Annual Reviews home page at www.AnnualReviews.org.

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