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doi:10.1093/slr/hmy002
A B ST R A CT
Is there such a thing as a constitutional statute? If so, how does it differ from any other
statute? If different how significant, if at all, is the difference? Is the technique of judicial
interpretation the same or different?
DEFINITION
Presented with a statute, most lawyers and people involved in public life generally would
be able to characterize the statute as constitutional or not, but they would probably
be unable to give a convincing definition. A constitutional statute, according to Laws
LJ,1 is a statute that significantly affects fundamental rights and duties or otherwise the
relation between citizen and state or sets up state institutions. Anything affecting elec-
tions or the powers of Parliament or government or the executive or the judiciary or
the separation of powers or the rule of law looks like a candidate for constitutionality.
On examination this definition hardly qualifies as a definition, being little more than a
rather vague description. Many statutes affect citizens’ rights and duties vis-a-vis the
state, for example much of the welfare state legislation, such as health, social security,
housing, education, and taxation. In one sense, family law touches only the parties con-
cerned, but may have profound social implications calling for parliamentary involve-
ment. Matters such as prenuptial agreements, divorce, equality, maintenance variation,
family provision, the ‘meal ticket for life’, and inherited property have all come before
the Supreme Court and have led to calls for parliamentary intervention. If the defin-
ition turns upon the application of the adjectives fundamental and significant, then it
becomes little more than a value judgment, partly judicial but also largely political and
social and economic. In some cases, the passage of time and the verdict of history must
be the criterion.
N O W R I TT E N CO N ST I T U T I O N
Most states, indeed practically all the modern 200 or so states in the world today, have
a written constitution. So any matter touching upon the constitution is likely to be seen
as constitutional, and expressly or impliedly that constitution is likely to provide for the
method of interpretation and of change. The United Kingdom is almost unique in having
* Email: alec.samuels@btinternet.com
1
Thoburn v. Sunderland City Council [2003] QB 151, DC, paras 50–80, especially paras 59 and 63.
© The Author(s) 2018. Published by Oxford University Press. All rights reserved.
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no written constitution, or no written constitution in one place (unless the statute book
be said to be one place), or no written constitutional code, indeed in having no constitu-
T H E B E N E F I TS O F A CO N ST I T U T I O N A L STAT U T E
The constitutional statute gives us most of the benefits of a written constitution.
Fundamental rights are spelled out and accorded special respect. The sovereignty of
the legislature is preserved. Flexibility is retained in an uncodified constitution. The
relation between legislative supremacy and fundamental rights is not fixed or inflexible.
The courts will pay more or less deference to the legislature, or other public decision-
maker, according to the subject matter. Nothing is plainer than that benign develop-
ment of this kind involves the recognition of the European Communities Act 1972 as a
constitutional statute, said Laws LJ in Thoburn.3
T H E CO N ST I T U T I O N A L STAT U T E S
Ask a statute lawyer, or any lawyer, or any educated member of the public, to give their
list or examples of constitutional statutes. They will think of statutes, which are, as they
see it, historically important, touching on Parliament and Government and fundamen-
tal personal rights or human rights. The following tentative, non-comprehensive exam-
ples are suggested (some statutes having evolved over the centuries and having been
repealed and re-enacted in subsequent legislation):
Magna Carta 1215. Magna Carta 1297 (the first so-called statute in Halsbury’s
statutes). Acts of Supremacy 1534 and 1558. Petition of Right 1627. Bill of Rights
1688. Act of Settlement 1700. Union with Scotland Act 1706. Union with Ireland
Act 1800. Reform Act 1832. Statute of Westminster 1931. Canada Act 1867.
South Africa Act 1903. Indian Independence Act 1947. Government of Ireland
Act 1920. Ireland Act 1949. Representation of the People Acts 1832–2000.
Parliament Acts 1911 and 1949. The Life Peerages Act 1958. House of Lords
Act 1999. Sex Disqualification (Removal) Act 1919. European Communities Act
1972. Scotland Acts 1998, 2012 and 2016. Government of Wales Acts 1998 and
2006. Human Rights Act 1998. Succession to the Crown Acts 1707 and 2013.
Fixed-term Parliament Act 2011. Constitutional Reform Act 2005. Constitutional
Reform and Governance Act 2010. European Union (Withdrawal) Bill 2018.
Citizens of the many particular countries which achieved independence from the
UK, such as through decolonisation, will cite their own independence statute.
2
AW Bradley ‘What is a Constitution?’ in Constitutional and Administrative Law (16th edn 2015), 3–4. M Qvortrup (ed) The
British Constitution: Continuity and Change(Oxford 2013). NW Barber, ‘Against a Written Constitution’ [2008] PL 11–8.
3
Above, para. 64.
A Constitutional Statute? • Page 3 of 10
Halsbury’s Statutes4 lists some 400 statutes in four volumes under Constitutional Law,
starting with Statute of Westminster the First 1275 and the Magna Carta 1297, the lat-
I T S AY S S O
A statute which by its very title says that it is constitutional would seem to preclude ar-
gument. The Constitutional Reform Act 2005 virtually abolished the role of the Lord
Chancellor, set up the Supreme Court, and changed the system for judicial appoint-
ment, all highly significant matters. Reference in the text is expressly made to the rule
of law and the independence of the judges. Though significance, albeit very relevant,
may not be the only, or the ultimate, criterion for constitutionality. The Constitutional
Reform and Governance Act 2010, however, though not without significance, has made
little impact upon the public. The preamble states that the Act was to make provision
for the Civil Service, to clarify the Act of Settlement 1700 (12 and 13 Will 3 c 2), to pro-
vide for the counting of votes in parliamentary elections, to make provision for taxation
of members of Parliament (MPs), and to amend public records law. The Act provides
for the management of the Civil Service, for treaties to be laid before Parliament before
ratification, for Commonwealth and Republic of Ireland citizens to sit in Parliament,
some changes in the parliamentary standards and taxation of MPs, and the transfer of
records to the Public Record Office. The requirement for treaties to be laid before and
approved by Parliament represents a significant constitutional change in respect of the
conduct of foreign affairs, namely the reduction in the traditional power of the preroga-
tive in favour of parliamentary control over the executive.
Procedural and tactical considerations in Parliament lead to many Bills containing a
disparate collection of barely related topics. So a statute can be partially and not wholly
constitutional.
TO O I M P O RTA N T F O R T H E J U D G E S
Complicity in another’s suicide is a criminal offence.5 The applicant claimed incom-
patibility with human rights.6 The courts have rejected the application. The matter has
been before the European Court for Human Rights and there decided to be a matter for
each member state. The DPP prosecution guidelines have been revised at the request of
4
Halsbury’s Statutes of England and Wales (4th edn Vol. 10(1) 2016), 1–64.
5
Suicide Act 1961 section 2.
6
R (Nicklinson) v. Ministry of Justice [2014] UKSC 36, [2015] AC 657. R (Conway) v. Secretary of State for Justice [2017]
EWHC 640 (Admin).
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the Supreme Court.7 The matter has been debated in both Houses of Parliament, which
decided against any statutory change. The matter deeply divides opinion in the country.
T R E AT Y
Few matters can be more important, indeed as important, as the conduct of foreign
affairs and any necessary consequent legislation. Good relations, for security and
defence, and alliances, are indispensable in the modern world. Trade represents the
lifeblood of the economy. So EU membership and EU de-accession are indisputably
constitutional issues. Cohesion and coherence are maintained within the EU by the
power of the state court to refer a matter to the European Court of Justice whose de-
cision is binding, binding upon all member states. The latest and most authoritative
decision is the Miller decision.9 The Supreme Court held that as the treaty and subse-
quent ratifying statute to join the European Union, the European Communities Act
1972, represented a significant constitutional change in 1972, so the Government
decision to activate article 50 in 2017 and withdraw from the European Union rep-
resented a significant constitutional change and therefore required parliamentary ap-
proval, and could not be effected by the exercise of prerogative powers. As it happened
Government was content to seek the approval of Parliament, and the Opposition was
content to agree, so the litigation proved to be unnecessary. Furthermore, citizens of
the United Kingdom have acquired substantial rights under the EU statute and those
rights may only be modified or altered or removed by statute.
NO IMPLIED REPE AL
In Thoburn,10 Laws LJ held that in the circumstances there was no implied repeal of the
European Communities Act 1972. He thought that there could be no implied repeal
as the statute is a constitutional statute. He thought that European law prevailed over
UK law. He also thought that the European Communities Act 1972 was entrenched.
He also thought that it was inconceivable that the European Communities Act 1972
would be repealed even if it could be repealed, and in that matter, events in 2017 have
7
Director of Public Prosecutions Policy for Prosecutires in Respect of Cases of Encouraging or Assisting Suicide (2014). R (Purdy)
v. DPP [2009] UKHL 454 [2010] 1 AC 345.
8
Benkharbouche v. Embassy of the Republic of Sudan [2017] UKSC 62, [2017] 3 WLR 957, paras 6, 8, 30–32, 37, 52, 63, 65 and
73–74. Al-Malki v. Reyes [2017] UKSC 61, [2017] 3 WLR 923—no diplomatic immunity for diplomat on ceasing to hold
office, and anyway liable while diplomat for non-official domestic relationships.
9
R (Miller) v. Secretary of State for Exiting the European Union [2017] UKSC 5, [2017] 2 WLR 583, [2017] 1 All ER 597.
10
Thoburn v. Sunderland City Council [2003] QB 151, DC, paras 50–80, especially para 59. R v. Secretary of State for Transport
ex parte Factortame [1990] 2 AC 85, [1989] 2 All ER 692 and [1991] 1 AC 603, [1991] 1 All ER 70, ECJ and HL.
A Constitutional Statute? • Page 5 of 10
proved him wrong. The European Communities Act 1972 is in the process of being
repealed, needing only a simple majority of members voting (which in the event may
11
Pham v. Secretary of State for the Home Department [2015] UKSC 19, [2015] 1 WLR 1591, paras 58, 84 and 90. R
(Buckinghamshire County Council) v. Secretary of State for Transport [2014] UKSC 3, [2014] 1 WLR 324—European Impact
Assessment EIA Directive not impliedly repealing power of UK Parliament to decide HS2 by legislation instead of planning
law and the courts, para 202. Whether the Wednesbury test of rationality as the test of legality of executive or administrative
action has been or should be replaced by the EU test of proportionality is seen as a constitutional matter R (Keyu) v. Secretary
of State Foreign and Commonwealth Affairs [2015] UKSC 69, [2016] AC 1355, paras 128–140.
12
F Ahmed and A Perry ‘The Quasi-Entrenchment of Constitutional Statutes’ [2014] CLJ 73, 514, 534, 535.
13
Earl of Antrim’s Petition [1967] 1 HC 691, 724 D.
14
Parliamentary Privilege Act 1770 [1958] AC 331, Lord Simonds. See D Greenberg ‘Statutes and the Legislative Process’ in
Halsbury’s Laws of England (5th edn Vol. 96), 516, para 698.
15
Attorney-General v. National Assembly for Wales Commission [2012] UKSC 53, [2013] 1 AC 792, paras 60–68.
Page 6 of 10 • Statute Law Review
the Scotland Act 1998 neither expressly nor impliedly repealed that right, so that right
remained.16 The Convention rights and the rule of law must be protected. There is a pre-
H U M A N R I G H TS
Human rights, though usually concerned with an individual, must be respected by the
state.17 Their importance is such as to suggest that they are constitutional matters. The
UK court must take into account any decision of the European Court of Human Rights
ECHR18 and interpret the law in a way compatible with the European Convention on
Human Rights.19 The court may not strike down offending legislation, but may make a
declaration of incompatibility,20 which by its very nature is likely to bring real pressure
upon the Government. The ECHR in its judgments often recognizes a margin of appre-
ciation in the member state.21
T H E CO M M O N L AW
Inherent in the rule of law in the common law lies the constitutional right of access to the
courts access to justice. Any hindrance or impediment to access, for example shifting the
burden of the cost from the taxpayer to the party, requires parliamentary authority. The
right of access itself is so fundamental that it does not even require statute.22 The Supreme
Court also held that the hindrance or impediment was also a breach of EU law principles
of effectiveness and proportionality, and also probably the UK Equality Act 2010.
N O E N T R E N C H E D STAT U T E S
All statutes may be repealed by the normal parliamentary process, a simple majority of
members voting in the legislature, subject to the limited delaying powers of the House
of Lords. The concept of the entrenched statute is alien.23 The Fixed-Term Parliaments
Act 2011 was passed so as to remove the power of the Prime Minister of the day to call
a general election to suit their political advantage (as perceived, because the perception
may not be fulfilled, as in 1974 and 2017). The Parliament must last for five years unless
a two-third majority of all the members pass a motion calling for an early parliamentary
election or a motion of no confidence is passed and no new government can be formed
to command the confidence of the House in 14 days. As it happened, in 2017 over two
thirds of members did vote for the election; no Opposition likes to be accused of being
unwilling to face the country, so the entrenched provision, if so it be, came to nothing.
But all agree that the statute could be repealed by a simple majority at any time. In times
of a coalition government or a minority government that simple majority may on occa-
sion be difficult or even impossible to attain.
16
H v. Lord Advocate [2012] UKSC 24, [2013] 1 AC 413, paras 24–34.
17
Human Rights Act 1998, section 6.
18
Human Rights Act 1998, section 2.
19
Human Rights Act 1998, section 3.
20
Human Rights Act 1998, section 4.
21
R (HC) v. Secretary of State for Work and Pensions [2017] UKSC 37.
22
R (Unison) v. Lord Chancellor [2017] UKSC 51, [2017] 3 WLR 409.
23
Ahmed and Perry, above n 12 at 514–35.
A Constitutional Statute? • Page 7 of 10
RE ALIT Y
Regard has to be had to political and geographical reality. That the statutes granting
24
Union with Ireland Act 1800, Government of Ireland Act 1922, Irish Free State Agreement Act 1922, Northern Ireland
Temporary Provisions Act 1972, Northern Ireland Act 1998, and Northern Ireland Act 2000.
25
R v. Secretary of State for the Home Department ex parte Pierson [1998] AC 539, 573–574. F Bennion Statutory Interpretation
(6th edn Butterworth), [2013] passim.
Page 8 of 10 • Statute Law Review
• In context.
• The statute should be looked at in the round, within the four corners.
N OT H I N G S P E C I A L
Theoretically and technically under UK law there is nothing special about the inter-
pretation of a constitutional statute, there is nothing different from any other statute.26
The ordinary rules for interpretation will be applied in the normal way. All litigants are
treated equally, each and every case is treated on its merits. No particular litigant, be
they ever so powerful, receives any special attention. However, having characterized
the case as a constitutional case perhaps a degree of special attention to the case may
be accorded. By definition, the matter is fundamental and significant and the matter
affects many people, perhaps even the whole nation. The state is involved. Interveners,
such as reputable national bodies, are likely to be involved. Permission to appeal to the
Court of Appeal and the Supreme Court should normally be given. Political, social, en-
vironmental and financial matters and values are likely to be involved. The public will
be much interested. The case will attract publicity. It is constitutional.
S U M M A RY
There appears to be some degree of tentative or nascent recognition by the judges of
a ‘constitutional’ statute and the beginning of a special approach to interpretation of a
constitutional statute.27
1. Particular attention should be paid to the fidelity of the text because
Parliament will have taken particular care in the drafting, the style, and
the language of a constitutional statute.
26
An amending statute can amend a constitution Kariapper v. Nijesinha [1968] AC 717, PC.
27
Imperial Tobacco Ltd v. Lord Advocate [2012] UKSC 61, 2013 SC 153, 2013 SLT 2, paras 10–18, the locus classicus, albeit
not wholly consistent. D Feldman, op cit 355–6.
A Constitutional Statute? • Page 9 of 10
REFOR M?
There is no clear and generally accepted legal definition of a constitutional statute,
though some statutes clearly fall within the concept. No firm or definitive answer can
28
Robinson v. Secretary of State for Northern Ireland [2002] UKHL 32, [2002] NI 390. R (Governors of Brynmawr Foundation)
v. Welsh Ministers [2011] EWHC 519 Admin.
29
Bill of Rights 1688, 1 William and Mary, sess. 2 c2, s1. R (Miller) v. Secretary of State for Exiting the European Union [2017]
UKSC 5. Bowles v. Bank of England [1913] 1 Ch. 57, 84–85.
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be given to the question: is there such a thing as a constitutional statute? This ambi-
guity or dilemma reflects the ambiguity of the constitution itself, insofar as the United