Professional Documents
Culture Documents
Antonio Negri The End of Sovereignty
Antonio Negri The End of Sovereignty
Antonio Negri
Translated by Ed Emery
polity
Copyright © Antonio Negri, 2022.
‘Is there a Marxist doctrine of the state?’ first published in Which Socialism?
Marxism, Socialism and Democracy by Norberto Bobbio. Translated by Roger
Griffin. © Polity Press, 1988.
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Notes149
Introduction
On the State Form
In selecting articles from among the many materials that could best
illustrate my path in the study of the state form (the work of a life-
time!), it struck me that the phrase that best sums up my work is – to
paraphrase Antonin Artaud – pour en finir avec la souveraineté [‘to
have done with sovereignty’]: I wanted to see an end to the sovereign
state, to that particular form of despotism that the capitalist organi-
zation of bourgeois society has imposed upon us. I wanted to show
how the sovereign bourgeois state, built in modernity (on the ruins
of, but also in continuity with, the barbaric worlds that preceded it),
has now become a weapon in the hands of a declining ruling class, a
class sometimes exhausted in its institutional expressions and at other
times frenetic, zombie, and parafascist. This happened after a few
centuries of development and unspeakable events of death, war, suf-
fering, and disasters imposed on citizen workers. The articles chosen
for this volume are a summary of what I have analysed and written on
the subject over the years.
But at the same time I realized that, while living my life in the
critique of the modern state machine and in the struggle against it,
I had gradually come to isolate myself from the theoretical currents
that dominate what claims to be critical thinking [pensiero critico] on
politics and the state. I emphasize critical thinking, because obviously
I always saw myself as far removed from the conservative or normal-
ized thought that exalts the state and sees it as a force for good in
society; far from ‘critical thinking’, then – in other words far from
those currents of thought in which my own education was completed
and my political passion formed, more than fifty years ago – I mean
the critique that was linked to the denunciation of the action of capi-
talism and its type of state. Why is that thought no longer my friend
2 The End of Sovereignty
today? Because I believe it betrayed the very vocation that had left
its stamp on me from the start. In my view, it has in fact abandoned
the quest for a society in which the despotic power of the state might
be abolished. This happened when the so-called critical thinking of
the second half of the twentieth century came to be identified with
the thought (and action) of the left. That is a left that can no longer
be my friend, because it has changed its attitude towards the state.
Instead of considering it a place of power that, once conquered,
should have had its despotic hold on society destroyed, should have
seen itself transformed as an ordering power of economic reproduc-
tion, and finally should have been dissolved as an autonomous figure
of the monopoly of legitimate violence, this left sees the state rather
as inevitable and has convinced itself to inhabit and use it for what
it is.
At their inception, socialism and, even more, communism defined
themselves as peace- bearing, anti-
war movements that promoted
work and happiness against the sad conditions of life and miserable
social reproduction of workers, and supported the fight for liberty
against the employers, their state, and its monopoly on legitimate
violence. On the other hand, the call was for the abolition of the
state: the state had to be removed. This was the call, and for this
people fought, sometimes losing, sometimes dying, sometimes win-
ning. This past has now been jettisoned by the left and is treated
outrageously by what still purports to be critical thinking. The left
has come to feel ashamed of having been ‘communist’ – as if to say
that communism is synonymous with Stalinism or similar horrors.
In reality it is the other way round, because the Stalinist bureaucrats
sent the rebellious worker to the gulag just as the tsar had done, and
as our capitalist democracies have always treated workers in revolt
or subaltern peoples in the colonies. The abolition of the state, they
say, is a utopian notion, a dangerous leftist fantasy, an extremist
delusion . . .
This was proclaimed by the r eactionaries – who, after the repres-
sion of the Paris Commune (a formidable first example of state
abolition), massacred and banished the communards. Then came
the fascists, who changed banishment into prisons and extermination
camps. They were followed by bureaucrats from all parties, revolu-
tionary and reformist alike, who with equal measures of unparalleled
cynicism and violence proclaimed the autonomy of the political as a
divinity on earth and ensured the exclusion and repression of those
who did not play along but still thought that the real meaning of ‘poli-
tics’ was to be found in class struggle in society. So the left ceased to
Introduction: On the State Form 3
Perhaps readers will be surprised not to see, among these many entries,
one that they might consider fundamental and that actually features
on the cover of the volume: the concept of the state. This could be
explained by the fact that an entry ‘State’ is also absent from the
German edition. But such an explanation is not convincing; in this case
an entry ‘State’ is absent precisely because of those academic and con-
servative assumptions that we have criticized and that are typical of that
volume. Indeed, the state has always presented itself to academic sci-
ence at least as an ambiguous concept, when trying to define it. On the
one hand, it tends to be representative of power itself, almost a syno-
nym for it. On the other, it looks like the limit of an uninterrupted series
of connotations: the state as sovereignty, as right, as legitimacy – or, in
parallel, as fiscal policy, welfare policy, and so on. Thus, in the light of
these considerations, the state appears as a horizon, a non-conclusive
4 The End of Sovereignty
but nonetheless effective entity that only a full treatment of the prob-
lems associated with it can address properly, as something that only the
entirety of political experience can allow us to define. The immediate
consequence, for academic science (but wasn’t it always its presupposi-
tion?) is that the state is indefinable, because within it is represented
a preconceptual radicality, an essential, foundational structure, from
which political life becomes analysable but which cannot itself be
defined. The mystification therefore becomes perfected in the mystical
representation of the state as something profoundly human, as complex
as humans themselves are, like a generic and collective entity: a limit
not only of series of facts, but of nature and history, of violence and
reasonability. To this we should add organization and subordination,
pointing out that they are necessary concomitants.
The reason why an entry ‘State’ is absent from this edition of the
volume Stato e politica [State and Politics] in the Enciclopedia Feltrinelli
Fischer is quite different. It is absent not because the state is regarded
here as a limit to be approached that will always remain obscure,
given its elusive ontological nature; it is absent because the state is
considered a reality that the new human beings produced by capital-
ist development – these human beings who know nature and history
not as a dark nexus but as their own reality – built and suffered in the
exploitation that the organization of labour determines; and they expe-
rience it as an imposture, to be destroyed by destroying all the forms
through which the state becomes a reality of domination. As if replying
to a long, painful, and terrible question of the oppressed of all times,
the modern proletariat, made master of the world by an alienating and
monstrous mode of production, now understands the state as both its
product and its alienation, all within the production and alienation of
labour. Its relation to power is one that only loathing and a longing
for destruction can characterize. And it is in this light that the state is
still a limit, not abstract but terribly concrete, and not of conceptual
definition but of practical destruction. To see how it works is to know
what it is: in this case, practice nurtures theory in order to impose its
own dissolution on it. Here is the new meaning of the absence of an
entry ‘State’ in this encyclopaedia, which is all aimed at combining the
understanding of political facts with a desire to separate a new proletar-
ian practice from the misery of state domination.1
Fifty years have passed since the events of Red October 1917. Those
events were the climax of a historical movement that began with the
June 1848 insurrection on the streets of Paris, when the modern
industrial proletariat first discovered its class autonomy, its own,
independent antagonism to the capitalist system. A further decisive
turning point was, again, in Paris: it was the Commune of 1871,
whose defeat led to the generalization of the idea of the party and to
awareness of the need to organize class autonomy politically.
The intervals 1848 to 1871, then 1871 to 1917: this periodization
seems to provide the only adequate framework for a theorization of
the contemporary state. A definition of today’s state has to take into
account the total change in relations of class power that was revealed
in the revolutionary crises that spanned the latter half of the nine-
teenth century. The problem imposed on political thought and action
by the class challenge of 1848 led to a new critical awareness, to some
extent confused, of the central role now assumed by the working
class in the capitalist system. Unless we grasp this class determi-
nant behind the transformation of capital and the state, we remain
trapped within bourgeois theory; we end up with a formalized sphere
of ‘politics’, separated from capital as a dynamic class relation. We
revolution into a foreign issue. Then there was the internal threat.
What was the general response of capital to the international wave
of workers’ struggles in the period that immediately followed – I
mean to the creation of powerful new mass trade unions and to the
explosion of the factory council movement, which competed for con-
trol over production?1 During this period, only backward, immature
ruling classes responded with fascist repression. But the more general
response, which was to reproduce reformist models of containment,
only scratched the surface of the new political reality. The overall
goal of capital in the period that followed was to defeat the working-
class vanguard or, more specifically, to undermine the material basis
of their leadership throughout this phase – that is, a class composition
that featured a relatively highly ‘professionalized’ sector (typically,
engineering), which came with an ideology of self-management as
its corollary. The primary objective, then, was to destroy the basis of
an alliance between workers’ vanguards and proletarian masses – the
very alliance on which Bolshevik organization was premised. To cut
the vanguard off from the factory and the factory from the class, to
eradicate the party from within the class: this was the aim of capitalist
reorganization, the specific form of counterattack against 1917 in the
West.
Taylorism, the Fordist revolution in production, and the new
‘American way’ of organizing work had precisely this function: to
isolate the Bolshevik vanguards from the class and to rob them of
their hegemonic role in production through the massification of the
productive process and the deskilling of the labour force. This in turn
accelerated the injection into production of new proletarian forces
that broke the striking power of the old working-class aristocracies,
neutralized their political potential, and prevented their regroup-
ment. Earlier, in the mid-nineteenth century, capital had attempted
to break the nascent proletarian front with the help of a new industrial
structure that fostered the creation of labour aristocracies. Similarly
after 1917, the working class had achieved political recomposition,
in the wake of that breaking point in the cycle, capital once again
turned to technological means of repression. As always, technological
attack – increases in the organic composition of new sectors, assem-
bly lines flow production, scientific organization of work, subdivision
and fragmentation of jobs, and so on – was capital’s first and almost
instinctive response to the rigidity of the existing class composition
and to the threat it engendered to capitalist control.
But the qualitatively new situation after 1917 imposed limits pre-
cisely here. The possibilities for the recomposition of the labour force
12 The End of Sovereignty
prevent one pole of the antagonism from breaking free into inde-
pendent destructive action.
Working-class political revolution could in the future turn its con-
tinuous struggle for power into a dynamic element within the system.
The working class was to be controlled functionally within a series
of mechanisms of equilibrium that would be dynamically readjusted
from time to time by a regulated phasing of the ‘income revolution’.
The state was now prepared to descend into civil society, as it were,
and re-create the source of its legitimacy continuously, in a process
of permanent readjustment of the conditions of equilibrium. The
new material basis of the constitution became the state as planner or,
better still, the state as the plan. For soon this mechanism for re-
equilibrating incomes between the forces in play was articulated in
the form of periodic planning. The model of equilibrium assumed
for a plan over a given period meant that every initiative, every read-
justment of equilibrium to the new level opened up a process of
revision in the constitutional state itself. The path to stability now
seemed to depend on the recognition of this new, precarious basis of
state power: the dynamic of state planning implied acceptance of a
sort of permanent revolution as its object – a paradoxical Aufhebung
(taking over, recuperating, transforming for own ends) of the slogan
by capital.
But the science of capital necessarily mystifies as much as it reveals.
It grasped the new relation of class forces; it registered the painful
process whereby the working class was internalized within the life of
the state, and also its central dynamic role as the mainspring of capi-
talist development. But at the same time it mystified and hid, not so
much the antagonistic nature of this emergence of the working class,
as the generality of its effects on the system. It concealed the violence
that was required to maintain this precarious, controlled equilibrium
as the new form of the state. Indeed it even exalted, and powerfully,
the new society and its violent sphere of action as the realization
of the common good, as a general will in action. In this interplay
between mystification and critical awareness of the new relation of
class forces, the science of capital once again revealed the neces-
sary co-presence of contradictory elements. As always, it was forced
to carry out the laborious task of analysis and apologetics, to steer
the narrow path between a critical awareness of the precariousness
of the existing framework and a determination to achieve stability.
Ultimately the only possible solution to this contradiction is to place
one’s faith in an independent political will, in a sort of political mira-
cle capable of reuniting the various necessary but opposing elements
John Maynard Keynes and the Capitalist Theory of the State 15
What was the correct course, then? It was one and only one: to
consolidate the economy of Central Europe as a bulwark against the
Soviet threat from the East and as a check against internal revolution-
ary movements – in short, to reunite the two fronts in the capitalist
defence system:
Lenin is said to have declared that the best way to destroy the capitalist
system was to debauch the currency – Lenin was certainly right. There
is no subtler, no surer means of overturning the existing basis of society
. . . By combining a popular hatred of the class of entrepreneurs with
the blow already given to social security by the violent and arbitrary
disturbance of contract and of the established equilibrium of wealth
which is the inevitable result of inflation, these governments are fast
rendering impossible a continuance of the social and economic order of
the nineteenth century.5
If I look back two years and read again what I wrote then, I see
that perils which were ahead are now past safely. The patience of the
common people of Europe and the stability of its institutions have
survived the worst shocks they will receive. Two years ago, the Treaty,
which outraged justice, mercy and wisdom, represented the momen-
tary will of the victorious countries. Would the victims be patient? Or
would they be driven by despair and privation to shake society’s foun-
dations? We have the answer now. They have been patient.9
Now the startling thing about this analysis of the economic structure
of Europe is that it is in some respects very different from, and indeed
diametrically opposed to, that of pre-war optimistic, free-trade, pacific
philosophy, and represents much more nearly that upon which, con-
sciously or unconsciously, the edifices of protectionism, militarism and
imperialism are reared.10
As for capital, its response was the old one, as old as 1848 or 1871,
albeit pursued more drastically. It involved the use of repressive force
to defeat the political movements of the class, mass sackings of mili-
tants, and, in the second instance, fresh advances in the absorption
of labour power through a technological leap and a refinement of the
mechanisms for the extraction of relative surplus value. The workers’
councils and the powerful current of revolutionary syndicalism of the
early 1920s were defeated – or rather were denied the possibility of
any revolutionary dialectic between the class vanguard and the prole-
tarian masses, which had been their organizational basis. They were
simply undermined by the recomposition of the workforce in key sec-
tors: by new techniques for rationalizing labour, deskilling, and the
mass assembly line. As always, the first response imposed on capital
by the wave of working-class struggles was reformist: by the early
1920s this became a generalized process of technological innovation.
Capital was forced to absorb the thrust of the working class via an
expansion into new sectors, through a radical reorganization of the
factors of production.
But how far was it possible to pursue this old path? Had not the
situation totally altered? Keynes’ position, against the classic liberal
separation of politics, was a generic insistence on the interiorization
of the political element within the economy. But even this generic
truth was forgotten by the capitalist class; there was a refusal – grave
in its consequences – to face the fact that Soviet Russia now offered
the working class an inescapable political point of reference. If its
project of containment was going to succeed, the capitalist system
would have to prove itself capable of recuperating the working class
as a political entity. The mechanism of relative surplus value was
not sufficient. Indeed, its only effect was to enlarge the contradic-
tions of capitalist development, creating a further massification of the
class and accentuating the propensity for cyclical crisis. The expan-
sion of supply (growth in productive capacity and mass production
industries) did not effectively call forth a corresponding pressure in
demand. ‘Demand’ was not yet recognized as an effective subject – the
working class.
Keynes’ position, still only at the stage of political intuition, was
insufficient also from a different standpoint: it required to be worked
out scientifically. His strength lay in the fact that he laid down the
20 The End of Sovereignty
The trade unions are strong enough to interfere with the free play of
the forces of supply and demand, and public opinion, albeit with a
John Maynard Keynes and the Capitalist Theory of the State 21
grumble and with more than a suspicion that the trade unions are grow-
ing dangerous, supports the trade unions in their main contention that
coal-miners ought not to be the victims of cruel economic forces which
they never put in motion.18
The idea of the old-world party, that you can, for example, alter the
value of money and then leave the consequential adjustments to be
brought about by the forces of supply and demand, belongs to the days
of fifty or a hundred years ago when trade unions were powerless, and
when the economic juggernaut was allowed to crash along the highway
of progress without obstruction and even with applause.19
do not wholly explain it. This is because, while on the one hand the
1929 crisis was a direct product of the nature of the United States’
economic system, on the other hand it was created (a) by an accu-
mulation of contradictions within the system that went back to the
beginning of the century, and (b) in particular by their accentuation,
by the fact that the impact of the working class in individual capital-
ist countries in the 1920s, at the political and trade union level, had
made the massification of production necessary. A further reason for
the fact that the crisis immediately took international dimensions was
the series of instabilities in trade relations that war, peace, revolution,
and the attempted counter-revolution had brought about.30 Even
capitalist understandings of the crisis accept this chain of causes – at
least at the political level, where 1917 appears as one of the causes of
1929 by virtue of the looming alternative it represents.31
As an external explanation, this is all right as far as it goes. Now,
the role played by Keynes was to make this explanation work within
an analysis of the crisis – to make it scientific. An ongoing problem
finally finds a possible solution, being spurred by the rigours of the
crisis:
While Keynes did much for the Great Depression, it is no less true
that the Great Depression did much for Keynes. It provided challenge,
drama, experimental confirmation. He entered it the sort of man who
might be expected to embrace the General Theory if it were explained
to him. From the previous record, one cannot say more. Before it was
over, he had emerged with the prize in hand, the system of thought for
which he will be remembered.32
first imperative is to remove the fear of the future. The future must be
fixed as present. The convention must be guaranteed.36
Here we have our first precise definition of interventionism.
Interventionism is no longer a matter of political convenience but a
technical necessity; it is not just about registering the socialization of
economic development but about establishing a substantial reference
point for the forms and rhythms of development.37 Investment risks
must be eliminated or reduced to the convention, and the state must
assume the function of guaranteeing this basic convention of eco-
nomics. The state has to defend the present from the future. And if
the only way to do this is to project the future from within the present,
to plan the future according to present expectations, then the state
must extend its intervention to take up the role of planner, and thus
the economic is incorporated into the juridical. In its intervention,
the state will act according to a series of norms; it will dictate what
is to be. It will not guarantee the certainty of future events but will
guarantee the certainty of the convention; it will seek the certainty of
the present projected into the future. This is a first step, a first form
of bringing together of capital’s productive and political ruling classes
– a form that is still indirect, yet extremely necessary. In effect the life
of the system no longer depends on the spirit of entrepreneurialism;
it depends on liberation from the fear of the future. And on this, by
definition, the juridical basis of the state stands or falls.
Defence against the future, an urgent desire to stabilize the power of
capitalism in the face of the future: this is Keynes’ frame of reference,
and its class nature is self-evident. It’s another way of saying what the
critique of Say’s law has already said. But here the situation – that
of a relationship with new variables, which science has to study and
understand – acquires a new and dramatic urgency as a result of the
crisis. What is this ‘future’ that Keynes is so eager to call to account?
Once again, it is catastrophe, the catastrophe that haunts him and
his kind, that ‘party of catastrophe’ that he sees represented before
him in the living form of the working class. This sheds a new light on
Keynes’ statement, so often repeated as a superficial witticism: in the
long run, we are all dead. Here it feels more like a premonition of the
fate of his own class. And we should see Keynes’ oft-criticized deter-
mination to lead his whole analysis back within static parameters as
yet another attempt to rule out a range of catastrophic possibilities
and to cancel out the future by prolonging the present.38
So here too Keynes’ project for capitalist reconstruction has to
pay heed to working-class struggle. And his analysis, once faced with
this fact, goes deeper. A second element is added to the definition of
John Maynard Keynes and the Capitalist Theory of the State 27
next? Capital must ensure that the dynamic factors of growth are
controlled in such a way that the balance of power remains the same.
The problem, then, is never resolved; it is only postponed. Looking
closely, one can see that capital’s dynamism at this point results only
from a continuous struggle, in which the thrust of the working class
is accepted and new weapons are forged in order to prevent the class
from acting outside capital and to make it act within a framework
whose outlines are continually being redrawn.
To what extent is this possible? The concept of effective demand
contains within it decades of experience of how the working class
has made its impact on capital – and that impact shows no sign of
diminishing. In Keynes, though, you find only an awareness that
the political situation is dramatic, which is then transformed into
an attempt to turn the crisis, the struggle, into the driving motor of
development. How far could this be taken? In the long run, we are
all dead.
But let’s look at the situation in more detail. The reasons underly-
ing the great crisis were that an excess of supply became evident in
a political situation where demand, the propensity to consume, was
under pressure; this caused major imbalances on the broad economic
front; and they had a deleterious effect on net investment. The diag-
nosis itself offers a remedy: increase the volume of demand, raise the
propensity to consume. But, since variations in the propensity to con-
sume are essentially variations in income measured in wage units,48
the equilibrium that corresponds to a given stage of effectively real-
ized demand will be the value at which the level of working-class
employment determines the price of the aggregate supply of output
and the entrepreneur’s expectations of gain.
It has to be said that, when you read Keynes in this way – in an
almost circular interdependence of the various internal parts of the
system that Keynes tries to pin down and finalize – it is not easy to
locate the political quality of his thinking.49 But a closer look shows
that his entire system of interrelationships rests on a single postulate:
the downward rigidity of wages.50 The ‘ultimate independent vari-
able’ that underlies his thinking is ‘the wage-unit as determined by
the bargains reached between employers and employed’.51 It is here,
around this motif, that Keynes’ theory reveals itself for what it is: it
recognizes and makes use of the power of the working class, in all its
autonomy. The class can be neither put down nor removed: the only
option is to understand the way it moves and to regulate its revolution.
At this point, Keynes’ intervention – made dialectical by the prin-
ciple of effective demand – becomes completely political, inasmuch
John Maynard Keynes and the Capitalist Theory of the State 31
If we now take a closer look at the problem in hand – how the expe-
rience of 1929 led to changes in the structure of the state – we can
see how radical Keynes’ contribution was. The transformation of
the capitalist state consisted not only in how the state’s capacity
for intervention was extended throughout the whole of society, but
also in how the state’s structures had to reflect the impact of the
working class. After 1929, the state adopted a general organizational
structure, characterized not so much by interventionism as by the
particular type of class dynamic it embodied. Thus the only way to
understand the specificity of our present state form is to highlight the
dramatic impact of the working class on the structures of capitalism.
Given that the state form has to register the impact of the working
class in society, it is now precisely at the social level that the state
constructs – within its own fabric – a specific form of control of the
movements of the class. Moving from the earlier antithesis between
despotism in the factory and anarchy in society (and from the first
attempt to organize this contradiction-loaded relationship in the form
of a state based on constitutional law), capital is now obliged to pro-
ceed to the social organization of that despotism and to diffuse the
organization of exploitation throughout society in the new form of
a planning-based state, which reproduces the figure of the factory
directly, in the particular way in which it articulates organization and
repression throughout society.
Thus Keynes makes a decisive contribution to the new definition of
the state. So far we have studied a number of separate strands in his
32 The End of Sovereignty
thinking that go to make up this final overall picture. But this is not
to say that Keynes lacks a general perspective, which goes beyond the
mere sum of individual and partial strands of analysis. This general
perspective springs ready-made from his theory of the rate of interest.
This aspect of Keynesian theory is polemical in relation to neoclas-
sical economic thought, since the latter sees the interest rate as being
determined by anarchic factors that operate outside the sphere of
production, in a non-socialized phase of capitalism (rather than as
a reward for abstinence and a natural balancing factor between the
supply and demand of capital goods). For Keynes, it derives from
liquidity preference and from the quantity of money in the market.
But if this is true, then once again capitalist society is prey to intol-
erable risks. The individual capitalist and the rentier are endowed
with functions that should not be entrusted to them. This can only
lead to disaster. Why do we have to accept such a disaster? Do
we really have to leave the inevitable dissolution of that anarchic
order to the objective forces of the process of production? As well as
destroying the rentier, such a course risked sending the whole system
toppling. And the day of reckoning was near at hand.
Keynes concluded that, if we want to take action to save the
system, we have to aim at the ‘euthanasia of the rentier’ (which, apart
from being politically urgent, is also morally legitimate). This will
enable collective capital to embark on manoeuvring the interest rates
downward, towards ‘that point relative to the schedule of marginal
efficiency of capital at which there is full employment’.53
The whole of Keynes’ prescriptive remedy is summed up in this
single proposition. This aims to provide a definitive guarantee, in
the crucial sphere of money circulation, that imbalances can be
controlled.54
At first sight, all this seems to indicate simply a further refinement
of Keynes’ arguments, towards an integration of monetary theory
and theory of production at the level where capital has become social
capital, that is, has become totally integrated and collective. But
on closer inspection, we see that subordinating interest rates to the
schedule of capital’s marginal efficiency in relation to full employ-
ment has further effects: in particular, it has the paradoxical effect
of linking Keynesian theory back to the classical doctrine of labour
value55 – and to such an extent that the reactivation of the law of
value ends up yielding the sinew and substance of the Keynesian
perspective: all the factors that are heterogeneous to the full function-
ing and direct control of the law of value are to be eliminated. Most
particularly, the system – namely the new system, the new state – is
John Maynard Keynes and the Capitalist Theory of the State 33
based. For to put one’s faith in the full realization of the law of value
is effectively to put one’s faith in the full realization of the capitalist
law of the extraction of surplus value. Profit and interest, unified
and reduced to zero, are in reality no different from the expression
of the average rate of surplus value in capital’s social production.60
Exploitation is not eliminated – only its anarchic and competitive
aspects are. Profit and interest are not eliminated either; they are
merely prevented from exceeding an average. Marx’s antithesis
remains intact even if this fact would be of little interest to Keynes.61
What is more interesting is that Keynes’ conclusion here is in open
contradiction with other significant parts of his system – in particular
as regards the theory of effective demand. His assertion of a social
interest untouched by class contradictions, by struggle, by power
relations between two counterposing classes negates that theory. Not
only is the social reality described earlier now mystified, but there
is also a contradiction in his science, because he had constructed
the law of development precisely on that reality whose existence he
now denies. Furthermore, Keynes ventures here onto the terrain of
utopianism, which is unusual for him but perhaps inspired by the
Cambridge school of moral philosophy.62
For this notion of capital is indeed utopian. It is a capital so totally
social as to refuse not so much to articulate itself via the monetary
mechanism63 as to present itself as a social force for exploitation
and thus to make itself autonomous, to pose as a separate essence
and hegemonic power. It is a short-term utopia, up to the point
where capitalism takes advantage of the qualitative leap imposed by
struggles and by the crisis and manages to abolish the most evident
distortions in the process of profit realization through the market.
Then, once this has been done, there ensues an immediate mystifica-
tion of the relationship of domination and exploitation that exists at
the social level.64 The necessity for this mystification is dictated by
the reconstruction of capitalism within a power balance that, since
1917, has changed in favour of the working class.
Nevertheless, such a project is completely determined within the
framework of the history of capital. It reflects necessities that are
immediately practical as well as being theoretical: theoretical insofar
as politically pressing and effective. Identical necessities, provoked
by similar reflections on crisis, are at the basis of the New Deal, as
they are at the basis of any experience of reconstruction in mature
capitalism. Certainly, if we were to research the New Deal to see
how faithfully Keynesian it was, we would be quickly disabused – in
fact the activities of Schacht were far more in line with Cambridge
John Maynard Keynes and the Capitalist Theory of the State 35
statement of fact with a plea: why not put an end to playing with
words? Why not accept that the only route to socialism is via the
progress of modern democracy, its institutions, its striving for liberty?
Democracy is subversive.
‘Remember Bad Godesberg’, would have been the reply of a com-
munist of the old guard. Instead, one after the other, the responses
in Rinascita provide ample demonstration of how times have changed
by showing their agreement with Bobbio, even if in passing or in a
roundabout way: a bit more democracy, a bit more socialism, a few
dialectical somersaults, a few dance steps to the music of the Central
Committee. According to this approach, the theoretical issue basi-
cally boils down to the old chestnut about which came first, the
chicken or the egg. The urge to avoid the issue becomes painfully
obvious when the discussion turns to the choice between ‘capitalism
with democracy’ and ‘socialism without democracy’, as if Bobbio’s
dialogue with Roderigo di Castiglia were still continuing and the cli-
mate were still that of the ‘thaw’ following the Cold War.4
Since the discussion did not originate within the official workers’
movement, perhaps it is worth drawing Bobbio’s attention to the fact
that outside the reformist wing of this movement there continue to
exist schools of thought that are still engaged in refining a Marxist
theory of the state, taking as their starting point (what is presumed
to be) a workers’ point of view, that is, one based on the needs, atti-
tudes, and struggles of the proletariat. If we leave the reformist camp
to their own devices, along with their unseemly haste to concur with
Bobbio’s request to abandon revolutionary theory, we for our part
still have a duty to give some thought to the fact that, as he himself
would be the first to admit, the problems he raises have various
dimensions and admit various approaches. In particular, if we take
it as read that the reformist workers’ movement has no revolutionary
doctrine of the state, we have to ask ourselves whether the revolu-
tionary Marxist movement can provide a political theory – one based
(for whatever motives) on genuine Marxian principles – of the revo-
lutionary struggle against the state, one that would allow us to ignore
Bobbio’s entreaty and give a proper response to his initial question.
Certainly, the reasoning in Bobbio’s article is watertight once his
premises are accepted. It is no coincidence that the arguments he
invokes to support his thesis are rhetorically addressed ad homi-
nem; they are arguments that are directly aimed at the intentions of
the reformists, their attitudes, and the ambiguities of their position,
while they only strike a glancing blow at the impressive edifice of the
Marxists’ theory of capital, and consequently at their theory of the
40 The End of Sovereignty
state (the four passages from Marx and Lenin have little bearing on
the foundation of the Marxist theory of the state) – in short, they are
an indictment more of the bad conscience of the reformists than of
the consistency of Marxist thinking on the subject.
As a matter of fact, if we want to play Bobbio at his own game
by accepting his definition of what is at stake, we could use his own
arguments against him: for example, why attribute the impossibility
of an autonomous (independent) working-class theory of the state to
the abuse of authoritative texts, and not to an inadequate interpre-
tation of the works of Marx?5 ln reality, the integrity of Marxism is
not at stake here, but rather reformism, and the answer is a foregone
conclusion. But if the question is approached from a revolutionary
position (sit venia verbis!),* it remains a totally open one, and there is
no reason why Bobbio’s arguments cannot serve as a useful reference
point for bringing out significant differences between the conflicting
positions. It is possible to give a satisfactory response to him in his
own terms, even accepting the provocations and paradoxes that arise
from his way of defining the central issue. Arguments based on the
logic of the raison d’état can in fact make a substantial contribution to
political theory, as long as they do not bear the mark of an age that is
tired, sanctimonious, spineless, and despotic; but this is not the case
here.
Thus, is there a Marxist doctrine of the state? What would it con-
sist of if it did exist? And if it does not exist, is it nevertheless implicit
as a subordinate part of the working-class theory of the revolution-
ary process? In short, there is a case for raising as substantive issues
those questions, which Bobbio asked only rhetorically (though no
less effectively for that, in political terms), not so as to give exhaustive
responses, but simply to redefine the questions and place them in a
different conceptual framework, within which it might eventually be
possible to resolve them.
I would suggest that, within Marxism, the elaboration of a theory
of the state broadly speaking centres on the following points:
It is only when these issues have been clarified that the problem of
an alternative to bourgeois representative democracy can be raised at
all, and it can be established whether there is any point left in raising
it. (For, in spite of the heroic efforts of reformist theoreticians, this is
the ultimate problem that Marxists have to face in their deliberations
on the state, in terms not of its importance but of the place it occupies
in Marxist discourse. In fact, only someone with a fetishistic obses-
sion with institutions could think of making this question the first on
the agenda in a Marxist context; and this, to make the point again,
would not be because of excessive regard for the canonical sources
of Marxist theory, but for quite the opposite reason, namely an unre-
strained revisionism.)
The names and the things: the first thing a materialist and dialecti-
cal method should set out to do is specify the correlation between
the former and the latter. I have the impression that those in the
reformist camp underestimate the importance of this problem. I do
not know whether the love–hate complex of Cerroni and his cro-
nies focuses more on the definitions of Hegel or on those of Locke.
Bobbio does not know either; nevertheless he rightly assumes that the
debate is referring to a linguistic entity, and thus, within the game,
there is some sense to it. But outside the game? Outside the context
that has been ‘contrived’ for the sake of the discussion? If it is true
that theory can provide tough questions with some tough answers, it
is all the more important for words to carry some weight.
Democracy: when heard on television, this word sounds different
from the one that is shouted in town squares by Saint-Just or Lenin.
And that ‘democracy is subversive’ may well be, but in different
senses when it is said by Jerry Rubin and by Richard Nixon (that
is, if we accept that both are ‘subversive’). I think these are truisms.
42 The End of Sovereignty
*
Presumably a reference to John Locke.
Is There a Marxist Doctrine of the State? 45
rule of housewives; but this did not save us then, nor will it save us
now, from the hell of the Gulag.)
The fact is that, outside the realm of moralistic appeals (even
in their new versions, of the type ‘why I cannot but call myself a
Christian’),14 the democracy that traditional Marxists spoke of no
longer exists. The question of whether people are more free in the
West or in the eastern bloc is as empty as the one that a slave puts to
his shadow. This is not just because the (Weberian) mechanisms of
bureaucratic development have fossilized into precisely those func-
tions that channel the power of capital; not just because science and
technology (transforming themselves into technocracy) have, each
in turn, been subsumed within capitalism in the strictest sense of the
word; not just because the complexity of state organs in reality cor-
responds to the full range of coordinated and specialized functions
performed by the engine of capitalist power; not just because the
mechanisms of integration and repression, mediation and selection
tend, in an increasingly conspicuous and heavy-handed fashion, to
take the form of direct state control (while the pale image of bour-
geois civil society slowly sinks below the horizon). Above all, it is
because the material foundation of the specific mode of democracy
that is now being discussed has been dissolved by the development
of capitalism itself. This is not so much a loss of nerve on the part of
the acquisitive spirit of liberalism, which converts the market place
into a political arena; nor is it merely a question of the vertiginous
fall in the rate of capitalist profit producing a crisis – in the sense
of a critical point reached in the dynamism that legitimizes the
development of both democracy and capitalism. Rather, what is at
the root of this situation is a radical change in the law of surplus
value. If Rinascita devoted some pages to relating this problem to
those of liberal and socialist democracy, it might be energy better
spent. Because this is the crux of the matter: a moment has been
reached when, in accordance with the law of surplus value, the
capitalist rationality behind the rules of free exchange is breaking
down, when commodity fetishism no longer adequately conceals or
mystifies a ‘rational’ capacity for exploitation and instead the naked
irrationality of power comes to act as the only sanction for the pro-
portions and expressions of exploitation, its only justification being
its self-perpetuation.15
At this point the emergence of a Gulag of a different sort becomes
no accident, but is necessary: it comes about as the logical conse-
quence of the isolation of capital from the reasons for making a profit,
and of its exclusive use for the purpose of maintaining power – let
Is There a Marxist Doctrine of the State? 47
But clearly the central problem is not one of which label to choose.
The Marxist theory of the state can, as we have seen, provide the
basis for a coherent materialist critique of existing institutions, iden-
tify the underlying direction in which they are evolving, and entrust
the revolutionary proletariat with the task of discovering the precise
forms the process of total transformation will take: at this point it
becomes essential to avoid misunderstandings over the term ‘dicta-
torship of the proletariat’ by defining it, as ever, in materialist terms,
and hence in terms of class structure. One point immediately calls for
clarification: undeniably the term ‘dictatorship of the proletariat’ is
inappropriate when applied to the historical process by which social-
ism has been established in the eastern bloc, because what soon came
about there was dictatorship pure and simple, the dictatorship of a
party bureaucracy. But the term is equally misleading if applied to the
concept of the establishment of socialism in general, just as much as
the term ‘representative democracy’ can be. For one might suppose
that, given the advanced stage of development that capitalism has
now reached, socialism is impossible to achieve, if we use ‘social-
ism’ as a blanket term for a real transformation that synthesizes class
antagonism with the need for structural change, the negative and pos-
itive dynamics of the revolutionary dialectic. The central concepts of
socialism as a political theory lose their incisiveness by being applied
Is There a Marxist Doctrine of the State? 51
within capitalism and of the crisis that the struggles against it have
provoked, we are finally in a position to begin to tackle the problem
– approaching it from within this struggle – of how the masses must
organize themselves so as to construct a communist society. Class
consciousness creates the will and transcends both the spontaneous
impulses directed to the satisfaction of immediate needs and the
immediate struggle. Will it be possible to erect a theory and praxis of
the destruction of the state and the transition to communism on such
a foundation? If it is true that transitional consciousness slowly turns
into mass consciousness, then the true beginning of the transition is
to be traced back to the moment when this question was formulated
and to the state of consciousness that generated it. As a result, the
only analysis of the transition to communism that can be envisaged
is one centred on the institutions of the proletarian counteroffensive
that have been forged in the course of these struggles. There is noth-
ing more desolate than the psychological block that finds some tactic
to avoid confronting this truth (e.g. by cherishing vague hopes of a
‘period of Giolittian trasformismo’25 in reverse, as some people are
attempting to bring about now, with Pascolian ingenuousness).
welfare services; they seek to acknowledge that all life – all work of
production and reproduction – is subject to exploitation and to the
extraction of surplus value. In the continuity of these struggles lies
an expansion of social needs, desires, and demands. Constituent
power can become a composition of various constituent singulari-
ties, and hence conceiving of it as a multitudinous pluralism means
breaking with any fetishistic conception of political unity, and by the
same stroke also being done with the concepts of the people and the
nation, which are traditionally posited as a unity.
At this point, in the light of the struggles that have redefined con-
stituent power as an ongoing, radically plural and biopolitical process,
we are in a better position to recognize constituent power’s distance
from and incompatibility with representation and sovereignty. More
and more widely the democratic claims of political representation are
seen as cheap and empty, and it is not surprising that speaking in the
name of others has been outlawed in social movements. Cooperation
and aggregation emerge in place of representation, as mechanisms
through which a plurality of different political forces may act in
common. Correspondingly, leaving representation behind appears in
the economic field as well. When economic activity consists of large-
scale networks of social cooperation that produce and reproduce life
– or subjectify society – the representative mandate no longer makes
sense. In this context, any recourse to notions of general will seems
completely out of place and illegitimate. Everyone’s will is already
organized in cooperation.
The exclusion of sovereignty from constituent power becomes
increasingly clear. It is impossible today to find a form of constitu-
ent power thought of as transcendence or ‘exception’. The sovereign
requires unity – a unity that is irremediably broken by the radical
pluralism of the contemporary concept of constituent power. While
sovereign decisions are always empty, because the sovereign is sepa-
rate and above society and acts in the exception, constituent power
today invariably has a surfeit of social content. To redefine constituent
power, the exception of sovereign power must be replaced by an excess,
that is, by the excessive nature of social production and cooperation.
So then, what does it mean for the multitude to take power? Taking
power remains a central goal for us and, as I have tried to explain,
it cannot mean just overturning the relationship of domination and
ultimately maintaining the machine of sovereign power by changing
the person who sits in the driver’s seat. For a multitude, taking power
is basically to undertake a task – that of inventing new, non-sovereign
institutions.
68 The End of Sovereignty
But beware. When our eyes are fixed on the institutional political
and we assume that people (the electorate, etc.) have the necessary
skills to organize and support long-term programmes or administer
institutions collectively – in short, that they are capable of democracy
– this assumption often turns out to be an illusion. I would be
tempted to say, picking up on James Madison’s realism, or rather
cynicism, that, if populations were made up of angels, then and only
then would a true democracy be possible. The only real and effec-
tive way to answer these questions today is instead by shifting our
perspective from the political to the social field or, to put it better, by
combining the two. This is what the movements show us. Only then
shall we be able to recognize and promote, through the extended
circuits and capacities of cooperation and organization of the mul-
titude, new democratic political processes – understanding that the
human capacities for social cooperation are a solid basis of demo-
cratic organization.
It happened in Soviet society in the early 1920s – partially and
briefly – that there was a connection between the radically democratic
constituent activity of the Soviets and the institutional processes
of economic and social transformation. For a time, the revolution
became a veritable instituting machine [macchina istituente], or rather
a complex of constituent institutions. The formula proclaimed by
Lenin in 1920, ‘communism = soviet + electrification’, associates
a form of political organization with an economic development
programme. The Soviet industrial development project rapidly
encountered insurmountable obstacles, which were due in part to the
low level of Russian industrialization and to the lack of an industrial
base in terms of the social and cultural resources of the population
– not to mention the international isolation and encirclement by the
capitalist countries. We can nevertheless learn from Lenin’s formula
the necessity of forging a link between revolutionary political organi-
zation and the social project of transformation.
It would, of course, be anachronistic to re-propose plans for eco-
nomic modernization. We are moving today on a biopolitical terrain,
and the question is not simply about producing goods but about the
ontological expansion of social being.
Today’s task clearly takes shape when placed within the framework
of capitalist development. As Marx shows, between the eighteenth
and the nineteenth centuries the centre of gravity of capitalist pro-
duction and its dominant mode pass from manufacturing (which
essentially sustains increases in productivity through the division of
labour) to large-scale industry (which increases productivity by intro-
The End of Sovereignty 69
* This article was originally published under the title ‘In dialogo con Toni Negri’,
in Effetto Italian Thought, ed. Enrica Lisciani-Petrini and Giusi Strummiello,
Quodlibet: Macerata 2017, pp. 23–31. The endnotes (partially updated, as else-
where, for the benefit of the English reader) do not belong to Esposito but were
added by the editors of the Italian volume.
Roberto Esposito in Dialogue with Toni Negri 71
tion. Far from being just imperial provinces, sovereign states raise
their heads again, building new walls on their borders, and even
Islamic terrorism seeks to territorialize itself into a new sovereign
state. While the United States under Trump threatens an increas-
ingly hermetic sealing of its borders, the countries of Europe, with
the United Kingdom in the lead, claim other sovereign prerogatives
in addition to debt. Instead of cancelling itself out, in a generalized
deterritorialization, the line of opposition between inside and outside
deepens, cutting right to the heart of the West. The threatened vic-
tory of nationalist forces all around Europe requires re-establishing
sovereign control even over the economy. This is very difficult, but
not entirely impossible. After all, what was it that saved the financial
system of the banks, if not national governments? Not to mention
the progressive militarization of questions of migration. In various
parts of the world, war tends to become the new constituent princi-
ple, modifying the spheres of influence exercised by sovereign states
such as Russia, Turkey, India, and China. Their hegemonic clash
with the United States is no longer limited to economic matters but
also passes through politics, threatening to move to the military level
sooner or later, given that there never was a real sovereign power in
history that was not also military. Meanwhile there is a rebirth of neo-
colonial temptations in other guises: the big powers are once again
envisaging the conquest of territories destabilized by civil wars. What
is being globalized today is a form of nationalism that is very different
from the open and inclusive paradigm of ‘empire’. The constitution
of the European Union, which is currently in crisis, has already col-
lided with it, and a ‘sovereignist’ disarticulation is the outcome. The
nomos of the earth (to use Carl Schmitt’s formula), along with pro-
duction and distribution, goes back to being a kind of sharing out in
a new geopolitical order of the world.
The problem can be seen from another angle as well. Certainly
European states have lost several of their prerogatives – beginning
with the decisive one of being able to mint money independently
of decisions by the Union. This means that none of the individual
states – not even Germany, should it want to – is able to bring about
a real change of system on its own. When Greece tried to raise its
head, it was quickly forced into a humiliating surrender. But it is
also true that a few states saw the birth of the only forms of resist-
ance, immediately dismissed as ‘populist’, to the dominant neoliberal
model. What could or should be understood today by populism
remains largely an open book. But it is difficult to continue talk-
ing about democracy outside the reference to a sovereign people. If
74 The End of Sovereignty
neoliberalism has now been generalized across the globe, this means
that the liberal–democratic model, which was hegemonic in Europe
for several decades, has broken down; and, given this situation, a
residue of democracy seems to be possible only in individual nation
states. Only in them can political conflicts arise at the moment; and
only in them can a form of public law oppose the global primacy of
private law. Despite all its limitations and its exclusionary mecha-
nisms, the nation state remains for the time being the only subject of
constitutionalization of the private relations that currently regulate
the world’s financial market.
But the collapse of the imperial paradigm theorized by Hardt and
Negri has also weakened the two categories that accompanied it
dialectically, namely the multitude and the common. These were
conceived, within and against the horizon of empire, in order to
accompany the sunset of political sovereignty and the biopolitical turn
in matters regarding the nature of work. There is a close relationship
between these two phenomenologies, in the sense that the expansion
of immaterial labour is connected structurally to the dynamics of
deterritorialization. The assumption on which Negri has worked in
recent years is that cognitive capitalism, which is based on the spread
of general intellect, creates the conditions of its own overthrow, in
the same way in which the feudal world created the conditions for
the birth of bourgeois society. The optimistic presupposition of this
hypothesis is that the spread of immaterial production, once freed
from the chains of capital and from imperial constraints, will pro-
duce the conditions of a new socialization, which is embodied in the
multitude.
But this in turn presupposes another condition, which is far from
given – namely the neutrality of the instruments of production, which
are seen as capable of passing from the capitalist regime to a different
one, with a high rate of socialization. Now, as Carlo Formenti has
also pointed out, in a book entitled The Populist Alternative5 this neu-
trality is far from given. Technology, including digital, incorporates
codes and control devices that predetermine modalities and effects.
Technological development is inseparable from the capitalist com-
mand that directs it, taking it to its own ends. Nor do the new forms
of cognitive labour – which, incidentally, involve relatively limited
groups of workers – liberate potentialities ready to be introduced into
a different regime. On the contrary, intellectual labour, like material
labour, is increasingly conditioned by the constraints of the capital-
ist economy and of the financial market. It is true that new forms
of subjectivation are also generated through this channel. But they
Roberto Esposito in Dialogue with Toni Negri 75
are far from being free; they are rather forged by the mechanisms of
neoliberalism, in relation to human capital. This happens in the same
way in which skills are strictly parcelled and measured via evaluation
systems aimed at maximizing outputs and profits. On the other hand
the digital revolution has continuously reduced work, even before it
changed its nature, as is obvious from all the serious studies on the
subject. Therefore one has to ask: do labour and immaterial produc-
tion really free us from imperial constraints, from the constraints
of capitalist command, do they produce new forms of society and
socialization, and are these forms embodied in the multitude?
This has fairly problematic consequences for the very category of
multitude and raises an important political question. It regards in
the first place the composition of the multitude, which is made up
of segments too diverse to constitute a subjectivity that somehow is
homogeneous, or at least capable of being articulated into a unitary
whole. How is one to assemble pieces of highly specialized cognitive
labour and put them together with marginalized labour or illegal
immigrant labour? Are they part of one and the same subjectivity,
plural and singular, which can be defined as a multitude? And can
one unite, under the same romantic single category of exodus, the
migration of graduates, who change country in search of better paid
work, and the migration of those who are trying to escape famine
and war? But, even before that, how does such a multitude acquire a
political aspect, and how does it pass from the social and ontological
sphere to the political? What can push the singularities that comprise
it to unite in a single front? And against what opposing front do they
align? Where exactly is one to find the line of the conflict required
in any political dynamic? On this point I find myself in agreement
with Tronti: the political requires a clear distinction between friend
and enemy. Here again, the question of the negative returns. This
question is in some way excluded from Negri’s discourse, which is
so affirmative and places so much trust in the immanent power of
things that it seems at times to be without borders, without limits.
But without limits how does one build political alliances, and against
whom? Who are the friends – or at least the allies – and who is the
enemy? The international financial cartels? The ruling classes in indi-
vidual, national countries? The European institutions? As Negri says,
we need to restart political work. But resuming political work means
identifying possible allies and a common enemy. This is also Laclau’s
point: the definition of the adversary is decisive, because the adver-
sary in turn defines us. Without a clear adversary we cannot have a
political identity.6
76 The End of Sovereignty
Dear Roberto,
Thank you for your letter, which as usual was to the point. I shall not
summarize the questions you raise, and I shall refrain from pointing
out some inaccuracies in the assumptions you make. Rather, let us
get to the heart of the matter together: what does it mean to think
in an affirmative and constituent way? As I have never been a fan of
what they like to call ‘eternal philosophy’ and, important as the young
Hegel and the young Marx were to me, I have more often entrusted
the historical and social sciences with ascertaining the truth and class-
political action (on behalf of the exploited) with building my actions,
I have learned that social processes are always contingent and that
history is discontinuous and only possibly traversed by stable trends.
This means that reasoning in an affirmative and constituent way is to
put oneself in there and to dispose one’s thinking towards acting, in
any contingency, in relation to those eventualities and those tenden-
cies. To put it briefly, it means reasoning by dispositifs (affirmative
thinking), trying to identify tendencies favourable to liberation from
exploitation (constituent thinking). Having said that, it seems to me a
caricature to declare that affirmative thinking cannot problematically
assume the negative. The negative is always as present in our consid-
erations as the positive is. It would be equally a caricature to say that
the constitutive asserts itself in linear fashion without knowing the
negative. Rather, being inside the real means always being faced with
* This piece was originally published in Italian under the title ‘In risposta a
Roberto Esposito’, in Effetto Italian Thought, ed. Enrica Lisciani-Petrini and
Giusi Strummiello, Quodlibet: Macerata 2017, pp. 33–40.
Toni Negri in Reply to Roberto Esposito 79
this regard. First, whatever today’s populists may say on the subject,
this task is not for limited segments of society; it concerns the whole
society that has been put to work, the entire social production, in
particular as organized on platforms, in which the extraction of value
includes and requalifies the nature of exploitation – the Taylorism
of the old industrial Taylorist exploitation and the new IT-based
exploitation. Second, the difficulty that you seem to have in thinking
through the possibility of this new composition of the different in the
multitude (qua new class composition) seems to me due to the fact
that you are still thinking of unity in Hobbesian terms, whereby the
principle of organization must give unity to the different; and here,
by underlining the criticism, I really see myself as a Deleuzian. How
does one do this? you ask. Only organized militancy can tell us; only
the programme for a universally guaranteed income can perhaps help
us to proceed in this direction, always keeping in mind (as I suggest
that you do) that difficulties are not impossibilities; the negative has
no dialectical consistency but is simply negative. The negative will
always be there because it is nothing, in other words it is what is not
constructed by humans.
In conclusion, you say that today there is a major return of the nega-
tive; that war tends to become the new constituent principle; that
the nomos of the earth is once again divided. And you conclude:
‘the nation state remains for the time being the only subject of con-
stitutionalization of the private relations that currently regulate the
world’s financial market’ (ch. 4, p. 74). It seems to me that you can
say this only if you forget the constituent point of view and give a
voice to the negative. The sequence you indicate is in fact the one
that the constituent principle abhors. In fact, if we assume that we are
moving towards a war designed to defend private property and that
this trend privileges the nation over globalization, it does not follow
that the negative is back in a big way; rather this simply explains the
urgency with which what you call ‘the negative’ and what I call private
property and the nation state that lead to war must be fought more
forcefully. The finding is never neutral – the truth is always partisan,
and here the side for us to take is that of the common. So we have
to fight against the return of the nation state. And this is not only
because globalization must be recognized as the terrain on which the
dubious notion of market freedom has at least permitted millions of
people to exercise the right of fleeing misery and has offered redemp-
tion from it to many third-world countries; not only because it has
allowed the new technologies, regardless of the forms of subjugation
Toni Negri in Reply to Roberto Esposito 85
When we discuss the state, the problem that arises today is to grasp
it as a reality in tension, in extreme tension. This tension cannot be
described only at the level of concrete daily relationships in which the
figures of the state present themselves, but must be defined much more
generally. For example, if we take the present situation in Europe, it
is evident that every single European sovereign state is, so to speak,
tugged at by external powers. A series of attributes that, in modern
theory and in the concrete historical functioning of the sovereign state,
were absolutely fundamental have been taken away from it.1 In foreign
policy it is NATO that determines what the basic choices are. From
a military point of view, then, the figure of the European nation state
is situated in a definitive tendency towards disappearance. The same
is true from a monetary point of view: the monetary constitution of a
European bank is played out among the great world currencies and
relies on a construction of money that surpasses the minting capacity
of individual states. Even more relevant is the tension that the sover-
eign state has undergone from the point of view of values, or rather
of culture, of language, of the definition of that entity that we take to
be a people and that constituted the very basis of the nation state. But
I have discussed all this elsewhere,2 and it can be seen even without
going into the current debates on the dimensions and hierarchies of
computer networks and metadata and on the possibility of controlling
them, issues that are now so important for a redefinition of the state.
The diadochoi
The problem of the state of the state arises in the light of this instabil-
ity. Today we are indeed witnessing the capitalist attempt to bring
about an upward consolidation of a new form of legitimacy.9 By
‘upward’ I mean constituting itself in relation to new continental
compositions: the United States and Russia, Europe and China, in
short, those regional areas that are capable of building more or less
homogeneous power groupings. The European problem has to be
admit that we are looking at a sort of traffic jam in which the transfor-
mation always risks being overwhelmed. This immediately brings to
mind the historical crisis of Keynesianism, which marks the end of a
period in which the dynamics of government were planned and con-
trolled over periods of time: to put it briefly, we are in the throes of
the twentieth-century state and on the threshold of a phase in which
temporality is no longer predictable or measurable. In Marxist termi-
nology, we are witnessing a change in the forms of accumulation that
corresponds, in a contradictory way, to the new technical composi-
tion of labour power. The forms of accumulation that develop today
essentially on the cognitive terrain, on the terrain of the immateriality
of production, of general intellect (obviously by absorbing previous
forms of accumulation) lead to the creation of a mobile cognitive
workforce, which can be controlled in its dynamics only with diffi-
culty, and anyway will have to be controlled by new, different means.
Better still, it could perhaps be dominated but, I insist, it is certainly
uncontrollable: from discipline to control of labour, and beyond.
This means that every relationship of mediation either has failed or
is in serious crisis. If one does not grasp this transition, which is fun-
damental to understanding the nature of temporality in the exercise
of government, and therefore in its eventual transformation into gov-
ernance, any project of analysis becomes impossible.
Then (and this is the second variable) there are variables and dif-
ficulties that are related to spatiality. These difficulties arise when we
compare the parameters that govern the spatial diffusion of production
– its social totalization – and its administration – its governing – to the
need, sometimes the urgency, of a constitution of general and gener-
ally applicable rules, either with reference to a centre or inserted into
a hierarchy. Such was the true basic standard [Grundnorm] of bour-
geois and socialist legal science in the twentieth century. But now
there is a spatiality of social production that does indeed require cen-
tral rules (monetary, for example), yet at the same time reveals very
heavy contradictions in the face of these central rules. To understand
these difficulties, one only has to take the example of the contradic-
tory relationship between government and governance, or the crisis
of the relationship between the constitutional state of law and the
social state, which tends to be federal and plural, or conflicts between
state systems and multinational corporations. At any rate, the effect
of instability is central, even when one considers the spatial variables
studied in the global context.
All this is important, but it has to be said that it is secondary in rela-
tion to the origin of the problem that has always arisen here: the end
92 The End of Sovereignty
and ontological categories; in other words, they are based on the new
‘being’ of the mode of production. The common – or enlarged social
cooperation – has become the hegemonic basis of the new mode of
production.11
We also need to examine a further series of determinations, which
have come to prominence in this last period. I should make two
critical points in particular. One concerns the new prominence of vio-
lence in the re-emergence of the primitive accumulation model. This
is an accumulation regime organized on the extraction of socially
produced labour value. Here the violence of the state, of disposses-
sion, is no longer linked, as in the initial structuring phases of the
capitalist world, to the expropriation of the primitive commons; it
is rather directed towards deconstructing the new productive com-
mons, through the suppression of every criterion of measurement
and through the exercise of mere domination. While it is true that
this violence is becoming more marked, we should nevertheless bear
in mind that it is accentuated in forms that do not fit well with
those of primitive accumulation in the sixteenth and seventeenth
centuries. Contemporary violence is not exercised in the pure exer-
cise of sovereignty, but by commingling with governance, through
the expansion of the financial means of extracting socially produced
wealth, and through a scandalous private accumulation of social
wealth. The second element to address is the form in which the rela-
tionship between real subsumption – the total absorption of society
into capital – and formal subsumption – the still incomplete form of
absorption of society and productive labour into capital – is being
overturned today. The landscape of formal subsumption is becoming
reconsolidated and its tendency to extinction weakens as a result of
the reappropriation of fixed capital by producers; this appropriation
enables them to develop, autonomously, experimental systems of
production especially organized as ‘in common’. However, if this
is true, we must avoid drawing, at the political level, simplistic con-
sequences from these two assumptions – the renewed centrality of
primitive accumulation and the reversal of the relationship between
formal subsumption and real subsumption – for example by attaching
excessive importance to plebeian mobilizations such as the strug-
gles of the forconi in Italy, typical of the old primitive accumulation
and of formal subsumption.* The only possibility of struggle on this
Power*
*
Heading in English in the original.
The State of the State 95
are eventually on the side of the oppressed, who have conquered the
possibility of using the right; and the same is true for power. I should
say immediately that it is always better to talk about power than
about domination. Domination is the name of power before the birth
of capitalism. Capitalism is also a political concept – it goes beyond
the reality of domination, for example by integrating slavery, which
means being subjected to domination, and by transforming it into
proletariat which means being subjected to power. Capital exercises
command over the worker; it does not dominate the worker, because
the worker resists. If the worker did not resist, there would be no
production of wealth. And when, in the postindustrial world, capital
extracts value and exercises command over society, society resists and
produces. The struggle for right is a struggle that posits this relation-
ship as an always open relationship, in which one nevertheless must
know which side one is on (it is worth repeating the point). It is only
this twoness that gives meaning to the word; and it is only conflict
that gives meaning to the struggle for right.
The problem that arises is therefore to define on what point, within
what dimensions this relationship is now fixed. When it is said that
state and law, government and governance are no longer in accord,
one assumes that capital has gone beyond the phase in which it was
organized into nation states and that the modern history of capital-
ism, although so important, is over. But what we identify in tendency
is not always given in reality. We need to make the effort to under-
stand whether the modern determination of legal development and
that reality of power have indeed been superseded. For, to restate the
point, this overcoming is not necessary, but derives from the fact that
through the struggle a new terrain has been effectively created, with
qualities that are fundamentally different from those established in
modernity.
Now I want to make a point that may seem strange. When I write
‘power’ in English (which is the only word they have to express potere)
– and I think of power as a relationship, it is not possible for me to
express the duality that I can express with potere–potenza in Italian, or
pouvoir–puissance in French, or Macht–Vermogen in German. I have
often had to deal with this problem in the course of my philosophical
activities, especially when studying Hobbes, who considers power in
univocal terms, as opposed to Spinoza, for whom power is articulated
in the dual. Even more than in Spinoza, we find this when studying
Marxism, where power and capital combine into a twofold reality.
But what is potenza, as distinct from potere? It is living labour, that
labour without which capital cannot exist. Capital is a relationship,
96 The End of Sovereignty
just like power, and it cannot exist without that thing, living labour,
from which it rips invention, creation, and surplus value. Now, it is
precisely acting on this relationship that has allowed the struggles of
the workers to undermine capital’s command, in various historical
periods, and this undermining has taken place in such a way as to
push capital to back-pedal during the immediate exercise of exploita-
tion, but also to shift the organization of its command upwards. The
problem we face today, in the new transition of capitalism, is one of
qualifying the balance of power on which capitalism is established
and that configures it. Now, to explain the word ‘strange’, which I
used earlier: when I write the word ‘power’ in English and I take it
in a univocal sense, I happen to have the option of doing it without
ambiguity. How so? Because I have the impression that today puis-
sance, potenza, and Vermogen qualify the word ‘power’ more than do
capitalist command, pouvoir, potere, or Macht. And for the first time
it seems to me that I can seriously ask myself what it means to ‘take
power’ – not in the sense of an old vanguard programme that opposes
and transcends the relationship of power and that, by ‘taking’ it,
simply wants to load it all onto one of the two sides (this would seem
to be the definition of dictatorship). On the contrary, one takes power
because today it becomes conceivable that the quality of our labour
power is placed with great force, and achieves hegemony, within the
capital relationship, without any extraneousness. If capital does not
function without the worker, in the same way the state, the ‘law’ of
the state [il ‘diritto’ dello stato], does not function without an active
citizen, without a worker-entrepreneur, without a singularity that
introduces not simply a break but liberation, democratic constitu-
tion in this system. The subversive question of power gets renewed
in this situation – and when I speak with comrades from Syriza and
Podemos, for example, or with comrades who push forward with
the neomunicipal hypothesis despite the terrible limits that these
experiences encounter, I feel that they, too, are acting on this under-
standing of ‘taking power’.
The next problem is how to make the tactical and strategic tran-
sition towards a full affirmation of potenza, of power.* It is evident
that a series of concepts that had been created for this purpose need
to be reworked today. Let us take two examples. First, the concept
of passive revolution: this one needs to be rethought because it is
very difficult to imagine that this silent transformation could happen
today and take the same form as in the period described in Gramsci’s
analysis of Americanism – that is, of a capitalist initiative from above,
passively experienced in the productive activity of the masses. Unlike
in Gramsci’s analysis, today even passivity is alive: it is that which has
been snatched from fixed capital and organizes itself autonomously.
It is precarious, cognitive labour power waiting to organize itself
politically. The second example is the concept of constituent power.
If at other times we have characterized this power as event, today, in
the presence of those critical tensions that we have defined, it must
be grasped in the form of counterpower, in other words it must be
projected into becoming and organized as a process. It is in this con-
text that very vulgar discussions – like those on tax policy and taxes
– become central to the theme of the revolutionary project.
To conclude, let us return to the questions from which I began.
Does the tension to which the state is subjected today lead to paraly-
sis, or does it open new possibilities for the expression and structuring
of social coexistence – or, in more explicit terms, of democracy? I
believe that this second hypothesis can be assumed, but with caution.
Assuming is certainly not the same as taking it as a winning hypoth-
esis; rather it means affirming that the variables that allow us today
to see the state in tension and in a process of dissipation recognize
in the productive forces of the multitude greater capacity not only of
resistance but also of subversive expression. And if, in this situation,
right [diritto] is no longer state law [diritto statuale], what is it? It is an
alien machine that nonetheless reflects real ontological determina-
tions. Thus, when we emphasize the dissipation of state law, this is
not to say that we discount it as a field of struggle or as a place where
new institutions and new values are built. What has been surpassed
is the certainty and effectiveness of state law. Therefore, if we want
to create new law, we must create new machines and new values.
What is the common, if not precisely this new value? And what is its
machine? It is the material production of humanity and wealth. All
of it is stuff to be taken back – and we have to admit that, albeit cau-
tiously, this is what we are doing.
7
On the Concept of Nation State*
For a long time, the concept of ‘nation’ was difficult to define sepa-
rately from that other concept, the nation state. Today things are very
different.
But let us begin at the start, that is, precisely from the concept of
the nation state. It was shaped by two elements: the first, political and
juridical, was the state; the second, historical, ethnic, and cultural,
was the nation. However, it was from the concept of the nation state
that the nation became a reality, that sovereign power gave rise to the
nation. When speaking of nation, we should always bear this gen-
esis in mind. In any event, ‘nation’ is a concept for which a number
of definitional criteria have been proposed, stemming from various
ideological roots. Usually there are three ways of thinking about it.
First, one can think about it as a category that includes basic natural
facts, for example the ethnic element (the population) and the geo-
graphical element (the territory). The ethnic element has periodically
been linked with the idea of race, even if, according to theorists of
nation, the concept of race has only rarely inspired a biological appli-
cation. When this happened, though – a s it did, and not only in the
contemptible instance of N azism – it was a case of terroristic, destruc-
tive, and aggressive political operations with no scientific basis.
A second category for thinking about the nation includes cultural
factors such as language, culture, religion, and the continuity of the
state. In some instances there may be a close relationship between the
first category and the second: for example the ethnic criterion and the
linguistic criterion could merge, and so could the political criterion
and the religious criterion.
A third category of defining elements contains subjective factors:
consciousness, will, the feeling of nationhood. Within this category
of criteria, the concept of nation is founded not on something prede-
fined but, on the contrary, on an act of will that can more or less be
determined by members of the population; and this is what consti-
tutes the nation itself. This is why Ernest Renan described the nation
as a ‘daily plebiscite’.
Other authors have established a classification based on the oppo-
sition between two fundamental criteria: a ‘naturalist’ mode and a
‘voluntarist’ mode. Naturalism is often attributed to German think-
ers, while voluntarism is seen in principle as a French cliché . . . But
obviously this distinction is only approximate; remember that Fichte,
in his Reden and Die Deutsche Nation, qualifies the nation as an act of
conscience and will, not of nature.
What can we say, then? If we stick to the old definition of the
nation state, it is absolutely clear that the concept of nation has a
complex and ambiguous character that is hard to define. The criteria
that are proposed not only oppose each other but often overlap; and,
even when the definition of the concept of nation is intended to be
complete and precise, it inevitably has to avoid or ignore the multi-
plicity of differences and historical conditions of which the nation is
still the result. One could add that the doctrines of nationhood have
never been able to determine precisely the concepts of national reality
and national behaviour.
We can get directly to the heart of the problem, namely the rela-
tionship between the state and the nation, only by starting from an
examination of the historical development of the concept of nation.
We can begin by recognizing that it was above all the great unifica-
tions of the nineteenth century (Germany, Italy, etc.) that instituted
a process that tried to make the nation coincide with the state. If
the nation has long been regarded as a central concept of political
doctrines, this is because of such an identification. Here I need only
mention the schools of historiography that have predominated in
all European countries. Furthermore, in the nineteenth century all
law, private and public alike, came to be seen as an emanation of
the nation state, and all antagonistic concepts, albeit many, were
silenced. Between the nineteenth and the twentieth centuries, das
Volk – the people – and the nation can be said to have imposed their
dictatorship on the biopolitical.
100 The End of Sovereignty
We can also note that merging the concepts of nation and state
would not have been sufficient for obtaining the adherence of citi-
zens and for legitimating the need for obedience, especially in states
of exception and necessity, if this fusion had not itself been infused
with the idea of fatherland [patria] – a concept with very ancient ori-
gins, with a long history behind it, and also with a heavy emotional
baggage. While the nation is the outcome of circumstances and the
institution of the state is conventional, patria is, on the contrary,
the result of a choice; and it was probably this choice, this value
judgment that produced, between the eighteenth and the nineteenth
centuries, the cultural connection between the other two concepts,
state and nation. The nation becomes a homeland and the state
becomes the apparatus, simultaneously of force and law, through
which the nation affirms and organizes itself, diverting onto itself
the love and devotion reserved for the homeland as the highest of
values. It is obvious that there are echoes of Rousseau in all this
and, even more, a degree of romanticism, as we shall see. But in
Hegel the characteristics of the unification of the concepts of state
and nation are far less poetic. According to him, the state is not an
abstract construction. It emerges through the recognition of an eco-
nomic and social given – civil society – and through the affirmation of
the principle of the nation, understood as an actor in history. Hegel
is the true theorist of the modern state because, going beyond the
views of sixteenth- and seventeenth-century theorists of sovereignty
and eighteenth-century theorists of civil society, he sees the factor of
nationality as preponderant.
What I am saying here is clearly reductive with respect to the phe-
nomenon of the nation, and I apologize for that. But my reduction
is not intended to mystify things: the concept of nation is always
contradictory; the nation exalts the value it imposes, it conjoins des-
potism and love. And it grants the subject citizenship only if the
latter is accompanied by alienation and subjection. The contradic-
tions remain even where the patriotic dimension of the concept is
considered central; on this topic we have a formidable article by
Ernst Kantorowicz.1 In Kantorowicz’s view, there are two opposing
tensions that coexist in the concept of homeland and that have been
unified since the Middle Ages. On the one hand, there is the feeling
of living in the nation, politically, patriotically, as if one were in a
mystical body; and with it goes the idea that such adherence can and
must produce social behaviour and have consequences. ‘Those who
declare war on the Holy Kingdom of France declare war on King
Jesus.’2 On the other hand, when the secular state assumes its sover-
On the Concept of Nation State 101
eignty and its power via the concept of patria, it also imposes on its
citizens an obedience that is a sacrifice, an identity that makes them
generously available to the state. Consequently the two dimensions
of the nation state are to be found in its genealogy and in the concept
of homeland.
So let us return to the main point. The nation state was the great
political reality produced by the nineteenth century. It was the
result of a complex and heterogeneous historical process, which was
accompanied by an equally complex and heterogeneous theoreti-
cal elaboration. The development of the main contending political
currents in Europe up to the beginning of the twentieth century was
strongly influenced by this overriding reality; and this conditioning
emerges through the general mediation that liberal and Christian
socialist political theories have built around the concept of nation.
From this point of view, it would be interesting to examine how equi-
poised the ideology and the political practice of socialism have been
between internationalism and patriotism, between cosmopolitanism
and nationalism.
Before tackling the current crisis and in fact the need to discuss the
present reawakening of the idea of nation, we have to define other
elements that the nineteenth and the twentieth centuries included in
their conception of the nation; these complete its original definition.
The reality of the nation state cannot be conceptually understood
without immersion in the history of modern capitalism. It is of course
the case that in some European states the constitution of the nation
preceded the birth of capitalism; but this construction of the nation,
as produced by the absolutist monarchies of Great Britain, France,
and Spain, changes radically in the presence of characteristics that
will later be fixed once and for all, on the basis of the ethnic and
cultural identity of the nation and in the context of capitalist develop-
ment. The nation state does not have a single soul, so to speak – one
that lies beyond any ambiguity and operates as an idea, being tied
to patriotism and to the passion for identity. In fact it possesses a
soul that we can call materialistic, in which identity and patriotism
often find their expression through egoism and through aggressive-
ness towards the other.
One must never forget that the modern nation state was born
out of romanticism, in a struggle against revolutionary Jacobinism
and Napoleonic expansionism, as well as against the revolutionary
Enlightenment and its derivatives. More precisely, it translates the
affirmation of national identity into a reactionary principle against
universalism, that is, into a principle of differentiation from, and
102 The End of Sovereignty
often of exclusion of, all those who are regarded as not being part of
the native soil of the homeland. Here we should recall the evolution
of the young Hegel (among many others, of course), who followed
the line of French revolutionary Jacobinism until he became aware
that Germany did not have a metaphysics – in other words it did
not have a unitary state sovereign. This idea developed in Hegel’s
thought in later years, through the construction of a dialectic between
the economic and the political, between the capitalist instance and
the sovereign instance; and this dialectic became decisive for the
construction of the German Reich and of German capitalist power.
This accounts for how closely the nation state is linked to the
development of capitalism. As I have mentioned, the great sovereign
states of modernity, Great Britain and France, had already given rise
to the primitive accumulation of capital; they had also overturned
the resistance of the commons and of precapitalist agrarian usages
by promoting the process of manufacturing accumulation. However,
beyond the expropriation of the commons and primitive accumula-
tion, it was only within the framework of the modern nation state
that the legal, administrative, and political forms adapted to the sta-
bilization of capitalist growth and to the formation of the bourgeois
state come to organize themselves. In summary, the spirit of counter-
revolution and anti-Enlightenment thought had been the foundation
of ideologies associated with the most recent formation of the nation
state; that soul, under the thrust of capitalist development, was thus
to embody figures that could not have been completely predictable at
the beginning, but were soon considered fundamental to the exercise
of state power and to the development of an economic variety of class
power. These figures were equally decisive in maintaining the unity
of the nation in the face of the difficulties of accumulation and the
explosions of the class struggle. It was in these circumstances that
the European nation state fully expressed its true vocation. By this
I mean the figures of colonial conquest, the practices of imperial-
ist aggression, and the ideological products of fascism – all the way
down to the production of monstrous war machines to which the very
existence of the nation was tied.
Love of one’s country [l’amor di patria] – probably an expression
that has never been more appropriate – prevents us from following
this thread to the end and from carefully describing the results of
this development, or rather its terrible derivations. The barbarism of
colonialism is well known, and the violence of imperialist conquests
and aggressions periodically rises and reappears in the background
of our present time. But it is on fascism and its imperialist deliriums
On the Concept of Nation State 103
that our attention needs to focus: on the millions of deaths that the
wars of the twentieth century have left behind. Is this where the
concept of homeland and that of nation definitively take leave of
each other? Is this the point at which the passions linked to love for
one’s neighbourhood and for this kind of extended family that the
country represents for everyone stop being recognized in the adven-
tures and structures of the nation state? Maybe. What is certain is
that a new history of the concept begins here. Probably a new way
of looking at ourselves as citizens has arisen. Citizens of the world?
Once again, maybe. Some complain today that the concept of nation
has been upset and, so to speak, overthrown by the structures of the
globalized market. Yet the transition from a domestic international
economy, which is based on nation states and their interaction in the
world market, to a globalized economy, in which capital is capable
of functioning at the planetary level and which reduces nation states
to the role of simple articulations of global power, has been seen as
a happy turning point. And it is indeed fortunate, if we compare the
new conditions in which people live in the globalized context to their
conditions when the nations were massacring each other.
We are under no illusion that these new conditions have eliminated
disagreements between peoples and put an end to wars. We are well
aware that the violence caused by nationalisms is little by little being
replaced by an even more ferocious violence, rooted in religious
hatred and in sacral injunctions, and that we must register the return
of racism both inside and outside national communities, including
here in Europe. Of course, all this is terrible. But somewhere in our
consciousness we feel that, beyond these episodes, a world awaits
us in which such horrors will be impossible. Capitalism created glo-
balization; it is now a matter of building a democratic society at the
global level.
But let us return to our identification of the basic characteristics of
the nation state, which are once again in evidence. The nation state
was a centripetal concept: the nation effectively accorded to govern-
ments, to a centralized function of command, an absolute character
that guaranteed transition from the decision to the execution of gov-
ernmental acts. Kantorowicz is very clear: on this there are two bodies
of government. The first body is the real function, sovereignty, the
nation, which presides over the definition of the absolute character of
sovereign power; it is the monarchy. The second body lives and dies,
it is the contingency and discontinuity of government, of political
representation, the historical blocks and interruptions in the life of
states – but this ‘mortal’ character is traversed by the sovereign effect
104 The End of Sovereignty
that guarantees the body’s immunity and prevents its decline. Today,
in the contemporary world, these two bodies, these two functions of
power have withered and, at least in part, tend to dissolve.
However, the concept of nation state does not simply dissolve
as a result of the transition from a world economy to a globalized
economy, the latter being characterized by global financial intercon-
nectedness. The decline of the nation state was accompanied by
another transition: the latter resulted in the transition from govern-
ment to governance, which in turn signals the hybridization of the
public state and the private market and reveals, among other things,
the juridical nature of the market, the real dimension of global trade.
This transformation challenges the unity of the nation state’s systems
of legitimation, of private and public international law. It blunts the
capacity of government and places the figures and functions of capi-
talist regulatory bodies at the global level.
We may then ask ourselves, well beyond all the ideologies and
historiographies blessed by the nation itself, whether the genesis and
composition of nation states, their historical reality, should not be
restored – not to an origin that would be transformed into a telos and
thus realized, so much as to a sort of indefinite constituent potpourri:
to a knot of encounters or clashes between different populations,
groups, and forms of government; to the contradictory dynamics that
involve capitalist factions, aristocratic manipulations, and democratic
insurrections; to the discontinuous development of neomercantilist
strategies, fiscal and customs manipulations, and so on; again, for
some peripheral nation states, to the consequences and derivations
of colonial movements and imperialist strategies, and especially of
the population movements created by them; and finally, today, to
transport and means of communication, the porosity and plasticity
of borders, and so on. All the determinations of the nation state,
both nature- and culture-related, seem to dissolve in front of these
upheavals and transformations.
Don’t you have the impression that there is actually something
artificial and precarious in my fleeting sketch of the history of the
concept of the nation state, something that now belongs to a bygone
age? Something that, viewed in relation to its genesis, has an air of
chance, precariousness, and uncertainty? And, beyond this genesis,
when we talk about the decline of the modern nation state, about the
delusions of fascism and the millions of victims of wars, violence, and
hatred, don’t you have the impression that the concept has simply
become the symbol of a terrible history, almost a sign of radical
repression? And that the notion of homeland has perverse aspects
On the Concept of Nation State 105
too? I don’t think any of us can give a placid answer to such ques-
tions. However, while we might refuse cum ira et studio* to recognize
ourselves in this identity, we would be able to recognize ourselves in
a different world. I shall try immediately to discuss the adventures
of this new postmodern existence. But, looking back for a moment,
we could say today of the nation state what Pliny said about large
estates in the first century of existence of the Roman Empire. Just as
latifundia perdidere Italiam† then, today the nation states have ruined
modern sovereignty.
Let us now consider the element of nationality (by this I mean
the pale and nostalgic reflection of national sentiment, as located
in ideology), which reappears today in the events that surround us,
and especially in conflicts between the protagonists of the globalized
order. In my view, we have here a return of the egoism that seeks to
acquire dignity through memory or, better, through some nostalgia
for national history. They find a propitious space in the crisis that
globalization is going through. At the end of the twentieth century,
after the fall of the Berlin Wall and the end of the historical opposi-
tion between the East and the West, globalization was accompanied
by a great effort to rebuild new legal and political systems at a plan-
etary level. But the failure of the world’s elites to build a new order
was resounding. Today we measure the consequences: they mani-
fest themselves in the crisis of the market, in the decline of global
production, in monetary uncertainties, in difficulties to control the
movements of finance, and so on. Who could have predicted that the
consequences of the new order, which everyone greeted with such joy
when the Berlin Wall fell, would be anything like this?
This was followed by a dangerous lack of clarity in international
relations and a series of disagreements, conflicts, and misunder-
standings between actors. All this makes it difficult to feel one’s
way. The unity of the globalized order – commercial and financial
trade – then became subject to ruptures and attempts to reconfig-
ure the same globalized landscape through the relationship between
continental structures and no longer through the nation states
themselves. North America, China, Europe in the making, Latin
America, India – blocs that retain a certain geopolitical solidity –
meet with real political cataclysms in the crisis of the bases regulated
* ‘With anger and passion’, a reversal of Tacitus’ famous promise at the begin-
ning of the Annals to treat his subject sine ira et studio, without anger and passion
(partiality).
†
‘Large estates ruined Italy’ (Pliny the Elder, Natural History 18.11).
106 The End of Sovereignty
five provinces of China; they range from the high valleys of Vietnam
to north-east India and contain about 100 million people, who belong
to ethnic and linguistic minorities of a truly bewildering variety. Now,
these populations are not some multitudes that have not yet become
peoples, as the segments of nation states that border them would like
to consider them. They are multitudes, yes, but multitudes that have
fled precisely from this possibility, from the various forms of oppres-
sion that have been proposed to them. The construction of the nation
state in the valleys below the territory of Zomia has meant slavery,
conscription (i.e. compulsory military service), taxes, epidemics, and
wars. These multitudes have fled from all of it. Does the crisis of
the nation state offer us, as the only way of salvation, the same flight
that such populations have chosen at the very moment of the birth
of the state? Of course, this is not a good solution, or at least not in
this form. But we are not responsible for the problems we are facing.
When such problems arise, it is good to proceed by trial and error
and attempt to invent something new. Not a return to the past but a
new experimentation.
20 October 2014
8
Hegemony
Gramsci, Togliatti, Laclau*
of the nation state declines, the concept of the nation state cannot
be abandoned. Abandoning it means not only putting oneself in
an unrealistic and downright dangerous situation. Without national
unity, the horizontal expansion of social protest and the verticality of
a relation to the political system would be impossible. And, Laclau
insists, the experience of Latin America in the 1990s and in the
decade 2000–10 amply demonstrates this condition.
It seems to me that, on the contrary, the progressive movement
that shook Latin America in the twenty years that straddle the two
centuries was strongly promising to break out of the national frame-
work into which individual states had been one by one pressured
by North American rule and its imperialist values. In the same way,
the horizontality of the movements exhibited on a large scale Latin
America’s inward-looking tendencies, sometimes anticipating, other
times following a new continental spirit, which has animated some
popular governments and allowed them to overcome a reactionary
chauvinism – in fact as reactionary in the Latin American tradition as
in the European one. But Laclau’s nationalism, it must be acknowl-
edged, cannot be assuaged. It goes back to the beginning of his work.
Writing against Althusser in Politics and Ideology in Marxist Theory, he
argued even then, in 1977, that the working class has an irreducibly
national specificity, and exalted the success of Peronism in building,
at the national level, a democratic and popular language.
As if that were not enough, through this nationalist option Laclau’s
discursive position risks losing any reference to material practice and
to the historical conditions of the class struggle – according to Stuart
Hall. These are neutralized in their power [potenza], so to speak, by
the reference to a national context. Society cannot be considered a
totally open discursive field, in which political hegemony can be fixed
on a national–popular horizon. Such an operation can only lead to
an assault on Fort Apache being delivered by the other social forces
in play, as was the case in Argentina. In consequence, here again
Laclau’s schema shows that it can stand only as a centrist figure of
government. It inevitably has to offer itself – as in fact it does – to a
positivism of sovereignty exercised by a centrally effective authority.
It is still a formal transcendence, inasmuch as it effectively posits
power in material terms and justifies it.
It will be noted, however, that in Laclau’s most recent writings
the transcendence of command gradually ceases to represent itself
in a strictly national register and in the name of an overencumbering
state centralism. Here we can even glimpse something of a departure
from the originally Hobbesian conception that saw power forming the
116 The End of Sovereignty
I would like to illustrate three slogans that are associated with Lenin.
The first is: ‘All power to the soviets.’ This one dates from April
1917, when the revolution had to choose between a path previously
mapped out by Lenin in the form of seizure of power by an organized
vanguard and the path marked by the uprising of the masses and their
self-organizing into councils or soviets.
The second slogan dates from 1919: ‘Socialism = soviets + elec-
tricity’. This one came into being at a moment when, the soviets
having won, it became necessary to specify the project that lay ahead
for production and the forms of life that the proletariat would seek to
build in socialism.
The third slogan dates from the beginning of 1917, when Lenin
was blocked in Switzerland by the imperialist war and started work
on State and Revolution (he completed it in August–September that
same year). Here he calls for the abolition of the state and puts for-
ward a communist programme for this dissolution.
So let us begin with the first one. ‘All power to the soviets’ is an
absolutely clear strategic indication; it encapsulates the project of
making revolution and building socialism through mass organs – the
soviets – taking power. According to Lenin, the imperialist war was
bound to turn into a civil war. ‘The imperialist war,’ says Lenin, ‘had
by objective necessity to turn into a civil war between the enemy
classes.’ The soviet is the spontaneous product of this situation, ‘an
* Paper delivered at the seminar ‘Lenin: Dalla teoria alla pratica’, held as
part of the conference Penser l’émancipation, Université de Paris 8, Saint-
Denis, 15 September 2017 and subsequently published in the same month
(23 September) in EuroNomade.
Lenin: From Theory to Practice 127
the slogan as meaning that the soviet and the project it set out for
production have to be subordinate and functional to the needs of
socialist accumulation. But this is true only in part. It is true when
you think of the enormous tasks of making revolution in a single
country, and one that has semi-feudal economic and social systems,
has an industrial structure completely inadequate for any project of
modernization, and is already subjected to concentric attacks from
the counter-revolutionary forces. These were the conditions in which
socialism was being created. But the slogan ‘soviets + electricity’
does not refer only to the need to increase the organic composition of
capital in its fixed, energy-related part as a precondition for industrial
expansion. Lenin’s formula cannot be reduced to that imperative.
Rather it points out a fundamental theme in Marx: there can be
no social revolution without an adequate material base to support
it. Consequently, any political proposal that seeks to subvert the
capitalist system, its political figure, and the existing way of life asso-
ciated with it without offering a project to achieve a corresponding
transformation in the mode of production is falsely revolutionary.
Revolutionary, on the other hand, is the act of joining the soviets
together directly – in other words, the political organization of the
proletariat, and electricity stands for an adequate form of the mode
of production: adequate form, necessary conditions of the mode of
production.
And, if we are to lift this proposal from its contingency and to
apply it universally, to any revolutionary work, as Lenin intended,
then ‘completing the revolution’ means carrying to fruition the rela-
tionship between what the labouring class is – in other words its
technical composition – and the political forms in which that com-
position is organized. The given social formation of the proletariat
and its technical skills, its ways of life, its desire for bread, peace, and
freedom – this is its ‘technical composition’; and the class struggle,
the transformation of the mode of production in the light of the dual-
ism of power, the counter-power of the soviets – this is its ‘political
composition’ of the proletariat. Socialism and communism are ways
of life built around ways of producing. For Lenin, this nexus lies
at the heart of the construction of socialism. So ‘soviets + electric-
ity’ does not mean just that the soviets establish command over the
technological structure that capital set up for the organization of its
production – in this instance, the structure that characterizes the
phase of industry configured by the use of electricity. Every structure
of production implies a social structure, and vice versa. Therefore,
to Lenin, putting together soviets and industrial (electric) machinery
Lenin: From Theory to Practice 129
The economic basis for the complete withering away of the state is
such a high state of development of communism at which the antithesis
between mental and physical labor disappears, at which there con-
sequently disappears one of the principal sources of modern social
inequality – a source, moreover, which cannot on any account be
removed immediately by the mere conversion of the means of produc-
tion into public property, by the mere expropriation of the capitalists.4
He continues:
The first basic condition for the extinction of the state is therefore
the elimination of the distinction between physical and intellectual
labour. The second condition is a huge development of the forces of
Lenin: From Theory to Practice 131
What does ‘all power to the soviets’ mean today? It means creating
movement, joining forces in the situations where you find yourselves,
forming coalitions, programming material objectives to organize all
those who work and are exploited, to create strength, to express a
hegemonic strategy. What does ‘soviets + electricity’ mean today?
It means embarking on a process of inquiry, going down among the
masses who work, into the precariat, into the world of material and
immaterial labour, creating unity and building models of cooperation
and enterprise alternative to those of capitalism. It means appropriat-
ing the common that capital already exploits by extracting it from our
lives, which are associated in social productive labour.
And what does ‘abolition of the state’ mean today? It means doing
all this outside the structures of capitalist democracy, building social
organization and autonomous movements, and an independent polit-
ical force for liberation.
11
Who Are the Communists?*
The communists are those women and men who open the forms of
life to liberation from labour, develop the conditions for a continu-
ous revolutionary struggle that has this purpose, and thus invent and
build radically democratic institutions, which we can call institutions
of the common.
Or, to put it better, the communists are those who combine polit-
ical revolution with liberation from labour and the instituting of
the common with liberating the production of life from capitalist
command.
Before expanding on this definition, allow me to make a few obser-
vations on a number of positions that claim to refound a communist
discourse, when in my view they actually remove even the possibility
of talking about communism.
* Paper presented at the School of Oriental and African Studies, London, 26 April
2016. The video is edited by Ed Emery; visit https://youtu.be/rz9hdhGUuvI.
Who Are the Communists? 133
hic Rhodus, hic salta:* obstacles are not a matter of choice, they are
to be overcome. By avoiding this task, those comrades will never be
able to shift the class struggle from the terrain of social contradictions
to that of political organization. They persist in thinking of power as
a generic exercise of command and of terror; they see exploitation
as generalized slavery, improperly treating every productive condi-
tion as a subspecies of primitive accumulation, and therefore they
reduce exploitation to a mere exercise of violence. They act as if we
were not in the middle of a cycle of transformation of production and
technological development whose complexity makes any simplifica-
tion of command impossible. That command is now embedded in
life and is to be fought on that very terrain, by articulating the clash.
They forget the here and now [hic et nunc] of any critical analysis and
confuse every project of the future with the past. They end up carica-
turing the proletariat as a vague force, a crowd that needs a strategic
intelligence to come from the outside and guide it. The insurrection
is made by a naked proletariat; hegemony is established by the party
or the vanguard or the elite.
This is what results from dehistoricization and dematerialization
of analysis.
2. Again, people may call themselves communists but that is not
what they are, if they think that under neoliberalism capitalist aliena-
tion has reached the soul and brain of every worker and that no
production of subjectivity survives, apart from what capital constructs
through its organization of labour, periodically consolidated by the
action of the state. What, then, will be able to produce struggles, and
what will constitute resistance? What can resubjectify revolutionary
action? The gap that arises here between the force of subjugation of
neoliberal capital and the reactive power of the productive subject, of
the precariat, of the proletarian is so great that the rupture – the idea
of creating a revolt and constructing revolutionary action – seems to
these people impossible, unachievable. Or rather, according to them,
any possible rupture is crushed by an asymmetrical relationship that
is impossible to topple. In this situation, what can restore subjective
strength to rebellion? They reply: nothing that relates to exploited
life, to the body, which is beaten and wearied by labour, to the brain,
which is constrained by an algorithm. Only a radical reawakening, an
intellectual and moral event, they claim, will allow democracy to be
* ‘This is Rhodes: jump here’, a popular maxim that carries in Latin the moral
of Aesop’s fable about boasting versus doing.
134 The End of Sovereignty
(A) They are the people who recognize in labour and in social
cooperation the virtuality of a subversive praxis. They transform
this cooperation into counterpower. Here, in counterpower, there
is never just one single oppositional response to power; rather there
is the future of an excess. The name of this excess is the common.
To progress in this direction, communists know that, if today exploi-
tation takes place extractively, through productive cooperation it
creates a product built on the common. They therefore seek to reap-
propriate this common, in struggles both over production and over
reproduction. Communists resist exploitation; they coordinate their
workmates in strike action; they practise the refusal and sabotage of
command; they build counterpower in production and reproduction,
136 The End of Sovereignty
in work and in life. The weapon that organizes this confrontation and
this struggle today is the social strike. Out of social struggle is born
the political struggle.
(B) What does it mean to a communist to be in struggle [lot-
tare]? It means many things. First, it means taking the command
of social cooperation from the bosses’ hands and putting it in the
hands of social workers [lavoratori sociali]. But shifting command is
an ambiguous operation, because capital is mobile in the way it occu-
pies the space of production. And it is liquid when it imposes itself
on the space of social reproduction. In the second place, then, being
in struggle means to communists being capable of penetrating the
entanglements of command in order to break them and to appropri-
ate fixed capital to oneself. Let me explain: today labour is essentially
cognitive. It can act with relative autonomy within the mechanisms
of production, and it depends on fluid mediations in the clash that
opposes it to capital. It can therefore use this relative autonomy and
this fluidity of mediation to appropriate fixed capital – to make itself
a machine within and against the machinic structure of exploitation.
Today general intellect is the material on which capital builds value
creation. It is towards the brain, towards its reappropriation by the
collective worker, that the struggle is oriented today. Finally, as Marx
predicted, the human turned out to be the true fixed capital. Thus,
by becoming a machine, labour power subjectifies itself; when we say
‘human–machine’ we don’t mean that the machine has absorbed the
human being but that, on the contrary, human beings have enriched
themselves with machinic abilities. The bodies and the brains of
workers who have made the intelligence of the machine their own can
now turn it against the boss. This process of appropriation of fixed
capital has always existed in the history of the working class, since
the days when the worker was first formed in big industry: not even
the old factory could have functioned without the intelligence of the
worker. Today, in the postindustrial age, the body and the brain of
the worker are no longer docile to dressage, to training by the bosses;
on the contrary, they are now more autonomous in building coopera-
tion and more independent of organizational command. The bosses’
command has indeed left the factory, has gathered in financial capi-
tal, and certainly envelops us, but it no longer determines us from
within. It has spread everywhere, but precisely for this reason the
terrain of resistance and struggles has expanded. Its presence is para-
sitic because it is always secondary to social cooperative production.
Communist workers, as machines within and against the machine of
social production and reproduction, can thus act in a revolutionary
Who Are the Communists? 137
way. But even more important is that, in this condition, their every
movement within the machine of production is also an excedence: it
is theoretical invention, enrichment of life, and ontological approach
to a new way of producing. Each of their movements within capitalist
processes of extraction of the common is immediately a new mode of
institution of the common.
(C) The communists express constituent power. When they
affirm labour as the location of resistance and counterpower, they
transform cooperation in production into a common institution. The
history of the workers’ movement reminds us how the soviets were an
institution in which the communists found the organ of a revolution
that was both political and productive. To say ‘communist constitu-
ent power’ is to find the key to this twofold revolution. I have already
spoken about the need for a new mode of production and the pos-
sibility of building it; now I shall have to say what I mean by the other
aspect of the soviet in the revolution, namely the political aspect.
What does the soviet mean today? It means building institutions that
draw their strength and their legitimacy not from the will of a sover-
eign but from the will and intentions [volontà] of those who produced
them. The institutions of the common are non-sovereign institutions;
they know neither transcendence nor separateness; they know the
immanence of constituent power in its entirety. And this exercise of
constituent power must not be seen simply as an event. It does not
constitute an exception; rather it represents an excess that arises from
the long accumulation of struggles, wars, and forms of life of the
workers. It is a fullness of life. And taking power is always secondary,
because what comes first is always the appropriation of the common.
(D) It is on these foundations that the communists build the
enterprise of the multitude. Once we called it a party; now we prefer
to call it an enterprise. Can we steal this word from the lexicon of lib-
eralism? I think so. For enterprise refers to implementing something.
Therefore political enterprise refers to extracting and producing
hegemony from the thousands of movements that make up the social
and determining their tactical articulations: putting them into action.
This is not what the party wanted, namely for it to represent the
hegemony of a vanguard. The political enterprise of the multitude
gathers and coordinates the thousand souls of the movements and
constructs the tactics and the pragmatic management of the strug-
gles; it is a weapon born from the transversal body of the multitude,
from its strategic quality. The poor, the exploited, the dominated:
the enterprise of the multitude gathers them all together, not because
they are, each, some other person in need, but because they are
138 The End of Sovereignty
certain – the multitude, by its own multiple nature, demands it; but
these structures can be only bearers of tactics, temporary formations
in acute moments of movement. There is even less room for places
of command, of political representation, when the subjects of the
movement who appear on the scene are increasingly rich in knowl-
edge and productive capacity – as happens today, when the cognitive
proletariat is even more capable of appropriating fixed capital than
it was before. They are powerful singularities, those with whom the
organizational project and political programming of the movements
have to reckon today.
The organizational path – on the ontological basis that we have
grasped – aggregates experiences and knowledge and invests them in
productive forms, in figures of political entrepreneurship of the pro-
letariat. This is an essential step. Without productive capacity there
is no subjectivation, no resistance, no organization, no future – there
is no class of common, living labour. But, our interlocutors object, in
this way you sacrifice to ontology, to the materiality of the common,
the political decision to take power . . . That decisional process is still
something that enhances the freedom of movements and not – as you
claim – a subtle ontological claim. Certainly not. Let’s just remember
that power never comes first. First comes the common, and only after
people have put their feet on the ground and have sunk them into the
common is it possible for them to rise up, to initiate revolutionary
processes, to take power.
(b) On this point I could be even more succinct: how can one
articulate, on a vertical expression of power, the horizontal organiza-
tional processes that are customary today in insurgent movements,
which work with social media and operate in digital networks? Here
the theory leaves the answer to the practices of organization. No
theoretical anticipations are possible on this question – here prac-
tice, if it does not avoid theory, nevertheless refers it to experimental
research. Organizational invention is always a posteriori. However,
there are countless examples of organizational practices that can be
adopted in this regard. In the 1970s I worked extensively on what
the workers’ struggles said about organization at that time.4 Then
I returned to this discussion together with Michael Hardt, in rela-
tion to the struggles of 2011 and after;5 and in recent years I have
repeatedly expressed my rejection of Laclau’s populist illusion, which
worked on these themes, since I see those positions as simple refor-
mulations of the modern theory of sovereignty.6 These are just a few
references; a thousand others exist. What path should we take if we
are to raise the problem today? If we wish to respect the ontological
Who’s Afraid of Virginia Woolf ? 147
Notes to Introduction
1 [Enciclopedia Feltrinelli Fischer, vol. 27: Scienze politiche 1: Stato e politica,
ed. A. Negri. Milan: Feltrinelli 1970, pp. 9–11.]
2 [Michael Hardt and Antonio Negri, Labor of Dionysus, Minnesota
University Press: Minneapolis 1994, pp. 179–214.]
Notes to Chapter 1
1 The trade union and political movement outside Russia after the October
Revolution can be summed up as a homogeneous movement, essentially
based on self-management and generally expressed and led by working-
class aristocracies even in those instances in which it had the character
of a mass movement. S. Bologna, ‘Class Composition and the Theory of
the Party at the Origins of the Workers’ Council Movement’, Telos, 13
(1972), pp. 4–27 (also at http://zerowork.org/BolognaClassComposition
.html) is devoted to defining the movement’s homogeneity. For a general
introduction to questions arising from this matter, see also A. S. Ryder,
The German Revolution, Cambridge University Press: Cambridge 1966;
A. Rosenberg, Histoire du Bolchevisme, Grasset: Paris 1967; B. Pribicevic,
The Shop Steward Movement in England, Oxford University Press: Oxford
1955; T. Draper, American Communism and Soviet Russia, Viking Press:
New York 1960; G. de Caro, ‘L’esperienza torinese dei consigli operai’,
Classe Operaia, 1 (1964), n.p.
2 See e.g. the charges of ‘totalitarian fascism’ that some sectors of big busi-
ness levelled against the New Deal in the United States.
3 This is true of the working-class struggles in the United States. On
the homogeneity, during the years immediately after the First World
War, between forms of behaviour of the American and European work-
ing classes in struggle, see the essays by S. Bologna and G. Rawick in
150 Notes to pages 16–17
Martin’s Press: New York 1964, p. 330), the road that leads to Keynes’
General Theory is a ‘road to Damascus’.
7 See particularly B. Ohlin, ‘Mr Keynes’ Views on the Transfer Problem’,
Economic Journal, 39 (1925), pp. 400–4; also B. Ohlin, ‘The Reparation
Problem: A Discussion’, Economic Journal, 39 (1925), pp. 179–82.
8 This is a remark by Keynes quoted in E. A. G. Robinson, ‘John Maynard
Keynes, 1883–1946’, in R. Lekachman, ed., Keynes’ General Theory:
Reports of Three Decades, St Martin’s Press: New York 1964, p. 34.
9 Keynes, A Revision of the Treaty, pp. 115–16.
10 D. H. Robertson, review of Keynes, The Economic Consequences of the
Peace, Economic Journal, 30: 117 (1920), pp. 77–84.
11 Times, 4 December 1919, as quoted by Robinson, ‘John Maynard
Keynes’, p. 35.
12 Keynes, A Revision of the Treaty, pp. 69–70, n1, quoting or recalling this
judgement of Clémenceau.
13 W. Churchill, The World Crisis, Macmillan: London 1929, vol. 5, p. 155.
Reviewing this volume, Keynes admits the correctness of Churchill’s
political line at the peace conference, but at the same time makes the
criticism, by no means light, that Churchill failed to grasp the central
importance of the Soviet revolution: he ‘does not manage to see the
magnitude of the events in their necessary correlation, nor to isolate
the essential from the episodic . . . For him, the Bolsheviks, despite the
tribute to Lenin’s greatness, remain nothing more than an imbecile folly’
(ibid.).
14 The biographers have rightly stressed the effect of the continuous stimu-
lus of English political events on Keynes’ development during the 1920s:
see Harrod, Life of John Maynard Keynes, pp. 331–2, and Robinson,
‘John Maynard Keynes’, pp. 41–2.
15 On how the problem appeared to Keynes, see Robinson, ‘John Maynard
Keynes’, and C. Napoleoni, Il pensiero economico del Novecento, Einaudi:
Turin 1963, pp. 79–80.
16 Apart from Pribicevic, Shop Steward Movement, see also M. Gobbini, ‘Lo
sciopero general inglese del ’26’, in Bologna, Operai e stato, pp. 55–68.
17 See the testimony in Harrod, Life of John Maynard Keynes, pp. 375–6.
18 J. M. Keynes, ‘Am I a Liberal?’ [1925], in Essays in Persuasion, vol. 9
of The Collected Writings of J. M. Keynes, Cambridge University Press:
Cambridge 2000, p. 305.
19 Ibid.
20 K. Marx, Capital (3 vols), Lawrence & Wishart: London 1963–1970,
vol. 1, p. 356.
21 ‘But if our central controls succeed in establishing an aggregate volume
of output corresponding to full employment as nearly as is practica-
ble, the classical theory comes into its own again from this point on.’
J. M. Keynes, The General Theory of Employment, Interest and Money,
Macmillan: London 1970, p. 378.
152 Notes to pages 22–5
that Keynes warned of the gravity of the situation in an article for the
Nation, as early as 10 May 1930: ‘The fact is – a fact not yet recognized
by the great public – that we are now in the depths of a very severe inter-
national slump, a slump which will take its place in history amongst the
most acute ever experienced. It will require not merely passive move-
ments of bank-rates to lift us out of a depression of this order, but a very
active and determined policy’ (quoted in Harrod, Life of John Maynard
Keynes, p. 398).
34 P. M. Sweezy, ‘The First Quarter Century’ [1963], in R. Lekachman,
ed., Keynes’ General Theory: Reports of Three Decades, St Martin’s Press:
New York 1964, p. 307.
35 Keynes, General Theory, pp. 46–51 and 135–46.
36 Ibid., pp. 147–64.
37 In this connection, W. B. Reddaway, ‘Keynesian Analysis and the
Managed Economy’, in R. Lekachman, ed., Keynes’ General Theory:
Reports of Three Decades, St Martin’s Press: New York 1964, pp. 108–
200, makes an excellent analysis of the inclusion of the state in Keynes’
picture – excellent in particular because it stresses the internal and struc-
tural nature of state action. As we shall see in what follows, this is where
the Keynesian economic analysis starts to acquire special importance for
the definition of the new model of the state.
38 R. Lekachman, ed., Keynes’ General Theory: Reports of Three Decades, St
Martin’s Press: New York 1964. G. Bordeau, ‘Le plan comme mythe’,
in Georges Lavau, ed., La planification comme processus de décision, Colin:
Paris 1965 has offered perhaps the best analysis of how, within the per-
spective of economic planning, the future gets integrated into judgement.
He also clarifies important implications for the concept of constitutional
law.
39 Reddaway, ‘Keynesian Analysis’ rightly notes that the state’s internaliza-
tion within economic life takes place essentially around investment. At
the limit, its function is directly productive.
40 Keynes, General Theory, p. 164.
41 Marx, Capital, vol. 2, p. 57.
42 Of course, despite all the efforts of Keynes and his school to analyse this
situation, the best description remains Marx’s account of the formation
of ‘social capital’ (e.g. Capital, vol. 2, pp. 103–4).
43 Keynes, General Theory, pp. 52–65, 74–85.
44 On capital as a focus of ‘social imputation’, see once more Marx’s chap-
ter titled ‘The Three Formulas of the Circuit’, in Capital, vol. 2.
45 Keynes, General Theory, p. vi.
46 Sweezy’s two contributions in Lekachman, Keynes’ General Theory lay
due stress on this point.
47 The concept of effective demand is defined and developed in Keynes,
General Theory, pp. 23–32, 55, 89, 97–8, 245–54, 257–71, 280–91.
48 Ibid., pp. 91–2, 110.
154 Notes to pages 30–3
Basic and Monetary: The Classical Analysis and the Keynesian’ and
‘Expectations and the Links between the Economic Future and the
Present’, in Lekachman, Keynes’ General Theory, pp. 153–202, are fun-
damental for a precise interpretation of Keynes’ analysis, especially
vis-à-vis the problem of the relationship between real and monetary
wage.
58 In his strange sympathy for the prophet and guru Silvio Gesell (and this
is the least one can say about it; see the space devoted to this figure in
the General Theory, pp. 353–8), Keynes went so far as to express not only
support for Gesell’s hypothesis of the elimination of the interest rate on
money but also sympathy for his proposal (or his faith-healing or witch-
craft remedy) of replacing money with ‘stamped’ notes. Leaving aside
such fantasies, Keynes’ statement of his theory of the reduction to zero of
the marginal efficiency of capital finds its most highly charged scientific
and ideological form in the General Theory, pp. 220–1.
59 Quoted and translated here from the Italian: K. Marx, Lettere, Edizioni
Rinascita: Rome 1950, p. 184.
60 Marx, Capital, vol. 3, pp. 154–5, 358–9.
61 In the General Theory Marx is mentioned only a couple of times (pp. 32,
355–6), and in such sweeping terms that they indicate perhaps inad-
equate knowledge on the part of the author. (In any case, in Essays in
Biography (vol. 10 of The Collected Writings of J. M. Keynes, Cambridge
University Press: Cambridge 2014), Keynes admits to not being
well acquainted with Marxism.) Keynes’ judgements on the October
Revolution and the Soviet proletarian state are also very superficial and
vulgar (ibid., pp. 63–7, and Keynes, Essays in Persuasion, pp. 253–71,
312–17). I would say that in such places it is Keynes the stock exchange
speculator rather than Keynes the scientist who is speaking. This angle
is as essential as any other for Keynes the man, whose abilities in stock
market speculation are praised in Harrod’s biography; and from this
angle the following statement is entirely plausible: ‘How can I adopt a
(communist and Marxist) creed which, preferring the mud to the fish,
exalts the boorish proletariat above the bourgeois and the intelligent-
sia who, whatever their faults, are the quality in life and surely carry
the seeds of all human advancement’ (Keynes, Essays in Persuasion,
p. 258).
62 The tradition of liberal and humanitarian radicalism, whose main
exponent in Cambridge was Thomas Green, seems to have exer-
cised a particularly strong influence on Keynes. For the often utopian
implications of Green’s political thought and the general tone of his
political theories, see the recent J. R. Redman, ed., The Political Theory of
T. H. Green, Appleton Century Crofts: New York 1964; and J. Puckle,
La nature et l’esprit dans la philosophie de T. H. Green, vol. 2: La politique,
la religion: Green et la tradition, Nauwelaerts: Louvain 1965.
63 In Capital, vol. 3, pp. 606–7, Marx demonstrates that precisely this
156 Notes to pages 34–6
Notes to Chapter 2
1 N. Bobbio, ‘Is There a Marxist Theory of the State?’, Telos, 35 (1978),
pp. 5–16; N. Bobbio, ‘Quali alternative alla democrazia rappresenta-
tiva?’, in Mondo operaio, 8–9 (1975). See also N. Bobbio, ‘Democrazia
socialista’, in Omaggio a Nenni: Quaderni di Mondo Operaio, 1973,
pp. 431–6.
2 See especially four articles by U. Cerroni, G. Boffa, V. Gerratana, and
A. Occhetto published respectively in four issues of Rinascita, in 1975
(11 November and 5 December) and 1976 (2 and 9 January). There
were also later rejoinders from P. Ingrao and L. Lombardo-Radice;
and two more articles, by F. Diaz and G. Vacca, which appeared in
Mondoperaio in January 1976. This is all I have been able to consult
before writing the present chapter. [The eight articles mentioned here
are reproduced in the volume Il marxismo e lo stato: Il dibattito aperto alla
sinistra italiana sulle tesi di Norberto Bobbio, Grafica Editrice Romana:
Rome 1976.]
3 See N. Bobbio, ‘Intorno all’analisi funzionale del diritto’, Sociologia del
diritto, 1 (1975), pp. 1–25. For a general discussion of ambiguities in
the analysis of law rendered by Marxists functionalists, see A. Negri,
‘Rileggendo Pashukanis: Note di discussione’, in Critica del diritto, 1
(1975), pp. 90–119.
4 [Negri refers here to Bobbio’s dispute with the Italian Communist Party
over the nature of democracy – more specifically, a dispute with the
philosopher G. della Volpe and the leader P. Togliatti, who used the
pseudonym Roderigo di Castiglia in the party magazine Rinascita. For
details, see R. Bellamy, Modern Italian Social Theory, Polity: Cambridge
1988, ch. 8.]
5 I feel that Bobbio’s famous book on Gramsci, now republished in
the series Opuscoli marxisti (Gramsci e la concezione della società civile,
Feltrinelli: Milan 1976), invites precisely this response. This weakness
in the basic interpretive approach is common to the entire Gramscian
school of Marxism: as proof, it is enough to read some of the recent
works by theorists of the Italian Communist Party, in particular those of
Badaloni and Luporini (to mention the more serious writers).
158 Notes to pages 42–6
Note to Chapter 3
1 [Quotations and paraphrase from Wendy Brown, ‘Neoliberalism and
the End of Liberal Democracy’, in Wendy Brown, Edgework: Critical
Works on Knowledge and Politics, Princeton University Press: Princeton,
NJ 2003, pp. 37–59, here 44–6.]
2 [Slavoj Žižek, ‘The Simple Courage of a Decision: A Leftist Tribute to
Thatcher’, New Statesman, 17 April 2003.]
3 [Jean-Jacques Rousseau, The Social Contract and Other Later Political
Writings, ed. Victor Gourevitch, Cambridge University Press: Cambridge
1997, p. 61.]
4 [McConnell. v. FEC, 540 US,93, 2003, at 297 (opinion of J. Kennedy).
https://www.law.cornell.edu/supct/html/08-205.ZO.html.]
5 [Jacques Derrida, ‘Force of Law: The “Mystical” Foundation of
Authority’, in Deconstruction and the Possibility of Justice, ed. Drucilla
Cornell, Michael Rosenfeld, and David Grey Carlson, Routledge: London
1992, pp. 3–67, here 38. (Also at https://fswg.files.wordpress.com/20
18/02/derrida-force-of-law.pdf.)]
Notes to Chapter 4
1 [The festival, advertised as ‘Tre giorni di festival della casa editrice
DeriveApprodi’, was held in November 2016 in Rome, at Nuovo
Cinema Palazzo, San Lorenzo. The talk that Esposito refers to here was
entered in the programme thus: ‘ore 18.30, Conferenza di Toni Negri,
“Per farla finita con la sovranità”. Presenta e modera: Dario Gentili.
Leggi l’abstract dell’evento’ (‘6.30 p.m., Talk by Toni Negri, “To have
done with sovereignty”. Presenter and moderator: Dario Gentili. See the
abstract for the event’). That talk provided no doubt the original version
of chapter 3 in the present volume: the article published two years later
in EuroNomade.]
2 Michael Hardt and Antonio Negri, Empire, Harvard University Press:
Cambridge, MA 2001.
3 Michael Hardt and Antonio Negri, Multitude, Penguin Books: London
2004.
4 Michael Hardt and Antonio Negri, Commonwealth, Harvard University
Press: Cambridge, MA 2009.
Notes to pages 74–88 161
Notes to Chapter 5
1 On all this, however, see Michael Hardt and Antonio Negri, Multitude,
Penguin Books: London 2004.
2 At this point allow me the liberty of advertising my own Marx and
Foucault, Polity: Cambridge 2017.
3 [See Pierre Dardot and Christian Laval, La nuova ragione del mondo:
Critica della razionalità neoliberista, DeriveApprodi: Rome 2013.]
Notes to Chapter 6
1 See A. Negri, ‘Problems of the Historiography of the Modern State:
France, 1610–1650’, in A. Negri, Spinoza: Then and Now, Polity:
Cambridge 2020, pp. 154–93.
2 See Chapter 7 in this volume, ‘On the Concept of Nation State’.
3 A. Negri, ‘Crisis of the Planner-State: Communism and Revolutionary
Organization’ [1971], in A. Negri, Books for Burning: Between Civil War
and Democracy in 1970s Italy, ed. Timothy S. Murphy, Verso: London
2005, pp. 1–50.
4 M. Tronti, ‘Lenin in England’, in M. Tronti, Working Class Autonomy
and the Crisis: Italian Marxist Texts of the Theory and Practice of a Class
Movement, 1964–79, trans. Ed Emery, Red Notes and CSE Books:
London 1979.
5 P. Schiera, ‘Tra costituzione e storia costituzionale: La crisi dello stato’,
in P. Schiera, Immagini del politico: Catastrofe e nascita dell’identità, ed.
F. Jannetti, Savelli: Roma 1981, pp. 20–48; now in P. Schiera, Lo stato
moderno: Origini e degenerazioni, Clueb: Bologna 2004, pp. 131–58. The
controversy followed the publication of the Enciclopedia Feltrinelli Fischer,
whose Introduction argued that it was useless to include the word ‘state’
in the index since this was nothing more than the arithmetic apex of the
policies that were exercised in the state (Enciclopedia Feltrinelli Fischer,
vol. 27: Scienze politiche 1: Stato e politica, ed. A. Negri. Milan: Feltrinelli,
1970; see pp. 3–4 in the present volume).
6 S. Bologna, G. P. Rawick, M. Gobbini, A. Negri, L. Ferrari Bravo, and
F. Gambino, Operai e stato: Lotte operaie e riforma dello stato capitalistico
tra rivoluzione d’Ottobre e New Deal, Feltrinelli: Milan 1972.
162 Notes to pages 88–130
Notes to Chapter 7
1 [Ernst H. Kantorowicz, ‘Pro patria mori in Medieval Political Thought’,
American Historical Review 56: 3 (1951), pp. 472–92.]
2 [Jeanne d’Arc’s battle cry, as quoted from Kantorowicz in Fethi
Benslama, ‘The Agony of Justice’, in Israeli–Palestinian Conflict in the
Francophone World, ed. N. Debrauwere-Miller, Routledge: New York
2009, pp. 123–140, here p. 126.]
Notes to Chapter 8
1 [See Ernesto Laclau, Politics and Ideology in Marxist Theory: Capitalism,
Fascism, Populism, Verso: London 2005, p. 95.]
2 Ernesto Laclau and Chantal Mouffe, Hegemony and Socialist Strategy:
Towards a Radical Democratic Politics, Verso: London 1985.
3 Sandro Mezzadra and Brett Neilson, Confini e frontiere, Il Mulino:
Bologna 2014.
4 [Laclau and Mouffe, Hegemony and Socialist Strategy, p. 96.]
5 [Ibid.]
6 [Laclau, Politics and Ideology, p. 73.]
7 [Peter D. Thomas, The Gramscian Moment: Philosophy, Hegemony and
Marxism, Haymarket: Chicago, IL 2010.]
8 [Bruno Cava, ‘O Podemos, entre multidão e hegemonia: Negri ou
Laclau?’, https://revistas.ufrj.br/index.php/lc/article/view/50095.]
Notes to Chapter 10
1 [V. I. Lenin, ‘Letters from Afar: First Letter’ [1917], https://www.marxi
sts.org/archive/lenin/works/1917/lfafar/first.htm#v23pp64h-297.]
2 [From the preamble to chapter 1 of K. Marx and F. Engels, The
Notes to pages 130–46 163
Notes to Chapter 12
1 Quotations here are from I. Viparelli, ‘L’ouvrier social: Entre “résidu
dialectique” et “constitution ontologique”’, Cahiers du GRM 9 (2016).
https://journals.openedition.org/grm/773. Modonesi proceeds much
more cautiously; see M. Modonesi, Subalternità, antagonismo, autono-
mia: Marxismi e soggettivazione politica, Editori Riuniti: Rome, 2015 and
M. Modonesi, The Antagonistic Principle: Marxism and Political Action,
Brill: Leiden 2018.
2 To take up a point made by M. Assennato in EuroNomade, 30 July 2013
(http://www.euronomade.info/?p=37) about a work by someone who is
dangerously attracted by that metaphysical illusion: P. V. Aureli, The
Project of Autonomy: Politics and Architecture within and against Capitalism,
Temple Hoyne Buell Center for the Study of American Architecture and
Princeton Architectural Press: New York 2012: ‘the autonomy of the
political is not the inevitable outcome of the first workerism but is rather
a corruption and a reversal of it’.
3 A. Negri, ‘Il comune come modo di produzione’, EuroNomade, 10 June
2016. http://www.euronomade.info/?p=7331.
4 A. Negri, Books for Burning: Between Civil War and Democracy in 1970s
Italy, ed. Timothy S. Murphy, Verso: London 2005.
5 M. Hardt and A. Negri, Questo non è un manifesto, Feltrinelli: Milan
2012.
6 See Chapter 8 in this volume, ‘Hegemony: Gramsci, Togliatti, Laclau’,
and more generally M. Hardt and A. Negri, Assembly, Oxford University
Press: Oxford 2017.